reasonings, in which the source of error is the ambiguity of terms: when
something which is true if a word be used in a particular sense, is
reasoned on as if it were true in another sense. In such a case there is
not a mal-estimation of evidence, because there is not properly any
evidence to the point at all; there is evidence, but to a different
point, which from a confused apprehension of the meaning of the terms
used, is supposed to be the same. This error will naturally be oftener
committed in our ratiocinations than in our direct inductions, because
in the former we are deciphering our own or other people's notes, while
in the latter we have the things themselves present, either to the
senses or to the memory. Except, indeed, when the induction is not from
individual cases to a generality, but from generalities to a still
higher generalization; in that case the fallacy of ambiguity may affect
the inductive process as well as the ratiocinative. It occurs in
ratiocination in two ways: when the middleterm is ambiguous, or when one
of the terms of the syllogism is taken in one sense in the premises, and
in another sense in the conclusion.
Some good exemplifications of this fallacy are given by Archbishop
Whately. "One case," says he, "which may be regarded as coming under the
head of Ambiguous Middle, is (what I believe logical writers mean by
'_Fallacia Figuræ Dictionis_,') the fallacy built on the grammatical
structure of language, from men's usually taking for granted that
_paronymous_ (or _conjugate_) words, _i.e._ those belonging to each
other, as the substantive, adjective, verb, &c. of the same root, have a
precisely corresponding meaning; which is by no means universally the
case. Such a fallacy could not indeed be even exhibited in strict
logical form, which would preclude even the attempt at it, since it has
two middleterms in sound as well as sense. But nothing is more common in
practice than to vary continually the terms employed, with a view to
grammatical convenience; nor is there anything unfair in such a
practice, as long as the _meaning_ is preserved unaltered; _e.g._
'murder should be punished with death; this man is a murderer, therefore
he deserves to die,' &c. Here we proceed on the assumption (in this case
just) that to commit murder, and to be a murderer,--to deserve death,
and to be one who ought to die, are, respectively, equivalent
expressions; and it would frequently prove a heavy inconvenience to be
debarred this kind of liberty; but the abuse of it gives rise to the
Fallacy in question: _e.g._ _projectors_ are unfit to be trusted; this
man has formed a _project_, therefore he is unfit to be trusted: here
the sophist proceeds on the hypothesis that he who forms a _project_
must be a _projector_: whereas the bad sense that commonly attaches to
the latter word, is not at all implied in the former. This fallacy may
often be considered as lying not in the Middle, but in one of the terms
of the Conclusion; so that the conclusion drawn shall not be, in
reality, at all warranted by the premises, though it will appear to be
so, by means of the grammatical affinity of the words: _e.g._ to be
acquainted with the guilty is a _presumption_ of guilt; this man is so
acquainted, therefore we may _presume_ that he is guilty: this argument
proceeds on the supposition of an exact correspondence between _presume_
and _presumption_, which, however, does not really exist; for
'presumption' is commonly used to express a kind of _slight suspicion_;
whereas, 'to presume' amounts to actual belief. There are innumerable
instances of a non-correspondence in paronymous words, similar to that
above instanced; as between _art_ and _artful_, _design_ and
_designing_, _faith_ and _faithful_, &c.; and the more slight the
variation of the meaning, the more likely is the fallacy to be
successful; for when the words have become so widely removed in sense as
'pity' and 'pitiful,' every one would perceive such a fallacy, nor could
it be employed but in jest.[34]
"The present Fallacy is nearly allied to, or rather, perhaps, may be
regarded as a branch of, that founded on _etymology_; viz. when a term
is used, at one time in its customary, and at another in its
etymological sense. Perhaps no example of this can be found that is more
extensively and mischievously employed than in the case of the word
_representative_: assuming that its right meaning must correspond
exactly with the strict and original sense of the verb 'represent,' the
sophist persuades the multitude, that a member of the House of Commons
is bound to be guided in all points by the opinion of his constituents;
and, in short, to be merely their _spokesman_; whereas law and custom,
which in this case may be considered as fixing the meaning of the term,
require no such thing, but enjoin the representative to act according to
the best of his _own_ judgment, and on his own responsibility."
The following are instances of great practical importance, in which
arguments are habitually founded on a verbal ambiguity.
The mercantile public are frequently led into this fallacy by the
phrase, "scarcity of money." In the language of commerce "money" has two
meanings: _currency_, or the circulating medium; and _capital seeking
investment_, especially investment on loan. In this last sense the word
is used when the "money market" is spoken of, and when the "value of
money" is said to be high or low, the rate of interest being meant. The
consequence of this ambiguity is, that as soon as scarcity of money in
the latter of these senses begins to be felt,--as soon as there is
difficulty of obtaining loans, and the rate of interest is high,--it is
concluded that this must arise from causes acting upon the quantity of
money in the other and more popular sense; that the circulating medium
must have diminished in quantity, or ought to be increased. I am aware
that, independently of the double meaning of the term, there are in
facts themselves some peculiarities, giving an apparent support to this
error; but the ambiguity of the language stands on the very threshold of
the subject, and intercepts all attempts to throw light upon it.
Another ambiguous expression which continually meets us in the political
controversies of the present time, especially in those which relate to
organic changes, is the phrase "influence of property:" which is
sometimes used for the influence of respect for superior intelligence,
or gratitude for the kind offices which persons of large property have
it so much in their power to bestow; at other times for the influence of
fear; fear of the worst sort of power, which large property also gives
to its possessor, the power of doing mischief to dependents. To confound
these two, is the standing fallacy of ambiguity brought against those
who seek to purify the electoral system from corruption and
intimidation. Persuasive influence, acting through the conscience of the
voter, and carrying his heart and mind with it, is beneficial--therefore
(it is pretended) coercive influence, which compels him to forget that
he is a moral agent, or to act in opposition to his moral convictions,
ought not to be placed under restraint.
Another word which is often turned into an instrument of the fallacy of
ambiguity, is Theory. In its most proper acceptation, theory means the
completed result of philosophical induction from experience. In that
sense, there are erroneous as well as true theories, for induction may
be incorrectly performed, but theory of some sort is the necessary
result of knowing anything of a subject, and having put one's knowledge
into the form of general propositions for the guidance of practice. In
this, the proper sense of the word, Theory is the explanation of
practice. In another and a more vulgar sense, theory means any mere
fiction of the imagination, endeavouring to conceive how a thing may
possibly have been produced, instead of examining how it was produced.
In this sense only are theory, and theorists, unsafe guides; but because
of this, ridicule or discredit is attempted to be attached to theory in
its proper sense, that is, to legitimate generalization, the end and aim
of all philosophy; and a conclusion is represented as worthless, just
because that has been done, which if done correctly, constitutes the
highest worth that a principle for the guidance of practice can possess,
namely, to comprehend in a few words the real law on which a phenomenon
depends, or some property or relation which is universally true of it.
"The Church" is sometimes understood to mean the clergy alone, sometimes
the whole body of believers, or at least of communicants. The
declamations respecting the inviolability of church property are
indebted for the greater part of their apparent force to this ambiguity.
The clergy, being called the church, are supposed to be the real owners
of what is called church property; whereas they are in truth only the
managing members of a much larger body of proprietors, and enjoy on
their own part a mere usufruct, not extending beyond a life interest.
The following is a Stoical argument taken from Cicero _De Finibus_, book
the third: "Quod est bonum, omne laudabile est. Quod autem laudabile
est, omne honestum est. Bonum igitur quod est, honestum est." Here the
ambiguous word is _laudabile_, which in the minor premise means anything
which mankind are accustomed, on good grounds, to admire or value; as
beauty, for instance, or good fortune: but in the major, it denotes
exclusively moral qualities. In much the same manner the Stoics
endeavoured logically to justify as philosophical truths, their
figurative and rhetorical expressions of ethical sentiment: as that the
virtuous man is alone free, alone beautiful, alone a king, &c. Whoever
has virtue has Good (because it has been previously determined not to
call anything else good); but, again, Good necessarily includes
freedom, beauty, and even kingship, all these being good things;
therefore whoever has virtue has all these.
The following is an argument of Descartes to prove, in his _à priori_
manner, the being of a God. The conception, says he, of an infinite
Being proves the real existence of such a being. For if there is not
really any such being, _I_ must have made the conception; but if I could
make it, I can also unmake it; which evidently is not true; therefore
there must be, externally to myself, an archetype, from which the
conception was derived. In this argument (which, it may be observed,
would equally prove the real existence of ghosts and of witches) the
ambiguity is in the pronoun _I_, by which, in one place, is to be
understood my _will_, in another the _laws of my nature_. If the
conception, existing as it does in my mind, had no original without, the
conclusion would unquestionably follow that _I_ made it; that is, the
laws of my nature must have somehow evolved it: but that my _will_ made
it, would not follow. Now when Descartes afterwards adds that I cannot
unmake the conception, he means that I cannot get rid of it by an act of
my will: which is true, but is not the proposition required. I can as
much unmake this conception as I can any other: no conception which I
have once had, can I ever dismiss by mere volition: but what some of the
laws of my nature have produced, other laws, or those same laws in other
circumstances, may, and often do, subsequently efface.
Analogous to this are some of the ambiguities in the free-will
controversy; which, as they will come under special consideration in the
concluding Book, I only mention _memoriæ causâ_. In that discussion,
too, the word _I_ is often shifted from one meaning to another, at one
time standing for my volitions, at another time for the actions which
are the consequences of them, or the mental dispositions from which they
proceed. The latter ambiguity is exemplified in an argument of Coleridge
(in his _Aids to Reflection_), in support of the freedom of the will. It
is not true, he says, that a man is governed by motives; "the man makes
the motive, not the motive the man;" the proof being that "what is a
strong motive to one man is no motive at all to another." The premise is
true, but only amounts to this, that different persons have different
degrees of susceptibility to the same motive; as they have also to the
same intoxicating liquid, which however does not prove that they are
free to be drunk or not drunk, whatever quantity of the fluid they may
drink. What is proved is, that certain mental conditions in the person
himself, must co-operate, in the production of the act, with the
external inducement: but those mental conditions also are the effect of
causes; and there is nothing in the argument to prove that they can
arise without a cause--that a spontaneous determination of the will,
without any cause at all, ever takes place, as the free-will doctrine
supposes.
The double use, in the free-will controversy, of the word Necessity,
which sometimes stands only for Certainty, at other times for
Compulsion; sometimes for what _cannot_ be prevented, at other times
only for what we have reason to be assured _will_ not; we shall have
occasion hereafter to pursue to some of its ulterior consequences.
A most important ambiguity, both in common and in metaphysical language,
is thus pointed out by Archbishop Whately in the Appendix to his Logic:
"_Same_ (as well as _One_, _Identical_, and other words derived from
them,) is used frequently in a sense very different from its primary
one, as applicable to a _single_ object; being employed to denote great
_similarity_. When several objects are undistinguishably alike, _one
single description_ will apply equally to any of them; and thence they
are said to be all of _one and the same_ nature, appearance, &c. As,
_e.g._ when we say 'this house is built of the _same_ stone with such
another,' we only mean that the stones are undistinguishable in their
qualities; not that the one building was pulled down, and the other
constructed with the materials. Whereas _sameness_, in the primary
sense, does not even necessarily imply similarity; for if we say of any
man that he is greatly altered since such a time, we understand, and
indeed imply by the very expression, that he is _one person_, though
different in several qualities. It is worth observing also, that Same,
in the secondary sense, admits, according to popular usage, of degrees:
we speak of two things being _nearly_ the same, but not entirely:
personal identity does not admit of degrees. Nothing, perhaps, has
contributed more to the error of Realism than inattention to this
ambiguity. When several persons are said to have _one and the same_
opinion, thought, or idea, many men, overlooking the true simple
statement of the case, which is, that they are _all thinking alike_,
look for something more abstruse and mystical, and imagine there must be
some _One Thing_, in the primary sense, though not an individual, which
is present at once in the mind of each of these persons; and thence
readily sprung Plato's theory of Ideas, each of which was, according to
him, one real, eternal object, existing entire and complete in each of
the individual objects that are known by one name."
