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* * * * *
FORUM [Illustration] BOOKS
_This ebook was created in honour of Distributed Proofreaders
20th Anniversary._
BOOKS
AND PRINTING
A TREASURY FOR TYPOPHILES
_edited by Paul A. Bennett_
[Illustration]
_Forum Books_
THE WORLD PUBLISHING COMPANY
CLEVELAND AND NEW YORK
A FORUM BOOK
Published by The World Publishing Company
2231 West 110th Street, Cleveland 2, Ohio
Revised Edition
First Forum printing February 1963
Copyright 1951 by The World Publishing Company.
All rights reserved. No part of this book may be reproduced in
any form without written permission from the publisher, except for brief
passages included in a review appearing in a newspaper or magazine.
Library of Congress Catalog Card Number: 52-612
Printed in the United States of America. WP263
ACKNOWLEDGMENTS
I am deeply grateful to many friends who have helped in the preparation
of material for this book, and have freely granted permission to
reprint their brain children.
To the Typophiles of New York, and to the individual authors in their
series of Chap Books, I am indebted for including: T. M. Cleland's
_Harsh Words_; W. A. Dwiggins' celebrated "Investigation Into the
Physical Properties of Books," first published for the Society of
Calligraphers and included in _Mss. by WAD_; Evelyn Harter's _Printers
As Men of the World_; and Lawrence C. Wroth's "First Work With American
Types," from _Typographic Heritage_.
To the editors of _The Colophon_, and the three authors, I am indebted
for reprinting the essays of Earnest Elmo Calkins on "The Book and Job
Print," Ruth S. Granniss on "Colophons" and Sir Francis Meynell's "Some
Collectors Read."
To the individual authors, the editors of _The Publishers' Weekly_
and its publisher, R. R. Bowker Company, I am indebted for permission
to include W. A. Dwiggins' "Twenty Years After," the sequel to his
"Investigation"; excerpts from two articles by Robert Josephy; and Will
Ransom's introduction from his _Private Presses and Their Books_.
To Beatrice Warde, who has graciously permitted reprinting her classic
"Printing Should Be Invisible."
I appreciate greatly the counsel of the good friends who made possible
the symposium on "The Anatomy of the Book": Peter Beilenson, Joseph
Blumenthal, P. J. Conkwright, Morris Colman, Milton Glick and Evelyn
Harter, William Dana Orcutt, Ernst Reichl, Carl Purington Rollins,
Bruce Rogers and Arthur W. Rushmore. To Mergenthaler Linotype Company
I am indebted for reprinting the text of the "Anatomy," now slightly
revised, from _The Manual of Linotype Typography_.
To both authors and their publisher, William E. Rudge's Sons, I am
indebted for including the extracts from Bruce Rogers' _Paragraphs on
Printing_ and Merle Armitage's _Notes on Modern Printing_.
To George Macy, and the directors of the Limited Editions Club, I am
indebted for reprinting Porter Garnett's prize-winning essay, "The
Ideal Book." And also for the illustration of the punch-cutting machine
(from _The Dolphin_, No. 2) to accompany Carl Purington Rollins' essay,
"American Type Designers and Their Work," for which permission to
reprint was granted by R. R. Donnelley & Sons Company, Chicago.
To my good friend, James Shand, publisher of _Alphabet and Image_ in
London, I am indebted for including his account of George Bernard
Shaw's relations with his printer (first published in _A & I_ No. 8),
and for assistance in securing electrotypes of the illustrations.
To Oscar Ogg and the editors of _The American Artist_ I owe thanks for
reprinting his "Lettering and Calligraphy," with its illustrations.
To Edwin Grabhorn I am indebted for including "The Fine Art of
Printing," his address to the Roxburghe Club of San Francisco.
I particularly appreciate the assistance of the late Otto Ege, Mrs.
Anne Lyon Haight and Lawrence C. Wroth in revising their essays for
publication here, and the thoughtfulness of Robert Josephy, Will Ransom
and Arthur W. Rushmore in writing postscripts to enhance their essays.
I am thankful to Mrs. Caroline Anderson of Los Angeles; my colleague
Jackson Burke at Linotype; to Christopher Morley of Roslyn, L. I., and
Arthur W. Rushmore of Madison, N. J., for valuable suggestions and help
in research.
For assistance in securing illustrative material I am indebted to my
Typophile friends: John Archer, A. Burton Carnes, Lester Douglas,
George L. McKay and William Reydel. To Fred Anthoensen of Portland,
Maine, I am thankful for help in securing electrotypes to illustrate
two articles.
The publisher, and I as editor, acknowledge our appreciation to
the authors of the other essays included, and to their editors and
publishers, for permission to reprint this valuable material, for which
detailed mention of copyright and publication date is printed elsewhere.
And I hope my apologies may be accepted, should there be inadvertent
omission of appreciation to the numerous other individuals who have so
generously assisted me in preparing this book for the printer.
