THE GENESIS OF "DON QUIXOTE"[69]

The age of chivalry, as depicted in romances, could never, of course,

have had any real existence; but the sentiments which are described as

animating that age have been found more or less operative in different

countries and different periods of society. In Spain, especially, this

influence is to be discerned from a very early date. Its inhabitants

may be said to have lived in a romantic atmosphere, in which all the

extravagances of chivalry were nourished by their peculiar situation.

Their hostile relations with the Moslem kept alive the full glow of

religious and patriotic feeling. Their history is one interminable

crusade. An enemy always on the borders invited perpetual displays of

personal daring and adventure. The refinement and magnificence of the

Spanish Arabs throw a luster over these contests such as could not be

reflected from the rude skirmishes with their Christian neighbors.

Lofty sentiments, embellished by the softer refinements of courtesy,

were blended in the martial bosom of the Spaniard, and Spain became

emphatically the land of romantic chivalry.

[Footnote 69: From the "Biographical and Critical Miscellanies," which

were collected by the author for publication in England in 1845. This

essay, and the others in the volume, with one exception, had been

published originally in _The North American Review_.]

The very laws themselves, conceived in this spirit, contributed

greatly to foster it. The ancient code of Alfonso X, in the thirteenth

century, after many minute regulations for the deportment of the good

knight, enjoins on him to "invoke the name of his mistress in the

fight, that it may infuse new ardor into his soul and preserve him

from the commission of unknightly actions." Such laws were not a dead

letter. The history of Spain shows that the sentiment of romantic

gallantry penetrated the nation more deeply and continued longer than

in any other quarter of Christendom....

The taste for these romantic extravagances naturally fostered a

corresponding taste for the perusal of tales of chivalry. Indeed, they

acted reciprocally on each other. These chimerical legends had once,

also, beguiled the long evenings of our Norman ancestors, but, in the

progress of civilization, had gradually given way to other and more

natural forms of composition. They still maintained their ground in

Italy, whither they had passed later, and where they were consecrated

by the hand of genius. But Italy was not the true soil of chivalry,

and the inimitable fictions of Bojardo, Pulci, and Ariosto were

composed with that lurking smile of half-supprest mirth which, far

from a serious tone, could raise only a corresponding smile of

incredulity in the reader.

In Spain, however, the marvels of romance were all taken in perfect

good faith. Not that they were received as literally true; but the

reader surrendered himself up to the illusion, and was moved to

admiration by the recital of deeds which, viewed in any other light

than as a wild frolic of imagination, would be supremely ridiculous;

for these tales had not the merit of a seductive style and melodious

versification to relieve them. They were, for the most part, an

ill-digested mass of incongruities, in which there was as little

keeping and probability in the characters as in the incidents, while

the whole was told in that stilted "Hercles' vein" and with that

licentiousness of allusion and imagery which could not fail to debauch

both the taste and the morals of the youthful reader. The mind,

familiarized with these monstrous, over-colored pictures, lost all

relish for the chaste and sober productions of art. The love of the

gigantic and the marvelous indisposed the reader for the simple

delineations of truth in real history....

Cervantes brought forward a personage, in whom were embodied all those

generous virtues which belong to chivalry; disinterestedness, contempt

of danger, unblemished honor, knightly courtesy, and those aspirations

after ideal excellence which, if empty dreams, are the dreams of a

magnanimous spirit. They are, indeed, represented by Cervantes as too

ethereal for this world, and are successively dispelled as they come

in contact with the coarse realities of life. It is this view of the

subject which has led Sismondi, among other critics, to consider that

the principal end of the author was "the ridicule of enthusiasm--the

contrast of the heroic with the vulgar"--and he sees something

profoundly sad in the conclusions to which it leads. This sort of

criticism appears to be over-refined. It resembles the efforts of some

commentators to allegorize the great epics of Homer and Virgil,

throwing a disagreeable mistiness over the story by converting mere

shadows into substances, and substances into shadows.

The great purpose of Cervantes was, doubtless, that expressly avowed

by himself, namely, to correct the popular taste for romances of

chivalry. It is unnecessary to look for any other in so plain a tale,

altho, it is true, the conduct of the story produces impressions on

the reader, to a certain extent, like those suggested by Sismondi. The

melancholy tendency, however, is in a great degree counteracted by the

exquisitely ludicrous character of the incidents. Perhaps, after all,

if we are to hunt for a moral as the key of the fiction, we may with

more reason pronounce it to be the necessity of proportioning our

undertakings to our capacities.