It is, indeed, not a matter of inference but of authentic history, that
Plato's doctrine of Ideas, and the Aristotelian doctrine (in this
respect similar to the Platonic) of substantial forms and second
substances, grew up in the precise way here pointed out; from the
supposed necessity of finding, in things which were said to have the
_same_ nature, or the _same_ qualities, something which was the _same_
in the very sense in which a man is the same as himself. All the idle
speculations respecting [Greek: to on, to hen, to homoion], and similar
abstractions, so common in the ancient and in some modern schools of
thought, sprang from the same source. The Aristotelian logicians saw,
however, one case of the ambiguity, and provided against it with their
peculiar felicity in the invention of technical language, when they
distinguished things which differed both _specie_ and _numero_, from
those which differed _numero tantum_, that is, which were exactly alike
(in some particular respect at least) but were distinct individuals. An
extension of this distinction to the two meanings of the word Same,
namely, things which are the same _specie tantum_, and a thing which is
the same _numero_ as well as _specie_, would have prevented the
confusion which has been a source of so much darkness and such an
abundance of positive error in metaphysical philosophy.
One of the most singular examples of the length to which a thinker of
eminence may be led away by an ambiguity of language, is afforded by
this very case. I refer to the famous argument by which Bishop Berkeley
flattered himself that he had for ever put an end to "scepticism,
atheism, and irreligion." It is briefly as follows. I thought of a thing
yesterday; I ceased to think of it; I think of it again to-day. I had,
therefore, in my mind yesterday an _idea_ of the object; I have also an
idea of it to-day; this idea is evidently not another, but the very same
idea. Yet an intervening time elapsed in which I had it not. Where was
the idea during this interval? It must have been somewhere; it did not
cease to exist; otherwise the idea I had yesterday could not be the
_same_ idea; no more than the man I see alive to-day can be the same
whom I saw yesterday, if the man has died in the meanwhile. Now an idea
cannot be conceived to exist anywhere except in a mind; and hence there
must exist an Universal Mind, in which all ideas have their permanent
residence, during the intervals of their conscious presence in our own
minds.
It is evident that Berkeley here confounded sameness _numero_ with
sameness _specie_, that is, with exact resemblance, and assumed the
former where there was only the latter; not perceiving that when we say
we have the same thought to-day which we had yesterday, we do not mean
the same individual thought, but a thought exactly similar: as we say
that we have the same illness which we had last year, meaning only the
same sort of illness.
In one remarkable instance the scientific world was divided into two
furiously hostile parties by an ambiguity of language affecting a branch
of science which, more completely than most others, enjoys the advantage
of a precise and well-defined terminology. I refer to the famous dispute
respecting the _vis viva_, the history of which is given at large in
Professor Playfair's Dissertation. The question was, whether the _force_
of a moving body was proportional (its mass being given) to its velocity
simply, or to the square of its velocity: and the ambiguity was in the
word Force. "One of the effects," says Playfair, "produced by a moving
body is proportional to the square of the velocity, while another is
proportional to the velocity simply:" from whence clearer thinkers were
subsequently led to establish a double measure of the efficiency of a
moving power, one being called _vis viva_, and the other _momentum_.
About the facts, both parties were from the first agreed: the only
question was, with which of the two effects the term _force_ should be,
or could most conveniently be, associated. But the disputants were by no
means aware that this was all; they thought that force was one thing,
the production of effects another; and the question, by which set of
effects the force which produced both the one and the other should be
measured, was supposed to be a question not of terminology but of fact.
The ambiguity of the word Infinite is the real fallacy in the amusing
logical puzzle of Achilles and the Tortoise, a puzzle which has been too
hard for the ingenuity or patience of many philosophers, and which no
less a thinker than Sir William Hamilton considered as insoluble; as a
sound argument, though leading to a palpable falsehood. The fallacy, as
Hobbes hinted, lies in the tacit assumption that whatever is infinitely
divisible is infinite; but the following solution, (to the invention of
which I have no claim,) is more precise and satisfactory.
The argument is, let Achilles run ten times as fast as the tortoise, yet
if the tortoise has the start, Achilles will never overtake him. For
suppose them to be at first separated by an interval of a thousand feet:
when Achilles has run these thousand feet, the tortoise will have got on
a hundred; when Achilles has run those hundred, the tortoise will have
run ten, and so on for ever: therefore Achilles may run for ever without
overtaking the tortoise.
Now, the "for ever," in the conclusion, means, for any length of time
that can be supposed; but in the premises "ever" does not mean any
_length_ of time: it means any _number of subdivisions_ of time. It
means that we may divide a thousand feet by ten, and that quotient again
by ten, and so on as often as we please; that there never needs be an
end to the subdivisions of the distance, nor consequently to those of
the time in which it is performed. But an unlimited number of
subdivisions may be made of that which is itself limited. The argument
proves no other infinity of duration than may be embraced within five
minutes. As long as the five minutes are not expired, what remains of
them may be divided by ten, and again by ten, as often as we like, which
is perfectly compatible with their being only five minutes altogether.
It proves, in short, that to pass through this finite space requires a
time which is infinitely divisible, but not an infinite time: the
confounding of which distinction Hobbes had already seen to be the gist
of the fallacy.
The following ambiguities of the word _right_ (in addition to the
obvious and familiar one of _a_ right and the _adjective_ right) are
extracted from a forgotten paper of my own, in a periodical:--
"Speaking morally, you are said to have a right to do a thing, if all
persons are morally bound not to hinder you from doing it. But, in
another sense, to have a right to do a thing is the opposite of having
_no_ right to do it, _i.e._ of being under a moral obligation to forbear
doing it. In this sense, to say that you have a right to do a thing,
means that you may do it without any breach of duty on your part; that
other persons not only ought not to hinder you, but have no cause to
think worse of you for doing it. This is a perfectly distinct
proposition from the preceding. The right which you have by virtue of a
duty incumbent upon other persons, is obviously quite a different thing
from a right consisting in the absence of any duty incumbent upon
yourself. Yet the two things are perpetually confounded. Thus a man will
say he has a right to publish his opinions; which may be true in this
sense, that it would be a breach of duty in any other person to
interfere and prevent the publication: but he assumes thereupon, that in
publishing his opinions, he himself violates no duty; which may either
be true or false, depending, as it does, on his having taken due pains
to satisfy himself, first, that the opinions are true, and next, that
their publication in this manner, and at this particular juncture, will
probably be beneficial to the interests of truth on the whole.
"The second ambiguity is that of confounding a right of any kind, with a
right to enforce that right by resisting or punishing a violation of it.
People will say, for example, that they have a right to good government,
which is undeniably true, it being the moral duty of their governors to
govern them well. But in granting this, you are supposed to have
admitted their right or liberty to turn out their governors, and perhaps
to punish them, for having failed in the performance of this duty;
which, far from being the same thing, is by no means universally true,
but depends on an immense number of varying circumstances," requiring to
be conscientiously weighed before adopting or acting on such a
resolution. This last example is (like others which have been cited) a
case of fallacy within fallacy; it involves not only the second of the
two ambiguities pointed out, but the first likewise.
One not unusual form of the Fallacy of Ambiguous Terms, is known
technically as the Fallacy of Composition and Division: when the same
term is collective in the premises, distributive in the conclusion, or
_vice versâ_: or when the middle term is collective in one premise,
distributive in the other. As if one were to say (I quote from
Archbishop Whately) "All the angles of a triangle are equal to two right
angles: ABC is an angle of a triangle; therefore ABC is equal to two
right angles.... There is no fallacy more common, or more likely to
deceive, than the one now before us. The form in which it is most
usually employed is to establish some truth, separately, concerning
_each single_ member of a certain class, and thence to infer the same of
the _whole collectively_." As in the argument one sometimes hears, to
prove that the world could do without great men. If Columbus (it is
said) had never lived, America would still have been discovered, at most
only a few years later; if Newton had never lived, some other person
would have discovered the law of gravitation; and so forth. Most true:
these things would have been done, but in all probability not until
some one had again been found with the qualities of Columbus or Newton.
Because any one great man might have had his place supplied by other
great men, the argument concludes that all great men could have been
dispensed with. The term "great men" is distributive in the premises and
collective in the conclusion.
"Such also is the fallacy which probably operates on most adventurers in
lotteries; _e.g._ 'the gaining of a high prize is no uncommon
occurrence; and what is no uncommon occurrence may reasonably be
expected; therefore the gaining of a high prize may reasonably be
expected:' the conclusion when applied to the individual (as in practice
it is) must be understood in the sense of 'reasonably expected _by a
certain individual_;' therefore for the major premise to be true, the
middle term must be understood to mean, 'no uncommon occurrence to some
one _particular_ person;' whereas for the minor (which has been placed
first) to be true, you must understand it of 'no uncommon occurrence to
_some one or other_;' and thus you will have the Fallacy of Composition.
"This is a Fallacy with which men are extremely apt to deceive
_themselves_; for when a multitude of particulars are presented to the
mind, many are too weak or too indolent to take a comprehensive view of
them, but confine their attention to each single point, by turns; and
then decide, infer, and act, accordingly: _e.g._ the imprudent
spendthrift, finding that he is able to afford this, _or_ that, _or_ the
other expense, forgets that _all of them together_ will ruin him." The
debauchee destroys his health by successive acts of intemperance,
because no _one_ of those acts would be of itself sufficient to do him
any serious harm. A sick person reasons with himself, "one, and another,
and another, of my symptoms, do not prove that I have a fatal disease;"
and practically concludes that all taken together do not prove it.
§ 2. We have now sufficiently exemplified one of the principal Genera in
this Order of Fallacies; where, the source of error being the ambiguity
of terms, the premises are verbally what is required to support the
conclusion, but not really so. In the second great Fallacy of Confusion
they are neither verbally nor really sufficient, though, from their
multiplicity and confused arrangement, and still oftener from defect of
memory, they are not seen to be what they are. The fallacy I mean is
that of Petitio Principii, or begging the question; including the more
complex and not uncommon variety of it, which is termed Reasoning in a
Circle.
_Petitio Principii_, as defined by Archbishop Whately, is the fallacy
"in which the premise either appears manifestly to be the same as the
conclusion, or is actually proved from the conclusion, or is such as
would naturally and properly so be proved." By the last clause I presume
is meant, that it is not susceptible of any other proof; for otherwise,
there would be no fallacy. To deduce from a proposition, propositions
from which it would itself more naturally be deduced, is often an
allowable deviation from the usual didactic order; or at most, what, by
an adaptation of a phrase familiar to mathematicians, may be called a
logical _inelegance_.[35]
The employment of a proposition to prove that on which it is itself
dependent for proof, by no means implies the degree of mental imbecility
which might at first be supposed. The difficulty of comprehending how
this fallacy could possibly be committed, disappears when we reflect
that all persons, even the instructed, hold a great number of opinions
without exactly recollecting how they came by them. Believing that they
have at some former time verified them by sufficient evidence, but
having forgotten what the evidence was, they may easily be betrayed into
deducing from them the very propositions which are alone capable of
serving as premises for their establishment. "As if," says Archbishop
Whately, "one should attempt to prove the being of a God from the
authority of Holy Writ;" which might easily happen to one with whom both
doctrines, as fundamental tenets of his religious creed, stand on the
same ground of familiar and traditional belief.
