473 Final defeat and extinction of Wu.

The sentence quoted above from VI. § 21 hardly strikes me as one that

could have been written in the full flush of victory. It seems rather

to imply that, for the moment at least, the tide had turned against

Wu, and that she was getting the worst of the struggle. Hence we may

conclude that our treatise was not in existence in 505, before which

date Yüeh does not appear to have scored any notable success against

Wu. Ho Lu died in 496, so that if the book was written for him, it

must have been during the period 505–496, when there was a lull in

the hostilities, Wu having presumably been exhausted by its supreme

effort against Ch‘u. On the other hand, if we choose to disregard the

tradition connecting Sun Wu’s name with Ho Lu, it might equally well

have seen the light between 496 and 494, or possibly in the period

482–473, when Yüeh was once again becoming a very serious menace.[76]

We may feel fairly certain that the author, whoever he may have been,

was not a man of any great eminence in his own day. On this point

the negative testimony of the _Tso Chuan_ far outweighs any shred of

authority still attaching to the _Shih Chi_, if once its other facts

are discredited. Sun Hsing-yen, however, makes a feeble attempt to

explain the omission of his name from the great commentary. It was Wu

Tzŭ-hsü, he says, who got all the credit of Sun Wu’s exploits, because

the latter (being an alien) was not rewarded with an office in the

State.[77]

How then did the Sun Tzŭ legend originate? It may be that the growing

celebrity of the book imparted by degrees a kind of factitious renown

to its author. It was felt to be only right and proper that one so

well versed in the science of war should have solid achievements

to his credit as well. Now the capture of Ying was undoubtedly the

greatest feat of arms in Ho Lu’s reign; it made a deep and lasting

impression on all the surrounding states, and raised Wu to the

short-lived zenith of her power. Hence, what more natural, as time

went on, than that the acknowledged master of strategy, Sun Wu, should

be popularly identified with that campaign, at first perhaps only in

the sense that his brain conceived and planned it; afterwards, that it

was actually carried out by him in conjunction with Wu Yüan,[78] Po

P‘ei and Fu Kai?

It is obvious that any attempt to reconstruct even the outline of Sun

Tzŭ’s life must be based almost wholly on conjecture. With this

necessary proviso, I should say that he probably entered the service

of Wu about the time of Ho Lu’s accession, and gathered experience,

though only in the capacity of a subordinate officer, during the

intense military activity which marked the first half of that prince’s

reign.[79] If he rose to be a general at all, he certainly was never

on an equal footing with the three above mentioned. He was doubtless

present at the investment and occupation of Ying, and witnessed Wu’s

sudden collapse in the following year. Yüeh’s attack at this critical

juncture, when her rival was embarrassed on every side, seems to have

convinced him that this upstart kingdom was the great enemy against

whom every effort would henceforth have to be directed. Sun Wu was

thus a well-seasoned warrior when he sat down to write his famous

book, which according to my reckoning must have appeared towards the

end, rather than the beginning, of Ho Lu’s reign. The story of the

women may possibly have grown out of some real incident occurring

about the same time. As we hear no more of Sun Wu after this from any

source, he is hardly likely to have survived his patron or to have

taken part in the death-struggle with Yüeh, which began with the

disaster at Tsui-li.

If these inferences are approximately correct, there is a certain

irony in the fate which decreed that China’s most illustrious man

of peace should be contemporary with her greatest writer on war.

The Text of Sun Tzŭ.

I have found it difficult to glean much about the history of Sun Tzŭ’s

text. The quotations that occur in early authors go to show that the

“13 chapters” of which Ssŭ-ma Ch‘ien speaks were essentially the same

as those now extant. We have his word for it that they were widely

circulated in his day, and can only regret that he refrained from

discussing them on that account.[80] Sun Hsing-yen says in his preface:—

During the Ch‘in and Han dynasties Sun Tzŭ’s _Art of War_ was in

general use amongst military commanders, but they seem to have

treated it as a work of mysterious import, and were unwilling to

expound it for the benefit of posterity. Thus it came about that

Wei Wu was the first to write a commentary on it.[81]

