AN AUTOBIOGRAPHICAL STUDY

I

Several of the contributors to this series of “Autobiographical

Studies”[2] have begun by expressing their misgivings at the unusual

difficulties of the task they have undertaken. The difficulties in my

case are, I think, even greater; for I have already more than once

published papers upon the same lines as the present one, papers which,

from the nature of the subject, have dealt more with personal

considerations than is usual or than would otherwise have been

necessary.

I gave my first account of the development and subject-matter of

psychoanalysis in five lectures which I delivered in 1909 before Clark

University at Worcester, Mass., where I had been invited to attend the

celebration of the twentieth anniversary of the foundation of that

body.[3] Only recently I gave way to the temptation of making a

contribution of a similar kind to an American collective publication

dealing with the opening years of the twentieth century, since its

editors had shown their recognition of the importance of psychoanalysis

by allotting a special chapter to it.[4] Between these two dates

appeared a paper, “On the History of the Psycho-Analytic Movement,”[5]

which, in fact, contains the essence of all that I can say on the

present occasion. Since I must not contradict myself and since I have no

wish to repeat myself exactly, I must endeavor to construct a narrative

in which subjective and objective attitudes, biographical and historical

interests, are combined in a new proportion.

I was born on May 6th, 1856, at Freiberg in Moravia, a small town in

what is now Czecho-Slovakia. My parents were Jews, and I have remained a

Jew myself. I have reason to believe that my father’s family were

settled for a long time on the Rhine (at Cologne), that, as a result of

a persecution of the Jews during the fourteenth or fifteenth century,

they fled eastwards, and that, in the course of the nineteenth century,

they migrated back from Lithuania through Galicia into German Austria.

When I was a child of four I came to Vienna, and I went through the

whole of my education there. At the Gymnasium I was at the top of my

class for seven years; I enjoyed special privileges there, and was

scarcely obliged to pass any examinations. Although we lived in very

limited circumstances, my father insisted that, in my choice of a

profession, I should follow my own inclinations. Neither at that time,

nor indeed in my later life, did I feel any particular predilection for

the career of a physician. I was moved, rather, by a sort of curiosity,

which was, however, directed more towards human concerns than towards

natural objects; nor had I recognized the importance of observation as

one of the best means of gratifying it. At the same time, the theories

of Darwin, which were then of topical interest, strongly attracted me,

for they held out hopes of an extraordinary advance in our understanding

of the world; and it was hearing Goethe’s beautiful essay on Nature read

aloud at a popular lecture just before I left school that decided me to

become a medical student.

When, in 1873, I first joined the University, I was met by some

appreciable disappointments. Above all, I found that I was expected to

feel myself inferior and an alien, because I was a Jew. I refused

absolutely to do the first of these things. I have never been able to

see why I should feel ashamed of my descent or, as people were beginning

to say, of my race. I put up, without much regret, with my nonadmission

to the community; for it seemed to me that in spite of this exclusion an

active fellow-worker could not fail to find some nook or cranny in the

frame-work of humanity. These first impressions at the University,

however, had one consequence which was afterwards to prove important;

for at an early age I was made familiar with the fate of being in the

Opposition and of being put under the ban of the “compact majority.” The

foundations were thus laid for a certain degree of independence of

judgment.

I was compelled, moreover, during my first years at the University, to

make the discovery that the peculiarities and limitations of my gifts

denied me all success in many of the departments of science into which

my youthful eagerness had plunged me. Thus I learned the truth of

Mephistopheles’ warning:

“Vergebens, dass ihr ringsum wissenschaftlich schweift,

Ein jeder lernt nur, was er lernen kann.”[6]

At length, in Ernst Brücke’s physiological laboratory, I found rest and

satisfaction—and men, too, whom I could respect and take as my models.

Brücke gave me a problem to work out in the histology of the nervous

system; I succeeded in solving it to his satisfaction and in carrying

the work further on my own account. I worked at this Institute, with

short interruptions, from 1876 to 1882, and it was generally thought

that I was marked out to fill the next post of Assistant that might fall

vacant there. The various branches of medicine proper, apart from

psychiatry, had no attraction for me. I was decidedly negligent in

pursuing my medical studies, and it was not until 1881 that I took my

somewhat belated degree as a Doctor of Medicine.

The turning point came in 1882, when my teacher, for whom I felt the

highest possible esteem, corrected my father’s generous improvidence by

strongly advising me, in view of my bad financial position, to abandon

my theoretical career. I followed his advice, left the physiological

laboratory and entered the General Hospital[7] as an “Aspirant.” I was

soon afterwards promoted to being a junior physician, and worked in

various departments of the hospital, amongst others for more than six

months under Meynert, by whose work and personality I had been greatly

struck while I was still a student.

