CHAPTER II

MATERIAL, EXECUTION, AND ORNAMENTATION

_Steel and Iron._

The surgical instruments we meet with are, as a rule, of bronze. Not that

the Greeks and Romans did not make many of their instruments of iron and

steel, but the iron has mainly perished while more of the bronze has

persisted. Long before the date of the earliest medical writings, Greece

had passed into the iron age. The Homeric poems picture a civilization in

the state of transition from a bronze to an iron period, and weapons such

as sword, axe, and spear, are frequently described as made of iron. In the

_Iliad_ we even read of implements of agriculture made of iron, but it is

'hard to work' (πολύκμητος, _Iliad_ vi. 48, _Od._ xxi. 10). However, by

the time that Hippocrates wrote, it was in common use, and, if we had only

the evidence of the Hippocratic writings to go by, we could see that it

was in common use in the time of Hippocrates. Certain instruments, such as

the cautery, are always spoken of as made of iron, in fact, the term for

cautery is, as a rule, 'the iron,' and σίδηρος ὁ ὀξύς is a general term

for 'the knife'. The smelting of iron is even used as a simile by

Hippocrates:

'In the same way iron comes from stones and earth burnt together. In

the first exposure to the fire stones and earth mix together with

scoria, but at the second and third burning the scoria separate

themselves from the iron, and this phenomenon meets the eye, that the

iron remains in the fire fallen apart from the scoria, and becomes

solid and compact' (ii. 371).

Again, he uses as a simile a speculative theory as to the way in which

heating iron softens it and dipping it in water hardens it. He believes

that this comes about by the fire depriving the iron of its nourishing

substance, while the addition of water restores it.

Σιδήρου ὄργανα τέχνης· τὸν σίδηρον περιτήκουσι, πνεύματι ἀναγκάζοντες

τὸ πῦρ, τὴν ὑπάρχουσαν τροφὴν ἀφαιρέοντες, ἀραιὸν δὲ ποιήσαντες,

παίουσι καὶ συνελαύνουσιν. ὕδατος δὲ ἄλλου τροφῇ ἰσχυρὸν γίνεται (ii.

641).

'The instruments of ironworking soften iron by driving the fire with

wind and taking away the supporting substance, and when they have

rarefied it they strike and beat it. By the nourishment of water it is

again strengthened.'