P. A. B.
CONTENTS
BY WAY OF INTRODUCTION _Page ix_
OTTO F. EGE. The Story of the Alphabet 3
LANCELOT HOGBEN. Printing, Paper and Playing Cards 15
RUTH S. GRANNISS. Colophons 31
EDWIN ELIOTT WILLOUGHBY. Printers' Marks 45
A. F. JOHNSON. Title Pages: Their Forms and
Development 52
LAWRENCE C. WROTH. The First Work with
American Types 65
RONALD B. MCKERROW. Typographic Debut 78
EDWARD ROWE MORES. Metal-Flowers 83
JAMES WATSON. The History of the Invention and
Progress of the Mysterious Art of Printing &c. 85
EVELYN HARTER. Printers As Men of the World 88
ANNE LYON HAIGHT. Are Women the Natural
Enemies of Books? 103
BEATRICE WARDE. Printing Should Be Invisible 109
PORTER GARNETT. The Ideal Book 115
W. A. DWIGGINS. Extracts from an Investigation
into the Physical Properties of Books 129
W. A. DWIGGINS. Twenty Years After 145
DESMOND FLOWER. The Publisher and the Typographer 153
WILLIAM DANA ORCUTT, BRUCE ROGERS, CARL PURINGTON ROLLINS,
JOSEPH BLUMENTHAL, P. J. CONKWRIGHT,
ARTHUR W. RUSHMORE, MILTON GLICK, MORRIS COLMAN,
EVELYN HARTER, PETER BEILENSON, and ERNST REICHL.
The Anatomy of the Book: A Symposium 160
ROBERT JOSEPHY. Trade Bookmaking: Complaint
in Three Dimensions 169
WILL RANSOM. What Is a Private Press? 175
ALFRED W. POLLARD. The Trained Printer and the
Amateur: and the Pleasure of Small Books 182
SIR FRANCIS MEYNELL. Some Collectors Read 191
CHRISTOPHER SANDFORD. Printing for Love 212
ARTHUR W. RUSHMORE. The Fun and Fury of a Private
Press: Some Voyages of The Golden Hind 220
EDWIN GRABHORN. The Fine Art of Printing 226
HOLBROOK JACKSON. The Typography of William Morris 233
STANLEY MORISON. First Principles of Typography 239
CARL PURINGTON ROLLINS. American Type Designers
and Their Work 252
ERIC GILL. Typography 257
FREDERIC W. GOUDY. Types and Type Design 267
THEODORE LOW DE VINNE. The Old and the New:
A Friendly Dispute between Juvenis & Senex 274
BRUCE ROGERS. Paragraphs on Printing 281
PAUL A. BENNETT. B.R.--Adventurer with Type Ornament 290
DANIEL BERKELEY UPDIKE. Some Tendencies in Modern
Typography 306
PETER BEILENSON. The Amateur Printer: His Pleasures
and His Duties 313
T. M. CLELAND. Harsh Words 321
OSCAR OGG. A Comparison of Calligraphy & Lettering 337
ALDOUS HUXLEY. Typography for the Twentieth-Century
Reader 344
MERLE ARMITAGE. Notes on Modern Printing 350
JOHN T. WINTERICH. Benjamin Franklin: Printer
and Publisher 352
EARNEST ELMO CALKINS. The Book & Job Print 368
JAMES SHAND. Author and Printer: G.B.S. and R.& R. C.:
1898-1948 381
PAUL A. BENNETT. On Type Faces for Books 402
PAUL A. BENNETT. Notes on the Type Faces Used in This Book 411
_Index_ 421
[Illustration]BY WAY OF INTRODUCTION[Illustration]
Labeling these observations "introductory" isn't to confuse the purist.
He knows that the terms preface, foreword and introduction become mixed
frequently, he doesn't like it and he much prefers retaining the proper
distinctions.
"An introduction," he will insist, "should be solely concerned with
the subject of the book, and introduce or supplement its text. And the
preface or foreword should properly deal with the book's purpose, and
define its limitation and scope. Let's keep things that way."
Unfortunately, there isn't one term that covers comment which flows
from one division to the other in a miscellany like this. At times--and
at the risk of editorial modesty--I may seem something of a typographic
barker, singing the praises of certain essays and pointing up
different attractions. At others, the text will be supplemented with
an explanatory note, or amplified to bring it up to date, as in the
Josephy, Ransom and Rushmore articles.
It amounts to an assist in getting back to purpose: that of informing
on matters typographic, and on books, their printing and some of the
fascinating steps along the way. In selecting material of appeal to the
collector, printer, typographer and student, I have not overlooked the
professional curiosity of editors and technicians. That's the thinking
behind the inclusion of extracts from McKerrow and Mores and Watson,
among other scholarly contributions.
Where there was a choice, the preference was for the author with
a point of view and the ability to express it interestingly. Four
articles indicate this approach. "Printing, Paper and Playing Cards,"
the brilliant survey of Lancelot Hogben, illumines the birth and
spread of writing and printing as nothing else I know. Otto Ege's
brief account of the development of our alphabet, with its memorable
letter-diagrams, has a different, not less valuable appeal, as does
Oscar Ogg's comparison of "Lettering and Calligraphy," with its
specimens of his own distinguished hand. And in "Printers As Men of the
World," Evelyn Harter writes of a number of great printers as men of
intellect, at home in the world of ideas. Her stimulating text suggests
the compensation of looking at the background of printing in relation
to world events.
