CHAPTER V

HAYDN AND MOZART

I.--Haydn

This composer, to whom is given the name of "father of the symphony

and the quartet," was born at Rohrau, a small Austrian village on the

Leitha, in the night between 31st March and 1st April 1732. At a very

early age the boy's sweet voice attracted the notice of G. Reuter,

capellmeister of St. Stephen's, Vienna, and for many years he sang in

the cathedral choir. In 1749 he was dismissed, the alleged cause being

a practical joke played by him on one of his fellow-choristers. He

was, as Sir G. Grove relates in his article "Haydn" in the _Dictionary

of Music and Musicians_, thrown upon the world "with an empty purse, a

keen appetite, and no friends." Haydn took up his abode in an attic in

the old Michaelerhaus. But it chanced that Metastasio lived in the

same building, and the famous poet took an interest in the penniless

composer, and, among other things, taught him Italian. Metastasio was

extremely fond of music, and we know from his letters that the flowing

compositions of his countrymen delighted him more than the learned

music of Germany. Then Haydn made the acquaintance of Porpora, who

gave him instruction in composition and in the art of singing. And he

is also supposed to have studied the works of San Martini, an Italian

composer in the service of Prince Esterhazy. In addition, Italian

music was much played and much admired in Vienna. Emanuel Bach also,

as we have seen, came under Italian influence, but not until he had

finished his studies under his father's guidance. Once more, we may

conclude that Haydn, before he commenced writing clavier sonatas, had

made acquaintance with those of Paradies and of Alberti. These early

Italian influences should be noted, for one is apt to think rather of

the young composer as plodding through Fux's "Gradus" and playing

Emanuel Bach's sonatas on his "little worm-eaten clavier." During his

last years Haydn told his friend Griesinger that he had diligently

studied Emanuel Bach, and that he owed very much to him. From the

painter Dies, in his biographical notice of the master, we also learn

how fond he was of playing Emanuel Bach's sonatas. And this influence

was undoubtedly not only a strong, but a lasting one; in 1788, the

year in which E. Bach died, Haydn wrote to Artaria, begging the latter

to send him that master's last two works for clavier.

In reference to Haydn, musicians are apt to speak merely of his

sonatas, whereas those of Beethoven are generally described by their

key, or their opus number; or as belonging to one of the three

periods into which that master's art-work is usually divided. There is

good reason for this difference. Haydn's sonatas are not of equal

importance with those of his successor; and then some are

old-fashioned, others second-rate. Beethoven's sonatas are by no means

all of equal merit, yet there is not one but has some feature, whether

of form, or development, or technique, by which it may be

distinguished. And yet a close and careful study of Haydn's sonatas

will show that he, too, had his periods of apprenticeship, mastery,

and maturity. Let not our readers take alarm. We are not going to

analyse his thirty-five sonatas, or to enter into minute details. But

we shall try, by selecting some of the most characteristic works, to

show how the master commenced, continued, and concluded.

The earliest of the published sonatas,[73] No. 1 (33), is somewhat of

a curiosity. It consists of four movements: an Allegro in G major; a

Minuetto and Trio, G major and minor; an Adagio in G minor; and an

Allegro molto in G major. It is the only sonata of Haydn's which

contains four movements. The plaintive Trio and the Scarlatti-like

Finale are attractive.

In the year 1774, J.J. Hummel, at Amsterdam, published six sonatas,

the last three of which appear to have been originally written for

pianoforte and violin;[74] and in 1776 six more were printed by

Longman & Broderip as Op. 14. These may serve as specimens of Haydn's

early style; and in them, by the way, the composer was accused of

imitating, nay, caricaturing, E. Bach.

In the _European Magazine_ for October 1784 there appeared an account

of Joseph Haydn, "a celebrated composer of music," in which occurs the

following:--

"Amongst the number of professors who wrote against our rising author

was Philipp Emanuel Bach of Hamburgh (formerly of Berlin); and the

only notice Haydn took of their scurrility and abuse was to publish

lessons written in imitation of the several styles of his enemies, in

which their peculiarities were so closely copied, and their extraneous

passages (particularly those of Bach of Hamburgh) so inimitably

burlesqued, that they all felt the poignancy of his musical wit,

confessed its truth, and were silent."

Further on the writer mentions the sonatas of Ops. 13 and 14 as

"expressly composed in order to ridicule Bach of Hamburgh"; nay, he

points to the second part of the second sonata in Op. 13 and the whole

of the third sonata in the same work by way of special illustration.