This is the earliest reference to tempering steel by the Greeks with which

I am acquainted. It is a curious commentary on the relative destruction of

iron instruments compared with those of bronze, that cauteries, which are

always described as made of iron and which must have existed in enormous

numbers, are among the rarest surgical instruments found. We have a few

cauteries of iron, however, and some knives and knife-blades and other

instruments remain. Pots for ointments of certain kinds were made of iron,

and we have actually two of these which had been the property of a Roman

oculist whose full name is known. I have entered into this discussion

because there seems to be a general tendency to underestimate the extent

to which iron was employed by the Greeks and Romans. The quantity of

scoria left by the primitive founders should alone be sufficient to teach

us to how great an extent iron was in use. Wherever there was good iron in

any of the Roman provinces, veritable mountains of scoria are found. The

heaps of scoria left in the Forest of Dean by the Roman founders contained

such a large percentage of iron still remaining that they were smelted

over again in later times, and to do this occupied over twenty furnaces

for a couple of centuries. Tolouse calculated that similar heaps in Gaul

contained over 120,000 tons of scoria. If, however, we tend to

underestimate the extent to which iron was in use among the Greeks and

Romans, still more, I believe, do we tend to underrate the quantity and

the quality of the steel available in those times. This comes about from

the fact that in our day we require such enormous quantities of iron and

steel that we have to employ iron ores of a very low quality. The greater

part of the so-called steel of which battleships are made is got from a

ferruginous mud with only 30 per cent. of iron, less than there was left

in the scoria after the Roman founder had done with it. To the impurities

already existing in this we add others, because the coal we use contains

sulphur. It is getting rid of these impurities that makes the production

of steel such a roundabout process with us. We forget that, with primitive

methods but fine ores and a fuel devoid of sulphur, the production of

steel of fine quality is as easy a process as the manufacture of iron, in

fact the only difference between the method of procuring iron and steel

under these circumstances is the length of time the process is allowed to

go on. The ancient founders used the finest ores, often containing 75 per

cent. of iron, and, working with charcoal fuel, which was nearly pure

carbon, they could produce steel as easily as iron. The difference between

steel and iron is that steel contains carbon, and, by allowing the ore to

remain longer in contact with the charcoal, steel is formed, so that a

founder setting out to make iron with a pure ore and a pure fuel like

charcoal, may, if he is not careful, turn out steel of fine quality. This

primitive method of making steel is still in vogue in India, Burma,

Borneo, China, &c., and very fine qualities of steel are produced. The

majority of the tools found in the earliest Greek colonies on the

Nile--Naukratis and Daphnae--are of steel or iron, although those of the

Egyptians among whom they were living (circa 600 B. C.) were of bronze.

The classical medical writings themselves are sufficient evidence of the

quality of the steel available in those times. Galen (ii. 683) says that

the best quality of steel (which came from Norica) yielded a knife which

neither blunted easily nor bent or chipped.

Ἐκ σιδήρου δὲ ἔστω τοῦτο τοῦ καλλίστου, οἷόν περ τὸ Νωρικόν ἐστιν, ἵνα

μήτ' ἀμβλύνηται ταχέως, μήτ' ἀνακάμπτηται ἢ θραύηται.

This shows that the Greek surgeon appreciated good steel, and what I have

said will show that there was plenty of it to be had. Yet modern writers

almost invariably speak of or describe even the cutting instruments of the

ancients as made of iron. Greek and Latin have each only one word to

indicate both steel and iron, but that is because, as I have shown, they

prepared both in the same way. The ancient Hindoo Vedas say that cutting

instruments were to be made of steel, well polished and sufficiently keen

to divide a hair. For sharpening, a stone was to be used, and they were to

be kept clean and wrapt in flannel and laid by in a box of sandalwood.

Albucasis in mentioning steel always specifies Indian steel. Many of the

Roman shears of steel retain their spring perfectly. As an illustration of

the keenness of edge which can be put by simple methods upon steel of

primitive manufacture, take the following account of the operations of an

African barber of the Hausa tribe, as reported in an account by Professor

R. W. Reid, Aberdeen, of a Hausa barber-doctor's outfit presented to the

Anthropological Museum of the University by Sir William MacGregor,

Governor of Lagos. The description of the outfit is quoted from Sir

William MacGregor, who says:

'The knife, made by an African bush blacksmith, he uses for shaving.

He employs no soap to soften the skin or roughen the hair, only a

little water. He sharpens his razor on a black leather strap, turning

the knife on the back so deftly that the eye cannot follow the

movement; the few last touches he gives to it by turning it with

splendid dexterity on the front of the left arm, where the skin is

worn and bare by this manipulation. He shaves the whole face, except

the nose. He leaves a fine line of eyebrow. The hair is cut short. The

outline of the hairy part of the scalp in front is very clearly

demarcated by shaving back about a half to an inch and a half. Then he

turns the front edge by a marvellous stroke. He holds the knife

horizontally, and, with a downward stroke cuts off all the projecting

ends of the hair round the forehead. No European barber could do it

without burying his razor in the skin. He never draws blood' (_Proc.

Anat. and Anthrop. Soc. Univ. Abdn._, 1900-2).

_Bronze._

Although, as I have shown, iron and steel were largely used in the

manufacture of instruments, fortunately for us bronze was the metal

usually selected, for thus many instruments have withstood the lapse of

time which would otherwise have been oxidized out of existence. Copper is

much more easily got from ore than iron, and consequently it was the first

to be used by man, and very early the advantage of combining it with tin

to form bronze was found out. Bronze was used by the Egyptians 6,000 years

ago, and the Phoenicians, who got it from them, passed it on to the whole

of Europe. The quantity of tin in the bronze is very constantly about

7-1/2 per cent.

