CHAPTER III

THE LAW OF LEGISLATIVE POWERS (II)

25. The powers of Congress, whether expressed or implied, are powers

incident to sovereignty, being essential to the existence of the

government which sovereignty has created. The principle is laid down in

_The Federalist_, that the government of the Union “must possess all

the means and have a right to resort to all the methods of executing

the powers with which it is intrusted.”[60] The immediate comparison

here is between the government of the United States and those of the

States. The federal government must possess powers as adequate for its

purposes as are the powers possessed and exercised by the particular

States. The principle is laid down by Hamilton yet more explicitly:

A government ought to contain in itself every power requisite to

the full accomplishment of the objects committed to its care,

and to the complete execution of the trusts for which it is

responsible, free from every other control but a regard for the

public good and to the sense of the people.[61]

This principle applies to both American governments,—that of each

State, and that of the United States. Each within its own jurisdiction

is supreme. This means that the national government possesses powers

adequate to the existence and efficient operation of such a government.

With this principle in mind, the exercise, by Congress, of its

powers becomes reasonably plain. The people of the United States are

a sovereignty; they have ordained and established the Constitution

of the United States. This Constitution is a plan of republican,

that is of representative, government. The powers granted by this

sovereignty to this government are adequate to the ends and purposes

of this government. Whence follows all our constitutional law: for the

constitutional law of the States cannot vary essentially from that

of the United States. The principle here is stated by Chief Justice

Marshall: “The Constitution, when thus adopted, was of complete

obligation, and bound the State sovereignties.”[62]

26. The powers of Congress are derived through this Constitution

and are adequate to the legislative needs of the government thus

created. Here again applies the principle as to proper legislative

powers: “Let the end be legitimate, let it be within the scope of the

Constitution, and all means which are appropriate, which are plainly

adapted to that end, which are not prohibited, but consist with the

letter and spirit of the Constitution, are constitutional.” If this

principle be true (and it lies at the basis of government in America),

it seems unnecessary that the Constitution should specify, or enumerate

the powers of Congress. These which are enumerated may not be said

to be in any logical order. Doubtless the qualities of sovereignty

are equal qualities—each essential to the supreme end and purpose of

sovereignty—which end and purpose is to be and to remain sovereignty.

27. But to Congress and to the State Legislatures powers are granted.

Does the grant of powers to Congress extinguish the grant to the State

Legislatures? Here, again, Hamilton states the principle:

An entire consolidation of the States into one complete sovereignty

would imply an entire subordination of the parts; and whatever

powers might remain in them, would be altogether dependent on the

general will. But as the plan of the Convention (“of 1787”) aims

only at a partial union or consolidation, the State governments

would clearly retain all the rights of sovereignty which they

before had, and which were not, by that act, exclusively delegated

to the United States. This exclusive delegation, or rather, this

alienation, of State sovereignty, would only exist in three cases:

where the Constitution in express terms granted an exclusive

authority to the Union; where it granted in one instance an

authority to the Union, and in another prohibited the States from

exercising the like authority; and where it granted an authority

to the Union, to which a similar authority in the States would be

absolutely and totally contradictory and repugnant.[63]

The implication of the extinguishment of the powers of the State

Legislature by the powers of Congress can arise only where exercise of

State authority is “absolutely and totally contradictory and repugnant

to the power delegated to Congress.”[64] Therefore “where the authority

of the States is taken away by _implication_, they may continue to

act until the United States exercise their power, because until such

exercise there can be no incompatibility.”[65] The principle here

laid down is illustrated by laws fixing the standard of weights and

measures; bankruptcies; counterfeiting the coin and securities of the

United States; copyrights and patent rights. If Congress legislates

on these subjects, such legislation excludes State legislation in

conflict with it. In the absence of congressional and in the presence

of State legislation, on these (and some other subjects falling in

the same class) the respective State legislation is supreme within

the jurisdiction of the State.[66] Stated in a different way, this

principle of American constitutional law would read,—the mere grant to

the federal government of power over a subject does not necessarily

extinguish State authority over the same subject. Thus the State has

power by common law, or by statute, to fix a standard of weights and

measures. The issue here is not one merely of authority but of relative

authority. The exercise of authority by Congress is not, by that fact,

prohibition of exercise of authority by a State. This exercise is

radically different from that of legislation on coining money, making

treaties, granting titles of nobility, issuing letters of marque and

reprisal,—or any other subject over which Congress has exclusive, and a

State no jurisdiction. Here the question is one of exclusive, or sole

authority. Thus, State Legislatures have authority to pass bankrupt or

insolvent laws, provided there is no act of Congress, on the subject,

in force establishing a uniform system of bankruptcy conflicting with

the State law, and, further, providing that the State law does not

impair the obligation of contracts.[67]

