CHAPTER VIII

BEETHOVEN (CONTINUED)

History and analytic thought alike reveal the fact that the highest

pinnacles of art can be scaled only at those happy moments when

favoring conditions of two distinct kinds happen to coincide. The

artist who is to attain supreme greatness must in the first place have

at his command a type of artistic technique that has already been

developed to the verge of maturity, but that still awaits its complete

efflorescence. As Sir Hubert Parry well says: “Inspiration without

methods and means at its disposal will no more enable a man to write

a symphony than to build a ship or a cathedral.” These means must be

already highly developed, yet not to the point of exhaustion. If the

technique is primitive, no ardor of artistic enthusiasm can reach

through it a full utterance; if all its potencies have been actualized,

no inspiration can reanimate it.

In the second place, the artist so happy as to inherit a technique ripe

but not over-ripe, must also, if he is to attain supreme greatness,

be in unison with the thought and feeling of his age, echo from the

common mind of his fellows a deep, broad, and universal eloquence,

as though all mankind spoke through him as mouthpiece. He must live

in the midst of some great general awakening of the human spirit, to

which he lends voice. Merely personal art can be interesting, graceful,

charming, moving, noble, but it cannot have the profundity, the

breadth, the elevation, which we recognize in the highest art, such as

Greek sculpture, Elizabethan drama, or the symphonic music we are now

studying. “A great man,” says Emerson, “finds himself in the river of

the thoughts and events, forced onward by the ideas and necessities of

his contemporaries. He stands where all the eyes of men look one way,

and their hands all point in the direction in which he should go. Every

master has found his materials collected, and his power lay in his

sympathy with his people and in his love of the materials he wrought

in. Men, nations, poets, artisans, women, all have worked for him, and

he enters into their labors.”[44]

When Beethoven resolved on his “new path,” his ambition was favored by

the two necessary conditions. That he had at his command an inherited

technique, just brought to the verge of maturity, we have already seen.

And he had furthermore, behind and below him, as a rich nourishing soil

for his genius, a great, new, common enthusiasm of humanity.

The eighteenth century had been a time of formalism in art and

literature, of rigid conventionality in social life, of paternalism in

politics, and of dogmatic ecclesiastical authority in religion. At its

end, however, all those dim, half-conscious efforts of humanity towards

freer and fuller life which we have indicated under the general term of

idealism, were beginning to reach definiteness and self-consciousness.

Men were beginning to assert deliberately and openly what they had

long been feeling intuitively but insecurely. They were boldly erasing

from their standards the mediæval formula: “Poverty, celibacy, and

obedience,” to write in its place the modern one: “Life, liberty, and

the pursuit of happiness.” They were revolting from the tyrannies of

Church and State, to proclaim the sacredness of the individual soul.

It was Beethoven’s high privilege to be the artistic spokesman of

this new, enfranchised humanity. Haydn, as we know, had reflected for

the first time in music the universal interest in all kinds of human

emotion, sacred and profane, that marked the dawn of the new era. But

in his music the emotion remains naïve, impulsive, childlike; it has

not taken on the earnestness, the sense of responsibility, of manhood.

It is still in the spontaneous stage, has not become deliberate,

resolute, purposeful. But with Beethoven childishness is put away,

and the new spirit steps boldly out into the world, aware of its

obligations as well as of its privileges, clear-eyed, sad, and serious,

to live the full yet difficult life of freedom.

The closeness of Beethoven’s relation to the idealistic spirit of his

time is shown equally by two distinct yet supplementary aspects of his

work. As it was characteristic of the idealism which fed him to set

supreme store by human emotion in all its intensity and diversity, so

it is characteristic of his music to voice emotion with a fullness,

poignancy, definiteness, and variety that sharply contrast it with

the more formal decorative music of his forerunners. And as it was

equally characteristic of idealism to recognize the responsibilities

of freedom, to restrain and control all particular emotions in the

interest of a balanced spiritual life, so it was equally characteristic

of Beethoven to hold all his marvelous emotional expressiveness

constantly in subordination to the integral effect of his composition

as a whole, to value plastic beauty even more highly than eloquent

appeal to feeling. In other words, Beethoven the musician is equally

remarkable for two qualities, eloquence of expression and beauty of

form, which in his best works are always held in an exact and firmly

controlled balance. And if we would fully understand his supremacy, we

must perceive not only his achievements in both directions, but the

high artistic power with which he correlates them. Just as the courage

to insist on the rights of the individual, and the wisdom to recognize

and support the rights of others, are the two essentials of true

idealism, so eloquence and beauty are the equal requisites of genuine

art.