The majority of the instruments which have been preserved to us are of

bronze. Hippocrates (i. 58) says:

Χαλκώματι δὲ πλὴν τῶν ὀργάνων, μηδενὶ χρήσθω. καλλωπισμὸς γάρ τις

εἶναί μοι δοκεῖ φορτικὸς σκεύεσι τοιουτέοισι χρῆσθαι.

'Use bronze only for instruments, for it seems laboured ornamentation

to use vessels of it.'

We have, however, a good many specimens of vessels which prove that

physicians did not adhere to this advice. We know too that certain

medicaments were intentionally stored in copper vessels. Scribonius says:

Deinde in patella aeris Cyprii super carbones posita infervescit,

donec mellis habeat non nimium liquidi spissitudinem atque ita

reponitur puxide aeris Cyprii (_Compositiones_, xxxvii).

Pure copper was occasionally used for instruments, and of these we have a

few remaining, and vessels and instruments of it are frequently mentioned:

'Oportet autem moveri aquam ipsam rudicula vel spathomela aeris rubri'

(Marcellus, _De Medicamentis_, xiv. 44). Coins were frequently made of

brass (ὀρείχαλκος, _orichalcum_, _aurichalcum_), a mixture of copper, tin,

and zinc, and in Pompeii there have been found two scalpel handles of

brass composed of 25 per cent. of zinc and 75 per cent. of copper. The

copper was got mainly from Cyprus and Spain. A small amount, however,

came from Africa and Asia.

_Tin._

Tin came mainly from Britain. We have no instruments of tin preserved to

us, but they are frequently referred to. Hippocrates mentions, over and

over again, uterine sounds of tin, and he also speaks of sounds and eyed

probes for rectal work, which were made of tin so that they might be

flexible. Vessels of tin for storing medicaments in are spoken of by

Largus: 'Reponitur medicamentum fictili vel stagneo vase' (cclxviii). In

the Museum at Chesters (Chollerford) there is a tin weight for medicines.

_Lead._

Leaden sounds and tubes for intra-uterine medication are frequently

mentioned in the Hippocratic writings, and Celsus and Paul refer to leaden

tubes for insertion in the rectum and vagina to prevent cicatricial

contractions and adhesions after operations on these parts. The therapists

also mention medicament jars of lead. There is one in the Capitoline

Museum from the temple of Aesculapius in the forum.

_Gold._

There is in the Museum at Stockholm a forceps of gold, but it is more than

probable that this is a toilet article. I have a spatula-probe which had

been overlaid with gold, and I have met with several others similarly

treated. Theodorus Priscianus recommends a cautery of gold for stopping

haemorrhage from the throat (_Logicus_, xxii). Avenzoar speaks of a golden

probe for applying salve to the eye and for separating adhesion of the eye

to the lid. Avicenna lets out the pustules of small-pox with a golden

probe. Albucasis recommends burning the roots of hairs in trichiasis with

a probe of gold. Mesue recommends a heated scalpel of gold to excise the

tonsil. Hippocrates binds the teeth together in fracture of the jaw with a

gold wire (iii. 174): cf. Paul, VI. xcii. In one of his dialogues Lucian

satirizes a medical man who sought to conceal his ignorance by a display

of a fine library, bleeding-cups of silver, and scalpel handles inlaid

with gold--the devices of quacks, Lucian says, who did not know how to use

the instruments when necessity arose.

_Silver._

There is a forceps of silver in the Athens Museum, and another in the

Museum at Kiel. Both are, however, possibly toilet articles. Paul condemns

bleeding-cups of silver, as he says they burn, so it is evident that

Lucian had grounds for his statement. In the Musée de Cinquantenaire,

Brussels, there is in the section of ancient surgery a bronze instrument

case from Pompeii which contained a silver spoon and probe combined, a

plain probe, and a grooved director, all in silver. I have frequently met

with ligulae of silver and also of copper overlaid with silver, and styli,

which we shall see were used as implements of minor surgery, were

frequently made of silver. Medicament boxes of silver are mentioned by

Marcellus. Hippocrates describes a uterine syringe with a tube of silver.

