Chapter III

EDMUND BURKE AND THE ARGUMENT FROM CIRCUMSTANCE

We are now in position to affirm that the rhetorical study of an argument

begins with a study of the sources. But since almost any extended

argument will draw upon more than one source we must look, to answer the

inquiry we are now starting, at the prevailing source, or the source

which is most frequently called upon in the total persuasive effort.

We shall say that this predominating source gives to the argument an

aspect, and our present question is, what can be inferred from the

aspect of any argument or body of arguments about the philosophy of its

maker? All men argue alike when they argue validly because the modes

of inference are formulas, from which deviation is error. Therefore

we characterize inference only as valid or invalid. But the reasoner

reveals his philosophical position by the source of argument which

appears most often in his major premise because the major premise tells

us how he is thinking about the world. In other words, the rhetorical

content of the major premise which the speaker habitually uses is the

key to his primary view of existence. We are of course excluding artful

choices which have in view only _ad hoc_ persuasions. Putting the matter

now figuratively, we may say that no man escapes being branded by the

premise that he regards as most efficacious in an argument. The general

importance of this is that major premises, in addition to their logical

function as part of a deductive argument, are expressive of values, and

a characteristic major premise characterizes the user.

To see this principle in application, let us take three of the chief

sources of argument recognized by the classical rhetoricians. We may

look first at the source which is _genus_. All arguments made through

genus are arguments based on the nature of the thing which is said

to constitute the genus. What the argument from genus then says is

that “generic” classes have a nature which can be predicated of their

species. Thus _man_ has a nature including _mortality_, which quality

can therefore be predicated of the man Socrates and the man John Smith.

The underlying postulate here, that things have a nature, is of course a

disputable view of the world, for it involves the acceptance of a realm

of essence. Yet anyone who uses such source of argument is committed to

this wider assumption. Now it follows that those who habitually argue

from genus are in their personal philosophy idealists. To them the idea

of genus is a reflection of existence. We are saying, accordingly, that

arguments which make predominant use of genus have an aspect through

this source, and that the aspect may be employed to distinguish the

philosophy of the author. It will be found, to cite a concrete example,

that John Henry Newman regularly argues from genus; he begins with the

nature of the thing and then makes the application. The question of what

a university is like is answered by applying the idea of a university.

The question of what man ought to study is answered by working out a

conception of the nature of man. And we shall find in a succeeding essay

that Abraham Lincoln, although he has become a patron for liberals and

pragmatists, was a consistent user of the argument from genus. His

refusal to hedge on the principle of slavery is referable to a fixed

concept of the nature of man. This, then, will serve to characterize the

argument from genus.

Another important source of argument is _similitude_. Whereas those

who argue from genus argue from a fixed class, those who argue from

similitude invoke essential (though not exhaustive) correspondences.

If one were to say, for example, that whatever has the divine attribute

of reason is likely to have also the divine attribute of immortality,

one would be using similitude to establish a probability. Thinkers

of the analogical sort use this argument chiefly. If required to

characterize the outlook it implies, we should say that it expresses

belief in a oneness of the world, which causes all correspondence to have

probative value. Proponents of this view tend to look toward some final,

transcendental unity, and as we might expect, this type of argument

is used widely by poets and religionists.[26] John Bunyan used it

constantly; so did Emerson.

A third type we shall mention, the type which provides our access

to Burke, is the argument from _circumstance_. The argument from

circumstance is, as the name suggests, the nearest of all arguments to

purest expediency. This argument merely reads the circumstances—the

“facts standing around”—and accepts them as coercive, or allows them to

dictate the decision. If one should say, “The city must be surrendered

because the besiegers are so numerous,” one would be arguing not from

genus, or similitude, but from a present circumstance. The expression

“In view of the situation, what else are you going to do?” constitutes a

sort of proposition-form for this type of argument. Such argument savors

of urgency rather than of perspicacity; and it seems to be preferred

by those who are easily impressed by existing tangibles. Whereas the

argument from consequence attempts a forecast of results, the argument

from circumstance attempts only an estimate of current conditions

or pressures. By thus making present circumstance the overbearing

consideration, it keeps from sight even the nexus of cause and effect.

It is the least philosophical of all the sources of argument, since

theoretically it stops at the level of perception of fact.

Burke is widely respected as a conservative who was intelligent enough

to provide solid philosophical foundations for his conservatism. It

is perfectly true that many of his observations upon society have a

conservative basis; but if one studies the kind of argument which Burke

regularly employed when at grips with concrete policies, one discovers a

strong addiction to the argument from circumstance. Now for reasons which

will be set forth in detail later, the argument from circumstance is the

argument philosophically appropriate to the liberal. Indeed, one can

go much further and say that it is the argument fatal to conservatism.

However much Burke eulogized tradition and fulminated against the

French Revolution, he was, when judged by what we are calling aspect of

argument, very far from being a conservative; and we suggest here that

a man’s method of argument is a truer index in his beliefs than his

explicit profession of principles. Here is a means whereby he is revealed

in his work. Burke’s voluminous controversies give us ample opportunity

to test him by this rule.

There is some point in beginning with Burke’s treatment of the existing

Catholic question, an issue which drew forth one of his earliest

political compositions and continued to engage his attention throughout

his life. As early as 1765 he had become concerned with the extraordinary

legal disabilities imposed upon Catholics in Ireland, and about this time

he undertook a treatise entitled _Tract on the Popery Laws_. Despite the

fact that in this treatise Burke professes belief in natural law, going

so far as to assert that all human laws are but declaratory, the type

of argument he uses chiefly is the secular argument from circumstance.

