secondary importance; it is a sort of parasite upon human idealism and
thrives only by the impulse to believe. A correct intuition on the part
of mankind in the choice of their leaders is the only guaranty of the
effectual organization of life in any or every sphere; and in the long
run and on a large scale this correctness seems to exist. On the whole,
the great men of history were real men, not shams, their characters were
genuinely representative of the deeper needs and tendencies of human
nature, so that in following them men were truly expressing themselves.
We have seen that all leadership has an aspect of sympathy and
conformity, as well as one of individuality and self-will, so that every
leader must also be a follower, in the sense that he shares the general
current of life. He leads by appealing to our own tendency, not by
imposing something external upon us. Great men are therefore the symbols
or expressions, in a sense, of the social conditions, under which they
work, and if these conditions were not favorable the career of the great
man would be impossible.
Does the leader, then, really lead, in the sense that the course of
history would have been essentially different if he had not lived? Is
the individual a true cause, or would things have gone on about the same
if the famous men had been cut off in infancy? Is not general tendency
the great thing, and is it not bound to find expression independently of
particular persons? Certainly many people have the impression that in an
evolutionary view of life single individuals become insignificant, and
that all great movements must be regarded as the outcome of vast,
impersonal tendencies.
If one accepts the view of the relation between particular individuals
and society as a whole already stated in various connections, the answer
to these questions must be that the individual _is_ a cause, as
independent as a cause can be which is part of a living whole, that the
leader does lead, and that the course of history must have been notably
different if a few great men had been withdrawn from it.
As to general tendency, it is false to set it over against individuals,
as if it were a separate thing; it is only through individuals that
general tendency begins or persists. “Impersonal tendency” in society is
a mere abstraction; there is no such thing. Whether idiosyncrasy is such
as we all have in some measure, or whether it takes the form of
conspicuous originality or genius, it is a variant element in life
having always some tendency to innovation. Of course, if we believe in
the prevalence of continuity and law, we cannot regard it as a new
creation out of nothing; it must be a reorganization of hereditary and
social forces. But however this may be, the person as a whole is always
more or less novel or innovating. Not one of us floats quite inert upon
the general stream of tendency; we leave the world somewhat different
from what it would have been if we had been carried off by the croup.
Now in the case of a man of genius, this variant tendency may be so
potent as to reorganize a large part of the general life in its image,
and give it a form and direction which it could not have had otherwise.
How anyone can look at the facts and doubt the truth of this it is hard
to see. Would the life we receive from the last century have been the
same if, say, Darwin, Lincoln, and Bismarck had not lived? Take the case
of Darwin. No doubt his greatness depended upon his representing and
fulfilling an existing tendency, and this tendency entered into him from
his environment, that is from other individuals. But it came out of him
no longer the vague drift toward evolutionary theory and experiment that
it was before, but concrete, common-sense, matter-of-fact knowledge,
thoroughly Darwinized, and so accredited by his character and labors
that the world accepts it as it could not have done if he had not lived.
We may apply the same idea to the author of Christianity. Whatever we
may or may not believe regarding the nature of Christ’s spiritual
leadership, there is, I take it, nothing necessarily at variance with a
sound social science in the Christian theory that the course of history
has been transformed by his life.
The vague instincts which it is the function of the leader to define,
stimulate and organize, might have remained latent and ineffectual, or
might have developed in a totally different manner, if he had not lived.
No one can guess what the period following the French Revolution, or any
period of French history since then, might have been without Napoleon;
but it is apparent that all would have been very different. It is true
that the leader is always a symbol, and can work only by using existing
elements of life; but in the peculiar way in which he uses those
elements is causation, is creation, in the only sense, perhaps, in which
creation is definitely conceivable. To deny its importance is as absurd
as to say that the marble as it comes from the quarry and the marble
after Michelangelo is through with it, are one and the same thing.
