CHAPTER II

NEUTRALITY

Despite the wars and rumors of wars in Europe after 1910, few Americans

perceived the gathering of the clouds, and probably not one in ten

thousand felt more than an ordinary thrill of interest on the morning of

June 29, 1914, when they read that the Archduke Franz Ferdinand of

Austria had been assassinated. Nor, a month later, when it became obvious

that the resulting crisis was to precipitate another war in the Balkans,

did most Americans realize that the world was hovering on the brink of

momentous events. Not even when the most dire forebodings were realized

and the great powers of Europe were drawn into the quarrel, could America

appreciate its significance. Crowds gazed upon the bulletin boards and

tried to picture the steady advance of German field-gray through the

streets of Liège, asked their neighbors what were these French 75's, and

endeavored to locate Mons and Verdun on inadequate maps. Interest could

not be more intense, but it was the interest of the moving-picture

devotee. Even the romantic voyage of the _Kronprinzessin Cecilie_ with

her cargo of gold, seeking to elude the roving British cruisers, seemed

merely theatrical. It was a tremendous show and we were the spectators.

Only the closing of the Stock Exchange lent an air of reality to the

crisis.

It was true that the Spanish War had made of the United States a world

power, but so firmly rooted in American minds was the principle of

complete political isolation from European affairs that the typical

citizen could not imagine any cataclysm on the other side of the Atlantic

so engrossing as to engage the active participation of his country. The

whole course of American history had deepened the general feeling of

aloofness from Europe and heightened the effect of the advice given by

the first President when he warned the country to avoid entangling

alliances. In the early nineteenth century the United States was a

country apart, for in the days when there was neither steamship nor

telegraph the Atlantic in truth separated the New World from the Old.

After the close of the "second war of independence," in 1815, the

possibility of foreign complications seemed remote. The attention of the

young nation was directed to domestic concerns, to the building up of

manufactures, to the extension of the frontiers westward. The American

nation turned its back to the Atlantic. There was a steady and welcome

stream of immigrants from Europe, but there was little speculation or

interest as to its headwaters.

Governmental relations with European states were disturbed at times by

crises of greater or less importance. The proximity of the United States

to and interest in Cuba compelled the Government to recognize the

political existence of Spain; a French army was ordered out of Mexico

when it was felt to be a menace; the presence of immigrant Irish in large

numbers always gave a note of uncertainty to the national attitude

towards Great Britain. The export of cotton from the Southern States

created industrial relations of such importance with Great Britain that,

during the Civil War, after the establishment of the blockade on the

Confederate coast, wisdom and forbearance were needed on both sides to

prevent the breaking out of armed conflict. But during the last third of

the century, which was marked in this country by an extraordinary

industrial evolution and an increased interest in domestic

administrative issues, the attitude of the United States towards Europe,

except during the brief Venezuelan crisis and the war with Spain, was

generally characterized by the indifference which is the natural outcome

of geographical separation.

In diplomatic language American foreign policy, so far as Europe was

concerned, was based upon the principle of "non-intervention." The right

to manage their affairs in their own way without interference was conceded

to European Governments and a reciprocal attitude was expected of them.

The American Government followed strictly the purpose of not participating

in any political arrangements made between European states regarding

European issues. Early in the life of the nation Jefferson had correlated

the double aspect of this policy: "Our first and fundamental maxim," he

said, "should be never to entangle ourselves in the broils of Europe; our

second, never to suffer Europe to intermeddle with cis-Atlantic affairs."

The influence of John Quincy Adams crystallized this double policy in the

Monroe Doctrine, which, as compensation for denying to European states the

right to intervene in American politics, sacrificed the generous

sympathies of many Americans, among them President Monroe himself, with

the republican movements across the Atlantic. With the continued and

increasing importance of the Monroe Doctrine as a principle of national

policy, the natural and reciprocal aspect of that doctrine, implying

political isolation from Europe, became more deeply imbedded in the

national consciousness.

There was, it is true, another aspect to American foreign policy besides

the European, namely, that concerning the Pacific and the Far East, which,

as diplomatic historians have pointed out, does not seem to have been

affected by the tradition of isolation. Since the day when the western

frontier was pushed to the Golden Gate, the United States has taken an

active interest in problems of the Pacific. Alaska was purchased from

Russia. An American seaman was the first to open the trade of Japan to the

outside world and thus precipitated the great revolution which has touched

every aspect of Far Eastern questions. American traders watched carefully

the commercial development of Oriental ports, in which Americans have

played an active rôle. In China and in the maintenance of the open door

especially, has America taken the keenest interest. It is a matter of

pride that American policy, always of a purely commercial and peaceful

nature, showed itself less aggressive than that of some European states.