There are many resemblances to E. Bach in Haydn,--notes wide apart,

pause bars, surprise modulations, etc.,--and this is not more

extraordinary than to find resemblances between Mozart and Beethoven;

but the charge of caricature seems unfair. Besides, it is scarcely

likely that Haydn, who owed so much to Bach, would have done any such

thing. It must be remembered that at the date of the _European

Magazine_ in question, E. Bach had not yet published any of the six

Leipzig Collections ("Sonaten für Kenner," etc.), by which he is best

known at the present day.

Of the six sonatas, Op. 13, the first three are Nos. 8 (26), 9 (27),

10 (28) in Pohl's thematic catalogue (_Joseph Haydn_, vol. ii.). The

other three have not been reprinted in modern collections. In the

first three the keys and order of movements are as follow:--

No. 1. Allegro moderato in C; Adagio, F; Finale, Presto.

No. 2. Allegro moderato in E; Andante, E minor; Finale,

Tempo di Menuetto.

No. 3. Allegro moderato in F; Larghetto, E minor; Presto.

These sonatas are interesting as music, and the workmanship is

skilful. If one can get over the thinness of the part-writing,

especially in the slow movements, there is much to enjoy in them. The

style of movement--Tempo di Menuetto--in No. 2 recalls Emanuel Bach's

"Würtemberg" sonatas of 1745.

Here are the numbers of the sonatas of Op. 14: 11 (20), 12 (21), 13

(22), 14 (23), 15 (24), 16 (25). And here are the keys and movements--

No. 1. Allegro con brio in G; Minuetto, G; Trio, G minor;

Presto.

No. 2. Allegro moderato in E flat; Minuetto, E flat; Trio, E

flat minor; Presto.

No. 3. Moderato in F; Adagio, B flat; Tempo di Menuetto.

No. 4. Allegro in A; Adagio; Tempo di Minuetto con

Variazione.

No. 5. Moderato in E; Presto.

No. 6. Allegro moderato in B minor; Tempo di Minuetto;

Presto.

During the eighteenth century, both in Italy and Germany, sonatas in

two movements were common, but with Haydn the reduction in No. 5

probably was made on practical, and not artistic grounds. Schindler

once asked Beethoven why he had only two movements to his Sonata in C

minor (Op. 111), and the master replied--probably with a twinkle in

his eye--that he had not had time for a third.

If these sonatas of 1776 be compared with earlier ones (1767), an

immense improvement in the development sections will be observed. In

the earliest but one of the master's sonatas--No. 2 (30)--the whole of

the middle section is in the principal key. No. 4 (Op. 14) has all

three movements connected,--a plan, as we have already seen, adopted

by E. Bach in some of his sonatas. The sonata in question is in the

key of A major. The Allegro ends with an arpeggio dominant chord, and

still in the same bar follows the dominant chord of the relative key

of F sharp minor, leading directly to the Adagio; this movement, in

its turn, closes on the dominant chord of A, the key, of course, of

the final movement (Tempo di Minuetto con Variazioni).

In 1780 six sonatas were published by Artaria, and dedicated to the

sisters Franziska and Marianne v. Auenbrugger. They are Nos. 20 (1),

21-24 (10-13), and 7 (14). No. 20 (1) is a bright little work. No. 21

(10) (C sharp minor) opens with an interesting movement.[75] The

sonata ends with a beautiful Menuetto and Trio, in which the composer

comes very near to Beethoven. The middle movement is a Scherzando, and

thereby hangs a little tale. No. 24 (13) commences with the same

theme. When Haydn sent the sonatas to his publisher he called

attention to this resemblance, and, in fact, requested that it should

be mentioned on the inner side of the title-page. And he added: "I

could, of course, have chosen a hundred other ideas in place of this

one; but in order not to run any risk of blame on account of this

intentional trifle (which the critics, and especially my enemies, will

regard in a bad light), I make this _avertissement_. Or please add

some note of a similar kind, otherwise it may prove detrimental to the

sale." No. 22 (11) has an opening Allegro in Haydn's brightest

manner. The short Largo is quaint and expressive; the _ff_ chord of

the Neapolitan sixth is of fine effect. The movement ends on the

dominant chord, and thus leads without break to the lively Presto

Finale. The concluding movement of the next sonata displays a

crispness and vigour which remind one of Haydn's great successor.

