CHAPTER I

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HARVARD UNIVERSITY PRESS

CAMBRIDGE, MASS., U. S. A.

THE GOVERNMENT OF

THE OTTOMAN EMPIRE

IN THE TIME OF SULEIMAN

THE MAGNIFICENT

BY

ALBERT HOWE LYBYER, PH.D.

PROFESSOR OF EUROPEAN HISTORY, OBERLIN COLLEGE

“Our empire is the home of Islam; from father to son the lamp of our

empire is kept burning with oil from the hearts of the infidels.”

MOHAMMED II, THE CONQUEROR.

“A lord and his bondsmen.”

RANKE.

“Les Turcs ... nées de la guerre et organisées pour la conquête.”

CAHUN.

“The Ottoman government ... seems to have attained during the

sixteenth century the highest degree of perfection of which its

constitution was capable.”

ROBERTSON.

[Illustration]

CAMBRIDGE

HARVARD UNIVERSITY PRESS

LONDON: HENRY FROWDE

OXFORD UNIVERSITY PRESS

1913

COPYRIGHT, 1913

BY HARVARD UNIVERSITY

PREFACE

The Ottoman Turks, after the world had long despaired of them, have

in these last years shown signs of renewed vigor. The time is, then,

perhaps not inauspicious for an examination of the structure of their

organization in the period of its greatest power and prestige. It is not

easy for the present age to realize how large the empire of Suleiman

bulked in the eyes of contemporaneous Europe. Amid the vast energies

and activities, the magnificent undertakings and achievements, of the

marvellous sixteenth century, nothing surpassed the manifestations of

power that swept forth from Constantinople. The following pages will have

been worth while if their incomplete presentation shadows forth, however

dimly, the secrets of Ottoman greatness and success.

This book was originally prepared in partial fulfilment of the

requirements for the degree of Doctor of Philosophy in Harvard

University, and was subsequently awarded the Toppan Prize. The writer

desires to acknowledge his very great indebtedness for advice,

suggestion, and criticism to a number of kind friends with whom he has

consulted, but especially to Professor A. C. Coolidge and Professor G. F.

Moore. Nor can he let the book go to press without recording his extreme

obligation to his wife for unwearying assistance at every stage of its

preparation.

A. H. L.

OBERLIN, OHIO, 1912.

CONTENTS

PAGE

INTRODUCTION

IDEAS CONSTITUTE A NATION 3

THE BACKGROUND OF OTTOMAN HISTORY 5

CHARACTER AND MISSION OF THE OTTOMAN EMPIRE 7

THE RACIAL DESCENT OF THE OTTOMAN TURKS 10

SELJUK AND OTTOMAN TURKS IN ASIA MINOR 14

THE SOURCES OF OTTOMAN CULTURE 18

CHAPTER I

THE CHARACTER OF THE OTTOMAN STATE IN GENERAL

DEFINITION 25

THE LIMITATIONS ON DESPOTISM 26

THE TERRITORIAL BASIS 28

THE PEOPLES 33

INSTITUTIONS OF GOVERNMENT 35

CONTEMPORARY DESCRIPTIONS OF THE TWO GREAT INSTITUTIONS 38

CHAPTER II

THE OTTOMAN RULING INSTITUTION: AS A SLAVE-FAMILY

I. GENERAL DESCRIPTION 45

II. THE SLAVE-FAMILY 47

METHODS OF RECRUITING 49

THE TRIBUTE BOYS 51

ESTIMATE OF THE SYSTEM 53

THE SLAVE STATUS 55

THE HAREM, THE EUNUCHS, AND THE ROYAL FAMILY 56

OTHER OTTOMAN SLAVE-FAMILIES 58

CHARACTER OF OTTOMAN SLAVERY 60

CHAPTER III

THE RULING INSTITUTION: AS MISSIONARY ENTERPRISE

AND EDUCATIONAL SYSTEM

I. THE MISSIONARY MOTIVE 62

THE OTTOMAN ATTITUDE 63

OTHER MOTIVES FOR INCORPORATING CHRISTIANS 65

THE REQUIREMENT OF CONVERSION 66

SINCERITY OF CONVERSION 68

EFFECT OF THE PROCESS 69

II. THE EDUCATIONAL SCHEME 71

THE COLLEGES OF PAGES 73

THE HAREM 78

THE AJEM-OGHLANS 79

ADVANCEMENT BASED ON MERIT 82

PUNISHMENTS 88

CHAPTER IV

THE RULING INSTITUTION: AS AN ARMY

THE MILITARY ASPECT 90

THE JANISSARIES 91

THE SUCCESSION TO THE THRONE 93

THE SPAHIS OF THE PORTE 98

THE FEUDAL SPAHIS 100

OFFICERS OF THE FEUDAL SPAHIS 103

OTHER BODIES OF TROOPS 105

DISCIPLINE AND ARDOR 108

THE SUPREME COMMAND 109

INDIVISIBILITY OF THE ARMY 111

CHAPTER V

THE RULING INSTITUTION: AS A NOBILITY AND A COURT

I. PRIVILEGES OF THE KULLAR 114

NOBILITY NOT HEREDITARY 117

II. CHARACTER OF THE SULTAN’S COURT 120

ORGANIZATION OF THE HOUSEHOLD 123

THE HAREM 124

THE INSIDE SERVICE 126

THE OUTSIDE SERVICE 128

THE CEREMONIES OF THE COURT 133

INFLUENCE OF THE COURT 141

CHAPTER VI

THE RULING INSTITUTION: AS GOVERNMENT

SUMMARY 146

FUNCTIONS OF THE OTTOMAN GOVERNMENT 147

THE SULTAN AS HEAD OF THE STATE AND OF THE GOVERNMENT 150

THE SULTAN AS LEGISLATOR 152

THE LEGISLATION OF SULEIMAN 159

THE VIZIERS 163

THE DEFTERDARS OR TREASURERS 167

TAXATION IN THE OTTOMAN EMPIRE 175

SULEIMAN’S INCOME 179

THE NISHANJI OR CHANCELLOR 182

THE DIVAN OR COUNCIL 187

THE RULING INSTITUTION AS A WHOLE 193

CHAPTER VII

THE MOSLEM INSTITUTION OF THE OTTOMAN EMPIRE

GENERAL DESCRIPTION 199

FINANCIAL SUPPORT OF THE MOSLEM INSTITUTION 200

THE EDUCATIONAL SYSTEM 203

CLERGY, SEIDS, AND DERVISHES 206

JURISTS AND THE MUFTI 207

THE JUDICIAL SYSTEM 215

THE MOSLEM INSTITUTION AS A WHOLE 224

CHAPTER VIII

COMPARISON OF THE TWO GREAT INSTITUTIONS

LIKENESSES 227

DIFFERENCES 230

INTERACTIONS 232

THE RELATIVE POWER OF THE INSTITUTIONS 233

APPENDICES

I. THE SECOND BOOK OF THE AFFAIRS OF THE TURKS

Written in 1534, supposedly by BENEDETTO RAMBERTI.

Translated from the Italian 239

II. PAMPHLET OF JUNIS BEY AND ALVISE GRITTI

Printed in 1537. Presented in the original Italian 262

III. INCOMPLETE TABLE OF CONTENTS OF THE KANUN-NAMEH, OR

COLLECTION OF EDICTS, OF SULEIMAN THE MAGNIFICENT

AS ARRANGED BY THE MUFTI EBU SU’UD

Translated from the Turkish 276

IV. THE GOVERNMENT OF THE MOGUL EMPIRE IN INDIA

General Comparison of Ottoman and Indian Conditions 278

The Personnel of the Mogul Government 279

Relation of Government to Religious Propagation 283

The Army 285

The Court 287

The Government Proper 292

The Moslems and the Moslem Church 299

Books consulted in the Preparation of Appendix IV 303

V. BIBLIOGRAPHICAL NOTES

i. Origins of Ottoman Governmental Ideas 305

ii. The Ottoman Government in the Sixteenth Century 307

iii. Alphabetical List of Works Cited 322

GLOSSARY OF TURKISH WORDS 331

INDEX 339

THE GOVERNMENT OF THE OTTOMAN EMPIRE

INTRODUCTION

IDEAS CONSTITUTE A NATION

A nation, when considered from its earliest to its latest days, is much

more a body of ideas than a race of men. Men die, families decay, the

original stock tends to disappear; new individuals are admitted from

without, new family groups take the lead, whole tribes are incorporated

and absorbed; after centuries the anthropological result often bears but

slight resemblance to the original type. Undoubtedly the fabric of ideas

which a nation weaves as its history develops also undergoes changes

of pattern; old principles pass out of sight, and new ones, born of

circumstance, or brought in from without, come to controlling influence.

But ideas are not, like men, mortal: they can be transmitted from man to

man through ages; they can be stored in books and thus pass from the dead

to the living; when built together into a solid and attractive structure,

they impart to the whole something of their individual immortality.

Singly they pass as readily to strangers as to kindred; when organized to

rounded completeness as the culture of a great living nation, they have

a power which lays hold of men of many races, alone or in masses, and in

the absence of strong prejudice compels acceptance.

