Before bringing this introductory chapter to a conclusion we should

suggest one further caution which must be borne in mind. There may at

times seem to be suggestions of antagonism between the biological and

the social conceptions of what is eugenic and what is not. Much of

this apparent discord will disappear if we recognize that after all

the overlapping areas of the two subjects which have fused into the

subject of Eugenics are relatively small portions of either whole

subject. Sociology has for one of its aims, perhaps its chief aim, the

improvement of the present condition of society. The sociologist is

interested in the improvement of social conditions to-day and

to-morrow. He wants to improve housing conditions, food and milk

supplies, to reduce the curses of alcoholism, poverty, and crime, to

take the children out of the factory and their mothers out of the

sweatshop and put them into schools or under humane conditions of

labor. And so on through a long list. The biologist or Eugenist is of

course heartily with the sociologist in these endeavors, but as a

human being, not as a biologist or Eugenist. For the Eugenist is, as

such, by deliberate assumption and definition, directly interested in

only such conditions as affect the innate characteristics of the

race, conditions which may not have direct reference to the present

generation at all, but to the next and to future generations. As a

Eugenist he is not concerned with factory legislation, alcoholism, or

play grounds, unless it can be shown that there is a relation between

these things and the innate mental and physical properties of the

race. If there is such a relation, of improvement or impairment, these

are eugenic topics; if there is no such relation they are purely

social topics, and the Eugenist does not deal with them, not because

they are not worth dealing with, but because they are then by

definition outside his field. In the end the Eugenist hopes, with the

Sociologist, to accomplish these social betterments, but he believes

that these will come as by-products in the process of innate racial

improvement--improvement in the inherent, physical, mental, and moral

qualities of the human kind, and that accomplished in this way the

results will be more stable and permanent than any accomplished by

attacking the problems as such and separately, largely leaving out of

account the real and fundamental cause--bad human protoplasm.

Eugenics is not offered as a universal cure for social ills: no single

cure exists. But the Eugenist believes that no other single factor in

determining social conditions and practices approaches in importance

that of racial structural integrity and sanity. The Eugenist would

oppose only those social activities, if such there be, that conflict

with his ideal of genuine, progressive, human evolution. The main

question which the Eugenist would raise here is largely that of the

economy of effort--whether it were not better by concentrating upon a

few activities, known to give permanent results, once for all to end

an intolerable social condition, rather than to attempt the Sisyphean

task.

In conclusion let us quote a few sentences from Francis Galton.

"Charity refers to the individual; Statesmanship to the nation;

Eugenics cares for both.... I take Eugenics very seriously, feeling

that its principles ought to become one of the dominant motives in a

civilized nation, much as if they were one of its religious tenets....

Man is gifted with pity and other kindly feelings; he has also the

power of preventing many kinds of suffering. I conceive it to fall

well within his province to replace Natural Selection by other

processes that are more merciful and not less effective. This is

precisely the aim of Eugenics. Its first object is to check the birth

rate of the Unfit instead of allowing them to come into being, though

doomed in large numbers to perish prematurely. The second object is

the improvement of the race by furthering the productivity of the Fit,

by early marriages and the healthful rearing of their children.

Natural Selection rests upon excessive production and wholesale

destruction; Eugenics on bringing no more individuals into the world

than can be properly cared for, and those only of the best stock."

II

THE BIOLOGICAL FOUNDATIONS OF EUGENICS

II

THE BIOLOGICAL FOUNDATIONS OF EUGENICS

"The gist of histories and statistics as far back as the

records reach, is in you this hour,..."

We must now proceed to consider briefly and with only the necessary

detail the modes of application of certain biological principles and

data in this special field of Eugenics. First of all a clear

understanding of the basic ideas of variability and heredity must be

had as a primary condition of an appreciation of their significance

for the subject before us.