Arguing in a circle, however, is a stronger case of the fallacy, and
implies more than the mere passive reception of a premise by one who
does not remember how it is to be proved. It implies an actual attempt
to prove two propositions reciprocally from one another; and is seldom
resorted to, at least in express terms, by any person in his own
speculations, but is committed by those who, being hard pressed by an
adversary, are forced into giving reasons for an opinion of which, when
they began to argue, they had not sufficiently considered the grounds.
As in the following example from Archbishop Whately: "Some mechanicians
attempt to prove (what they ought to lay down as a probable but doubtful
hypothesis[36]) that every particle of matter gravitates equally: 'why?'
'because those bodies which contain more particles ever gravitate more
strongly, _i.e._ are heavier:' 'but, (it may be urged,) those which are
heaviest are not always more bulky;' 'no, but they contain more
particles, though more closely condensed:' 'how do you know that?'
'because they are heavier:' 'how does that prove it?' 'because all
particles of matter gravitating equally, that mass which is specifically
the heavier must needs have the more of them in the same space.'" It
appears to me that the fallacious reasoner, in his private thoughts,
would not be likely to proceed beyond the first step. He would acquiesce
in the sufficiency of the reason first given, "bodies which contain more
particles are heavier." It is when he finds this questioned, and is
called upon to prove it, without knowing how, that he tries to
establish his premise by supposing proved what he is attempting to prove
by it. The most effectual way, in fact, of exposing a Petitio Principii,
when circumstances allow of it, is by challenging the reasoner to prove
his premises; which if he attempts to do, he is necessarily driven into
arguing in a circle.
It is not uncommon, however, for thinkers, and those not of the lowest
description, to be led, even in their own thoughts, not indeed into
formally proving each of two propositions from the other, but into
admitting propositions which can only be so proved. In the preceding
example the two together form a complete and consistent, though
hypothetical, explanation of the facts concerned. And the tendency to
mistake mutual coherency for truth; to trust one's safety to a strong
chain though it has no point of support; is at the bottom of much which,
when reduced to the strict forms of argumentation, can exhibit itself no
otherwise than as reasoning in a circle. All experience bears testimony
to the enthralling effect of neat concatenation in a system of
doctrines, and the difficulty with which people admit the persuasion
that anything which holds so well together can possibly fall.
Since every case where a conclusion which can only be proved from
certain premises is used for the proof of those premises, is a case of
_petitio principii_, that fallacy includes a very great proportion of
all incorrect reasoning. It is necessary, for completing our view of the
fallacy, to exemplify some of the disguises under which it is accustomed
to mask itself, and to escape exposure.
A proposition would not be admitted by any person in his senses as a
corollary from itself, unless it were expressed in language which made
it seem different. One of the commonest modes of so expressing it, is to
present the proposition itself in abstract terms, as a proof of the same
proposition expressed in concrete language. This is a very frequent
mode, not only of pretended proof, but of pretended explanation; and is
parodied when Molière makes one of his absurd physicians say, "l'opium
endormit parcequ'il a une vertu soporifique," or, in the equivalent
doggrel,
Mihi à docto doctore,
Domandatur causam et rationem quare
Opium facit dormire.
A quoi respondeo,
Quia est in eo
Virtus dormitiva,
Cujus est natura
Sensus assoupire.
The words Nature and Essence are grand instruments of this mode of
begging the question. As in the well-known argument of the scholastic
theologians, that the mind thinks always, because the _essence_ of the
mind is to think. Locke had to point out, that if by essence is here
meant some property which must manifest itself by actual exercise at all
times, the premise is a direct assumption of the conclusion; while if it
only means that to think is the distinctive property of a mind, there is
no connexion between the premise and the conclusion, since it is not
necessary that a distinctive property should be perpetually in action.
The following is one of the modes in which these abstract terms, Nature
and Essence, are used as instruments of this fallacy. Some particular
properties of a thing are selected, more or less arbitrarily, to be
termed its nature or essence; and when this has been done, these
properties are supposed to be invested with a kind of indefeasibleness;
to have become paramount to all the other properties of the thing, and
incapable of being prevailed over or counteracted by them. As when
Aristotle, in a passage already cited, "decides that there is no void on
such arguments as this: in a void there could be no difference of up and
down; for as in nothing there are no differences, so there are none in a
privation or negation; but a void is merely a privation or negation of
matter; therefore, in a void, bodies could not move up and down, which
it is in their _nature_ to do."[37] In other words; it is in the
_nature_ of bodies to move up and down, _ergo_ any physical fact which
supposes them not so to move, cannot be authentic. This mode of
reasoning, by which a bad generalization is made to overrule all facts
which contradict it, is _petitio principii_ in one of its most palpable
forms.
None of the modes of assuming what should be proved are in more frequent
use than what are termed by Bentham "question-begging appellatives;"
names which beg the question under the disguise of stating it. The most
potent of these are such as have a laudatory or vituperative character.
For instance, in politics, the word Innovation. The dictionary meaning
of this term being merely "a change to something new," it is difficult
for the defenders even of the most salutary improvement to deny that it
is an innovation; yet the word having acquired in common usage a
vituperative connotation in addition to its dictionary meaning, the
admission is always construed as a large concession to the disadvantage
of the thing proposed.
The following passage from the argument in refutation of the Epicureans,
in the second book of Cicero _de Finibus_, affords a fine example of
this sort of fallacy. "Et quidem illud ipsum non nimium probo (et tantum
patior) philosophum loqui de cupiditatibus finiendis. An potest
cupiditas finiri? tollenda est, atque extrahenda radicitus. Quis est
enim, in quo sit cupiditas, quin recte cupidus dici possit? Ergo et
avarus erit, sed finite: adulter, verum habebit modum: et luxuriosus
eodem modo. Qualis ista philosophia est, quæ non interitum afferat
pravitatis, sed sit contenta mediocritate vitiorum?" The question was,
whether certain desires, when kept within bounds, are vices or not; and
the argument decides the point by applying to them a word (_cupiditas_)
which _implies_ vice. It is shown, however, in the remarks which follow,
that Cicero did not intend this as a serious argument, but as a
criticism on what he deemed an inappropriate expression. "Rem ipsam
prorsus probo: elegantiam desidero. Appellet hæc _desideria naturæ_;
cupiditatis nomen servet alio," &c. But many persons, both ancient and
modern, have employed this, or something equivalent to it, as a real and
conclusive argument. We may remark that the passage respecting
_cupiditas_ and _cupidus_ is also an example of another fallacy already
noticed, that of Paronymous Terms.
Many more of the arguments of the ancient moralists, and especially of
the Stoics, fall within the definition of Petitio Principii. In the _De
Finibus_, for example, which I continue to quote as being probably the
best extant exemplification at once of the doctrines and the methods of
the schools of philosophy existing at that time; of what value as
arguments are such pleas as those of Cato in the third book: That if
virtue were not happiness, it could not be a thing to _boast_ of: That
if death or pain were evils, it would be impossible not to fear them,
and it could not, therefore, be laudable to despise them, &c. In one way
of viewing these arguments, they may be regarded as appeals to the
authority of the general sentiment of mankind, which had stamped its
approval upon certain actions and characters by the phrases referred to;
but that such could have been the meaning intended is very unlikely,
considering the contempt of the ancient philosophers for vulgar opinion.
In any other sense they are clear cases of Petitio Principii, since the
word laudable, and the idea of boasting, imply principles of conduct;
and practical maxims can only be proved from speculative truths, namely
from the properties of the subject matter, and cannot, therefore, be
employed to prove those properties. As well might it be argued that a
government is good because we ought to support it, or that there is a
God because it is our duty to pray to him.
It is assumed by all the disputants in the _De Finibus_ as the
foundation of the inquiry into the _summum bonum_, that "sapiens semper
beatus est." Not simply that wisdom gives the best chance of happiness,
or that wisdom consists in knowing what happiness is, and by what things
it is promoted; these propositions would not have been enough for
them:--but that the sage always is, and must of necessity be, happy. The
idea that wisdom could be consistent with unhappiness, was always
rejected as inadmissible: the reason assigned by one of the
interlocutors, near the beginning of the third book, being, that if the
wise could be unhappy, there was little use in pursuing wisdom. But by
unhappiness they did not mean pain or suffering; to that, it was granted
that the wisest person was liable in common with others: he was happy,
because in possessing wisdom he had the most valuable of all
possessions, the most to be sought and prized of all things, and to
possess the most valuable thing was to be the most happy. By laying it
down, therefore, at the commencement of the inquiry, that the sage must
be happy, the disputed question respecting the _summum bonum_ was in
fact begged; with the further assumption, that pain and suffering, so
far as they can coexist with wisdom, are not unhappiness, and are no
evil.
The following are additional instances of Petitio Principii, under more
or less of disguise.
Plato, in the _Sophistes_, attempts to prove that things may exist which
are incorporeal, by the argument that justice and wisdom are
incorporeal, and justice and wisdom must be something. Here, if by
_something_ be meant, as Plato did in fact mean, a thing capable of
existing in and by itself, and not as a quality of some other thing, he
begs the question in asserting that justice and wisdom must be
something: if he means anything else, his conclusion is not proved. This
fallacy might also be classed under ambiguous middleterm: _something_,
in the one premise, meaning some substance, in the other merely some
object of thought, whether substance or attribute.
It was formerly an argument employed in proof of what is now no longer a
popular doctrine, the infinite divisibility of matter, that every
portion of matter, however small, must at least have an upper and an
under surface. Those who used this argument did not see that it assumed
the very point in dispute, the impossibility of arriving at a minimum of
thickness; for if there be a minimum, its upper and under surface will
of course be one: it will be itself a surface, and no more. The argument
owes its very considerable plausibility to this, that the premise does
actually seem more obvious than the conclusion, though really identical
with it. As expressed in the premise, the proposition appeals directly
and in concrete language to the incapacity of the human imagination for
conceiving a minimum. Viewed in this light, it becomes a case of the _à
priori_ fallacy or natural prejudice, that whatever cannot be conceived
cannot exist. Every fallacy of Confusion (it is almost unnecessary to
repeat) will, if cleared up, become a fallacy of some other sort; and it
will be found of deductive or ratiocinative fallacies generally, that
when they mislead, there is mostly, as in this case, a fallacy of some
other description lurking under them, by virtue of which chiefly it is
that the verbal juggle, which is the outside or body of this kind of
fallacy, passes undetected.
Euler's Algebra, a book otherwise of great merit, but full, to
overflowing, of logical errors in respect to the foundation of the
science, contains the following argument to prove that _minus_
multiplied by _minus_ gives _plus_, a doctrine the opprobrium of all
mere mathematicians, and which Euler had not a glimpse of the true
method of proving. He says, _minus_ multiplied by _minus_ cannot give
_minus_; for _minus_ multiplied by _plus_ gives _minus_, and _minus_
multiplied by _minus_ cannot give the same product as _minus_ multiplied
by _plus_. Now one is obliged to ask, why minus multiplied by minus must
give any product at all? and if it does, why its product cannot be the
same as that of minus multiplied by plus? for this would seem, at the
first glance, not more absurd than that minus by minus should give the
same as plus by plus, the proposition which Euler prefers to it. The
premise requires proof, as much as the conclusion: nor can it be proved,
except by that more comprehensive view of the nature of multiplication,
and of algebraic processes in general, which would also supply a far
better proof of the mysterious doctrine which Euler is here endeavouring
to demonstrate.