As we have already seen, there is no reasonable ground to suppose that

Ts‘ao Kung tampered with the text. But the text itself is often so

obscure, and the number of editions which appeared from that time

onward so great, especially during the T‘ang and Sung dynasties, that

it would be surprising if numerous corruptions had not managed to

creep in. Towards the middle of the Sung period, by which time all the

chief commentaries on Sun Tzŭ were in existence, a certain 吉天保 Chi

T‘ien-pao published a work in 15 _chüan_ entitled 十家孫子會注 “Sun Tzŭ

with the collected commentaries of ten writers.”[82] There was another

text, with variant readings put forward by Chu Fu of 大興 Ta-hsing,[83]

which also had supporters among the scholars of that period; but in

the Ming editions, Sun Hsing-yen tells us, these readings were for

some reason or other no longer put into circulation.[84] Thus, until

the end of the 18th century, the text in sole possession of the field

was one derived from Chi T‘ien-pao’s edition, although no actual copy

of that important work was known to have survived. That, therefore,

is the text of Sun Tzŭ which appears in the War section of the great

Imperial encyclopaedia printed in 1726, the 古今圖書集成 _Ku Chin T‘u

Shu Chi Ch‘êng_. Another copy at my disposal of what is practically

the same text, with slight variations, is that contained in the

周秦十一子 “Eleven philosophers of the Chou and Ch‘in dynasties”

[1758]. And the Chinese printed in Capt. Calthrop’s first edition

is evidently a similar version which has filtered through Japanese

channels. So things remained until 孫星衍 Sun Hsing-yen [1752–1818], a

distinguished antiquarian and classical scholar,[85] who claimed to be

an actual descendant of Sun Wu,[86] accidentally discovered a copy of

Chi T‘ien-pao’s long-lost work, when on a visit to the library of the

華陰 Hua-yin temple.[87] Appended to it was the 遺說 _I Shuo_ of 鄭友賢

Chêng Yu-hsien, mentioned in the _T‘ung Chih_, and also believed to

have perished.[88] This is what Sun Hsing-yen designates as the 古本

or 原本 “original edition (or text)”—a rather misleading name, for it

cannot by any means claim to set before us the text of Sun Tzŭ in

its pristine purity. Chi T‘ien-pao was a careless compiler,[89] and

appears to have been content to reproduce the somewhat debased version

current in his day, without troubling to collate it with the earliest

editions then available. Fortunately, two versions of Sun Tzŭ, even

older than the newly discovered work, were still extant, one buried

in the _T‘ung Tien_, Tu Yu’s great treatise on the Constitution, the

other similarly enshrined in the _T‘ai P‘ing Yü Lan_ encyclopaedia. In

both the complete text is to be found, though split up into fragments,

intermixed with other matter, and scattered piecemeal over a number of

different sections. Considering that the _Yü Lan_ takes us back to

the year 983, and the _T‘ung Tien_ about 200 years further still, to

the middle of the T‘ang dynasty, the value of these early transcripts

of Sun Tzŭ can hardly be overestimated. Yet the idea of utilising them

does not seem to have occurred to anyone until Sun Hsing-yen, acting

under Government instructions, undertook a thorough recension of the

text. This is his own account:—

Because of the numerous mistakes in the text of Sun Tzŭ which his

editors had handed down, the Government ordered that the ancient

edition [of Chi T‘ien-pao] should be used, and that the text

should be revised and corrected throughout. It happened that Wu

Nien-hu, the Governor Pi Kua, and Hsi, a graduate of the second

degree, had all devoted themselves to this study, probably

surpassing me therein. Accordingly, I have had the whole work cut

on blocks as a text-book for military men.[90]

The three individuals here referred to had evidently been occupied on

the text of Sun Tzŭ prior to Sun Hsing-yen’s commission, but we are

left in doubt as to the work they really accomplished. At any rate,

the new edition, when ultimately produced, appeared in the names of

Sun Hsing-yen and only one co-editor, 吳人驥 Wu Jên-chi. They took the

“original text” as their basis, and by careful comparison with the

older versions, as well as the extant commentaries and other sources

of information such as the _I Shuo_, succeeded in restoring a very

large number of doubtful passages, and turned out, on the whole, what

must be accepted as the closest approximation we are ever likely to

get to Sun Tzŭ’s original work. This is what will hereafter be

denominated the “standard text.”