Such an assimilative force can clearly be seen in vigorous operation in

the United States of America today. A system of ideas, woven of countless

threads spun by Egyptian, Babylonian, Hebrew, Greek, Roman, and Teuton,

preserved and enlarged by Frank, Anglo-Saxon, Norman, and Englishman,

recombined in a new and striking pattern by the founders of the republic,

is thrown over men from every nation under heaven, who under its

influence all become of one type, not to be mistaken wherever it is seen.

The history of the Ottoman Empire reveals the constant working of a

like assimilative force. It was not merely, and not even mainly, the

compulsion of the sword that built up and maintained the strongest

national power of the sixteenth century. Swords must be wielded by men;

and how were enough strong and capable men found and bound together

in willing coöperation to conquer large sections of Europe, Asia, and

Africa, to organize and govern their conquests in a fairly satisfactory

fashion, and to establish a structure which, after more than three

hundred years of decay, disaster, and disintegration, has yet enough

strength to form the basis for a new departure? The only answer possible

is that the attraction of a great body of national ideas gathered men

from every direction and many races to unite in a common effort. Although

much violence, injustice, and destructive passion was involved, the

result was a great and on the whole a durable and useful empire.

The government of the Ottoman Empire when at the height of its power

cannot be understood from a description of its court, costumes,

ceremonies, and officials, with a catalogue of their provinces and

duties. A thorough comprehension of the main political ideas that

constituted the life of the empire is essential. Since most of these

ideas were old and tried, and were wrought in a thousand ways into the

general scheme, a complete treatment would demand that they should be

considered historically from the time of their adoption. Nor would it

be sufficient to go back to the beginning of the house of Osman. The

Turkish nucleus which gathered around him, and the Mohammedans and

Christians from near and far who joined his rising fortunes were already

in possession, in a fairly systematic form, of most of the ideas of the

completed Ottoman government. The inquiry should be begun farther back,

among Byzantine Greeks, Seljuk Turks, Mohammedans of Persia and Arabia,

and Turks of Central Asia. Many of the ideas, indeed, can be traced yet

farther, through Tartary to China and through Parthia and Rome to Babylon

and Egypt.

These origins, however, cannot be considered here except in the briefest

possible fashion. All that can be done is to outline the background of

Ottoman history, the general character of the Ottoman Empire and its

service to the world, the racial descent of the Ottoman Turks, and the

main influences which affected their institutions and culture.

THE BACKGROUND OF OTTOMAN HISTORY

From early times the developing Chinese civilization in the valley of

the Yellow River had to contend with intermittent attacks from the

barbarians of the north and west. In the latter half of the third century

B.C. China’s work of domestic consolidation and centralization reached

completeness, and foreign conquest began. The policy was then initiated

which has never since been departed from,—the subjugation of the outlying

lands and the cultural assimilation of their inhabitants.[1] Following

up with armies, governors, and garrisons the nomads who fled to the

west, by the beginning of the second century A.D. China held vassal all

the population of the steppe country from the Great Wall to the Caspian

Sea; her frontiers marched with those of Parthia. Early in the third

century she entered upon four hundred years of weakness, and her western

possessions fell away; but she regained strength and restored her western

dominion just in time to confront the rising Saracen flood. During three

brilliant centuries, the seventh, eight, and ninth of our era, she held

the nomads in fairly constant subjection, and presumably taught them many

of her orderly, organized ways. It was probably in part by the strength

of her discipline that in the succeeding half-millennium the descendants

of these nomads, Turks and Mongols, wrought their will from the Sea of

Japan to the Adriatic, over most of Asia, half of Europe, and a goodly

portion of Africa.

From the eighth century Turks drifted southwestward in ever-increasing

numbers out of Chinese territory into the declining Saracen Empire.

Early in the eleventh century an army followed this course and set up

the vast but short-lived empire of the Seljuk Turks. These broke the

eastern frontier of Asia Minor, which had protected the Greeks and

Romans for fourteen hundred years, and pushed on until they could see

the domes of Constantinople. The eastward pressure of the crusading

period kept them from European shores for two centuries, near the close

of which the Mongols overran their disintegrated lands. A remnant, the

Seljuk Sultanate of Rûm, struggled on in Asia Minor until the close of

the thirteenth century, when it fell into ten parts. The East Roman, or

Byzantine Empire, had by that time also been thoroughly wrecked, and the

Balkan Peninsula was divided among Frank, Italian, and Catalan, Greek,

Serb, Albanian, Wallach, and Bulgarian.

The people of one of the ten fragments of the Seljuk Sultanate of Rûm

took the name of Osmanlis from their chief Osman. Located on the border

of the Greek and Turkish groups of principalities, they drew men and

governmental ideas from both. The rapidity of their growth from so small

a beginning, and under such apparently unfavorable circumstances, into

a durable state is one of the marvellous things of history. In about

two and a quarter centuries from the time of their independence they

were able to attempt for the last time to unite the entire Mediterranean

civilization into one empire. North Africa, Egypt, Syria, Arabia,

the Tigris-Euphrates valley, Armenia, Asia Minor, Greece, the Balkan

Peninsula, a large part of modern Austria-Hungary and of modern Russia,

were theirs; they threatened Italy, Central and Eastern Europe, and

Persia. They thus held all three of the earliest centers of Mediterranean

civilization, the western half of the Old Persian Empire, and all the

dominions of Rome except the northwestern one-third. Apart from Spain and

the lands east of the Zagros Mountains, they ruled the Saracen Empire.

With the exception of Italy (with Illyricum and the adjacent islands) and

the short-lived Byzantine conquests in Spain, the empire of Justinian

lay within their boundaries. The later Byzantine Empire became the heart

of their dominions, and its two chief supports—the trade which passed

through the Bosphorus and the products and men of Asia Minor—became their

own principal supports. The inheritance of lands and of institutions by

the Ottoman Turks from the two great medieval empires of the Levant, the

Saracen and the East Roman, is by all odds the most pregnant fact of

their existence. They were the immediate heirs of a part of the territory

and of the whole of the culture of the Seljuk Turks. The scene of the

“world’s debate” formed but an insignificant part of their dominions.

They gathered into one net all the shoal of feudal, royal, and imperial

powers which made the Levant of the thirteenth century as decentralized

as the Holy Roman Empire or the Italy of the fifteenth century.

CHARACTER AND MISSION OF THE OTTOMAN EMPIRE

This rapid survey leads to a number of significant observations. First,

the Ottoman Turks of the sixteenth century ruled countries wholly within

the sphere of the Mediterranean civilization. The only possible exception

was the steppe lands north of the Black Sea; but these had been almost

as much under the sway of Rome and Constantinople as they ever were

under that of Stamboul. Even communication with Eastern and Southern

Asia was well-nigh cut off. The road to China north of the Caspian Sea

alone remained open, but after the break-up of the Mongol Empire it had

become long and dangerous. The rival and hostile New Persian power firmly

closed the southern land route to India and China; and even the sea-way

from Egypt eastward was blockaded by the newly-arrived Portuguese. Thus

the Ottoman Empire, except in remote origins, which, indeed, profoundly

influenced it, grew and flourished within what is commonly considered

the main field of history. Accordingly, it has a greater claim upon the

Western world on the score of kinship than has hitherto generally been

allowed.

Second, within the Mediterranean civilization the Ottoman Empire combined

regions of both Orient and Occident. The classical world knew chiefly

Romans, Greeks, and Orientals. The Ottoman Turk succeeded to two-thirds

of this world, the lands of Greece and the East. From the day of Issus

to the day of Menzikert, Asia Minor had to all intents and purposes

been a part of Europe. After Menzikert it became a center of Turkish

rule, to which, in the course of time, territories from both Asia and

Europe were added in widening circles. No deep knowledge of historical

forces is necessary to suggest that neither in Southern Europe nor in

Asia Minor itself could the teachings of fourteen centuries or more be

obliterated in five centuries or less, or even in an eternity; nor would

they fail to exert a profound influence from the moment of conquest. To

regard the Ottoman Empire as a mere Oriental state would be to misread

history and to misunderstand human nature. Its lands were of both Orient

and Occident, so also were its people, so also were its culture and its

government.

Third, the Ottoman Turks drew men and ideas from both Mohammedans and

Christians. They have commonly been regarded as wholly Mohammedan, and

therefore they have been shut off by a well-nigh impenetrable barrier

from the sympathies of a world still possessed by the prejudices of

crusading days. The foundations of such prejudices are easily open to

attack. The main religious ideas of Mohammedanism are not, except as

to the divinity of Christ, inharmonious with those of Christianity;

they were, indeed, in all probability drawn chiefly from the religious

teachings of the Old Testament. The social system of Mohammedanism

is also much like that of the Old Testament. Its most objectionable

features, the seclusion of women, polygamy, and slavery, may be regarded

as survivals from an older condition of mankind out of which a portion

of the human race has emerged—not without frequent cases of atavism—and

which Mohammedans themselves are tending to abandon. But, leaving aside

the question of the kinship of Christianity and Mohammedanism, no one can

deny that the Ottomans ruled over many Christians, that many of their

ablest men and families were of Christian ancestry, and that, according

to the nature of humanity, as much of their civilization and ruling ideas

may have come from Christian as from Mohammedan sources.