But the Government insisted upon the recognition of American interest in

every Far Eastern issue that might be raised, and was ready to intervene

with those of Europe in moments of crisis or danger.

A fairly clear-cut distinction might thus be made between American

pretensions in the different parts of the world. In the Americas the

nation claimed that sort of preëminence which was implied by the Monroe

Doctrine, a preëminence which as regards the Latin-American states north

of the Orinoco many felt must be actively enforced, in view of special

interests in the Caribbean. In the Far East the United States claimed an

equality of status with the European powers. In the rest of the world,

Europe, Africa, the Levant, the traditional American policy of abstention

held good absolutely, at least until the close of the century.

The war with Spain affected American foreign policy vitally. The holding

of the Philippines, even if it were to prove merely temporary, created new

relations with all the great powers, of Europe as of Asia; American

Caribbean interests were strengthened; and the victory over a European

power, even one of a second class in material strength, necessarily

altered the traditional attitude of the nation towards the other states of

Europe and theirs towards it. This change was stimulated by the close

attention which American merchants and bankers began to give to European

combinations and policies, particularly to the exploitation of thinly

populated districts by European states. Even before the Spanish War a

keen-sighted student of foreign affairs, Richard Olney, had declared that

the American people could not assume an attitude of indifference towards

European politics and that the hegemony of a single continental state

would be disastrous to their prosperity if not to their safety. Conversely

Europeans began to watch America with greater care. The victory over Spain

was resented and the fear of American commercial development began to

spread. The Kaiser had even talked of a continental customs union to meet

American competition. On the other hand, Great Britain, which had

displayed a benevolent attitude during the Spanish War and whose admiral

at Manila had perhaps blocked German interference, showed an increasing

desire for a close understanding. The friendship of the United States,

itself once a British dependency, for the British colonies was natural

and American interests in the Far East had much in common with those of

Great Britain.

External evidence of the new place of the United States in the world might

be found in the position taken by Roosevelt as peacemaker between Russia

and Japan, and, more significantly, in the rôle played by the American

representative, Henry White, at the Conference of Algeciras in 1906. Not

merely did the American Government consent to discuss matters essentially

European in character, but its attitude proved almost decisive in the

settlement then drafted. It is true that the Senate, in approving that

settlement, refused to assume responsibility for its maintenance and

reiterated its adherence to traditional policy. But those who watched

developments with intelligent eyes must have agreed with Roosevelt when he

said: "We have no choice, we people of the United States, as to whether we

shall play a great part in the affairs of the world. That has been decided

for us by fate, by the march of events." Yet it may be questioned whether

the average American, during the first decade of the twentieth century,

realized the change that had come over relations with Europe. The majority

of citizens certainly felt that anything happening east of the Atlantic

was none of their business, just as everything that occurred in the

Americas was entirely outside the scope of European interference.

There is little to show that Woodrow Wilson, at the time when he entered

upon his duties as President, was one of the few Americans who fully

appreciated the new international position of the United States and its

consequences, even had there been no war. The Democratic platform of 1912

hardly mentioned foreign policy, and Wilson's Inaugural contained no

reference to anything except domestic matters. Certain problems inherited

from the previous Administration forced upon the President, however, the

formulation, if not of a policy, at least of an attitude. The questions of

the Panama Canal tolls and Japanese immigration, the Mexican situation,

the Philippines, general relations with Latin-America, all demanded

attention. In each case Wilson displayed a willingness to sacrifice, a

desire to avoid stressing the material strength of the United States, an

anxiety to compromise, which matched in spirit the finest traditions of

American foreign policy, which has generally been marked by high ideals.

Many of his countrymen, possibly without adequate study or command of the

facts, supposed that Wilson was inspired less by positive ideals than by

the belief that no problem of a foreign nature was worth a quarrel. People

liked the principle contained in the sentence: "We can afford to exercise

the self-restraint of a really great nation which realizes its own

strength and scorns to misuse it." But they also wondered whether the

passivity of the Government did not in part proceed from the fact that the

President could not make up his mind what he wanted to do. They looked

upon his handling of the Mexican situation as clear evidence of a lack of

policy. Nevertheless the country as a whole, without expressing enthusiasm

for Wilson's attitude, was obviously pleased by his attempts to avoid

foreign entanglements, and in the early summer of 1914 the eyes of the

nation were focused upon domestic issues.

Then came the war in Europe.

* * * * *

Today, after the long years of stress and struggle in which the crimes of

Germany have received full advertisement, few Americans will admit that

they did not perceive during that first week of August, 1914, the

complete significance of the moral issues involved in the European war.

They read back into their thoughts of those early days the realization

which, in truth, came only later, that Germany was the brutal aggressor

attacking those aspects of modern civilization which are dear to America.