The copy which I have used belongs to a re-issue dated 1877. It is in

6 _pên_, forming part of a well-printed set of 23 early philosophical

works in 83 _pên_.[91] It opens with a preface by Sun Hsing-yen

(largely quoted in this introduction), vindicating the traditional

view of Sun Tzŭ’s life and performances, and summing up in remarkably

concise fashion the evidence in its favour. This is followed by Ts‘ao

Kung’s preface to his edition, and the biography of Sun Tzŭ from

the _Shih Chi_, both translated above. Then come, firstly, Chêng

Yu-hsien’s _I Shuo_,[92] with author’s preface, and next, a short

miscellany of historical and bibliographical information entitled

孫子敘錄 _Sun Tzŭ Hsü Lu_, compiled by 畢以珣 Pi I-hsün. As regards the

body of the work, each separate sentence is followed by a note on the

text, if required, and then by the various commentaries appertaining

to it, arranged in chronological order. These we shall now proceed to

discuss briefly, one by one.

The Commentators.

Sun Tzŭ can boast an exceptionally long and distinguished roll of

commentators, which would do honour to any classic. 歐陽修 Ou-yang Hsiu

remarks on this fact, though he wrote before the tale was complete,

and rather ingeniously explains it by saying that the artifices of

war, being inexhaustible, must therefore be susceptible of treatment

in a great variety of ways.[93]

1. 曹操 Ts‘ao Ts‘ao or 曹公 Ts‘ao Kung, afterwards known as 魏武帝 Wei

Wu Ti [A.D. 155–220]. There is hardly any room for doubt that the

earliest commentary on Sun Tzŭ actually came from the pen of this

extraordinary man, whose biography in the _San Kuo Chih_[94] reads

like a romance. One of the greatest military geniuses that the world

has seen, and Napoleonic in the scale of his operations, he was

especially famed for the marvellous rapidity of his marches, which has

found expression in the line 說曹操曹操就到 “Talk of Ts‘ao Ts‘ao, and

Ts‘ao Ts‘ao will appear.” Ou-yang Hsiu says of him that he was a great

captain who “measured his strength against Tung Cho, Lü Pu and the two

Yüan, father and son, and vanquished them all; whereupon he divided

the Empire of Han with Wu and Shu, and made himself king. It is

recorded that whenever a council of war was held by Wei on the eve

of a far-reaching campaign, he had all his calculations ready; those

generals who made use of them did not lose one battle in ten;

those who ran counter to them in any particular saw their armies

incontinently beaten and put to flight.”[95] Ts‘ao Kung’s notes on Sun

Tzŭ, models of austere brevity, are so thoroughly characteristic

of the stern commander known to history, that it is hard indeed to

conceive of them as the work of a mere _littérateur_. Sometimes,

indeed, owing to extreme compression, they are scarcely intelligible

and stand no less in need of a commentary than the text itself.[96] As

we have seen, Ts‘ao Kung is the reputed author of the 新書, a book on

war in 100,000 odd words, now lost, but mentioned in the 魏志.[97]

2. 孟氏 Mêng Shih. The commentary which has come down to us under this

name is comparatively meagre, and nothing about the author is known.

Even his personal name has not been recorded. Chi T‘ien-pao’s edition

places him after Chia Lin, and 鼂公武 Ch‘ao Kung-wu also assigns him to

the T‘ang dynasty,[98] but this is obviously a mistake, as his work is

mentioned in the 隋書經籍志. In Sun Hsing-yen’s preface, he appears as

Mêng Shih of the Liang dynasty [502–557]. Others would identify him

with 孟康 Mêng K‘ang of the 3rd century. In the 宋史藝文志,[99] he is

named last of the 五家 “Five Commentators,” the others being Wei Wu Ti,

Tu Mu, Ch‘ên Hao and Chia Lin.

3. 李筌 Li Ch‘üan of the 8th century was a well-known writer on

military tactics. His 太白陰經 has been in constant use down to the

present day. The 通志 mentions 閫外春秋 (lives of famous generals from

the Chou to the T‘ang dynasty) as written by him.[100] He is also

generally supposed to be the real author of the popular Taoist

tract, the 陰符經. According to Ch‘ao Kung-wu and the _T‘ien-i-ko_

catalogue,[101] he followed the 太乙遁甲 text of Sun Tzŭ, which differs

considerably from those now extant. His notes are mostly short and to

the point, and he frequently illustrates his remarks by anecdotes from

Chinese history.

4. 杜佑 Tu Yu (died 812) did not publish a separate commentary on Sun

Tzŭ, his notes being taken from the _T‘ung Tien_, the encyclopaedic

treatise on the Constitution which was his life-work. They are largely

repetitions of Ts‘ao Kung and Mêng Shih, besides which it is believed

that he drew on the ancient commentaries of 王凌 Wang Ling and others.