So closely interwoven, so mutually reactive, are these twin merits

of expression and form in the great works of Beethoven’s prime--in

the pianoforte sonatas from the Waldstein to Opus 90, in the String

Quartets, Opus 59 and 74, in the fourth and fifth piano concertos and

the unique concerto for violin, in the Overture to “Coriolanus,” the

incidental music to “Egmont,” and the opera, “Fidelio,” in the Mass

in C, and above all in the six great symphonies from the “Eroica” to

the Eighth--that it seems like wanton violence and falsification to

separate them, even for the purposes of study. Synthesis, at any rate,

should go hand in hand with analysis; we should constantly remember

that the various qualities our critical reagents discern in this music,

exist in it not, as in our analysis, single and detached, but fused and

interpenetrative in one artistic whole. The chemist may find carbon,

and hydrogen, and oxygen in the rose, but a rose is something more,

something ineffably more, than a compound of these chemical elements.

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[Illustration]

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[Illustration: FIGURE XX.]

If, bearing constantly in mind the artificiality of analysis,

we nevertheless attempt an enumeration of separate qualities in

Beethoven’s mature work, we are first of all arrested by the vigor,

definiteness, and variety of his expression. In his symphonies from

the Eroica on, for example, there is a far more direct and poignant

utterance of a wide range of feeling, than we can find anywhere in

Haydn or Mozart, or in the early Beethoven. The first “subjects” of

the Third, Fifth, Seventh and Eighth Symphonies, shown in Figure XX,

illustrate strikingly, brief as they are, this diversity and force of

the works of the middle period. Who that had once heard them could ever

forget them? And who could ever confuse one with another? How they

pierce through the veil of the past, with their vibrant accent of the

living, breathing man!

Beethoven’s subjects, attaining so wonderful a degree of

individualization, mark the culminating point of a long process of

crystallization of definite forms out of the tonal matrix of earlier

music. Ever since the Florentine reformers essayed to infuse into

academic art the human expressiveness of idealized popular songs and

dances, the latent potentialities of vocal phrases to express earnest

emotion, and of vigorous rhythms to express the more active and

animated feelings, had been becoming more and more fully utilized.

We saw how the popular songs were embodied and transfigured in the

sarabandes and other slow, serious movements of the eighteenth century

suites, and how the rhythms of the popular dances were wrought into

their idealized gavottes, bourrées, minuets, and gigues.[45] We saw

how Haydn, in his naïve yet skillful way, seized upon and refined the

primitive but emotionally vital folk-music of his race.[46] We saw

how Mozart contributed still further, by his wonderful genius for

organization, to the progress in delicacy, variety, and breadth, of

the same type of art. And now we see, in Beethoven, the issue of this

long growth: we see him bring to their apotheosis the eloquence of the

song and the animation of the dance; we see him, by full utilization

of the harmonic and rhythmic potentialities of structure, by vigorous

exclusion of the irrelevant and the superfluous, by full concentration

of all his faculties of heart and mind on the one idea in hand,

attaining a definiteness, a variety, and a compelling eloquence of

expression, that may fairly be said to mark an epoch. Before Beethoven

music was already an art; with him it becomes also a language.

The variety of what Beethoven has to say is as remarkable as the

precision and force with which he says it. To study him is to discern

the fallacy of the view so often heard that sentimental expression is

the only kind possible to music. In Beethoven one can observe at least

four well-contrasted general types of expressiveness, to say nothing of

the infinite gradations between them. There is, in the first place, and

as perhaps the dominant quality in all his work, the virile energy,

the massive and cyclopean power, as of a giant or a god, so well

illustrated in the symphonic subjects of Figure XX. What vigor, what

inexhaustible force, what a morning freshness and joy there is in such

a theme as that of the “Eroica” Symphony! How inexorable is its rhythm,

how broad, solid, and simple its harmonic foundation! What controlled

excitement, what restrained ferocity, there is in that persistent

four-tone motif of the Fifth Symphony--“Fate knocking at the door”!

