problem was proposed, in which theoretical results were wanted for
comparison with observation, but could not be accurately obtained; as
was the case in astronomy also, till the time of the approximate
solution of the problem of three bodies, and the consequent formation
of the tables of the moon and planets, on the theory of universal
gravitation. After some time, electrical theory was relieved from
this reproach, mainly in consequence of the progress which astronomy
had occasioned in pure mathematics. About 1801 there appeared in the
_Bulletin des Sciences_, an exact solution of the problem of the
distribution of electric fluid on a spheroid, obtained by Biot, by
the application of the peculiar methods which Laplace had invented
for the problem of the figure of the planets. And, in 1811, M.
Poisson applied Laplace's artifices to the case of two spheres acting
upon one another in contact, a case to which many of Coulomb's
experiments were referrible; and the agreement of the results of
theory and observation, thus extricated from Coulomb's numbers
obtained above forty years previously, was very striking and
convincing."
Not only do the sciences affect each other after this direct manner, but
they affect each other indirectly. Where there is no dependence, there is
yet analogy--_equality of relations_; and the discovery of the relations
subsisting among one set of phenomena, constantly suggests a search for the
same relations among another set. Thus the established fact that the force
of gravitation varies inversely as the square of the distance, being
recognized as a necessary characteristic of all influences proceeding from
a centre, raised the suspicion that heat and light follow the same law;
which proved to be the case--a suspicion and a confirmation which were
repeated in respect to the electric and magnetic forces. Thus again the
discovery of the polarization of light led to experiments which ended in
the discovery of the polarization of heat--a discovery that could never
have been made without the antecedent one. Thus, too, the known
refrangibility of light and heat lately produced the inquiry whether sound
also is not refrangible; which on trial it turns out to be.
In some cases, indeed, it is only by the aid of conceptions derived from
one class of phenomena that hypotheses respecting other classes can be
formed. The theory, at one time favoured, that evaporation is a solution of
water in air, was an assumption that the relation between water and air is
_like_ the relation between salt and water; and could never have been
conceived if the relation between salt and water had not been previously
known. Similarly the received theory of evaporation--that it is a diffusion
of the particles of the evaporating fluid in virtue of their atomic
repulsion--could not have been entertained without a foregoing experience
of magnetic and electric repulsions. So complete in recent days has become
this _consensus_ among the sciences, caused either by the natural
entanglement of their phenomena, or by analogies in the relations of their
phenomena, that scarcely any considerable discovery concerning one order of
facts now takes place, without very shortly leading to discoveries
concerning other orders.
To produce a tolerably complete conception of this process of scientific
evolution, it would be needful to go back to the beginning, and trace in
detail the growth of classifications and nomenclatures; and to show how, as
subsidiary to science, they have acted upon it, and it has reacted upon
them. We can only now remark that, on the one hand, classifications and
nomenclatures have aided science by continually subdividing the
subject-matter of research, and giving fixity and diffusion to the truths
disclosed; and that on the other hand, they have caught from it that
increasing quantitativeness, and that progress from considerations touching
single phenomena to considerations touching the relations among many
phenomena, which we have been describing.
Of this last influence a few illustrations must be given. In chemistry it
is seen in the facts, that the dividing of matter into the four elements
was ostensibly based upon the single property of weight; that the first
truly chemical division into acid and alkaline bodies, grouped together
bodies which had not simply one property in common, but in which one
property was constantly related to many others; and that the classification
now current, places together in groups _supporters of combustion_,
_metallic and non-metallic bases_, _acids_, _salts_, &c., bodies which are
often quite unlike in sensible qualities, but which are like in the
majority of their _relations_ to other bodies. In mineralogy again, the
first classifications were based upon differences in aspect, texture, and
other physical attributes. Berzelius made two attempts at a classification
based solely on chemical constitution. That now current, recognises as far
as possible the _relations_ between physical and chemical characters. In
botany the earliest classes formed were _trees_, _shrubs_, and _herbs_:
magnitude being the basis of distinction. Dioscorides divided vegetables
into _aromatic_, _alimentary_, _medicinal_, and _vinous_: a division of
chemical character. Caesalpinus classified them by the seeds, and
seed-vessels, which he preferred because of the _relations_ found to
subsist between the character of the fructification and the general
character of the other parts.
While the "natural system" since developed, carrying out the doctrine of
Linnaeus, that "natural orders must be formed by attention not to one or
two, but to _all_ the parts of plants," bases its divisions on like
peculiarities which are found to be _constantly related_ to the greatest
number of other like peculiarities. And similarly in zoology, the
successive classifications, from having been originally determined by
external and often subordinate characters not indicative of the essential
nature, have been gradually more and more determined by those internal and
fundamental differences, which have uniform _relations_ to the greatest
number of other differences. Nor shall we be surprised at this analogy
between the modes of progress of positive science and classification, when
we bear in mind that both proceed by making generalizations; that both
enable us to make previsions differing only in their precision; and that
while the one deals with equal properties and relations, the other deals
with properties and relations that approximate towards equality in variable
degrees.
Without further argument, it will, we think, be sufficiently clear that the
sciences are none of them separately evolved--are none of them independent
either logically or historically; but that all of them have, in a greater
or less degree, required aid and reciprocated it. Indeed, it needs but to
throw aside theses, and contemplate the mixed character of surrounding
phenomena, to at once see that these notions of division and succession in
the kinds of knowledge are none of them actually true, but are simple
scientific fictions: good, if regarded merely as aids to study; bad, if
regarded as representing realities in Nature. Consider them critically, and
no facts whatever are presented to our senses uncombined with other
facts--no facts whatever but are in some degree disguised by accompanying
facts: disguised in such a manner that all must be partially understood
before any one can be understood. If it be said, as by M. Comte, that
gravitating force should be treated of before other forces, seeing that all
things are subject to it, it may on like grounds be said that heat should
be first dealt with; seeing that thermal forces are everywhere in action;
that the ability of any portion of matter to manifest visible gravitative
phenomena depends on its state of aggregation, which is determined by heat;
that only by the aid of thermology can we explain those apparent exceptions
to the gravitating tendency which are presented by steam and smoke, and so
establish its universality, and that, indeed, the very existence of the
solar system in a solid form is just as much a question of heat as it is
one of gravitation.
Take other cases:--All phenomena recognised by the eyes, through which only
are the data of exact science ascertainable, are complicated with optical
phenomena; and cannot be exhaustively known until optical principles are
known. The burning of a candle cannot be explained without involving
chemistry, mechanics, thermology. Every wind that blows is determined by
influences partly solar, partly lunar, partly hygrometric; and implies
considerations of fluid equilibrium and physical geography. The direction,
dip, and variations of the magnetic needle, are facts half terrestrial,
half celestial--are caused by earthly forces which have cycles of change
corresponding with astronomical periods. The flowing of the gulf-stream and
the annual migration of icebergs towards the equator, depending as they do
on the balancing of the centripetal and centrifugal forces acting on the
ocean, involve in their explanation the Earth's rotation and spheroidal
form, the laws of hydrostatics, the relative densities of cold and warm
water, and the doctrines of evaporation. It is no doubt true, as M. Comte
says, that "our position in the solar system, and the motions, form, size,
equilibrium of the mass of our world among the planets, must be known
before we can understand the phenomena going on at its surface." But,
fatally for his hypothesis, it is also true that we must understand a great
part of the phenomena going on at its surface before we can know its
position, &c., in the solar system. It is not simply that, as we have
already shown, those geometrical and mechanical principles by which
celestial appearances are explained, were first generalized from
terrestrial experiences; but it is that the very obtainment of correct
data, on which to base astronomical generalizations, implies advanced
terrestrial physics.
Until after optics had made considerable advance, the Copernican system
remained but a speculation. A single modern observation on a star has to
undergo a careful analysis by the combined aid of various sciences--has to
_be digested by the organism of the sciences_; which have severally to
assimilate their respective parts of the observation, before the essential
fact it contains is available for the further development of astronomy. It
has to be corrected not only for nutation of the earth's axis and for
precession of the equinoxes, but for aberration and for refraction; and the
formation of the tables by which refraction is calculated, presupposes
knowledge of the law of decreasing density in the upper atmospheric strata;
of the law of decreasing temperature, and the influence of this on the
density; and of hygrometric laws as also affecting density. So that, to get
materials for further advance, astronomy requires not only the indirect aid
of the sciences which have presided over the making of its improved
instruments, but the direct aid of an advanced optics, of barology, of
thermology, of hygrometry; and if we remember that these delicate
observations are in some cases registered electrically, and that they are
further corrected for the "personal equation"--the time elapsing between
seeing and registering, which varies with different observers--we may even
add electricity and psychology. If, then, so apparently simple a thing as
ascertaining the position of a star is complicated with so many phenomena,
it is clear that this notion of the independence of the sciences, or
certain of them, will not hold.
Whether objectively independent or not, they cannot be subjectively
so--they cannot have independence as presented to our consciousness; and
this is the only kind of independence with which we are concerned. And
here, before leaving these illustrations, and especially this last one, let
us not omit to notice how clearly they exhibit that increasingly active
_consensus_ of the sciences which characterizes their advancing
development. Besides finding that in these later times a discovery in one
science commonly causes progress in others; besides finding that a great
part of the questions with which modern science deals are so mixed as to
require the co-operation of many sciences for their solution; we find in
this last case that, to make a single good observation in the purest of the
natural sciences, requires the combined assistance of half a dozen other
sciences.
Perhaps the clearest comprehension of the interconnected growth of the
sciences may be obtained by contemplating that of the arts, to which it is
strictly analogous, and with which it is inseparably bound up. Most
intelligent persons must have been, at one time or other, struck with the
vast array of antecedents pre-supposed by one of our processes of
manufacture. Let him trace the production of a printed cotton, and consider
all that is implied by it. There are the many successive improvements
through which the power-looms reached their present perfection; there is
the steam-engine that drives them, having its long history from Papin
downwards; there are the lathes in which its cylinder was bored, and the
string of ancestral lathes from which those lathes proceeded; there is the
steam-hammer under which its crank shaft was welded; there are the
puddling-furnaces, the blast-furnaces, the coal-mines and the iron-mines
needful for producing the raw material; there are the slowly improved
appliances by which the factory was built, and lighted, and ventilated;
there are the printing engine, and the die house, and the colour laboratory
with its stock of materials from all parts of the world, implying
cochineal-culture, logwood-cutting, indigo-growing; there are the
implements used by the producers of cotton, the gins by which it is
cleaned, the elaborate machines by which it is spun: there are the vessels
in which cotton is imported, with the building-slips, the rope-yards, the
sail-cloth factories, the anchor-forges, needful for making them; and
besides all these directly necessary antecedents, each of them involving
many others, there are the institutions which have developed the requisite
intelligence, the printing and publishing arrangements which have spread
the necessary information, the social organization which has rendered
possible such a complex co-operation of agencies.