Owing to the peculiar arrangement of the _T‘ung Tien_, he has to explain

each passage on its merits, apart from the context, and sometimes his

own explanation does not agree with that of Ts‘ao Kung, whom he always

quotes first. Though not strictly to be reckoned as one of the “Ten

Commentators,” he was added to their number by Chi T‘ien-pao, being

wrongly placed after his grandson Tu Mu.

5. 杜牧 Tu Mu (803–852) is perhaps best known as a poet—a bright star

even in the glorious galaxy of the T‘ang period. We learn from Ch‘ao

Kung-wu that although he had no practical experience of war, he was

extremely fond of discussing the subject, and was moreover well read

in the military history of the _Ch‘un Ch‘iu_ and _Chan Kuo_ eras.[102]

His notes, therefore, are well worth attention. They are very copious,

and replete with historical parallels. The gist of Sun Tzŭ’s work is

thus summarised by him: “Practise benevolence and justice, but on the

other hand make full use of artifice and measures of expediency.”[103]

He further declared that all the military triumphs and disasters of

the thousand years which had elapsed since Sun Wu’s death would, upon

examination, be found to uphold and corroborate, in every particular,

the maxims contained in his book.[104] Tu Mu’s somewhat spiteful

charge against Ts‘ao Kung has already been considered elsewhere.

6. 陳皥 Ch‘ên Hao appears to have been a contemporary of Tu Mu. Ch‘ao

Kung-wu says that he was impelled to write a new commentary on Sun Tzŭ

because Ts‘ao Kung’s on the one hand was too obscure and subtle, and

that of Tu Mu on the other too long-winded and diffuse.[105] Ou-yang

Hsiu, writing in the middle of the 11th century, calls Ts‘ao Kung, Tu

Mu and Ch‘ên Hao the three chief commentators on Sun Tzŭ (三家), and

observes that Ch‘ên Hao is continually attacking Tu Mu’s shortcomings.

His commentary, though not lacking in merit, must rank below those of

his predecessors.

7. 賈林 Chia Lin is known to have lived under the T‘ang dynasty, for

his commentary on Sun Tzŭ is mentioned in the 唐書 and was afterwards

republished by 紀燮 Chi Hsieh of the same dynasty together with those

of Mêng Shih and Tu Yu.[106] It is of somewhat scanty texture, and in

point of quality, too, perhaps the least valuable of the eleven.

8. 梅堯臣 Mei Yao-ch‘ên (1002–1060), commonly known by his “style”

as Mei 聖兪 Shêng-yü, was, like Tu Mu, a poet of distinction. His

commentary was published with a laudatory preface by the great Ou-yang

Hsiu, from which we may cull the following:—

Later scholars have misread Sun Tzŭ, distorting his words and

trying to make them square with their own one-sided views. Thus,

though commentators have not been lacking, only a few have proved

equal to the task. My friend Shêng-yü has not fallen into this

mistake. In attempting to provide a critical commentary for Sun

Tzŭ’s work, he does not lose sight of the fact that these sayings

were intended for states engaged in internecine warfare; that the

author is not concerned with the military conditions prevailing

under the sovereigns of the three ancient dynasties,[107] nor with

the nine punitive measures prescribed to the Minister of War.[108]

Again, Sun Wu loved brevity of diction, but his meaning is always

deep. Whether the subject be marching an army, or handling

soldiers, or estimating the enemy, or controlling the forces of

victory, it is always systematically treated; the sayings are

bound together in strict logical sequence, though this has been

obscured by commentators who have probably failed to grasp their

meaning. In his own commentary, Mei Shêng-yü has brushed aside all

the obstinate prejudices of these critics, and has tried to bring

out the true meaning of Sun Tzŭ himself. In this way, the clouds

of confusion have been dispersed and the sayings made clear. I am

convinced that the present work deserves to be handed down side by

side with the three great commentaries; and for a great deal that

they find in the sayings, coming generations will have constant

reason to thank my friend Shêng-yü.[109]

Making some allowance for the exuberance of friendship, I am inclined

to endorse this favourable judgment, and would certainly place him

above Ch‘ên Hao in order of merit.

