CHAPTER III

THE MODERN SPIRIT

The need of mastering life, of reducing its multitudinous, thronging

details to some sort of order, that shall lack neither the unity which

alone can satisfy the mind, nor the variety requisite to do justice to

the complexity of experience, is the one perennial need of humanity.

The aim of all the chief human undertakings is to find schemes of

order: physical science is the quest of order in the material world;

morality is the quest of coordination and balance between many

individual wills; religion is the search for the One Spirit which

contains and fuses together all finite souls; art is the pursuit of

that organization of diverse elements, of whatever sort, in one

sensible whole, in which we perceive beauty. But since experience is

bewilderingly many-sided and complex, one scheme after another is made

only to be discarded as inadequate, and progress entails the constant

substitution of more inclusive for less inclusive syntheses. Our most

catholic formulas are provisional and temporary; “opinions are but

stages on the road to truth.”

Such a word as “modern” can therefore have but a relative meaning.

What is modern to-day will be archaic a hundred years hence. Our

contemporary ideas are more liberal than those of our grandfathers,

but they will likely appear as the rigid superstitions of a dark age

to our still more enlightened descendants. When we speak of the modern

spirit we say nothing in regard to the future; we name simply the

attitude of mind which characterizes the present as contrasted with the

past. That new vision or intuition or instinct of truth by which we

of to-day reinterpret in more liberal wise the elements of experience

either interpreted too narrowly or quite ignored by the earlier

generations--that is the “modern spirit.”

We have been considering at some length, in the foregoing chapter,

the characteristic mystical attitude of the mediæval mind. We have

seen how the typical thinkers of the middle age, aware of good but

unable to identify it with an actual world so full of evil, made a

sharp division, a total breach, between the actual and the divine.

The mystic cut the Gordian knot of the world-problem by rejecting

the actual altogether from his house of life. His scheme had its own

harmony, unity, rationality; but being built upon an exclusion, it had

in the nature of things to give place in course of time to a scheme

less disregardful of the true wealth and reality of experience. The

modern mind turned away from mysticism, envisaged the world afresh, and

reinterpreted truth in terms of idealism.

Idealism is, in essence, a belief in the possibility of attaining the

divine through a selective manipulation of the actual. In the respect

it pays to finite life lies its sharp contrast with mysticism. It has

gone far to obliterate the breach between the actual and the divine

which the mystic had made so wide; it has tried to find the eternal

in the temporal, and to nourish the spirit by guiding and developing,

rather than by mortifying, the flesh.[15] Mysticism spurned the

“this,” the “here,” the “now;” idealism, on the contrary, is on its

hither side, so to speak, identical with realism. The idealist believes

in the immediate, and loves the finite, as much as the crassest

realist. He finds in it the point of departure of all desirable truths,

the scaffolding for all mansions of the spirit. But he differs from

the realist in that he does not stop with the real, but, using it as

material for idealism, selects from it the elements of his heart’s

desire. The actual world is to him a sort of keyboard on which he

strikes those chords, and those only, which he wishes to hear. He is,

indeed, an artist in life, and his method is the true artistic method

of selection and synthesis. But on the other hand, he differs even more

radically from the mystic, in that he makes the very materials of his

Celestial City out of those earthly, momentary, and finite experiences

that the latter rejects as dross. All three types of thought find

themselves confronted by the opposition between actual facts and

spiritual desires which is so characteristic of our world: the mystic

repudiates the facts; the realist discredits the desires; the idealist

sets out to win, by a selective or artistic manipulation of the facts,

the satisfaction of the desires.

Characteristic of idealism is therefore its respect for the actual,

in all its phases. It respects, to begin with, the human body. The

tendency of modern thought is towards a wise paganism in physical life,

towards a substitution of hygiene for mortification, of moderation for

abstinence, of the liberal conception of “mens sana in corpore sano”

for the monkish ideal of a soul gradually burning up and sloughing off

its tenement. Development of the body is increasingly manifesting its

true relation to the spiritual enterprises of men--a relation that

repression of it only obscured and distorted. The Hermit of Carmel,

in the poem of that name,[16] spends his days in a painful, endless,

and futile struggle to eradicate fleshly lusts; the young knight knows

another sort of purity, more joyful and bountiful, the purity of the

lover who remembers his beloved. Idealism, like that happy knight,

remembers that it is the mission and destiny of flesh to wait on

spirit.