There was no preconceived attitude to consider in evaluating the essays
included: no restriction by country of origin; no fixation about the
traditional or modern in typographic approach; no desire to slant, or
plant, ideas; no intent other than to select much of the best writing
in English by authors of substance. That the gathering may provide
riches to be added to "the savings account of your memory" is my hope.
In a quite real sense, the experience has been something like spending
many long weekends with friends in good, solid talk--some of it
controversial, much of it illuminating and informing. The re-reading
has not only opened "doors and windows for a welcome flood" of ideas,
it has suggested new trails and made for valuable comparisons of
favorites first met with years ago.
It has been difficult to resist the temptation to include more essays
of historic and technical appeal to typographers and printers.
Many of the present generation, I presume, may not know De Vinne's
authoritative account of the development of the American Point System,
which occurred in the late eighties and is detailed at length in his
_Plain Printing Types_; or the invaluable Meynell and Morison essay on
"Printer's Flowers and Arabesques," with its fascinating reproductions,
from _The Fleuron_. I have omitted these two with reluctance, and have
used the space they would occupy for a half-dozen shorter essays not
less worthy in themselves, but on different topics.
Since space was limited, I needed to be. I would have welcomed the
opportunity to include additional essays by D. B. Updike, whose
incomparable _Printing Types: Their History, Forms and Use_; _In the
Day's Work_, and _Some Aspects of Printing: Old and New_, and other
writings on typography should not be missed; by W. A. Dwiggins, the
distinguished American letter artist and designer, who writes as
well as he draws; and by Holbrook Jackson, the great English critic,
literary historian and essayist, whose _Anatomy of Bibliomania_, _Fear
of Books_ and _Printing of Books_ are required reading.
There are other favorites omitted too, for unlike Jackson's remark
about the house of books, "There are many mansions and room for all
trades, whims, and even fads"--this book could comfortably hold no more.
It has not seemed desirable, as it would be possible, to eliminate a
degree of duplication in part among some of the essays. That would have
required an amount of editorial surgery and revision unfair to the
authors concerned. More importantly, it would have assumed that every
reader would read every essay--hardly an attainable ideal.
Nor has any documentation been attempted to reconcile opposing
viewpoints--that of A. W. Pollard and Holbrook Jackson, for instance,
in respect to William Morris as printer and typographer. Happy will
that reader be who finds this and other instances sufficiently
provocative to embark upon further research of his own.
And while it is easier to come upon material in a collection such as
this than to track down each item individually, much of the fun of the
search is missing, along with the memorable thrills of discoveries in
scattered places. There's much gold yet to be found by even moderate
digging.
* * * * *
The greatest area for argument is that within the opposing views of
the modern and traditional approach to book design. It is unrealistic
to oppose the concept that contemporary typography should reflect some
of the differences that mark our time from other epochs. Defining
distinctions and relating them precisely to the arts of the book is
something else again.
In his eloquent _Harsh Words_, T. M. Cleland decries the restless
craving for something new. "This poison is aggravated in printing and
typography," he insists, "by the fact that of all the arts it is, by
its very nature and purpose, the most conventional. If it is an art at
all, it is an art to serve another art. It is good only so far as it
serves well and not on any account good for any other reason.
"It is not the business of type and printing to show off, and when, as
it so frequently does, it engages in exhibitionistic antics of its own,
it is just a bad servant.... Typography, I repeat, is a servant--the
servant of thought and language to which it gives visible existence.
When there are new ways of thinking and a new language, it will be time
enough for a new typography."
The modern designer disagrees. He believes books can be freshened,
made more appealing to eye and hand, and more inviting to read, just
as product-packaging has benefited by the imaginative conceptions of
skilled industrial designers. He concedes that books remain unsurpassed
as a medium for transmitting thought to the reader's mind--and admits
they do it best with a minimum of visual distraction. But, he asks, "is
it not reasonable to remain open-minded and appraise the modern artist
for what he may contribute?
"Books, to be sure, are much more than packages to be styled for
shelf attention and sparkle. Yet it seems reasonable to believe they
also may benefit by traveling the road of visual appeal and design
attractiveness, and that they may be assisted in typographic handling
to convey the author's words with a minimum of reading effort."
It isn't difficult to dismiss the modern approach and call it
uninformed nonsense, but that doesn't lift the curtain and illumine the
problem--or settle the continuing debate.
I recall discussing modern typography some years ago with the late D.
B. Updike, in his library at the Merrymount Press in Boston. A catalog
from the Museum of Modern Art was at hand, designed by Herbert Bayer of
Bauhaus fame.
It looked strange in its all-lower-case typography, and seemed to slow
reading because of that strangeness. To many it was the newest of the
new ... perhaps it would institute a trend? Mr. Updike smiled, reached
to a shelf for a book. It was printed more than a hundred years earlier
in Paris and set throughout in lower-case. "So far as this had any
influence, then or later," he remarked, "the experiment of _Typographie
Economique_ is as dead as Queen Anne."
All of which points up Bertrand Russell's remarks, "On Being Modern
Minded," in his recent _Unpopular Essays_[1]: "The desire to be
contemporary is new only in degree," he declares, "it has existed to
some extent in all previous periods that believed themselves to be
progressive.