It is true that as a nation the Ottoman Turks remained Mohammedan; this

has constituted the real “tragedy of the Turk.” Bound hand and foot by

that scholastic Mohammedanism which was reaching rigid perfection at the

time when the Turks first became prominent in the Saracen Empire, and

which only in very recent days seems tending toward a Reformation, they

could not amalgamate the subject Christian peoples, already confirmed

in nationalism by the events of centuries. The deadening system stilled

their active spirits, imprisoned their extraordinary adaptability,

and held them at a stage of culture which, though in some respects it

distinctly led Europe in the sixteenth century, was before long passed

through and left behind by the progressive West. Nevertheless, the Turks

were no more limited to Mohammedan ideas than to Mohammedan men, and they

are entitled to be considered in the light of their double origin.

Fourth and last, the great task before the Ottoman Turks was a work of

unification. Lands which had been united under the great Theodosius, and

then during eleven centuries had been more and more disintegrated by

invasion of German, Slav, Arab, Tatar, and Turk, by war of Byzantine,

Persian, Moslem, Crusader, and Mongol, by destruction of roads and safe

water-routes, and by general decay of civilization, until confusion

and disorder reigned and anarchy seemed not far ahead—these lands were

once more brought under a single control. Was it their destiny to be

genuinely reunited, not merely in a common subjection, not merely by

an external shell of authority, but in the pulsing life of a vigorous

nation, harmonious in every part and run through by patriotism? This

was the well-nigh insoluble problem which the Ottoman Turks attempted

bravely. How they solved the administrative and governmental phase of it

the present treatise will try to show. Religious unity was out of the

question; and in the sixteenth century, in East and West alike, social

and cultural unity waited upon the religious. Had the Ottoman Empire

been able four hundred years ago to set apart religious considerations

as matters for the individual—a process which affords the chief hope of

the new Turkey of the twentieth century—her whole subsequent history must

have been very different.

But in the measure in which unity was attained in the Levant under the

Ottoman authority, in that measure did the Ottoman Empire render service

to civilization and humanity. After the close of the thirteenth century

Western Europe, absorbed in its own affairs, was able to give little

attention to the East. Two centuries were taken up with the consolidation

of national powers, chiefly at the expense of feudalism and the medieval

church. By the sixteenth century a measure of internal solidarity had

been attained and the struggle for external supremacy over the West

had been begun. The whole situation was complicated by the actively

leavening force of the New Learning and the explosively rending force

of the Reformation. Under such circumstances even the advance of the

Turks into Central Europe could only temporarily divert attention from

absorbing problems and direct it toward the East. To what a state of

minute division and infinite disorder the Levant would have come by that

time, had the Ottoman Empire not grown up, can only be imagined. Egypt,

the only Levantine power of consequence after the close of the crusades,

had reached the natural limits of her dominion, and had she aimed at

wider conquests the Mameluke government would scarcely have been capable

of imperial sway. No other of the countless principalities of the eastern

Mediterranean showed enough life to accomplish unity. But the Ottoman

Turks, cruelly and destructively, imperfectly and clumsily, yet surely

and effectively, built up and maintained a single authority, to which the

world probably owes most of that measure of enlightenment, culture, and

order which can be found in the Levant today.

THE RACIAL DESCENT OF THE OTTOMAN TURKS

The question as to the origin of the Ottoman Turks was raised in Western

Europe as soon as the race began to appear upon the stage of history.

There seemed to be something mysterious and uncanny about their rise to

power. If an innumerable horde of strange barbarians, a second invasion

of Attila, had overrun the Levant and settled down to rule its conquests,

cause and effect would have been apparent. But this nation seemed to

arise out of the earth. Organized and disciplined beyond any parallel in

the West, it seemed to come from nowhere and to begin at once to take

a very real part in human affairs.[2] The problem of its origin is by

no means completely solved as yet, but the main elements can perhaps be

outlined. A search for these carries the inquiry to the steppe lands.

The great band of open country which stretches with hardly a break across

the whole of Asia and far into Europe resembles the ocean both in its

vastness and in its character as an intermediate region through which

the travel of commerce, statesmanship, religion, learning, and curiosity

can pass between more thickly-settled lands. It differs from the ocean,

however, in being everywhere more or less habitable. The ethnic relations

of its families, tribes, and nations are by no means clear. China,

with a markedly Mongolian population, lay at the east and southeast;

Indo-Europeans of the Caucasian race dwelt at the southwest and west. The

tribes between seem from the earliest recorded times to have presented

every intermediate stage of physical type, as they do now; and in general

the shading from yellow to white appears to have proceeded regularly from

east to west, a circumstance that may have been due largely to climatic

influence, but was probably far more the result of admixture.[3] These

peoples were given to frequent warfare, one of whose objects was the

capture of men, women, and children as the most valuable booty. They

seem to have had no race aversions that would hinder inter-mixture,

and no race pride that would prevent captives, in the course of time,

from attaining full equality in any rank to which their abilities could

carry them. Accordingly, the process of admixture that can be observed in

historic times has probably been followed from the remote past.

The name Tatars may be used to designate all the inhabitants of the

steppe-ocean who were not distinctly Caucasian. By geographical

designation they are properly called the Ural-Altaic peoples, while

ethnically they constitute the Mongolo-Turki group.[4] Included perhaps

among those unclassified peoples who were known of old to the Greek

as Scythians, to the Persians as Turanians, and to the Chinese as

_Hiung-nu_, the Tatars, despite many differences, show unmistakable

kinship, usually in their physical features, always in their language

and institutions. They have been grouped since medieval times into two

great divisions, the Mongols and the Turks. This division may be said to

correspond in a very general way to their greater and lesser resemblance

to the Chinese, and to a narrower and wider geographical separation from

China. Many tribes possess such intermediate characteristics that they

cannot easily be classified as Turks or Mongols;[5] but a tribe that is

markedly like the Chinese is clearly Mongol, and a tribe that differs

widely from the Chinese is clearly Turkish. If these explanations be

adopted, the Turkish peoples are then in general those Tatars who have

had the greatest admixture of Caucasian blood. Their original seat seems

to have been in Mongolia, but in historic times they had come to occupy

the whole central part of the steppe region, from the Desert of Gobi to

the Volga, in contact with their Mongol kindred on the east and with

Iranians on the south and Slavs on the west. The theory of admixture

receives support from the fact that the peoples of the Mediterranean

civilization found Mongolians repulsive in appearance, but prized Turkish

slaves for their beauty.[6]

The name Turk does not appear prominently in the Byzantine and Chinese

annals before the fifth century A.D., when the people of a Tatar empire

were designated Τοῦρκοι and _Tu-kiu_.[7] The word _Turcae_ was used by

classical writers soon after the beginning of the Christian era.[8] The

name has been suspected of lying hidden in the _Targitaos_ of Herodotus

and the _Togharmah_ of Scriptures. However this may be, ancestral peoples

possessing the characteristics of the Turks of course existed, and

perhaps appeared in history, in very early times.

Some have suggested that the Sumero-Accadians of Babylonia were Turks,

but this question hardly bears on the present subject. The relations of

Turks and Persians on the Central Asian frontier is much more apropos.

The legends of the long wars of Iran and Turan, however little detailed

historical value they may have, illustrate the circumstances of continual

contact both in war and in peace.[9] Princes and nobles whose lives

were forfeit in their own country fled over the border; princesses were

exchanged in marriage; and unnumbered thousands of less exalted folk

passed the frontier as captives or slaves. The frontier itself was not

fixed, but left great regions now to the rule of the Persian and now

to the rule of the Turk. The Parthians may have been Turks.[10] After

their downfall the lines of Persian and Turk were drawn sharply by the

nationalist Sassanians. From the middle of the fifth century, indeed, the

Persians had their fill of wars with the Ephthalites, whose appellation

of White Huns may indicate their mixed Mongolian and Caucasian origin;

the Chinese annals specify the kinship of the _Tie-le_ with the _Tu-kiu_.

No sooner had the Arabs engulfed Persia than they began to welcome the

Turks whom they found to the north, and whose semi-nomadic culture was

singularly like their own. The Saracen Empire was administered for about

a century chiefly by Arabs, for another century chiefly by Persians,

and after that chiefly by Turks, who rose rapidly through slavery and

military service to the rule of provinces and even of kingdoms. Thus

great numbers of Turks came or were brought into many parts of Western

Asia. When Toghrul, grandson of Seljuk, led the first great Turkish

invasion into the heart of the Saracen Empire, he found his kindred

everywhere. Under the Seljuk Sultans large numbers of Turks streamed in

and were settled in Persia, Azerbaijan, Syria, and Asia Minor.

The Turkish occupation of Asia Minor has been called the most thorough

piece of work done by the race.[11] Few details of it have been recorded,

but one great fact stands out: under the Byzantine Empire, Asia Minor was

Greek, Christian, and the home of the empire’s most vigorous and loyal

citizens; under the Ottoman Empire, Asia Minor is Turkish, Mohammedan,

and the home of the empire’s most vigorous and faithful subjects.

The process of this transformation, so far as it is known, deserves

examination.