Most, if not all, of our confusion regarding such points as these arises
from the almost invincible habit of thinking of “society,” or
“historical tendency,” as a distinct entity from “individuals,” instead
of remembering that these general and particular terms merely express
different aspects of the same concrete fact—human life. In studying
leadership we may examine the human army one by one, and inquire why
certain persons stand out from the rest as captains, colonels, or
generals, and what, in particular, it is that they have to do; or, in
studying social tendency, we may disregard individuality and look at the
movements of the army, or of its divisions and regiments, as if they
were impersonal wholes. But there is no separation in fact: the leader
is always the nucleus of a tendency, and, on the other hand, all social
movement, closely examined, will be found to consist of tendencies
having such nuclei. It is never the case that mankind move in any
direction with an even front, but there are always those who go before
and show the way.
I need hardly add that leadership is not a _final_ explanation of
anything; but is simply one of many aspects in which human life, always
inscrutable, may be studied. In these days we no longer look for final
explanations, but are well content if we can get a glimpse of things in
process, not expecting to know how they began or where they are to end.
The leader is a cause, but, like all causes we know of, he is also an
effect. His being, however original, is rooted in the past of the race,
and doubtless as susceptible of explanation as anything else, if we
could only get at the facts.
CHAPTER X
THE SOCIAL ASPECT OF CONSCIENCE
THE RIGHT AS THE RATIONAL—SIGNIFICANCE OF THIS VIEW—THE RIGHT AS THE
ONWARD—THE RIGHT AS HABIT—RIGHT IS NOT THE SOCIAL AS AGAINST THE
INDIVIDUAL—IT IS, IN A SENSE, THE SOCIAL AS AGAINST THE SENSUAL—THE
RIGHT AS A SYNTHESIS OF PERSONAL INFLUENCES—PERSONAL
AUTHORITY—CONFESSION, PRAYER, PUBLICITY—TRUTH—DEPENDENCE OF RIGHT
UPON IMAGINATION—CONSCIENCE REFLECTS A SOCIAL GROUP—IDEAL PERSONS AS
FACTORS IN CONSCIENCE.
I agree with those moralists who hold that what we judge to be the right
is simply the rational, in a large sense of that word. The mind is the
theatre of conflict for an infinite number of impulses, variously
originating, among which it is ever striving to produce some sort of
unification or harmony. This endeavor to harmonize or assimilate
includes deliberate reasoning, but is something much more general and
continuous than that. It is mostly an unconscious or subconscious
manipulation of the materials presented, an unremitting comparison and
rearrangement of them, which ever tends to organize them into some sort
of a whole. The right, then, is that which stands this test; the
sanction of conscience attaches to those thoughts which, in the long
run, maintain their places as part of that orderly whole which the
mental instinct calls for, and which it is ever working with more or
less success to build up. That is right which presents itself, after the
mind has done its full work upon the matter, as the mentally necessary,
which we cannot gainsay without breaking up our mental integrity.
According to this view of the matter, judgments of right and wrong are
in no way isolated or radically different in kind from other judgments.
Such peculiarity as they have seems to come chiefly from the unusual
intensity of the mental conflict that precedes them. The slightest
scrutiny of experience shows, it seems to me, that the sharp and
absolute distinction often assumed to exist between conscience and other
mental activities does not hold good in life. There are gradual
transitions from judgments which no one thinks of as peculiarly moral,
through others which some would regard as moral and others would not, to
those which are universally so regarded; and likewise moral feeling or
sentiment varies a good deal in different individuals, and in the same
individual under different conditions.
The class of judgments which everyone considers as moral is perhaps
limited to such as follow an exciting and somewhat protracted mental
struggle, involving an imaginative weighing of conflicting personal
ideas. A line of conduct has to be chosen; alternatives present
themselves, each of which is backed by strong impulses, among which are
some, at least, of sympathetic origin; the mind is intensely, even
painfully, aroused, and when a decision is reached, it is accompanied by
a somewhat peculiar sort of feeling called the sense of obligation,
duty, or right. There would be little agreement, however, as to what
sort of situations evoke this feeling. We are apt to feel that any
question in regard to which we are much in earnest is a question of
right and wrong. To the artist a consciously false stroke of brush or
chisel is a moral wrong, a sin; and a good carpenter will suffer remorse
if he lets a bad joint go uncorrected.