"The Renaissance had a contempt for the Gothic centuries that had
preceded it; the seventeenth and eighteenth centuries covered priceless
mosaics with whitewash; the Romantic movement despised the age of the
heroic couplet.... But in none of these former times was the contempt
for the past nearly as complete as it is now.
"From the Renaissance to the end of the eighteenth century men admired
Roman antiquity; the Romantic movement revived the Middle Ages.... It
is only since the 1914-18 war that it has become fashionable to ignore
the past _en bloc_.
"The belief that fashion alone should dominate opinion has great
advantages. It makes thought unnecessary, and puts the highest
intelligence within reach of everyone."
Really thinking through the design potential not only seems the nub
of the matter, but is basically sound typographically. Read Peter
Beilenson attentively as he discusses the amateur printer and the
development of a new style (page 313). "It is simple, but dull, to copy
an old style," he points out. "It is hard, but exciting, to work out
a new one. And while you are working at it, you must expect cynical
observers to give your experiments the adjective 'wacky'; you must
expect certain curious kinds of people to praise your work for the
wrong reasons; and you must expect alternating moods of conceit and
confusion. The proofs you gloat over at night will become commonplace
by dawn....
"You will make misjudgments about the intelligence of ordinary readers.
You will make mistakes of taste. You will find it too easy to get an
effect by means of shock, and you will forget that any book, even a
twenty-first-century book, must be a coherent unit. And you will often,
since there are no highway markers for the explorer, feel lonely and
discouraged and want to go back to the old familiar, well-traveled
roads again....
"You can be subtle or bold, as you feel the urge ... you can advance
your own work by looking to other fields of creation, enjoying and
profiting by the experiments going on in them. You can feel yourself
part of the whole forward-looking culture of today ... and if you
do strike a vein with the least glitter of real gold in it, you
will become rich indeed. For you will have become a creator in a
new sense; your duty done as an amateur will be compensated with a
twenty-four-carat satisfaction...."
There's sense in that essay, as there is in the views of Merle
Armitage, T. M. Cleland, Porter Garnett, Eric Gill, Frederic W. Goudy,
Edwin Grabhorn, Robert Josephy, Aldous Huxley, Stanley Morison, Bruce
Rogers, Carl Purington Rollins, D. B. Updike and Beatrice Warde on
related topics. Admittedly, some are in opposition--yet that very
quality of provocativeness may help in dispelling the fog.
* * * * *
Whether we like it or not, the factor of competition affects the
sale of books and their reading. Because so many elements compete for
reading time, we frequently forget that they comprise the obvious:
sports and the allure of the outdoors, newspapers and magazines, the
theater and movies, radio and television, as well as social and family
distractions.
These elements are real, measurable to a degree, and materially
affect the reading of books and consequently their sales. To the
trade publisher and printer they affect the business future and may
be considered opponents. To them, the question of whether the modern
approach is more effective than the traditional is no academic matter.
We have indicated the problem at length, though only in part, because
of its consuming interest. For a comprehensive and sympathetic account
of the modern view, see _Books for Our Time_. That illustrated record
of the exhibition sponsored by the American Institute of Graphic Arts
(recently published by Oxford University Press), was designed and
edited by Marshall Lee, and has essays by Merle Armitage, Herbert
Bayer, John Begg, S. A. Jacobs, George Nelson and Ernst Reichl.
It was Henry Watson Kent who sagely pointed out that the collector who
has affection for the book's format is not necessarily indifferent to
its soul--"the thought enshrined in it." And so, as the one may proudly
discuss his Kelmscott, Doves or Ashendene items and their literary
background, so the other--more knowledgeable in graphic arts lore--may
find equal pleasure in his discoveries: John Winterich on Franklin as
printer and publisher, possibly, or Sir Francis Meynell on collectors
who also read, or James Shand's revealing account of G.B.S., his
interest in typography and his relations with his printers.
Instead of asking the fine press enthusiast to show his Doves Bible,
his B. R. _Pierrot_, Nonesuch Dickens, or Grabhorn _Leaves of Grass_,
the collector who reads about the making of books may get even more
satisfaction in discussing his favorite essays or his most recent
"find."
That the one can be as satisfying as the other is quite definite in my
mind. In fact, I am certain that the collector who learns to appreciate
book-making details will find the greater pleasure: his knowledge
becomes a part of him as prized items on his shelves never can; he will
enjoy looking _in_ books even more than looking _at_ them.
* * * * *
A concluding typographic note: Excepting for strictly type specimen
material, and the degree of typographic expression attempted in Parts
six and seven of _The New Colophon_ for a different reason, I don't
recall any other book set in such a variety of distinguished body
types. Yet that seemed so natural and sensible an idea for this that it
has been stimulating to work it out.
Much of the detail and burden has fallen to the willing hands of
Joseph Trautwein, the able designer responsible for this format, and
the continuing interest of Joseph and Miriam Schwartz of Westcott
and Thomson, the superior Philadelphia typesetters, whose wealth of
typographic resources is evidenced in these pages.
Some of the reasons for coupling specific essays and types are detailed
in the final chapter, which includes also a brief specimen of each face
with a note on its attribution.