Like any other organism a human being is a bundle of characteristics,

physical and psychical. Each person has a definite stature and span,

possesses fingers and toes, a head, eyes, ears, hair of a certain

color, and so on through a long list of physical traits. Physiological

characteristics has he also, such as muscular strength, resistance to

fatigue or to disease of many kinds, digestive and assimilative

powers, a rate of heart beat, a blood pressure, an habitual gait,

posture, a characteristic way of clasping the hands or of twirling

the thumbs--and so almost _ad infinitum_. He also possesses

certain physiological traits more closely related with the action

of the central nervous system--keenness of vision, or hearing,

or smell, memory, vivacity, cheerfulness, self-assertiveness,

self-consciousness, reasoning power, determination, and the like.

There is a period during the existence of each human being when he

does not seem to possess these traits or anything resembling them. For

at the beginning of his existence as a new and separate creature,

every individual, among the groups of higher organisms, has the form

of a single organic cell--the germ. This germ may be, as it is in man,

of microscopic dimensions, and it always shows a comparatively slight

degree of differentiation of structure. Moreover, the parts and organs

of the germ bear no actual or visible resemblance at all to the organs

and parts of the organism into which the germ rapidly develops. In

other words, in the germ of an organism we have a structure, partly

material, partly dynamic, the components of which in some way

represent the adult characteristics without resembling them. During

the period of the development of the individual, that is to say,

during its "ontogeny," these characteristics of the germ become

expressed in their final or adult form.

For our purpose it is not necessary to inquire precisely how it is

that the structure of the germ can thus represent or determine the

structures growing out of it. It must suffice to see that somehow the

characteristics of the germ lead to the formation or development of

other characters, and these in turn to still others until at last a

period of comparative changelessness is reached, when we say that

development is completed. It is important to recognize, however, that

this development is fundamentally a process of reaction, the reaction

between the germ and its surrounding conditions. The characteristics

of the adult organism are _determined_ primarily by the structure of

the germ; they _appear_ gradually and successively, as the growing

organism reacts to its environing conditions.

An adult organism is continually doing certain things--performing

certain movements, producing certain secretions, undergoing a great

variety of physical and chemical changes. Just what the organism does

at any given moment is in reality determined by two groups of factors:

first, it depends, obviously, upon the structure of the organism

acting, upon the organs it has to act with, and upon the precise

condition of these organs and of the whole individual; and second, it

depends upon the nature of those conditions outside of and affecting

the organism which lead it to act at all. Either group of factors

taken alone will not lead to any activity; activity of an organism

must be a reaction between organismal structure and environing

conditions--an irritable substance and stimuli to activity. And the

character or quality of an act is affected by circumstances within

either set of factors.

In much the same way the germ acts, and its action is similarly a

reaction between the structure of the germ and its environing

conditions. The germ reacts by producing certain parts,

differentiating certain structures, in short, by developing. The

normal activities or reactions of the adult organism we call in

general its "behavior." The normal activities or reactions of the germ

and embryo we call "development"; the normal behavior of the germ is

development. And in the latter, as well as in the former, changes in

either set of factors lead to changes in the nature of the result of

their interaction, i. e., to changes in the characteristics actually

appearing as the result of development.

In their fully developed state some of the traits or characteristics

of organisms are single, simple, fundamental characters, not

analyzable into more elementary factors. Such are the number of

fingers, or of joints in the fingers, absence of pigments of several

kinds from the eyes or hair, presence of cataract, _et cetera_. These

so-called "unit characters" are roughly analogous to the chemical

elements which may, as units, be combined and recombined in diverse

ways, but which always maintain their integrity as elements although

different combinations produce wholes that are unlike. Each unit

character in the adult is the result of a series of reactions between

the environing conditions of development and a germinal structural

unit, as yet hypothetical and provisionally called the "determiner,"

which in some way not yet understood represents this adult trait.

On the other hand, there are many of these things which we call

characteristics which seem to be composite, capable of being analyzed

or factored into a group of simpler components or unit characters.