Further analysis would show that the many arts thus concerned in the
economical production of a child's frock, have each of them been brought to
its present efficiency by slow steps which the other arts have aided; and
that from the beginning this reciprocity has been ever on the increase. It
needs but on the one hand to consider how utterly impossible it is for the
savage, even with ore and coal ready, to produce so simple a thing as an
iron hatchet; and then to consider, on the other hand, that it would have
been impracticable among ourselves, even a century ago, to raise the tubes
of the Britannia bridge from lack of the hydraulic press; to at once see
how mutually dependent are the arts, and how all must advance that each may
advance. Well, the sciences are involved with each other in just the same
manner. They are, in fact, inextricably woven into this same complex web of
the arts; and are only conventionally independent of it. Originally the two
were one. How to fix the religious festivals; when to sow; how to weigh
commodities; and in what manner to measure ground; were the purely
practical questions out of which arose astronomy, mechanics, geometry.
Since then there has been a perpetual inosculation of the sciences and the
arts. Science has been supplying art with truer generalizations and more
completely quantitative previsions. Art has been supplying science with
better materials, and more perfect instruments. And all along the
interdependence has been growing closer, not only between art and science,
but among the arts themselves, and among the sciences themselves.
How completely the analogy holds throughout, becomes yet clearer when we
recognise the fact that _the sciences are arts to each other_. If, as
occurs in almost every case, the fact to be analyzed by any science, has
first to be prepared--to be disentangled from disturbing facts by the afore
discovered methods of other sciences; the other sciences so used, stand in
the position of arts. If, in solving a dynamical problem, a parallelogram
is drawn, of which the sides and diagonal represent forces, and by putting
magnitudes of extension for magnitudes of force a measurable relation is
established between quantities not else to be dealt with; it may be fairly
said that geometry plays towards mechanics much the same part that the fire
of the founder plays towards the metal he is going to cast. If, in
analyzing the phenomena of the coloured rings surrounding the point of
contact between two lenses, a Newton ascertains by calculation the amount
of certain interposed spaces, far too minute for actual measurement; he
employs the science of number for essentially the same purpose as that for
which the watchmaker employs tools. If, before writing down his observation
on a star, the astronomer has to separate from it all the errors resulting
from atmospheric and optical laws, it is manifest that the
refraction-tables, and logarithm-books, and formulae, which he successively
uses, serve him much as retorts, and filters, and cupels serve the assayer
who wishes to separate the pure gold from all accompanying ingredients.
So close, indeed, is the relationship, that it is impossible to say where
science begins and art ends. All the instruments of the natural philosopher
are the products of art; the adjusting one of them for use is an art; there
is art in making an observation with one of them; it requires art properly
to treat the facts ascertained; nay, even the employing established
generalizations to open the way to new generalizations, may be considered
as art. In each of these cases previously organized knowledge becomes the
implement by which new knowledge is got at: and whether that previously
organized knowledge is embodied in a tangible apparatus or in a formula,
matters not in so far as its essential relation to the new knowledge is
concerned. If, as no one will deny, art is applied knowledge, then such
portion of a scientific investigation as consists of applied knowledge is
art. So that we may even say that as soon as any prevision in science
passes out of its originally passive state, and is employed for reaching
other previsions, it passes from theory into practice--becomes science in
action--becomes art. And when we thus see how purely conventional is the
ordinary distinction, how impossible it is to make any real
separation--when we see not only that science and art were originally one;
that the arts have perpetually assisted each other; that there has been a
constant reciprocation of aid between the sciences and arts; but that the
sciences act as arts to each other, and that the established part of each
science becomes an art to the growing part--when we recognize the closeness
of these associations, we shall the more clearly perceive that as the
connexion of the arts with each other has been ever becoming more intimate;
as the help given by sciences to arts and by arts to sciences, has been age
by age increasing; so the interdependence of the sciences themselves has
been ever growing greater, their mutual relations more involved, their
_consensus_ more active.
* * * * *
In here ending our sketch of the Genesis of Science, we are conscious of
having done the subject but scant justice. Two difficulties have stood in
our way: one, the having to touch on so many points in such small space;
the other, the necessity of treating in serial arrangement a process which
is not serial--a difficulty which must ever attend all attempts to
delineate processes of development, whatever their special nature. Add to
which, that to present in anything like completeness and proportion, even
the outlines of so vast and complex a history, demands years of study.
Nevertheless, we believe that the evidence which has been assigned suffices
to substantiate the leading propositions with which we set out. Inquiry
into the first stages of science confirms the conclusion which we drew from
the analysis of science as now existing, that it is not distinct from
common knowledge, but an outgrowth from it--an extension of the perception
by means of the reason.
That which we further found by analysis to form the more specific
characteristic of scientific previsions, as contrasted with the previsions
of uncultured intelligence--their quantitativeness--we also see to have
been the characteristic alike in the initial steps in science, and of all
the steps succeeding them. The facts and admissions cited in disproof of
the assertion that the sciences follow one another, both logically and
historically, in the order of their decreasing generality, have been
enforced by the sundry instances we have met with, in which the more
general or abstract sciences have been advanced only at the instigation of
the more special or concrete--instances serving to show that a more general
science as much owes its progress to the presentation of new problems by a
more special science, as the more special science owes its progress to the
solutions which the more general science is thus led to attempt--instances
therefore illustrating the position that scientific advance is as much from
the special to the general as from the general to the special.
Quite in harmony with this position we find to be the admissions that the
sciences are as branches of one trunk, and that they were at first
cultivated simultaneously; and this harmony becomes the more marked on
finding, as we have done, not only that the sciences have a common root,
but that science in general has a common root with language,
classification, reasoning, art; that throughout civilization these have
advanced together, acting and reacting upon each other just as the separate
sciences have done; and that thus the development of intelligence in all
its divisions and subdivisions has conformed to this same law which we have
shown that the sciences conform to. From all which we may perceive that the
sciences can with no greater propriety be arranged in a succession, than
language, classification, reasoning, art, and science, can be arranged in a
succession; that, however needful a succession may be for the convenience
of books and catalogues, it must be recognized merely as a convention; and
that so far from its being the function of a philosophy of the sciences to
establish a hierarchy, it is its function to show that the linear
arrangements required for literary purposes, have none of them any basis
either in Nature or History.
There is one further remark we must not omit--a remark touching the
importance of the question that has been discussed. Unfortunately it
commonly happens that topics of this abstract nature are slighted as of no
practical moment; and, we doubt not, that many will think it of very little
consequence what theory respecting the genesis of science may be
entertained. But the value of truths is often great, in proportion as their
generality is wide. Remote as they seem from practical application, the
highest generalizations are not unfrequently the most potent in their
effects, in virtue of their influence on all those subordinate
generalizations which regulate practice. And it must be so here. Whenever
established, a correct theory of the historical development of the sciences
must have an immense effect upon education; and, through education, upon
civilization. Greatly as we differ from him in other respects, we agree
with M. Comte in the belief that, rightly conducted, the education of the
individual must have a certain correspondence with the evolution of the
race.
No one can contemplate the facts we have cited in illustration of the early
stages of science, without recognising the _necessity_ of the processes
through which those stages were reached--a necessity which, in respect to
the leading truths, may likewise be traced in all after stages. This
necessity, originating in the very nature of the phenomena to be analyzed
and the faculties to be employed, more or less fully applies to the mind of
the child as to that of the savage. We say more or less fully, because the
correspondence is not special but general only. Were the _environment_ the
same in both cases, the correspondence would be complete. But though the
surrounding material out of which science is to be organized, is, in many
cases, the same to the juvenile mind and the aboriginal mind, it is not so
throughout; as, for instance, in the case of chemistry, the phenomena of
which are accessible to the one, but were inaccessible to the other. Hence,
in proportion as the environment differs, the course of evolution must
differ. After admitting sundry exceptions, however, there remains a
substantial parallelism; and, if so, it becomes of great moment to
ascertain what really has been the process of scientific evolution. The
establishment of an erroneous theory must be disastrous in its educational
results; while the establishment of a true one must eventually be fertile
in school-reforms and consequent social benefits.
IV. THE PHYSIOLOGY OF LAUGHTER.
Why do we smile when a child puts on a man's hat? or what induces us to
laugh on reading that the corpulent Gibbon was unable to rise from his
knees after making a tender declaration? The usual reply to such questions
is, that laughter results from a perception of incongruity. Even were there
not on this reply the obvious criticism that laughter often occurs from
extreme pleasure or from mere vivacity, there would still remain the real
problem--How comes a sense of the incongruous to be followed by these
peculiar bodily actions? Some have alleged that laughter is due to the
pleasure of a relative self-elevation, which we feel on seeing the
humiliation of others. But this theory, whatever portion of truth it may
contain, is, in the first place, open to the fatal objection, that there
are various humiliations to others which produce in us anything but
laughter; and, in the second place, it does not apply to the many instances
in which no one's dignity is implicated: as when we laugh at a good pun.
Moreover, like the other, it is merely a generalization of certain
conditions to laughter; and not an explanation of the odd movements which
occur under these conditions. Why, when greatly delighted, or impressed
with certain unexpected contrasts of ideas, should there be a contraction
of particular facial muscles, and particular muscles of the chest and
abdomen? Such answer to this question as may be possible, can be rendered
only by physiology.
* * * * *
Every child has made the attempt to hold the foot still while it is
tickled, and has failed; and probably there is scarcely any one who has not
vainly tried to avoid winking, when a hand has been suddenly passed before
the eyes. These examples of muscular movements which occur independently of
the will, or in spite of it, illustrate what physiologists call
reflex-action; as likewise do sneezing and coughing. To this class of
cases, in which involuntary motions are accompanied by sensations, has to
be added another class of cases, in which involuntary motions are
unaccompanied by sensations:--instance the pulsations of the heart; the
contractions of the stomach during digestion. Further, the great mass of
seemingly-voluntary acts in such creatures as insects, worms, molluscs, are
considered by physiologists to be as purely automatic as is the dilatation
or closure of the iris under variations in quantity of light; and similarly
exemplify the law, that an impression on the end of an afferent nerve is
conveyed to some ganglionic centre, and is thence usually reflected along
an efferent nerve to one or more muscles which it causes to contract.