And finally, I want to salute William Targ, World's editor, for
inviting me to put this miscellany together, and for his patience
in watching the book develop. That hasn't proved anything like the
challenging experience I envisioned, but instead became a spare-time,
weekend pleasure I've enjoyed for months. Indirectly, of course, this
is related to the great fraternity of book-makers and typophiles,
rich in its friendships and international in scope, that I have been
privileged to enjoy through the years. As I scan the contents again,
I see not only the names of many good friends and the rewarding
associations they bring to mind, but also some of their best writing.
My chief regret is that there just wasn't room for more of it in this
collection. But that's a different adventure--and possibly another book.
PAUL A. BENNETT
FOOTNOTES:
[1] Bertrand Russell, _Unpopular Essays_ (New York: Simon and Schuster,
1950).
[Illustration]BOOKS AND PRINTING[Illustration]
[Illustration]OTTO F. EGE[Illustration]
_The Story of the Alphabet_
ITS EVOLUTION AND DEVELOPMENT
Copyright 1921 by Norman T. A. Munder & Company. Reprinted by
permission of the author.
_Do you know your A B C's? Each Letter Character Has a History and a
Reason for Its Present Form. Have you Ever Questioned the Origin and
Significance of the Alphabet?_
Our transition from barbarism to civilization can be attributed to the
alphabet. Those great prehistoric discoveries and inventions such as
the making of a fire, the use of tools, the wheel and the axle, and
even our modern marvelous applications of steam and electricity pale
into insignificance when compared with the power of the alphabet.
Simple as it now appears after the accustomed use of ages, it can be
accounted not only the most difficult, but also the most fruitful of
all the achievements of the human intellect.
Man lived by "bread alone" and without the alphabet untold ages,
and with a practical alphabetic system not more than 3,000 years.
So important and wonderful was this step deemed by those who lived
nearer the time of its inception--in the time before the wonder of its
extraordinary powers had been blunted by long possession and common
use--that its invention, as well as that of writing, was invariably
attributed to divine origin.
Modern investigation always seeks sources other than mythological
ones, and thus the science of ancient hand-writing, paleography, came
into existence. In the last hundred and twenty-five years the writing
of the ancient Egyptians, which was a "sealed book" for nearly twenty
centuries, has been deciphered through the efforts of Champollion
and Young; the mysterious cuneiform characters of ancient Assyria
and Babylon have been interpreted by Grotofend and Rawlinson, and
the "missing link" to connect our present alphabetic system to these
ancient ones is being partly completed by Sir Arthur Evans, who is
compiling and analyzing Cretan characters and pre-Phoenician writing.
The story, however, will probably never be told in its entirety.
* * * * *
The forms of our letters, with the exception of G, J, U, W, reached
their full development two thousand years ago. The Roman letter was
the parent of all the styles notwithstanding the diversity that has
appeared in Europe since the beginning of the Christian era. With a
little imagination it is not difficult to note the resemblance between
similar letters of the old Roman capitals and those following that
have been designated as script, Italic, Old English or black-letter,
versal, uncial and an endless list of alphabet families. The desire for
speed, and the influence of the tool, pen, reed, chisel, brush, were
the determining factors in the change of form. Curiously enough instead
of being archaic, the Roman alphabet, which is now 2,000 years old,
is still the most useful because of its legibility, and also the most
beautiful.
We derived twenty-three of our letters from the Romans. They had taken
probably eighteen of these from the Greeks about the fourth century
B.C. and afterwards borrowed elsewhere or invented seven more. Instead
of giving them names as the Greeks did, they simply called them by
the sounds for which they stood: A (ah), B (bay). They introduced the
curve wherever possible, whereas the early Greek letters were all
angular--what an interesting analogy is evident in the architecture of
those two peoples, the temple pediment and angularity of the Greeks as
contrasted with the dome and arch of the Romans.
The Greeks, in their contact with those great traders and "Yankees
of ancient time," the Phoenicians, saw the value of their alphabetic
writing and inaugurated its use about the time of the first Olympiad,
776 B.C. Three or four centuries before they gave it to the Romans the
ancient Greeks found use for fifteen of the Phoenician letters and then
conceived enough to round out an alphabet of twenty-four characters.
The changes that took place in the shape of their letters can be
attributed to their sense of order; the letters are balanced better and
the parts better related.
The Greeks were interested in the sound value only, not in the picture
value of the symbol, and, therefore, they probably did not notice that
A, for instance, had ever been a picture of the head of an ox and that
it was now drawn upside down; and that the Phoenician name "Aleph"
meant ox and that they mispronounced the sound in calling it "Alpha."
The Romans borrowed from the Greeks and the Greeks had borrowed from
the Phoenicians, but where did the Phoenicians obtain their letters?
Did they invent them? To what extent were these letters influenced by
earlier systems of writings as those employed by the Cretan, Assyrian
and Egyptian civilizations? These are questions that probably will
never be answered satisfactorily. Many arguments and theories are
advanced. We can, however, trace back with certainty a number of our
letters to the Phoenician alphabet of 1000 B.C. Beyond this all is, at
present, a matter of conjecture.