The fact that the judgment of right is likely to present itself to
people of emotional temperament as an imagined voice, admonishing them
what they ought to do, is an illustration of that essentially social or
interlocutory character of thought, spoken of in an earlier chapter. Our
thoughts are always, in some sort, imaginary conversations; and when
vividly felt they are likely to become quite distinctly so. On the other
hand, people whose moral life is calm perceive little or no distinction,
in this regard, between the conclusions of conscience and other
judgments.
Of course, the view that the right is the rational would be untrue, if
by rational were meant merely the result of formal reasoning. The
judgment of right and the conclusion of formal thought are frequently
opposed to each other, because, I take it, the latter is a comparatively
narrow, partial, and conventional product of the mind. The former is
rational and mentally authoritative in a larger sense; its premises are
immeasurably richer; it deals with the whole content of life, with
instincts freighted with the inarticulate conclusions of a remote past,
and with the unformulated inductions of individual experience. To set
the product of a superficial ratiocination over the final output, in
conscience, of our whole mental being, is a kind of pedantry. I do not
mean to imply that there is usually an opposition between the two—they
should work harmoniously together—but only to assert that when there is,
conscience must be regarded as of a profounder rationality.
On the other hand, the wrong, the immoral, is, in a similar sense, the
irrational. It is that which, after the mind has done its full work upon
the matter, presents itself as the mentally isolated, the inharmonious,
that which we cannot follow without having, in our more collected moods,
a sense of having been untrue to ourselves, of having done ourselves a
harm. The mind in its fullest activity is denied and desecrated; we are
split in two. To violate conscience is to act under the control of an
incomplete and fragmentary state of mind; and so to become less a
person, to begin to disintegrate and go to pieces. An unjust or
incontinent deed produces remorse, apparently because the thought of it
will not lie still in the mind, but is of such a nature that there is no
comfortable place for it in the system of thought already established
there.
The question of right and wrong, as it presents itself to any particular
mind, is, then, a question of the completest practicable organization of
the impulses with which that mind finds itself compelled to deal. The
working out of the right conclusion may be compared to the process by
which a deliberative body comes to a conclusion upon some momentous
public measure. Time must be given for all the more important passions,
prejudices, traditions, interests, and the like, to be urged upon the
members with such cogency as their advocates can give them, and for
attempts to harmonize these conflicting forces so that a measure can be
framed which the body can be induced to pass. And when a decision is
finally reached there is a sense of relief, the greater in proportion as
the struggle has been severe, and a tendency, even on the part of the
opposition, to regard the matter as settled. Those people who cannot
achieve moral unity, but have always a sense of two personalities
warring within them, may be compared to certain countries in whose
assemblies political parties are so embittered that they never come to
an understanding with one another.
The mental process is, of course, only the proximate source of the idea
of right, the conflict by which the competitive strength of the various
impulses is measured, and some combination of them achieved; behind it
is the whole history of the race and of the individual, in which
impulses are rooted. Instinctive passions, like love, ambition, and
revenge; the momentum of habit, the need of change, personal
ascendencies, and the like, all have their bearing upon the final
synthesis, and must either be conciliated or suppressed. Thus in case of
a strong passion, like revenge let us say, one of two things is pretty
sure to happen; either it will succeed in getting its revengeful
impulse, more or less disguised perhaps, judged as right; or, if
opposing ideas prove stronger, revenge will be kept under by the rise of
an intense feeling of wrong that associates itself with it. If one
observes that a person has a very vivid sense of the wrong of some
particular impulse, one may usually infer that he has had in some way to
contend with it; either as a temptation in his own mind, or as
injuriously manifested in the conduct of others.
The natural way to solve a moral question, when immediate action is not
required, is to let it lie in the mind, turning it over from time to
time as attention is directed to it. In this manner the new situation
gradually relates itself to all the mental forces having pertinency to
it. The less violent but more persistent tendencies connect themselves
quietly but firmly to recalcitrant impulse, enwrapping it like the
filaments of a spider’s web, and bringing it under discipline. Something
of this sort is implied in the rule of conduct suggested by Mr. H. R.