In a certain sense I nevertheless remained faithful to the line of work

upon which I had originally started. The subject which Brücke had

proposed for my investigations had been the spinal cord of one of the

lowest of the fishes (Ammocoetes Petromyzon); and I now passed on to the

human central nervous system. Just at this time Flechsig’s discoveries

of the non-simultaneity of the formation of the medullary sheaths were

throwing a revealing light upon the intricate course of its tracts. The

fact that I began by choosing the medulla oblongata as the one and only

subject of my work was another sign of the continuity of my development.

In complete contrast to the diffuse character of my studies during my

earlier years at the University, I was now developing an inclination to

concentrate my work exclusively upon a single subject or problem. This

inclination has persisted and has since led to my being accused of

one-sidedness.

I now became as active a worker in the Institute of Cerebral Anatomy as

I had previously been in the physiological one. Some short papers upon

the course of the tracts and the nuclear origins in the medulla

oblongata date from these hospital years, and my results were regularly

noted down by Edinger. One day Meynert, who had given me access to the

laboratory even during the times when I was not actually working under

him, proposed that I should definitely devote myself to the anatomy of

the brain, and promised to hand over his lecturing work to me, as he

felt he was too old to manage the newer methods. This I declined, in

alarm at the magnitude of the task; it is possible, too, that I had

guessed already that this great man was by no means kindly disposed

towards me.

From the practical point of view, brain anatomy was certainly no better

than physiology, and, with an eye to material considerations, I began to

study nervous diseases. There were, at that time, few specialists in

that branch of medicine in Vienna, the material for its study was

distributed over a number of different departments of the hospital,

there was no satisfactory opportunity of learning the subject, and one

was forced to be one’s own teacher. Even Nothnagel, who had been

appointed a short time before, on account of his book upon cerebral

localization, did not single out neuropathology from among the other

subdivisions of medicine. In the distance glimmered the great name of

Charcot; so I formed a plan of first obtaining an appointment as

Lecturer on Nervous Diseases in Vienna and of then going to Paris to

continue my studies.

In the course of the following years, while I continued to work as a

junior physician, I published a number of clinical observations upon

organic diseases of the nervous system. I gradually became familiar with

the ground; I was able to localize the site of a lesion in the medulla

oblongata so accurately that the pathological anatomist had no further

information to add; I was the first person in Vienna to send a case for

autopsy with a diagnosis of polyneuritis acuta. The fame of my diagnoses

and their _post mortem_ confirmation brought me an influx of American

physicians, to whom I lectured upon the patients in my department in a

sort of pidgin-English. I understood nothing about the neuroses. On one

occasion I introduced to my audience a neurotic suffering from a

persistent headache as a case of chronic localized meningitis; they

quite rightly rose in revolt against me, and my premature activities as

a teacher came to an end. By way of excuse I may add that this happened

at a time when greater authorities than myself in Vienna were in the

habit of diagnosing neurasthenia as cerebral tumor.

In the spring of 1885 I was appointed Lecturer on Neuropathology on the

ground of my histological and clinical publications. Soon afterwards, as

the result of a warm testimonial from Brücke, I was awarded a Traveling

Fellowship of considerable value. In the autumn of the same year I made

the journey to Paris.

I became a student at the Salpêtrière, but as one of the crowd of

foreign visitors, I had little attention paid me to begin with. One day

in my hearing Charcot expressed his regret that since the war he had

heard nothing from the German translator of his lectures; he went on to

say that he would be glad if someone would undertake to translate the

new volume of his lectures into German. I wrote to him and offered to do

so; I can still remember a phrase in the letter, to the effect that I

suffered only from _l’aphasie motrice_ and not from _l’aphasie

sensorielle du français_. Charcot accepted the offer, I was admitted to

the circle of his personal acquaintances, and from that time forward I

took a full part in all that went on at the Clinic.

As I write these lines, a number of papers and newspaper-articles have

reached me from France, which gave evidence of a violent objection to

the acceptance of psychoanalysis, and which often make the most

inaccurate assertions in regard to my relations with the French school.

I read, for instance, that I made use of my visit to Paris to

familiarize myself with the theories of Pierre Janet and then made off

with my booty. I should therefore like to say explicitly that during the

whole of my visit to the Salpêtrière, Janet’s name was never so much as

mentioned.