Already in connection with these six sonatas have we mentioned

Beethoven. And from this period onwards the kinship between the two

composers becomes more evident. Haydn, however, did not, like

Beethoven, rise steadily higher and higher; great moments came, as it

were, by fits and starts. He wrote in season and out of season; _nulla

dies sine linea_ seems to have been his motto. With Beethoven, a later

work, unless it be one of his few _pièces d'occasion_, means a fuller

revelation of his genius.

We will now pass on to the latest period, represented by two great

sonatas, both in the key of E flat. The one was written for the

composer's friend and patron, Frau v. Genziger. The opening Allegro

shows earnest, deep feeling, while at the close of the recapitulation

Haydn makes us feel the full power of his genius; the passage

irresistibly recalls moments in the first movement of the

"Appassionata"; those stately reiterated chords, those solemn pauses,

have a touch of mystery about them. It is interesting to see how the

second theme is evolved from the principal subject of the movement; by

a slight modification the character of the music is quite changed;

what was stately is now light and graceful. The Adagio cantabile is

one of the purest examples of a style of music which has become a

thing of the past. The full and sustained tone of modern instruments

has rendered unnecessary those turns, arpeggios, and numerous

ornaments with which the composers of the last century tried to make

amends for the fleeting tones of their harpsichords and clavichords.

Haydn and Mozart were skilful in this art of embellishment, though

sometimes it was unduly profuse; this Adagio of Haydn's is a model of

sobriety. The bold minor section, which Frau v. Genziger, by the way,

found rather troublesome to play, offers an effective contrast to the

major. A graceful Tempo di Menuetto brings the work to an effective

close. The other Sonata in E flat[76] is much more difficult to play.

The writing is fuller, and it contains passages which even a modern

pianist need not disdain. It is really strange that the sonata is not

sometimes heard at the Popular Concerts. In the opening Allegro the

exposition section contains more than the two orthodox themes, and the

development section assumes considerable magnitude; the latter is

full of clever details and bold modulations. The key of the Adagio is

E major, but this is of course the enharmonic equivalent of F flat.

Brahms, in his last Sonata for Violoncello and Pianoforte in F, has

the slow movement in F sharp. This has been spoken of as a novelty,

yet Haydn, as we see, had already made the experiment; and similar

instances may be found in Schubert and Beethoven, though not in their

pianoforte sonatas. The Finale Presto reminds one by the style of

writing, and by a certain quaint humour, of Emanuel Bach; but there

are some bold touches--_sforzandos_ on unaccented beats, prolongation

of phrases, long dwelling on one harmony, etc.--which anticipate

Beethoven. Traces of the past, foreshadowings of the future; these are

familiar facts in evolution.

II.--Mozart

Before Mozart had reached the age of twenty he wrote six sonatas for a

certain Baron Dürnitz, who, by the way, forgot to send the promised

payment in return. Of these, Otto Jahn remarks that "their healthy

freshness and finished form entitle them still to be considered as the

best foundation for a musical education." Freshness is indeed the best

term to describe both the thematic material and the developments. Four

of them (Nos. 1, 2, 3, and 5) consist of the usual three movements;

No. 4 commences with a long Adagio in two sections, each of which is

repeated. Two graceful Minuets (the second taking the place of a Trio)

follow, and the third movement is an Allegro in sonata-form. No. 6 has

for its second movement a Rondeau en Polonaise, and for its third, a

Theme with variations. The Rondo of No. 3 (in B flat) is unusually

long; it contains two episodes, one in the relative minor, the other

in the subdominant. The next three sonatas (in C, A minor, and D) are

of greater importance. They are all said to have been written at

Mannheim. The first was most probably the one mentioned in a letter of

1777 written by Mozart to his father. He describes a public concert

given on the 22nd of October, and says: "Then I played alone the last

Sonata in D, then my Concerto in B flat, then a Fugue in C minor, and

a splendid Sonata in C major out of my own head, with a Rondo at the

end." The "last Sonata in D" was the last of the set of six noticed

above. In reference to the Sonata in C, the expression "out of my own

head" would seem to indicate that it had not at that time been written

out. Mozart was right to speak of the work as "splendid." The bold

opening subject, the well-contrasted second theme, the short but

masterly development, the original leading back to the principal

subject, and the many variations in the recapitulation section, fully

justify his qualification. The slow movement is full of charm, and the

Rondo, with its elaborate middle section, is of the highest interest.