The Phoenician alphabet consisted of twenty-two pictures of familiar
objects. These pictures were rudely and simply made, for writers
and readers soon recognized the fundamental characteristics and all
unnecessary details were eliminated. The great advance that can
be credited to them is that they realized that a small number of
sound-expressing characters, if well selected, are sufficient to
express any word. Other races at this period had phonetic systems
but they consisted of numerous symbols and cumbersome appendages of
non-alphabetic characters--"eye pictures" side by side with "ear
pictures." No doubt earlier Phoenician writing passed through the
stages of development traceable in so many countries:
1. The pictures or characters suggesting the thing or incident
(picture writing).
2. The pictures or characters symbolizing the thing or idea
(ideographic or symbolic writing).
3. The pictures or characters representing the sound of the thing or
idea (phonograms).
4. The sign suggesting the various sounds of the language (alphabetic
system).
To free this last stage from the others was the great Phoenician
contribution.
A
Why is A the first letter? It represents one of the commonest vowel
sounds in ancient languages. Naturally the Phoenician alphabet makers
selected a familiar object in the name of which this particular vowel
sound was emphasized. Since food is of primal importance, it is not
surprising to find that he chose the ox--"Alef" (ah´lef), or rather the
head of the ox, for the characteristics of animals are chiefly embodied
in the head. Not only was the ox important as food but also as a beast
of burden, for the ox had been harnessed to the plow centuries before
the horse was domesticated. Thus one of the earliest and most important
of man's friends among the brute creatures was honored.
In making this letter repeatedly and rapidly they became careless
and instead of crossing the letter V they tried to make it with one
continuous scratching, hence when the Greeks became acquainted with
it three to five centuries after its invention, the picture had
deteriorated almost beyond recognition. They introduced balance and
the V was inverted, and the cross-bar was retained between the lines.
Unknowingly they were drawing the ox head upside down; and it remains
so with us to this day. The Greeks called the first letter alpha,
the Romans called it A (ah) and we call it A (ay), a sound it never
possessed in Latin.
B
The second letter of the alphabet represents a crude house, roughly
outlined. After food, shelter is an important consideration and this
fact was expressed by the early alphabet maker. The Greeks again were
ignorant of the picture and careless or indifferent as to the exact
name of the character, and thus two triangles instead of the square
supporting a triangle were made and the name changed from "beth" to
"beta" (ba´ta). Combine the Greek names for the first two letters and
we have (alphabeta) "alphabet." The Romans shortened the name "beta,"
calling it B (bay) and introduced the curved loops. The original name
is familiar to us through names found in the Scriptures: Bethel (house
of God) and Bethlehem (house of bread).
C-G
The "ship of the desert," the camel, gave its name to the third letter.
Our name for this animal is traceable back to the Phoenician "gimel"
(ghe´mel) or "gamel" (gah´mel). The long neck and the peculiar angle
of the neck in relation to the head could easily be represented. The
Greeks made changes similar to those in other letters--they improved
the shape and changed the name to "gamma." The Romans did not forget
the curve and gave it both the hard and soft sounds (kay and gay).
Later on, about the third century A.D. to distinguish the "g" sound
from the "k" sound they added a little bar below the opening. Thus we
get both C and G from the picture of the camel.
Stevenson said that when he was a child the capital G always impressed
him as a genii swooping down to drink out of a handsome cup. Kipling's
story of the invention of the alphabet is filled with similar
delightful stories of the picture origin of letter forms.
D
The next letter, D, came from a representation of a door--"daleth"
(dah´leth). It probably pictures the door of a tent. A custom that
prevails among the Arabs and in a number of countries gave particular
importance to the door of a tent--a stranger, or even an enemy, if
he entered through the door of a tent must receive food, drink and
shelter. "Daleth" became "delta" with the Greeks and D (day) with the
Romans, who, of course, rounded the angle.
E
The house picture gave us B, the door, D, and the window, E. "He" (hay)
meant to look, to see, or window, and one writer asserts our familiar
street cry "hey, there" can be traced to these ancient times. One side
bar of the window was lost early.
The Greeks at first used this sound for the long "e" (epsilon) but
afterwards employed the character H or "eta" for the long sound. The
Romans at first made no change except to call it "eh."
This is the letter that occurs so frequently in English words, and
many no doubt recall the interesting use that Poe makes of this fact in
his story "The Gold Bug."
F
Our letter order does not agree with that of the Phoenicians or the
early Greeks. Our sixth letter, F, is missing in classical Greek,
but it is found in earlier writings. It comes from a Phoenician
representation of a hook or nail (?) "vau." The Hebrew form resembles
the latter object. The nail was important in shipbuilding, a common
industry of the early traders. When the Greeks used this letter they
called it "digamma" (double gamma) and its form represented one "gamma"
(Greek c) superimposed over the other. The Romans called it F (ef) and
during the reign of Emperor Claudius the consonant V was represented by
the F inverted. This was done because the Latin alphabet had but one
character to represent U and V and OCTAVIA became OCTAℲIA.
H
Two fence posts and three horizontal boards gave us our eighth letter,
H. The fence was called "cheth" (haith). The Greeks omitted the upper
and lower boards thus making it like our H, and called it "eta" (ata).