9. 王晳 Wang Hsi, also of the Sung dynasty, is decidedly original

in some of his interpretations, but much less judicious than Mei

Yao-ch‘ên, and on the whole not a very trustworthy guide. He is fond

of comparing his own commentary with that of Ts‘ao Kung, but the

comparison is not often flattering to him. We learn from Ch‘ao Kung-wu

that Wang Hsi revised the ancient text of Sun Tzŭ, filling up lacunae

and correcting mistakes.[110]

10. 何延錫 Ho Yen-hsi of the Sung dynasty. The personal name of this

commentator is given as above by 鄭樵 Chêng Ch‘iao in the _T‘ung Chih_,

written about the middle of the twelfth century, but he appears simply

as 何氏 Ho Shih in the _Yü Hai_, and Ma Tuan-lin quotes Ch‘ao Kung-wu

as saying that his personal name is unknown. There seems to be no

reason to doubt Chêng Ch‘iao’s statement, otherwise I should have

been inclined to hazard a guess and identify him with one 何去非

Ho Ch‘ü-fei, the author of a short treatise on war entitled 備論,

who lived in the latter part of the 11th century.[111] Ho Shih’s

commentary, in the words of the _T‘ien-i-ko_ catalogue, 有所裨益

“contains helpful additions” here and there, but is chiefly remarkable

for the copious extracts taken, in adapted form, from the dynastic

histories and other sources.

11. 張預 Chang Yü. The list closes with a commentator of no great

originality perhaps, but gifted with admirable powers of lucid

exposition. His commentary is based on that of Ts‘ao Kung, whose terse

sentences he contrives to expand and develop in masterly fashion.

Without Chang Yü, it is safe to say that much of Ts‘ao Kung’s

commentary would have remained cloaked in its pristine obscurity and

therefore valueless. His work is not mentioned in the Sung history,

the _T‘ung K‘ao_, or the _Yü Hai_, but it finds a niche in the _T‘ung

Chih_, which also names him as the author of the 百將傳 “Lives of

Famous Generals.”[112]

It is rather remarkable that the last-named four should all have

flourished within so short a space of time. Ch‘ao Kung-wu accounts for

it by saying: “During the early years of the Sung dynasty the Empire

enjoyed a long spell of peace, and men ceased to practise the art

of war. But when [Chao] Yüan-hao’s rebellion came [1038–42] and the

frontier generals were defeated time after time, the Court made

strenuous enquiry for men skilled in war, and military topics became

the vogue amongst all the high officials. Hence it is that the

commentators of Sun Tzŭ in our dynasty belong mainly to that

period.”[113]

Besides these eleven commentators, there are several others whose work

has not come down to us. The _Sui Shu_ mentions four, namely 王凌 Wang

Ling (often quoted by Tu Yu as 王子); 張子尙 Chang Tzŭ-shang; 賈詡 Chia

Hsü of 魏 Wei;[114] and 沈友 Shên Yu of 吳 Wu. The _T‘ang Shu_ adds

孫鎬 Sun Hao, and the _T‘ung Chih_ 蕭吉 Hsiao Chi, while the _T‘u Shu_

mentions a Ming commentator, 黃潤玉 Huang Jun-yü. It is possible that

some of these may have been merely collectors and editors of other

commentaries, like Chi T‘ien-pao and Chi Hsieh, mentioned above.

Certainly in the case of the latter, the entry 紀夑注孫子 in the _T‘ung

K‘ao_, without the following note, would give one to understand that

he had written an independent commentary of his own.

There are two works, described in the _Ssu K‘u Ch‘üan Shu_[115] and no

doubt extremely rare, which I should much like to have seen. One is

entitled 孫子參同, in 5 _chüan_. It gives selections from four new

commentators, probably of the Ming dynasty, as well as from the eleven

known to us. The names of the four are 解元 Hsieh Yüan; 張鏊 Chang Ao;

李村 Li Ts‘ai; and 黃治徵 Huang Chih-chêng. The other work is 孫子彚徵

in 4 _chüan_, compiled by 鄭端 Chêng Tuan of the present dynasty. It is

a compendium of information on ancient warfare, with special reference

to Sun Tzŭ’s 13 chapters.

Appreciations of Sun Tzŭ.