SELJUK AND OTTOMAN TURKS IN ASIA MINOR

The Seljuk Turks were orthodox, and often fanatical, Moslems; accordingly

they put great pressure upon the inhabitants of the peninsula to make

them exchange Christ for Mohammed. “Great numbers apostatized, ‘many

thousand children were marked by the knife of circumcision; and many

thousand captives were devoted to the service or the pleasures of their

masters.[12]’”

The Seljuk Turks were already a mixed race, and had no greater objection

than their ancestors to the reception of new members. They had come as a

Turkish army followed by a host of Turcoman nomads.[13] The soldiers took

wives from the women of the land and servants from the men and children,

and the nomads filled the gaps left among their women and children after

the long, hard journey. Those of the adult Anatolians who were left

free found a thousand temporal advantages in following the Prophet,

whose simple faith and consoling doctrines, moreover, suited both their

temperament and their circumstances. Christianity had sat lightly upon

many of them, and Mohammedanism seems to have been accepted as lightly;

for traces of Christian and perhaps of pre-Christian practices and

beliefs can be seen among the Moslems of Asia Minor today.[14] To turn

Moslem was then, as ever since, to turn Turk. In the course of three

centuries the process of settlement and conversion reached virtual

completion; nearly all the plateau of Asia Minor became Mohammedan and

Turkish. Nothing approaching the nature of statistics is available for

determining what the proportion was between invading Turks and converted

Christians. The probabilities, based on the known character of Turkish

invasions and the length and difficulty of the journey from the steppe

lands, point to a relatively small number of Turkish settlers.[15] Yet

this doubly-mixed people has contributed those subjects of the Ottoman

Empire who are accounted the most characteristically Turkish.

The invasion of Western Asia by the Mongols of Genghis Khan in the

early part of the thirteenth century drove an unknown number of

Persians and Turks to take refuge in Asia Minor. Among these is said

to have been a group led by a chief named Suleiman, whose grandson

Osman gave the Ottomans their name.[16] This group reached the Seljuk

kingdom of Rûm, and was allowed by good custom of the time to proceed

to the Christian frontier and conquer what it could. About the time of

settlement tradition specifies the number as four hundred families, or

444 horsemen, a figure which has clearly been shaped with reference to

the sacred number four, but which shows the belief that the group was

not large.[17] The growth of this band was far more rapid than could

have been accomplished by natural increase. A part of the additional

membership was supplied by Turks and other Moslems of adventurous spirit

who sought the fighting and booty of the border-land. But these were by

no means all. The Ottoman traditions and history reveal at countless

places the hospitable incorporating spirit of the embryonic nation,

which rapidly increased its numbers from the Christian population by

conversion, marriage, and capture, and most strikingly by the tribute

tax of Christian male children. The Ottoman conquests to the eastward

brought gradually into the brotherhood all the Seljuk Turks of Asia

Minor, and as many as were or became Mohammedan from the various

conquered peoples—Greeks of Trebizond, Armenians, Syrians, and others.

The conquests in Europe converted _en masse_ some sections of Bulgarians

and Albanians, who still show evidence of their origin; a very great

number of individuals among the subject Christians, however, were so

completely incorporated as to lose all trace of their source. Thousands

upon thousands of captives from the whole of Southeastern Europe, from

all of Southern Russia and Poland, from the Caucasus region, from Central

Europe as far as Regensburg and Friule, and from the shores and islands

of the Mediterranean were likewise incorporated; till, as a result of all

this Western admixture, the ruling nationality of the Ottoman Empire,

though called Turkish today, retains no physical trace whatever of

Mongolian ancestry.[18] Many of its members undoubtedly have no Tatar

blood in their veins; as for the rest, they are, if the above discussion

be well founded, a mixture of Europeans chiefly with Turks of Asia

Minor, who were themselves a mixture of the former Christian population

with Seljuk Turks, while these again were a mixture dating back through

countless ages of contact between the white and the yellow races. A

simple computation will illustrate the matter. Osman is said to have

captured a fair Greek lady named Nenuphar, or Nilufer, the Lotus-flower,

and to have given her as bride to his son Orchan, the first of the

Ottoman sultans.[19] From that time it became increasingly the policy of

the sultans to take their wives from the Caucasian race.[20] If Orchan

be set down as of pure Mongolian descent, and if it be supposed, as is

certainly very near the truth, that all the mothers of succeeding sultans

were not of Turkish blood, and if the mother be assumed to contribute to

the child an influence equal to the father’s, the proportion of Mongolian

blood in the veins of the reigning sultan, who is of the twentieth

generation from Orchan, can readily be calculated,—about one part in one

million.[21] Similar proportions would hold good for many of the Osmanli

Turks. Probably the nation as a whole has no more of Tatar blood than the

American nation has of Norman.

THE SOURCES OF OTTOMAN CULTURE

The question at once arises: What significance, then, has the name Turk

as applied to modern Turkey? To this query a general answer only can be

given here, as part of a rough statement in regard to the derivation of

the main elements of Ottoman culture.

Of the whole body of ideas and institutions and intangible inheritances

possessed by the Ottoman Turks in the sixteenth century, no small number

of the most fundamental ones were derived from the remote Tatar ancestors

of a part of the nation, from whom even this part was far separated

in time and space. Foremost among these inheritances is the Turkish

language, which in its principles of monosyllabic stem, inflexion by

postfixes alone, and assonance, and in its general system of grammar and

body of words of ordinary life, has survived from the early days through

all vicissitudes.[22] Old Turkish is the Anglo-Saxon of the Osmanli, as

Persian is his Greek and Arabic his Latin. Somewhat more hospitable than

those who use Western languages, the Turk has nearly always accepted with

a foreign thing its foreign name; and the great majority of the foreign

words and phrases so accepted he has not changed in any way, except to

modify the pronunciation of some sounds about which the tongue does not

readily curl. Among other Tatar bequests to the Osmanlis may be named

the hospitable assimilative tendency to which reference has already been

made; a predisposition to war and conquest, accompanied by an openness

of mind as to the best methods and means of prevailing; an ability and

inclination to govern, combined with great adaptability as to methods and

means; and some acquaintance with systematic and bureaucratic methods

of government impressed upon the nation by the Chinese. Again, the

Tatars, possessed of the tenacious conservatism of a primitive people,

predisposed the Ottomans to a close adherence to custom—to the doctrine

that, when a thing had been done once in a certain way, it should always

thereafter be done in the same way. Finally, the Tatars contributed

various elements of the national character, such as a touch of the old

love of nomad life, a certain stolidity of spirit and calm sobriety of

temper (taught, perhaps, by the vastness of the steppe in comparison with

the littleness of man), and a lack of originality which hindered the

construction of freely-borrowed ideas into new forms of higher relation.

In general, therefore, the foundations of the national character of the

Ottomans were laid in the early days, in a body of ideas which was passed

down continuously from man to man, not so much through blood-relationship

as through willing acceptance or enforced adoption.

The nature of a Tatar nation in the steppe lands, manifesting many of

the elements mentioned above, is extremely significant as foreshadowing

some features of the Ottoman government. A Tatar nation was a voluntary

association, independent of kinship, formed about a promising leader, and

interested in war and conquest; thus it might grow with extreme rapidity

until the geographical extent of its dominion would be marvellous. The

empire of the _Tu-kiu_, for example, gathered in about twenty-five years

after its foundation territories which reached from China proper to the

confines of the Byzantine Empire. The leader of such a nation maintained

his control by the right voluntarily given him to punish treason and

conspiracy by death;[23] when his controlling hand grew weak, the nation

went to pieces. “A Turkish tribe could maintain a political organization

and a compact grouping only by war; without benefits from pillage and

tributes, it would be obliged to dissolve and to disperse by clans, whose

fractions would group themselves anew, and form another nation about

the strongest man.... In regard to empires like those of the Huns, or

the Turks, military associations without ethnic bonds, one cannot say

that they dissolve; they disband. Reversing the custom of other peoples,

with the Turks it is the king who feeds his people, who clothes them,

who pays them.”[24] Add to this system a loyalty to a hereditary leader

which makes the bonds of union permanent, and the description would apply

fairly well to the growing Ottoman nation. A passage from the _Kudatku

Bilik_ applies yet more closely, since it shows a military government in

the midst of a subject population:[25]—

“In order to hold a land one needs troops and men;

In order to keep troops one must divide out property;

In order to have property one needs a rich people;

Only laws create the riches of a people:

If one of these be lacking all four are lacking;

Where all four are lacking, the dominion goes to pieces.”

The ancient Persian seems to have given the Ottoman at long range a

number of his ideas of government, such as the exaltation of the monarch,

the separation of officials of the court from those of the government

proper, the division of the ministry into five departments, the council

of state, the giving of large powers to local governors, and the

beginnings of the so-called “legal” system of taxation.[26] From him also

seems to have come the policy of allowing subjects who professed alien

religions to form separate organizations, which lived in a measure under

their own laws. One writer goes so far as to say: “All investigations

into the oldest state regulations of the Orient, into the origin of

monarchical forms and constitutions, into the ceremonial of courts and

the hierarchy of officials, lead back to the great kingdom of the ancient

Persians, from whom they have come down more or less modified, to the

Arabs, who sat as caliphs on the thrones of the three continents, to

the Seljuk Turks and the Byzantines, who at the same time grew up on

the ruins of the Saracen and Roman kingdoms in Asia and Europe, and

through both to the Ottomans who swallowed up the kingdoms of Iconium

and Byzantium.”[27] The Sassanian Persians handed down through the

Moslems the completed “legal” system of a land tax of two sorts based on

cadasters, and a capitation tax levied on those who practised a foreign

religion. They may also have contributed many features of the Ottoman

feudal system. During the Abbassid period the Persians and the Turks who

gradually displaced the Arabs in the civil and military administration of

the Saracen Empire were thrown into very close contact with each other.