The Romans gave it a soft sound H (hah) just as we do today.
I-J
The parts of the human body also played an important part in giving
form to the letters of the alphabet. The early peoples recognized the
value of the hand and the head and these members gave rise to the
letters I and K, and Q and R respectively. The hand in profile bent at
the knuckles and wrist gives us the character "yod" (the hand) as used
by the Phoenicians. The Greeks, who always liked to have their words
end in vowels, added "a" and called it "Iota" (e-o´ta). When the Romans
received it, it was simply a vertical stroke, I (ee) which represented
the same long "e" sound as it did with the Greeks, but later they used
it both as a consonant and vowel, differentiating the consonant by
making the letter I longer, J; but they did not give a distinct letter
form for the capital J until the sixteenth century.
The small j came into being nearly a century later. The dot over the i
was first introduced in a thirteenth century manuscript.
[Illustration: Genealogy of Our Letters from the Phoenician Alphabet
1300 B.C.
Until the 3rd Century B.C. the character _c_ represented
the sounds of both _g_ and _k_ when a slight modification of the
character _c_ was made for the _g_ sound.
In a table of this sort, dates, forms, and even meanings must be
arbitrary. For instance, _Koph_ can be spelled _Goph_ or _Qoph_; He may
have no meaning; _Lamed_ (_Lamedh_) may mean _teacher's rod_; _Samech_
(_Samekh_) may mean _fish_ or _fulcrum_; _Zayin_ may mean _olive_ or
_balance_.]
K
The silhouette of the open hand, with its radiating lines, discloses
the origin of the letter K, "kaph," which signified hollow or palm. We
know that palmistry was practiced by the ancients, and probably the
association of reading the hand and writing influenced the inclusion of
this character. The Greeks added their favorite vowel sound, "a," again
and thus obtained their "Kappa." The Romans had no need for this letter
at first, as C furnished the same sound. When they did accept it, they
made no change.
L
The ox goad or whip lash, "lamed" (lah´med) gave rise to the next
letter. Herding oxen and sheep was the important occupation of the
slaves of the Phoenicians and hence the last, an object so unfamiliar
to us, was easily recognized by them. The Greeks again added an "a"
and called it "lambda" and made it in the form of an inverted V. The
Romans, strangely, adhered more closely to the original form than did
the Greeks.
M-N
The Phoenicians were lovers of the sea, and from this source two
letters were derived, M and N. They explored not only all of the
Mediterranean shore at an early date, but they also sailed boldly
through the gates of Gibraltar, and "beyond the world" where they found
Britain. They were the first navigators that sailed by night and it is
said they discovered the north star. Therefore it is not surprising
that water "mem" (maim) is the source of M and that fish, "nun" (noon)
the source of N. The letter M has changed but little in form, it is
the Greek letter "Mu" and the Roman M (em). The head of the fish, from
which the letter N is pictured, was simplified even more than the head
of the ox, in A. It no doubt represents the fisherman's viewpoint--not
a swimming fish but a suspended one. The Greeks reversed the stroke and
called it "Nu" and the Romans did not change its form but called it N
(en).
O
In Phoenicia, as in Egypt, China and Mexico, the eye is one of the
commonest elements found in the writing. It was called "Ayin" (ah-yin).
The Greeks used it for two sounds now designated by "Omicron," little
"o," and "omega," great "o," the letter which, strangely, was placed at
the end of the Greek alphabet. We find in the Bible: "I am the Alpha
and the Omega, the beginning and the end, the first and the last." How
many today would think of using the alphabet for such an important
illustration? It is easy to trace the Roman O (oh) from its Greek
parent, "omicron."
P
Many letter pictures run in pairs--finger and hand, water and fish--and
now after eye we find mouth "pi" (pe) which represents the lower lip.
The Greeks made little change in the name or shape at first, but later
they introduced the angles and made the downward strokes equal. The
Romans formed the letter by continuing the curve farther than the
Phoenicians and called it "pe" (pay).
Q-R
Now we come to Q and R, the letters which were mentioned above as those
probably coming from the head. Whether Q (koph) was derived from the
picture of the back view of the head and neck, or whether it represents
a knot, which, no doubt, was as important to navigators then as it is
now, is a mooted question. The Q sound is guttural and the tail of
the letter is supposed to indicate the throat sound. The Greeks soon
discarded "koppa," as it was called, and the Romans went back to the
original source for their Q (koo).
The back view of the head is the unusual one, for as we look at the
drawing of the early races, or memory pictures, or the delineations of
a child of seven or eight we find they are almost without exception
profile pictures. The Phoenician "resh" represents the profile and
shows very little resemblance to a human being, although at first the
features may have been more clearly indicated. The Greeks, as was to be
expected, turned the letter around, and later, oddly enough, introduced
a curve making it exactly like the Roman letter P. The extra stroke
which we find in the Roman letter was no doubt due to the carelessness
in copying. They pronounced it R (air).
S
There is a common legend explaining S, the letter with the hissing
sound. Because of its curved shape and its hissing sound many people
believe it to be derived from a snake. Its real history is easily
followed from Phoenician "shin" or "sin" (teeth) to the present day.