In a modified form this principle holds with voluntary acts. Nervous
excitation always _tends_ to beget muscular motion; and when it rises to a
certain intensity, always does beget it. Not only in reflex actions,
whether with or without sensation, do we see that special nerves, when
raised to a state of tension, discharge themselves on special muscles with
which they are indirectly connected; but those external actions through
which we read the feelings of others, show us that under any considerable
tension, the nervous system in general discharges itself on the muscular
system in general: either with or without the guidance of the will. The
shivering produced by cold, implies irregular muscular contractions, which,
though at first only partly involuntary, become, when the cold is extreme,
almost wholly involuntary. When you have severely burnt your finger, it is
very difficult to preserve a dignified composure: contortion of face, or
movement of limb, is pretty sure to follow. If a man receives good news
with neither change of feature nor bodily motion, it is inferred that he is
not much pleased, or that he has extraordinary self-control--either
inference implying that joy almost universally produces contraction of the
muscles; and so, alters the expression, or attitude, or both. And when we
hear of the feats of strength which men have performed when their lives
were at stake--when we read how, in the energy of despair, even paralytic
patients have regained for a time the use of their limbs; we see still more
clearly the relations between nervous and muscular excitements. It becomes
manifest both that emotions and sensations tend to generate bodily
movements, and that the movements are vehement in proportion as the
emotions or sensations are intense.[G]
[G] For numerous illustrations see essay on "The Origin and Function
of Music."
This, however, is not the sole direction in which nervous excitement
expends itself. Viscera as well as muscles may receive the discharge. That
the heart and blood-vessels (which, indeed, being all contractile, may in a
restricted sense be classed with the muscular system) are quickly affected
by pleasures and pains, we have daily proved to us. Every sensation of any
acuteness accelerates the pulse; and how sensitive the heart is to
emotions, is testified by the familiar expressions which use heart and
feeling as convertible terms. Similarly with the digestive organs. Without
detailing the various ways in which these may be influenced by our mental
states, it suffices to mention the marked benefits derived by dyspeptics,
as well as other invalids, from cheerful society, welcome news, change of
scene, to show how pleasurable feeling stimulates the viscera in general
into greater activity.
There is still another direction in which any excited portion of the
nervous system may discharge itself; and a direction in which it usually
does discharge itself when the excitement is not strong. It may pass on the
stimulus to some other portion of the nervous system. This is what occurs
in quiet thinking and feeling. The successive states which constitute
consciousness, result from this. Sensations excite ideas and emotions;
these in their turns arouse other ideas and emotions; and so, continuously.
That is to say, the tension existing in particular nerves, or groups of
nerves, when they yield us certain sensations, ideas, or emotions,
generates an equivalent tension in some other nerves, or groups of nerves,
with which there is a connexion: the flow of energy passing on, the one
idea or feeling dies in producing the next.
Thus, then, while we are totally unable to comprehend how the excitement of
certain nerves should generate feeling--while, in the production of
consciousness by physical agents acting on physical structure, we come to
an absolute mystery never to be solved; it is yet quite possible for us to
know by observation what are the successive forms which this absolute
mystery may take. We see that there are three channels along which nerves
in a state of tension may discharge themselves; or rather, I should say,
three classes of channels. They may pass on the excitement to other nerves
that have no direct connexions with the bodily members, and may so cause
other feelings and ideas; or they may pass on the excitement to one or more
motor nerves, and so cause muscular contractions; or they may pass on the
excitement to nerves which supply the viscera, and may so stimulate one or
more of these.
For simplicity's sake, I have described these as alternative routes, one or
other of which any current of nerve-force must take; thereby, as it may be
thought, implying that such current will be exclusively confined to some
one of them. But this is by no means the case. Rarely, if ever, does it
happen that a state of nervous tension, present to consciousness as a
feeling, expends itself in one direction only. Very generally it may be
observed to expend itself in two; and it is probable that the discharge is
never absolutely absent from any one of the three. There is, however,
variety in the _proportions_ in which the discharge is divided among these
different channels under different circumstances. In a man whose fear
impels him to run, the mental tension generated is only in part transformed
into a muscular stimulus: there is a surplus which causes a rapid current
of ideas. An agreeable state of feeling produced, say by praise, is not
wholly used up in arousing the succeeding phase of the feeling, and the new
ideas appropriate to it; but a certain portion overflows into the visceral
nervous system, increasing the action of the heart, and probably
facilitating digestion. And here we come upon a class of considerations and
facts which open the way to a solution of our special problem.
For starting with the unquestionable truth, that at any moment the existing
quantity of liberated nerve-force, which in an inscrutable way produces in
us the state we call feeling, _must_ expend itself in some
direction--_must_ generate an equivalent manifestation of force
somewhere--it clearly follows that, if of the several channels it may take,
one is wholly or partially closed, more must be taken by the others; or
that if two are closed, the discharge along the remaining one must be more
intense; and that, conversely, should anything determine an unusual efflux
in one direction, there will be a diminished efflux in other directions.
Daily experience illustrates these conclusions. It is commonly remarked,
that the suppression of external signs of feeling, makes feeling more
intense. The deepest grief is silent grief. Why? Because the nervous
excitement not discharged in muscular action, discharges itself in other
nervous excitements--arouses more numerous and more remote associations of
melancholy ideas, and so increases the mass of feelings. People who conceal
their anger are habitually found to be more revengeful than those who
explode in loud speech and vehement action. Why? Because, as before, the
emotion is reflected back, accumulates, and intensifies. Similarly, men
who, as proved by their powers of representation, have the keenest
appreciation of the comic, are usually able to do and say the most
ludicrous things with perfect gravity.
On the other hand, all are familiar with the truth that bodily activity
deadens emotion. Under great irritation we get relief by walking about
rapidly. Extreme effort in the bootless attempt to achieve a desired end,
greatly diminishes the intensity of the desire. Those who are forced to
exert themselves after misfortunes, do not suffer nearly so much as those
who remain quiescent. If any one wishes to check intellectual excitement,
he cannot choose a more efficient method than running till he is exhausted.
Moreover, these cases, in which the production of feeling and thought is
hindered by determining the nervous energy towards bodily movements, have
their counterparts in the cases in which bodily movements are hindered by
extra absorption of nervous energy in sudden thoughts and feelings. If,
when walking along, there flashes on you an idea that creates great
surprise, hope, or alarm, you stop; or if sitting cross-legged, swinging
your pendent foot, the movement is at once arrested. From the viscera, too,
intense mental action abstracts energy. Joy, disappointment, anxiety, or
any moral perturbation rising to a great height, will destroy appetite; or
if food has been taken, will arrest digestion; and even a purely
intellectual activity, when extreme, will do the like.
Facts, then, fully bear out these _a priori_ inferences, that the nervous
excitement at any moment present to consciousness as feeling, must expend
itself in some way or other; that of the three classes of channels open to
it, it must take one, two, or more, according to circumstances; that the
closure or obstruction of one, must increase the discharge through the
others; and conversely, that if to answer some demand, the efflux of
nervous energy in one direction is unusually great, there must be a
corresponding decrease of the efflux in other directions. Setting out from
these premises, let us now see what interpretation is to be put on the
phenomena of laughter.
* * * * *
That laughter is a display of muscular excitement, and so illustrates the
general law that feeling passing a certain pitch habitually vents itself in
bodily action, scarcely needs pointing out. It perhaps needs pointing out,
however, that strong feeling of almost any kind produces this result. It is
not a sense of the ludicrous, only, which does it; nor are the various
forms of joyous emotion the sole additional causes. We have, besides, the
sardonic laughter and the hysterical laughter, which result from mental
distress; to which must be added certain sensations, as tickling, and,
according to Mr. Bain, cold, and some kinds of acute pain.
Strong feeling, mental or physical, being, then, the general cause of
laughter, we have to note that the muscular actions constituting it are
distinguished from most others by this, that they are purposeless. In
general, bodily motions that are prompted by feelings are directed to
special ends; as when we try to escape a danger, or struggle to secure a
gratification. But the movements of chest and limbs which we make when
laughing have no object. And now remark that these quasi-convulsive
contractions of the muscles, having no object, but being results of an
uncontrolled discharge of energy, we may see whence arise their special
characters--how it happens that certain classes of muscles are affected
first, and then certain other classes. For an overflow of nerve-force,
undirected by any motive, will manifestly take first the most habitual
routes; and if these do not suffice, will next overflow into the less
habitual ones. Well, it is through the organs of speech that feeling passes
into movement with the greatest frequency. The jaws, tongue, and lips are
used not only to express strong irritation or gratification; but that very
moderate flow of mental energy which accompanies ordinary conversation,
finds its chief vent through this channel. Hence it happens that certain
muscles round the mouth, small and easy to move, are the first to contract
under pleasurable emotion. The class of muscles which, next after those of
articulation, are most constantly set in action (or extra action, we should
say) by feelings of all kinds, are those of respiration. Under pleasurable
or painful sensations we breathe more rapidly: possibly as a consequence of
the increased demand for oxygenated blood. The sensations that accompany
exertion also bring on hard-breathing; which here more evidently responds
to the physiological needs. And emotions, too, agreeable and disagreeable,
both, at first, excite respiration; though the last subsequently depress
it. That is to say, of the bodily muscles, the respiratory are more
constantly implicated than any others in those various acts which our
feelings impel us to; and, hence, when there occurs an undirected discharge
of nervous energy into the muscular system, it happens that, if the
quantity be considerable, it convulses not only certain of the articulatory
and vocal muscles, but also those which expel air from the lungs.
Should the feeling to be expended be still greater in amount--too great to
find vent in these classes of muscles--another class comes into play. The
upper limbs are set in motion. Children frequently clap their hands in
glee; by some adults the hands are rubbed together; and others, under still
greater intensity of delight, slap their knees and sway their bodies
backwards and forwards. Last of all, when the other channels for the escape
of the surplus nerve-force have been filled to overflowing, a yet further
and less-used group of muscles is spasmodically affected: the head is
thrown back and the spine bent inwards--there is a slight degree of what
medical men call opisthotonos. Thus, then, without contending that the
phenomena of laughter in all their details are to be so accounted for, we
see that in their _ensemble_ they conform to these general
principles:--that feeling excites to muscular action; that when the
muscular action is unguided by a purpose, the muscles first affected are
those which feeling most habitually stimulates; and that as the feeling to
be expended increases in quantity, it excites an increasing number of
muscles, in a succession determined by the relative frequency with which
they respond to the regulated dictates of feeling.