It was only natural, therefore, that the Persians, who possessed the more

advanced culture, should influence the Turks in many directions. Their

chief direct gift lay in the domain of poetry and literature, a field in

which they added a vast number of words and ideas to the original Turkish

stock.

The Saracens gave the Ottomans a complete religious and social system,

united under a Sacred Law which professed to provide for all relations

of life, and which became more and more rigid as time went on. Into this

had been wrought slowly by generations of learned men most of the Persian

governmental ideas that have been mentioned, together with others from

Arabian and Byzantine sources, such as a species of laws of inheritance

and a system of juristic responses. The Saracens gave also their alphabet

and a large stock of Arabic words. All that the Moslems gave the Ottomans

was embodied in one great, complex institution, which was founded upon an

elaborate system of education and supported by the revenues from a large

part of the land of the empire, and which possessed great solidity and

an almost changeless permanence. In the Ottoman Empire, as in all other

Moslem lands, the influence of this completed institution was ultimately

very injurious; when added to the Tatar love of custom, it laid a heavy

hand on all movements toward improvement and progress. Its ultimate

attitude toward earthly affairs is well expressed in the following

couplet:—

“To build in this world palaces and castles, there is no need;

They will at last be ruins: to build cities, there is no need.”[28]

A development which took place among the Turks within the Saracen Empire

was of the profoundest significance to Ottoman history. From some date

in the early ninth century, Turkish youth were brought to Bagdad in

large numbers as purchased, but by no means unwilling, slaves. Having

been trained as soldiers, they became generals and local governors, and

after no great length of time the central government also passed into

their hands. The training of such young Turkish slaves in the palaces of

caliphs and governors clearly foreshadowed Ottoman methods. The account

that perhaps looks farthest back in relation to the Turks is found in the

_Siasset Namèh_, and refers to the time of the Samanid dynasty, which

ruled in East Persia from 874 to 999. It describes the external aspect of

the system of education, such as promotion and marks of honor, but leaves

the severe work which lay behind to be inferred:—

“This is the rule that was followed at the court of the Samanids:

“They advanced slaves gradually, taking account of their services, their

courage, and their merit. Thus a slave who had just been purchased served

for one year on foot. Clothed in a cotton tunic, he walked beside the

stirrup of his chief; they did not have him mount on horseback either in

public or in private, and he would be punished if it were learned that he

had done so. When his first year of service was ended, the head of the

chamber informed the chamberlain, and the latter gave the slave a Turkish

horse which had only a rope in its mouth, a bridle and a halter in one.

When he had served one year on horseback, whip in hand, he was given a

leathern girth to put about the horse. The fifth year they gave him a

better saddle, a bridle ornamented with stars, a tunic of cotton mixed

with silk, and a mace which he suspended by a ring from his saddle-bow.

In the sixth year he received a garment of a more splendid color; and in

the seventh year, they gave him a tent held up by a pole and fixed by

sixteen pegs: he had three slaves in his suite, and he was honored with

the title of head of a chamber; he wore on his head a hat of black felt

embroidered with silver and he was clothed with a silk robe. Every year

he was advanced in place and dignity; his retinue and his escort were

increased until the time when he reached the rank of chief of squadron

and finally that of chamberlain. Though his capacity and merit might be

generally recognized, though he had done some noteworthy deed and had

acquired universal esteem and the affection of his sovereign, he was

obliged nevertheless to wait until the age of thirty-five years before

obtaining the title of _emir_ and a government.”[29]

In this system of the training of slaves for war and government lay the

nucleus of the fundamental institution of the Ottoman state, which,

together with the institution based on the Sacred Law, was to sum up

practically the entire organized life of the Ottoman nation. Under

the Samanids it was Turkish boys who were thus educated by Arabs and

Persians, but the Ottomans were later to apply the same principle to the

education of Christian youth.

The Seljuk Turks brought most of the ideas that have been mentioned into

Asia Minor. They served chiefly as mediators between the older Turkish,

Persian, and Mohammedan systems and that of the Ottomans. Besides

adding some features out of their own experience, such as a method of

book-keeping, and handing on a taste for constructing public buildings

like caravanserais, khans, and mosques, they gave rise to several

important religious orders which were to have a place in Ottoman life.

What was left for the Byzantines to contribute to the Ottoman? He had

received already the main features of his national character,—language,

literary influences, law, and religion. One of his two leading

institutions was already almost fully developed in Moslem lands, and

required only transplantation. The other, however, the institution of war

and government, could still be modified considerably; and this was to

incorporate much from the Byzantines.[30] Many details of governmental

organization, both imperial and local, a supplementary system of

taxation, a greatly elaborated taste for court ceremonial and splendor,

a plan of organizing foreign residents under a special law, and a host

of lesser usages and customs were to be taken over by the Ottomans.

The Ottoman feudal system also probably owed its final form to the

Byzantines; and perhaps it was from them that the Ottomans learned their

abnormal love for fees and gifts. The matchless structure of Saint Sophia

served as a model for the superb mosques that lift the shapely masses of

their great gray domes, supported by clusters of semidomes and lesser

domes, above the cypress trees and gardens of the rounded hills which in

Constantine’s city slope down to the blue waters of the Sea of Marmora,

the Bosphorus, and the Golden Horn.

This sketch of the origin of the elements of Ottoman culture does not

profess to be in any sense complete. So great a subject is worthy of

separate and extended treatment. No more has been attempted here than

partly to prepare the way for an understanding of the strange system

of government which the Ottoman Turks developed, and to show that that

system was no new creation, but was made of elements which in their

origins reached far back into the past. Out of old and tried ideas was

built up a double structure which was individual, conservative, and

efficient, strong, durable, and useful.

CHAPTER I

THE CHARACTER OF THE OTTOMAN STATE IN GENERAL

DEFINITION

The Ottoman Turkish state of the sixteenth century was a despotism,

limited and supported by the Mohammedan Sacred Law; it governed a vast

territory, which had been gathered by the progressive conquest of

many separate lands, and which was consequently held in many diverse

relationships; it ruled a multitude of peoples, some of which were

favored as holding to the state religion, and others of which, though in

an inferior position, had yet the right by sacred compacts to practise

other religions and obey other laws.

This description reveals at once the complex and parti-colored character

of the Ottoman Empire at the period when its power and prestige were

greatest, when its armies were feared from the shore of the German

Ocean to the borders of India and its fleets from Gibraltar to Bombay,

and when its favor and goodwill were sought by powers great and small

in Asia, Africa, and Europe. For the state as for the individual, the

penalty of greatness is increase of responsibility and care. In any

conquering nation the growth of governmental institutions must keep pace

with increase of territory and population, or advance will be stifled

by confusion. The growth may, however, be too rapid to be intelligently

directed. Most great institutions, in fact, tend to develop a separate

life of their own which may become too vast and powerful for human

comprehension and control; for political, religious, economic, and social

forces proceed out of and act upon them in numerous and unexpected

ways. In the case of the Ottoman Empire the situation was rendered

more difficult by the presence in its territory of stable and vigorous

institutions centuries older than its own. These were profoundly hostile

to its inner spirit, far too powerful and individual to be destroyed or

absorbed by it, and therefore an eternal obstacle to unity. In addition,

the Ottoman institutions themselves grew more and more apart into two

unified groups, which were in striking contrast in many ways; dwelling

together, they acted upon each other continually; and unfortunately they

were so constituted that their reciprocal influence was to the injury of

both. A fuller explanation will make the complicated situation clearer.

THE LIMITATIONS ON DESPOTISM

It may seem a contradiction in terms to speak of a despotism as limited;

yet a little reflection will show that there never has existed and never

can exist a despotism that is not limited. In what land has the will of

one man been obeyed instantly, everywhere, and by all? In what land have

there not been stubborn traditions, ineradicable prejudices, and powerful

organizations, which have blocked the way of the despot as effectively

as lofty mountains and stormy channels? The great limitation upon the

power of the Ottoman sultan was the _Sheri_, or Sacred Law of Islam,

which claimed to be wholly above him and beyond his alteration.[31] He

might by act of violence transgress its provisions, but he had even

then done it no damage; it was still what it had always been. And he

knew well that his transgressions must not be too many, and must not at

all touch certain matters, else he would be declared to have forfeited

the throne.[32] The Sacred Law divided with him the allegiance of his

Mohammedan subjects; it demanded to be consulted before he removed the

head of a criminal,[33] or went to war with an enemy;[34] it took for

itself the revenues of a large share of his lands, and so controlled the

imposition of general taxation as seriously to embarrass his finances; it

even protected his Christian subjects from all efforts of his to bring

them forcibly under its sway;[35] it entered into his very spirit and

persuaded him to relinquish harmless pleasures,[36] while it supported

him in the execution of able and worthy brothers and sons.[37] The

_Sheri_ was a form of rigid constitution which by its own provisions

was incapable of amendment. It purported to regulate for all time the

matters included in its scope. Open to a small measure of modification

by juristic interpretation, it was probably on the whole as changeless

a system as has ever prevailed among men. The sovereign had no right to

modify it in the least respect.

Nor was the Sacred Law the only real limitation upon the sultan’s power.