Such apparently are stature, span, resistance to fatigue, and probably

most psychic traits. Each of these complexes results apparently from a

series of reactions between the conditions of development and a group

of hypothetical germinal determiners that tend to be associated within

the germ.

The presence or absence of a determiner in a germ is thus the primary

cause of the corresponding presence or absence of a certain

characteristic in the adult organism.

But whatever the essential nature of the characteristic in this

respect, whether simple or complex, we know further that every

organismal characteristic is subject to variation. In any group of

human individuals, for example, we can find persons of different

stature, different weight, with fingers of different length and form,

with heads of different size and shape, hair and eyes of different

shades, different blood pressures, pulse rates, digestive

possibilities, different degrees of determination, cheerfulness,

alertness, and so forth. This fact of variation is not limited to the

comparison of the individuals of a given group or generation among

themselves, but successive generations considered as the units of

comparison show the same sort of thing. And further successive broods

from the same parents exhibit this same phenomenon of variation when

compared with one another. Variation is a universal fact--not only

among organic things but in the inorganic world as well. The variation

which any company of persons shows in stature is paralleled by the

variation in the diameter of the grains in a handful of sand, or of

the drops in a rainstorm.

When we examine the phenomena of variation carefully we find that

they are of two quite distinct categories. The first kind of

variation, that which we most frequently think of as "variation,"

should properly be termed _variability_. Differences of this type are

small _fluctuations_ in any and every character, centering about an

average or mean, which is itself fairly definite and fixed--less

subject to variation in different groups or through successive

generations. For example, if we measure by inches the stature of a

thousand or more persons chosen at random we find that they may vary

from fifty-four to seventy-six inches; the most frequent heights might

be about sixty-nine and sixty-four inches among the men and women

respectively. The results of such a measurement may be expressed

graphically as in Figure 3, which is an expression of the measurement

of 1,052 mothers. The measurement of almost any characteristic in a

large group of any organisms usually gives a result of the kind

figured. The most significant fact here is that this normal

variability exhibited by the traits of living organisms follows

closely the laws of chance or probability. That is to say, the number

of individuals occurring in any class which has a certain deviation

above or below the average, is directly related to, or dependent upon

(in mathematical terms, "is a function of"), the extent of the

deviation of the value of that class from the average of the whole

group. The significance of this is that the precise fluctuation which

we find in any individual is the result of the operation of a large

number of causes or factors, each contributing slightly and variably

to the total result.

[Illustration: FIG. 3.--Recorded measurements of the stature

of 1,052 mothers. The height of each rectangle is

proportional to the number of individuals of each given

height. The curve connecting the tops of the rectangles is

the normal frequency curve. The most frequent height is

between 62 and 63 inches. Average height--62.5 inches.

Standard deviation, 2.39 inches. Coefficient of variability,

3.8 (2.39 = 3.8+ % of 62.5 inches). (From Pearson.)]

Many of the most important facts about variability can be illustrated

by a simple model such as that suggested by Galton. This is a

modification of the familiar bagatelle board, covered with glass and

arranged as shown in Fig. 4. A funnel-shaped container at the top of

the board is filled with peas or similar objects (Fig. 4, _A_). Below

this is a regular series of obstacles symmetrically arranged, and

below these, at the bottom of the board, is a row of vertical

compartments also arranged symmetrically with reference to the chief

axis of the whole system. If we allow the peas to escape from the

bottom of the container and to fall among the obstacles into the

compartments below we find that their distribution there follows

certain laws capable of precise mathematical description, so that it

might be predicted with fair accuracy (Fig. 4, _B_). The middle

compartment will receive the most; the compartments next the middle

somewhat fewer; those farther from the middle still fewer; and the end

compartments fewest. If we connect the top of each column of peas by a

curved line we get just such a curve as that given by the stature

measurements above (Fig. 3), i. e., the normal frequency curve. A

curve of the same essential character would result from plotting the

dimensions of a thousand cobblestones, the deviations from the

bull's-eye in a target-shooting contest, or by plotting the

variability of any organismal character--whether it be the stature or

strength of men, the spread of sparrows' wings, the number of rays on

scallop shells, or of ray-flowers of daisies.