What swift, concise assertiveness, as in the fiat of an emperor, in the

opening of the Eighth Symphony, though it was called by Beethoven “my

little one”! Elemental strength is the most constant, pervasive quality

of expression in Beethoven’s work.

Yet, like every comprehensively great man he had the feminine

tenderness and sentiment without which primal power is primitive,

and will mere willfulness. His ruggedness hid the most delicate

sensibility. At his most heroic moments he is always melting into moods

of wistfulness, yearning, and soft emotion. To go for illustration

no further than the symphonies, it is sufficient to mention, in the

“Eroica,” the hesitant fervor of the second subject of the first

movement; the deep and noble pathos of the subject of the Funeral

March; the clear and rich emotion of the Trio (in the third movement),

with its wonderful final strains, of which Sir George Grove said:

“If ever horns talked like flesh and blood, they do it here;” in the

Fifth Symphony, the poignant appeal of the second subject of the first

movement, and the ceaselessly questing, gently insistent mood of the

Andante; and in the Seventh, the resigned, yet still aspiring state of

feeling voiced by the melody in A-major in the Allegretto. But it is

impossible to do more than shadow forth dimly, in words, the emotions

that glow with such deep color in this music. Moreover, to enumerate

them is as unnecessary as it is thankless. Every one who knows music

at all, knows how incomparable is Beethoven in the expression of all

shades of tender, romantic, and impassioned human feeling.

A third sort of expression characteristic of Beethoven is that of

the whimsical, the perverse, the irrepressibly gay. Before him, the

classical symphony had had room for the brisk jollity of the Haydn

finale and for the forthright animation of the Mozart minuet; but

nothing like the Beethoven scherzo had existed. In Italian the word

scherzo means a joke; and when he substituted the rollicking scherzo

for the more formal and stately minuet Beethoven introduced into music

the element of banter, mischief, and whimsy. Even among his several

scherzos, there is such a diversity of mood that they introduce into

music far more than one new kind of expression; their fancy is protean,

inexhaustible. The scherzo of the “Eroica” is a mixture of mystery,

gaiety, and headlong _elan_; in that of the Fifth Symphony, a sort of

groping as in darkness alternates with incisive, grandiose, military

boldness; in the middle Allegro of the Pastoral Symphony, taking the

place of the scherzo, there is rustic merry-making, the awkward,

good-natured gambols of peasants; in the Presto of the Seventh, there

is upwelling geniality, the broad smile of amiable indolence; and in

the Minuet of the Eighth, the old minuet stateliness gives place to

a mixture of animal spirits and intellectual subtlety. Nor are the

scherzos proper the only embodiment of the antics of this musical Pan;

such Finales as those of the Fourth, Seventh, and Eighth Symphonies

are but transfigured, ennobled scherzos, with the largeness of the

heroic spirit added to the fancy, whim, and tireless merriment of the

insatiable humorist. Beethoven is the extreme exponent of the spirit of

comedy in music.

A fourth mood distinguishable in Beethoven is the mood of mystery. He

loves to suggest the illimitable and the transcendent, to dissolve

himself in vagueness; to pique curiosity and stimulate imagination by

long stretches of _pianissimo_, of amorphous, ambiguous harmony, of

strange inarticulate melody that baffles the attention--long, wide

hushes, audible silences. In these moods he seems to retire, after his

onslaughts of expression, into the deep subterranean reservoirs of the

unexpressed. The Introduction to the Fourth Symphony is an example;

one hears in it, as it were, the groping of vast unorganized impulses

that await a birth. The extended _pianissimo_ passage that leads

into the Reprise, in the same movement, makes a similar impression,

the modulation to the home-key of B-flat, after the long groping in

B-major, seeming like the opening of a window in a darkened room. The

wide stretches of rippling violin figures, _piano_, in the “Scene by

the Brook” of the Pastoral Symphony illustrate another use of this

device of monotony. They affect the mind, as Beethoven meant they

should, like a placid sun-bathed landscape at noon, flat, silent,

motionless. But perhaps the most striking instance of all is that

wonderful page in the Fifth Symphony that prepares for the Finale.

The sustained C’s of the strings, the suppressed, barely audible

tapping of the drums in the rhythm of the central motif of the work,

the fragmentary, aimless, and yet cumulative phrases of the violins,

instil a sense of some vast catastrophe impending; and then, after the

deliberate, gradual crescendo, pressing upon every nerve, the great

joyous theme of the Finale crashes in, to sweep all before it.