There still, however, remains the question with which we set out. The
explanation here given applies only to the laughter produced by acute
pleasure or pain: it does not apply to the laughter that follows certain
perceptions of incongruity. It is an insufficient explanation that in these
cases, laughter is a result of the pleasure we take in escaping from the
restraint of grave feelings. That this is a part-cause is true. Doubtless
very often, as Mr. Bain says, "it is the coerced form of seriousness and
solemnity without the reality that gives us that stiff position from which
a contact with triviality or vulgarity relieves us, to our uproarious
delight." And in so far as mirth is caused by the gush of agreeable feeling
that follows the cessation of mental strain, it further illustrates the
general principle above set forth. But no explanation is thus afforded of
the mirth which ensues when the short silence between the _andante_ and
_allegro_ in one of Beethoven's symphonies, is broken by a loud sneeze. In
this, and hosts of like cases, the mental tension is not coerced but
spontaneous--not disagreeable but agreeable; and the coming impressions to
which the attention is directed, promise a gratification that few, if any,
desire to escape. Hence, when the unlucky sneeze occurs, it cannot be that
the laughter of the audience is due simply to the release from an irksome
attitude of mind: some other cause must be sought.
This cause we shall arrive at by carrying our analysis a step further. We
have but to consider the quantity of feeling that exists under such
circumstances, and then to ask what are the conditions that determine the
direction of its discharge, to at once reach a solution. Take a case. You
are sitting in a theatre, absorbed in the progress of an interesting drama.
Some climax has been reached which has aroused your sympathies--say, a
reconciliation between the hero and heroine, after long and painful
misunderstanding. The feelings excited by this scene are not of a kind from
which you seek relief; but are, on the contrary, a grateful relief from the
painful feelings with which you have witnessed the previous estrangement.
Moreover, the sentiments these fictitious personages have for the moment
inspired you with, are not such as would lead you to rejoice in any
indignity offered to them; but rather, such as would make you resent the
indignity. And now, while you are contemplating the reconciliation with a
pleasurable sympathy, there appears from behind the scenes a tame kid,
which, having stared round at the audience, walks up to the lovers and
sniffs at them. You cannot help joining in the roar which greets this
_contretemps_. Inexplicable as is this irresistible burst on the hypothesis
of a pleasure in escaping from mental restraint; or on the hypothesis of a
pleasure from relative increase of self-importance, when witnessing the
humiliation of others; it is readily explicable if we consider what, in
such a case, must become of the feeling that existed at the moment the
incongruity arose. A large mass of emotion had been produced; or, to speak
in physiological language, a large portion of the nervous system was in a
state of tension. There was also great expectation with respect to the
further evolution of the scene--a quantity of vague, nascent thought and
emotion, into which the existing quantity of thought and emotion was about
to pass.
Had there been no interruption, the body of new ideas and feelings next
excited, would have sufficed to absorb the whole of the liberated nervous
energy. But now, this large amount of nervous energy, instead of being
allowed to expend itself in producing an equivalent amount of the new
thoughts and emotions which were nascent, is suddenly checked in its flow.
The channels along which the discharge was about to take place, are closed.
The new channel opened--that afforded by the appearance and proceedings of
the kid--is a small one; the ideas and feelings suggested are not numerous
and massive enough to carry off the nervous energy to be expended. The
excess must therefore discharge itself in some other direction; and in the
way already explained, there results an efflux through the motor nerves to
various classes of the muscles, producing the half-convulsive actions we
term laughter.
This explanation is in harmony with the fact, that when, among several
persons who witness the same ludicrous occurrence, there are some who do
not laugh; it is because there has arisen in them an emotion not
participated in by the rest, and which is sufficiently massive to absorb
all the nascent excitement. Among the spectators of an awkward tumble,
those who preserve their gravity are those in whom there is excited a
degree of sympathy with the sufferer, sufficiently great to serve as an
outlet for the feeling which the occurrence had turned out of its previous
course. Sometimes anger carries off the arrested current; and so prevents
laughter. An instance of this was lately furnished me by a friend who had
been witnessing the feats at Franconi's. A tremendous leap had just been
made by an acrobat over a number of horses. The clown, seemingly envious of
this success, made ostentatious preparation for doing the like; and then,
taking the preliminary run with immense energy, stopped short on reaching
the first horse, and pretended to wipe some dust from its haunches. In the
majority of the spectators, merriment was excited; but in my friend, wound
up by the expectation of the coming leap to a state of great nervous
tension, the effect of the baulk was to produce indignation. Experience
thus proves what the theory implies: namely, that the discharge of arrested
feelings into the muscular system, takes place only in the absence of other
adequate channels--does not take place if there arise other feelings equal
in amount to those arrested.
Evidence still more conclusive is at hand. If we contrast the incongruities
which produce laughter with those which do not, we at once see that in the
non-ludicrous ones the unexpected state of feeling aroused, though wholly
different in kind, is not less in quantity or intensity. Among
incongruities that may excite anything but a laugh, Mr. Bain instances--"A
decrepit man under a heavy burden, five loaves and two fishes among a
multitude, and all unfitness and gross disproportion; an instrument out of
tune, a fly in ointment, snow in May, Archimedes studying geometry in a
siege, and all discordant things; a wolf in sheep's clothing, a breach of
bargain, and falsehood in general; the multitude taking the law in their
own hands, and everything of the nature of disorder; a corpse at a feast,
parental cruelty, filial ingratitude, and whatever is unnatural; the entire
catalogue of the vanities given by Solomon, are all incongruous, but they
cause feelings of pain, anger, sadness, loathing, rather than mirth." Now
in these cases, where the totally unlike state of consciousness suddenly
produced, is not inferior in mass to the preceding one, the conditions to
laughter are not fulfilled. As above shown, laughter naturally results only
when consciousness is unawares transferred from great things to small--only
when there is what we call a _descending_ incongruity.
And now observe, finally, the fact, alike inferable _a priori_ and
illustrated in experience, that an _ascending_ incongruity not only fails
to cause laughter, but works on the muscular system an effect of exactly
the reverse kind. When after something very insignificant there arises
without anticipation something very great, the emotion we call wonder
results; and this emotion is accompanied not by an excitement of the
muscles, but by a relaxation of them. In children and country people, that
falling of the jaw which occurs on witnessing something that is imposing
and unexpected, exemplifies this effect. Persons who have been
wonder-struck at the production of very striking results by a seemingly
inadequate cause, are frequently described as unconsciously dropping the
things they held in their hands. Such are just the effects to be
anticipated. After an average state of consciousness, absorbing but a small
quantity of nervous energy, is aroused without the slightest notice, a
strong emotion of awe, terror, or admiration; joined with the astonishment
due to an apparent want of adequate causation. This new state of
consciousness demands far more nervous energy than that which it has
suddenly replaced; and this increased absorption of nervous energy in
mental changes, involves a temporary diminution of the outflow in other
directions: whence the pendent jaw and the relaxing grasp.
One further observation is worth making. Among the several sets of channels
into which surplus feeling might be discharged, was named the nervous
system of the viscera. The sudden overflow of an arrested mental
excitement, which, as we have seen, results from a descending incongruity,
must doubtless stimulate not only the muscular system, as we see it does,
but also the internal organs; the heart and stomach must come in for a
share of the discharge. And thus there seems to be a good physiological
basis for the popular notion that mirth-creating excitement facilitates
digestion.
* * * * *
Though in doing so I go beyond the boundaries of the immediate topic, I may
fitly point out that the method of inquiry here followed, is one which
enables us to understand various phenomena besides those of laughter. To
show the importance of pursuing it, I will indicate the explanation it
furnishes of another familiar class of facts.
All know how generally a large amount of emotion disturbs the action of the
intellect, and interferes with the power of expression. A speech delivered
with great facility to tables and chairs, is by no means so easily
delivered to an audience. Every schoolboy can testify that his trepidation,
when standing before a master, has often disabled him from repeating a
lesson which he had duly learnt. In explanation of this we commonly say
that the attention is distracted--that the proper train of ideas is broken
by the intrusion of ideas that are irrelevant. But the question is, in what
manner does unusual emotion produce this effect; and we are here supplied
with a tolerably obvious answer. The repetition of a lesson, or set speech
previously thought out, implies the flow of a very moderate amount of
nervous excitement through a comparatively narrow channel. The thing to be
done is simply to call up in succession certain previously-arranged
ideas--a process in which no great amount of mental energy is expended.
Hence, when there is a large quantity of emotion, which must be discharged
in some direction or other; and when, as usually happens, the restricted
series of intellectual actions to be gone through, does not suffice to
carry it off; there result discharges along other channels besides the one
prescribed: there are aroused various ideas foreign to the train of thought
to be pursued; and these tend to exclude from consciousness those which
should occupy it.
And now observe the meaning of those bodily actions spontaneously set up
under these circumstances. The school-boy saying his lesson, commonly has
his fingers actively engaged--perhaps in twisting about a broken pen, or
perhaps squeezing the angle of his jacket; and if told to keep his hands
still, he soon again falls into the same or a similar trick. Many anecdotes
are current of public speakers having incurable automatic actions of this
class: barristers who perpetually wound and unwound pieces of tape; members
of parliament ever putting on and taking off their spectacles. So long as
such movements are unconscious, they facilitate the mental actions. At
least this seems a fair inference from the fact that confusion frequently
results from putting a stop to them: witness the case narrated by Sir
Walter Scott of his school-fellow, who became unable to say his lesson
after the removal of the waistcoat-button that he habitually fingered while
in class. But why do they facilitate the mental actions? Clearly because
they draw off a portion of the surplus nervous excitement. If, as above
explained, the quantity of mental energy generated is greater than can find
vent along the narrow channel of thought that is open to it; and if, in
consequence, it is apt to produce confusion by rushing into other channels
of thought; then by allowing it an exit through the motor nerves into the
muscular system, the pressure is diminished, and irrelevant ideas are less
likely to intrude on consciousness.
This further illustration will, I think, justify the position that
something may be achieved by pursuing in other cases this method of
psychological inquiry. A complete explanation of the phenomena, requires us
to trace out _all_ the consequences of any given state of consciousness;
and we cannot do this without studying the effects, bodily and mental, as
varying in quantity at each other's expense. We should probably learn much
if we in every case asked--Where is all the nervous energy gone?