After a review of the laws and penalties, he introduces his “capital

consideration.”

The first and most capital consideration with regard to this,

as to every object, is the extent of it. And here it is

necessary to premise: this system of penalty and incapacity

has for its object no small sect or obscure party, but a very

numerous body of men—a body which comprehends at least two

thirds of the whole nation: it amounts to 2,800,000 souls,

a number sufficient for the materials constituent of a great

people.[27]

He then gave his reason for placing the circumstance first.

This consideration of the magnitude of the object ought to

attend us through the whole inquiry: if it does not always

affect the reason, it is always decisive on the importance of

the question. It not only makes itself a more leading point,

but complicates itself with every other part of the matter,

giving every error, minute in itself, a character and a

significance from its application. It is therefore not to be

wondered at, if we perpetually recur to it in the course of

this essay.[28]

The _Tract_ was planned in such a way as to continue this thought, while

accompanying it with discussion of the impediment to national prosperity,

and of “the impolicy of those laws, as they affect the national

security.” This early effort established the tenor of his thinking on the

subject.

While representing Bristol in Parliament, Burke alienated a part of

his constituency by supporting Sir George Savile’s measure to ease

the restraints upon Catholics. In the famous _Speech to the Electors

of Bristol_ he devoted a large portion of his time to a justification

of that course, and here, it is true, he made principal use of the

argument from genus (“justice”) and from consequence. The argument from

circumstance is not forgotten, but is tucked away at the end to persuade

the “bigoted enemies to liberty.” There, using again his criterion of the

“magnitude of the object,” he said:

Gentlemen, it is possible you may not know that the people

of that persuasion in Ireland amount to at least sixteen or

seventeen hundred thousand souls. I do not at all exaggerate

the number. A nation to be _persecuted_! Whilst we were masters

of the sea, embodied with America and in alliance with half

the powers of the continent, we might, perhaps, in that remote

corner of Europe, afford to tyrannize with impunity. But there

is a revolution in our affairs which makes it prudent for us to

be just.[29]

During the last decade of his life, Burke wrote a series of letters

upon the Catholic question and upon Irish affairs, in which, of

course, this question figured largely. In 1792 came _A Letter to Sir

Hercules Langrishe, M.P._, upon the propriety of admitting Catholics

to the elective franchise. Here we find him taking a pragmatic view

of liberality toward Catholics. He reasoned as follows regarding the

restoration of the franchise:

If such means can with any probability be shown, from

circumstances, rather to add strength to our mixed

ecclesiastical and secular constitution, than to weaken it;

surely they are means infinitely to be preferred to penalties,

incapacities, and proscriptions continued from generation to

generation.[30]

In this instance the consideration of magnitude took a more extended form:

How much more, certainly, ought they [the disqualifying laws]

to give way, when, as in our case, they affect, not here and

there, in some particular point or in their consequence,

but universally, collectively and directly, the fundamental

franchises of a people, equal to the whole inhabitants of

several respectable kingdoms and states, equal to the subjects

of the kings of Sardinia or of Denmark; equal to those of the

United Netherlands, and more than are to be found in all the

states of Switzerland. This way of proscribing men by whole

nations, as it were, from all the benefits of the constitution

to which they were born, I never can believe to be politic or

expedient, much less necessary for the existence of any state

or church in the world.[31]

Greatly exercised over events in France, Burke came to think of

Christianity as the one force with enough cohesion to check the spread

of the Revolution. Then in 1795 he wrote the _Letter to William Smith,

Esq._ Here he described Christianity as “the grand prejudice ... which

holds all the other prejudices together”;[32] and such prejudices, as

he visualized them, were essential to the fabric of society. He told

his correspondent candidly: “My whole politics, at present, center in

one point; and to this the merit or demerit of every measure (with me)

is referable; that is, what will most promote or depress the cause of

Jacobinism.”[33] In a second letter to Sir Hercules Langrishe, written in

the same year, he could say: “In the Catholic Question I considered only

one point. Was it at the time, and in the circumstances, a measure which

tended to promote the concord of the citizens.”[34]

Only once did Burke approach the question of religion through what may be

properly termed an argument from definition. In the last year of his life

he composed _A Letter on the Affairs of Ireland_, one passage of which

considers religion not in its bearing upon some practical measure, but

with reference to its essential nature.

Let every man be as pious as he pleases, and in the way that he

pleases; but it is agreeable neither to piety nor to policy to

give exclusively all manner of civil privileges and advantages

to a _negative_ religion—such is the Protestant without a

certain creed; and at the same time to deny those privileges to

men whom we know to agree to an iota in every one _positive_

doctrine, which all of us, who profess religion authoritatively

taught in England, hold ourselves, according to our faculties,

bound to believe.[35]

It is not purely an argument from definition, but it contains such an

argument, and so contrasts with his dominant position on a subject which

engaged much of his thought and seems to have filled him with sincere

feeling.

We shall examine him now on another major subject to engage his

statesmanship, the rebellion of the North American Colonies against Great

Britain. By common admission today, Burke’s masterpiece of forensic

eloquence is the speech moving his resolutions for conciliation with that

disaffected part of the Empire, delivered in the House of Commons on

March 22, 1775. In admiring the felicities with which this great oration

undoubtedly abounds, it is easy to overlook the fact that it is from

beginning to end an argument from circumstance. It is not an argument

about rights or definitions, as Burke explicitly says at two or three

points; it is an argument about policy as dictated by circumstances.