A striking instance of reasoning in a circle is that of some ethical
writers, who first take for their standard of moral truth what, being
the general, they deem to be the natural or instinctive sentiments and
perceptions of mankind, and then explain away the numerous instances of
divergence from their assumed standard, by representing them as cases in
which the perceptions are unhealthy. Some particular mode of conduct or
feeling is affirmed to be _unnatural_; why? because it is abhorrent to
the universal and natural sentiments of mankind. Finding no such
sentiment in yourself, you question the fact; and the answer is (if your
antagonist is polite), that you are an exception, a peculiar case. But
neither (say you) do I find in the people of some other country, or of
some former age, any such feeling of abhorrence; "ay, but their feelings
were sophisticated and unhealthy."
One of the most notable specimens of reasoning in a circle is the
doctrine of Hobbes, Rousseau, and others, which rests the obligations by
which human beings are bound as members of society, on a supposed social
compact. I wave the consideration of the fictitious nature of the
compact itself; but when Hobbes, through the whole Leviathan,
elaborately deduces the obligation of obeying the sovereign, not from
the necessity or utility of doing so, but from a promise supposed to
have been made by our ancestors, on renouncing savage life and agreeing
to establish political society, it is impossible not to retort by the
question, why are we bound to keep a promise made for us by others? or
why bound to keep a promise at all? No satisfactory ground can be
assigned for the obligation, except the mischievous consequences of the
absence of faith and mutual confidence among mankind. We are, therefore,
brought round to the interests of society, as the ultimate ground of the
obligation of a promise; and yet those interests are not admitted to be
a sufficient justification for the existence of government and law.
Without a promise it is thought that we should not be bound to that
which is implied in all modes of living in society, namely, to yield a
general obedience to the laws therein established; and so necessary is
the promise deemed, that if none has actually been made, some additional
safety is supposed to be given to the foundations of society by feigning
one.
§ 3. Two principal subdivisions of the class of Fallacies of Confusion
having been disposed of; there remains a third, in which the confusion
is not, as in the Fallacy of Ambiguity, in misconceiving the import of
the premises, nor, as in _Petitio Principii_, in forgetting what the
premises are, but in mistaking the conclusion which is to be proved.
This is the fallacy of _Ignoratio Elenchi_, in the widest sense of the
phrase; also called by Archbishop Whately the Fallacy of Irrelevant
Conclusion. His examples and remarks are highly worthy of citation.
"Various kinds of propositions are, according to the occasion,
substituted for the one of which proof is required: sometimes the
particular for the universal; sometimes a proposition with different
terms; and various are the contrivances employed to effect and to
conceal this substitution, and to make the conclusion which the sophist
has drawn, answer practically the same purpose as the one he ought to
have established. We say, 'practically the same purpose,' because it
will very often happen that some _emotion_ will be excited, some
sentiment impressed on the mind, (by a dexterous employment of this
fallacy), such as shall bring men into the _disposition_ requisite for
your purpose; though they may not have assented to, or even stated
distinctly in their own minds, the _proposition_ which it was your
business to establish. Thus if a sophist has to defend one who has been
guilty of some _serious_ offence, which he wishes to extenuate, though
he is unable distinctly to prove that it is not such, yet if he can
succeed in _making the audience laugh_ at some casual matter, he has
gained practically the same point. So also if any one has pointed out
the extenuating circumstances in some particular case of offence, so as
to show that it differs widely from the generality of the same class,
the sophist if he find himself unable to disprove these circumstances,
may do away the force of them, by simply _referring the action to that
very class_, which no one can deny that it belongs to, and the very name
of which will excite a feeling of disgust sufficient to counteract the
extenuation; _e.g._ let it be a case of peculation, and that many
_mitigating_ circumstances have been brought forward which cannot be
denied; the sophistical opponent will reply, 'Well, but after all, the
man is a _rogue_, and there is an end of it;' now in reality this was
(by hypothesis) never the question; and the mere assertion of what was
never denied, _ought_ not, in fairness, to be regarded as decisive: but,
practically, the odiousness of the word, arising in great measure from
the association of those very circumstances which belong to most of the
class, but which we have supposed to be _absent_ in _this particular_
instance, excites precisely that feeling of disgust, which in effect
destroys the force of the defence. In like manner we may refer to this
head all cases of improper appeal to the passions, and everything else
which is mentioned by Aristotle as extraneous to the matter in hand
([Greek: exô tou pragmatos])."
Again, "instead of proving that 'this prisoner has committed an
atrocious fraud,' you prove that the fraud he is accused of is
atrocious: instead of proving (as in the well-known tale of Cyrus and
the two coats) that the taller boy had a right to force the other boy to
exchange coats with him, you prove that the exchange would have been
advantageous to both: instead of proving that the poor ought to be
relieved in this way rather than in that, you prove that the poor ought
to be relieved: instead of proving that the irrational agent--whether a
brute or a madman--can never be deterred from any act by apprehension of
punishment (as for instance a dog from sheep-biting, by fear of being
beaten), you prove that the beating of one dog does not operate as an
_example_ to _other_ dogs, &c.
"It is evident that _ignoratio elenchi_ may be employed as well for the
apparent refutation of your opponent's proposition, as for the apparent
establishment of your own; for it is substantially the same thing, to
prove what was not denied or to disprove what was not asserted. The
latter practice is not less common, and it is more offensive, because it
frequently amounts to a personal affront, in attributing to a person,
opinions, &c., which he perhaps holds in abhorrence. Thus, when in a
discussion one party vindicates, on the ground of general expediency, a
particular instance of resistance to government in a case of intolerable
oppression, the opponent may gravely maintain, 'that we ought not to do
evil that good may come;' a proposition which of course had never been
denied, the point in dispute being, 'whether resistance in this
particular case _were_ doing evil or not.' Or again, by way of
disproving the assertion of the right of private judgment in religion,
one may hear a grave argument to prove that 'it is impossible every one
can be _right in his judgment_.'"
The works of controversial writers are seldom free from this fallacy.
The attempts, for instance, to disprove the population doctrines of
Malthus, have been mostly cases of _ignoratio elenchi_. Malthus has been
supposed to be refuted if it could be shown that in some countries or
ages population has been nearly stationary; as if he had asserted that
population always increases in a given ratio, or had not expressly
declared that it increases only in so far as it is not restrained by
prudence, or kept down by poverty and disease. Or, perhaps, a collection
of facts is produced to prove that in some one country the people are
better off with a dense population than they are in another country with
a thin one; or that the people have become more numerous and better off
at the same time. As if the assertion were that a dense population could
not possibly be well off: as if it were not part of the very doctrine,
and essential to it, that where there is a more abundant capital there
may be a greater population without any increase of poverty, or even
with a diminution of it.
The favourite argument against Berkeley's theory of the non-existence of
matter, and the most popularly effective, next to a "grin"[38]--an
argument, moreover, which is not confined to "coxcombs," nor to men like
Samuel Johnson, whose greatly overrated ability certainly did not lie in
the direction of metaphysical speculation, but is the stock argument of
the Scotch school of metaphysicians--is a palpable _ignoratio elenchi_.
The argument is perhaps as frequently expressed by gesture as by words,
and one of its commonest forms consists in knocking a stick against the
ground. This short and easy confutation overlooks the fact, that in
denying matter, Berkeley did not deny anything to which our senses bear
witness, and therefore cannot be answered by any appeal to them. His
scepticism related to the supposed substratum, or hidden cause of the
appearances perceived by our senses: the evidence of which, whatever may
be thought of its conclusiveness, is certainly not the evidence of
sense. And it will always remain a signal proof of the want of
metaphysical profundity of Reid, Stewart, and, I am sorry to add, of
Brown, that they should have persisted in asserting that Berkeley, if he
believed his own doctrine, was bound to walk into the kennel, or run his
head against a post. As if persons who do not recognise an occult cause
of their sensations, could not possibly believe that a fixed order
subsists among the sensations themselves. Such a want of comprehension
of the distinction between a thing and its sensible manifestation, or,
in metaphysical language, between the noumenon and the phenomenon, would
be impossible to even the dullest disciple of Kant or Coleridge.
It would be easy to add a greater number of examples of this fallacy, as
well as of the others which I have attempted to characterize. But a more
copious exemplification does not seem to be necessary; and the
intelligent reader will have little difficulty in adding to the
catalogue from his own reading and experience. We shall therefore here
close our exposition of the general principles of logic, and proceed to
the supplementary inquiry which is necessary to complete our design.
FOOTNOTES:
[1] Supra, p. 204.
[2] _Vulgar Errors_, book v. chap. 21.
[3] _Pharmacologia_, Historical Introduction, p. 16.
[4] The author of one of the Bridgewater Treatises has fallen, as it
seems to me, into a similar fallacy when, after arguing in rather a
curious way to prove that matter may exist without any of the known
properties of matter, and may therefore be changeable, he concludes that
it cannot be eternal, because "eternal (passive) existence necessarily
involves incapability of change." I believe it would be difficult to
point out any other connexion between the facts of eternity and
unchangeableness, than a strong association between the two ideas. Most
of the _à priori_ arguments, both religious and anti-religious, on the
origin of things, are fallacies drawn from the same source.
[5] Supra, book ii. chap. v. § 6, and ch. vii. § 1, 2, 3. See also
_Examination of Sir William Hamilton's Philosophy_, chap. vi. and
elsewhere.
[6] I quote this passage from Playfair's celebrated _Dissertations on
the Progress of Mathematical and Physical Science_.
[7] This statement I must now correct, as too unqualified. The maxim in
question was maintained with full conviction by no less an authority
than Sir William Hamilton. See my _Examination_, chap. xxiv.
[8] _Nouveaux Essais sur l'Entendement Humain--Avant-propos_.
([OE]uvres, Paris ed. 1842, vol. i. p. 19.)
[9] This doctrine also was accepted as true, and conclusions were
grounded on it, by Sir William Hamilton. See _Examination_, chap. xxiv.
[10] Not that of Leibnitz, but the principle commonly appealed to under
that name by mathematicians.
[11] _Dissertation_, ut supra, p. 27.
[12] _Hist. Ind. Sc._ Book i. chap. i.
[13] _Novum Organum_, Aph. 75.
[14] Supra, book iii. ch. vii. § 4.
[15] It is hardly needful to remark that nothing is here intended to be
said against the possibility at some future period of making gold; by
first discovering it to be a compound, and putting together its
different elements or ingredients. But this is a totally different idea
from that of the seekers of the grand arcanum.
[16] _Pharmacologia_, pp. 43-5.
[17] Vol. i. chap. 8.
[18] _Nov. Org._, Aph. 46.
[19] Playfair's _Dissertation_, sect. 4.
[20] _Nov. Org. Renov._, p. 61.
[21] _Pharmacologia_, p. 21.
[22] _Pharmacologia_, pp. 23-4.
[23] Ibid. p. 28.
[24] Ibid. p. 62.
[25] _Pharmacologia_, pp. 61-2.
[26] Supra, p. 182.
[27] _Elements of the Philosophy of the Mind_, vol. ii. ch. 4, sect. 5.
[28] "Thus Fourcroy," says Dr. Paris, "explained the operation of
mercury by its specific gravity, and the advocates of this doctrine
favoured the general introduction of the preparations of iron,
especially in scirrhus of the spleen or liver, upon the same
hypothetical principle; for, say they, whatever is most forcible in
removing the obstruction must be the most proper instrument of cure;
such is steel, which, besides the attenuating power with which it is
furnished, has still a greater force in this case from the gravity of
its particles, which, being seven times specifically heavier than any
vegetable, acts in proportion with a stronger impulse, and therefore is
a more powerful deobstruent. This may be taken as a specimen of the
style in which these mechanical physicians reasoned and
practised."--_Pharmacologia_, pp. 38-9.