What impressed me most of all while I was with Charcot were his latest

investigations upon hysteria, some of which were carried out under my

own eyes. He had proved, for instance, the genuineness of hysterical

phenomena and their conformity to laws (“_introite et hic dii sunt_”),

the frequent occurrence of hysteria in men, the production of hysterical

paralyses and contractures by hypnotic suggestion and the fact that such

artificial products showed, down to their smallest details, the same

features as spontaneous attacks, which were often brought on

traumatically. Many of Charcot’s demonstrations began by provoking in me

and in other visitors a sense of astonishment and an inclination to

scepticism, which we tried to justify by an appeal to one of the

theories of the day. He was always friendly and patient in dealing with

such doubts, but he was also most decided; it was in one of these

discussions that (speaking of theory) he remarked, “_Ça n’empêche pas

d’exister_,” a _mot_ which left an indelible mark upon my mind.

No doubt the whole of what Charcot taught us at that time does not hold

good today: some of it has become doubtful, some has definitely failed

to withstand the test of time. But enough is left over, and has found a

permanent place in the storehouse of science. Before leaving Paris I

discussed with the great man a plan for a comparative study of

hysterical and organic paralyses. I wished to establish the thesis that

in hysteria paralyses and anæsthesias of the various parts of the body

are demarcated according to the popular idea of their limits and not

according to anatomical facts. He agreed with this view, but it was easy

to see that in reality he took no special interest in penetrating more

deeply into the psychology of the neuroses. When all is said and done,

it was from pathological anatomy that his work had started.

Before I returned to Vienna I stopped for a few weeks in Berlin, in

order to gain a little knowledge of the general disorders of childhood.

Kassowitz, who was at the head of a public institute in Vienna for the

treatment of children’s diseases, had promised to put me in charge of a

department for the nervous diseases of children. In Berlin I was given

assistance and a friendly reception by Baginsky. In the course of the

next few years I published, from the Kassowitz Institute, several

monographs of considerable size on unilateral and bilateral cerebral

palsies in children. And for that reason, at a later date (in 1897),

Nothnagel made me responsible for dealing with the same subject in his

great _Handbuch der allgemeinen und speziellen Therapie_.

In the autumn of 1886 I settled down in Vienna as a physician, and

married the girl who had been waiting for me in a distant city for more

than four years. I may here go back a little and explain how it was the

fault of my _fiancée_ that I was not already famous at that early age. A

side interest, though it was a deep one, had led me in 1884 to obtain

from Merck some of what was then the little-known alkaloid cocaine and

to study its physiological action. While I was in the middle of this

work, an opportunity arose for making a journey to visit my _fiancée_,

from whom I had been parted for two years. I hastily wound up my

investigation of cocaine and contented myself in my book on the subject

with prophesying that further uses for it would soon be found. I

suggested, however, to my friend, L. Königstein, the ophthalmologist,

that he should investigate the question of how far the anæsthetizing

properties of cocaine were applicable in diseases of the eye. When I

returned from my holiday I found that not he, but another of my friends,

Carl Koller (now in New York), to whom I had also spoken about cocaine,

had made the decisive experiments upon animals’ eyes and had

demonstrated them at the Ophthalmological Congress at Heidelberg. Koller

is therefore rightly regarded as the discoverer of local anæsthesia by

cocaine, which has become so important in minor surgery; but I bore my

_fiancée_ no grudge for my neglected opportunity.

I will now return to the year of 1886, the time of my settling down in

Vienna as a specialist in nervous diseases. The duty devolved upon me of

giving a report before the “Gesellschaft der Aerzte” [Society of

Medicine] upon what I had seen and learnt with Charcot. But I met with a

bad reception. Persons of authority, such as the chairman (Bamberger,

the physician), declared that what I said was incredible. Meynert urged

me to find some cases in Vienna similar to those which I had described

and to present them before the Society. I tried to do so; but the senior

physicians in whose departments I found any such cases, refused to allow

me to observe them or to work at them. One of them, an old surgeon,

actually broke out with the exclamation: “But, my dear sir, how can you

talk such nonsense? _Hysteron_ (sic) means the uterus. So how can a man

be hysterical?” I objected in vain that what I wanted was, not to have

my diagnosis approved, but to have the case put at my disposal. At

length, outside the hospital, I came upon a case of classical hysterical

hemi-anæsthesia in a man, and demonstrated it before the “Gesellschaft

der Aerzte.” This time I was applauded, but no further interest was

taken in me. The impression that the great authorities had rejected my

innovations remained unshaken; and, with my hysteria in men and my

production of hysterical paralyses by suggestion, I found myself forced

into the Opposition. As I was soon afterwards excluded from the

laboratory of cerebral anatomy and for a whole term had nowhere to

deliver my lectures, I withdrew from academic life and ceased to attend

the learned societies. It is a whole generation since I have visited the

“Gesellschaft der Aerzte.”

