CHAPTER V. BACH THE COMPOSER

Bach’s first attempts at composition, like all early efforts, were

unsatisfactory. Lacking special instruction to direct him towards his

goal, he was compelled to do what he could in his own way, like others who

have set out upon a career without a guide. Most youthful composers let

their fingers run riot up and down the keyboard, snatching handfuls of

notes, assaulting the instrument in wild frenzy, in hope that something

may result from it. Such people are merely Finger Composers—in his riper

years Bach used to call them Harpsichord Knights—that is to say, their

fingers tell them what to write instead of being instructed by the brain

what to play.(137) Bach abandoned that method of composition when he

observed that brilliant flourishes lead nowhere. He realised that musical

ideas need to be subordinated to a plan and that the young composer’s

first need is a model to instruct his efforts. Opportunely Vivaldi’s

Concertos for the Violin,(138) then recently published, gave him the

guidance he needed. He had often heard them praised as admirable works of

art, and conceived the happy idea of arranging them for the Clavier.(139)

Hence he was led to study their structure, the musical ideas on which they

are built, the variety of their modulations, and other characteristics.

Moreover, in adapting to the Clavier ideas and phrases originally written

for the Violin Bach was compelled to put his brain to work, and so freed

his inspiration from dependence on his fingers. Henceforth he was able to

draw ideas out of his own storehouse, and having placed himself on the

right road, needed only perseverance and hard work to succeed. And how

persevering he was! He even robbed himself of sleep to practise in the

night what he had written during the day! But the diligence he bestowed

upon his own compositions did not hinder him from studying the works of

Frescobaldi,(140) Froberger, Kerl, Pachelbel, Fischer, Strungk,(141)

Buxtehude, Reinken, Bruhns, Böhm, and certain French organists who were

famed in those days as masters of harmony and fugue.(142)

The models he selected—Church musicians for the most part—and his own

disposition inclined him to serious and exalted subjects. But in that

kind of music little can be accomplished with inadequate technique.

Bach’s first object, therefore, was to develop his power of expressing

himself before he attempted to realise the ideal that beckoned him. Music

to him was a language, and the composer a poet who, whatever the idiom he

affects, must first of all have at his disposal the means of making

himself intelligible to others. But the technique of his period Bach found

limited in variety and insufficiently pliable. Therefore he set himself

at the outset to refashion the accepted harmonic system. He did so in a

manner characteristically individual and bearing the impress of his

personality.

If the language of music is merely the utterance of a melodic line, a

simple sequence of musical notes, it can justly be accused of poverty.

The addition of a Bass puts it upon a harmonic foundation and clarifies

it, but defines rather than gives it added richness. A melody so

accompanied—even though all the notes are not those of the true Bass—or

treated with simple embellishments in the upper parts, or with simple

chords, used to be called “homophony.” But it is a very different thing

when two melodies are so interwoven that they converse together like two

persons upon a footing of pleasant equality. In the first case the

accompaniment is subordinate, and serves merely to support the first or

principal part. In the second case the two parts are not similarly

related. New melodic combinations spring from their interweaving, out of

which new forms of musical expression emerge. If more parts are

interwoven in the same free and independent manner, the apparatus of

language is correspondingly enlarged, and becomes practically

inexhaustible if, in addition, varieties of form and rhythm are

introduced. Hence harmony becomes no longer a mere accompaniment of

melody, but rather a potent agency for augmenting the richness and

expressiveness of musical conversation. To serve that end a simple

accompaniment will not suffice. True harmony is the interweaving of

several melodies, which emerge now in the upper, now in the middle, and

now in the lower parts.

From about the year 1720, when he was thirty-five, until his death in

1750, Bach’s harmony consists in this melodic interweaving of independent

melodies, so perfect in their union that each part seems to constitute the

true melody. Herein Bach excels all the composers in the world.(143) At

least, I have found no one to equal him in music known to me. Even in his

four-part writing we can, not infrequently, leave out the upper and lower

parts and still find the middle parts melodious and agreeable.

But in harmony of this kind each part must be highly plastic; otherwise it

cannot play its role as an actual melody and at the same time combine with

the other parts. To produce it Bach followed a course of his own, upon

which the textbooks of his day were silent, but which his genius suggested

to him. Its originality consists in the freedom of his part writing, in

which he transgresses, seemingly, at any rate, rules long established and

to his contemporaries almost sacred. Bach, however, realised their object,

which was simply to facilitate the flow of pure melody on a sound harmonic

basis, in other words, successive and coexistent euphony, and he succeeded

with singular success though by unfamiliar means. Let me explain my

meaning more closely.