Again, idealism respects the intellect. The great development of the

physical sciences, generally considered the most striking fact in

nineteenth century history, is the necessary result of an idealistic

faith in the powers of human observation and reason. The modern mind,

believing in its own ability to interrogate nature, has done so with

tireless energy, recording the answers obtained in half a hundred

special “sciences,” ranging from histology to psychology. It has

applied the same method introspectively to such good purpose that

metaphysics, in the hands of Kant and his successors, has radically

altered our conception of how we know truth, and what sort of truth

it is that we know. Nor have the contributions of the enfranchised

intellect stopped with philosophy; they have immensely deepened and

vivified religion. The doctrine of evolution, for example, a product of

the most remarkable keenness, liberality, and patience in intellectual

research, has substituted for the childish anthropomorphic doctrine of

creation the wondrously vital modern conception of a God not remote

and detached, but nearer than thought and more enveloping than the

atmosphere, incarnate in every atom and regnant in every mind.

The emotional or spiritual essence in man is as much respected by

idealism as his body and his intellect. Loyalty to actual feelings as

they well up spontaneously in the heart, rather than mere conformity

to custom, is the modern attitude in all spheres of voluntary life.

Personal conduct is a truer mirror of individual feeling than it used

to be. What a contrast the student of literature observes between the

conventional worldliness of eighteenth-century manners and morals and

the intense individualism of the early nineteenth-century poets in

England and of our own transcendentalist writers--an individualism

which was the logical outcome of the idealist’s championship of human

emotion in and for itself. The greatest men are of course always

ahead of their age, but such sturdy, independent lives as Thoreau’s,

Whitman’s, Darwin’s, George Eliot’s, Stevenson’s, would have created

even more consternation in the eighteenth century than they did in

the nineteenth, dimly stirred to freer ideals. The same regard for

emotional verities that has so deepened individual life is producing a

revolution in all social relations. They are constantly becoming more

spontaneous and genuine--less matters of tradition. Class boundaries

are being obliterated, a man’s success and position coming to depend

less on family and station, more on the man himself. Women’s economic

progress, combined with an increasing sense in both women and men of

the real sacredness and responsibility of love between the sexes, is

making marriage, in many ways the most vital of all social relations,

a free and joyful bond between equals, rather than a yoke imposed by

egotism and endured by helplessness. In sum, the democratic ideal is

substituting, in all social relations, the genuine inner cohesion for

the artificial mortar and cement of external usage. Finally, it is the

same regard for inner realities, so characteristic of idealism, that is

giving to men’s religious experience a new profundity. When once the

heart is awakened, it needs no longer the assurance of antique books

that God exists, and it can worship him no longer as a mere formula,

universal because featureless. Intuition supplants revelation, and men

enter into a personal relation with the God they had before conceived

as austere, characterless, and remote. Modern nonconformity is an

indication of the reality of modern religious feeling.

In countless ways we thus discern the working of the idealistic impulse

in our contemporary life. Independence in personal conduct and thought,

democracy in social relations, nonconformity in religion, stand out

as salient features of the modern world, especially when we contrast

them with the conventionality, paternalism, and ecclesiasticism of the

mediæval.

The foregoing remarks, together with the reflections they will suggest

to the reader, may perhaps suffice to show that idealism has met at

least one of the requirements of human progress, by filling the mind

with a vastly richer and more various mass of contents than mysticism

admitted. The realities it takes account of are far less pathetically

inadequate to match the actual richness of experience than the thin,

impalpable, and austere conceptions of the mystic. Compared with his,

the world of the idealist is a breathing, moving world, not entirely

void of the infinite tragedy and comedy of life itself. Something

of passion and pathos it has, and it is held in shape by the tough

fibres of commonplace--for even the trivial is not excluded. All

this increase of complexity, however, would be quite nugatory were a

principle of unity lacking. The complexity must be built into an order

if it is to be truly a synthesis, satisfying to the mind as well as to

the sense of reality.

It is, therefore, a fact of capital importance, that idealism does

succeed in unifying, as well as in enriching, our conceptions of life.

