Attorney of the United States for the Southern District of New
York.
On Wednesday, the seventeenth of July, the prisoners were brought into
Court to plead to the Indictment, when MR. E. DELAFIELD SMITH, United
States District Attorney, said:
_If the Court please_,--In the case of Baker and others, the prisoners
now at the bar, indicted for robbery on the high seas, I move that they
be arraigned. I may here remark, that I have caused the service of a
notice of this motion upon all the counsel known to me as engaged in
the case; and if any gentleman has not received a notification, the
omission proceeds from the fact that his name has not been given to the
District Attorney. I understand that Mr. Larocque is counsel for one or
two of the prisoners, and that he is in the building.
_Mr. Larocque_ here entered the Court.
_The District Attorney_: I would now renew my motion that the prisoners
at the bar be arraigned under the indictment presented yesterday.
_Mr. Larocque_: If your honor please, I represent but one of the
prisoners. There are other counsel, I believe, who represent them
generally. I appear for Mr. Harleston (the mate), and I will now state
what I have to say with respect to the motion made by the District
Attorney. Mr. Daniel Lord is associated with me, and I believe he is
now engaged in the adjoining Court, but will soon be here. The Court
will perceive that the learned District Attorney has very properly
taken a considerable period of time for the framing of this indictment.
It is some weeks now since the warrant of arrest was issued, and the
course which he has taken certainly deserves great commendation; for
the indictment in this case, more than any other that has ever been
found in this Court, required greater care in its preparation, and it
is one which will certainly present more important questions than
probably any that has ever been tried in this Court. The indictment was
only presented yesterday, and, as far as I am concerned, I was only
informed of its presentation late yesterday afternoon. Of course, I had
no opportunity to examine it. I believe it is quite a voluminous
document, and contains a great many counts; and before the prisoners at
the bar would be prepared to plead to the indictment, it will certainly
be necessary that their counsel should examine it with care, and
determine what course to take with regard to it; and then, probably,
there may be some application that it will be necessary to make to the
Court before the prisoners will be prepared to plead. I therefore
desire a postponement for that purpose, until we can have time to
examine this indictment.
_The District Attorney_: I doubt not it is proper that time should be
given to examine this indictment, and to adopt such course with respect
to it as gentlemen standing in the sacred relation of counsel may deem
it their duty to take. I should be very glad, however, if that time
could be, with due regard to the convenience of counsel, so near as
that the pleas may be recorded and the trial set down for some day
before the Court adjourns. I shall be ready, if your honor please, on
behalf of the Government, to try the prisoners on any day. I shall be
prepared to try them within two or three days; but, certainly, it is
right that counsel should have time to examine the indictment, as
suggested. I hope only that such examination may be made speedily, as I
understand your honor will adjourn the Court at an early day.
_Mr. Larocque_: It would be utterly impossible for this case to be
tried this term. In conversation with the counsel for the Government, a
few days ago, the gentleman himself declared that the case could not be
tried this term of the Court, and it would be impossible, your honor,
for us to be ready for trial during this term. It will be necessary for
us to obtain testimony from abroad, out of the limits of this State,
and that cannot be procured in time to try the case this term.
Certainly, no interest of public justice can suffer by a delay of the
trial of this case; and I think it is eminently proper, and I am sure
the Court will agree with me, that a proceeding of this importance
should be conducted with deliberation, and that ample time should be
given to the prisoners to prepare their defence. I had understood,
moreover, that some intimation had been made by your honor's associate
on the bench (Judge Nelson) that he would attend upon the trial of this
case. I am told that Judge Nelson met with an accident shortly after
his return home from his attendance upon his judicial duties, by being
run away with by a horse, and that he is so lame that he is unable to
move at present; and I am very credibly assured that Judge Nelson has
expressed his conviction that it was his duty to attend and to sit on
the trial of this case. Very important questions of law will be
presented, and your honor is aware that in a criminal case in this
Court there is no writ of error. The prisoner has the right to a review
of any decision that might be made in this Court, in case a difference
of opinion should arise between the Judges who preside. And certainly,
in a case of such great importance as this is, where the lives of so
many prisoners are at stake, it is of the utmost consequence that there
should be a full Court present when the prisoners are tried. So far
with respect to the trial of the case. Now, your honor is also aware
that, by the statutes of the United States, the prisoners have a right
to a certain period of time before any movement can be made with a view
to trial. We certainly cannot be ready to plead to this indictment in
less than a week.