V. THE ORIGIN AND FUNCTION OF MUSIC
When Carlo, standing, chained to his kennel, sees his master in the
distance, a slight motion of the tail indicates his but faint hope that he
is about to be let out. A much more decided wagging of the tail, passing
by-and-by into lateral undulations of the body, follows his master's nearer
approach. When hands are laid on his collar, and he knows that he is really
to have an outing, his jumping and wriggling are such that it is by no
means easy to loose his fastenings. And when he finds himself actually
free, his joy expends itself in bounds, in pirouettes, and in scourings
hither and thither at the top of his speed. Puss, too, by erecting her
tail, and by every time raising her back to meet the caressing hand of her
mistress, similarly expresses her gratification by certain muscular
actions; as likewise do the parrot by awkward dancing on his perch, and the
canary by hopping and fluttering about his cage with unwonted rapidity.
Under emotions of an opposite kind, animals equally display muscular
excitement. The enraged lion lashes his sides with his tail, knits his
brows, protrudes his claws. The cat sets up her back; the dog retracts his
upper lip; the horse throws back his ears. And in the struggles of
creatures in pain, we see that the like relation holds between excitement
of the muscles and excitement of the nerves of sensation.
In ourselves, distinguished from lower creatures as we are by feelings
alike more powerful and more varied, parallel facts are at once more
conspicuous and more numerous. We may conveniently look at them in groups.
We shall find that pleasurable sensations and painful sensations,
pleasurable emotions and painful emotions, all tend to produce active
demonstrations in proportion to their intensity.
In children, and even in adults who are not restrained by regard for
appearances, a highly agreeable taste is followed by a smacking of the
lips. An infant will laugh and bound in its nurse's arms at the sight of a
brilliant colour or the hearing of a new sound. People are apt to beat time
with head or feet to music which particularly pleases them. In a sensitive
person an agreeable perfume will produce a smile; and smiles will be seen
on the faces of a crowd gazing at some splendid burst of fireworks. Even
the pleasant sensation of warmth felt on getting to the fireside out of a
winter's storm, will similarly express itself in the face.
Painful sensations, being mostly far more intense than pleasurable ones,
cause muscular actions of a much more decided kind. A sudden twinge
produces a convulsive start of the whole body. A pain less violent, but
continuous, is accompanied by a knitting of the brows, a setting of the
teeth or biting of the lip, and a contraction of the features generally.
Under a persistent pain of a severer kind, other muscular actions are
added: the body is swayed to and fro; the hands clench anything they can
lay hold of; and should the agony rise still higher, the sufferer rolls
about on the floor almost convulsed.
Though more varied, the natural language of the pleasurable emotions comes
within the same generalization. A smile, which is the commonest expression
of gratified feeling, is a contraction of certain facial muscles; and when
the smile broadens into a laugh, we see a more violent and more general
muscular excitement produced by an intenser gratification. Rubbing together
of the hands, and that other motion which Dickens somewhere describes as
"washing with impalpable soap in invisible water," have like implications.
Children may often be seen to "jump for joy." Even in adults of excitable
temperament, an action approaching to it is sometimes witnessed. And
dancing has all the world through been regarded as natural to an elevated
state of mind. Many of the special emotions show themselves in special
muscular actions. The gratification resulting from success, raises the head
and gives firmness to the gait. A hearty grasp of the hand is currently
taken as indicative of friendship. Under a gush of affection the mother
clasps her child to her breast, feeling as though she could squeeze it to
death. And so in sundry other cases. Even in that brightening of the eye
with which good news is received we may trace the same truth; for this
appearance of greater brilliancy is due to an extra contraction of the
muscle which raises the eyelid, and so allows more light to fall upon, and
be reflected from, the wet surface of the eyeball.
The bodily indications of painful emotions are equally numerous, and still
more vehement. Discontent is shown by raised eyebrows and wrinkled
forehead; disgust by a curl of the lip; offence by a pout. The impatient
man beats a tattoo with his fingers on the table, swings his pendent leg
with increasing rapidity, gives needless pokings to the fire, and presently
paces with hasty strides about the room. In great grief there is wringing
of the hands, and even tearing of the hair. An angry child stamps, or rolls
on its back and kicks its heels in the air; and in manhood, anger, first
showing itself in frowns, in distended nostrils, in compressed lips, goes
on to produce grinding of the teeth, clenching of the fingers, blows of the
fist on the table, and perhaps ends in a violent attack on the offending
person, or in throwing about and breaking the furniture. From that pursing
of the mouth indicative of slight displeasure, up to the frantic struggles
of the maniac, we shall find that mental irritation tends to vent itself in
bodily activity.
All feelings, then--sensations or emotions, pleasurable or painful--have
this common characteristic, that they are muscular stimuli. Not forgetting
the few apparently exceptional cases in which emotions exceeding a certain
intensity produce prostration, we may set it down as a general law that,
alike in man and animals, there is a direct connection between feeling and
motion; the last growing more vehement as the first grows more intense.
Were it allowable here to treat the matter scientifically, we might trace
this general law down to the principle known among physiologists as that of
_reflex action_.[H] Without doing this, however, the above numerous
instances justify the generalization, that mental excitement of all kinds
ends in excitement of the muscles; and that the two preserve a more or less
constant ratio to each other.
[H] Those who seek information on this point may find it in an
interesting tract by Mr. Alexander Bain, on _Animal Instinct and
Intelligence_.
* * * * *
"But what has all this to do with _The Origin and Function of Music_?" asks
the reader. Very much, as we shall presently see. All music is originally
vocal. All vocal sounds are produced by the agency of certain muscles.
These muscles, in common with those of the body at large, are excited to
contraction by pleasurable and painful feelings. And therefore it is that
feelings demonstrate themselves in sounds as well as in movements.
Therefore it is that Carlo barks as well as leaps when he is let out--that
puss purrs as well as erects her tail--that the canary chirps as well as
flutters. Therefore it is that the angry lion roars while he lashes his
sides, and the dog growls while he retracts his lip. Therefore it is that
the maimed animal not only struggles, but howls. And it is from this cause
that in human beings bodily suffering expresses itself not only in
contortions, but in shrieks and groans--that in anger, and fear, and grief,
the gesticulations are accompanied by shouts and screams--that delightful
sensations are followed by exclamations--and that we hear screams of joy
and shouts of exultation.
We have here, then, a principle underlying all vocal phenomena; including
those of vocal music, and by consequence those of music in general. The
muscles that move the chest, larynx, and vocal chords, contracting like
other muscles in proportion to the intensity of the feelings; every
different contraction of these muscles involving, as it does, a different
adjustment of the vocal organs; every different adjustment of the vocal
organs causing a change in the sound emitted;--it follows that variations
of voice are the physiological results of variations of feeling; it follows
that each inflection or modulation is the natural outcome of some passing
emotion or sensation; and it follows that the explanation of all kinds of
vocal expression, must be sought in this general relation between mental
and muscular excitements. Let us, then, see whether we cannot thus account
for the chief peculiarities in the utterance of the feelings: grouping
these peculiarities under the heads of _loudness_, _quality_, _or timbre_,
_pitch_, _intervals_, and _rate of variation_.
* * * * *
Between the lungs and the organs of voice, there is much the same relation
as between the bellows of an organ and its pipes. And as the loudness of
the sound given out by an organ-pipe increases with the strength of the
blast from the bellows; so, other things equal, the loudness of a vocal
sound increases with the strength of the blast from the lungs. But the
expulsion of air from the lungs is effected by certain muscles of the chest
and abdomen. The force with which these muscles contract, is proportionate
to the intensity of the feeling experienced. Hence, _a priori_, loud sounds
will be the habitual results of strong feelings. That they are so we have
daily proof. The pain which, if moderate, can be borne silently, causes
outcries if it becomes extreme. While a slight vexation makes a child
whimper, a fit of passion calls forth a howl that disturbs the
neighbourhood. When the voices in an adjacent room become unusually
audible, we infer anger, or surprise, or joy. Loudness of applause is
significant of great approbation; and with uproarious mirth we associate
the idea of high enjoyment. Commencing with the silence of apathy, we find
that the utterances grow louder as the sensations or emotions, whether
pleasurable or painful, grow stronger.
That different _qualities_ of voice accompany different mental states, and
that under states of excitement the tones are more sonorous than usual, is
another general fact admitting of a parallel explanation. The sounds of
common conversation have but little resonance; those of strong feeling have
much more. Under rising ill temper the voice acquires a metallic ring. In
accordance with her constant mood, the ordinary speech of a virago has a
piercing quality quite opposite to that softness indicative of placidity. A
ringing laugh marks an especially joyous temperament. Grief unburdening
itself uses tones approaching in _timbre_ to those of chanting: and in his
most pathetic passages an eloquent speaker similarly falls into tones more
vibratory than those common to him. Now any one may readily convince
himself that resonant vocal sounds can be produced only by a certain
muscular effort additional to that ordinarily needed. If after uttering a
word in his speaking voice, the reader, without changing the pitch or the
loudness, will _sing_ this word, he will perceive that before he can sing
it, he has to alter the adjustment of the vocal organs; to do which a
certain force must be used; and by putting his fingers on that external
prominence marking the top of the larynx, he will have further evidence
that to produce a sonorous tone the organs must be drawn out of their usual
position. Thus, then, the fact that the tones of excited feeling are more
vibratory than those of common conversation, is another instance of the
connexion between mental excitement and muscular excitement. The speaking
voice, the recitative voice, and the singing voice, severally exemplify one
general principle.
That the _pitch_ of the voice varies according to the action of the vocal
muscles, scarcely needs saying. All know that the middle notes, in which
they converse, are made without any appreciable effort; and all know that
to make either very high or very low notes requires a considerable effort.
In either ascending or descending from the pitch of ordinary speech, we are
conscious of an increasing muscular strain, which, at both extremes of the
register, becomes positively painful. Hence it follows from our general
principle, that while indifference or calmness will use the medium tones,
the tones used during excitement will be either above or below them; and
will rise higher and higher, or fall lower and lower, as the feelings grow
stronger. This physiological deduction we also find to be in harmony with
familiar facts. The habitual sufferer utters his complaints in a voice
raised considerably above the natural key; and agonizing pain vents itself
in either shrieks or groans--in very high or very low notes. Beginning at
his talking pitch, the cry of the disappointed urchin grows more shrill as
it grows louder. The "Oh!" of astonishment or delight, begins several notes
below the middle voice, and descends still lower. Anger expresses itself in
high tones, or else in "curses not loud but _deep_." Deep tones, too, are
always used in uttering strong reproaches. Such an exclamation as "Beware!"
if made dramatically--that is, if made with a show of feeling--must be many
notes lower than ordinary. Further, we have groans of disapprobation,
groans of horror, groans of remorse. And extreme joy and fear are alike
accompanied by shrill outcries.