Its burden is a plea to conciliate the colonies because they are waxing

great. No subtlety of interpretation is required to establish this truth,

because we can substantially establish it in the express language of

Burke himself.

To see the aspect of this argument, it is useful to begin by looking

at the large alternatives which the orator enumerates for Parliament

in the exigency. The first of these is to change the spirit of the

Colonies by rendering it more submissive. Circumventing the theory of

the relationship of ruler and ruled, Burke sets aside this alternative

as impractical. He admits that an effort to bring about submission would

be “radical in its principle” (_i.e._, would have a root in principle);

but he sees too many obstacles in geography, ethnology, and other

circumstances to warrant the trial.

The second alternative is to prosecute the Colonists as criminal. At this

point, the “magnitude of the object” again enters his equation, and he

would distinguish between the indictment of a single individual and the

indictment of a whole people as things different in kind. The number and

vigor of the Americans constitute an embarrassing circumstance. Therefore

his thought issues in the oft-quoted statement “I do not know the method

of drawing up an indictment against a whole people.”[36] This was said,

it should be recalled, despite the fact that history is replete with

proceedings against rebellious subjects.[37] But Burke had been an agent

for the colony of New York; he had studied the geography and history of

the Colonies with his usual industry; and we may suppose him to have had

a much clearer idea than his colleagues in Parliament of their power to

support a conflict.

It is understandable, by this view, that his third alternative should

be “to comply with the American spirit as necessary.” He told his

fellow Commoners plainly that his proposal had nothing to do with the

legal right of taxation. “My consideration is narrow, confined, and

wholly limited to the policy of the question.”[38] This policy he

later characterizes as “systematic indulgence.” The outcome of this

disjunctive argument is then a measure to accommodate a circumstance.

The circumstance is that America is a growing country, of awesome

potentiality, whose strength, both actual and imminent, makes it

advisable for the Mother Country to overlook abstract rights. In a

peroration, the topic of abstract rights is assigned to those “vulgar and

mechanical politicians,” who are “not fit to turn a wheel in the machine”

of Empire.[39]

With this conclusion in mind, it will be instructive to see how the

orator prepared the way for his proposal. The entire first part of his

discourse may be described as a depiction of the circumstance which

is to be his source of argument. After a circumspect beginning, in

which he calls attention to the signs of rebellion and derides the

notion of “paper government,” he devotes a long and brilliant passage

to simple characterization of the Colonies and their inhabitants. The

unavoidable effect of this passage is to impress upon his hearers the

size and resources of this portion of the Empire. First he takes up the

rapidly growing population, then the extensive trade, then the spirit

of enterprise, and finally the personal character of the Colonists

themselves. Outstanding even in this colorful passage is his account of

the New England whaling industry.

Whilst we follow them among the tumbling mountains of ice,

and behold them penetrating into the deepest frozen recesses

of Hudson’s Bay and Davis’s Straits, whilst we are looking

for them beneath the Arctic Circle, we hear that they have

pierced into the opposite region of polar cold, that they

are at the antipodes, and engaged under the frozen Serpent

of the South. Falkland Island, which seemed too remote and

romantic an object for the grasp of national ambition, is but

a stage and resting-place in the progress of their victorious

industry. Nor is the equinoctial heat more discouraging to

them than the accumulated winter of both the poles. We know

that whilst some of them draw the line and strike the harpoon

on the coast of Africa, others run the longitude and pursue

their gigantic game along the coast of Brazil. No sea but what

is vexed by their fisheries; no climate that is not witness

to their toils. Neither the perseverance of Holland, nor the

activity of France, nor the dexterous and firm sagacity of

English enterprise ever carried this most perilous mode of hard

industry to the extent to which it has been pushed by this

recent people; a people who are still, as it were, but in the

gristle; and not yet hardened into the bone of manhood.[40]

It is the spectacle of this enterprise which induces Burke to “pardon

something to the spirit of liberty.”

The long recital is closed with an appeal which may be fitly regarded

as the _locus classicus_ of the argument from circumstance. For with

this impressive review of the fierce spirit of the colonists before

his audience, Burke declares: “The question is, not whether the spirit

deserves praise or blame, but—what, in the name of God, shall we do with

it?”[41] The question then is not what is right or wrong, or what accords

with our idea of justice or our scheme of duty; it is, how can we meet

this circumstance? “I am not determining a point of law; I am restoring

tranquillity.”[42] The circumstance becomes the cue of the policy. We

must remind ourselves that our concern here is not to pass upon the

merits of a particular controversy, but to note the term which Burke

evidently considered most efficacious in moving his hearers. “Political

reason,” he says, elsewhere, “is a computing principle.”[43] Where does

political reason in this instance leave him? It leaves him inevitably in

the middle, keeping the Colonies, but not as taxable parts of the Empire,

allowing them to pay their own charge by voluntary grants. In Burke’s

characteristic view, the theoretic relationship has been altered by the

medium until the thirteen (by his count fourteen) colonies of British

North America are left halfway between colonial and national status. The

position of the Tories meant that either the Colonies would be colonies

or they would terminate their relationship with the Empire. Burke’s case

was that by concession to circumstance they could be retained in some

form, and this would be a victory for policy. Philosophers of starker

principle, like Tom Paine, held that a compromise of the Burkean type

would have been unacceptable in the long run even to the Americans, and

the subsequent crystallization of American nationality seems to support

this view. But Burke thought he saw a way to preserve an institution by

making way for a large corporeal fact.

It must be confessed that Burke’s interest in the affairs of India,

and more specifically in the conduct of the East India Company, is not

reconcilable in quite the same way with the thesis of this chapter.