[29] _Pharmacologia_, pp. 39, 40.
[30] I quote from Dr. Whewell's _Hist. Ind. Sc._ 3rd ed. i. 129.
[31] _Hist. Ind. Sc._ i. 52.
[32] _Nov. Org._ Aph. 60.
[33] "An advocate," says Mr. De Morgan (_Formal Logic_, p. 270), "is
sometimes guilty of the argument _à dicto secundum quid ad dictum
simpliciter_: it is his business to do for his client all that his
client might _honestly_ do for himself. Is not the word in italics
frequently omitted? _Might_ any man honestly try to do for himself all
that counsel frequently try to do for him? We are often reminded of the
two men who stole the leg of mutton; one could swear he had not got it,
the other that he had not taken it. The counsel is doing his duty by his
client, the client has left the matter to his counsel. Between the
unexecuted intention of the client, and the unintended execution of the
counsel, there may be a wrong done, and, if we are to believe the usual
maxims, no wrong-doer."
The same writer justly remarks (p. 251) that there is a converse
fallacy, _à dicto simpliciter ad dictum secundum quid_, called by the
scholastic logicians, _fallacia accidentis_; and another which may be
called _à dicto secundum quid ad dictum secundum alterum quid_ (p. 265).
For apt instances of both, I must refer the reader to Mr. De Morgan's
able chapter on Fallacies.
[34] An example of this fallacy is the popular error that _strong_ drink
must be a cause of _strength_. There is here fallacy within fallacy; for
granting that the words "strong" and "strength" were not (as they are)
applied in a totally different sense to fermented liquors and to the
human body, there would still be involved the error of supposing that an
effect must be like its cause; that the conditions of a phenomenon are
likely to resemble the phenomenon itself; which we have already treated
of as an _à priori_ fallacy of the first rank. As well might it be
supposed that a strong poison will make the person who takes it, strong.
[35] In his later editions, Archbishop Whately confines the name of
Petitio Principii "to those cases in which one of the premises either is
manifestly the same in sense with the conclusion, or is actually proved
from it, or is such as the persons you are addressing are not likely to
know, or to admit, except as an inference from the conclusion: as,
_e.g._ if any one should infer the authenticity of a certain history,
from its recording such and such facts, the reality of which rests on
the evidence of that history."
[36] No longer even a probable hypothesis, since the establishment of
the atomic theory; it being now certain that the integral particles of
different substances gravitate unequally. It is true that these
particles, though real _minima_ for the purposes of chemical
combination, may not be the ultimate particles of the substance; and
this doubt alone renders the hypothesis admissible, even as an
hypothesis.
[37] _Hist. Ind. Sc._ i. 34.
[38] "And coxcombs vanquish Berkeley with a grin."
BOOK VI.
ON THE LOGIC OF THE MORAL SCIENCES.
"Si l'homme peut prédire, avec une assurance presque entière, les
phénomènes dont il connaît les lois; si lors même qu'elles lui sont
inconnues, il peut, d'après l'expérience, prévoir avec une grande
probabilité les événemens de l'avenir; pourquoi regarderait-on comme une
entreprise chimérique, celle de tracer avec quelque vraisemblance le
tableau des destinées futures de l'espèce humaine, d'après les résultats
de son histoire? Le seul fondement de croyance dans les sciences
naturelles, est cette idée, que les lois générales, connues ou ignorées,
qui règlent les phénomènes de l'univers, sont nécessaires et constantes;
et par quelle raison ce principe serait-il moins vrai pour le
développement des facultés intellectuelles et morales de l'homme, que
pour les autres opérations de la nature? Enfin, puisque des opinions
formées d'après l'expérience ... sont la seule règle de la conduite des
hommes les plus sages, pourquoi interdirait-on au philosophe d'appuyer
ses conjectures sur cette même base, pourvu qu'il ne leur attribue pas
une certitude supérieure à celle qui peut naître du nombre, de la
constance, de l'exactitude des observations?"--CONDORCET, _Esquisse d'un
Tableau Historique des Progrès de l'Esprit Humain_.
CHAPTER I.
INTRODUCTORY REMARKS.
§ 1. Principles of Evidence and Theories of Method are not to be
constructed _à priori_. The laws of our rational faculty, like those of
every other natural agency, are only learnt by seeing the agent at work.
The earlier achievements of science were made without the conscious
observance of any Scientific Method; and we should never have known by
what process truth is to be ascertained, if we had not previously
ascertained many truths. But it was only the easier problems which could
be thus resolved: natural sagacity, when it tried its strength against
the more difficult ones, either failed altogether, or if it succeeded
here and there in obtaining a solution, had no sure means of convincing
others that its solution was correct. In scientific investigation, as in
all other works of human skill, the way of obtaining the end is seen as
it were instinctively by superior minds in some comparatively simple
case, and is then, by judicious generalization, adapted to the variety
of complex cases. We learn to do a thing in difficult circumstances, by
attending to the manner in which we have spontaneously done the same
thing in easier ones.
This truth is exemplified by the history of the various branches of
knowledge which have successively, in the ascending order of their
complication, assumed the character of sciences; and will doubtless
receive fresh confirmation from those, of which the final scientific
constitution is yet to come, and which are still abandoned to the
uncertainties of vague and popular discussion. Although several other
sciences have emerged from this state at a comparatively recent date,
none now remain in it except those which relate to man himself, the
most complex and most difficult subject of study on which the human mind
can be engaged.
Concerning the physical nature of man, as an organized being,--though
there is still much uncertainty and much controversy, which can only be
terminated by the general acknowledgment and employment of stricter
rules of induction than are commonly recognised,--there is, however, a
considerable body of truths which all who have attended to the subject
consider to be fully established; nor is there now any radical
imperfection in the method observed in this department of science by its
most distinguished modern teachers. But the laws of Mind, and, in even a
greater degree, those of Society, are so far from having attained a
similar state of even partial recognition, that it is still a
controversy whether they are capable of becoming subjects of science in
the strict sense of the term: and among those who are agreed on this
point, there reigns the most irreconcileable diversity on almost every
other. Here, therefore, if anywhere, the principles laid down in the
preceding Books may be expected to be useful.
If, on matters so much the most important with which human intellect can
occupy itself, a more general agreement is ever to exist among thinkers;
if what has been pronounced "the proper study of mankind" is not
destined to remain the only subject which Philosophy cannot succeed in
rescuing from Empiricism; the same process through which the laws of
many simpler phenomena have by general acknowledgment been placed beyond
dispute, must be consciously and deliberately applied to those more
difficult inquiries. If there are some subjects on which the results
obtained have finally received the unanimous assent of all who have
attended to the proof, and others on which mankind have not yet been
equally successful; on which the most sagacious minds have occupied
themselves from the earliest date, and have never succeeded in
establishing any considerable body of truths, so as to be beyond denial
or doubt; it is by generalizing the methods successfully followed in the
former inquiries, and adapting them to the latter, that we may hope to
remove this blot on the face of science. The remaining chapters are an
endeavour to facilitate this most desirable object.
§ 2. In attempting this, I am not unmindful how little can be done
towards it in a mere treatise on Logic, or how vague and unsatisfactory
all precepts of Method must necessarily appear, when not practically
exemplified in the establishment of a body of doctrine. Doubtless, the
most effectual mode of showing how the sciences of Ethics and Politics
may be constructed, would be to construct them: a task which, it needs
scarcely be said, I am not about to undertake. But even if there were no
other examples, the memorable one of Bacon would be sufficient to
demonstrate, that it is sometimes both possible and useful to point out
the way, though without being oneself prepared to adventure far into it.
And if more were to be attempted, this at least is not a proper place
for the attempt.
In substance, whatever can be done in a work like this for the Logic of
the Moral Sciences, has been or ought to have been accomplished in the
five preceding Books; to which the present can be only a kind of
supplement or appendix, since the methods of investigation applicable to
moral and social science must have been already described, if I have
succeeded in enumerating and characterizing those of science in general.
It remains, however, to examine which of those methods are more
especially suited to the various branches of moral inquiry; under what
peculiar facilities or difficulties they are there employed; how far the
unsatisfactory state of those inquiries is owing to a wrong choice of
methods, how far to want of skill in the application of right ones; and
what degree of ultimate success may be attained or hoped for, by a
better choice or more careful employment of logical processes
appropriate to the case. In other words, whether moral sciences exist,
or can exist; to what degree of perfection they are susceptible of being
carried; and by what selection or adaptation of the methods brought to
view in the previous part of this work, that degree of perfection is
attainable.
At the threshold of this inquiry we are met by an objection, which, if
not removed, would be fatal to the attempt to treat human conduct as a
subject of science. Are the actions of human beings, like all other
natural events, subject to invariable laws? Does that constancy of
causation, which is the foundation of every scientific theory of
successive phenomena, really obtain among them? This is often denied;
and for the sake of systematic completeness, if not from any very urgent
practical necessity, the question should receive a deliberate answer in
this place. We shall devote to the subject a chapter apart.
CHAPTER II.
OF LIBERTY AND NECESSITY.
§ 1. The question, whether the law of causality applies in the same
strict sense to human actions as to other phenomena, is the celebrated
controversy concerning the freedom of the will: which, from at least as
far back as the time of Pelagius, has divided both the philosophical and
the religious world. The affirmative opinion is commonly called the
doctrine of Necessity, as asserting human volitions and actions to be
necessary and inevitable. The negative maintains that the will is not
determined, like other phenomena, by antecedents, but determines itself;
that our volitions are not, properly speaking, the effects of causes, or
at least have no causes which they uniformly and implicitly obey.
I have already made it sufficiently apparent that the former of these
opinions is that which I consider the true one; but the misleading terms
in which it is often expressed, and the indistinct manner in which it is
usually apprehended, have both obstructed its reception, and perverted
its influence when received. The metaphysical theory of free will, as
held by philosophers, (for the practical feeling of it, common in a
greater or less degree to all mankind, is in no way inconsistent with
the contrary theory,) was invented because the supposed alternative of
admitting human actions to be _necessary_, was deemed inconsistent with
every one's instinctive consciousness, as well as humiliating to the
pride and even degrading to the moral nature of man. Nor do I deny that
the doctrine, as sometimes held, is open to these imputations; for the
misapprehension in which I shall be able to show that they originate,
unfortunately is not confined to the opponents of the doctrine, but
participated in by many, perhaps we might say by most, of its
supporters.
§ 2. Correctly conceived, the doctrine called Philosophical Necessity
is simply this: that, given the motives which are present to an
individual's mind, and given likewise the character and disposition of
the individual, the manner in which he will act might be unerringly
inferred: that if we knew the person thoroughly, and knew all the
inducements which are acting upon him, we could foretell his conduct
with as much certainty as we can predict any physical event. This
proposition I take to be a mere interpretation of universal experience,
a statement in words of what every one is internally convinced of. No
one who believed that he knew thoroughly the circumstances of any case,
and the characters of the different persons concerned, would hesitate to
foretell how all of them would act. Whatever degree of doubt he may in
fact feel, arises from the uncertainty whether he really knows the
circumstances, or the character of some one or other of the persons,
with the degree of accuracy required: but by no means from thinking that
if he did know these things, there could be any uncertainty what the
conduct would be. Nor does this full assurance conflict in the smallest
degree with what is called our feeling of freedom. We do not feel
ourselves the less free, because those to whom we are intimately known
are well assured how we shall will to act in a particular case. We
often, on the contrary, regard the doubt what our conduct will be, as a
mark of ignorance of our character, and sometimes even resent it as an
imputation. The religious metaphysicians who have asserted the freedom
of the will, have always maintained it to be consistent with divine
foreknowledge of our actions: and if with divine, then with any other
foreknowledge. We may be free, and yet another may have reason to be
perfectly certain what use we shall make of our freedom. It is not,
therefore, the doctrine that our volitions and actions are invariable
consequents of our antecedent states of mind, that is either
contradicted by our consciousness, or felt to be degrading.