The 2nd Sonata, in A minor, is, next to the one in C minor, Mozart's

finest effort in this department of musical literature. And there is a

story connected with it. Capellmeister Cannabich's eldest daughter

Rosa had captivated the young composer; he wrote to his father about

her, and described her as "a pretty, charming girl," and added, "she

has a staid manner and a great deal of sense for her age (the young

lady was only thirteen); she speaks but little, and when she does

speak, it is with grace and amiability." On the very next day after

his arrival in Mannheim he began to write this sonata for her. The

Allegro was finished in one day. Young Danner, the violinist, asked

him about the Andante, and Mozart replied: "I mean to make it exactly

like Mdlle. Rose herself." This was the picture to which he worked.

One of Beethoven's finest sonatas, the C sharp minor, was inspired by

a beautiful girl: a strong appeal to the emotions calls forth a

composer's best powers. Mozart's first movement was written on 31st

October, and the Rondo on 8th November. The Allegro maestoso presents

many points of interest. The opening theme with its dotted motive is

prominent throughout the movement; the transition passage to the key

of the relative major is based on it, and so is the coda to the

exposition section. Again, in the development and recapitulation

sections it forms a striking feature, while in the final coda it is

intensified by reiteration of the dotted figure, and also by the rise

from the dominant to the tonic. The slow movement, with its expressive

themes, graceful ornamentation, and bold middle section, was not

surpassed by Mozart even in his C minor Sonata. The Presto closes the

work in worthy manner; it forms a contrast to the first movement, and

yet is allied to it in sentiment. The passionate outburst at the

close, with the repeated E's, seems almost a reminiscence of the

Allegro theme. There are two features in the development section of

that movement which point to Beethoven: the one is the augmentation in

the seventh bar of the quaver figure in the two preceding bars; the

other, the phrase containing the shake which is evolved from an

earlier one by curtailment of its first note. The 3rd Sonata, though

in many ways attractive, will not bear comparison with the other two.

In 1779, at Vienna, Mozart composed, among other sonatas, the

beautiful one in A major,--the first example, perhaps, of a sonata

commencing with a theme and variations. This first movement is very

charming, but the gem of the work is the delicate Menuetto; the Trio

speaks in tender, regretful tones of some happy past. The Alla Turca

is lively, but not far removed from the commonplace.

From among the symphonies of Mozart, the three (in G minor, E flat,

and C) which he wrote in 1788 stand out with special prominence; and

so, from the sonatas, do the three in A minor (1778), C minor (1784),

and F (1788). In the first, as regards the writing, virtuosity

asserts itself, and in the third, contrapuntal skill; but in the

second, the greatness of music makes us forget the means by which that

greatness is achieved. The Sonatas in A minor and F are wonderful

productions, yet they stand a little lower than the C minor. The

nobility and earnestness of the last-named give it a place near to

Beethoven's best sonatas. We might say equal, were it not that the

writing for the instrument is comparatively thin; however noble the

ideas, they are but inadequately expressed. This C minor Sonata is

remarkable for its originality, simplicity, and unity; Mozart

possessed qualities which mark creative art of the highest kind. In

writing some of his pianoforte sonatas, he had the public, or pupils,

more or less in his mind; and though he did not become a mere

sonata-maker, like some of his contemporaries, his whole soul was not

always in his work; of this the inequalities in his music give

evidence. In some movements (especially the closing ones) of the

sonatas, the subject-matter is often trivial, and the passage-writing

commonplace. The silkworm produces its smooth, regular ball of silk

without effort, and in like manner Mozart could turn out Allegros,

Rondos, sets of variations _à discretion_. The Sonata in C minor, to

our thinking, is the only one in which he was entirely absorbed in his

art; the only one in which the ideal is never marred by the real. The

last movement is no mere Rondo, but one which stands in close

relationship to the opening Allegro; they both have the same tragic

spirit; both seem the outpouring of a soul battling with fate. The

slow movement reveals Mozart's gift of melody and graceful

ornamentation, yet beneath the latter runs a vein of earnestness; the

theme of the middle section expresses subdued sadness. The affinity

between this work and Beethoven's sonata (Op. 10, No. 1) in the same

key is very striking.

Mozart composed his C minor Sonata towards the end of the year 1784.

The C minor Fantasia, which precedes it in some editions, was not

written until the middle of 1785. The two, however, were published

together by Mozart himself. It is impossible to consider this a new

experiment in sonata-form, as regards grouping of movements; the unity

of character and feeling between Fantasia and Sonata no doubt led to

their juxtaposition. The Fantasia is practically complete in itself;

so too is the Sonata. The two are printed separately in Breitkopf &

Härtel's edition of Mozart's works.