Marshall, in his excellent work, “Instinct and Reason”: “Act to restrain
the impulses which demand immediate reaction, in order that the impulse
order determined by the existence of impulses of less strength, but of
wider significance, may have full weight in the guidance of your
life.”[93]
It occurs to me, however, that there is no absolute rule that the right
is the deliberate. It is usually so, because the danger of irrationality
and disintegration comes, in most cases, from the temporary sway of some
active impulse, like that to strike or use injurious words in anger. But
rationality involves decision as well as deliberation; and there are
persons in whom the impulse to meditate and ponder so much outweighs the
impulse to decide and act, as itself to endanger the unity of life. Such
a person may well come to feel that the right is the decisive. It seems
likely that in most minds the larger rationality, which gives the sense
of right, is the sequel of much pondering, but is definitely achieved in
moments of vivid insight.
The main significance of the view that the right is the rational is to
deny that there is any sharp distinction in kind between the question of
right and wrong and other mental questions; the conclusion of conscience
being held to be simply a more comprehensive judgment, reached by the
same process as other judgments. It still leaves untouched the remoter
problems, mental and social, underlying all judgments; as, for instance,
of the nature of impulses, of what determines their relative intensity
and persistence, of the character of that process of competition and
assimilation among them of which judgments are the outcome; and of the
social order as determining impulses both indirectly, through its action
upon heredity, and directly through suggestion.
And behind these is that problem of problems, to which all the roads of
thought lead, that question of organization or vital process, of which
all special questions of society or of the mind are phases. From
whatever point of view we look at life, we can see something going on
which it is convenient to call organization, development, or the like;
but I suppose that all who have thought much about the matter feel that
we have only a vague notion of what the fact is that lies behind these
words.
I mention these things merely to disclaim any present attempt to fathom
them, and to point out that the aim of this chapter is limited to some
observations on the working of social or personal factors in the
particular sort of organization which we call conscience or moral
judgment.
It is useless to look for any other or higher criterion of right than
conscience. What is felt to be right is right; that is what the word
means. Any theory of right that should turn out to be irreconcilable
with the sense of right must evidently be judged as false. And when it
is urged that conscience is variable, we can only answer that, for this
very reason, the right cannot be reduced to a universal and conclusive
formula. Like life in all its phases, it is a progressive revelation out
of depths we do not penetrate.
For the individual considering his own conduct, his conscience is the
only possible moral guide, and though it differ from that of everyone
else, it is the only right there is for him; to violate it is to commit
moral suicide. Speculating more largely on conduct in general he may
find the right in some collective aspect of conscience, in which his own
conscience appears as member of a larger whole; and with reference to
which certain particular consciences, at variance with his own, like
those of certain sorts of criminals, may appear as degenerate or
wrong—and this will not surprise him, because science teaches us to
expect degenerate variations in all forms of life. But, however broad a
view he takes, he cannot do otherwise than refer the matter to his
conscience; so that what I think, or—to generalize it—what _we_ think,
must, in one form or another, be the arbiter of right and wrong, so far
as there can be any. Other tests become valid only in so far as
conscience adopts them.
It would seem that any scientific study of the matter must consist
essentially in investigating the conditions and relations of concrete
right—the when, where, and why of what people _do_ think is right.
Social or moral science can never be a final source or test of morality;
though it can reveal facts and relations which may help conscience in
making its authoritative judgment.
The view that the right is the rational is quite consistent with the
fact that, for those who have surplus energy, the right is the _onward_.
The impulse to act, to become, to let out the life that rises within
from obscure springs of power, is the need of needs, underlying all more
special impulses; and this onward _Trieb_ must always count in our
judgments of right: it is one of the things conscience has to make room
for. There can be no harmony in a mental life which denies expression to
this most persistent and fundamental of all instinctive tendencies: and
consequently the equilibrium which the active mind seeks, and a sense of
which is one with the sense of right, is never a state of rest, but an
_equilibrium mobile_. Our situation may be said to resemble that of an
acrobat balancing himself upon a rolling sphere, and enabled to stand
upright only on condition of moving continually forward. The right never
remains precisely the same two days in succession; but as soon as any
particular state of right is achieved, the mental centre of gravity
begins to move onward and away from it, so that we can hold our ground
only by effecting a new adjustment. Hence the merely negative can never
be the right to a vigorous person, or to a vigorous society, because the
mind will not be content with anything so inadequate to its own nature.