Albucasis mentions silver catheters.

A mixture of gold and silver, which was called electrum, was much used for

coinage, and I have met with one or two ligulae of this metal. It was

found mixed naturally in the mountain districts of Tmolus and Sipylus in

Lydia, and it was also artificially produced by alloying the two metals.

_Horn._

Hippocrates (iii. 331) speaks of a pessary of horn inserted into the

rectum. It would seem that the tube of various syringes was often made of

horn, as both Greek and Latin writers speak of the 'horn' of the syringe.

Scribonius Largus (_Compositiones_, vii) says:

Per nares ergo purgatur caput his rebus infusis per cornu, quod

rhinenchytes vocatur (cf. Galen, xi. 125).

_Wood._

Galen speaks of sounds or directors of wood, and ointment spatulae of wood

are very frequently mentioned in the therapeutic works, as are also boxes

for storing ointments in.

_Bone and Ivory._

Numbers of bone ligulae were found in a Roman hospital lately excavated at

Baden.

In the Naples Museum there are two ointment spoons with carved bone

handles. Needles such as Hippocrates and Celsus speak of for stitching

bandages to fix them were very frequently made of bone and ivory. Knife

handles of bone and ivory are common. A carved ivory medicament box with

sliding lid will be fully described later. Scribonius Largus describes

knives of bone and ivory for preparing plants for pharmaceutical purposes

(_Compositiones_, lxxxiii). An ivory pestle was found with a surgeon's

outfit in Cologne.

_Stone._

Medicaments were prepared on stone slabs, and the great majority of

oculists' seals were of stone.

_Execution and Ornamentation._

The execution of the instruments is, as a rule, all that could be desired,

and the weight and thickness are no more than is consistent with the

requisite strength.

Hippocrates points out the necessity for this:--

Τάδ' ὄργανα πάντα εὐήρη πρὸς τὴν χρείαν ὑπάρχειν δεῖ τῷδε μεγέθει, καὶ

βάρει, καὶ λεπτότητι.

'All instruments ought to be well suited for the purpose in hand as

regards their size, weight, and delicacy' (i. 58).

The ornamentation is simple and effective. In the round instruments like

the probes it consists usually of raised circular ornamentation, with or

without a secondary ornamentation on the raised ringing. In others there

are longitudinal or spiral grooves running along the instrument. In some

cases the bronze is decorated with an inlay of silver damascening. This is

rare in the instruments from Pompeii, though there are two probes with a

spiral inlay in the Naples Museum. The majority of the instruments treated

in this way have been found in the western provinces, and they are of

later date than the Pompeian. The handles of some scalpels belonging to

the third century are beautifully inlaid with silver. Lucian, as I have

mentioned, speaks of scalpels inlaid with gold. In the Mainz Museum there

is a medicament box on the lid of which is inlaid a snake coiled round a

tree, the tree and the snake's body being outlined in copper and the

snake's head in silver. So far no damascened instruments are reported from

Greece. Damascening began in Europe apparently in the first century, and

reached its height in the time of the Merovingian kings.

Examples of plated instruments are not uncommon. I have a spatula

dissector thinly plated with gold, and I have met with several ligulae

plated with silver. One of these was so thickly plated that on cutting

into it the silver, which was deeply oxidized on the outside and was,

therefore, quite black, showed also a layer of metallic silver still

bright on section.

All the surgical instruments found in the provinces have an _air de

famille_ which would lead one to suppose that they had been manufactured

in Italy, but this is not certain. The ointment slabs, however, are rarely

of the stone of the country in which they are found. On the other hand,

the orthographical faults on the oculists' seals would indicate that they

were cut in the provinces. Wherever possible two instruments are combined

into one. Thus very few of the probes are simple instruments but carry a

spatula, a scoop or spoon, an eye, or a hook, at the opposite end.