Haydn and Mozart represent an important stage in sonata history: they

stand midway between Emanuel Bach and Beethoven. It is usual to look

upon Bach as the founder, Haydn and Mozart as the builders-up, and

Beethoven as the perfecter of the sonata edifice. Such a summing-up is

useful in that it points to important landmarks in the evolution of

the sonata; yet it is only a rough-and-ready one. Bach was something

more than a founder, while Beethoven, to say the least, shook the

foundations of the edifice. Haydn and Mozart would seem to be fairly

described, for traces of scaffolding are all too evident in their

works, yet they found the building already raised. Some of it,

however, appeared to them in rococo style, and so they gradually

rebuilt. And they not only altered, but enlarged and strengthened. Of

rebuilding and alteration, their slow movements and finales give

evidence; and of enlargement, all the three sections of movements in

so-called sonata-form. Their subject-matter, as it grew in importance,

grew in compass. This in itself, of course, enlarged the exposition

section; but the transition passage from first to second theme, and

the rounding-off of the section, both grew in proportion. The joints,

too, of the structure were strengthened: the half cadence no longer

sufficed to divide first from second subject, or, after development,

to return to the principal theme; then, again, the wider scope of the

development itself demanded more striking harmonies, more forcible

figuration, and more varied cadences.

The subject-matter, we have said, became more important; it differed

also in character. The themes of Emanuel Bach, for the most part, seem

to be evolved from harmonic progressions and groupings of notes; those

of his successors, rather the source whence springs melody and

figuration. The one uttered broken phrases; the others, complete

musical sentences. Italian fashion prevailed during the second half

of the eighteenth century much as it did in the first. The simple

charm and warmth of the music of the violin-composers had penetrated

the contrapuntal crust which covered Emanuel Bach's heart; and the

feeling that he could never hope to rival his father must have

rendered him all the more willing to yield to it. But the influence of

his father could not be wholly cast aside, and Emanuel was, as it

were, drawn in opposite directions; it is really wonderful what he

actually achieved. True lovers of John Sebastian Bach know well that

his music, though of a contrapuntal character, is by no means dry; but

the formal aspect of it must have made its mark on the son ere he

could feel the power, and realise the splendour of his father's

genius.

Haydn and Mozart, on the other hand, were born and bred in the very

midst of Italian music. Of Haydn's early days we have already spoken,

and those of Mozart were not unsimilar. Otto Jahn, in his life of that

composer, says of the father Leopold, that "his ideas were firmly

rooted in the traditions of Italian music"; so firmly, indeed, that he

could not appreciate the mild innovations of a Gluck. This paternal

influence was deepened, besides, by Mozart's early visits to Italy.

Then, again, so far as we can make out, the clavier compositions of

John Sebastian Bach, and, especially the "Well-tempered Clavier," were

unknown both to Haydn and Mozart in their days of childhood and early

manhood. What a difference in the case of Beethoven, who, it will be

remembered, could play the greater number of the forty-eight Preludes

and Fugues before he was twelve years of age! The beauty of Italian

music not only impressed Haydn and Mozart, but kindled their creative

faculties; while its simple, rhythmical character probably aided them

materially in giving utterance to their thoughts and feelings. Nature

had bestowed on them in rich measure the gift of melody, and they soon

began to compose.

Emanuel Bach, we have said, was drawn in two opposite directions.

Haydn and Mozart, though they were spared this dual influence, had,

however, to face a difficulty. They found a form ready to hand, yet

one which, as we have attempted to show, required modifications of

various kinds. The former had to make the old fit in with the new; but

the latter, the new with the old. Hence their inspiration was

handicapped. They were to some extent constructing as well as

creating; and then their sense of order, balance, and proportion was

so strong, that they often turned out movements more remarkable for

their clearness of form than for the strength of their contents.

Mozart profited by Haydn's early attempts, and his best sonatas are

vastly superior to most of Haydn's. After Mozart's death, and even for

some years before, Haydn seemed to have caught much of the spirit of

the younger composer. He showed this especially in his London

symphonies, but also in one or two of his later sonatas. "This mutual

reaction," says Jahn, "so generously acknowledged by both musicians,

must be taken into account in forming a judgment on them."

Haydn, though fully conscious of his own powers, practically

acknowledged the superiority of his brother-artist. On learning of

Mozart's death, he exclaimed: "Posterity will not see such talent for

a century to come!"--a prophecy which, at the time it was uttered,

seemed likely of fulfilment.

The Pianoforte Sonata Its Origin and Development · 第 5 / 11 章