Certainly there is nothing in mean motives or contracted views to explain

why he should have labored over a period of fourteen years to benefit

a people with whom he had no contact and from whom he could expect no

direct token of appreciation. But it must be emphasized that the subject

of this essay is methods, and even in this famous case Burke found some

opportunity to utilize his favorite source.

In 1783, years before the impeachment of Warren Hastings, he made a long

speech in Parliament attacking Fox’s East India Bill. He was by then

deeply impressed by the wrongs done the Indians by British adventurers,

yet it will be observed that his _habitus_ reveals itself in the

following passages. He said of the East India Company:

I do not presume to condemn those who argue _a priori_ against

the propriety of leaving such extensive political power in the

hands of a company of merchants. I know much is, and much more

may be, said against such a system. But, with my particular

ideas and sentiments, I cannot go that way to work. I feel

an insuperable reluctance in giving my hand to destroy any

established institution of government, upon a theory, however

plausible it may be.[44]

Then shortly he continued:

To justify us in taking the administration of their affairs

out of the hands of the East India Company, as my principles,

I must see several conditions. 1st, the object affected by the

abuse must be great and important. 2nd, the abuse affecting

the great object ought to be a great abuse. 3rd, it ought to

be habitual and not accidental. 4th, it ought to be utterly

incurable in the body as it now stands constituted.[45]

It is pertinent to observe that Burke’s first condition here is exactly

the first condition raised with reference to the Irish Catholics and

with reference to the American Colonies. It is further characteristic of

his method that the passages cited above are followed immediately by a

description of the extent and wealth and civilization of India, just as

the plea for approaching the Colonies with reconciliation was followed

by a vivid advertisement of their extent and wealth and enterprise. The

argument is for justice, but it is conditioned upon a circumstance.

When Burke undertook the prosecution of Hastings in 1788, these

considerations seemed far from his mind. The splendid opening charge

contains arguments strictly from genus, despite the renunciation of

such arguments which we see above. He attacked the charter of the East

India Company by showing that it violated the idea of a charter.[46]

He affirmed the natural rights of man, and held that they had been

criminally denied in India.[47] He scorned the notion of geographical

morality. These sound like the utterances of a man committed to abstract

right. Lord Morley has some observations on Burke which may contain

the explanation. His study of Burke’s career led him to feel that

“direct moral or philanthropic apostleship was not his function.”[48]

Of his interest in India, he remarked: “It was reverence rather

than sensibility, a noble and philosophic conservatism rather than

philanthropy, which raised the storm in Burke’s breast against the

rapacity of English adventurers in India, and the imperial crimes of

Hastings.”[49] If it is true that Burke acted out of reverence rather

than out of sensibility or philanthropy, what was the reverence of? It

was, likely, for storied India, for an ancient and opulent civilization

which had brought religion and the arts to a high point of development

while his ancestors were yet “in the woods.” There is just enough of

deference for the established and going concern, for panoply, for that

which has prestige, to make us feel that Burke was again impressed—with

an intended consequence which was noble, of course; but it is only fair

to record this component of the situation.

The noble and philosophic conservatism next translated itself into a

violent opposition to the French Revolution, which was threatening to

bring down a still greater structure of rights and dignities, though in

this instance in the name of reform and emancipation.

The French Revolution was the touchstone of Burke. Those who have

regarded his position on this event as a reversal, or a sign of fatigue

and senescence, have not sufficiently analyzed his methods and his

sources. Burke would have had to become a new man to take any other stand

than he did on the French Revolution. It was an event perfectly suited to

mark off those who argue from circumstance, for it was one of the most

radical revolutions on record, and it was the work of a people fond of

logical rigor and clear demonstration.

Why Burke, who had championed the Irish Catholics, the American

colonists, and the Indians should have championed on this occasion the

nobility and the propertied classes of Europe is easy to explain. For him

Europe, with all its settlements and usages, was the circumstance; and

the Revolution was the challenge to it. From first to last Burke saw the

grand upheaval as a contest between inherited condition and speculative

insight. The circumstance said that Europe should go on; the Revolution

said that it should cease and begin anew.[50] Burke’s position was not

selfish; it was prudential within the philosophy we have seen him to hold.

Actually his _Reflections on the Revolution in France_ divides itself

into two parts. The first is an attempt, made with a zeal which seems

almost excessive, to prove that the British government was the product

of slow accretion of precedent, that it is for that reason a beneficent

and stable government, and that the British have renounced, through their

choice of methods in the past, any theoretical right to change their

government by revolution. The second part is a miscellany of remarks on

the proceedings in France, in which many shrewd observations of human

nature are mingled with eloquent appeals on behalf of the _ancien régime_.

Burke appears terrified by the thought that the ultimate sources and

sanctions of government should be brought out into broad daylight for the

inspection of everyone, and the first effort was to clothe the British

government with a kind of concealment against this sort of inspection,

which could, of course, result in the testing of that government by

what might have been or might yet be. The second effort was to show

that France, instead of embarking on a career of progress through her

daring revolution, “had abandoned her interest, that she might prostitute

her virtue.” It will be observed that in both of these, a presumed

well-being is the source of his argument. Therefore we have the familiar

recourse to concrete situation.