Vulsella are more difficult to combine with other instruments, but here

again we meet with combinations such as vulsella at one end and scoop,

raspatory, or probe, at the other. The typical scalpel handle carries at

the end opposite the blade a spatula for blunt dissection. We have needles

at one end and probes, scalpel blades, &c., at the other end of a handle.

This combination of two instruments in one is still in use in our day. We

must notice the fact that the majority of instruments we know were all of

metal, not folding into hollow handles of wood, bone, &c., as the

instruments of a decade ago did, so that they were easily cleaned. In fact

we shall see that where the scalpel and handle were not forged in one

piece they were united by something very like our aseptic joint.

Hippocrates insists on the importance of keeping everything in the surgery

absolutely clean.

A few instruments bear the image of deities connected with medicine, or

attributes of these. The figures of Aesculapius and his daughter Hygeia

are found on medicament boxes, the former with the serpent entwining his

staff, the latter feeding a serpent from a bowl. The serpent is sometimes

found on a probe. A uterine dilator from Pompeii also carries it. A probe

surmounted by a double serpent (caduceus form) was found in the Roman

Hospital at Baden. Two scalpels in the Naples Museum carry on their ends

the head of Minerva Medica. The quadrivalve speculum in the Naples Museum

has each end of the crossbar tipped with a fine image of a ram's head.

There is also a medicine shovel with the same symbol. Illustrations of

these instruments will be found later.

_Preservation._

Some of the instruments of silver retain their brightness as when they

were made, but under certain circumstances a considerable amount of

oxidation takes place, and then they have a thick black coating. Very few

bronze articles are found to have retained their colour. In volcanic

districts the various sulphur compounds formed give rise to a beautiful

patina of varying shades of green and blue, sometimes so evenly

distributed as to resemble enamel. This, when fine, much enhances the

value of the article.

Articles of iron are sometimes but little destroyed. It is surprising in

how good condition the iron or steel may be. The bow of a shears is

sometimes quite springy. In some cases a steel or iron article is often

represented by a mass of oxide bearing some resemblance to the original.

In others only a shapeless mass of oxide remains.

_Finds of Instruments._

Finds of ancient surgical instruments, though not by any means common, are

still sufficiently numerous for specimens to have found their way into

most of our larger museums; and private collectors have here and there

acquired considerable numbers. The most prolific source has been the

excavations at Herculaneum and Pompeii, which have now been systematically

pursued for nearly three hundred years, while the objects found have been

deposited in the National Museum at Naples. In 1818 a physician's house

with a large number of surgical instruments was discovered in the Strada

del Consulate of Pompeii, and two chemists' shops have also been found

with instruments in them. Besides these there is a large number of

instruments from other finds in the two buried cities.

The custom of burying personal effects along with the ashes of a deceased

person, which prevailed among the Romans from the second to the fourth

century, has preserved to us a number of interesting finds. In 1880 M.

Tolouse, a civil engineer in Paris, in executing some alterations in the

neighbourhood of the Avenue Choisy, discovered the grave of a surgeon,

containing a bronze pot full of surgical instruments. Among these were

numerous forceps and vulsella, ointment tubes, bleeding cup, scalpel

handles for blades of steel, probes, and spatulae. Sixty-six coins of the

reigns of Tetricus I and II showed that the grave belonged to the end of

the second or the beginning of the third century. The find was reported by

M. Tolouse in a volume entitled _Mes fouilles dans le sol du vieux Paris_

(Paris, 1888). In 1892 the find was fully described by Professor Deneffe

of Ghent, in the _Revue Archéologique_, under the title 'Notice

descriptive sur une trousse de médecin au III{me} siècle', and reprinted,

with photogravures, in 1893 in a monograph _Étude sur la trousse d'un

chirurgien Gallo-Romain du III{me} siècle_ (Antwerp, 1893). It is

convenient to refer to this find as that of the 'Surgeon of Paris'.

Another grave containing surgical instruments was found at Wancennes in

the canton of Beauraing, Namur, in a cemetery of the first or second

century. The instruments are now in the Archaeological Museum at Namur

(Deneffe, op. cit., p. 35).