It systematizes, at the same time that it broadens, our views. Much as

it insists on the variety of experience, even more does it assert its

organic unity. Indeed, the central ideal of idealism, its very heart

of hearts, is its belief in the wholeness, the organized integrity,

of the universe. It respects the body, the mind, and the soul of man;

but even more it respects the whole man, in just balance and full

inward cooperation of functions. Believing man to be an organism, it

sets supreme store by his full or organic activity, and deplores undue

prominence in any element of his life, as injuring the harmony of the

whole. Ardently as it champions individual initiative, it demonstrates,

through philosophy, that the very consciousness of the individual is

dependent on his social relations.[17] It recognizes that democracy

can exist only through mutual service, and that freedom is based

on a universal sense of responsibility. It is clearly aware that a

personal relation with God comes only to him who is willing to obey

God, not in a spirit of passive endurance, but with active joy, as a

part serving the whole in which it has its being. This recognition

of a just relation to the whole as the supreme ideal of all partial

existences is testified to most strikingly by our very vocabulary,

the natural repository of our beliefs. The word “health,” denoting

physical well-being, is derived from the Anglo-Saxon “hal,” or whole;

“sanity,” signifying mental well-being, is from the Latin word for

the same idea, “sanus;” and we name the most indispensable of moral

traits “integrity.” True idealism is in no way more certainly to be

distinguished from its sentimental counterfeits than by its constant

recognition that the preservation of the wholeness, as well as the

fullness, of man’s nature, is the _sine qua non_ of human welfare. It

values every least manifestation of his nature, because it considers

each one sacred; but it values even more the coordination and harmony

of all.

Turning from the consideration of idealism in its general effect on

modern life to examine its more special effect upon art, we recognize

at once its importance as an æsthetic force. Art is the expression of

man’s physical, emotional, and spiritual life, in organized fullness.

Wherever there is direct, complete, and beautiful expression of what

seems to man precious, there is art. Wherever, on the contrary, there

is suppression of any genuine human impulse, in fancied service to

some other, as in the case of mediæval mysticism, there is artistic

immaturity or arrest; and wherever there is an exaggerated development

of any one impulse, at the expense of others and of the balance or

symmetry of all, as in the cases of modern French realistic literature

and of program music, for example, there is artistic decadence. And

since idealism insists both on the claims of all legitimate human

impulses to recognition, and on their submission to adjustment in the

interests of a rounded human nature, idealism is a potent stimulus to

true art.

All this is amply illustrated in that great development of art under

the spur of idealism which we name the Renaissance. By renaissance,

or rebirth, is meant a reawakening of the human spirit to fuller

activity, an increased recognition of its native dignity and value

as transcending all artificial sanctions and limits. The renaissance

period was, as it were, the adolescence of humanity. It was the time

of putting away childish things--passive dependence on authority,

superstition, timorous conventionality--and of asserting the freedom

and the responsibilities of men. In the race, as in the individual, it

was primarily an internal event, which reached external expression only

with difficulty and after a struggle. The youth has his vague internal

sense of the sacredness of his convictions long before he can work

these out into the fabric of actual life. A long fight with stubborn

customs, with indifferent circumstances, must take place before ideals

can become actualities. Just so, the idealism of the race had to meet

in mortal combat a thousand opposing conditions, had to conquer its

foes and acquire its ways and means, before it could victoriously

express itself in art. In other words, feeling had to enter into and

transform technique in order that the art might voice fully the

impulse that animated it. When we speak of the renaissance, therefore,

we mean no narrow, special period of time, precisely dated, like a

battle or a treaty. We mean a new spirit of liberty and self-respect

in the human mind, which expressed itself in one way at one time, in

another at another, according to the facility and promptitude with

which it acquired mastery over these ways. The expression followed

the effort only after a long interval, and different expressions came

at different epochs, far apart in time. In a general way we may say

that the Renaissance has occupied the centuries of our era from the

fourteenth to the one in which we live. But each art has also had its

special period of development, reaching in its own good time the goal

of its own particular efforts, under the conditions of its own peculiar

medium.

There are as a rule several successive stages in the evolution an art

thus undergoes under the spur of idealism. First there is the vague

inner sense of a new weight of meaning to be expressed, fresh insight

or intuition that demands utterance. Men awake to the true value of

those inner impressions and feelings which have so long been smothered

under conventions and the worship of the external. They know not

what to do with them, how to voice them; but they have at least what

Stevenson calls “that impotent sense of his own value, as of a ship

aground, which is one of the agonies of youth.” This may be called

the period of the fresh insight. Then comes the period in which some

sort of technical medium is arduously developed for the expression of

the new impulse. This period, in which a vast work must be done by

patient experiment, by slow adaptation, without standards and without

models, is necessarily long and laborious. Often the prompting insight

is almost forgotten in the toil, and the initial passion seems to be

lost in dry formalism and pedantry. But all the while ways and means

are being invented, problems solved, and traditions established, even

as, while the youth toils at desk or plough or counter, forgetful,

for the moment, of the ideals that sent him thither, habits are being

formed, mastery is being acquired. The period of technical equipment,

then, if it be properly conducted, leads over into the period of

achievement, in which the original impulses are adequately expressed

by means of the acquired skill. This is the time of consummation, of

maturity, of balance between the means and the ends of expression.