[Illustration: FIG. 4.--Model to illustrate the law of

probability or "chance." Description in the text. _A_, Peas

held in container at top of board. _B_, Peas after having

fallen through the obstructions into the vertical

compartments below. The curve connecting the tops of the

columns of peas is the normal probability curve.]

With this model we may illustrate many other essential facts about

variability which must be borne in mind when approaching the problems

of Eugenics. Before we allow the peas to fall we know quite definitely

what the general distribution of them all will be, but we do not know

at all the future position of any single pea. Of this we can speak

only in terms of probability; the chances are very high that it will

fall in one of the three middle compartments, very low that it will be

in one of the extreme compartments. But the chances are equal,

whatever they are, that it will fall above or below the average or

middle position. We see then that in any group there are many more

individuals near the average, i. e., mediocre, than there are in the

classes removed from the average and the farther the remove of a class

from the average the smaller the number of individuals in that class.

Yet all the individuals belong to the same whole group. This leads to

the very important fact that _an individual may belong to a group

without representing it fairly_. The average individuals are the most

representative. But in order to get a correct idea of the whole group

we must know, first, to what _extent_ deviations occur in each

direction, above and below the group average, and, second, the average

_amount_ by which each individual of the group deviates from this

group average. That is, we must know the amount of variability as well

as the extent of the greatest divergence from the average. The best

measure of the amount of variability exhibited by any group of objects

or organisms is not the simple average or mean of all the individual

deviations from the average of the group; it is the square root of the

mean squared deviations from the group average. This is called the

_index_ of variability or "standard deviation." In order to make

possible the comparison of the variabilities of characteristics

measured in unlike units, such as weight and stature, this index must

be converted into an equivalent abstract quantity. This is done by

reducing the index of variability to per cents of the group average,

giving what is called the _coefficient_ of variability. Thus, for

example, in stature the index of variability (standard deviation) of

certain classes of men is approximately 2.7 inches; that is, in a

large group of men the amount of individual variation from the average

height of 69 inches amounts to 2.7 inches. This gives an abstract

_coefficient_ of about 4.0 per cent, for 2.7 equals 3.9 per cent of

69. Similarly the index of variability of the weight of a group of

university students has been found to be about 16.5 pounds; the

average weight is about 153 pounds, and the coefficient of

variability is therefore about 10.8 per cent (16.5 equals 10.78 per

cent of 153). Although pounds and inches may not be compared, these

two abstract coefficients may be, and we may say that men are more

than twice as variable in weight as in stature.

Turning now to variation of the second type we find what are

ordinarily called _mutations_, or differences quite properly termed

_variations_, in a strict sense, as distinguished from the preceding

fluctuations or variability phenomena. Mutations or variations are

abrupt changes of the average or type condition to a new condition or

value which then becomes a new center of fluctuating variability. The

difference between variability and variation may be illustrated

through an analogy suggested by Galton (Fig. 5). A polygonal plinth,

or better a polyhedron, resting upon one face is easily tipped

slightly back and forth, but after slight disturbance it always

returns to its first position of stable equilibrium. Each face of the

plinth or polyhedron represents an organismal characteristic; these

slight backward and forward movements represent fluctuations, always

centering about the average condition. An unusually hard push sends

the plinth over upon another face in which it has a new position of

stability; this represents true variation or mutation. In this new

position it is again stable, may again be rocked back and forth

showing fluctuations about its new average position.

[Illustration: FIG. 5.--Plinth to illustrate the difference

between variability (fluctuation) and variation (mutation).]