Although he was not bound to observe the legislation of his ancestors or

maintain their institutions,[38] yet he could not lightly destroy what

he must at once replace. Some of their laws he might cease to observe,

some institutions he might neglect, improve, or reform; but the main

substance of their work was too useful and too well-established to be

undone. Suleiman bears the name of Legislator (_El Kanuni_); but in his

case it was even more true than in similar instances in other lands that

he did not so much ordain and create anew as rearrange and put in order,

reorganize and regulate.

Again, few other peoples in the world, perhaps, have been so much under

the power of custom as was the Ottoman nation.[39] That which had

been once done in a certain way must always be done in the same way,

or in what was believed to be the same way, unless a change had been

accomplished by the distinct intervention of fully recognized authority.

The inertia of the people was so marked that the sovereign power seldom

found it worth while, and then only when driven by necessity, to put

forth the great exertion required to make a change in the established

order.

Restricted thus by an unchangeable constitution, by the presence of

deep-rooted laws and institutions, and by the settled customs of a highly

conservative people, the power of the Ottoman sultan could be exerted

freely in certain directions only. What these were will appear as the

scheme of the government is unfolded.

THE TERRITORIAL BASIS

A fundamental characteristic of the modern state is considered to

lie in the fact that its power is territorial, that it exerts equal

authority over every part of a certain territory, and over every human

being and every material object upon, above, or under the surface of

that territory. Although an authority so evenly applied may be possible

theoretically, it is never in actual existence in any particular

state; for special laws and arrangements always modify the situation.

For example, lands and property devoted to religious or educational

uses, or owned by a foreign nation for its ambassador, are regularly

exempted from taxation. Or, again, the government of the United States

of America stands in different relations toward the soil of the District

of Columbia, the state of Massachusetts, the territory of Alaska, the

Philippine Islands, and the Panama Canal Zone.

By the laws of Islam the soil of a conquered land is granted by God as

the absolute possession of the _Imâm_, or divinely commissioned prince,

who commands the conquering army.[40] Apart from the question as to where

the sovereignty rests, this theory of ownership is substantially that of

the modern state. The fact that the soil of the Ottoman Empire came into

highly complex relationships with the government, therefore, arose not

so much from a different fundamental theory as from a greater number of

special arrangements based on circumstances and on the personality of

religion and law.

The Ottoman Empire consisted, first, of a great body of lands which

were directly administered according to a system that was exceedingly

intricate but approximately uniform; second, of a number of regions less

directly administered under special regulations; third, of numerous

tributary provinces; and fourth, of certain protected or vassal states.

Outside the whole, except where the frontiers were natural, lay a belt

of neutral or disputed territory, which tended to be depopulated by

continual raids from both sides, only less frequent and terrible in time

of peace than in time of war.[41] The great significance of this belt

to the Ottoman people and government was that it furnished a continuous

supply of captives for the enormous slave-trade of the empire. Outside of

the raided belt, again, lay the _Dar-ul harb_, or land of war, inhabited

either by peoples whose religions were regarded as inferior, or by

heretics, whom it was a duty to conquer, at least when practical.[42]

The order in which these several regions are mentioned, an order based

on progressive diminution of control, corresponds in general to an

increasing distance from Constantinople. While the Ottoman Empire was

growing, each sort of territory tended to absorb the next, proceeding

from the center outward.

These lands may be considered rapidly in the reverse order. The

territory in which raiding was frequent consisted of a strip extending

across Austria-Hungary from the head of the Adriatic in a northeasterly

direction, and another band stretching eastwardly across Southern

Poland and Russia in the edge of the forest region. The latter was

separated from Crimean Tartary by the steppe land, which the Tartars kept

uninhabited in order to afford a free passage to their light horse. The

Persian frontier also lay waste; but the country was too much broken for

easy raiding, and Mohammedans, even though heretical, could not lawfully

be enslaved.[43] Similar conditions existed on the Moroccan frontier,

except that the majority of the inhabitants of Morocco were orthodox

Moslems. Another section that may properly be regarded as one of the

raided regions from which slaves and booty were drawn was the Christian

shipping on the Mediterranean Sea, and the islands and shores of that

sea so far as they were held by Christians. Crimean Tartary, Georgia,

Mingrelia, and parts of Arabia were vassal territories, more or less

lightly attached and paying no regular tribute.[44] Venice’s island of

Cyprus, the Emperor Ferdinand’s possessions in Hungary, the territories

of Ragusa, Transylvania, Moldavia, and Wallachia, all paid regular

tribute with occasional presents, for the privilege of maintaining their

own administrations. Egypt was under a special government, adapted

with slight changes from that of the Mamelukes, headed by a pasha sent

out from Constantinople for a term of three years, and delivering a

large part of its annual revenue to the imperial treasury. The Holy

Cities of Mecca and Medina, far from paying tribute, received a large

annual subsidy at the cost of Egypt.[45] North Africa, conquered by

the Corsairs, was brought into the empire by Khaireddin Barbarossa

principally for the sake of prestige and support; but, though in its

organization it imitated the parent government, it was seldom in close

obedience.

The regions directly administered were divided into districts, or

_sanjaks_, each of which had a separate law or _kanun-nameh_, of

taxation, which rested upon terms made at the time of conquest.[46]

Parts of the mountain lands of Albania and Kurdistan, and the desert

of Arabia, though nominally under direct administration, were in very

slight obedience; they retained their ancient tribal organizations, under

hereditary chieftains who were invested with Ottoman titles in return

for military service, and whose followers might or might not submit to

taxation.[47] The remaining _sanjaks_, more closely under control, were

yet organized in no simple way.

Parcels of land in the great central portion of the Ottoman Empire were

in three classes,—the tithe lands (_ersi ’ushriyeh_), the tribute lands

(_ersi kharâjiyeh_), and the state lands (_ersi memleket_).[48] The tithe

lands had been granted to Mohammedans in fee-simple (_mulk_) at the time

of conquest, on condition of paying a relatively small portion (not more

than one-tenth) of the produce to the state. The tribute lands had been

granted or left to Christians in fee-simple at the time of conquest, on

payment of one of two taxes—either a fixed sum for the land itself or

a share of the produce—the latter ranging in amount from one-tenth to

one-half.[49] The state lands were such as had never been granted in

fee-simple, and hence their title remained in the sultan. He received

the revenue, however, from only a part of them; for a very large portion

had been given to mosques as endowment (_vakf_) for their maintenance

and the support of their attendants, or for the benefit of the schools,

hospitals, and other buildings attached to them; and another large

portion had been granted in fief to Mohammedans, who in return rendered

military service on horseback.[50] The comparatively small remainder of

the state lands was held as crown domain, administered in a special way

by the sultan as owner. The tenants of state lands held title only by

lease, or _tapu_, and paid both money and crop rent to the church, the

fief-holder, or the crown.[51] All the lands in Europe were regarded as

state land,[52] for the Ottomans gave out in fee-simple few lands that

were conquered from Christians. Asia Minor was also largely state land;

but Syria, Mesopotamia, and Egypt were held under older arrangements,

and were mainly tribute lands. Arabia and Bosra were almost wholly tithe

lands, as being the oldest Arabian possessions.[53] The fundamental

quality of all tribute land was unchangeable;[54] but original tithe

lands which had come into the hands of Christians were temporarily

regarded as tribute lands,[55] and lands in fee-simple (tithe and

tribute lands) might be devoted by their owners as religious endowments

(_vakf_).[56] Original small fiefs might be made into one large one; or

a number of persons might come to hold a fief without division of it,

provided they jointly furnished the required military service.[57] Many

endowments (_vakf_) were made by private individuals for various public

purposes; in time, through the attachment of pension provisions and by

other devices, a system was built up which had many of the features of

the employment of uses under English law.[58]

No small amount of land of every sort went out of cultivation, and after

a certain time had elapsed, if the owner was unknown, became state land.

If this or any other unoccupied land was brought again under the plow, it

might be granted to the new cultivator.[59]

This rapid survey is sufficient to reveal the tangled nature of the

Ottoman land system in both its farther and its nearer aspects, and to

show why the administration had to become markedly and increasingly

bureaucratic. Such a multiplication of relations acted powerfully toward

decentralization, since the regulation of countless details could be

attended to better from points near at hand; and the immense amount of

adjustment to which officials and clerks must devote their time afforded

infinite opportunities for corruption and extortion. Suleiman, in his

legislation, made a series of efforts to simplify and systematize the

situation, and with some success; but he could not remove the causes of

the complications, or arrange matters so that they would not eventually

become worse than before.

THE PEOPLES

The wide Ottoman territory held a great number of peoples, marked off by

differences of race, language, religion, and customs. The raided belt

was inhabited chiefly by Southern Slavs, Germans, Hungarians, Poles,

and Russians; and the Christian shores and islands of the Mediterranean

chiefly by Greeks, Italians, French, and Spaniards. Accordingly, slaves

from all these peoples were constantly forwarded to the center and

distributed widely—in the service of the sultan, in the households of

the great, and on the estates of country gentlemen. They were treated

without prejudice in accordance with their abilities, and in the end the

great majority were brought into the Moslem fold, many of them rising

to the highest positions. The inhabitants of the tributary states were

left in possession of most of their own institutions, but whether to

their advantage in the long run is a question open to debate.[60] They

were plundered directly by their own princes and indirectly by the

Turks, and they had almost no part in the work and life of the empire.