In fact there were not many then who grasped the essential truth that the

cause defended by Great Britain and France was indeed that of America and

that their defeat would bring the United States face to face with vital

danger, both material and moral.

Partisanship, of course, was not lacking and frequently it was of an

earnest kind; in view of the large number of European-born who enjoyed

citizenship, sympathy with one side or the other was inevitably warm.

West of the Mississippi it was some time before the masses were stirred

from their indifference to and their ignorance of the struggle. But on

the Atlantic seaboard and in the Middle West opinion became sharply

divided. The middle-class German-Americans naturally espoused with some

vehemence the justice of the Fatherland's cause. German intellectuals of

influence, such as Hugo Münsterberg, inveighed against the hypocrisy and

the decadence of the Entente powers. Many Americans who had lived or had

been educated in Germany, some professors who had been brought into

contact with the Kaiser explained the "essentially defensive character"

of Germany's struggle against the threatening Slav. Certain of the

politically active Irish elements, anxious to discredit the British, also

lent their support to the German cause.

On the Atlantic coast, however, the general trend of opinion ran strongly

in favor of the Entente. The brave defense of the Belgians at Liège

against terrible odds evoked warm sympathy; the stories of the atrocities

committed by the invading Germans, constantly more frequent and more

brutal in character, enhanced that feeling. The valorous retreat of the

French and their last-ditch stand on the Marne compelled admiration.

Moreover, the school histories of the United States with their emphasis

upon La Fayette and the aid given by the French in the first fight for

liberty proved to be of no small importance in the molding of sympathy.

Business men naturally favored Great Britain, both because of financial

relationships and because of their dislike and fear of German commercial

methods.

But in all this partisanship there was little appreciation of the peril

that might result from German victory and no articulate demand that the

United States intervene. Warm sympathy might be given to one side or the

other, but the almost universal opinion was that the war was none of our

business. Even Theodore Roosevelt, who later was to be one of the most

determined advocates of American intervention on the side of the Entente,

writing for _The Outlook_ in September, 1914, congratulated the country

on its separation from European quarrels, which made possible the

preservation of our peace.

Whatever the trend of public opinion, President Wilson would have

insisted upon neutrality. Everything in his character and policy demanded

the maintenance of peace. He had entered office with a broad programme of

social reform in view, and the attainment of his ideals depended upon

domestic tranquillity. He was, furthermore, a real pacifist, believing

that war is debasing morally and disastrous economically. Finally, he was

convinced that the United States was consecrated to a special task,

namely, the inspiration of politics by moral factors; if the nation was

to accomplish this task its example must be a higher example than one of

force. Unquestionably he looked forward to acting as mediator in the

struggle and thus securing for the country and himself new prestige such

as had come in Roosevelt's mediation between Russia and Japan. But the

main thought in his mind was, first, the preservation of peace for the

sake of peace; and next, to attain the supreme glory of showing the world

that greatness and peaceableness are complementary in national character

and not antithetic. "We are champions of peace and of concord," he said,

"and we should be very jealous of this distinction which we have sought

to earn."

Wilson's determination was strengthened by his obvious failure to

distinguish between the war aims of the two sides. He did not at first see

the moral issue involved. He was anxious to "reserve judgment until the

end of the war, when all its events and circumstances can be seen in their

entirety and in their true relations." When appeals and protests were sent

to him from Germany, Belgium, and France dealing with infractions of the

law and practice of nations, he was willing to return a response to

Germany, which had confessedly committed an international wrong, identical

with that sent to Belgium which had suffered from that wrong. Wilson has

himself confessed that "America did not at first see the full meaning of

the war. It looked like a natural raking out of the pent-up jealousies and

rivalries of the complicated politics of Europe.... We, at the distance

of America, looked on at first without a full comprehension of what the

plot was getting into."[2] That the aims of the belligerent powers might

affect the conscience or the fortunes of America he did not perceive. He

urged us not to be "thrown off our balance by a war with which we have

nothing to do, whose causes cannot touch us, whose very existence affords

us opportunities of friendship and disinterested service which should make

us ashamed of any thought of hostility or fearful preparation for

trouble." Hence his proclamation of neutrality, which was universally

accepted as right. Hence, also, his adjuration to be "impartial in thought

as well as in action," which was not so universally accepted and marks,

perhaps, a definite rift between Wilson and the bulk of educated opinion

in the Northeast.

[Footnote 2: Speech on the _George Washington_, July 4, 1919.]