Marvelous indeed is this varied and ever forcible expression of feeling

in the great works of Beethoven’s maturity; but even more marvelous is

the steady power by which he organizes these feelings into forms of

perfect beauty, the unfaltering control by which he keeps the intensely

characteristic from degenerating into caricature, the impassioned from

becoming hysterical. He never forgets that, as an artist, he is the

master, not the slave, of his inspiration, however seizing it may be.

Though he infuses into music an eloquence new to it, he remembers that

it is still music, and that it must be beautiful as music. Titanic

were the labors he imposed upon himself to give his compositions

balance, symmetry, logical coherence, integral unity emerging from an

infinite variety of parts. His sketch-books, several of which, edited

by Nottebohm, have been published by Breitkopf and Härtel, are the

standing evidence of what endless effort it cost him to be an artist.

In them we behold him at work, day by day, eliminating the irrelevant,

reinforcing the significant, exploring the sources of melodic,

rhythmic, harmonic, and structural variety, and returning upon his task

to gather up all the threads into one complete, close-woven fabric. The

result was a type of music seldom equalled, before or since, for that

ordered richness, that complex simplicity, which is beauty.

An example or two will make this clearer than much description.

The first subject of the Fifth Symphony, one of the most famous of

Beethoven’s themes, is entirely made up of ingenious combinations of

the “Fate Knocking at the Door” motif, as follows:

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[Illustration: FIGURE XXI.]

How wonderful here is the stern and relentless logic of that

insistently repeated rhythm, the utter naturalness of the melody which

builds itself out of the various repetitions of the theme in different

voices, and the rugged strength of the harmonic scheme of the entire

passage! Had we not documentary evidence, we should find it hard to

believe that this was not a sudden and complete thought, struck out by

Beethoven at a blow in some moment of high musical excitement. Yet his

sketch-book reveals that it grew by a very gradual process of amendment

and refining from the monotonous, uninteresting, almost fatuous bit of

patchwork shown in Figure XXII. Another, slightly more advanced, state

of the same idea is shown in Figure XXIII. In both these passages the

rhythm is almost the only element that even dimly suggests the august

gravity of the final version; for the rest, these first attempts are

depressingly futile.

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[Illustration: FIGURE XXII.]

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[Illustration: FIGURE XXIII.]

The well-known and universally admired subject of the Andante of the

Fifth Symphony is another illustration of Beethoven’s artistic power.

That was a rare skill indeed which could educe, even after long labor,

this beautifully modulated and sustained theme (Figure XXIV), so subtle

and varied in contour, from the trite embryo noted in Figure XXV.

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[Illustration: FIGURE XXIV.]

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[Illustration: FIGURE XXV.]

The evolution of Beethoven’s almost perfect ideas from their strangely

featureless and uninteresting germs can perhaps be shown best of all,

however, by the citation of several consecutive stages in the history

of some single notable conception. The indescribably lovely second

subject of the first movement of the Eroica Symphony is shown in

its final form at (e) of Figure XXVI; (a), (b), (c), and (d) of the

same figure being a few of the many sketches through which Beethoven

approached it. The points of especial beauty in the matured theme

appear sporadically in the earlier sketches. Of these the chief are:

the insistent beat of the rhythm; the impressive cadence in the fourth

measure and the beat of silence following it in the fifth; the rise to

the poignant G in the seventh measure, and the lapse by rapid motion

down to B-flat again; the sudden assumption of the minor mode in

measure 9, and the modulation to the distant key of D-flat it suggests;

and the uneven yet satisfying balance of the three complete phrases,

together with the sense of being poised in air given by the sudden

cessation of the rhythmic pulse at a point so distant from the key.

The rhythm appears in the very first sketch, marked (a); the cadence

and beat of silence appear in (b), as does also the rise to G in the

melody, except that the G is flatted, slightly sentimentalizing the

effect. The modulation to the key of D-flat appears in (c) and (d),

but in each case its effectiveness is much weakened by the quickly

succeeding further modulation. The sense of poise referred to is

entirely lacking in these two variants, because a fourth phrase is

added to the three essential ones. In the final form all the effects

are made with certainty and economy.