The good self must be what Emerson calls a “crescive self,” and the
right must mark a track across the “waste abyss of possibility” and lead
out the energies to congenial exertion.
This idea is nowhere, perhaps, more cogently stated and illustrated than
in M. Guyau’s penetrating work, “A Sketch of Morality.” He holds that
the sense of duty is, in one aspect, a sense of a power to do things,
and that this power tends in itself to create a sense of obligation. We
can, therefore we must. “Obligation is an internal expansion—a need to
complete our ideas by converting them into action.”[94] Even pain may be
sought as part of that larger life which the growing mind requires.
“Leopardi, Heine, or Lenau would probably not have exchanged those hours
of anguish in which they composed their finest songs for the greatest
possible enjoyment. Dante suffered.... Which of us would not undergo a
similar suffering? Some heart-aches are infinitely sweet.”[95] And so
with benevolence and what is called self-sacrifice. “... charity is but
one with overflowing fecundity; it is like a maternity too large to be
confined within the family. The mother’s breast needs life eager to
empty it; the heart of the truly humane creature needs to be gentle and
helpful to all.”[96] “The young man is full of enthusiasm; he is ready
for every sacrifice because, in point of fact, it is necessary that he
should sacrifice something of himself—that he should diminish himself to
a certain extent; he is too full of life to live only for himself.”[97]
The right, then, is not merely the repressive discipline with which we
sometimes identify it, but is also something warm, fresh and
outward-looking. That which we somewhat vaguely and coldly call mental
development is, when at its best, the revelation of an expanding,
variegating, and beautiful whole, of which the right act is a harmonious
member.
When, on the other hand, we say that right is largely determined by
habit, we only emphasize the other aspect of that progressive mingling
of continuity with change, which we see in mental life in all its
phases. Habit, we know, makes lines of less resistance in thought,
feeling, and action; and the existence of these tracks must always count
in the formation of a judgment of right, as of any other judgment. It
ought not, apparently, to be set over against novel impulses as a
contrary principle, but rather thought of as a phase of all impulses,
since novelty always consists, from one point of view, in a fresh
combination of habits. It is much the same question as that of
suggestion and choice, or of invention and imitation. The concrete fact,
the real thing, in each case, is not one of these as against the other,
or one modified by the other, but a single, vital act of which these are
aspects, having no separate existence.
Whether a person’s life, in its moral or any other aspect, is obviously
changeful, or, on the contrary, appears to be merely repetitive or
habitual, depends upon whether the state of his mind, and of the
conditions about it, are favorable to rapid changes in the system of his
thought. Thus if he is young and vigorous, and if he has a natural
open-mindedness and keenness of sensibility, he will be so much the more
likely, other things equal, to incorporate fresh elements of thought and
make a new synthesis, instead of running on habit. Variety of life in
the past, preventing excessive deepening of the mental ruts, and contact
with strong and novel influences in the present, have the same tendency.
The rigidly habitual or traditionary morality of savages is apparently a
reflection of the restriction and sameness of their social life; and a
similar type of morals is found even in a complex society, as in China,
when the social system has become rigid by the equilibration of
competing ideas. On the other hand, the stir and change of the more
active parts of our society make control by mere habit impossible. There
are no simple dominant habits; tendencies are mixed and conflicting, so
that the person must either be intelligently moral or else degenerate.
He must either make a fresh synthesis or have no synthesis at all.
What is called principle appears to be simply a habit of conscience, a
rule formed originally by a synthesis of various impulses, but become
somewhat mechanical and independent of its origin—as it is the nature of
habit to do. As the mind hardens and matures there is a growing
inaptitude to take in novel and powerful personal impressions, and a
corresponding ascendency of habit and system; social sentiment, the
flesh and blood of conduct, partly falls away, exposing a skeleton of
moral principles. The sense of duty presents itself less and less as a
vivid sympathetic impulse, and more and more as a sense of the economy
and restfulness of a definite standard of conduct. When one has come to
accept a certain course as duty he has a pleasant sense of relief and of
lifted responsibility, even if the course involves pain and
renunciation. It is like obedience to some external authority; any clear
way, though it lead to death, is mentally preferable to the tangle of
uncertainty.
