CHAPTER XIII

TRANSITION TO HISTORY: GENERAL CHARACTER OF VICO'S TREATMENT OF HISTORY

It is clear from the facts above discussed that the historical portion

of the New Science could not take the shape of a history of the human

race in which peoples and individuals were recognised as playing each

its own unique part in the whole course of events. To enable it to

fulfil such a function Vico would have had to close up his system of

thought, which was still at one point incomplete and not impervious

to the religious idea, and to elevate his provident deity into a

progressive deity, determining flux and reflux as the eternal rhythm

of the process. Or on the other hand in order to attain the vision of

individuality, in the diametrically opposite sense, in history, he

would have had to abandon his rudimentary idealistic philosophy, break

down the distinction between ordinary and extraordinary providence,

and trace the history of man on the plan which God had revealed or

permitted him to discover. Vico's orthodoxy rebelled against the former

alternative, while his philosophy kept him from the second: and the

result of his dilemma was that the history he reconstructed was not and

could not be a universal history.

In consequence, it was not what is called a philosophy of history, if

that phrase is taken in its original sense of a "universal history

"--one which concentrates its attention upon the broadest and

least obvious connexions of facts--"philosophically narrated," more

philosophically, that is, than is usual with annalists, anecdotists and

compilers dealing with courts, politics and nations. The controversy

as to whether Vico or Herder can claim to be the founder of the

philosophy of history must be frankly decided in favour of Herder,

whose work shows just that procedure of universal history which is

lacking in the New Science. On the other hand it would be easy to

find numerous predecessors for Herder, beginning with the Hebrew

prophets and the scheme of the Four Monarchies, which remained not

only in the Middle Ages but well into modern times the constructive

scheme of universal history. Nor would it be out of place to add that

the so-called philosophy of history, in so far as it is a universal

history, constitutes neither a special philosophical science nor a form

of history capable of sharp distinction from the rest, except when the

passion for making it self-subsistent gives it the appearance of an

abstract history or a historicised philosophy. Thus when Vico or Herder

is credited with the foundation of a new science in the philosophy of

history, the compliment is a doubtful one: a fact which especially in

the case of Vico has gone far to obscure the value of their work. In

fact, the "New Science of the common character of nations," understood

as the equivocal science of the philosophy of history, has eclipsed the

New Science as a new philosophy of mind and a rudimentary metaphysic of

thought.

The conflict which for the general consciousness existed between

science and faith reappears in Vico's treatment of history as a

distinction and opposition between Jewish and Gentile history, sacred

history and profane. Jewish history was not subjected, he believed,

to the laws of history in general. Its course was unique, and its

development proceeded on principles peculiar to itself, namely, the

direct action of God. The New Science, which in its philosophical

part did not give the explanatory principles of this process, was in

consequence not compelled to deal with it in its historical part.

This is perhaps what Vico would have wished. But the wish was met,

setting aside the necessity of guarding against the charge of impiety,

which was certainly a danger, by his scruples as a believer, and a

conscientious believer; which urged him to look for some kind of

harmony between the two histories, since however sharply distinguished

(he recalled how even a Gentile writer, Tacitus, had described the Jews

as "unsociable"), both alike developed under terrestrial conditions

and had points of mutual contact, at least in the origin of mankind

and its regeneration by means of Christianity. Following the inherent

tendencies of his thought, Vico ought to and would willingly have

avoided the narration of universal history and confined himself

exclusively to questions of philosophy and philology. But as it

happened, he was compelled now and then to depart from his programme

and to attempt at once a unification of the two histories and a defence

of sacred history based on arguments supplied by science and profane

history.