The mind of the hero, Don Quixote, is an ideal world into which

Cervantes has poured all the rich stores of his own imagination, the

poet's golden dreams, high romantic exploit, and the sweet visions of

pastoral happiness; the gorgeous chimeras of the fancied age of

chivalry, which had so long entranced the world; splendid illusions,

which, floating before us like the airy bubbles which the child throws

off from his pipe, reflect, in a thousand variegated tints, the rude

objects around, until, brought into collision with these, they are

dashed in pieces and melt into air. These splendid images derive

tenfold beauty from the rich antique coloring of the author's

language, skilfully imitated from the old romances, but which

necessarily escapes in the translation into a foreign tongue. Don

Quixote's insanity operates both in mistaking the ideal for the real,

and the real for the ideal. Whatever he has found in romances he

believes to exist in the world; and he converts all he meets with in

the world into the visions of his romances. It is difficult to say

which of the two produces the most ludicrous results.

For the better exposure of these mad fancies Cervantes has not only

put them into action in real life, but contrasted them with another

character which may be said to form the reverse side of his hero's.

Honest Sancho represents the material principle as perfectly as his

master does the intellectual or ideal. He is of the earth, earthy.

Sly, selfish, sensual, his dreams are not of glory, but of good

feeding. His only concern is for his carcass. His notions of honor

appear to be much the same with those of his jovial contemporary

Falstaff, as conveyed in his memorable soliloquy. In the sublime

night-piece which ends with the fulling-mills--truly sublime until we

reach the denouement--Sancho asks his master: "Why need you go about

this adventure? It is main dark, and there is never a living soul sees

us; we have nothing to do but to sheer off and get out of harm's way.

Who is there to take notice of our flinching?" Can anything be

imagined more exquisitely opposed to the true spirit of chivalry? The

whole compass of fiction nowhere displays the power of contrast so

forcibly as in these two characters; perfectly opposed to each other,

not only in their minds and general habits, but in the minutest

details of personal appearance.

It was a great effort of art for Cervantes to maintain the dignity of

his hero's character in the midst of the whimsical and ridiculous

distresses in which he has perpetually involved him. His infirmity

leads us to distinguish between his character and his conduct, and to

absolve him from all responsibility for the latter. The author's art

is no less shown in regard to the other principal figure in the piece,

Sancho Panza, who, with the most contemptible qualities, contrives to

keep a strong hold on our interest by the kindness of his nature and

his shrewd understanding. He is far too shrewd a person, indeed, to

make it natural for him to have followed so crack-brained a master

unless bribed by the promise of a substantial recompense. He is a

personification, as it were, of the popular wisdom--a "bundle of

proverbs," as his master somewhere styles him; and proverbs are the

most compact form in which the wisdom of a people is digested. They

have been collected into several distinct works in Spain, where they

exceed in number those of any other, if not every other country in

Europe. As many of them are of great antiquity, they are of

inestimable price with the Castilian jurists, as affording rich

samples of obsolete idioms and the various mutations of the language.

"Don Quixote" may be said to form an epoch in the history of letters,

as the original of that kind of composition, the novel of character,

which is one of the distinguishing peculiarities of modern literature.

When well executed, this sort of writing rises to the dignity of

history itself, and may be said to perform no insignificant part of

the functions of the latter. History describes men less as they are

than as they appear, as they are playing a part on the great

political theater--men in masquerade. It rests on state documents,

which too often cloak real purposes under an artful veil of policy, or

on the accounts of contemporaries blinded by passion or interest. Even

without these deductions, the revolutions of states, their wars, and

their intrigues do not present the only aspect, nor, perhaps, the most

interesting, under which human nature can be studied. It is man in his

domestic relations, around his own fireside, where alone his real

character can be truly disclosed; in his ordinary occupations in

society, whether for purposes of profit or pleasure; in his every-day

manner of living, his tastes and opinions, as drawn out in social

intercourse; it is, in short, under all those forms which make up the

interior of society that man is to be studied, if we would get the

true form and pressure of the age--if, in short, we would obtain clear

and correct ideas of the actual progress of civilization.

But these topics do not fall within the scope of the historian. He can

not find authentic materials for them. They belong to the novelist,

who, indeed, contrives his incidents and creates his characters, but

who, if true to his art, animates them with the same tastes,

sentiments, and motives of action which belong to the period of his

fiction. His portrait is not the less true because no individual has

sat for it. He has seized the physiognomy of the times. Who is there

that does not derive a more distinct idea of the state of society and

manners in Scotland from the "Waverley Novels" than from the best of

its historians? Of the condition of the Middle Ages from the single

romance of "Ivanhoe" than from the volumes of Hume or Hallam? In like

manner, the pencil of Cervantes has given a far more distinct and a

richer portraiture of life in Spain in the sixteenth century than can

be gathered from a library of monkish chronicles.

The Best of the World's Classics, Restricted to Prose, Vol. IX (of X) - America - I · 第 114 / 131 题