28. But State insolvent laws apply to contracts within the State

between one of its citizens and a citizen of another State, and they

do not apply to contracts not made within the State. The principle

here is one of jurisdiction: no State has authority outside its

own jurisdiction. Therefore interstate matters are beyond State

jurisdiction and are exclusively under the control of Congress. This

principle is expressed judicially: “Insolvent laws of one State cannot

discharge the contracts of citizens of other States because they have

no extra-territorial operation.”[68]

29. Congress exercises any of its powers as an agent of its sovereign,

the people of the United States. These powers, like those of the

President, or of the federal courts, are expressed or implied; the

government of the United States is “a national government with

sovereign powers, legislative, executive, and judicial.”[69] Because

this government is a sovereign government it possesses the choice of

means to make its sovereignty real. Hence it possesses power to pay the

debts of the United States, to borrow money, to incorporate banks, to

coin money, to make war, and to do whatever acts it considers necessary

and proper, and in such manner as it sees fit,—all acts of sovereignty.

It alone can determine what is a legal tender, what the value of coins,

domestic or foreign (within its jurisdiction) and, in brief it can do

all acts such “as accord with the usage of sovereign governments.” Thus

the national currency may be coin or paper, as Congress shall regulate.

Whatsoever Congress by legislation declares to be a legal tender in

payment of debts between individuals or corporations is thereby a legal

tender, because Congress is “the legislature of a sovereign nation”

and is expressly empowered by the Constitution to enact laws of the

kind.[70] This power is commensurate with the jurisdiction of Congress

in this matter,—a power which absolutely and totally excludes the power

of the several States.

30. As a matter of constitutional law, it must be admitted that,

granting the national sovereignty of the people of the United States,

it must follow that the legislature of this sovereign nation would

possess such power over currency and coinage. That is, the power would

be _implied_ if it were not expressed. It is the office or function

of a supreme national government to legislate for national ends and

purposes.[71]

But the principle of national sovereignty which operates in

Congressional legislation on money, currency, coinage, and legal

tenders, does not nullify the principle of contracts. A lawful

contract between parties that calls for payment of a particular article

with a particular article, be it silver coin, gold coin, national

bank notes, treasury notes, reserve bank issues, or subsidiary coin,

is satisfied only when executed in the terms of the contract. The

obligation of the contract would be impaired if it were executed

otherwise than as the contract itself sets forth.[72]

31. Congress is not under contract to coin money, to pay the debts of

the United States, or to borrow money in any particular way. Duties,

excises, and imports must be _uniform_ throughout the United States,

and this condition is a fundamental limitation. No limitation is placed

by the Constitution on the power of Congress over the currency. This

power is supreme. It is a power which, duly exercised, secures the

existence of sovereignty itself.[73]

A function of sovereignty is performed in the issuing of a bill of

credit, the sovereign power thus pledging its faith, and the thing

issued is designed to circulate as money. The State, or Commonwealth,

in the Union, is not a sovereign for this purpose, as the Constitution

provides.[74] So when a State incorporates a bank, which issues

bills of credit, the act of the bank is not an act of sovereignty,

and the State, though a stockholder in the bank, imparts none of its

sovereignty to the bank. The bank as a corporation, not the State as

an incorporator, is answerable for the obligations of the bank.[75] To

constitute a “bill of credit,” in the meaning of the Constitution, it

must be issued by a State, on the faith of the State and be designed to

circulate as money.[76]

32. Power to provide for the punishment of counterfeiting the

securities and current coin of the United States is specially delegated

to Congress,[77] but it is not denied to the several States. The

power to coin money belongs exclusively to Congress[78] as a mark

and necessary incident of sovereignty, but counterfeiting the coin

constitutes an offense against both the State and the United States.