This is the least successful, but a profoundly significant part of

his work. He was forced to admit, though the admission was opposed by

all his discoveries and outraged his whole system of thought, that

the Hebrews had enjoyed the privilege of always keeping intact their

memories of the beginning of the world, a memory which other nations

claimed in vain; and hence sacred history must supply the true origin

and succession of universal history. The necessity of connecting his

views on primitive civilisation with Biblical chronology, with the date

usually assigned to the creation of the world, with the traditions of

a universal deluge and of a race of giants--the necessity of finding,

as he says, the "continuity of sacred with profane history"--led him

to the most extravagant flights of fancy. After the flood, in the year

1656 from the creation, at the separation of the sons of Noah, while

the Hebrews began or continued their sacred history with Abraham and

the other patriarchs and then with the laws given to Moses by God, all

the other descendants of Shem, Ham, and Japhet, the first race more

slowly and for a shorter period, the second and third with greater

rapidity and for a longer time, lapsed into the state of nature and

wandered over the earth as insensible and savage brutes. And while the

Hebrews, subjected to their theocratic government, strictly educated

and practising ablution, remained of normal stature, the members of

the other races, living without either physical or moral discipline,

wallowing in dirt and excrement and absorbing nitrogenous salts (just

as the earth is enriched and made fertile by excrement), grew to

monstrous and gigantic size. The state of nature lasted a hundred years

for the Semites and two hundred for the other two races; at the end of

which the earth which had long been sodden with the moisture of the

universal deluge began to dry up and emit dry exhalations or fiery

matter into the air so as to generate lightning. With lightning, as

we already know, and with the mythology of the thundering sky, which

is Jupiter, arose in these brutes the consciousness of God and of

themselves, by which they became human. Thus begins the "age of the

gods," which, socially, is that of domestic monarchy where the father

is king and priest. In the course of this age the system of greater

deities was gradually established, and the giants, by means of their

religions of terror and their domestic education taming the flesh

and developing the spiritual element in them, and by the practice of

washing, shrank by degrees to the normal size of the men whom we find

at the beginning of the next or heroic age.

Such are the chief points in Vico's quaint reconstruction of the

earliest history of man upon the earth, harmonised with the account

in sacred history. We shall be less inclined to amusement or ridicule

if we reflect upon the tragedy underlying the comedy: the tormented

conscience of the believer which in its struggle with the philosopher

seeks refuge in these extravagant ideas. At any rate, they gave Vico

a series of insecure stepping-stones--the flood, the giants, the dry

exhalations--which enabled him to cross the torrent of religious

tradition and reach the dry land of critical history, where he found

the primary starting-point of his philosophy of mind, the state of

nature. It may further be suggested that the contact with Hebrew

history--the only one which presented itself to him as a history in the

strict sense, a _unicum,_ something absolutely individualised even if

in a miraculous manner--suggested to him the few attempts met with in

his works to assign to various peoples a special function or mission;

thus it sometimes appeared to him that the Hebrews represented _mens,_

the Chaldeans _ratio,_ and the Japhetic races _phantasia._

Parallel to this imaginary history of the origin of the human race

on the earth is Vico's attempt at Biblical apologetics. He lost no

opportunity of adducing proofs from profane sources to confirm the

statements of sacred history. For instance, a confirmation of the flood

and the giants is supplied by the similar traditions of Greek and other

nations. The theocratic government, which is not definitely mentioned

by any profane history but merely alluded to obscurely by poets in

their tales, is met with in the government of the Hebrews before and

after the flood. The Hebrews again knew nothing of divination because

they lived in direct contact with the true God, while the Chaldees

had a system of magic or divination according to the movements of the

stars, and the European peoples a system of augury. One certainly

feels in all this something of an effort, a will to see or not to

see: a kind of self-interruption and stimulation to belief. It is not

infrequent among cultured and scientifically educated believers. Again,

in his exposition of the historical genesis of grammatical forms, where

he says that verbs began with the imperative, the monosyllabic command

given by the father to wife, child or slave (_es, sta, i, da, fac,_

etc.), Vico draws from this an indirect demonstration of the truth of

Christianity, because the roots of Hebrew verbs are always found in

the third person singular of the past tense; a clear proof that the

patriarchs must have given their commands to their families in the

name of a single God (_Deus dixit_). This, in Vico's opinion, is "a

lightning to confound all those writers who have believed the Hebrews

to be a colony proceeding from Egypt; since from the beginning of its

foundation the Hebrew tongue had its origin in a single God." But in

truth these lightnings instead of descending upon the head of the

unbeliever serve only to illuminate the poverty of the arguments upon

which apologetics rest, even with a man like Vico; and, objectively

considered, the division introduced by religious scruple between sacred

and profane history, and the consequent dogmatic treatment of the one,

with its strange hypotheses and defences, and critical treatment of the

other, produced and still produces an irresistible impression that the

seclusion of sacred history from human science is due to the impotence

not of the human science but of the sacred history; its impotence, that

is, to preserve itself intact within the limits of science. Seldom has

a religious scruple so endangered the cause of religion.