_The District Attorney_: The Court will permit a single remark
concerning the conversation to which my learned friend has alluded. I
never intended to say decidedly that the trial could not take place
during the present term. I did, however, at one time, express an
opinion that, as the term was nearly ended, and as the summer was upon
us, probably I should not succeed in bringing the case on for trial
until the autumn. As, however, the indictment has been promptly found,
delay till fall is, I trust, unnecessary. Events continually taking
place upon the ocean seem to render it important that the trial should
take place at an early day. With these suggestions, I leave the matter
entirely with the Court, where, of course, it ultimately belongs.
_Mr. Sullivan_: May it please the Court, I appear for Captain Baker,
the first prisoner named in the indictment.
_Judge Shipman_ asked who appeared for the other prisoners. He wished
to know if all the prisoners were supplied with counsel; if not, he
would assign them counsel.
_Mr. Sullivan_ said he did not desire a week's postponement, as he
understood his honor had intimated that the Court would adjourn on
Wednesday. As to the time of trial, he was authorized and instructed
specially to say for Captain Baker that he would ask for no delay other
than what was absolutely necessary for his counsel to prepare. He (Mr.
Sullivan) hoped that the Court would continue its session specially to
hear the case, or at least to try some portion of the defendants. He
made that remark on the presumption that the defendants would ask to be
tried separately.
_Mr. Mayer_ said he appeared for one of the seamen, Wm. C. Clark; and
he concurred in Mr. Larocque's remarks.
_Judge Shipman_: It is hardly necessary now to discuss when the case
will be set down for trial. The motion now before the Court is for the
arraignment of the prisoners, and counsel asks for time to plead. I
should like to know the names of the counsel who appear for the
prisoners.
_Mr. Larocque_ said he appeared, in conjunction with Mr. Lord, for Mr.
Harleston.
_Mr. Ridgway_ appeared for the sailors Carno, Oman, Daly, Palmer,
Murphy, Galvin, and Coid; and he, also, concurred in the motion for
time to plead.
_Mr. Sandford_ appeared for Albert G. Ferris, and desired that the
trial should be brought on as speedily as possible.
_The District Attorney_: I have a suggestion to make as to the time of
pleading. With regard to the indictment, when counsel come to examine
it, I think they will find, that although the counts are numerous, yet,
after all, the indictment is simple. I would suggest that counsel
should examine the record between this and to-morrow morning, and then
the prisoners could undoubtedly be arraigned without objection.
_Mr. Daniel Lord_: I perceive that the prisoners are brought here to
plead in chains. If that is to be repeated each time they are brought
here, I would wish to have the time named when they are to plead.
_Mr. James T. Brady_ said that he believed the engagement under which
he acted, in connection with some other gentlemen, covered the cases of
all the accused who had not already been represented before his honor
by distinct counsel.
_Judge Shipman_: There is no necessity, then, for the Court to assign
counsel?
_Mr. Brady_: In response to your honor, allow me to say that I
represent Captain Baker more particularly. From the very necessity of
this case a number of counsel have been employed, and more, probably,
than will take part, as your honor is well aware, in the trial. I have
had the pleasure of conferring with Mr. Lord only once since this case
arose; and as he is in every respect the senior of the gentlemen who
are employed in the case, we should like an opportunity for conference.
It is highly important to determine what species of plea should be put
into the indictment; and while, as I remarked, all the counsel may not
take a prominent part in the argument or the trial, yet their judgments
ought to be considered by each other, and some decisive course
concluded upon. There certainly can be no great occasion for hurry, as
these men are closely confined, and certainly are under the closest
kind of restraint, from what I see around me (glancing at the
prisoners, handcuffed). I don't suppose there is any apprehension, even
if the prison doors were opened, that they would be likely to escape,
from the state of feeling which at present exists in this city and this
section of the country. We only wish for time that is necessary to
determine what kind of an answer to make to this indictment; and after
that we will proceed, I venture to say, with the utmost diligence, to
have this case prepared for trial, or it may probably turn out that
there will be no necessity for any trial. That may occur to a legal
mind, or it may not.
_Judge Shipman_: Well, let the prisoners be remanded until Tuesday
morning next.
The Court then adjourned.
On Tuesday, the twenty-third of July, the prisoners were again brought
into Court, and were placed within the bar, at the south end of the
room.
_E. Delafield Smith, Esq._, District Attorney, moved that the prisoners
be arraigned.