Nearly allied to the subject of pitch, is that of _intervals_; and the
explanation of them carries our argument a step further. While calm speech
is comparatively monotonous, emotion makes use of fifths, octaves, and even
wider intervals. Listen to any one narrating or repeating something in
which he has no interest, and his voice will not wander more than two or
three notes above or below his medium note, and that by small steps; but
when he comes to some exciting event he will be heard not only to use the
higher and lower notes of his register, but to go from one to the other by
larger leaps. Being unable in print to imitate these traits of feeling, we
feel some difficulty in fully realizing them to the reader. But we may
suggest a few remembrances which will perhaps call to mind a sufficiency of
others. If two men living in the same place, and frequently seeing one
another, meet, say at a public assembly, any phrase with which one may be
heard to accost the other--as "Hallo, are you here?"--will have an ordinary
intonation. But if one of them, after long absence, has unexpectedly
returned, the expression of surprise with which his friend may greet
him--"Hallo! how came you here?"--will be uttered in much more strongly
contrasted tones. The two syllables of the word "Hallo" will be, the one
much higher and the other much lower than before; and the rest of the
sentence will similarly ascend and descend by longer steps.
Again, if, supposing her to be in an adjoining room, the mistress of the
house calls "Mary," the two syllables of the name will be spoken in an
ascending interval of a third. If Mary does not reply, the call will be
repeated probably in a descending fifth; implying the slightest shade of
annoyance at Mary's inattention. Should Mary still make no answer, the
increasing annoyance will show itself by the use of a descending octave on
the next repetition of the call. And supposing the silence to continue, the
lady, if not of a very even temper, will show her irritation at Mary's
seemingly intentional negligence by finally calling her in tones still more
widely contrasted--the first syllable being higher and the last lower than
before.
Now, these and analogous facts, which the reader will readily accumulate,
clearly conform to the law laid down. For to make large intervals requires
more muscular action than to make small ones. But not only is the _extent_
of vocal intervals thus explicable as due to the relation between nervous
and muscular excitement, but also in some degree their _direction_, as
ascending or descending. The middle notes being those which demand no
appreciable effort of muscular adjustment; and the effort becoming greater
as we either ascend or descend; it follows that a departure from the middle
notes in either direction will mark increasing emotion; while a return
towards the middle notes will mark decreasing emotion. Hence it happens
that an enthusiastic person uttering such a sentence as--"It was the most
splendid sight I ever saw!" will ascend to the first syllable of the word
"splendid," and thence will descend: the word "splendid" marking the climax
of the feeling produced by the recollection. Hence, again, it happens that,
under some extreme vexation produced by another's stupidity, an irascible
man, exclaiming--"What a confounded fool the fellow is!" will begin
somewhat below his middle voice, and descending to the word "fool," which
he will utter in one of his deepest notes, will then ascend again. And it
may be remarked, that the word "fool" will not only be deeper and louder
than the rest, but will also have more emphasis of articulation--another
mode in which muscular excitement is shown.
There is some danger, however, in giving instances like this; seeing that
as the mode of rendering will vary according to the intensity of the
feeling which the reader feigns to himself, the right cadence may not be
hit upon. With single words there is less difficulty. Thus the "Indeed!"
with which a surprising fact is received, mostly begins on the middle note
of the voice, and rises with the second syllable; or, if disapprobation as
well as astonishment is felt, the first syllable will be below the middle
note, and the second lower still. Conversely, the word "Alas!" which marks
not the rise of a paroxysm of grief, but its decline, is uttered in a
cadence descending towards the middle note; or, if the first syllable is in
the lower part of the register, the second ascends towards the middle note.
In the "Heigh-ho!" expressive of mental and muscular prostration, we may
see the same truth; and if the cadence appropriate to it be inverted the
absurdity of the effect clearly shows how the meaning of intervals is
dependent on the principle we have been illustrating.
The remaining characteristic of emotional speech which we have to notice is
that of _variability of pitch_. It is scarcely possible here to convey
adequate ideas of this more complex manifestation. We must be content with
simply indicating some occasions on which it may be observed. On a meeting
of friends, for instance--as when there arrives a party of much-wished-for
visitors--the voices of all will be heard to undergo changes of pitch not
only greater but much more numerous than usual. If a speaker at a public
meeting is interrupted by some squabble among those he is addressing, his
comparatively level tones will be in marked contrast with the rapidly
changing one of the disputants. And among children, whose feelings are less
under control than those of adults, this peculiarity is still more decided.
During a scene of complaint and recrimination between two excitable little
girls, the voices may be heard to run up and down the gamut several times
in each sentence. In such cases we once more recognise the same law: for
muscular excitement is shown not only in strength of contraction but also
in the rapidity with which different muscular adjustments succeed each
other.
Thus we find all the leading vocal phenomena to have a physiological basis.
They are so many manifestations of the general law that feeling is a
stimulus to muscular action--a law conformed to throughout the whole
economy, not of man only, but of every sensitive creature--a law,
therefore, which lies deep in the nature of animal organization. The
expressiveness of these various modifications of voice is therefore innate.
Each of us, from babyhood upwards, has been spontaneously making them, when
under the various sensations and emotions by which they are produced.
Having been conscious of each feeling at the same time that we heard
ourselves make the consequent sound, we have acquired an established
association of ideas between such sound and the feeling which caused it.
When the like sound is made by another, we ascribe the like feeling to him;
and by a further consequence we not only ascribe to him that feeling, but
have a certain degree of it aroused in ourselves: for to become conscious
of the feeling which another is experiencing, is to have that feeling
awakened in our own consciousness, which is the same thing as experiencing
the feeling. Thus these various modifications of voice become not only a
language through which we understand the emotions of others, but also the
means of exciting our sympathy with such emotions.
Have we not here, then, adequate data for a theory of music? These vocal
peculiarities which indicate excited feeling, _are those which especially
distinguish song from ordinary speech_. Every one of the alterations of
voice which we have found to be a physiological result of pain or pleasure,
_is carried to its greatest extreme in vocal music_. For instance, we saw
that, in virtue of the general relation between mental and muscular
excitement, one characteristic of passionate utterance is _loudness_. Well,
its comparative loudness is one of the distinctive marks of song as
contrasted with the speech of daily life; and further, the _forte_ passages
of an air are those intended to represent the climax of its emotion. We
next saw that the tones in which emotion expresses itself, are, in
conformity with this same law, of a more sonorous _timbre_ than those of
calm conversation. Here, too, song displays a still higher degree of the
peculiarity; for the singing tone is the most resonant we can make. Again,
it was shown that, from a like cause, mental excitement vents itself in the
higher and lower notes of the register; using the middle notes but seldom.
And it scarcely needs saying that vocal music is still more distinguished
by its comparative neglect of the notes in which we talk, and its habitual
use of those above or below them and, moreover, that its most passionate
effects are commonly produced at the two extremities of its scale, but
especially the upper one.
A yet further trait of strong feeling, similarly accounted for, was the
employment of larger intervals than are employed in common converse. This
trait, also, every ballad and _aria_ carries to an extent beyond that heard
in the spontaneous utterances of emotion: add to which, that the direction
of these intervals, which, as diverging from or converging towards the
medium tones, we found to be physiologically expressive of increasing or
decreasing emotion, may be observed to have in music like meanings. Once
more, it was pointed out that not only extreme but also rapid variations of
pitch, are characteristic of mental excitement; and once more we see in the
quick changes of every melody, that song carries the characteristic as far,
if not farther. Thus, in respect alike of _loudness_, _timbre_, _pitch_,
_intervals_, and _rate of variation_, song employs and exaggerates the
natural language of the emotions;--it arises from a systematic combination
of those vocal peculiarities which are the physiological effects of acute
pleasure and pain.
Besides these chief characteristics of song as distinguished from common
speech, there are sundry minor ones similarly explicable as due to the
relation between mental and muscular excitement; and before proceeding
further, these should be briefly noticed. Thus, certain passions, and
perhaps all passions when pushed to an extreme, produce (probably through
their influence over the action of the heart) an effect the reverse of that
which has been described: they cause a physical prostration, one symptom of
which is a general relaxation of the muscles, and a consequent trembling.
We have the trembling of anger, of fear, of hope, of joy; and the vocal
muscles being implicated with the rest, the voice too becomes tremulous.
Now, in singing, this tremulousness of voice is very effectively used by
some vocalists in highly pathetic passages; sometimes, indeed, because of
its effectiveness, too much used by them--as by Tamberlik, for instance.
Again, there is a mode of musical execution known as the _staccato_,
appropriate to energetic passages--to passages expressive of exhilaration,
of resolution, of confidence. The action of the vocal muscles which
produces this staccato style, is analogous to the muscular action which
produces the sharp, decisive, energetic movements of body indicating these
states of mind; and therefore it is that the staccato style has the meaning
we ascribe to it. Conversely, slurred intervals are expressive of gentler
and less active feelings; and are so because they imply the smaller
muscular vivacity due to a lower mental energy. The difference of effect
resulting from difference of _time_ in music, is also attributable to the
same law. Already it has been pointed out that the more frequent changes of
pitch which ordinarily result from passion, are imitated and developed in
song; and here we have to add, that the various rates of such changes,
appropriate to the different styles of music, are further traits having the
same derivation. The slowest movements, _largo_ and _adagio_, are used
where such depressing emotions as grief, or such unexciting emotions as
reverence, are to be portrayed; while the more rapid movements, _andante_,
_allegro_, _presto_, represent successively increasing degrees of mental
vivacity; and do this because they imply that muscular activity which flows
from this mental vivacity. Even the _rhythm_, which forms a remaining
distinction between song and speech, may not improbably have a kindred
cause. Why the actions excited by strong feeling should tend to become
rhythmical, is not very obvious; but that they do so there are divers
evidences. There is the swaying of the body to and fro under pain or grief,
of the leg under impatience or agitation. Dancing, too, is a rhythmical
action natural to elevated emotion. That under excitement speech acquires a
certain rhythm, we may occasionally perceive in the highest efforts of an
orator. In poetry, which is a form of speech used for the better expression
of emotional ideas, we have this rhythmical tendency developed. And when we
bear in mind that dancing, poetry, and music are connate--are originally
constituent parts of the same thing, it becomes clear that the measured
movement common to them all implies a rhythmical action of the whole
system, the vocal apparatus included; and that so the rhythm of music is a
more subtle and complex result of this relation between mental and muscular
excitement.