The Mingrelians and Georgians captured and even raised children for the

slave-trade of the empire proper and of Egypt.[61] The Egyptian fellahs

toiled, as they have done through all ages, to produce wealth for their

masters, who were now in two bodies—the Mamelukes, recruited as always

from slaves of many races, and the group of officials and Janissaries

who aided and sustained the Ottoman pasha. The Berbers of North Africa

furnished a sufficient task of government to their rulers, who consisted

of a body of officials and Janissaries recruited from captives and from

the Turks and other inhabitants of southwestern Asia Minor,[62] but

connected only at the top with the central government of the empire.

In the region which was under more or less direct administration,

Albanians, Servians, Croatians, Bulgarians, and Greeks—in general,

the Christian subjects in the Balkan Peninsula—furnished most of the

tribute children; but some were taken from the Christians of western and

northeastern Asia Minor and the Caucasus region.[63] Kurds and Arabs,

being Moslems, could not be enslaved, but they fought for the empire on

the eastern frontiers. Armenians and Jews were, by ancient privilege,

exempt from both blood tribute and military service.[64]

The principle of the personality of law and religion came most visibly

into play in the heart of the empire. Prevalent in the Orient from the

time of Assyria’s greatness to the present day, it is not easily to be

understood in a land that has wholly separated religion and law. Where

these two ideas are united, two men who hold different faiths must

perforce live under different laws.[65] Islam inherited the idea of the

personality of law through the Sassanian Persians, and endeavored to

apply it with simplicity by drawing a single line between Moslem citizens

(_Muslim_) and non-Moslem subjects (_Zimmi_).[66] The Ottomans adopted

the idea unreservedly and worked it out into a complicated system: each

considerable body of their non-Moslem subjects, Greek Orthodox, United

Greek, Armenian, and Jewish, they left, in time, not merely to its own

religion, but to its own law and the administration of its law in all

matters that did not concern Moslems.[67] Proceeding yet farther with

the same principle, they granted even greater privileges to foreigners

who wished to reside within the empire. Except for a tax upon the land

which they might occupy, for the necessity of paying customs duties, and

for responsibility to Ottoman courts of justice in civil cases in which

Ottoman subjects were concerned, such foreigners were almost wholly free

from Ottoman control, freer far to do as they pleased than they could be

in their native lands.

Regions existed where nearly all the inhabitants obeyed one law. In

Bulgaria and Greece few were not Greek Orthodox. In the interior of

Asia Minor few were not, at least legally, Mohammedan. But in the great

cities of the empire, and especially in the capital, there was an immense

variety of obedience. Not only did the various colonies of foreigners

and the various subject nationalities have their separate rights under

different systems, but individuals among them, such as ambassadors

and clergymen, had special privileges and immunities. Even among the

Mohammedans there were various distinctions. Several large classes were

privileged, and in different ways, including all the people of court and

church, of the army and the law, of government and education. The social

and legal structure was thus scarcely less complicated than that of

medieval Western Europe, with its interlocking of feudal and official and

royal privilege, of clergy and nobility, of free and chartered cities.

INSTITUTIONS OF GOVERNMENT

In the midst of so much territorial complexity and among so many peoples

which enjoyed different rights, what unifying institutions did the

Ottoman Empire possess? In the largest sense, the government included

every organization that could lay claim to any public character, and

all of these must be brought into view if there is to be a complete

understanding of the conditions. In the first place, however, it is

necessary to discover and comprehend the genuinely great and powerful

institutions. These were two, and not, as is essential to the modern

conception of the state, a single one. Each was, it is true, composed

of several parts, which may be regarded as distinct institutions in

themselves; and yet each had an inherent unity that must be firmly

grasped and held if the situation is to be understood.

If names must be assigned to these two great composite institutions, the

nearest approximation would perhaps be to call them State and Church.

But these words give no adequate idea of them, since each embraced

a little less and at the same time far more than is included in the

conception of the corresponding Western institutions. They will therefore

be described and discussed as the “Ottoman Ruling Institution,” and the

“Moslem Institution of the Ottoman Empire.” The character of each and

the distinction between them will become clear as they are explained in

detail. For the present, a brief statement of the composition of each and

of its function in the government of the empire will suffice.

The Ottoman Ruling Institution included the sultan and his family, the

officers of his household, the executive officers of the government,

the standing army composed of cavalry and infantry, and a large body of

young men who were being educated for service in the standing army, the

court, and the government. These men wielded the sword, the pen, and

the scepter. They conducted the whole of the government except the mere

rendering of justice in matters that were controlled by the Sacred Law,

and those limited functions that were left in the hands of subject and

foreign groups of non-Moslems. The most vital and characteristic features

of this institution were, first, that its personnel consisted, with few

exceptions, of men born of Christian parents or of the sons of such; and,

second, that almost every member of the Institution came into it as the

sultan’s slave, and remained the sultan’s slave throughout life no matter

to what height of wealth, power, and greatness he might attain.

The Moslem Institution of the Ottoman Empire included the educators,

priests, jurisconsults, and judges of the empire, and all who were

in training for such duties, besides certain allied groups, such as

dervishes or monks, and emirs or descendants of the Prophet Mohammed.

These men embodied and maintained the whole substance and structure

of Mohammedan learning, religion, and law in the empire. They took

part in the government by applying the Sacred Law as judges assisted

by jurisconsults, and in these capacities they paralleled the entire

structure of administration to the remotest corner of the empire.[68] In

fact, their system extended to regions where direct administration was

not exercised. In the Crimea, for example, the rendering of justice was

in their hands, while the other functions of government were performed by

a vassal state in light obedience. The situation in Arabia and in North

Africa was somewhat similar, though complicated by the presence of rival

systems of jurisprudence. In direct contrast to the Ruling Institution,

the personnel of the Moslem Institution consisted, with hardly an

exception, of men born of Moslem parents, and born and brought up free.

Both these institutions, while uniquely powerful and independent within

the empire, were paralleled by lesser institutions, but in different

ways. The Ruling Institution was followed closely by the governments of

Egypt and North Africa, and less closely by those of the tributary and

vassal states; but all these were strictly subordinate, and exercised

what authority they possessed only within definite territorial limits.

The Moslem Institution was followed closely by the Greek and Armenian

and Jewish national institutions, and to some extent by the organization

of the foreign colonies. Each of these various institutions rested on

a religious organization or theory, cared for the learning, religion,

and law of its people, and rendered justice in matters not covered by

the Ottoman administration; but all were wholly independent of the

Moslem Institution, and, since they were based on personality instead

of territory, they exercised jurisdictions which were territorially

co-extensive with its jurisdiction and often with the jurisdictions of

each other.

The two great institutions and the lesser parallel ones included

practically all the government of the empire when regarded in its widest

aspect. In the time of Suleiman the Ruling Institution was perhaps of

greater power and influence than the Moslem Institution, but the tendency

of the latter was to gain upon the former. Notable progress in that

direction was made during his reign, and indeed through his personality.

The policy of both toward the parallel lesser institutions was to prevent

them from gaining in power, and, so far as possible, to weaken them.

In the former aim this policy succeeded with all but two classes,—the

governments of North Africa, which were separated by a sea under their

own control, and the organizations of the foreign settlements, which were

supported by active and increasing powers outside of the empire. But the

two great institutions were restrained by circumstances and their own

inherent structure from extirpating the parallel institutions, and in

time they were to cease to weaken them. The greatest dangers to the whole

Ottoman system lay, however, in the rivalry of the two great institutions

and in a tendency of the Ruling Institution toward decentralization and

division into its component parts.

CONTEMPORARY DESCRIPTIONS OF THE TWO GREAT INSTITUTIONS

Few writers on the history and government of the Ottoman Empire since the

sixteenth century have grasped the individual unity, the parallelism,

and the contrast of its two leading institutions. D’Ohsson and Von

Hammer understood the Moslem Institution, but missed the conception of

the Ruling Institution, the unity of which had disappeared long before

their time. Ranke obtained from a few of the Italian writers a very vivid

conception of the Ruling Institution, particularly as a slave-family and

an army; but he did not see the Moslem Institution in its due proportion

and importance. Zinkeisen, making wider use of the Italians, came nearer

than any other to a clear understanding of the whole scheme; yet his

exposition does not leave a distinct impression. Bury, in his lucid

chapter in the _Cambridge Modern History_, describes well the _Spahis_

and the Janissaries, and notes that many tribute children rose to high

positions; but he does not grasp the unity of the Ruling Institution,

and he seems hardly at all to see the Moslem Institution. Jorga, the

latest to write a general history of Turkey, makes it his avowed purpose

to exhibit cultural and institutional growth; he comes near, but does

not attain, a distinct conception of the Ruling Institution; while

giving especial attention to the renegades who reached high position in

the fifteenth and sixteenth centuries, he seems not to recognize how

definite, and how intelligently constructed and directed, were the policy

and organization which raised them to power.[69]

In order to show how clearly some of the Italian writers of the sixteenth

century understood the two institutions, though not under any particular

names, translations of certain quotations are subjoined. Since they will

serve also to justify the present writer’s point of view, no apology need

be made for their length.