Sun Tzŭ has exercised a potent fascination over the minds of some of

China’s greatest men. Among the famous generals who are known to have

studied his pages with enthusiasm may be mentioned 韓信 Han Hsin (_d._

B.C. 196),[116] 馮異 Fêng I (d. A.D. 34),[117] 呂蒙 Lü Mêng (_d._

219),[118] and 岳飛 Yo Fei (1103–1141).[119] The opinion of Ts‘ao Kung,

who disputes with Han Hsin the highest place in Chinese military

annals, has already been recorded.[120] Still more remarkable, in one

way, is the testimony of purely literary men, such as 蘇洵 Su Hsün (the

father of Su Tung-p‘o), who wrote several essays on military topics,

all of which owe their chief inspiration to Sun Tzŭ. The following

short passage by him is preserved in the _Yü Hai:_[121]—

Sun Wu’s saying, that in war one cannot make certain of

conquering,[122] is very different indeed from what other books

tell us.[123] Wu Ch‘i was a man of the same stamp as Sun Wu: they

both wrote books on war, and they are linked together in popular

speech as “Sun and Wu.” But Wu Ch‘i’s remarks on war are less

weighty, his rules are rougher and more crudely stated, and there

is not the same unity of plan as in Sun Tzŭ’s work, where the

style is terse, but the meaning fully brought out.[124]

The 性理彚要, ch. 17, contains the following extract from the 藝圃折衷

“Impartial Judgments in the Garden of Literature” by 鄭厚 Chêng Hou:—

Sun Tzŭ’s 13 chapters are not only the staple and base of all

military men’s training, but also compel the most careful

attention of scholars and men of letters. His sayings are terse

yet elegant, simple yet profound, perspicuous and eminently

practical. Such works as the _Lun Yü_, the _I Ching_ and the great

Commentary,[125] as well as the writings of Mencius, Hsün K‘uang

and Yang Chu, all fall below the level of Sun Tzŭ.[126]

Chu Hsi, commenting on this, fully admits the first part of the

criticism, although he dislikes the audacious comparison with

the venerated classical works. Language of this sort, he says,

“encourages a ruler’s bent towards unrelenting warfare and reckless

militarism.”[127]

Apologies for War.

Accustomed as we are to think of China as the greatest peace-loving

nation on earth, we are in some danger of forgetting that her

experience of war in all its phases has also been such as no modern

State can parallel. Her long military annals stretch back to a point

at which they are lost in the mists of time. She had built the Great

Wall and was maintaining a huge standing army along her frontier

centuries before the first Roman legionary was seen on the Danube.

What with the perpetual collisions of the ancient feudal States,

the grim conflicts with Huns, Turks and other invaders after the

centralisation of government, the terrific upheavals which accompanied

the overthrow of so many dynasties, besides the countless rebellions

and minor disturbances that have flamed up and flickered out again one

by one, it is hardly too much to say that the clash of arms has never

ceased to resound in one portion or another of the Empire.

No less remarkable is the succession of illustrious captains to whom

China can point with pride. As in all countries, the greatest are

found emerging at the most fateful crises of her history. Thus, Po

Ch‘i stands out conspicuous in the period when Ch‘in was entering upon

her final struggle with the remaining independent states. The stormy

years which followed the break-up of the Ch‘in dynasty are illumined

by the transcendent genius of Han Hsin. When the House of Han in turn

is tottering to its fall, the great and baleful figure of Ts‘ao Ts‘ao

dominates the scene. And in the establishment of the T‘ang dynasty,

one of the mightiest tasks achieved by man, the superhuman energy of

Li Shih-min (afterwards the Emperor T‘ai Tsung) was seconded by the

brilliant strategy of Li Ching. None of these generals need fear

comparison with the greatest names in the military history of Europe.

In spite of all this, the great body of Chinese sentiment, from Lao

Tzŭ downwards, and especially as reflected in the standard literature

of Confucianism, has been consistently pacific and intensely opposed

to militarism in any form. It is such an uncommon thing to find any of

the literati defending warfare on principle, that I have thought it

worth while to collect and translate a few passages in which the

unorthodox view is upheld. The following, by Ssŭ-ma Ch‘ien, shows that

for all his ardent admiration of Confucius, he was yet no advocate of

peace at any price:—

Military weapons are the means used by the Sage to punish

violence and cruelty, to give peace to troublous times, to remove

difficulties and dangers, and to succour those who are in peril.

Every animal with blood in its veins and horns on its head will

fight when it is attacked. How much more so will man, who carries

in his breast the faculties of love and hatred, joy and anger!