But it is time to end this analysis, which, possibly we have already
carried too far. It is not to be supposed that the more special
peculiarities of musical expression are to be definitely explained. Though
probably they may all in some way conform to the principle that has been
worked out, it is obviously impracticable to trace that principle in its
more ramified applications. Nor is it needful to our argument that it
should be so traced. The foregoing facts sufficiently prove that what we
regard as the distinctive traits of song, are simply the traits of
emotional speech intensified and systematized. In respect of its general
characteristics, we think it has been made clear that vocal music, and by
consequence all music, is an idealization of the natural language of
passion.
* * * * *
As far as it goes, the scanty evidence furnished by history confirms this
conclusion. Note first the fact (not properly an historical one, but fitly
grouped with such) that the dance-chants of savage tribes are very
monotonous; and in virtue of their monotony are much more nearly allied to
ordinary speech than are the songs of civilized races. Joining with this
the fact that there are still extant among boatmen and others in the East,
ancient chants of a like monotonous character, we may infer that vocal
music originally diverged from emotional speech in a gradual, unobtrusive
manner; and this is the inference to which our argument points. Further
evidence to the same effect is supplied by Greek history. The early poems
of the Greeks--which, be it remembered, were sacred legends embodied in
that rhythmical, metaphorical language which strong feeling excites--were
not recited, but chanted: the tones and the cadences were made musical by
the same influences which made the speech poetical.
By those who have investigated the matter, this chanting is believed to
have been not what we call singing, but nearly allied to our recitative;
(far simpler indeed, if we may judge from the fact that the early Greek
lyre, which had but _four_ strings, was played in _unison_ with the voice,
which was therefore confined to four notes;) and as such, much less remote
from common speech than our own singing is. For recitative, or musical
recitation, is in all respects intermediate between speech and song. Its
average effects are not so _loud_ as those of song. Its tones are less
sonorous in _timbre_ than those of song. Commonly it diverges to a smaller
extent from the middle notes--uses notes neither so high nor so low in
_pitch_. The _intervals_ habitual to it are neither so wide nor so varied.
Its _rate of variation_ is not so rapid. And at the same time that its
primary _rhythm_ is less decided, it has none of that secondary rhythm
produced by recurrence of the same or parallel musical phrases, which is
one of the marked characteristics of song. Thus, then, we may not only
infer, from the evidence furnished by existing barbarous tribes, that the
vocal music of pre-historic times was emotional speech very slightly
exalted; but we see that the earliest vocal music of which we have any
account, differed much less from emotional speech than does the vocal music
of our days.
That recitative--beyond which, by the way, the Chinese and Hindoos seem
never to have advanced--grew naturally out of the modulations and cadences
of strong feeling, we have indeed still current evidence. There are even
now to be met with occasions on which strong feeling vents itself in this
form. Whoever has been present when a meeting of Quakers was addressed by
one of their preachers (whose practice it is to speak only under the
influence of religious emotion), must have been struck by the quite unusual
tones, like those of a subdued chant, in which the address was made. It is
clear, too, that the intoning used in some churches, is representative of
this same mental state; and has been adopted on account of the
instinctively felt congruity between it and the contrition, supplication,
or reverence verbally expressed.
* * * * *
And if, as we have good reason to believe, recitative arose by degrees out
of emotional speech, it becomes manifest that by a continuance of the same
process song has arisen out of recitative. Just as, from the orations and
legends of savages, expressed in the metaphorical, allegorical style
natural to them, there sprung epic poetry, out of which lyric poetry was
afterwards developed; so, from the exalted tones and cadences in which such
orations and legends were delivered, came the chant or recitative music,
from whence lyrical music has since grown up. And there has not only thus
been a simultaneous and parallel genesis, but there is also a parallelism
of results. For lyrical poetry differs from epic poetry, just as lyrical
music differs from recitative: each still further intensifies the natural
language of the emotions. Lyrical poetry is more metaphorical, more
hyperbolic, more elliptical, and adds the rhythm of lines to the rhythm of
feet; just as lyrical music is louder, more sonorous, more extreme in its
intervals, and adds the rhythm of phrases to the rhythm of bars. And the
known fact that out of epic poetry the stronger passions developed lyrical
poetry as their appropriate vehicle, strengthens the inference that they
similarly developed lyrical music out of recitative.
Nor indeed are we without evidences of the transition. It needs but to
listen to an opera to hear the leading gradations. Between the
comparatively level recitative of ordinary dialogue, the more varied
recitative with wider intervals and higher tones used in exciting scenes,
the still more musical recitative which preludes an air, and the air
itself, the successive steps are but small; and the fact that among airs
themselves gradations of like nature may be traced, further confirms the
conclusion that the highest form of vocal music was arrived at by degrees.
Moreover, we have some clue to the influences which have induced this
development; and may roughly conceive the process of it. As the tones,
intervals, and cadences of strong emotion were the elements out of which
song was elaborated; so, we may expect to find that still stronger emotion
produced the elaboration: and we have evidence implying this. Instances in
abundance may be cited, showing that musical composers are men of extremely
acute sensibilities. The Life of Mozart depicts him as one of intensely
active affections and highly impressionable temperament. Various anecdotes
represent Beethoven as very susceptible and very passionate. Mendelssohn is
described by those who knew him to have been full of fine feeling. And the
almost incredible sensitiveness of Chopin has been illustrated in the
memoirs of George Sand. An unusually emotional nature being thus the
general characteristic of musical composers, we have in it just the agency
required for the development of recitative and song. Intenser feeling
producing intenser manifestations, any cause of excitement will call forth
from such a nature, tones and changes of voice more marked than those
called forth from an ordinary nature--will generate just those
exaggerations which we have found to distinguish the lower vocal music from
emotional speech, and the higher vocal music from the lower. Thus it
becomes credible that the four-toned recitative of the early Greek poets
(like all poets, nearly allied to composers in the comparative intensity of
their feelings), was really nothing more than the slightly exaggerated
emotional speech natural to them, which grew by frequent use into an
organized form. And it is readily conceivable that the accumulated agency
of subsequent poet-musicians, inheriting and adding to the products of
those who went before them, sufficed, in the course of the ten centuries
which we know it took, to develope this four-toned recitative into a vocal
music having a range of two octaves.
Not only may we so understand how more sonorous tones, greater extremes of
pitch, and wider intervals, were gradually introduced; but also how there
arose a greater variety and complexity of musical expression. For this same
passionate, enthusiastic temperament, which naturally leads the musical
composer to express the feelings possessed by others as well as himself, in
extremer intervals and more marked cadences than they would use, also leads
him to give musical utterance to feelings which they either do not
experience, or experience in but slight degrees. In virtue of this general
susceptibility which distinguishes him, he regards with emotion, events,
scenes, conduct, character, which produce upon most men no appreciable
effect. The emotions so generated, compounded as they are of the simpler
emotions, are not expressible by intervals and cadences natural to these,
but by combinations of such intervals and cadences: whence arise more
involved musical phrases, conveying more complex, subtle, and unusual
feelings. And thus we may in some measure understand how it happens that
music not only so strongly excites our more familiar feelings, but also
produces feelings we never had before--arouses dormant sentiments of which
we had not conceived the possibility and do not know the meaning; or, as
Richter says--tells us of things we have not seen and shall not see.
* * * * *
Indirect evidences of several kinds remain to be briefly pointed out. One
of them is the difficulty, not to say impossibility, of otherwise
accounting for the expressiveness of music. Whence comes it that special
combinations of notes should have special effects upon our emotions?--that
one should give us a feeling of exhilaration, another of melancholy,
another of affection, another of reverence? Is it that these special
combinations have intrinsic meanings apart from the human
constitution?--that a certain number of aerial waves per second, followed
by a certain other number, in the nature of things signify grief, while in
the reverse order they signify joy; and similarly with all other intervals,
phrases, and cadences? Few will be so irrational as to think this. Is it,
then, that the meanings of these special combinations are conventional
only?--that we learn their implications, as we do those of words, by
observing how others understand them? This is an hypothesis not only devoid
of evidence, but directly opposed to the experience of every one. How,
then, are musical effects to be explained? If the theory above set forth be
accepted, the difficulty disappears. If music, taking for its raw material
the various modifications of voice which are the physiological results of
excited feeling, intensifies, combines, and complicates them--if it
exaggerates the loudness, the resonance, the pitch, the intervals, and the
variability, which, in virtue of an organic law, are the characteristics of
passionate speech--if, by carrying out these further, more consistently,
more unitedly, and more sustainedly, it produces an idealized language of
emotion; then its power over us becomes comprehensible. But in the absence
of this theory, the expressiveness of music appears to be inexplicable.
Again, the preference we feel for certain qualities of sound presents a
like difficulty, admitting only of a like solution. It is generally agreed
that the tones of the human voice are more pleasing than any others. Grant
that music takes its rise from the modulations of the human voice under
emotion, and it becomes a natural consequence that the tones of that voice
should appeal to our feelings more than any others; and so should be
considered more beautiful than any others. But deny that music has this
origin, and the only alternative is the untenable position that the
vibrations proceeding from a vocalist's throat are, objectively considered,
of a higher order than those from a horn or a violin. Similarly with harsh
and soft sounds. If the conclusiveness of the foregoing reasonings be not
admitted, it must be supposed that the vibrations causing the last are
intrinsically better than those causing the first; and that, in virtue of
some pre-established harmony, the higher feelings and natures produce the
one, and the lower the other. But if the foregoing reasonings be valid, it
follows, as a matter of course, that we shall like the sounds that
habitually accompany agreeable feelings, and dislike those that habitually
accompany disagreeable feelings.
Once more, the question--How is the expressiveness of music to be otherwise
accounted for? may be supplemented by the question--How is the genesis of
music to be otherwise accounted for? That music is a product of
civilization is manifest; for though savages have their dance-chants, these
are of a kind scarcely to be dignified by the title musical: at most, they
supply but the vaguest rudiment of music, properly so called. And if music
has been by slow steps developed in the course of civilization, it must
have been developed out of something. If, then, its origin is not that
above alleged, what is its origin?