The essential difference between true variation and fluctuation or

variability of an extreme nature, is with reference to the inheritance

of such divergence. In the second generation the offspring of extreme

variates or fluctuations have not the same average as their own

parents but an average much nearer that of the whole group to which

their parents belonged; the average stature of the children of

unusually short or tall parents is respectively greater or less than

that of their own parents--that is, is nearer the average of the whole

group of parents, provided the shortness or tallness of the parents is

a fluctuation. When the shortness or tallness is a true variation or

mutational character, offspring have approximately the same average

stature as their immediate parents, although the children of course

show fluctuation in height so that some are slightly above and others

slightly below the parental height.

Mutations may occur through the addition or the subtraction of single

characters of the simple or unit type. Such are the variations from

brown or blue eyes to albino, five fingers to six, and the like. These

are the familiar "sports" of the horticulturalist and breeder. They

are of the greatest value in evolution, for it seems quite likely that

it is only through the permanent racial fixation of these mutations

that permanent changes in the characters of a breed may be effected,

i. e., evolution occurs primarily through mutation.

In connection with the general subject of variation we should mention

briefly certain aspects of the recent work of Johannsen and Jennings,

showing that many organic specific groups or "species," whose

characters, when measured accurately give what is called a normal

variability curve similar to that of stature illustrated in Fig. 3,

are not really homogeneous groups of fluctuating individuals as the

curves would indicate superficially, but that each gross group or

species is actually composed of a blend of a number of smaller groups,

each with its own average and fluctuating variability. It is only when

these are taken all together as a lump that they fuse into a single

and apparently simple curve.

For example, the curve shown in Fig. 6, A, which is approximately that

of a normal distribution, in some cases might be shown by

experimentation to consist in reality of several truly distinct

elements, say three for purposes of illustration, as shown in Fig. 6,

B. Each of these sub-groups has its own average and its own amount

and extent of variability (fluctuation) and it is only by adding them

together that we get the larger group. Each of these elementary groups

is called a "pure line," which is defined as a group of organisms, all

of which are the progeny of a single individual. The characteristics

of each pure line remain stable through successive generations, each

about its own average; and it is chiefly this fact that enables us to

identify the different lines. Transition from the condition of one

pure line to another occurs only as a mutation. At present the theory

of the pure line is strictly applicable only to organisms reproducing

asexually or to self-fertilizing forms where the group observed is

actually composed of the progeny of a single organism. It is hardly

possible to say as yet whether or not this extremely important theory

is essentially applicable to the human species or any species where

two organisms are involved in the establishment of a race or line, but

there are some indications of a circumstantial nature that it is thus

applicable in its essentials and so modified as to include this fact

of biparental inheritance.

[Illustration: FIG. 6.--Curves illustrating the relation

between the pure line and the species or other large group.

_A_, a "species" curve composed of three pure lines. _B_,

the separate elements of the larger curve each with its own

average and variability.]

With this bare skeleton of the subject of variation before us let us

see how facts of this kind may have any significance for the subject

of Eugenics, any bearing upon the possibility of racial improvement.

When any of the varying human traits, and they all vary, is measured

carefully and the results tabulated we find that they give us a curve

approximating the normal frequency curve, such as we have described

above and illustrated in Fig. 3. The coefficients of variability of a

great many human traits are known and a few representative

coefficients are given in Table I. This type of variability is given

then, by measurements of physical characteristics of all kinds, and,

what is of greater importance, physiological traits, including mental

and moral characteristics, so far as they can be measured by present

methods, vary in just the same way. Annual individual earnings give us

a curve closely similar to that of a normal frequency curve with an

approximate minimum limiting value. Even the tabulation of citizens

according to their social standing or "civic worth" gives the same

sort of thing. This has been brought out nicely in Galton's discussion

of Booth's classification of the population of London.

TABLE I

_Coefficients of Variability of Certain Human Traits_

The Social Direction of Evolution: An Outline of the Science of Eugenics · 第 2 / 10 段