In 1854 there were discovered at Rheims the remnants of a wooden chest

containing two little iron jars for ointments, several scalpel handles, a

small drill, eight handles for needles, five hooks (two blunt and three

sharp), two balances, various probes and spatulae, seven forceps,

medicament box, a mortar, and a seal showing that the instruments had

belonged to an oculist named Gaius Firmius Severus. The instruments are

all of the most beautiful pattern and finish, several being finely inlaid

with silver. Some coins of the reigns of Antoninus Pius and Marcus

Aurelius showed that the interment belonged to the end of the third

century.

These instruments, &c., are now in the Museum of St-Germain-en-Laye. The

majority of these will be found described and figured later.

Find of Sextus Polleius Sollemnis, oculist of Fonviel,

Saint-Privat-d'Allier. In levelling a heap of earth which had fallen from

a cliff above as the result of a landslide, there were found at Fonviel in

1864 a number of bronze surgical instruments. The place where they were

found is at the intersection of two old Roman roads, and the instruments

had been buried in the grave of a Roman surgeon high up above the valley

on the edge of a cliff. Eighteen coins of the reigns of Julia Augusta,

Trajan, Hadrian, Commodus, Gordian, Philip, Valerian, and Gallus, showed

that the interment had been made at the end of the third century. The

instruments found included three scalpel handles, fragments of two

forceps, and an oculist's seal in stone showing that the grave was that of

Sextus Polleius Sollemnis. Many more instruments had probably been buried

originally. Those enumerated are now in the Museum of Le Puy-en-Velay. An

account of this find, with illustrations, is to be found in the _Annales

de la Société d'Agriculture, Sciences, Arts et Commerce du Puy_ (tome

xxvi. 1864-5). It is also described, along with the find of Gaius Firmius

Severus, in a monograph by Deneffe, under the title of _Les Oculistes

Gallo-Romaine au III{me} siècle_ (Antwerp, 1896).

One of the most prolific finds of late years has been the discovery of a

Roman military hospital at Baden, the ancient Roman station of Aquae, or

Vicus Aquensis. From time to time isolated discoveries of instruments had

been made, including a catheter, a scalpel, and several varieties of

probes, and in March, 1893, MM. Kellersberger and Meyer proceeded to

excavate systematically the remains of some Roman buildings on their

property. A large chamber 10·35 metres by 12·5, with walls 60 cm. thick,

was discovered, and later others were discovered varying from 3 to 27

metres in length. There were in all fourteen rooms. Along the side of the

building on which a Roman road ran, there were the remains of an imposing

façade, running the whole length of the building. It had consisted of a

portico with colonnades, the foundations of which were found at regular

intervals. It is possible that some of the larger rooms had been

subdivided into others by thin walls or partitions, for fragments of

partitions of plaster with wood lathing were found.

A large number of objects--tiles, lamps, vases, pots, knives, spearheads,

nails, glass, fibulae, beads, weavers' weights, three amphorae a metre

high--were found near the surface. Then, at a depth of two metres,

surgical instruments began to be found. These included probes to the

number of 120, unguent spoons in bone and bronze, a fragment of a catheter

13 cm. long, bronze boxes for powder, needles, earscoops, unguentaria,

spatulae, a fragment of an étui for instruments, and cauteries. Many coins

of the reigns of Claudius, Nero, Domitian, Vespasian, and Hadrian were

found, showing that the hospital had been in use between 100 and 200 A. D.

The objects mentioned are still the private property of MM. Kellersberger

and Meyer. In 1905, by the kindness of these gentlemen, I was allowed to

make a complete examination of the collection.

A case containing a surgeon's outfit was found in the Luxemburgerstrasse,

Cologne. It contained a phlebotome, a chisel, and some fragments of other

instruments of steel, two forceps and two sharp hooks in bronze, and a

small ivory pestle-like instrument. These are now in the Cologne Museum.

This is a most interesting and important little find. The phlebotome is by

far the best preserved and best authenticated example which we possess of

this instrument. Probably the same may be said of the chisel as a purely

surgical instrument.

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