_Algernon S. Sullivan, Esq._, of counsel for the prisoners, stated that
all the prisoners were represented by counsel, and that they were
acquainted with the charges contained in the indictment.
The prisoners were ordered to stand up; and the Clerk of the Court
called T. Harrison Baker, saying: "You have been indicted for robbery
on the high seas; how do you plead--guilty, or not guilty?" To which
Mr. Baker replied, "Not guilty."
_The District Attorney_ suggested that the indictment be read to the
prisoners, unless each one of them expressly waived the reading. He
would prefer to have it read, however.
The prisoners' counsel respectively submitted that it was of no
consequence. The accused knew the contents of it.
_Judge Shipman_ remarked that the reading of the indictment would
consume some time; but the District Attorney said that questions had
been raised on this point, and, to insure regularity, he desired to
have the indictment read; whereupon the Court ordered the Clerk to read
the instrument.
At the conclusion of the reading, the prisoners severally pleaded, each
for himself, "not guilty."
_District Attorney Smith_: If the Court please, the facts in this case
are exceedingly simple. The evidence in reference to them--as well such
as is required by the prosecution, as that which we may suppose to be
desired by the defendants--is within a narrow range and easily
attainable. I have examined the testimony with care. There can be no
doubt, upon the evidence in the case, that the prisoners are guilty,
and that as a matter of law, as well as a matter of fact, they ought to
be convicted. It is impossible to close our eyes to the facts relating
to this case, as they bear upon what is daily taking place upon the
high seas. The merchant marine of the country is subjected to piratical
seizure from day to day. Murder is the natural child of robbery, and we
may daily expect to hear of bloodshed on the ocean, in attempting the
execution of the purpose conceived by so many of our countrymen, to
deal a death-blow to American commerce.
It seems to me, that the ends of public justice require that I should
urge upon your Honor the propriety and necessity of an early trial of
this issue. If, peradventure, the prisoners are innocent, it can work
no injury to them; if guilty, they ought to be convicted, and in my
judgment, the law ought to take its course to the end, in order that an
example may be set to those who are pursuing the species of marauding,
of which I think the testimony will show the prisoners to have been
guilty.
I respectfully urge, that the trial be set down for Wednesday, July
31st, a week from to-morrow. I may add that I shall be happy to render
to the counsel for the prisoners every facility within my power for the
presentation of all the facts. The plea of authority, which we can
anticipate, is set forth in the indictment, and a copy of the letter of
marque has been furnished to counsel for the defence. I can see no
valid reason for postponing the trial; none, certainly, in the present
state of the country.
_Mr. Larocque_ said, it seemed to him the idea might have occurred to
the District Attorney, that these men had not yet been convicted. The
law presumed every man to be innocent until he was proved guilty. The
counsel should not presume these men to be guilty until they were
tried. There were questions of international law involved in this case
which would be entitled to consideration. The counsel for the United
States would learn that he had misunderstood the meaning of the statute
under which these men were indicted. The prisoners' counsel were not
ready. They required documentary evidence and witnesses to be procured
from a distance. They could not be ready to go on at this term of the
Court. He submitted that a cause of this magnitude should not be
disposed of so hurriedly. What had the prisoners to do with others on
the ocean? Did the counsel for the Government desire to hurry them to
trial unprepared for the purpose of striking terror to those on the
ocean? He could not believe it to be so.
_Mr. Sullivan_ said the prisoners would not ask any further delay after
procuring their testimony. Some of the evidence could not be obtained
this side of Charleston, and it would be impossible to procure it under
three or four weeks. The case involved the legal status between the
United States and the seceded States. He opposed setting down the case
for trial on next Wednesday.
_Mr. Davega_, of counsel for the prisoners, also opposed the motion,
reiterating the statements in relation to the testimony to be procured.
_Mr. Mayer_ called the attention of the District Attorney to the fifth
count of the indictment, describing the prisoners as citizens of the
United States. His client was a citizen of Hamburg, and he would not be
ready to try the case in several weeks.
_Mr. Daniel Lord_, in behalf of Mr. Harleston, said this case involved
the lives of thirteen men. If the District Attorney supposed the law of
the case was simple, he took a very different view of it from what that
gentleman did.