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[Illustration: FIGURE XXVI-a. A FEW OF THE MANY STAGES

IN THE EVOLUTION OF THE SECOND SUBJECT OF THE ‘EROICA’ SYMPHONY.]

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[Illustration: FIGURE XXVI-b.]

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[Illustration: FIGURE XXVI-c.]

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[Illustration: FIGURE XXVI-d.]

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[Illustration: FIGURE XXVI-e. Form adopted]

Beethoven’s method of drafting and re-drafting his subjects enabled

him to bring them at last to a formal perfection undreamed of by less

painstaking composers. His best themes combine almost the highest

possible degree of variety and unity, and therefore attain almost the

highest possible degree of beauty. We saw, in connection with the

Quintet of Mozart (Figure XVIII), how high synthetic powers of mind

enable a composer to combine different motifs in one theme in such a

way as to attain great variety of parts with final unity of impression.

Beethoven exhibits constantly, in his best work, an even higher degree

of this synthetic power than Mozart was master of. He knew how to build

the most diverse materials into a compact, indissoluble organism. His

briefest themes often discover this power as strikingly as his long

and elaborate movements. The first theme of the Sonata in A-major for

Violoncello and Piano, which appears in Figure XXVII, is an example

of the way the faculty shows itself within narrow limits. Here are

six measures, each containing a different scheme of time values; yet

the theme as a whole is as compelling in its unity and certainty of

intention as it is engaging in its variety.

The exploitation of the primary themes in the course of a long

movement, however, the constant evocation from them of new meanings and

interests, is of course the last and finest evidence of Beethoven’s

genius in composition. It was in this logical drawing forth of the

implications of his thought that he was unapproachable. He uses

to admiration all those devices of development we have already

enumerated--inversion, augmentation, diminution, shifted rhythm, and

the rest--yet never descends to the mechanical, as his great successor,

Brahms, who is perhaps the only modern composer who compares with him

in this faculty of logical development of an idea, sometimes does.

Beethoven always seems to be merely making explicit what was implied

in the theme itself.

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[Illustration: FIGURE XXVIII-a.

SOME OF THE DEVELOPMENTS OF THE FIRST SUBJECT IN THE ‘EROICA’ SYMPHONY.]

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[Illustration: FIGURE XXVIII-b.]

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[Illustration: FIGURE XXVIII-c.]

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[Illustration: FIGURE XXVIII-d.]

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[Illustration: FIGURE XXVIII-e.]

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[Illustration: FIGURE XXVIII-f.]

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[Illustration: FIGURE XXVIII-g.]

In Figure XXVIII are put down a few of the more important modifications

of the first subject of the Eroica Symphony, as an illustration of

the inexhaustibility of fancy displayed by Beethoven in this sort of

development. (a) is the theme in its initial form. Note how, with that

mysterious C-sharp in the bass, in the fifth measure, the outline is

momentarily blurred, and the insistence on the tones of the triad

relaxed, until with measure 7 the key is re-entered and the sentence

soon brought to a firm conclusion. No one but Beethoven could ever

have conceived that C-sharp. In (b), which follows, in the score,

immediately on (a), the second half of the motif is made the subject

of a development by repetition, at a higher and higher pitch. In

(c), which occurs after the second subject, and near the end of the

first section of the entire movement, the same portion of the motif

is further exploited. For the first four measures it is thrown back

and forth in imitation. In the fifth, sixth and seventh measures it

is given to the bass, in _diminution_ (note how piquantly) and in the

eighth measure it is both diminished and inverted, yet without giving

the slightest impression of artificiality. The subject appears at (d),

which is a part of the working-out portion of the movement, in the

minor key, and rapidly modulating to distant keys, as is appropriate

in that part of the composition the aim of which is to contrast with

the definiteness, orderliness, and precision of the Exposition. At (e)

the subject, still in minor, is heard in the bass, while the treble has

as a counterpoint to it a tripping rhythm derived from another part

of the original material. At (f), becoming emphatic, magniloquent,

the theme is sounded _forte_, and in unison by the whole orchestra,

and extended by a natural magnification to an eight-measure phrase.

This is developed at some length in the score. (g) is the beginning of

the Coda. In one of Beethoven’s breathless _pianissimos_, the subject

is given by the second violins on their G-strings, the first violins

meanwhile embroidering in an elastic staccato the most indescribably

merry, light-hearted little counter-melody. From the freshness of this,

one might fancy that the work was just opening rather than drawing to

its close. Truly, Beethoven’s imagination is like some friendly genie

of the Arabian Nights, filling our cup of enjoyment as fast as it is

drained.