Between simple intervals there is little difficulty in deciding whether

the second note must rise or fall. And in regard to phrases, or sections

of a phrase, if we analyse their structure and follow out their harmonic

tendency, their resolution is equally clear. But this sense of

destination may be provoked in each part by different intervals. As we

have observed already, every one of the four parts must flow melodically

and freely. But to secure that result it will be necessary to introduce

between the notes which begin a phrase and establish its general

atmosphere other notes which often are not consonant with those employed

in the other parts and whose incidence is governed by the accent. This is

what we call a transitus regularis et irregularis.(144) Each part starts

from a fixed point, and returns to it, but travels freely between them.

No one has made more use of such progressions than Bach in order to colour

his parts and give them a characteristic melodic line. Hence, unless his

music is played with perfect fluency, occasional passages will sound

harshly and we may be tempted to accuse him of exaggeration. But the

charge is ill founded. Once we play them as Bach intended them, such

passages reveal their full beauty and their attractive though bizarre

dissonance opens up new vistas in the realm of sound.

But, to speak in detail of Bach’s transgression of recognised rules. To

begin with, he admitted octaves and fifths provided they sounded well;

that is, when the cause of their being forbidden did not arise.(145)

Everybody knows that there are positions in which they sound well, and

others when they should be avoided, owing to the harsh effect or thin

harmony they produce. Bach’s octaves and fifths never produce bad or thin

harmony, and he was very definite as to when they could and could not be

used. In certain circumstances he would not permit hidden fifths and

octaves even between the middle parts, though we exclude them only between

the outer parts. Yet, on occasion he used them in such a barefaced manner

as to puzzle the beginner in composition. But their use very soon

commends itself. Even in the last revision of his early compositions we

find him altering passages, which at first sight appear impeccable, with

the object of enriching their harmony and without scrupling to use hidden

octaves. A remarkable instance occurs in the first part of the

_Well-tempered Clavier,_ in the E major Fugue, between the fifth and

fourth bars from the end.(146) I regret to this hour that, on looking over

the later text, from which Hoffmeister and Kühnel’s edition of that work

is printed,(147) I was so foolish as to reject Bach’s amended reading

there, merely because the harmony is unorthodox though more pleasing. I

stupidly preferred the older, more correct, and harsher reading, though in

the later text the three parts run easily and smoothly. And what more can

one demand?

Again, there is a rule that every note raised by an accidental cannot be

doubled in the chord, because the raised note must, from its nature,

resolve on the note above. If it is doubled, it must rise doubled in both

parts and, consequently, form consecutive octaves. Such is the rule. But

Bach frequently doubles not only notes accidentally raised elsewhere in

the scale but actually the semitonium modi or leading-note itself. Yet he

avoids consecutive octaves. His finest works yield examples of this.

Again, Bach’s statement that “over a pedal point all intervals are

permissible that occur in the three scales”(148) should be regarded rather

an expansion than a violation of the recognised rule. In general what is

called an Organ point is merely a retarded close. Bach, however, did not

hesitate to employ it in the middle of a piece; a striking example occurs

in the last Gigue of the _English Suites._(149) On a first hearing this

Gigue, imperfectly rendered, may not sound well. But it grows more

beautiful as it becomes more familiar, and what seemed harsh is found to

be smooth and agreeable, until one never tires of playing and hearing it.

Bach’s modulation was as original and characteristic as his harmony, and

as closely related to it. But the two things, though closely associated,

are not the same. By harmony we mean the concordance of several parts; by

modulation, their progression through keys. Modulation can take place in

a single part. Harmony requires more than one. I will endeavour to make

my meaning clearer.

Most composers stick closely to their tonic key and modulate out of it

with deliberation. In music that requires a large number of performers,

and in a building, for instance a church, where the large volume of sound

dies away slowly, such a habit shows good sense in the composer who wishes

his work to produce the best possible effect. But in chamber or

instrumental music it is not always a proof of wisdom, but rather of

mental poverty. Bach saw clearly that the two styles demand different

treatment. In his large choral compositions he bridles his exuberant

fancy. In his instrumental works he lets himself go. As he never courted

popularity, but always pursued his ideal, Bach had no reason to suppress

the nobility of his inspirations, or to lower their standard for public

consumption. Nor did he ever do so. Therefore every modulation in his

instrumental work is a new thought, a constantly progressive creation in

the plane of the chosen keys and those related to them. He holds fast to

the essentials of harmony, but with every modulation introduces a new

suggestion and glides so smoothly to the end of a piece that no creaking

of machinery is perceptible; yet no single bar—I might almost say no part

of a bar—is like another. Every modulation bears a strict relationship to

the key from which it proceeds, and springs naturally from it. Bach

ignored, or rather despised, the sudden sallies by which many composers

seek to surprise their hearers. Even in his chromatic passages his

progressions are so smooth and easy that we are hardly conscious of them,

however extreme they may be. He makes us feel that he has not stepped

outside the diatonic scale, so quick is he to seize upon the consonances

common to dissonant systems and combine them to his sure purpose.

[The Bach Statue at Eisenach]

The Bach Statue at Eisenach

Johann Sebastian Bach: His Life, Art, and Work · 第 5 / 18 章