Such was the age of Pericles in Greek sculpture, the age of Sophocles

in Greek drama, the Elizabethan age in English drama, the age of

Leonardo and Michelangelo in Italian painting, the age of Wordsworth

and Keats in English lyric poetry. Unfortunately, the period of

maturity is generally followed by still another period, in which the

original impulse overshoots its mark and becomes embodied in distorted,

grotesque, and unbeautiful forms. So weak is human nature that it

can seldom recognize justly its own value without going further,

without precipitating itself into the pitfall of over-valuation,

pride, and arrogant self-assertion. The balance of all the elements of

art to which idealism aspires is then lost; special elements become

preponderant, special effects are made fetishes, and degeneration

ensues. Ripeness leads over into decay; wholeness or sanity is lost,

and partiality paves the way to disintegration.

Mediæval painting, for example, was exceedingly rigid, dry, and

conventional. The effort of the ecclesiastical painters was merely to

symbolize religious truths; they were like chroniclers, who aim at

narrating facts, rather than like ballad-writers and minstrels who

are interested also in the beauty of their language, the richness,

charm, and intrinsic appeal of their images and phraseology. But

by imperceptible degrees, led on by the natural human delight in

shapeliness of form and luxury of color, and learning to make the skill

acquired in delineation subserve the higher and more immediate purposes

of art, the painters of the Renaissance gradually substituted for this

merely symbolic treatment a broader one, in which human beauty was as

much sought as religious edification. The nude figure was lovingly

studied, not because the saints happened to be men, but because men

are beautiful. Garments, draperies, fabrics received a new attention,

in the interests, not of historical accuracy, but of the intrinsic

pleasantness of textures and tints. Postures were softened, adjusted,

made less angular and uncompromising than in the almost chart-like

early frescoes. Atmosphere, chiaroscuro, composition, balance, were

deemed worthy of the efforts of painters who considered art an end in

itself. Eventually, by the great pictures of the Venetian, Florentine,

and Neapolitan masters, all the human faculties were called into

harmonious activity; the eye was delighted, the feelings were wooed

and stimulated, the imagination was touched and informed. “Instead

of riveting the fetters of ecclesiastical authority,” says J. A.

Symonds,[18] “instead of enforcing mysticism and asceticism, [art]

really restored to humanity the sense of its own dignity and beauty,

and helped to prove the untenability of the mediæval standpoint; for

art is essentially and uncontrollably free, and, what is more, is

free precisely in that realm of sensuous delightfulness from which

cloistral religion turns aside to seek her own ecstatic liberty of

contemplation.” Whether painting, which thus by insistence on the

intrinsic values of its medium attained maturity, then carried the

process too far, and lost roundness and balance by prizing mere

richness of color above all else, whether, in a word, its consummation

was followed by a decadence, is a question too large for discussion

here. But it is beyond doubt that painting went through the first three

phases of growth pointed out as the results in art of an idealistic

impulse.

In the same way, the story of music from the beginning of the

seventeenth century up to Beethoven, or throughout that section of

its history in which we are at present interested, was essentially

the story of a renaissance, or novel artistic development, under the

spur of idealism. Looking at it from the vantage-point now reached,

we easily trace its evolution through the several regular stages. In

the Florentine reformers’ abandonment of old conventions and their

half-conscious aspiration towards a new utterance, we discern the first

stage of the movement, that of the novel impulse; in the steadfast

and efficient delving away at technical methods, at the involutions

of harmony, counterpoint, and form, which characterized many of the

later composers of the seventeenth century, and occupied much of the

attention of even such men as Haydn and Mozart, we trace the second

stage, that of equipment; and in the glorious works of Beethoven,

who set the keystone in the arch, we find the stage of consummation

and fulfilment. Springing from the foundation of the mystical art of

Palestrina much as modern Italian painting sprang from the foundation

of mediæval religious delineation, the art of Pure Music reached, in

the masterpieces of Beethoven, its maturity.