Circumstances (which with some gentlemen, pass for nothing)

give in reality to every political principle its distinguishing

color and discriminating effect. The circumstances are what

render every civil and political scheme beneficial or noxious

to mankind. Abstractedly speaking, government, as well as

liberty, is good; yet could I, in common sense, ten years ago,

have felicitated France upon her enjoyment of a government (for

she then had a government) without inquiring what the nature

of the government was, or how it was administered? Can I now

congratulate the same nation on its freedom?[51]

In his _Letter to a Member of the National Assembly_ (1791) he said:

What a number of faults have led to this multitude of

misfortunes, and almost all from this one source—that of

considering certain general maxims, without attending to

circumstances, to times, to places, to conjectures, and to

actors! If we do not attend scrupulously to all of these, the

medicine of today becomes the poison of tomorrow.[52]

This was the gist of such advice as Burke had for the French. That they

should build on what they had instead of attempting to found _de novo_,

that they should adapt necessary changes to existing conditions, and

above all that they should not sacrifice the sources of dignity and

continuity in the state—these made up a sort of gospel of precedent and

gradualism which he preached to the deaf ears across the Channel. We

behold him here in his characteristic political position, but forced to

dig a little deeper, to give his theorems a more general application,

and, it is hardly unjust to say, to make what really constitutes a

denial of philosophy take on some semblance of philosophy. Yet Burke was

certainly never at a greater height rhetorically in defending a reigning

circumstance. Let us listen to him for a moment on the virtues of old

Europe.

But the age of chivalry is gone. That of sophisters,

economists, and calculators has succeeded, and the glory of

Europe is extinguished forever. Never, never more shall we

behold that generous loyalty to rank and sex, that proud

submission, that dignified obedience, the subordination of

the heart, which kept alive, even in servitude itself, the

spirit of an exalted freedom. The unbought grace of life, the

cheap defense of nations, the nurse of manly sentiment, is

gone! It is gone, that sensibility of principle, that chastity

of honour, which felt a stain like a wound, which inspired

courage whilst it mitigated ferocity, which ennobled whatever

it touched, and under which vice itself lost half its evil, by

losing all its grossness.

This mixed system of opinion and sentiment had its origin in

the ancient chivalry; and the principle, though varied in its

appearance by the varying state of human affairs, subsisted and

influenced through a long succession of generations, even to

the time we live in. If it should ever be totally extinguished,

the loss I fear will be great. It is this which has given its

character to modern Europe. It is this which has distinguished

it under all its forms of government, and distinguished it

to its advantage, from the states of Asia, and possibly from

those states which flourished in the most brilliant periods

of the antique world. It was this, which, without confounding

ranks, has produced a noble equality and handed it down through

all the gradations of social life. It was this opinion which

mitigated kings into companions, and raised private men to be

fellows with kings. Without force or opposition, it subdued the

fierceness of pride and power; it obliged sovereigns to submit

to the soft collar of social esteem, compelled stern authority

to submit to elegance, and gave a dominating vanquisher of laws

to be subdued by manners.

But now all is to be changed. All the pleasing illusions which

made power gentle and obedience liberal, which harmonized the

different shades of life, and which, by a bland assimilation,

incorporated into politics the sentiments which beautify

and soften private society, are to be dissolved by the new

conquering empire of light and reason. All the decent drapery

of life is to be rudely torn off. All the superadded ideas,

furnished from the wardrobe of a moral imagination, which the

heart owns and the imagination ratifies, as necessary to cover

the defects of our naked, shivering nature, and to raise it to

dignity in our own estimation, are to be exposed as ridiculous,

absurd, and antiquated fashions.[53]

With the writings on French affairs, Burke’s argument from circumstance

came full flower.

These citations are enough to show a partiality toward argument of

this aspect. But a rehearsal of his general observations on politics

and administration will show it in even clearer light. Burke had an

obsessive dislike of metaphysics and the methods of the metaphysician.

There is scarcely a peroration or passage of appeal in his works which

does not contain a gibe, direct or indirect, at this subject. In the

_Speech On American Taxation_ he said, “I do not enter into these

metaphysical distinctions; I hate the very sound of them.”[54] This

science he regarded as wholly incompatible with politics, yet capable of

deluding a certain type of politician with its niceties and exactitudes.

Whenever Burke introduced the subject of metaphysics, he was in effect

arguing from contraries; that is to say, he was asserting that what

is metaphysically true is politically false or unfeasible. For him,

metaphysical clarity was at the opposite pole from political prudence. As

he observed in the _Reflections_, “The pretended rights of these theories

are all extremes; and in proportion as they are metaphysically true,

they are morally and politically false.”[55] In the first letter to Sir

Hercules Langrishe, he ridiculed “the metaphysicians of our times, who

are the most foolish of men, and who, dealing in universals and essences,

see no difference between more and less.”[56] It will be noted that

this last is a philosophical justification for his regular practice of

weighing a principle by the scale of magnitude of situation. The “more

and less” thus becomes determinative of the good. “Metaphysics cannot

live without definition, but prudence is cautious how she defines,”[57]

he said in the _Appeal from the New to the Old Whigs_. And again in the

_Reflections_, “These metaphysic rights, entering into common life, like

rays of light which pierce into a dense medium are by the laws of nature

refracted from a straight line. Indeed, in the gross and complicated

mass of human passions and concerns, the primitive rights of man undergo

such a variety of refractions and reflections, that it becomes absurd to

talk of them as if they continued in the simplicity of their original

direction.”[58] Finally, there is his clear confession, “Whenever I speak

against a theory, I mean always a weak, erroneous, fallacious, unfounded

theory, and one of the ways of discovering that it is a false theory is

by comparing it with practice.” This is the philosophical explanation of

the source in circumstance of Burke’s characteristic argument.