The mental power that in the preliminary parts of composition reveals

itself merely as a remarkable ingenuity, inventiveness, and elasticity

of mind, appears, when contemplated in its larger action, almost

superhuman in its breadth of grasp. In the conception and execution

of a great symphonic work, as an integral whole of many and diverse

parts, Beethoven is unapproachable. All the successive movements in a

long work, all the themes and transitions, all the rhythmic changes,

all the modulations, temporary or prolonged, are foreseen and adjusted

with perfect control. There is no feature of any moment that has not

its relation to the whole. Often the reason of some apparent whim will

not appear for pages; but at last it will appear, and when it does it

will be seen to fulfil a purpose never lost sight of. As a turret or

window at the extreme end of a building may balance a similar feature

at the other end, so Beethoven’s treatment of a given theme, early in a

movement, may be determined and illuminated by what he finally does to

it in the Coda. So integral is his work, so firmly held in the grip of

his inexorable artistic logic.

Beauty, in the great compositions of his prime, is therefore as

omnipresent as expression; and their supreme greatness is in fact

due to the perfect balance, in them, of these two equally important

elements of musical effect. Before passing on to the consideration of

his later years, it will be well to make still clearer the fact of this

balance of qualities by a brief reference to the highly interesting and

significant attitude of Beethoven towards program music.

Program music differs from pure music in being aimed rather at the

literal imitation or delineation of objects and events in the natural

world than at the presentation, through orderly and consequently

beautiful tone-combinations, of the general emotions that they

arouse. Schütz, a very early German composer, depicting by a long

downward scale an angel descending from heaven; Beethoven, introducing

the notes of the nightingale, quail, and cuckoo in his Pastoral

Symphony; Schubert, writing in the accompaniment of his song, “The

Trout,” a leaping figure suggestive of the motions of the fish in the

water; Raff, sounding the rhythm of a galloping horse all through

the ride-movement of his Lenore Symphony: Wagner, imitating in the

“Waldweben” the murmurings of the forest; all these composers are

writing program music. Of course there is no reason that program music

should not be at the same time pure music, provided that the desire

to imitate nature accurately does not lead the composer to slight the

requirements of plastic beauty in the ordering and combination of his

material. A portrait may be good decoration, if composition, massing,

light and shade, coloring, and so on, are not sacrificed to a pitiless

realism. Just so, program music can be made beautiful, if the needs of

abstract tonal beauty are duly considered.

But as a usual thing they are not. The program composer generally

makes a fetish of his “idea,” pursues it with the enthusiasm of the

literalist, and quite neglects the formal symmetry, the stylistic

congruity and harmony, of his web of tones. The result is that program

music is as a rule more interesting than moving; that in attempting

to make pure sounds do what words, or even colors and shapes, can do

better, it sacrifices the legitimate and characteristic effect of

tones--the suggestion of a general state of feeling, potent by reason

of its very vagueness, and transfigured by the abstract beauty of its

medium.

Now Beethoven was obliged in his early maturity to face and solve

this problem of program music for himself. His intense individualism,

his susceptibility to strong feeling, his natural interest in the

characteristic, the dramatic, the definite, and the opportunity he

found, in music as he received it from his forerunners, for a more

detailed expressiveness than had yet been attempted, all inclined him

to take the attitude of the program composer. The poetic conception

of a work was so clear and distinct in his mind that he could easily

assign it a descriptive title. He called his third symphony “The

Eroica,” his sixth the “Pastoral,” and said that the motif of the

fifth indicated “Fate Knocking at the Door.” He called one of his

piano sonatas “Les Adieux, l’Absence et le Retour;” of another, that

in G-major, Opus 14, he said, “It is a dialogue between husband and

wife, or lover and mistress; between the entreating and the resisting

principle;” he tacitly admitted that the sonatas in F-minor, Opus 57,

and in D-minor, Opus 29, were illustrative of Shakespeare’s Tempest.