But the doctrine of causation, when considered as obtaining between our
volitions and their antecedents, is almost universally conceived as
involving more than this. Many do not believe, and very few practically
feel, that there is nothing in causation but invariable, certain, and
unconditional sequence. There are few to whom mere constancy of
succession appears a sufficiently stringent bond of union for so
peculiar a relation as that of cause and effect. Even if the reason
repudiates, the imagination retains, the feeling of some more intimate
connexion, of some peculiar tie, or mysterious constraint exercised by
the antecedent over the consequent. Now this it is which, considered as
applying to the human will, conflicts with our consciousness, and
revolts our feelings. We are certain that, in the case of our volitions,
there is not this mysterious constraint. We know that we are not
compelled, as by a magical spell, to obey any particular motive. We
feel, that if we wished to prove that we have the power of resisting the
motive, we could do so, (that wish being, it needs scarcely be observed,
a _new antecedent_;) and it would be humiliating to our pride, and (what
is of more importance) paralysing to our desire of excellence if we
thought otherwise. But neither is any such mysterious compulsion now
supposed, by the best philosophical authorities, to be exercised by any
other cause over its effect. Those who think that causes draw their
effects after them by a mystical tie, are right in believing that the
relation between volitions and their antecedents is of another nature.
But they should go farther, and admit that this is also true of all
other effects and their antecedents. If such a tie is considered to be
involved in the word necessity, the doctrine is not true of human
actions; but neither is it then true of inanimate objects. It would be
more correct to say that matter is not bound by necessity than that mind
is so.
That the free-will metaphysicians, being mostly of the school which
rejects Hume's and Brown's analysis of Cause and Effect, should miss
their way for want of the light which that analysis affords, cannot
surprise us. The wonder is, that the necessarians, who usually admit
that philosophical theory, should in practice equally lose sight of it.
The very same misconception of the doctrine called Philosophical
Necessity, which prevents the opposite party from recognising its truth,
I believe to exist more or less obscurely in the minds of most
necessarians, however they may in words disavow it. I am much mistaken
if they habitually feel that the necessity which they recognise in
actions is but uniformity of order, and capability of being predicted.
They have a feeling as if there were at bottom a stronger tie between
the volitions and their causes: as if, when they asserted that the will
is governed by the balance of motives, they meant something more cogent
than if they had only said, that whoever knew the motives, and our
habitual susceptibilities to them, could predict how we should will to
act. They commit, in opposition to their own scientific system, the very
same mistake which their adversaries commit in obedience to theirs; and
in consequence do really in some instances suffer those depressing
consequences, which their opponents erroneously impute to the doctrine
itself.
§ 3. I am inclined to think that this error is almost wholly an effect
of the associations with a word; and that it would be prevented, by
forbearing to employ, for the expression of the simple fact of
causation, so extremely inappropriate a term as Necessity. That word, in
its other acceptations, involves much more than mere uniformity of
sequence: it implies irresistibleness. Applied to the will, it only
means that the given cause will be followed by the effect, subject to
all possibilities of counteraction by other causes: but in common use it
stands for the operation of those causes exclusively, which are supposed
too powerful to be counteracted at all. When we say that all human
actions take place of necessity, we only mean that they will certainly
happen if nothing prevents:--when we say that dying of want, to those
who cannot get food, is a necessity, we mean that it will certainly
happen whatever may be done to prevent it. The application of the same
term to the agencies on which human actions depend, as is used to
express those agencies of nature which are really uncontrollable, cannot
fail, when habitual, to create a feeling of uncontrollableness in the
former also. This however is a mere illusion. There are physical
sequences which we call necessary, as death for want of food or air;
there are others which, though as much cases of causation as the
former, are not said to be necessary, as death from poison, which an
antidote, or the use of the stomach-pump, will sometimes avert. It is
apt to be forgotten by people's feelings, even if remembered by their
understandings, that human actions are in this last predicament: they
are never (except in some cases of mania) ruled by any one motive with
such absolute sway, that there is no room for the influence of any
other. The causes, therefore, on which action depends, are never
uncontrollable; and any given effect is only necessary provided that the
causes tending to produce it are not controlled. That whatever happens,
could not have happened otherwise unless something had taken place which
was capable of preventing it, no one surely needs hesitate to admit. But
to call this by the name necessity is to use the term in a sense so
different from its primitive and familiar meaning, from that which it
bears in the common occasions of life, as to amount almost to a play
upon words. The associations derived from the ordinary sense of the term
will adhere to it in spite of all we can do: and though the doctrine of
Necessity, as stated by most who hold it, is very remote from fatalism,
it is probable that most necessarians are fatalists, more or less, in
their feelings.
A fatalist believes, or half believes (for nobody is a consistent
fatalist), not only that whatever is about to happen, will be the
infallible result of the causes which produce it, (which is the true
necessarian doctrine,) but moreover that there is no use in struggling
against it; that it will happen however we may strive to prevent it.
Now, a necessarian, believing that our actions follow from our
characters, and that our characters follow from our organization, our
education, and our circumstances, is apt to be, with more or less of
consciousness on his part, a fatalist as to his own actions, and to
believe that his nature is such, or that his education and circumstances
have so moulded his character, that nothing can now prevent him from
feeling and acting in a particular way, or at least that no effort of
his own can hinder it. In the words of the sect which in our own day has
most perseveringly inculcated and most perversely misunderstood this
great doctrine, his character is formed _for_ him, and not _by_ him;
therefore his wishing that it had been formed differently is of no use;
he has no power to alter it. But this is a grand error. He has, to a
certain extent, a power to alter his character. Its being, in the
ultimate resort, formed for him, is not inconsistent with its being, in
part, formed _by_ him as one of the intermediate agents. His character
is formed by his circumstances (including among these his particular
organization); but his own desire to mould it in a particular way, is
one of those circumstances, and by no means one of the least
influential. We cannot, indeed, directly will to be different from what
we are. But neither did those who are supposed to have formed our
characters, directly will that we should be what we are. Their will had
no direct power except over their own actions. They made us what they
did make us, by willing, not the end, but the requisite means; and we,
when our habits are not too inveterate, can, by similarly willing the
requisite means, make ourselves different. If they could place us under
the influence of certain circumstances, we, in like manner, can place
ourselves under the influence of other circumstances. We are exactly as
capable of making our own character, _if we will_, as others are of
making it for us.
Yes (answers the Owenite), but these words, "if we will," surrender the
whole point: since the will to alter our own character is given us, not
by any efforts of ours, but by circumstances which we cannot help; it
comes to us either from external causes, or not at all. Most true: if
the Owenite stops here, he is in a position from which nothing can expel
him. Our character is formed by us as well as for us; but the wish which
induces us to attempt to form it is formed for us; and how? Not, in
general, by our organization, nor wholly by our education, but by our
experience; experience of the painful consequences of the character we
previously had: or by some strong feeling of admiration or aspiration,
accidentally aroused. But to think that we have no power of altering our
character, and to think that we shall not use our power unless we desire
to use it, are very different things, and have a very different effect
on the mind. A person who does not wish to alter his character, cannot
be the person who is supposed to feel discouraged or paralysed by
thinking himself unable to do it. The depressing effect of the fatalist
doctrine can only be felt where there _is_ a wish to do what that
doctrine represents as impossible. It is of no consequence what we think
forms our character, when we have no desire of our own about forming it;
but it is of great consequence that we should not be prevented from
forming such a desire by thinking the attainment impracticable, and that
if we have the desire, we should know that the work is not so
irrevocably done as to be incapable of being altered.
And indeed, if we examine closely, we shall find that this feeling, of
our being able to modify our own character _if we wish_, is itself the
feeling of moral freedom which we are conscious of. A person feels
morally free who feels that his habits or his temptations are not his
masters, but he theirs: who even in yielding to them knows that he could
resist; that were he desirous of altogether throwing them off, there
would not be required for that purpose a stronger desire than he knows
himself to be capable of feeling. It is of course necessary, to render
our consciousness of freedom complete, that we should have succeeded in
making our character all we have hitherto attempted to make it; for if
we have wished and not attained, we have, to that extent, not power over
our own character, we are not free. Or at least, we must feel that our
wish, if not strong enough to alter our character, is strong enough to
conquer our character when the two are brought into conflict in any
particular case of conduct. And hence it is said with truth, that none
but a person of confirmed virtue is completely free.
The application of so improper a term as Necessity to the doctrine of
cause and effect in the matter of human character, seems to me one of
the most signal instances in philosophy of the abuse of terms, and its
practical consequences one of the most striking examples of the power of
language over our associations. The subject will never be generally
understood, until that objectionable term is dropped. The free-will
doctrine, by keeping in view precisely that portion of the truth which
the word Necessity puts out of sight, namely the power of the mind to
co-operate in the formation of its own character, has given to its
adherents a practical feeling much nearer to the truth than has
generally (I believe) existed in the minds of necessarians. The latter
may have had a stronger sense of the importance of what human beings can
do to shape the characters of one another; but the free-will doctrine
has, I believe, fostered in its supporters a much stronger spirit of
self-culture.
§ 4. There is still one fact which requires to be noticed (in addition
to the existence of a power of self-formation) before the doctrine of
the causation of human actions can be freed from the confusion and
misapprehensions which surround it in many minds. When the will is said
to be determined by motives, a motive does not mean always, or solely,
the anticipation of a pleasure or of a pain. I shall not here inquire
whether it be true that, in the commencement, all our voluntary actions
are mere means consciously employed to obtain some pleasure, or avoid
some pain. It is at least certain that we gradually, through the
influence of association, come to desire the means without thinking of
the end: the action itself becomes an object of desire, and is performed
without reference to any motive beyond itself. Thus far, it may still be
objected, that, the action having through association become
pleasurable, we are, as much as before, moved to act by the anticipation
of a pleasure, namely the pleasure of the action itself. But granting
this, the matter does not end here. As we proceed in the formation of
habits, and become accustomed to will a particular act or a particular
course of conduct because it is pleasurable, we at last continue to will
it without any reference to its being pleasurable. Although, from some
change in us or in our circumstances, we have ceased to find any
pleasure in the action, or perhaps to anticipate any pleasure as the
consequence of it, we still continue to desire the action, and
consequently to do it. In this manner it is that habits of hurtful
excess continue to be practised although they have ceased to be
pleasurable; and in this manner also it is that the habit of willing to
persevere in the course which he has chosen, does not desert the moral
hero, even when the reward, however real, which he doubtless receives
from the consciousness of well-doing, is anything but an equivalent for
the sufferings he undergoes, or the wishes which he may have to
renounce.
A habit of willing is commonly called a purpose; and among the causes of
our volitions, and of the actions which flow from them, must be reckoned
not only likings and aversions, but also purposes. It is only when our
purposes have become independent of the feelings of pain or pleasure
from which they originally took their rise, that we are said to have a
confirmed character. "A character," says Novalis, "is a completely
fashioned will:" and the will, once so fashioned, may be steady and
constant, when the passive susceptibilities of pleasure and pain are
greatly weakened, or materially changed.
With the corrections and explanations now given, the doctrine of the
causation of our volitions by motives, and of motives by the desirable
objects offered to us, combined with our particular susceptibilities of
desire, may be considered, I hope, as sufficiently established for the
purposes of this treatise.[1]
CHAPTER III.
THAT THERE IS, OR MAY BE, A SCIENCE OF HUMAN NATURE.