In a brilliant passage on the American character, he had observed that

the Americans were in the habit of judging the pressure of a grievance

by the badness of the principle rather than _vice versa_. Burke’s own

habit, we now see, was fairly consistently the reverse: he judged the

badness of the principle by the pressure of the grievance; and hence we

are compelled to suppose that he believed politics ought to be decided

empirically and not dialectically. Yet a consequence of this position is

that whoever says he is going to give equal consideration to circumstance

and to ideals (or principles) almost inevitably finds himself following

circumstances while preserving a mere decorous respect for ideals.

Burke’s doctrine of precedent, which constitutes a central part of his

political thought, is directly related with the above position. If one

is unwilling to define political aims with reference to philosophic

absolutes, one tries to find guidance in precedent. We have now seen that

a principal topic of the _Reflections_ is a defense of custom against

insight. Burke tried with all his eloquence to show that the “manly”

freedom of the English was something inherited from ancestors, like a

valuable piece of property, increased or otherwise modified slightly to

meet the needs of the present generation, and then reverently passed on.

He did not want to know the precise origin of the title to it, nor did

he want philosophical definition of it. In fact, the statement of Burke

which so angered Thomas Paine—that Englishmen were ready to take up arms

to prove that they had no right to change their government—however brash

or paradoxical seeming, was quite in keeping with such conviction. Since

he scorned that freedom which did not have the stamp of generations of

approval upon it, he attempted to show that freedom too was a matter of

precedent.

Yet this is an evasion rather than an answer to the real question which

is lying in wait for Burke’s political philosophy. It is essential to see

that government either moves with something in view or it does not, and

to say that people may be governed merely by following precedent begs the

question. What line do the precedents mark out for us? How may we know

that this particular act is in conformity with the body of precedents

unless we can abstract the essence of the precedents? And if one extracts

the essence of a body of precedents, does not one have a “speculative

idea”? However one turns, one cannot evade the truth that there is no

practice without theory, and no government without some science of

government. Burke’s statement that a man’s situation is the preceptor of

his duty cannot be taken seriously unless one can isolate the precept.

This dilemma grows out of Burke’s own reluctance to speculate about

the origin and ultimate end of government. “There is a sacred veil to

be drawn over the beginnings of all governments,” he declared in his

second day’s speech at the trial of Warren Hastings.[59] To the abstract

doctrines of the French Revolution, he responded with a “philosophic

analogy,” by which governments are made to come into being with

something like the indistinct remoteness of the animal organism. This

political organism is a “mysterious incorporation,” never wholly young

or middle-aged or old, but partly each at every period, and capable,

like the animal organism, of regenerating itself through renewal of

tissue. It is therefore modified only through the slow forces that

produce evolution. But to the question of what brings on the changes

in society, Burke was never able to give an answer. He had faced the

problem briefly in the _Tract on the Popery Laws_, where he wrote: “Is,

then, no improvement to be brought into society? Undoubtedly, but not by

compulsion—but by encouragement, but by countenance, favor, privileges,

which are powerful and are lawful instruments.”[60] These, however, are

the passive forces which admit change, not the active ones which initiate

it. The prime mover is still to seek. If such social changes are brought

about by immanent evolutionary forces, they are hardly voluntary; if on

the other hand they are voluntary, they must be identifiable with some

point in time and with some agency of initiation. It quickly becomes

obvious that if one is to talk about the beginnings of things, about the

nisus of growth or of accumulation of precedents, and about final ends,

one must shift from empirical to speculative ground. Burke’s attachment

to what was _de facto_ prevented him from doing this in political theory

and made him a pleader from circumstance at many crucial points in his

speeches. One can scarcely do better than quote the judgment of Sir James

Prior in his summation of Burke’s career: “His aim therefore in our

domestic policy, was to preserve all our institutions in the main as they

stood for the simple reason that under them the nation had become great,

and prosperous, and happy.”[61] This is but a generalized translation of

the position “If it exists, there is something to be said in its favor,”

which we have determined as the aspect of the great orator’s case.

That position is, moreover, the essential position of Whiggism as a

political philosophy. It turns out to be, on examination, a position

which is defined by other positions because it will not conceive ultimate

goals, and it will not display on occasion a sovereign contempt for

circumstances as radical parties of both right and left are capable of

doing. The other parties take their bearing from some philosophy of

man and society; the Whigs take their bearings from the other parties.

Whatever a party of left or right proposes, they propose (or oppose) in

tempered measure. Its politics is then cautionary, instinctive, trusting

more to safety and to present success than to imagination and dramatic

boldness of principle. It is, to make the estimate candid, a politics

without vision and consequently without the capacity to survive.

“The political parties which I call great,” Tocqueville wrote in

_Democracy in America_, “are those which cling to principles rather

than to their consequences, to general and not to special cases, to

ideas and not to men.”[62] Manifestly the Whig Party is contrary to this

on each point. The Whigs do not argue from principles (_i.e._, genera

and definitions); they are awed not merely by consequences but also by

circumstances; and as for the general and the special, we have now heard

Burke testify on a dozen occasions to his disregard of the former and

his veneration of the latter. There is indeed ground for saying that

Burke was more Whig than the British Whigs of his own day themselves,

because at the one time when the British Whig Party took a turn in the

direction of radical principle, Burke found himself out of sympathy with

it and, before long, was excluded from it. This occurred in 1791, when

the electrifying influence of the French Revolution produced among the

liberals of the age a strong trend toward the philosophic left. It was

this trend which drew from Burke the _Appeal from the New to the Old

Whigs_, with its final scornful paragraph in which he refused to take his

principles “from a French die.” This writing was largely taken up with

a defense of his recently published _Reflections on the Revolution in

France_, and it is here relevant to note how Burke defines his doctrine

as a middle course. “The opinions maintained in that book,” he said,

“never can lead to an extreme, because their foundation is laid in an

opposition to extremes.”[63] “These doctrines do of themselves gravitate

to a middle point, or to some point near a middle.”[64] “The author of

that book is supposed to have passed from extreme to extreme; but he has

always actually kept himself in a medium.”[65]