But Vico had far too genuine and exacting a scientific sense added

to his natural antipathies to permit him ever to become a Selden

or a Bossuet; and hence this apologetic for and harmonisation of

sacred history remains in him a mere episode, which it is possible to

ignore. And since on the other hand he was not permitted to treat

philosophy and history as entirely profane and to represent the

complex movement of history according to the fundamental criterion of

progress, his only course was to look at the facts from the point of

view which his philosophy left open to him, that of flux and reflux,

the eternal process and the eternal phases of the mind. Here lay his

strength. Here he could recognise the specific, if not strictly the

individual, character of laws, customs, poetry and myth, of whole

social and cultural formations which history down to his own time

had entirely misunderstood. For this reason, in narrating history he

was bound to confine himself to emphasising the common aspects of

certain groups of facts belonging to various nations and periods. In

the New Science, he says, "the whole history of the laws and deeds of

Rome and Greece is set forth, not in its particularity and in time,

but following the substantial identity of intention and diversity of

the modes of expression." Elsewhere he says, "the facts are adduced

after the fashion of examples, because they are understood by means of

principles," for "to see the principles confirmed by the innumerable

host of their consequences is a thing which must await certain other

works of ours, which are either as yet unpublished or now in process

of publication." In other words, as we know, this science contains on

the one hand a philosophical side, and on the other a descriptive or

empirical, exemplified in history, in which the Romans figure not as

Romans but in virtue of the common nature which they share with Greeks

and possibly with Japanese; the history of Rome under the kings or in

the early Republican period demonstrates its affinity with that of the

earlier centuries of the Middle Ages; and Homer stands not as Homer but

as an example of primitive poetry, and across the centuries finds and

greets his brother in Dante. It is at once a strength and a limitation,

because history emphatically does not fundamentally consist of these

resemblances; but without the perception of the resemblances how could

we ever determine the differences? Dante is not Homer, the barons

are not the "patres," the Athenian Solon is not the Roman Publilius

Philo; but certainly Dante is in some respects more closely related to

Homer than to Petrarch, the early barons are nearer to the "patres"

than to the later courtier-nobles, and Solon is more akin to a Roman

tribune or dictator than to any other of the seven sages among whom

he is usually placed. To observe these resemblances means denying

or rejecting other more superficial ones, and preparing the way for

knowledge of individuality by indicating the approximate place where

the truth is to be found. Vico classifies, rather than narrates and

represents; but there is classification and classification; it may be

pressed into the service of a superficial thought or of a profound one.

And the historical side of the New Science is one great substitution of

profound for superficial classifications.

In this process, which constitutes the strength of Vico's treatment

of history, the deficiencies and errors come not from outside the

limits of the process but from causes at work within these limits

themselves. It has been alleged in defence of Vico that a great part

of his errors is due to the scantiness and inadequacy of the materials

at his disposal. But the materials for any study are always scanty

and inadequate compared to our thirst for knowledge; and in judging

a historian the question is not this, but the method, cautious or

incautious, on which he employs the materials that are at his disposal.

Again, it has been said that Vico has the faults of his age; but this

is to forget that he was born in the century which saw the development

of the highly critical philology of Joseph Scaliger and the whole Dutch

school, and that Zeno, Maffei and Muratori were his contemporaries

in Italy. The truth is that just as the attitude of thought already

described in Vico confused pure philosophical method with the

determinations of empirical science and historical data, so it confused

historical research with the mixture of philosophy and empirical

science. Vico was in a state similar to that of drunkenness; confusing

categories with facts, he felt absolutely certain _a priori_ of what

the facts would say: instead of letting them speak for themselves he

put his own words into their mouth. A common illusion with him was to

seem to see connexions between things where there was really none. This

made him turn every hypothetical conjunction into a certainty, and read

in other writers instead of their actual words things that they had

never written, but which were internally spoken by himself unawares

and projected into the writings of others. Exactitude was for him an

impossibility, and in his mental excitement and exaltation he almost

despised it: what harm can ten, twenty, a hundred errors do to what is

substantially true? Exactitude, "diligence," as he says, "must lose

itself in arguments of any size, because it is a minute, and because

minute also a slow-footed virtue." Fanciful etymologies, daring and

groundless mythological interpretations, changes of name and date,

exaggerations of fact, false quotations are met with throughout his

pages, and many may be found noted in the fine edition of the second

_Scienza Nuova_ by Nicolini. Thus, as we observed in speaking of his

philosophy that Vico's was not an acute mind, so now in speaking of his

historical work we must say that it was not critical. But as while we

denied him acuteness on a small scale we acknowledged his profundity

or acuteness on a large scale, so here also we ought to add that if

Vico lacked the critical sense in small matters, in great matters he

had abundance of it. Careless, headstrong and confused in detail;

cautious, logical and penetrative in essentials; he exposes his flank

or rather his whole body to the attacks of the most miserable and

mechanical pedant, and over-awes and inspires respect in every critic

and historian however great. And, _totus mens_ though he is and all

absorbed by his own discoveries, often he does not give his power of

investigation and observation time and room to develop, and instead of

history he invents myths and investigates romances; but when he allows

the power free play, it does wonders in the field of history too, as we

shall try to show in the following chapters.

But to judge the historical views of Vico by confronting them, as many

have done, with those of modern historical research and praising or

depreciating them accordingly would hardly be conclusive. Where the

two terms of the comparison agreed the agreement might be fortuitous:

where they diverged, the later doctrine might be but a development or

consequence of the earlier attempt, and in any case the modern state

of historical knowledge by no means provides an absolute standard. On

the other hand it would be out of place, as well as beyond our power,

to rehandle all the problems dealt with by Vico to see what there is of

truth and falsehood in his conclusions. That would mean no less than

writing a third _Scienza Nuova_ more adapted to our own times. Our task

is merely to indicate the principal historical problems which Vico set

before himself, to state the solutions he gave, and always to keep in

mind the state of knowledge not in our own day but in Vico's, so as

to determine what progress in historical study may be set down to his

influence.

The Philosophy of Giambattista Vico · 第 13 / 21 章