§ 1. It is a common notion, or at least it is implied in many common
modes of speech, that the thoughts, feelings, and actions of sentient
beings are not a subject of science, in the same strict sense in which
this is true of the objects of outward nature. This notion seems to
involve some confusion of ideas, which it is necessary to begin by
clearing up.
Any facts are fitted, in themselves, to be a subject of science, which
follow one another according to constant laws; although those laws may
not have been discovered, nor even be discoverable by our existing
resources. Take, for instance, the most familiar class of meteorological
phenomena, those of rain and sunshine. Scientific inquiry has not yet
succeeded in ascertaining the order of antecedence and consequence among
these phenomena, so as to be able, at least in our regions of the earth,
to predict them with certainty, or even with any high degree of
probability. Yet no one doubts that the phenomena depend on laws, and
that these must be derivative laws resulting from known ultimate laws,
those of heat, electricity, vaporization, and elastic fluids. Nor can it
be doubted that if we were acquainted with all the antecedent
circumstances, we could, even from those more general laws, predict
(saving difficulties of calculation) the state of the weather at any
future time. Meteorology, therefore, not only has in itself every
natural requisite for being, but actually is, a science; though, from
the difficulty of observing the facts on which the phenomena depend (a
difficulty inherent in the peculiar nature of those phenomena) the
science is extremely imperfect; and were it perfect, might probably be
of little avail in practice, since the data requisite for applying its
principles to particular instances would rarely be procurable.
A case may be conceived, of an intermediate character between the
perfection of science, and this its extreme imperfection. It may happen
that the greater causes, those on which the principal part of the
phenomena depends, are within the reach of observation and measurement;
so that if no other causes intervened, a complete explanation could be
given not only of the phenomenon in general, but of all the variations
and modifications which it admits of. But inasmuch as other, perhaps
many other causes, separately insignificant in their effects, co-operate
or conflict in many or in all cases with those greater causes; the
effect, accordingly, presents more or less of aberration from what would
be produced by the greater causes alone. Now if these minor causes are
not so constantly accessible, or not accessible at all, to accurate
observation; the principal mass of the effect may still, as before, be
accounted for, and even predicted; but there will be variations and
modifications which we shall not be competent to explain thoroughly, and
our predictions will not be fulfilled accurately, but only
approximately.
It is thus, for example, with the theory of the tides. No one doubts
that Tidology (as Dr. Whewell proposes to call it) is really a science.
As much of the phenomena as depends on the attraction of the sun and
moon is completely understood, and may in any, even unknown, part of the
earth's surface, be foretold with certainty; and the far greater part of
the phenomena depends on those causes. But circumstances of a local or
casual nature, such as the configuration of the bottom of the ocean, the
degree of confinement from shores, the direction of the wind, &c.,
influence, in many or in all places, the height and time of the tide;
and a portion of these circumstances being either not accurately
knowable, not precisely measurable, or not capable of being certainly
foreseen, the tide in known places commonly varies from the calculated
result of general principles by some difference that we cannot explain,
and in unknown ones may vary from it by a difference that we are not
able to foresee or conjecture. Nevertheless, not only is it certain
that these variations depend on causes, and follow their causes by laws
of unerring uniformity; not only, therefore, is tidology a science, like
meteorology, but it is, what hitherto at least meteorology is not, a
science largely available in practice. General laws may be laid down
respecting the tides, predictions may be founded on those laws, and the
result will in the main, though often not with complete accuracy,
correspond to the predictions.
And this is what is or ought to be meant by those who speak of sciences
which are not _exact_ sciences. Astronomy was once a science, without
being an exact science. It could not become exact until not only the
general course of the planetary motions, but the perturbations also,
were accounted for, and referred to their causes. It has become an exact
science, because its phenomena have been brought under laws
comprehending the whole of the causes by which the phenomena are
influenced, whether in a great or only in a trifling degree, whether in
all or only in some cases, and assigning to each of those causes the
share of effect which really belongs to it. But in the theory of the
tides the only laws as yet accurately ascertained, are those of the
causes which affect the phenomenon in all cases, and in a considerable
degree; while others which affect it in some cases only, or, if in all,
only in a slight degree, have not been sufficiently ascertained and
studied to enable us to lay down their laws; still less to deduce the
completed law of the phenomenon, by compounding the effects of the
greater with those of the minor causes. Tidology, therefore, is not yet
an exact science; not from any inherent incapacity of being so, but from
the difficulty of ascertaining with complete precision the real
derivative uniformities. By combining, however, the exact laws of the
greater causes, and of such of the minor ones as are sufficiently known,
with such empirical laws or such approximate generalizations respecting
the miscellaneous variations as can be obtained by specific observation,
we can lay down general propositions which will be true in the main, and
on which, with allowance for the degree of their probable inaccuracy, we
may safely ground our expectations and our conduct.
§ 2. The science of human nature is of this description. It falls far
short of the standard of exactness now realized in Astronomy; but there
is no reason that it should not be as much a science as Tidology is, or
as Astronomy was when its calculations had only mastered the main
phenomena, but not the perturbations.
The phenomena with which this science is conversant being the thoughts,
feelings, and actions of human beings, it would have attained the ideal
perfection of a science if it enabled us to foretell how an individual
would think, feel, or act, throughout life, with the same certainty with
which astronomy enables us to predict the places and the occultations of
the heavenly bodies. It needs scarcely be stated that nothing
approaching to this can be done. The actions of individuals could not be
predicted with scientific accuracy, were it only because we cannot
foresee the whole of the circumstances in which those individuals will
be placed. But further, even in any given combination of (present)
circumstances, no assertion, which is both precise and universally true,
can be made respecting the manner in which human beings will think,
feel, or act. This is not, however, because every person's modes of
thinking, feeling, and acting, do not depend on causes; nor can we doubt
that if, in the case of any individual, our data could be complete, we
even now know enough of the ultimate laws by which mental phenomena are
determined, to enable us in many cases to predict, with tolerable
certainty, what, in the greater number of supposable combinations of
circumstances, his conduct or sentiments would be. But the impressions
and actions of human beings are not solely the result of their present
circumstances, but the joint result of those circumstances and of the
characters of the individuals: and the agencies which determine human
character are so numerous and diversified, (nothing which has happened
to the person throughout life being without its portion of influence,)
that in the aggregate they are never in any two cases exactly similar.
Hence, even if our science of human nature were theoretically perfect,
that is, if we could calculate any character as we can calculate the
orbit of any planet, _from given data_; still, as the data are never
all given, nor ever precisely alike in different cases, we could neither
make positive predictions, nor lay down universal propositions.
Inasmuch, however, as many of those effects which it is of most
importance to render amenable to human foresight and control are
determined, like the tides, in an incomparably greater degree by general
causes, than by all partial causes taken together; depending in the main
on those circumstances and qualities which are common to all mankind, or
at least to large bodies of them, and only in a small degree on the
idiosyncrasies of organization or the peculiar history of individuals;
it is evidently possible with regard to all such effects, to make
predictions which will _almost_ always be verified, and general
propositions which are almost always true. And whenever it is sufficient
to know how the great majority of the human race, or of some nation or
class of persons, will think, feel, and act, these propositions are
equivalent to universal ones. For the purposes of political and social
science this _is_ sufficient. As we formerly remarked,[2] an approximate
generalization is, in social inquiries, for most practical purposes
equivalent to an exact one; that which is only probable when asserted of
individual human beings indiscriminately selected, being certain when
affirmed of the character and collective conduct of masses.
It is no disparagement, therefore, to the science of Human Nature, that
those of its general propositions which descend sufficiently into detail
to serve as a foundation for predicting phenomena in the concrete, are
for the most part only approximately true. But in order to give a
genuinely scientific character to the study, it is indispensable that
these approximate generalizations, which in themselves would amount only
to the lowest kind of empirical laws, should be connected deductively
with the laws of nature from which they result; should be resolved into
the properties of the causes on which the phenomena depend. In other
words, the science of Human Nature may be said to exist, in proportion
as the approximate truths, which compose a practical knowledge of
mankind, can be exhibited as corollaries from the universal laws of
human nature on which they rest; whereby the proper limits of those
approximate truths would be shown, and we should be enabled to deduce
others for any new state of circumstances, in anticipation of specific
experience.
The proposition now stated is the text on which the two succeeding
chapters will furnish the comment.
CHAPTER IV.
OF THE LAWS OF MIND.
§ 1. What the Mind is, as well as what Matter is, or any other question
respecting Things in themselves, as distinguished from their sensible
manifestations, it would be foreign to the purposes of this treatise to
consider. Here, as throughout our inquiry, we shall keep clear of all
speculations respecting the mind's own nature, and shall understand by
the laws of mind, those of mental Phenomena; of the various feelings or
states of consciousness of sentient beings. These, according to the
classification we have uniformly followed, consist of Thoughts,
Emotions, Volitions, and Sensations; the last being as truly states of
Mind as the three former. It is usual indeed to speak of sensations as
states of body, not of mind. But this is the common confusion, of giving
one and the same name to a phenomenon and to the proximate cause or
conditions of the phenomenon. The immediate antecedent of a sensation is
a state of body, but the sensation itself is a state of mind. If the
word mind means anything, it means that which feels. Whatever opinion we
hold respecting the fundamental identity or diversity of matter and
mind, in any case the distinction between mental and physical facts,
between the internal and the external world, will always remain, as a
matter of classification: and in that classification, sensations, like
all other feelings, must be ranked as mental phenomena. The mechanism of
their production, both in the body itself and in what is called outward
nature, is all that can with any propriety be classed as physical.
The phenomena of mind, then, are the various feelings of our nature,
both those improperly called physical, and those peculiarly designated
as mental: and by the laws of mind, I mean the laws according to which
those feelings generate one another.
§ 2. All states of mind are immediately caused either by other states of
mind, or by states of body. When a state of mind is produced by a state
of mind, I call the law concerned in the case, a law of Mind. When a
state of mind is produced directly by a state of body, the law is a law
of Body, and belongs to physical science.
With regard to those states of mind which are called sensations, all are
agreed that these have for their immediate antecedents, states of body.
Every sensation has for its proximate cause some affection of the
portion of our frame called the nervous system; whether this affection
originate in the action of some external object, or in some pathological
condition of the nervous organization itself. The laws of this portion
of our nature--the varieties of our sensations, and the physical
conditions on which they proximately depend--manifestly belong to the
province of Physiology.
Whether the remainder of our mental states are similarly dependent on
physical conditions, is one of the _vexatæ questiones_ in the science of
human nature. It is still disputed whether our thoughts, emotions, and
volitions are generated through the intervention of material mechanism;
whether we have organs of thought and of emotion, in the same sense in
which we have organs of sensation. Many eminent physiologists hold the
affirmative. These contend, that a thought (for example) is as much the
result of nervous agency, as a sensation: that some particular state of
our nervous system, in particular of that central portion of it called
the brain, invariably precedes, and is presupposed by, every state of
our consciousness. According to this theory, one state of mind is never
really produced by another: all are produced by states of body. When one
thought seems to call up another by association, it is not really a
thought which recals a thought; the association did not exist between
the two thoughts, but between the two states of the brain or nerves
which preceded the thoughts: one of those states recals the other, each
being attended, in its passage, by the particular state of consciousness
which is consequent on it. On this theory the uniformities of succession
among states of mind would be mere derivative uniformities, resulting
from the laws of succession of the bodily states which cause them. There
would be no original mental laws, no Laws of Mind in the sense in which
I use the term, at all: and mental science would be a mere branch,
though the highest and most recondite branch, of the science of
physiology. M. Comte, accordingly, claims the scientific cognizance of
moral and intellectual phenomena exclusively for physiologists; and not
only denies to Psychology, or Mental Philosophy properly so called, the
character of a science, but places it, in the chimerical nature of its
objects and pretensions, almost on a par with astrology.