Actions that appear memorable or heroic are seldom achieved at the
moment of decisive choice, but are more likely to come after the habit
of thought which produces the action has become somewhat mechanical and
involuntary. It is probably a mistake to imagine that the soldier who
braves death in battle, the fireman who enters the burning building, the
brakeman who pursues his duty along the icy top of a moving train, or
the fisherman who rows away from his vessel into the storm and mist, is
usually in an acute state of heroism. It is all in the day’s work; the
act is part of a system of thought and conduct which has become habitual
and would be painful to break. Death is not imagined in all its terrors
and compared with social obligation; the case is far simpler. As a rule
there is no time in a crisis for complicated mental operations, and
whether the choice is heroic or cowardly it is sure to be simple. If
there is any conflict of suggestions it is brief, and the one that gains
ascendency is likely to be followed mechanically, without calculation of
the future.
One who studies the “sense of oughtness” in children will have no
difficulty in seeing that it springs largely from a reluctance to break
habits, an indisposition, that is, to get out of mental ruts. It is in
the nature of the mind to seek a principle or unifying thought—the mind
is a rule-demanding instinct—and in great part this need is met by a
habit of thought, inculcated perhaps by some older person who proclaims
and enforces the rule, or perhaps by the unintended pressure of
conditions which emphasize one suggestion and shut out others. However
the rule originates, it meets a mental want, and, if not too strongly
opposed by other impulses, is likely to be adopted and felt as
obligatory just because it is a consistent way of thinking. As Mr. Sully
says, “The truth is that children have a tremendous belief in law.”[98]
The books on child-study give many instances of the surprising
allegiance which children often give to rule, merely as rule, and even
an intermittent observer will be sure to corroborate them. Thus a child
five years old, when on a visit, was invited to “open his mouth and shut
his eyes,” and upon his doing so a piece of candy was put into the
former. When he tasted it he pulled it out and exclaimed, “Mamma don’t
want me to have candy.” Now this did not seem to be affectation, nor was
the child other than fond of sweets, nor afraid of punishment or blame;
he was simply under the control of a need for mental consistency. The
no-candy rule had been promulgated and enforced at home; he had adopted
it as part of his system of thought, and, when it was broken, his moral
sense, otherwise the harmony of his mind, was shocked to a degree that
the sweet taste of the candy could not overcome. Again, R. was subjected
nearly every evening for several years to a somewhat painful operation
called “bending his foot,” intended to correct a slight deformity. After
becoming accustomed to this he would sometimes protest and even cry if
it were proposed to omit it. I thought I could see that moral allegiance
to a rule, merely as such, weakened as he grew older; and the
explanation of this I took to be that the increasing competition of
suggestions and conflict of precepts made this simple, mechanical unity
impossible, and so forced the mind, still striving for harmony, to exert
its higher organizing activity and attempt a larger sort of unification.
It is the same principle as that which prevents the civilized man from
retaining the simple allegiance to rule and habit that the savage has;
his complex life cannot be unified in this way, any more than his
accounts can be notched on a stick; and he is forced, if he is to
achieve any unity of life, to seek it in some more elaborate standard of
behavior. Under uniform conditions the habitual is the rational, and
therefore the moral; but under complex conditions this ceases to be the
case.
Of course this way of looking at the matter does not do away with all
the difficulties involved in it, but does, it seems to me, put habitual
and other morality on the common ground of rationality, and show the
apparently sharp division between them to be an illusion.