Now, as we saw in the first chapter, the mature art of Pure Music,

which may be defined as the art of combining pure tones, without words,

into forms expressive of our fundamental emotional life, and congruous

with one another, or beautiful, necessarily possesses three kinds of

value, or modes of effect, to which we have assigned the descriptive

labels “sensuous,” “expressive,” and “æsthetic.” Music has sensuous

value in proportion to the actual physical gratification afforded us by

the tones that compose it; it has expressive value proportional to the

degree in which it excites in us, by association and suggestion, the

fundamental emotions or feelings; it has æsthetic value proportional

to its success in assimilating or organizing all its various effects

into clear unity, thus giving us that sense of ordered richness which

we call beauty. If it be true, then, that music, during the seventeenth

century, under the spur of the idealistic or modern spirit, developed

from a primitive into a mature art, it is obvious that this development

must have rested on progress made in all three kinds of effect; and it

becomes a matter of much interest to trace at least some of the chief

phases of this three-fold blossoming. In the remaining portion of the

present chapter, accordingly, we shall study the most striking features

of the progress made during the seventeenth century in sensuous

charm and in expressive power; and in the following chapter we shall

examine those principles of pure music which underlie its highest,

most indispensable quality of all--that of beauty, or final unity and

harmony of impression.

Remarkable, in the first place, is the development the mere material

medium of music underwent in the sixteenth and seventeenth centuries.

The sensuous fact at the bottom of all music being the tone, the

sensuous value of music depends on the kind of tones employed and

on the modes of their combination, just as the sensuous value of a

painting depends on the purity and richness of the pigments used and

on the harmoniousness of their arrangement. So long as composers

dealt either with choirs of human voices alone, or with a few crude

instruments like the organs of Bach’s predecessors, the violins of

the early sixteenth century, and the spinets and clavichords of the

same period, they could get little variety or sonority of tonal color.

But in the course of the sixteenth and seventeenth centuries was

made a wonderful mechanical advance. The violin, the most important

of all instruments, not only because of its inimitable beauty and

expressiveness of tone but because it is the nucleus of the orchestra

and of the string quartet, was brought, by the Amatis, Giuseppe

Guarneri, and Antonio Stradivari, the famous Cremonese violin-makers

who flourished from about 1550 to 1737, to a degree of perfection which

the utmost modern ingenuity has been unable to exceed. The organ, which

in the thirteenth and fourteenth centuries was so cumbersome that each

key had to be struck by the entire fist, came by 1600 to something

like its modern condition, as may be seen by looking at the pieces

written for it by Frescobaldi (1583-1644) and Buxtehude (1637-1707).

The prototypes of the modern piano were rather slower to develop. At

the beginning of the sixteenth century the clavichord was a smallish

oblong box without legs, placed on a table when played; its compass

was somewhat over four octaves; one set of strings had to suffice for

several keys, each key being provided with a metal tangent or tongue

that not only sounded the string, but at the same time “stopped” it

at the requisite point for producing the desired tone. The “damping”

or silencing of the strings, entrusted in the modern piano to the felt

dampers, was often done by the left hand of the player. The spinet

differed from the clavichord in that its tones were produced by a hard

piece of quill that plucked the string. Both instruments gave but weak,

short, and rather characterless sounds. But all through the period we

are considering they were being experimented upon and slowly improved

in sonority, variety, and color of tone.

But even after they are provided with perfected instruments, men are

still much restricted in their search for lovely effects of tone unless

they have also a well-developed tonal technique, or science of harmony.

The tools are not enough; the use of them must also be known. As we

have seen, however, the harmony of Palestrina and his school was for

all its purity somewhat colorless and flat. A harmonic fabric made up

exclusively of consonant chords is like a picture painted altogether

with pure, light colors; it is wonderfully bright and transparent,

but its very purity makes it lack force. For the sake of contrast an

admixture of dissonances is required, much as shadow is required in a

picture, or harshness and irregularity in a poem. The entirely sweet,

soft, and mellifluous series of chords at first charms, but finally

cloys.

One of the important tasks of seventeenth century composers,

therefore, was to find out how to introduce dissonances in such a

way as to invigorate without disrupting the fabric. Their harshness

must not be obtruded, but it must be used. The Florentine reformers

and their successors showed great skill in solving the problem.