Actually the course of events which caused this separation was the same

as that which led to the ultimate extinction of the Whig point of view

in British political life. In the early twentieth century, when a world

conflict involving the Empire demanded of parties a profound basis in

principle, the heirs of the Whig party passed from the scene, leaving

two coherent parties, one of the right and one of the left. That is

part of our evidence for saying that a party which bases itself upon

circumstance cannot outlast that circumstance very long; that its claim

to make smaller mistakes (and to have smaller triumphs) than the extreme

parties will not win it enduring allegiance; and that when the necessity

arises, as it always does at some time, to look at the foundations of the

commonwealth, Burke’s wish will be disregarded, and only deeply founded

theories will be held worthy. A party does not become great by feasting

on the leavings of other parties, and Whiggism’s bid for even temporary

success is often rejected. A party must have its own principle of

movement and must not be content to serve as a brake on the movements of

others. Thus there is indication that Whiggism is a recipe for political

failure, but before affirming this as a conclusion, let us extend our

examination further to see how other parties have fared with circumstance

as the decisive argument.

The American Whig Party showed all the defects of this position in an

arena where such defects were bound to be more promptly fatal. It is just

to say that this party never had a set of principles. Lineal descendants

of the old Federalists, the American Whigs were simply the party of

opposition to that militant democracy which received its most aggressive

leadership from Andrew Jackson. It was, generally speaking, the party of

the “best people”; that is to say, the people who showed the greatest

respect for industry and integrity, the people in whose eyes Jackson was

“that wicked man and vulgar hero.” Yet because it had no philosophical

position, it was bound to take its position from that of the other party,

as we have seen that Whiggism is doomed to do. During most of its short

life it was conspicuously a party of “outs” arrayed against “ins.”

It revealed the characteristic impotence in two obvious ways. First, it

pinned its hopes for victory on brilliant personalities rather than on

dialectically secured positions. Clay, Webster, and Calhoun, who between

them represented the best statesmanship of the generation, were among its

leaders, but none of them ever reached the White House. The beau ideal of

the party was Clay, whose title “the Great Compromiser” seems to mark him

as the archetypal Whig. Finally it discovered a politically “practical”

candidate in William Henry Harrison, soldier and Indian fighter, and

through a campaign of noise and irrelevancies, put him in the Presidency.

But this success was short, and before long the Whigs were back battling

under their native handicaps.

Second, frustrated by its series of reverses, it decided that what the

patient needed was more of the disease. Whereas at the beginning it had

been only relatively pragmatic in program and had preserved dignity in

method, it now resolved to become completely pragmatic in program and as

pragmatic as its rivals the Democrats in method. Of the latter step, the

“coonskin and hard-cider” campaign on behalf of Harrison was the proof.

We may cite as special evidence the advice given to Harrison’s campaign

manager by Nicholas Biddle of Philadelphia. “Let him [the candidate] say

not a single word about his principles or his creed—let him say nothing,

promise nothing. Let the use of pen and ink be wholly forbidden.”[66] E.

Malcolm Carroll in his _Origins of the Whig Party_ has thus summed up

the policy of the Whig leaders after their round with Jackson: “The most

active of the Whig politicians and editors after 1836, men like Weed,

Greeley, Ewing of Ohio, Thaddeus Stevens, and Richard Houghton of Boston,

preferred success to a consistent position and, therefore, influenced

the party to make its campaign in the form of appeal to popular emotion

and, for this purpose, to copy the methods of the Democratic Party.”[67]

This verdict is supported by Paul Murray in his study of Whig operations

in Georgia: “The compelling aim of the party was to get control of the

existing machinery of government, to maintain that control, and, in some

cases, to change the form of government the better to serve the dominant

interest of the group.”[68] Murray found that the Whigs of Georgia

“naturally had a respect for the past that approached at times the

unreasonable reverence of Edmund Burke for eighteenth century political

institutions.”[69]

But a party whose only program is an endorsement of the _status quo_ is

destined to go to pieces whenever the course of events brings a principle

strongly to the fore. The American Union was moving toward a civil

conflict in which ideological differences, as deep as any that have

appeared in modern revolutions, were to divide men. As always occurs in

such crises, the compromisers are regarded as unreliable by both sides

and are soon ejected from the scene. It now seems impossible that the

Whig Party, with its political history, could have survived the fifties.

But the interesting fact from the standpoint of theoretical discussion

is that the Democratic Party, because it was a radically based party,

was able to take over and defend certain of the defensible earlier Whig

positions. Murray points out the paradoxical fact that the Democratic

Party “purloined the leadership of conservative property interests in

Georgia and the South.”[70] It is no less paradoxical that it should have

purloined the defense of the states’ rights doctrine thirty years after

Jackson had threatened to hang disunionists.

The paradox can be resolved only by seeing that the Whig position was one

of self-stultification; and this is why a rising young political leader

in Illinois of Whig affiliation left the party to lead a re-conceived

Republican Party. The evidence of Lincoln’s life greatly favors the

supposition that he was a conservative. But he saw that conservatism to

be politically effective cannot be Whiggism, that it cannot perpetually

argue from circumstance. He saw that to be politically effective

conservatism must have something more than a temperamental love of

quietude or a relish for success. It must have some ideal objective. He

found objectives in the moral idea of freedom and the political idea of

union.