But, after all has been said which can be said, it remains incontestible
that there exist uniformities of succession among states of mind, and
that these can be ascertained by observation and experiment. Further,
that every mental state has a nervous state for its immediate antecedent
and proximate cause, though extremely probable, cannot hitherto be said
to be proved, in the conclusive manner in which this can be proved of
sensations; and even were it certain, yet every one must admit that we
are wholly ignorant of the characteristics of these nervous states; we
know not, and at present have no means of knowing, in what respect one
of them differs from another; and our only mode of studying their
successions or coexistences must be by observing the successions and
coexistences of the mental states, of which they are supposed to be the
generators or causes. The successions, therefore, which obtain among
mental phenomena, do not admit of being deduced from the physiological
laws of our nervous organization: and all real knowledge of them must
continue, for a long time at least, if not always, to be sought in the
direct study, by observation and experiment, of the mental successions
themselves. Since therefore the order of our mental phenomena must be
studied in those phenomena, and not inferred from the laws of any
phenomena more general, there is a distinct and separate Science of
Mind.
The relations, indeed, of that science to the science of physiology must
never be overlooked or undervalued. It must by no means be forgotten
that the laws of mind may be derivative laws resulting from laws of
animal life, and that their truth therefore may ultimately depend on
physical conditions; and the influence of physiological states or
physiological changes in altering or counteracting the mental
successions, is one of the most important departments of psychological
study. But, on the other hand, to reject the resource of psychological
analysis, and construct the theory of the mind solely on such data as
physiology at present affords, seems to me as great an error in
principle, and an even more serious one in practice. Imperfect as is the
science of mind, I do not scruple to affirm, that it is in a
considerably more advanced state than the portion of physiology which
corresponds to it; and to discard the former for the latter appears to
me an infringement of the true canons of inductive philosophy, which
must produce, and which does produce, erroneous conclusions in some very
important departments of the science of human nature.
§ 3. The subject, then, of Psychology, is the uniformities of
succession, the laws, whether ultimate or derivative, according to which
one mental state succeeds another; is caused by, or at least, is caused
to follow, another. Of these laws, some are general, others more
special. The following are examples of the most general laws.
First: Whenever any state of consciousness has once been excited in us,
no matter by what cause; an inferior degree of the same state of
consciousness, a state of consciousness resembling the former, but
inferior in intensity, is capable of being reproduced in us, without the
presence of any such cause as excited it at first. Thus, if we have once
seen or touched an object, we can afterwards think of the object though
it be absent from our sight or from our touch. If we have been joyful or
grieved at some event, we can think of, or remember our past joy or
grief, though no new event of a happy or painful nature has taken place.
When a poet has put together a mental picture of an imaginary object, a
Castle of Indolence, a Una, or a Hamlet, he can afterwards think of the
ideal object he has created, without any fresh act of intellectual
combination. This law is expressed by saying, in the language of Hume,
that every mental _impression_ has its _idea_.
Secondly: These ideas, or secondary mental states, are excited by our
impressions, or by other ideas, according to certain laws which are
called Laws of Association. Of these laws the first is, that similar
ideas tend to excite one another. The second is, that when two
impressions have been frequently experienced (or even thought of) either
simultaneously or in immediate succession, then whenever one of these
impressions, or the idea of it, recurs, it tends to excite the idea of
the other. The third law is, that greater intensity in either or both of
the impressions, is equivalent, in rendering them excitable by one
another, to a greater frequency of conjunction. These are the laws of
ideas: on which I shall not enlarge in this place, but refer the reader
to works professedly psychological, in particular to Mr. James Mill's
_Analysis of the Phenomena of the Human Mind_, where the principal laws
of association, along with many of their applications, are copiously
exemplified, and with a masterly hand.[3]
These simple or elementary Laws of Mind have been ascertained by the
ordinary methods of experimental inquiry; nor could they have been
ascertained in any other manner. But a certain number of elementary
laws having thus been obtained, it is a fair subject of scientific
inquiry how far those laws can be made to go in explaining the actual
phenomena. It is obvious that complex laws of thought and feeling not
only may, but must, be generated from these simple laws. And it is to be
remarked, that the case is not always one of Composition of Causes: the
effect of concurring causes is not always precisely the sum of the
effects of those causes when separate, nor even always an effect of the
same kind with them. Reverting to the distinction which occupies so
prominent a place in the theory of induction; the laws of the phenomena
of mind are sometimes analogous to mechanical, but sometimes also to
chemical laws. When many impressions or ideas are operating in the mind
together, there sometimes takes place a process, of a similar kind to
chemical combination. When impressions have been so often experienced in
conjunction, that each of them calls up readily and instantaneously the
ideas of the whole group, those ideas sometimes melt and coalesce into
one another, and appear not several ideas, but one; in the same manner
as, when the seven prismatic colours are presented to the eye in rapid
succession, the sensation produced is that of white. But as in this last
case it is correct to say that the seven colours when they rapidly
follow one another _generate_ white, but not that they actually _are_
white; so it appears to me that the Complex Idea, formed by the blending
together of several simpler ones, should, when it really appears simple,
(that is, when the separate elements are not consciously distinguishable
in it,) be said to _result from_, or _be generated by_, the simple
ideas, not to _consist_ of them. Our idea of an orange really _consists_
of the simple ideas of a certain colour, a certain form, a certain taste
and smell, &c., because we can, by interrogating our consciousness,
perceive all these elements in the idea. But we cannot perceive, in so
apparently simple a feeling as our perception of the shape of an object
by the eye, all that multitude of ideas derived from other senses,
without which it is well ascertained that no such visual perception
would ever have had existence; nor, in our idea of Extension, can we
discover those elementary ideas of resistance, derived from our
muscular frame, in which it has been conclusively shown that the idea
originates. These therefore are cases of mental chemistry: in which it
is proper to say that the simple ideas generate, rather than that they
compose, the complex ones.
With respect to all the other constituents of the mind, its beliefs, its
abstruser conceptions, its sentiments, emotions, and volitions; there
are some (among whom are Hartley, and the author of the _Analysis_) who
think that the whole of these are generated from simple ideas of
sensation, by a chemistry similar to that which we have just
exemplified. These philosophers have made out a great part of their
case, but I am not satisfied that they have established the whole of it.
They have shown that there is such a thing as mental chemistry; that the
heterogeneous nature of a feeling A, considered in relation to B and C,
is no conclusive argument against its being generated from B and C.
Having proved this, they proceed to show, that where A is found, B and C
were or may have been present, and why therefore, they ask, should not A
have been generated from B and C? But even if this evidence were carried
to the highest degree of completeness which it admits of; if it were
shown (which hitherto it has not, in all cases, been) that certain
groups of associated ideas not only might have been, but actually were,
present whenever the more recondite mental feeling was experienced; this
would amount only to the Method of Agreement, and could not prove
causation until confirmed by the more conclusive evidence of the Method
of Difference. If the question be whether Belief is a mere case of close
association of ideas, it would be necessary to examine experimentally if
it be true that any ideas whatever, provided they are associated with
the required degree of closeness, give rise to belief. If the inquiry be
into the origin of moral feelings, the feeling for example of moral
reprobation, it is necessary to compare all the varieties of actions or
states of mind which are ever morally disapproved, and see whether in
all these cases it can be shown, or reasonably surmised, that the action
or state of mind had become connected by association, in the
disapproving mind, with some particular class of hateful or disgusting
ideas; and the method employed is, thus far, that of Agreement. But
this is not enough. Supposing this proved, we must try further by the
Method of Difference, whether this particular kind of hateful or
disgusting ideas, when it becomes associated with an action previously
indifferent, will render that action a subject of moral disapproval. If
this question can be answered in the affirmative, it is shown to be a
law of the human mind, that an association of that particular
description is the generating cause of moral reprobation. That all this
is the case has been rendered extremely probable, but the experiments
have not been tried with the degree of precision necessary for a
complete and absolutely conclusive induction.[4]
It is further to be remembered, that even if all which this theory of
mental phenomena contends for could be proved, we should not be the more
enabled to resolve the laws of the more complex feelings into those of
the simpler ones. The generation of one class of mental phenomena from
another, whenever it can be made out, is a highly interesting fact in
psychological chemistry; but it no more supersedes the necessity of an
experimental study of the generated phenomenon, than a knowledge of the
properties of oxygen and sulphur enables us to deduce those of sulphuric
acid without specific observation and experiment. Whatever, therefore,
may be the final issue of the attempt to account for the origin of our
judgments, our desires, or our volitions, from simpler mental phenomena,
it is not the less imperative to ascertain the sequences of the complex
phenomena themselves, by special study in conformity to the canons of
Induction. Thus, in respect to Belief, psychologists will always have to
inquire, what beliefs we have by direct consciousness, and according to
what laws one belief produces another; what are the laws, in virtue of
which one thing is recognised by the mind, either rightly or
erroneously, as evidence of another thing. In regard to Desire, they
will have to examine what objects we desire naturally, and by what
causes we are made to desire things originally indifferent, or even
disagreeable to us; and so forth. It may be remarked, that the general
laws of association prevail among these more intricate states of mind,
in the same manner as among the simpler ones. A desire, an emotion, an
idea of the higher order of abstraction, even our judgments and
volitions when they have become habitual, are called up by association,
according to precisely the same laws as our simple ideas.
§ 4. In the course of these inquiries it will be natural and necessary
to examine, how far the production of one state of mind by another is
influenced by any assignable state of body. The commonest observation
shows that different minds are susceptible in very different degrees, to
the action of the same psychological causes. The idea, for example, of a
given desirable object, will excite in different minds very different
degrees of intensity of desire. The same subject of meditation,
presented to different minds, will excite in them very unequal degrees
of intellectual action. These differences of mental susceptibility in
different individuals may be, first, original and ultimate facts, or,
secondly, they may be consequences of the previous mental history of
those individuals, or thirdly and lastly, they may depend on varieties
of physical organization. That the previous mental history of the
individuals must have some share in producing or in modifying the whole
of their mental character, is an inevitable consequence of the laws of
mind; but that differences of bodily structure also co-operate, is the
opinion of all physiologists, confirmed by common experience. It is to
be regretted that hitherto this experience, being accepted in the gross,
without due analysis, has been made the groundwork of empirical
generalizations most detrimental to the progress of real knowledge.
It is certain that the natural differences which really exist in the
mental predispositions or susceptibilities of different persons, are
often not unconnected with diversities in their organic constitution.
But it does not therefore follow that these organic differences must in
all cases influence the mental phenomena directly and immediately. They
often affect them through the medium of their psychological causes. For
example, the idea of some particular pleasure may excite in different
persons, even independently of habit or education, very different
strengths of desire, and this may be the effect of their different
degrees or kinds of nervous susceptibility; but these organic
differences, we must remember, will render the pleasurable sensation
itself more intense in one of these persons than in the other; so that
the idea of the pleasure will also be an intenser feeling, and will, by
the operation of mere mental laws, excite an intenser desire, without
its being necessary to suppose that the desire itself is directly
influenced by the physical peculiarity. As in this, so in many cases,
such differences in the kind or in the intensity of the physical
sensations as must necessarily result from differences of bodily
organization, will of themselves account for many differences not only
in the degree, but even in the kind, of the other mental phenomena. So
true is this, that even different _qualities_ of mind, different types
of mental character, will naturally be produced by mere differences of
intensity in the sensations generally: as is well pointed out in an able
essay on Dr. Priestley, mentioned in a former chapter:--