Those who think as I do will reject the opinion that the right is, in
any general sense, the social as opposed to the individual. As already
stated, I look upon this antithesis as false when used to imply a
radical opposition. All our human thought and activity is either
individual or social, according to how you look at it, the two being no
more than phases of the same thing, which common thought, always
inclined to confuse words with things, attempts to separate. This is as
true in the ethical field as in any other. The consideration of other
persons usually enters largely into questions of right and wrong; but
the ethical decision is distinctly an assertion of a private,
individualized view of the matter. Surely there is no sound general
principle in accordance with which the right is represented by the
suggestions of the social environment, and the wrong by our more private
impulses.
The right is always a private impulse, always a self-assertion, with no
prejudice, however, to its social character. The “ethical self” is not
less a self for being ethical, but if anything more of a self, because
it is a fuller, more highly organized expression of personality. All
will recognize, I imagine, that a strong sense of duty involves
self-feeling, so that we say to ourselves emphatically I ought. It would
be no sense of duty at all if we did not feel that there was something
about it peculiar to us and antithetical to some of the influences
acting upon us. It is important for many purposes to emphasize the fact
that the ethical self is always a public self; but it is equally true
and important that it is always a private self.
In short, ethical thinking and feeling, like all our higher life, has
its individual and social aspects, with no peculiar emphasis on either.
If the social aspect is here at its highest, so also is the individual
aspect.
The same objection applies to any form of the antithesis self _versus_
other, considered as a general statement of moral situations. It is a
fallacious one, involving vague and material notions of what personality
is—vague because material, for we cannot, I think, reflect closely upon
the facts of personality without seeing that they are primarily mental
or spiritual, and by no means even analogous to the more obvious aspects
of the physical. As a matter of fact, ego and alter, self and sympathy,
are correlative, and always mingled in ethical judgments, which are not
distinguished by having less self and more other in them, but by being a
completer synthesis of all pertinent impulses. The characteristic of a
sense of right is not ego or alter, individual or social, but mental
unification, and the peculiar feeling that accompanies it.
Egoism can be identified with wrong only when we mean by it some narrow
or unstable phase of the self; and altruism, if we take it to mean
susceptibility to be impressed by other people, is equally wrong when
it, in turn, becomes narrow or unstable, as we see it in hysterical
persons. As I have already said, I hold altruism, when used, as it seems
to be ordinarily, to denote a supposed peculiar class of impulses,
separate from another supposed class called egoistic, to be a mere
fiction, engendered by the vaguely material idea of personality just
mentioned. Most higher kinds of thought are altruistic, in the sense
that they involve a more or less distinct reference to other persons;
but when intensely conceived, these same kinds of thought are usually,
if not always, self-thoughts, or egoistic, as well.
The question whether a man shall keep his dollar or give it to a beggar,
for example, looks at first sight like a question of ego _versus_ alter,
because there are two physical bodies present and visibly associated
with the conflicting impulses. In this merely physical sense, of
referring to one material body rather than another, it is in fact such a
question, but not necessarily in any properly mental, social, or moral
sense.
Let us look at the matter a moment with reference to various possible
meanings of the words altruism and altruistic. Taking the latter word as
the most convenient for our purpose, I can think of three meanings, any
one of which would answer well enough to the vague current usage of it:
first, that which is suggested by another person, that is by his
appearance, words, or other symbols; second, that which is for the
benefit of another; third, good or moral.
In the first sense, which carries no moral implication at all, it is
altruistic to give to the beggar, but the word is also applicable to the
greater part of our actions, since most of them are suggested by others
in some way. And, of course, many of the actions included are what are
generally called selfish ones. To strike a man with whom we are angry,
to steal from one of whom we are envious, to take liberties with an
attractive woman, and all sorts of reprehensible proceedings suggested
by the sight of another person, would be altruistic in this sense, which
I suppose, therefore, cannot be the one intended by those who use the
word as the antithesis to egoistic.