The uttering of counterfeit coin is a cheat, and the State can protect

its citizens against fraud by exercise of its police power. Such

offenses fall strictly within State jurisdiction. Counterfeiting

debases the coin, throws spurious and base metal, or false securities

into circulation, and is an offense against that constitutional power

which is exclusively authorized to create a currency for public uses.

The offense is against the sovereignty of the nation, and, being a

fraud, it is against the sovereignty of the State. In either case it

imperils sovereignty.[79]

33. The power of Congress to establish post offices and post roads is

not an exclusive power, for the States are not prohibited to legislate

on the same subject. But Congress has unlimited power over it and may

designate what may be included in and what may be excluded from the

mails. This exercise is doubtless of the police power. It does not

follow that congressional establishing and regulation of post offices

and post roads mean that Congress has power to deal with crime or

immorality within a State in order to maintain that it possesses the

power to forbid the use of the mails in aid of the perpetration of

crime and immorality. So a postal law of Congress excluding lottery

tickets from the mail is not an abridgment of the freedom of the press.

Congress, by reason of the nature of its functions, is empowered to

determine what shall and what shall not be carried in the mails, and

the right of freedom of speech does not give the right to injure the

objects or to defeat the purposes which government is ordained and

established to further and protect.[80] But the State, in exercise of

its police power, may undoubtedly protect its citizens from injury

springing out of that intercourse known as the mail service so long as

it is wholly intrastate,—that is, within its jurisdiction.

34. Copyrights and patent rights are privileges granted by Congress for

a term of years and are strictly statutory—for the United States has

no common law. The States may exercise their powers in like manner,

subject to the essential condition that the Constitution is the supreme

law of the land. Copyrights and patent rights are examples of rights

which exist by act of Congress,[81] but the right thus created does not

annul the ordinary police power as put forth in the police regulations

of a State. The person owning or controlling either copyright or

patent right is not thereby empowered to defy the laws of a State as

respecting the sale of the article in which or over which he has the

exclusive right. The article itself may be adjudged injurious to the

public and, therefore, by police regulation, forbidden to be sold or to

be exposed for sale in the State. The patent right prevents others than

the inventor from participating in the fruits of his invention, without

his consent; but the exercise of the right must be in subordination to

the police regulations of the State, otherwise, “a person might with

as much propriety claim a right to commit murder with an instrument,

because he held a patent for a new and useful invention.”[82] It may

be accepted as a principle that “patent laws do not interfere with

the power of a State to pass laws for the protection and security of

its citizens, in their persons and property, or in respect to matters

of internal polity, although such laws may incidentally affect the

profitable use or sale by a patentee of his inventions.”[83]

35. The power of Congress, expressly delegated to it, “to define and

punish piracies and felonies committed on the high seas, and offenses

against the law of nations,” is not exclusive. The States are not

prohibited from legislating on the subject. Offenses committed within

the jurisdiction of a State are punishable by State laws. Such offenses

are punishable by common law. If there is no act of Congress covering

the offense, then the United States has not assumed jurisdiction. But

absence of a specific mention or definition of the offense does not

invalidate a claim of jurisdiction when the result of the offense

is piracy. Piracy is robbery committed within the jurisdiction of

the admiralty,[84] but an offense that effects piracy, though not

technically robbery, is piracy.[85] As piracy is an offence against

the law of nations, and not strictly against domestic municipal law,

it falls within the jurisdiction of the admiralty—a jurisdiction over

which the judicial power of the United States is expressly extended by

the Constitution.[86] This jurisdiction is not exclusive as provided

for by the Constitution. Practically, however, the States do not

legislate on the subject, unless it be to provide for the execution of

their police power over their own waters.

36. The “admiralty jurisdiction” of the United States is co-extensive

with its authority over or on waters, fresh or salt, including the

high seas, the Great Lakes, and rivers and streams commerce over

which it has power to regulate. Thus this jurisdiction is over the

American ship wherever it may be. “Offenses committed on vessels

belonging to citizens of the United States, within their admiralty

jurisdiction (‘that is within navigable waters’) though out of the

territorial limits of the United States, may be judicially considered

when the vessel and parties are brought within their territorial

jurisdiction.”[87]

37. The war power is possessed by Congress exclusively,[88] for

the limitation of the States as to declaring war can be construed

only as an exclusive delegation of this power to the United States.