They learned how to “prepare” a dissonance, that is, to let one of

its constituent tones appear in a consonance and then hold over

while other voices moved to dissonant intervals; they experimented

in harsher and harsher dissonances, admitting them only with great

circumspection, but using their characteristic qualities with striking

effect; and they established, as cadences, conventional formulæ of

chords containing dissonant intervals, which became by mere force of

repetition acceptable and familiar. In this way they introduced into

the material of music a variety and range of color that consonances

alone could never give. “Monteverde,” says Mr. R. A. Streatfield,

“with his orchestra of thirty-nine instruments--brass, wood and strings

complete--his rich and brilliant harmony, sounding so strangely

beautiful to ears accustomed only to the severity of the polyphonic

school, and his delicious and affecting melodies, sometimes rising

almost to the dignity of an Aria, must have seemed something more than

human to the eager Venetians as they listened for the first time to

music as rich in color as the gleaming marbles of the Cà d’Ora or the

radiant canvases of Titian and Giorgione.” If we could disabuse our

minds of all emotional and æsthetic perceptions while listening to

modern music, we should still find it vastly superior to the choral art

of the middle ages in its purely sensuous richness. Sensuously it is a

kaleidoscope of shifting effects, now harsh, now sweet, now resonant

and sibilant, the next moment infinitely wooing and grateful; and

through all ever changing its outlines and melting from color to color

like the iridescent film of a soap-bubble.

But of course we cannot disabuse our minds of emotional and æsthetic

perceptions; no human being can divest himself of such essential parts

of his nature; and indeed it was even more in obedience to higher

requirements than for the sake of mere sensuous richness that the

musicians of the renaissance period so radically remodelled their art.

The essence of their reforms is to be looked for, not in the increase

of the first or sensuous value of music, but in the enhancement of its

expressiveness, and of its plastic beauty.

Expression, in general, may be defined as the presentation of a

feeling or idea by means of an impression. The impression may act

either directly, calling up the specific idea or feeling by virtue

of a long-established association between them, or more generally,

by simply inducing a state of mind congruous with the expression

desired, and so tending to generate it. The former is the case in

verbal expression (language), where certain definite symbols, words,

are immemorially coupled in our minds with certain ideas, conceptions,

or feelings, so that when we hear the word we immediately think the

thing. Musical expression differs from verbal expression in that in

does not act by this direct arbitrary symbolism, but rather by the

more subtle general process which instills a feeling by setting up

its appropriate atmosphere or _milieu_. It is much vaguer and more

general, and for that very reason far more potent. The word “love,”

for example, arbitrarily denotes a certain idea, not because it is

anything like the idea, but because we all agree that that word is to

mean that thing.[19] An amorous piece of music, on the contrary, utters

no definite symbol; it makes our heart beat faster and deeper, it

makes our blood circulate, it ravishes our senses and our minds, until

whether we will or not we know what it says, though for our lives we

could not put its burden into words.

It is by this direct establishment in us of a congruous or favorable

state of mind that the consonances of the mediæval music express

religious peace; and it is no otherwise that dissonance, that powerful

engine of the modern musician, expresses the inward division, the

struggle and sweet torment, of idealistic states of feeling. The

harshness, disagreeable in itself but essential to a process in which

it is organically linked with sweetness and rest, arouses by an

association of ideas a sense of the stern beauty, the tragic splendor,

of the experience of the human heart. It reproduces in the sphere

of sound that same series of states, that pain merging into joy,

which we recognize in the sphere of our consciousness as so deeply

characteristic of finite life. And so doing, it suggests or shadows

forth the very essence of our nature, it echoes the utterance of our

very hearts. It is no expurgated reading of the book of life: it is the

full text, with all its shuddering horror and all its celestial joy.

Probably of all the employers of dissonance for the purpose of

emotional expression, in the whole course of the seventeenth century,

when the aims of musicians were so tentative that it required courage

to brave convention, the most daring was Claudio Monteverde. “As

Monteverde most frankly of all musicians of his time,” writes Sir

Hubert Parry,[20] “regarded music as an art of expression, and

discords as the most poignant means of representing human feeling,

he very soon began to rouse the ire of those who were not prepared

to sacrifice the teaching of centuries and their own feeling of what

really was artistic without protest. That he should presume to write

such simple things as ninths and sevenths without duly sounding them

first as concordant notes[21] was so completely at variance with the

whole intention of their art that it struck them with consternation.

And well it might, for small as these first steps were they presaged

the inevitable end of the placid devotional music. The suddenness of

the poignancy which unprepared discords conveyed to the mind implied

a quality of passionate feeling which musicians had never hitherto

regarded as within the legitimate scope of musical art. They had never

hitherto even looked through the door which opened upon the domains of

human passion. Once it was opened, the subjective art of the church

school, and the submissive devotionalism of the church composers, was

bound to come rapidly to an end. Men tasted of the tree of knowledge,

and the paradise of innocence was thenceforth forbidden them.

Monteverde was the man who first tasted and gave his fellow men to eat

of the fruit; and from the accounts given of the effect it produced

upon them they ate with avidity and craved for more.”