Andrea Gritti, Venetian orator extraordinary to Bayezid II, in his report

to the Venetian senate on December 2, 1503, mentions the highest Turkish

officials as follows:—“For affairs of state and every other matter of

importance His Majesty is wont to take counsel with the pashas.... These

are ordinarily four in number, who reside in Constantinople; they are

born of Christian parents, seized from the provinces while small, and

educated in different places by men delegated for that purpose; raised

then to certain positions either through the affection which the Grand

Signor bears for them, or by some enterprises valorously carried through,

they quickly become very rich, selling, among matters of importance,

justice and favors; but when they find themselves at the summit of

felicity they live in great danger.”[70]

Antonio Barbarigo, Venetian _Bailo_ at Constantinople from 1555 to 1560,

speaks further of the high officials: “Nor does there exist in this so

great empire either superiority or illustriousness of blood, so that any

one can glory in his descent, but all are in an equal condition, and

they themselves wish to be named and called slaves of the Grand Signor,

and their greatest pride is when they say that they are slaves of the

Signor; and all his chief men and governors are slaves, and Christian

renegades, and sons of Christians brought up from an early age in the

seraglio, and then in time, according to their worth, exalted and

rewarded and made great by His Majesty.”[71]

Marcantonio Barbaro, _Bailo_ of Venice at Constantinople from 1568 to

1573, seems to have been the first to discern clearly the contrast of the

two institutions.

“It is a fact truly worthy of much consideration, that the riches, the

forces, the government, and in short the whole state of the Ottoman

Empire is founded upon and placed in the hands of persons all born

in the faith of Christ; who by different methods are made slaves and

transferred into the Mohammedan sect. Then whoever will carefully direct

his attention to this principal consideration, will come more easily to

an understanding of the government and nature of the Turks....

“Other sorts of persons are not ordinarily admitted to the honors

and the pay of the Grand Signor, except the above-mentioned, all

Christian-born....

“The emperor of the Turks has ordinarily no other ordinances and no

other laws which regulate justice, the state, and religion, than the

Koran; so that, as the arms and the forces are wholly reposed in the

hands of persons all born Christians, so, as I have already said, the

administration of the laws is all solely in the hands of those who are

born Turks, who bring up their sons in the service of the mosques, where

they learn the Koran, until being come of age they are made _kazis_ of

the land, who are like our _podestas_, and administer justice, although

the execution remains in the hands of those who wield arms....

“I have taken much space to demonstrate to your most excellent Signory

how the government of this empire is wholly reposed in the hands

of slaves born Christians, this appearing to me a matter for much

consideration....”[72]

Gianfrancesco Morosini, Venetian _Bailo_ at Constantinople from 1582 to

1585, later made a cardinal of the Roman church, yields to none in the

fulness and depth of his observation of the Turks. He too distinguishes

clearly the great institutions:—

“There are two sorts of Turks: one of these is composed of natives born

of Turkish fathers, and the other of renegades, who are sons of Christian

fathers, taken violently in the depredations which his fleets and sailors

are accustomed to make on Christian territories, or levied in his own

territory by force of hand from the subjects and non-Moslem tax-payers

(_carzeri_) of the Signor, who while boys are by allurement or by force

circumcised and made Turks.... Not only does the greater part of the

soldiery of the Turks consist of these renegades, but in yet greater

proportion all the principal offices of the Porte are wont to be given

to them, from the grand vizier to the lowest chief of this soldiery, it

being established by ancient custom that the sons of Turks cannot have

these positions....

“To the native Turks are reserved then the governing of the mosques, the

judging of civil and criminal cases, and the office of the chancery: from

these are taken the _kazis_ and the _kaziaskers_, the teachers (_hojas_),

and their _Mufti_, who is the head of their false religion; and the

_kazis_ are like podestas, and render justice to every one, and the

_kaziaskers_ are like judges of appeal from these _kazis_....”

“The renegades are all slaves and take great pride in being able to

say, ‘I am a slave of the Grand Signor’; since they know that this is a

lordship or a republic of slaves, where it is theirs to command.”[73]

Lorenzo Bernardo was _Bailo_ of Venice in Constantinople from 1584 to

1587. After a second period of service in 1591 and 1592 he presented the

longest extant report to the Venetian senate on the Ottoman Empire. After

describing the principal officers of the Ottoman government at the time

he says in his involved style:—

“These are they, in whom is reposed not only the whole government of the

state, but also the command of all the arms of this so great an empire;

and yet these are neither dukes, nor marquises, nor counts, but all by

origin are shepherds, and persons base and vile; wherefore it would be

well if this most serene republic, imitating in this direction the Grand

Signor, he who from this sort of persons, his slaves, creates and makes

the best captains, _sanjaks_ and _beylerbeys_, giving them in this way

credit and reputation....

“Just as the whole government of the affairs of the state and the command

of its arms is reposed in the hands or the control of slaves by origin

Christian, and then made Turks by various accidents; so the government

of the affairs which look toward justice, and all the charge of affairs

of religion are located in the hands of native Turks, sons of Turks, who

having been educated in the universities instituted by the Grand Signor

and the present ministers, and made learned in their laws, which consist,

both civil and criminal, in no other teaching than that of the sole book,

the Koran, become _imâms_, or priests, who govern mosques; _kazis_, or

podestas; _hojas_, or preceptors of great men; and finally _kaziaskers_,

or judges of supreme appeal, of whom there are only two, the one in Asia

and the other in Europe; and the head of all these and supreme in their

religion is the _mufti_, like the pope among us, who is chosen by the

Grand Signor.”[74]

Lastly, Matteo Zane shall speak, Venetian _Bailo_ in Constantinople

from 1591 to 1597. In the imperfect record of his vigorous report,

the illustrious diplomatist says: “The Turks are partly natives and

partly renegades; the natives, who live for the most part in Asia, are

in comparison with the renegades less depraved and less tyrannous,

because they still have in them some religion, which the others have

not,—the most arrogant and scoundrelly men that can be imagined, having

seemingly with the true faith lost all humanity. This alienation from

religion is fitting in desperate characters, who are induced to it by

licentious freedom of life, and by seeing placed in their hands the arms,

the government, the riches, and in short the whole empire, excluding

the native Turks, who are admitted only to the careers of justice, as

that of _kazi_ and the like, and to those of religion, such as _mufti_,

_hoja_, and _imâm_, as is very well known.”[75]

The impending break-down of the system near the close of the sixteenth

century is also set forth clearly by Zane: “The government of the Turkish

Empire is suffering within itself so many and such great alterations,

that one may very reasonably hope, divine aid mediating, for some notable

revolution within a short time, because the native Turks continue to

sustain the greatest dissatisfaction, from seeing all the confidence

of the government reposed in the renegades, who, at a tender age for

the most part, are taken into the seraglio of the king or of private

citizens, and made Turks. To the renegades is committed not merely the

care of arms, but the entire command and the execution of the acts

of justice of the _kazis_ (although they do not allow appeals), and

the superintendence of religion; whence one may say that they rule

everything and that the native Turks are their subjects as are servants

to their masters; which was not true in other times to such excess as at

present.”[76]

To these testimonies from Italian writers may be added a paragraph

written about 1603 by the great English historian of Turkey, Richard

Knolles. Knolles shows no acquaintance with the Moslem Institution, but

his recognition of the Ruling Institution is good:—

“The _Othoman_ Government in this his so great an Empire, is altogether

like the Government of the Master over his Slave, and indeed meer

tyrannical; for the Great Sultan is so absolute a Lord of all things

within the compass of his Empire, that all his Subjects and People, be

they never so great, do call themselves his Slaves and not his Subjects;

neither hath any man power over himself, much less is he Lord of the

House wherein he dwelleth, or of the Land which he tilleth, except some

few Families in _Constantinople_, to whom some few such things were by

way of reward, and upon especial favour given by _Mahomet_ the Second, at

such time as he won the same. Neither is any man in that Empire so great,

or yet so far in favour with the Great Sultan, as that he can assure

himself of his Life, much less of his present Fortune or State, longer

than it pleaseth the Sultan. In which so absolute a Sovereignty (by any

free born People not to be endured) the Tyrant preserveth himself by

two most especial means; first, by taking off all Arms from his natural

Subjects; and then by putting the same and all things else concerning the

State and Government thereof into the Hands of the Apostata, or Renegade

Christians, whom for the most part every third, fourth, or fifth Year

(or oftner, if his need so require) he taketh in their Child-hood, from

their miserable Parents, as his Tenths or Tribute Children; whereby he

gaineth two great Commodities: First, For that in so doing he spoileth

the Provinces he most feareth, of the flower, sinews, and strength of

the People, choice being still made of the strongest Youths, and fittest

for War; then, for that with these, as with his own Creatures, he armeth

himself, and by them assureth his State; for they, in their Child-hood,

taken from their Parents Laps, and delivered in Charge to one or other

appointed for that purpose, quickly, and before they are aware, become

Mahometans; and so no more acknowledging Father or Mother, depend wholly

on the Great Sultan; who, to make use of them, both feeds them and

fosters them, at whose hands onely they look for all things, and whom

alone they thank for all. Of which Fry, so taken from their Christian

Parents (the only Seminary of his Wars) some become Horse-men, some

Foot-men, and so in time the greatest Commanders of his State and Empire,

next unto himself; the natural Turks, in the mean time, giving themselves

wholly unto the Trade of Merchandise, and other their Mechanical

Occupations; or else to the feeding of Cattel, their most ancient and

natural Vocation, not intermedling at all with matters of Government or

State.”[77]

The government of the Ottoman Empire in the time of Suleiman the Magnificent · 第 1 / 11 章