_The District Attorney_, in reply, said that in respect to the
intimation of a necessity to refer to Charleston, it was a matter of
notoriety that the prisoners were in constant communication with that
city. Counsel were bound to disclose the nature of testimony required,
that the Court might judge of the sufficiency of the reasons for a
postponement. Much of it might be to facts which the prosecution would
admit; as, in reference to the question of citizenship, there would be
no difficulty in conceding the fact that certain of the prisoners were
not citizens of the United States. He was not tenacious as to the very
day named. Without throwing the case over to the fall term, the trial
could be so fixed as to afford counsel ample opportunity to collect
their proofs and examine the questions of law involved. All the
difficulties suggested to impede the trial were obstructions created by
these defendants themselves and their confederates, and it was in the
nature of taking advantage of their own wrong to seek a postponement
because of the existence of a state of things for which they were
responsible. It had been said, thirteen lives are at issue. He would
say that many more lives were at stake--lives, in his judgment, of far
greater value--the lives of innocent officers and sailors in the
merchant marine. The facts are simple. The law appears to be certain.
There can be no defence here, the nature of which is not visible. The
only justification for the piracy would seem to be the treason. If the
prisoners ought justly to be convicted, such conviction should be
speedy, in order to deter their confederates from expeditions partaking
of the character of both treason and piracy.
_Judge Shipman_ said, that he had no doubt in relation to the
disposition to be made of this motion. The Court could not have several
sets of rules to apply at will to the same class of cases; and even if
the Court had power to adopt a different rule in some criminal cases
from that fixed in others of the same grade, it would be very
questionable whether such power ought to be exercised. The law had made
no distinction in regard to this class of criminal offences. Upon the
statute book of the United States are various acts of Congress defining
atrocious crimes punishable capitally; and among these, is the crime of
piracy, or robbery upon the high seas, for which the defendants are
indicted. In all cases where parties are charged with criminal
offences, and especially with capital crimes, it is customary to give
the defendants a reasonable time for the preparation of their defence;
and the Court must always assume and act, so far as the technical
proceedings are concerned, upon the presumption of innocence which the
law always interposes. The Court cannot take into consideration many of
the suggestions made by counsel for the Government or for the defence;
and in disposing of this motion, I wish it to be distinctly understood
that I do so just as I should in any other case of alleged robbery or
piracy upon the high seas, where, if the defendants be convicted, they
must suffer, according to the statute, the penalty of death. I cannot
look at other considerations. I cannot anticipate other defences. In
the administration of the criminal law, although the principles are
usually very simple, and although, for aught I know, they may be as
simple when applied to this case as to any other, yet in the
application of those principles, there is often ground for difference
of opinion. Courts that have been long regarded as entitled to very
great respect for learning, discrimination, and experience, frequently
differ as to the application of principles of law to particular cases.
In view of this fact, in capital cases, it has been a rule usually
adhered to in the United States Circuit Courts (which are so
constituted by the Act of Congress that two Judges are authorized to
sit) to have, if applied for, a full Court, so that the defendant might
have the benefit, if I may so speak, of the chance of a division of
opinion. For such division of opinion constitutes the only ground upon
which the case can be removed to a higher Court for revision. In this
view of the case, and upon the strenuous application of the defendants
for the presence of a full Court, I certainly cannot deny the
application consistently with my judgment of what is right and proper;
and I say this with a full recognition of the importance of this trial.
I might add, it may be desirable for the Government, in the event of a
certain determination of this case, that in the preliminary
proceedings--the time fixed for trial and the constitution of the
Court--there should be nothing to weaken the full and appropriate
effect of such determination.
After some observations in regard to two exceptional cases--that of
Gordon, on his first trial for engaging in the slave trade,[2] and the
case of the parties convicted of murder on board the ship "Gen.
Parkhill," both cases having been tried before a District Judge sitting
alone, the counsel for the defendant in each case making no request to
have a full Court--Judge Shipman went on to say, that in consequence of
Judge Nelson's engagements in another District, in September, and in
view of his confinement with the effects of a fall from his carriage,
which would prevent his sitting in August, he (Judge Nelson) could not
probably hear this case until the October term. He therefore ordered
the trial to be set down for the third Monday of October, at eleven
o'clock.
[2] The second trial of Gordon, resulting in a conviction,
took place before a full Court, Mr. Justice NELSON sitting
with Judge SHIPMAN.
The prisoners were remanded to the custody of the Marshal, and their
manacles, which had been removed while they were in Court, being
replaced, they were taken to the Tombs.
TRIAL OF THE OFFICERS AND CREW OF THE SCHOONER SAVANNAH, ON THE
CHARGE OF PIRACY.