Parry gives in illustration of Monteverde’s style a fragment known as

“Ariadne’s Lament,” from the opera “Arianna,” so characteristic that

it must be reprinted here:

[Music: score]

[Illustration: FIGURE IV.

“ARIADNE’S LAMENT,” BY MONTEVERDE.]

_Lasciatemi morire! Lasciatemi

morire! E che volete voi.... che mi conforte_

_In cosi dura sorte, in cosi gran martire?

Lasciatemi morire! lasciatemi morire!_

In studying this remarkable fragment, the reader will not only note

the striking unprepared dissonances of measures 2, 5, 11 and 13 (the

latter peculiarly poignant), but if he will take the trouble to

compare the effect of the passage as a whole with that of the bit

of Palestrina given in Fig. III., he will be amazed at the increase

in expressiveness, especially if it be remembered that “Arianna” was

produced probably in 1607, or only thirteen years after Palestrina’s

death. The “Lament” is reported to have moved everyone who heard it

to tears. Its pathos is largely due to the skilful way in which harsh

dissonances are made to alternate with the consonances into which they

naturally and inevitably lead--a process which, though not directly

expressive of the facts of human emotion, in the sense in which the

word is directly symbolic of the thing which usage has coupled with

it, is yet indirectly and generally expressive, in that it reproduces

in tones a series of impressions identical with the series of feelings

we everywhere experience in actual life. Pain linked to pleasure by

an organic bond--that is the universal experience of everyone who

cherishes an ideal, since an ideal is a yearning for something which

now is not, but which must eventually come to be.

The melodic character of the “Lament” is as impressive as its harmonic

style. In its short and poignant phrases the accent of passion is

unmistakably heard. And this is true not only of Monteverde’s work

as a whole, but of that of all the other composers of the Florentine

“new music.” As early as the year 1600 Jacopo Peri wrote an opera on

the subject of Euridice, to be performed at the wedding of Henry IV

of France to Maria Medici. A study of the passages in which he tried

to express the grief of Orpheus at the loss of Euridice, and his joy

in their reunion, brings home forcibly to the mind the advance that

composers had even at that time made in eloquence of expression. They

are as follows:

[Music: score]

[Illustration: FIGURE V. TWO PASSAGES FROM PERI’S “EURIDICE.”]

_O mio core O mio speme

O pace O vita

Ohime Chi mi t’ha tolto

Chimi t’ha tolto

Ohime...... deve segita_

[Illustration]

_Gioite al canto mio

selve frondo se Gioite amati

coli e d’ogni intorno.

Ecco rimbombi dalle valle ascose._

In spite of the primitiveness of the style, there is considerable force

and even definiteness of expression here. As Sir Hubert Parry points

out: “the phrases which express bereavement and sorrow are tortuous,

irregular, spasmodic--broken with catching breath and wailing accent;

whereas the expression of joy is flowing, easy and continuous.” It was

in fact the aim of the inventors of the type of operatic recitative

here exemplified, to imitate, while idealizing, the actual cadence

of the voice in emotional speech. The music of the choral epoch had

carefully avoided the impression of passionate feeling; the new music

as persistently sought it. The old music had been written for chorus,

which by mere virtue of numbers is quite impersonal; the new was put

into the mouths of individuals. The melodic style of the former was

dignified, formal, severe; that of the latter was mobile, flexible,

constantly adaptable to the most subtle changes of mood. Here again,

then, we see the effect of the idealistic impulse on music. Idealism,

insisting on the worth of finite experience, focusses man’s attention

on himself, on his actual feelings, petty as well as universal, base

and noble alike, and makes him, whether for good or evil, vividly

self-conscious. It believes in the hopes and fears, the aspirations and

disappointments, of men and women; believes that in human beings, in

spite of their pathetic weakness, there is a unique original value, not

to be denied without crippling that august whole of which they are the

minute but essential parts. The music of Peri, Caccini, and Cavaliere,

and later of Monteverde, succeeded in voicing, at first dimly but with

increasing eloquence, the primitive human emotions that mysticism had

disdained as worldly; the tendency they initiated gathered force apace,

and passed with Cavalli and Lulli into France, where it culminated in

the work of Gluck. The great contribution of early modern opera to pure

music was the accent of genuine and various human feeling.

A third tendency toward distinctively modern methods that was steadily

gaining ground throughout this period was the tendency toward metrical

and rhythmic vigor. We have seen how vigorous meter, in music, serves

to express our active impulses, how it grows out of that ordered

gesticulation we name dance.[22] We have seen how devoid was the

mediæval choral music of meter,[23] and indeed how inappropriate to

its peculiar genius metrical qualities would have been.[24] The moment

men’s attitude toward their own ordinary activities changed, however,

and they began to see in them life rather than death, their expression

in art became a desideratum. And it is a fact that very early in the

sixteenth century, even before the pure choral music had reached its

perfect maturity, some composers had begun to write simple dances for

unaccompanied instruments, generally a combination of strings with

harpsichord.