During the early days of August Wilson had proclaimed his desire to act

as mediator between the warring forces, although he must have realized

that the suggestion would prove fruitless at that moment. Again, after

the battle of the Marne, he took advantage of German discouragement,

apparently receiving a hint from Johann von Bernstorff, German

Ambassador in Washington, to sound the belligerents on the possibility of

an arrangement. Failing a second time to elicit serious consideration of

peace, he withdrew to wait for a better opportunity. Thus the Germans,

beaten back from Paris, vainly pounded the allied lines on the Yser; the

Russians, after forcing their path through Galicia, defended Warsaw with

desperation; while Wilson kept himself and his country strictly aloof

from the conflict.

But no mere desires or declarations could prevent the war from touching

America, and each day made more apparent the difficulties and the dangers

of neutrality. The Atlantic no longer separated the two worlds. In

September and October the British Government, taking advantage of the

naval supremacy assured by their fleet, issued Orders in Council designed

to provide for close control of neutral commerce and to prevent the

importation of contraband into Germany. British supervision of war-time

trade has always been strict and its interpretation of the meaning of

contraband broad; the present instance was no exception. American ships

and cargoes were seized and confiscated to an extent which, while it

doubtless seemed justified to the British, who were fighting for their

lives, evoked a chorus of bitter complaints from American producers and

exporters. Commerce with neutral countries of Europe threatened to become

completely interrupted. On the 21st of October and again on the 26th of

December, the State Department sent notes of protest to the British

Government. The tone of the discussion was notably sharpened by the

seizure of the _Wilhelmina_, supposedly an American ship, though, as

later developed, she had been chartered by a German agent in New York,

Dr. Heinrich F. Albert, in order to bring the Anglo-American dispute to a

head.

How far the interference with our trade by the British might have

embittered relations, if other issues had not seemed more pressing, no one

can say. Precisely at the moment when business men were beginning to call

upon Wilson for a sturdier defense of American commercial rights, a

controversy with Germany eclipsed, at least from the eye of the general

public, all other foreign questions. From the moment when the defeat on

the Marne showed the Germans that victory was not likely to come quickly

to their arms, the Berlin Government realized the importance of preventing

the export of American munitions. Since the allies held control of the

seas an embargo on such export would be entirely to German advantage, and

the head of German propaganda in this country, a former Colonial

Secretary, Dr. Bernhard Dernburg, attempted to mobilize German-American

sentiment and to bring pressure upon Congressmen through their

constituents in favor of such an embargo. It was easy to allege that the

export of arms, since they went to the allied camp alone, was on its face,

unneutral. Several Senators approved the embargo, among them the chairman

of the Senate Foreign Relations Committee, William J. Stone of Missouri.

Against the proposed embargo Wilson set his face steadfastly. He perceived

the fallacy of the German argument and insisted that to prevent the export

of arms would be itself unneutral. The inability of the Central Powers to

import arms from the United States resulted from their inferiority on the

high seas; the Government would be departing from its position of

impartiality if it failed to keep American markets open to every nation of

the world, belligerent or neutral. The United States could not change the

rules in the middle of the game for the advantage of one side. The perfect

legality of Wilson's decision has been frankly recognized since the war by

the German Ambassador.

But the execution of German military plans demanded that the allied

shortage in munitions, upon which the Teutons counted for success in the

spring campaigns, should not be replenished from American sources.

Failing to budge Wilson on the proposal of an embargo, they launched

themselves upon a more reckless course. On February 4, 1915, the German

Admiralty issued a proclamation to the effect that after the 18th of

February, German submarines would destroy every enemy merchant vessel

found in the waters about the British Isles, which were declared a "war

zone"; and that it might not be possible to provide for the safety of

crew or passengers of destroyed vessels. Neutral ships were warned of the

danger of destruction if they entered the zone. The excuse alleged for

this decided departure from the custom of nations was the British

blockade upon foodstuffs, which had been declared as a result of the

control of food in Germany by the Government. Here was quite a different

matter from British interference with American trade-rights; for if the

German threat were carried into effect it signified not merely the

destruction or loss of property, for which restitution might be made, but

the possible drowning of American citizens, perhaps women and children,

who would be entirely within their rights in traveling upon merchant

vessels and to whom the Government owed protection.

Wilson's reply was prompt and definite. "If the commanders of German

vessels of war should ... destroy on the high seas an American vessel or

the lives of American citizens, it would be difficult for the Government

of the United States to view the act in any other light than as an

indefensible violation of neutral rights.... The Government of the United

States would be constrained to hold the Imperial German Government to a

strict accountability for such acts of their naval authorities and to take

any steps it might be necessary to take to safeguard American lives and

property and to secure to American citizens the full enjoyment of their

acknowledged rights on the high seas." It was the clearest of warnings.

Would Germany heed it? And if she did not, would Wilson surrender his

pacific ideals and take the nation into war?

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