Thus we find that the negative evidence confirms the positive, and that,
taken together, they furnish strong proof. We have seen that there is a
physiological relation, common to man and all animals, between feeling and
muscular action; that as vocal sounds are produced by muscular action,
there is a consequent physiological relation between feeling and vocal
sounds; that all the modifications of voice expressive of feeling are the
direct results of this physiological relation; that music, adopting all
these modifications, intensifies them more and more as it ascends to its
higher and higher forms, and becomes music simply in virtue of thus
intensifying them; that, from the ancient epic poet chanting his verses,
down to the modern musical composer, men of unusually strong feelings prone
to express them in extreme forms, have been naturally the agents of these
successive intensifications; and that so there has little by little arisen
a wide divergence between this idealized language of emotion and its
natural language: to which direct evidence we have just added the
indirect--that on no other tenable hypothesis can either the expressiveness
or the genesis of music be explained.
* * * * *
And now, what is the _function_ of music? Has music any effect beyond the
immediate pleasure it produces? Analogy suggests that it has. The
enjoyments of a good dinner do not end with themselves, but minister to
bodily well-being. Though people do not marry with a view to maintain the
race, yet the passions which impel them to marry secure its maintenance.
Parental affection is a feeling which, while it conduces to parental
happiness, ensures the nurture of offspring. Men love to accumulate
property, often without thought of the benefits it produces; but in
pursuing the pleasure of acquisition they indirectly open the way to other
pleasures. The wish for public approval impels all of us to do many things
which we should otherwise not do,--to undertake great labours, face great
dangers, and habitually rule ourselves in a way that smooths social
intercourse: that is, in gratifying our love of approbation we subserve
divers ulterior purposes. And, generally, our nature is such that in
fulfilling each desire, we in some way facilitate the fulfilment of the
rest. But the love of music seems to exist for its own sake. The delights
of melody and harmony do not obviously minister to the welfare either of
the individual or of society. May we not suspect, however, that this
exception is apparent only? Is it not a rational inquiry--What are the
indirect benefits which accrue from music, in addition to the direct
pleasure it gives?
But that it would take us too far out of our track, we should prelude this
inquiry by illustrating at some length a certain general law of
progress;--the law that alike in occupations, sciences, arts, the divisions
that had a common root, but by continual divergence have become distinct,
and are now being separately developed, are not truly independent, but
severally act and react on each other to their mutual advancement. Merely
hinting thus much, however, by way of showing that there are many analogies
to justify us, we go on to express the opinion that there exists a
relationship of this kind between music and speech.
All speech is compounded of two elements, the words and the tones in which
they are uttered--the signs of ideas and the signs of feelings. While
certain articulations express the thought, certain vocal sounds express the
more or less of pain or pleasure which the thought gives. Using the word
_cadence_ in an unusually extended sense, as comprehending all
modifications of voice, we may say that _cadence is the commentary of the
emotions upon the propositions of the intellect_. This duality of spoken
language, though not formally recognised, is recognised in practice by
every one; and every one knows that very often more weight attaches to the
tones than to the words. Daily experience supplies cases in which the same
sentence of disapproval will be understood as meaning little or meaning
much, according to the inflections of voice which accompany it; and daily
experience supplies still more striking cases in which words and tones are
in direct contradiction--the first expressing consent, while the last
express reluctance; and the last being believed rather than the first.
These two distinct but interwoven elements of speech have been undergoing a
simultaneous development. We know that in the course of civilization words
have been multiplied, new parts of speech have been introduced, sentences
have grown more varied and complex; and we may fairly infer that during the
same time new modifications of voice have come into use, fresh intervals
have been adopted, and cadences have become more elaborate. For while, on
the one hand, it is absurd to suppose that, along with the undeveloped
verbal forms of barbarism, there existed a developed system of vocal
inflections; it is, on the other hand, necessary to suppose that, along
with the higher and more numerous verbal forms needed to convey the
multiplied and complicated ideas of civilized life, there have grown up
those more involved changes of voice which express the feelings proper to
such ideas. If intellectual language is a growth, so also, without doubt,
is emotional language a growth.
Now, the hypothesis which we have hinted above, is, that beyond the direct
pleasure which it gives, music has the indirect effect of developing this
language of the emotions. Having its root, as we have endeavoured to show,
in those tones, intervals, and cadences of speech which express
feeling--arising by the combination and intensifying of these, and coming
finally to have an embodiment of its own; music has all along been reacting
upon speech, and increasing its power of rendering emotion. The use in
recitative and song of inflections more expressive than ordinary ones, must
from the beginning have tended to develope the ordinary ones. Familiarity
with the more varied combinations of tones that occur in vocal music, can
scarcely have failed to give greater variety of combination to the tones in
which we utter our impressions and desires. The complex musical phrases by
which composers have conveyed complex emotions, may rationally be supposed
to have influenced us in making those involved cadences of conversation by
which we convey our subtler thoughts and feelings.
That the cultivation of music has no effect on the mind, few will be absurd
enough to contend. And if it has an effect, what more natural effect is
there than this of developing our perception of the meanings of
inflections, qualities, and modulations of voice; and giving us a
correspondingly increased power of using them? Just as mathematics, taking
its start from the phenomena of physics and astronomy, and presently coming
to be a separate science, has since reacted on physics and astronomy to
their immense advancement--just as chemistry, first arising out of the
processes of metallurgy and the industrial arts, and gradually growing into
an independent study, has now become an aid to all kinds of
production--just as physiology, originating out of medicine and once
subordinate to it, but latterly pursued for its own sake, is in our day
coming to be the science on which the progress of medicine depends;--so,
music, having its root in emotional language, and gradually evolved from
it, has ever been reacting upon and further advancing it. Whoever will
examine the facts, will find this hypothesis to be in harmony with the
method of civilization everywhere displayed.
It will scarcely be expected that much direct evidence in support of this
conclusion can be given. The facts are of a kind which it is difficult to
measure, and of which we have no records. Some suggestive traits, however,
may be noted. May we not say, for instance, that the Italians, among whom
modern music was earliest cultivated, and who have more especially
practised and excelled in melody (the division of music with which our
argument is chiefly concerned)--may we not say that these Italians speak in
more varied and expressive inflections and cadences than any other nation?
On the other hand, may we not say that, confined almost exclusively as they
have hitherto been to their national airs, which have a marked family
likeness, and therefore accustomed to but a limited range of musical
expression, the Scotch are unusually monotonous in the intervals and
modulations of their speech? And again, do we not find among different
classes of the same nation, differences that have like implications? The
gentleman and the clown stand in very decided contrast with respect to
variety of intonation. Listen to the conversation of a servant-girl, and
then to that of a refined, accomplished lady, and the more delicate and
complex changes of voice used by the latter will be conspicuous. Now,
without going so far as to say that out of all the differences of culture
to which the upper and lower classes are subjected, difference of musical
culture is that to which alone this difference of speech is ascribable; yet
we may fairly say that there seems a much more obvious connexion of cause
and effect between these than between any others. Thus, while the inductive
evidence to which we can appeal is but scanty and vague, yet what there is
favours our position.
* * * * *
Probably most will think that the function here assigned to music is one of
very little moment. But further reflection may lead them to a contrary
conviction. In its bearings upon human happiness, we believe that this
emotional language which musical culture developes and refines, is only
second in importance to the language of the intellect; perhaps not even
second to it. For these modifications of voice produced by feelings, are
the means of exciting like feelings in others. Joined with gestures and
expressions of face, they give life to the otherwise dead words in which
the intellect utters its ideas; and so enable the hearer not only to
_understand_ the state of mind they accompany, but to _partake_ of that
state. In short, they are the chief media of _sympathy_. And if we consider
how much both our general welfare and our immediate pleasures depend upon
sympathy, we shall recognise the importance of whatever makes this sympathy
greater. If we bear in mind that by their fellow-feeling men are led to
behave justly, kindly and considerately to each other--that the difference
between the cruelty of the barbarous and the humanity of the civilized,
results from the increase of fellow-feeling; if we bear in mind that this
faculty which makes us sharers in the joys and sorrows of others, is the
basis of all the higher affections--that in friendship, love, and all
domestic pleasures, it is an essential element; if we bear in mind how much
our direct gratifications are intensified by sympathy,--how, at the
theatre, the concert, the picture gallery, we lose half our enjoyment if we
have no one to enjoy with us; if, in short, we bear in mind that for all
happiness beyond what the unfriended recluse can have, we are indebted to
this same sympathy;--we shall see that the agencies which communicate it
can scarcely be overrated in value.
The tendency of civilization is more and more to repress the antagonistic
elements of our characters and to develope the social ones--to curb our
purely selfish desires and exercise our unselfish ones--to replace private
gratifications by gratifications resulting from, or involving, the
happiness of others. And while, by this adaptation to the social state, the
sympathetic side of our nature is being unfolded, there is simultaneously
growing up a language of sympathetic intercourse--a language through which
we communicate to others the happiness we feel, and are made sharers in
their happiness.
This double process, of which the effects are already sufficiently
appreciable, must go on to an extent of which we can as yet have no
adequate conception. The habitual concealment of our feelings diminishing,
as it must, in proportion as our feelings become such as do not demand
concealment, we may conclude that the exhibition of them will become much
more vivid than we now dare allow it to be; and this implies a more
expressive emotional language. At the same time, feelings of a higher and
more complex kind, as yet experienced only by the cultivated few, will
become general; and there will be a corresponding development of the
emotional language into more involved forms. Just as there has silently
grown up a language of ideas, which, rude as it at first was, now enables
us to convey with precision the most subtle and complicated thoughts; so,
there is still silently growing up a language of feelings, which
notwithstanding its present imperfection, we may expect will ultimately
enable men vividly and completely to impress on each other all the emotions
which they experience from moment to moment.
Thus if, as we have endeavoured to show, it is the function of music to
facilitate the development of this emotional language, we may regard music
as an aid to the achievement of that higher happiness which it indistinctly
shadows forth. Those vague feelings of unexperienced felicity which music
arouses--those indefinite impressions of an unknown ideal life which it
calls up, may be considered as a prophecy, to the fulfilment of which music
is itself partly instrumental. The strange capacity which we have for being
so affected by melody and harmony, may be taken to imply both that it is
within the possibilities of our nature to realize those intenser delights
they dimly suggest, and that they are in some way concerned in the
realization of them. On this supposition the power and the meaning of music
become comprehensible; but otherwise they are a mystery.