The exercise of this power is a sovereign act and may consist in a

formal declaration of war, or a formal recognition or declaration

of a state of war. War existing by such regulation, the President,

as commander-in-chief of the army and navy, and of the militia of

the several States when called into the actual service of the United

States, is bound by his oath faithfully to execute his office—which

is to execute the laws of the United States. It is for the President

to determine how to execute his office; that is a political, not a

judicial question. “He must determine what degree of force the crisis

demands.” He must decide the character of the opposing forces, whether

they are belligerents, or of some other character. He may close ports

or declare a blockade of the enemy. He possesses the whole executive

power of the United States. Ratification of his acts though _ex post

facto_ are constitutional,—fundamentally because sovereignty having

vested the executive office in a President, and he having performed

its duties to the best of his ability, refusal to consider his acts as

constitutional would be repudiation by sovereignty of an act which had

been done by its authority.[89]

38. The word “State” in the Constitution refers to a State of the

Union.[90] For while the Constitution was made, “ordained and

established by the people of the United States for themselves,”[91]

it was made for the people of the United States in States. Thus it

follows that over a domain not constituting a State, that is, over a

domain consisting of a ceded district, or a territory, or an outlying

possession, Congress has sole jurisdiction. Only the United States

and the several States possess sovereignty. No State, or a member of

the Union, has jurisdiction over the district and there is no other

American government than Congress to exercise it. “Territory” like

property by common law must have an owner; if it is self-owned and

self-governed, it is sovereign; otherwise it is a subject or possession

of sovereignty. It follows, as to American constitutional law, that

subdivisions of States are wholly within State jurisdiction: Congress

having no jurisdiction over counties or cities other than as, in a

general way over matters, Congressional legislation affects counties

and cities as parts of States throughout the United States.[92] And

unless a State has ceded its jurisdiction over a district within its

borders, it has full authority to levy taxes, to execute its inspection

and other police laws and regulations within that district. Thus Kansas

ceded the Ft. Leavenworth Military Reservation to the United States in

1875, but the deed of cession granted no more than use of the land as

a military post; the State, therefore, could levy and collect taxes

within this area, having never parted with the sovereign right to do

so.[93] And any other powers or rights of the State, over this area,

not explicitly granted to the United States by Kansas in the deed of

cession remain intact in the State; its original jurisdiction as a

State, save as explicitly modified by that deed, remains.

39. The power of Congress to govern territory, implied in the right

to acquire it, and given to Congress in the Constitution,[94] to

whatever other limitation it may be subject, the extent of which

must be decided as questions arise, does not require that body to

enact for ceded territory, not made a part of the United States

by Congressional action, a system of laws which shall include the

right of trial by jury, and that the Constitution does not, without

legislation, and of its own force, carry such right to territory so

situated.[95]

The principle laid down by the Supreme Court recognizes two kinds or

classes of ceded territory: one, “made a part of the United States

by congressional action,” that is, incorporated into the United

States; the other, unincorporated. While congressional authority over

either class is supreme, when the Constitution and laws of the United

States are extended by Congress over a territory, they cannot be

withdrawn,[96] for if the Constitution could be withdrawn directly it

could be nullified indirectly by acts passed inconsistent with it. The

Constitution would thus cease to exist as such and would become of no

greater authority than an ordinary act of Congress.[97] The decision

of the Court as to the power of Congress over territory of the United

States makes Congress absolute in the exercise of its power. The Court

does enumerate the limitations on Congress, in such control, but leaves

each limitation to be determined as the issue involving it shall

arise.[98] The safeguard against congressional absolutism is thus

expressed by the Court:

There are certain principles of natural justice inherent in the

Anglo-Saxon character, which need no expression in constitutions

or statutes to give them effect, or to secure dependencies against

legislation manifestly hostile to their real interests.[99]

The Essentials of American Constitutional Law · 第 3 / 13 章