Other works, not specifically named by him, wore very naturally titles

given by others: as the “Pastoral Sonata,” the “Moonlight Sonata,”

and the “Sonata Appassionata.” At the same period that he was writing

these instrumental works with programmistic aspect, he wrote also

his incidental music descriptive of Goethe’s “Egmont,” his overture

on the subject of “Coriolanus,” and his single opera, “Fidelio.” Of

interpretation he said:

“Though the poet carries on his monologue, or dialogue, in a

progressively marked rhythm, yet the declaimer, for the more accurate

elucidation of the sense, must make cæsuras and pauses in places where

the poet could not venture on any interpunctuation. To this extent,

then, is this style of declaiming applicable to music, and it is only

to be modified according to the number of persons cooperating in the

performance of a musical composition.”

Yet in spite of all these indications of the direction in which music

was moving with Beethoven, his instinct for beauty kept him from

allowing mere delineation to become his ideal. As Sir Hubert Parry

well says, the Pastoral Symphony is like a manifesto on that point. Of

all Beethoven’s works, it ventures farthest into the domain of program

music. It contains actual imitations of sounds and sights in nature,

as the rippling of the brook (strings); the muttering of thunder

(contrabasses in their low register); flashes of lightning (violins);

the bassoon of an old peasant sitting on a barrel, and able to play but

three tones; and the song of the nightingale (flute), quail (oboe),

and cuckoo (clarinet.) All the movements bear descriptive titles, as

follows: “The awakening of happy feelings on arriving in the country;

Scene by the brook; Merry gathering of peasants; Thunderstorm;

Shepherd’s song--Rejoicings and thankfulness after the storm.” It is

obvious that here Beethoven was pushing the descriptive power of music

to its limits. Yet it is important to note that even here neither

his instinctive sense of the proper uses of the musical art nor his

reasoned conviction as to the nature of musical expression forsook

him. Throughout the growlings of the thunder, the music pursues its

way coherently and accordingly to its own laws. The rhythmic scheme

and the harmonic sequence are maintained, and the general structure is

not for a moment forgotten. After the imitation of the bird-notes, in

the second movement, the musical sentence is rounded out to completion

by the lovely concluding phrase, imitated by various instruments.

(See Fig. XXIX).

[Music: score]

[Illustration: FIGURE XXIX. THE BIRD-NOTES IN THE PASTORAL SYMPHONY.]

It is only necessary to play the bird-notes alone, omitting the

supplementary phrase, to see how much of the effect is a matter of

pure music. And that Beethoven realized this himself, that he was

clearly aware that music affects us more by setting up vague but potent

emotions in us by means of a beautiful embodiment of expressive sounds

than by merely copying what is in the actual world, is evidenced

by the motto he inscribes at the head of his score: “Mehr Ausdruck

der Empfindung als Malerei”--“More the expression of feeling than

painting.” Even more succinct, if that is possible, is a note in one

of his sketch books: “Pastoral Symphony: no picture, but something

in which the emotions are expressed which are aroused in men by the

pleasure of the country.”

This attitude of Beethoven’s towards program music, both in practice

and in theory, is but a crucial and striking example of his general

attitude towards music, an attitude produced both by the tendencies of

the historic moment and by his native genius. Had he had less capacity

or taste for expression of the most definite and vivid emotions,

he would not have been able to carry music beyond the formalism of

Haydn and Mozart, and to make it voice the self-conscious idealism,

the romantic intensity, the various, many-sided, and profound

spiritual life, of modern men. Had he not, on the other hand, clung

pertinaciously to the plastic beauty which, after all, is the most

indispensable quality of musical art, had he allowed his interest

in the characteristic to betray him into literalism, he would have

deprived music of that period of full maturity which he represents,

and ushered in too soon the inevitable decadence, in which art is no

longer whole and balanced, but seeks special effects and particular

expressions, becomes meteoric, dazzling, and fragmentary. That period

was bound to come, as the parabola must make its descending as well as

its ascending curve, or the plant have its autumn as well as its spring

and summer. But before the appealing, but pathetically incomplete work

of the romanticists came to give a sort of Indian summer brightness to

the musical year, it was meet that it should have its full harvest of

ripe, sound, and wholesome beauty. And this it had, in the incomparably

sane and noble works of the mature Beethoven.

FOOTNOTES:

[44] “Representative Men,” Riverside ed., p. 182.

[45] See Chap. III., p. 118.

[46] See Chap. V., p. 199.

Beethoven and His Forerunners · 第 16 / 19 章