Anyone who wanted to make a living from the treatment of nerve-patients

must clearly be able to do something to help them. My therapeutic

arsenal contained only two weapons, electrotherapy and hypnosis, for

prescribing a visit to a hydropathic establishment after a single

consultation was an inadequate source of income. My knowledge of

electrotherapy was derived from W. Erb’s text-book, which provided

detailed instructions for the treatment of all the symptoms of nervous

diseases. Unluckily I was soon driven to see that following these

instructions was of no help whatever and that what I had taken for an

epitome of exact observations was merely the construction of phantasy.

The realization that the work of the greatest name in German

neuropathology had no more relation to reality than some “Egyptian”

dream-book, such as are sold in cheap book-shops, was painful, but it

helped to rid me of yet another piece of the innocent faith in authority

by which I was still obsessed. So I put my electrical apparatus aside,

even before Möbius had solved the problem by explaining that the

successes of electric treatment in nervous disorders (in so far as there

were any) were the effect of suggestion on the part of the physician.

With hypnosis the case was better. While I was still a student I had

attended a public exhibition given by the “magnetist” Hansen and had

noticed that one of the persons experimented upon had became deathly

pale at the onset of cataleptic rigidity and had remained so as long as

that condition lasted. This firmly convinced me of the genuineness of

the phenomena of hypnosis. Scientific support was soon afterwards given

to this view by Heidenhain; but that did not restrain the professors of

psychiatry from declaring for a long time to come that hypnosis was not

only fraudulent but dangerous and from regarding hypnotists with

contempt. In Paris I had seen hypnosis used freely as a method for

producing symptoms in patients and then removing them again. And now the

news reached us that a school had arisen at Nancy which made an

extensive and remarkably successful use of suggestion, with or without

hypnosis, for therapeutic purposes. It thus came about, as a matter of

course, that in the first years of my activity as a physician my

principal instrument of work, apart from haphazard and unsystematic

psycho-therapeutic methods, was hypnotic suggestion.

This implied, of course, that I abandoned the treatment of organic

nervous diseases; but that was of little importance. For on the one hand

the prospects in the treatment of such disorders were in any case never

promising, while on the other hand, in the private practice of a

physician working in a large town, the quality of such patients was

nothing compared to the crowds of neurotics, whose number seemed further

multiplied by the manner in which they hurried, with their troubles

unsolved, from one physician to another. And apart from this, there was

something positively seductive in working with hypnosis. For the first

time there was a sense of having overcome one’s impotence; and it was

highly flattering to enjoy the reputation of being a miracle-worker. It

was not until later that I was to discover the drawbacks of the

procedure. At the moment there were only two points to complain of:

first, that I could not succeed in hypnotizing every patient, and

secondly, that I was unable to put individual patients into as deep a

state of hypnosis as I should have wished. With the idea of perfecting

my hypnotic technique, I made a journey to Nancy in the summer of 1889

and spent several weeks there. I witnessed the moving spectacle of old

Liébault working among the poor women and children of the laboring

classes, I was a spectator of Bernheim’s astonishing experiments upon

his hospital patients, and I received the profoundest impression of the

possibility that there could be powerful mental processes which

nevertheless remained hidden from the consciousness of men. Thinking it

would be instructive, I had persuaded one of my patients to follow me to

Nancy. She was a very highly gifted hysteric, a woman of good birth, who

had been handed over to me because no one knew what to do with her. By

hypnotic influence I had made it possible for her to lead a tolerable

existence and I was always able to take her out of the misery of her

condition. But she always relapsed again after a short time, and in my

ignorance I attributed this to the fact that her hypnosis had never

reached the stage of somnambulism with amnesia. Bernheim now attempted

several times to bring this about, but he too failed. He frankly

admitted to me that his great therapeutic successes by means of

suggestion were only achieved in his hospital practice and not with his

private patients. I had many stimulating conversations with him, and

undertook to translate into German his two works upon suggestion and its

therapeutic effects.

During the period from 1886 to 1891 I did little scientific work, and

published scarcely anything. I was occupied with establishing myself in

my new profession and with assuring my own material existence as well as

that of a rapidly increasing family. In 1891 there appeared the first of

my studies upon the cerebral palsies of children, which was written in

collaboration with my friend and assistant, Dr. Oskar Rie. An invitation

which I received in the same year to contribute to an encyclopædia of

medicine led me to investigate the theory of aphasia, which was at that

time dominated by the views of Wernicke and Lichtheim, which laid stress

exclusively upon localization. The fruit of this inquiry was a small

critical and speculative book, _Zur Auffassung der Aphasie_. But I must

now show how it happened that scientific research once more became the

chief interest of my life.

The problem of lay-analyses · 第 18 / 23 题