When he is pleased, a feeling of affection springs up within him;

when angry, his poisoned sting is brought into play. That is the

natural law which governs his being.... What then shall be said of

those scholars of our time, blind to all great issues, and without

any appreciation of relative values, who can only bark out their

stale formulas about “virtue” and “civilisation,” condemning the

use of military weapons? They will surely bring our country to

impotence and dishonour and the loss of her rightful heritage; or,

at the very least, they will bring about invasion and rebellion,

sacrifice of territory and general enfeeblement. Yet they

obstinately refuse to modify the position they have taken up. The

truth is that, just as in the family the teacher must not spare

the rod, and punishments cannot be dispensed with in the State, so

military chastisement can never be allowed to fall into abeyance

in the Empire. All one can say is that this power will be

exercised wisely by some, foolishly by others, and that among

those who bear arms some will be loyal and others rebellious.[128]

The next piece is taken from Tu Mu’s preface to his commentary on

Sun Tzŭ:—

War may be defined as punishment, which is one of the functions of

government. It was the profession of Chung Yu and Jan Ch‘iu, both

disciples of Confucius. Nowadays, the holding of trials and

hearing of litigation, the imprisonment of offenders and their

execution by flogging in the market-place, are all done by

officials. But the wielding of huge armies, the throwing down of

fortified cities, the haling of women and children into captivity,

and the beheading of traitors—this is also work which is done by

officials. The objects of the rack[129] and of military weapons

are essentially the same. There is no intrinsic difference between

the punishment of flogging and cutting off heads in war. For the

lesser infractions of law, which are easily dealt with, only a

small amount of force need be employed: hence the institution of

torture and flogging. For more serious outbreaks of lawlessness,

which are hard to suppress, a greater amount of force is

necessary: hence the use of military weapons and wholesale

decapitation. In both cases, however, the end in view is to get

rid of wicked people, and to give comfort and relief to the

good....[130]

Chi-sun asked Jan Yu, saying: “Have you, Sir, acquired your

military aptitude by study, or is it innate?” Jan Yu replied: “It

has been acquired by study.”[131] “How can that be so,” said

Chi-sun, “seeing that you are a disciple of Confucius?” “It is a

fact,” replied Jan Yu; “I was taught by Confucius. It is fitting

that the great Sage should exercise both civil and military

functions, though to be sure my instruction in the art of fighting

has not yet gone very far.”

Now, who the author was of this rigid distinction between the

“civil” and the “military,” and the limitation of each to a

separate sphere of action, or in what year of which dynasty it

was first introduced, is more than I can say. But, at any rate,

it has come about that the members of the governing class are

quite afraid of enlarging on military topics, or do so only in a

shamefaced manner. If any are bold enough to discuss the subject,

they are at once set down as eccentric individuals of coarse and

brutal propensities. This is an extraordinary instance of the way

in which, through sheer lack of reasoning, men unhappily lose

sight of fundamental principles.[132]

When the Duke of Chou was minister under Ch‘êng Wang, he

regulated ceremonies and made music, and venerated the arts of

scholarship and learning; yet when the barbarians of the River Huai

revolted,[133] he sallied forth and chastised them. When Confucius

held office under the Duke of Lu, and a meeting was convened at

Chia-ku,[134] he said: “If pacific negotiations are in progress,

warlike preparations should have been made beforehand.” He rebuked

and shamed the Marquis of Ch‘i, who cowered under him and dared

not proceed to violence. How can it be said that these two great

Sages had no knowledge of military matters?[135]

We have seen that the great Chu Hsi held Sun Tzŭ in high esteem. He

also appeals to the authority of the Classics:—

Our Master Confucius, answering Duke Ling of Wei, said: “I have

never studied matters connected with armies and battalions.”[136]

Replying to K‘ung Wên-tzŭ, he said: “I have not been instructed

about buff-coats and weapons.”[137] But if we turn to the meeting

at Chia-ku,[138] we find that he used armed force against the men

of Lai,[139] so that the marquis of Ch‘i was overawed. Again, when

the inhabitants of Pi revolted, he ordered his officers to attack

them, whereupon they were defeated and fled in confusion.[140]

He once uttered the words: “If I fight, I conquer.”[141] And

Jan Yu also said: “The Sage exercises both civil and military

functions.”[142] Can it be a fact that Confucius never studied or

received instruction in the art of war? We can only say that he

did not specially choose matters connected with armies and

fighting to be the subject of his teaching.[143]

Sun Tzŭ on the Art of War: The Oldest Military Treatise in the World · 第 17 / 458 题