Its form closely resembled our W. The Greeks made it perpendicular for
their "sigma" and the Romans simplified and curved it giving S (ess).
T
Our twentieth letter, T, is particularly interesting because it is
derived from "tahv" a mark or cross made by people who could not
write, and no doubt their signature frequently resembled it. We must
not forget that even Charlemagne and other kings of the middle ages
had to make their mark or trace their initials through stencil plates.
The only change of "tahv" to Greek "tau," and to Roman T (tay) was the
raising of the cross-bar.
U-V-Y
The letters U, V and Y were all taken from the letter "Upsilon," and
it may have been derived from the queer Hebrew form of "Ayin" which
closely resembles Y. The letters U and V were interchangeable. Upsilon,
known as the "Samian letter," was used by Pythagoras as an emblem to
represent the parting of the ways--the young man making a choice in
life.
W
Our Anglo-Saxon forefathers contributed two letters, W (wen) and
another often confused with Y, called "thorn." These were introduced
during the thirteenth century. The French always called the former
letter double vay, and in English it may be said to represent double U,
as its name indicates. The letter "thorn" had the value of the digraph
"th," and "ye" in old English should be pronounced "the" like the
definite article.
X-Z
Although we have no direct need for the letter X, for Z can be
substituted for it when it is used as an initial letter, and "ks" when
used elsewhere, it has remained in the alphabet since its frequent
use by the Greeks. It came from the Roman X (eex) which may have been
derived from the Greek "ksi." The latter resembles the Phoenician
character "samech," meaning a post or support.
The dagger "zayin" from which we obtain our Z must have been
important in the daily lives of the Greeks, Hebrews and Phoenicians
for it occupies the sixth place (Zeta) and the seventh in the latter
alphabets. The Romans did not change its name or shape, but although
there has been little change in 2,000 years we see little resemblance
to the short sword in the letter the Romans gave to us.
* * * * *
Many slight changes that have occurred in the formation of the letters
of the alphabet may be accounted for. At first the Greeks wrote from
left to right in one line and from right to left on the next line--a
mode of writing which has been termed "boustrophedon" because it runs
as an ox plow does in a field, up one furrow and down another. It is
due to this fact that many letters were reversed from their original
prototypes. It is interesting to note that recently books for the blind
have been embossed in this manner.
The small letters of the alphabet, sometimes called "lower case"
letters because printers keep them in a case below the capitals, or
"minuscule letters" in contrast with "majuscule," or capital letters,
illustrate further changes due to rapid writing of capitals in a
cursive or running hand.
The few characters selected by the Phoenicians, the great traders,
artificers and farmers of the ancient world, not only influenced Greek
literature and life, Roman and modern nations in Europe, but also
spread eastward to the very walls of China. The Hebrews copied them as
a whole and retained the original names with only slight variations.
They did change the shapes because a different writing instrument was
employed.
According to a legend, Jehovah gave the letters to Moses, hence all the
left curves in Hebrew letter form turn upward--as symbols of a finger
pointing heavenward.
The Phoenician alphabet is also the parent of the Arabic, Indian,
Javanese, Corean, Tibetan, Coptic syllabaries and alphabets. No small
country ever gave such a great gift to humanity; no large country could
have given a greater gift.
THIS ARTICLE COMPOSED IN JANSON TYPES, AS ARE THOSE
ARTICLES FOLLOWING FOR WHICH NO OTHER
TYPE FACE IS INDICATED.
[Illustration]LANCELOT HOGBEN[Illustration]
_Printing, Paper and Playing Cards_
_From Cave Painting to Comic Strip_ by Lancelot Hogben. Copyright 1949
by The Chanticleer Press. Reprinted in abridged form by permission of
author and publisher.
Twenty thousand years or more separate the way of life of the
Aurignacian hunters, who contributed the first pictures to the modern
symposium of human communications, from the beginnings of settled
community life and the beginnings of a priestly script. Fully three
thousand years separate the way of life of the first Semitic trading
folk who had an alphabet from the vast expansion of knowledge which
occurred in Northern Europe after the spread of printing from movable
type during the half century before the voyages of Columbus. Civilised
mankind had to surmount many hurdles before it was possible to exploit
to the fullest extent the considerable economy signalised by the
introduction of alphabetic writing.
At first, there were few people who had any use for the art of writing
except as a convenience of commercial intercourse. There was in fact
no incentive to adapt the art of writing with letters to the flexible
uses of daily speech.... An age-long popular tradition of community
singing and community dancing lies back of Aeschylus, Euripides and
Aristophanes; but it was one which could assume so novel an aspect only
in the trading communities of the islands in the Mediterranean, where
constant interchange of personnel promoted conditions less propitious
to the dominance of a priestly class of avaricious landed proprietors
than under the earlier dynasties of Egypt and the near East. Thus and
there, at an early date, a segment of tribal ritual crystallises as a
secular pursuit; and where there is a flourishing drama there is also a
motive for writing, equally aloof from association with the repetition
of sacred texts or from the limited requirements of the counting-house.
There is, in fact, an incentive to write down what is more than a
ceremonial password, an epitaph or a bill of goods, an incentive to
record in writing what living people actually speak.