The political party which Abraham Lincoln carried to victory in 1860 was

a party with these moral objectives. The Whigs had disintegrated from

their own lack of principle, and the Republicans emerged with a program

capable of rallying men to effort and sacrifice—which are in the long

run psychologically more compelling than the stasis of security. But

after the war and the death of the party’s unique leader, all moral

idealism speedily fell away.[71] Of the passion of revenge there was

more than enough, so that some of the victor’s measures look like the

measures of a radical party. But the elevation of Grant to the presidency

and the party’s conduct during and after the Gilded Age show clearly

the declining interest in reform. Before the end of the century the

Republican Party had been reduced in its source of appeal to the Whig

argument from circumstance (or in the case of the tariff to a wholly

dishonest argument from consequences). For thirty or forty years its case

came to little more than this: we are the richest nation on earth with

the most widely distributed prosperity; therefore this party advocates

the _status quo_. The argument, whether embodied in the phrase “the full

dinner pail” or “two cars in every garage” has the same source. Murray’s

judgment of the Whig party in Georgia a hundred years ago: “Many facts in

the history of the party might impel one to say that its members regarded

the promotion of prosperity as the supreme aim of government,”[72] can

be applied without the slightest change to the Republican Party of the

1920’s. But when the circumstance of this _status quo_ disappeared about

1930, the party’s source of argument disappeared too, and no other has

been found since. It became the party of frustration and hatred, and like

the Whig Party earlier, it clung to personalities in the hope that they

would be sufficient to carry it to victory. First there was the grass

roots Middle Westerner Alf Landon; then the glamorous new convert to

internationalism Wendell Willkie; then the gang-buster and Empire State

governor Thomas Dewey. Finally, to make the parallel complete, there came

the military hero General Dwight Eisenhower. Eisenhower can be called the

William Henry Harrison of the Republican Party. He is “against” what the

Democrats are doing, and he is admired by the “best” people. All this

is well suited to take minds off real issues through an outpouring of

national vanity and the enjoyment of sensation.

The Republican charge against the incumbent administration has been

consistently the charge of “bungling,” while those Republicans who have

based their dissent on something more profound and clear-sighted have

generally drawn the suspicion and disapproval of the party’s supposedly

practical leaders. Of this the outstanding proof is the defeat of the

leadership of Taft. To look at the whole matter in an historical frame

of reference, there has been so violent a swing toward the left that the

Democrats today occupy the position once occupied by the Socialists; and

the Republicans, having to take their bearings from this, now occupy

the center position, which is historically reserved for liberals.

Their series of defeats comes from a failure to see that there is an

intellectually defensible position on the right. They persist with the

argument from circumstance, which never wins any major issues, and

sometimes, as we have noted, they are left without the circumstance.

I shall suggest that this story has more than an academic interest for

an age which has seen parliamentary government exposed to insults, some

open and vicious, some concealed and insidious. There are in existence

many technological factors which themselves constitute an argument from

circumstance for one-party political rule. Indeed, if the trend of

circumstances were our master term, we should almost certainly have to

favor the one-party efficiency system lately flourishing in Europe. The

centralization of power, the technification of means of communication,

the extreme peril of political divisiveness in the face of modern weapons

of war, all combine to put the question, “What is the function of a party

of opposition in this streamlined world anyhow?” Its proper function is

to talk, but talking, unless it concerns some opposition of principles,

is but the wearisome contention of “ins” and “outs.” Democracy is a

dialectical process, and unless society can produce a group sufficiently

indifferent to success to oppose the ruling group on principle rather

than according to opportunity for success, the idea of opposition becomes

discredited. A party which can argue only from success has no rhetorical

topic against the party presently enjoying success.

The proper aim of a political party is to persuade, and to persuade

it must have a rhetoric. As far as mere methods go, there is nothing

to object to in the argument from circumstance, for undeniably it has

a power to move. Yet it has this power through a widely shared human

weakness, which turns out on examination to be shortsightedness. This

shortsightedness leads a party to positions where it has no policy, or

only the policy of opposing an incumbent. When all the criteria are

brought to bear, then, this is an inferior source of argument, which

reflects adversely upon any habitual user and generally punishes with

failure. Since, as we have seen, it is grounded in the nature of a

situation rather than in the nature of things, its opposition will

not be a dialectically opposed opposition, any more than was Burke’s

opposition to the French Revolution. And here, in substance, I would

say, is the great reason why Burke should not be taken as prophet by the

political conservatives. True, he has left many wonderful materials which

they should assimilate. His insights into human nature are quite solid

propositions to build with, and his eloquence is a lesson for all time in

the effective power of energy and imagery. Yet these are the auxiliary

rhetorical appeals. For the rhetorical appeal on which it will stake its

life, a cause must have some primary source of argument which will not

be embarrassed by abstractions or even by absolutes—the general ideas

mentioned by Tocqueville. Burke was magnificent at embellishment, but of

clear rational principle he had a mortal distrust. It could almost be

said that he raised “muddling through” to the height of a science, though

in actuality it can never be a science. In the most critical undertaking

of all, the choice of one’s source of argument, it would be blindness

to take him as mentor. To find what Burke lacked, we now turn to the

American Abraham Lincoln, who despite an imperfect education, discovered

that political arguments must ultimately be based on genus or definition.

The ethics of rhetoric · 第 2 / 8 章