For a long while these efforts remained tentative and inchoate,

because the men who made them were neither very clearly aware what

they were trying to do, nor acquainted with technical means for doing

it. But the scheme of treating dances as the basis of instrumental

movements, the chief expression of which was that of energy, vitality,

the more active and effervescent emotions, was afterwards elaborated

by more trained masters, and eventually bore fruit in the innumerable

suites and partitas, or bundles of dances, of the eighteenth century,

and in the symphonic minuet and scherzo.

The mere fact that composers of the seventeenth century paid respectful

attention to the popular minstrelsy, which had been treated with such

scant courtesy by ecclesiastical masters, and that they so persistently

imitated its methods, is in itself strong testimony to the change of

attitude that was taking place. The songs and dances of the people

are the most spontaneous expressions of purely personal feeling in

the entire range of music. They were upwellings of primitive emotion,

as instinctive and unsophisticated as the cries and gestures from

which they were developed. And for these reasons they were norms of

the proper expression of naïve feeling in music--all music, so far as

it aims to express personal feeling at all, makes use of the melodic

phrases derived from the cry, and of the dance-rhythms derived from the

gesture. Consequently, so soon as musical artists became inspired with

the new ideal of personal expression, they turned to the popular music

for inspiration and methods.

Thus in all ways the tendency of music in the seventeenth century

was toward a fuller, more varied, and more poignant emotional

expressiveness. Men were willing to forego without a murmur all the

advantages of the perfected technique of the earlier choral age, and to

trust themselves on the pathless sea of the New Music, because, like

the pilgrims who in the same century left European civilization behind

them to seek a larger if more difficult life in an uncharted country,

they were inspired by a love of the human spirit in its fullness and

freedom. All arbitrary limitations and denials of it, no matter how

hallowed by long usage, were to them not religious, but sacrilegious.

To them, as to Terence, “nothing human was alien”; and they might have

cried, with Whitman, to every human trait, however trivial, ignoble,

or commonplace, “Not till the sun excludes you do I exclude you.”

We need not wonder that for a while they paused helpless before the

task of assimilating into an order all these rich materials that their

humanism had evoked out of chaos. At first they were more discoverers

than artists. But genuine progress, as we say, takes place only when

a richer variety is stamped with a broader but still obvious unity.

Art is not merely expression, of howsoever varied and penetrative a

quality; it is congruous, harmonious expression, delighting us not only

mediately by what it says, but immediately by what it is. In other

words, it rises from the plane of interest to the plane of beauty, and

becomes genuine art, only by the possession of that third or æsthetic

value which depends on the ultimate unity of all the various factors

of effect. This highest value music came, in the course of time, to

possess; and the conquest of new forms, intrinsically beautiful, in

which all the novel sensuous and expressive effects could be embodied,

was of all the achievements of the seventeenth century the most

important.

It remains, therefore, to study, in another chapter, the means by

which musicians learned, after long trial and patient experiment, to

give shape and integral life to all this motley array of feelings and

effects that they had summoned out of the depths of the human spirit.

Their task, as may easily be believed, was an arduous one. We need not

follow all the steps they took on that long road. It will suffice to

examine some of the more important stages of their progress, to get

before our minds the general artistic principles which underlay their

practices, and to see what point they had reached by the time Haydn,

the first great forerunner of Beethoven, came to take his share in

their great enterprise.

FOOTNOTES:

[15] “Vice,” says Mr. George Bernard Shaw in his brilliant, paradoxical

way, “is waste of life. Poverty, obedience, and celibacy are the

canonical vices.”

[16] “The Hermit of Carmel, and Other Poems,” by George Santayana, New

York, 1901.

[17] See the writings of Royce, Baldwin, and other writers on the

social genesis of consciousness.

[18] “The Renaissance in Italy.”

[19] In the case of onomatopoetic words, of course, the general

expression is added to the specific one--the word does sound like the

thing.

[20] “The Oxford History of Music,” vol. III, p. 45.

[21] “Preparation”: see above, page 104.

[22] See Chap. I, p. 9.

[23] See Chap. II, p. 12.

[24] See Chap. II, p. 26.

Beethoven and His Forerunners · 第 6 / 19 章