If we use the word in the second sense, that of being for the benefit of
another, to give to the beggar may or may not be altruistic; thoughtful
philanthropy is inclined to say that it is usually for his harm. It may,
perhaps, be said that we at least intend to benefit or please him, that
this is the main thing, and that it is a question whether the action has
an I-reference or a you-reference in the mind of the actor. As to this I
would again call attention to what was said of the nature of I and you
as personal ideas in Chapter III., and of the nature of egotism in
Chapter VI. Our impulses regarding persons cannot, in my opinion, be
classified in this way. What could be more selfish than the action of a
mother who cannot refuse her child indigestible sweetmeats? She gives
them both to please the child and to gratify a shallow self which is
identified with him. To refuse the money to the beggar may be as
altruistic, in the sense of springing from the desire to benefit others,
as to give it. The self for which one wishes to keep the dollar is
doubtless a social self of some sort, and very possibly has better
social claims upon him than the beggar: he may wish to buy flowers for a
sick child.
I need hardly add that to give the money is not necessarily the moral
course. The attempt to identify the good with what refers to others as
against what refers to one’s self is hopelessly confusing and false,
both theoretically and in practical application.
In short it is hard to discover, in the word altruism, any definite
moral significance.
The individual and the group are related in respect to moral thought
quite as they are everywhere else; individual consciences and the social
conscience are not separate things, but aspects of one thing, namely,
the moral Life, which may be regarded as individual by fixing our
attention upon a particular conscience in artificial isolation, or as
general, by attending to some collective phase, like public opinion upon
a moral question. Suppose, for instance, one were a member of the
Congress that voted the measure which brought on the war with Spain. The
question how he should vote on this measure would be, in its individual
aspect, a matter of private conscience; and so with all other members.
But taking the vote as a whole, as a synthesis, showing the moral drift
of the group, it appears as an expression of a social conscience. The
separation is purely artificial, every judgment of an individual
conscience being social in that it involves a synthesis of social
influences, and every social conscience being a collective view of
individual consciences. The concrete thing, the moral Life, is a whole
made up of differentiated members. If this is at all hard to grasp, it
is only because the fact is a large one. We certainly cannot get far
unless we can learn to _see_ organization, since all our facts present
it.
The idea that the right is the social as opposed to the sensual is, it
seems to me, a sound one, if we mean by it that the mentally higher,
more personal or imaginative impulses have on the whole far more weight
in conscience than the more sensual. The immediate reason for this seems
to be that the mind of one who shares the higher life is so thronged
with vivid personal or social sentiments, that the merely sensual cannot
be the rational except where it is allied with these, or at any rate not
opposed to them. It is for the psychologist to explain the mental
processes involved, but apparently the social interests prevail in
conscience over the sensual because they are the major force; that is,
they are, on the whole, so much more numerous, vivid, and persistent,
that they determine the general system of thought, of which conscience
is the fullest expression.
We may, perhaps, represent the matter nearly enough for our purpose by
comparing the higher and lower kinds of thought to the human race and
the inferior animals. The former is so much more powerful, on the whole,
though not always so individually, that it determines, in all settled
countries, the general organization of life, erecting cities and
railroads, clearing forests, and the like, to suit itself, and with only
incidental regard to other animals. The latter are preserved within the
system only in so far as they are useful, or at any rate not very
troublesome, to mankind. So all sensual impulses are judged by their
relation to a system of thought dominated by social sentiment. The
pleasures of eating, harmless in themselves, begin to be judged wrong so
soon as they are indulged in such a way as to blunt the higher
faculties, or to violate justice, decency, or the like. A shipwrecked
man, it is felt, should rather perish of hunger than kill and eat
another man, because the latter action violates the whole system of
social thought. And in like manner it is held that a soldier, or indeed
any man, should prefer honor and duty to life itself.
The working of personal influence upon our judgments of right is not
different in kind from its working upon other judgments: it simply
introduces vivid impulses, which affect the moral synthesis something in
the way that picking up a weight will change one’s centre of gravity and
force him to alter his footing.
As was suggested above, the morality of mere rule and habit becomes the
less conspicuous in the life of children the more they are subjected to
fresh personal influences. If their sympathies are somewhat dull, or if
they are secluded, their minds naturally become grooved; and all
children, perhaps, become much bound to habit in matters where personal
influence is not likely to interfere. But in most children, and in most
matters, it will be found that the moral judgment and feeling are, from
the very earliest, intensely sympathetic and personal, charged with
shame, affection, anger, jealousy, and desire to please. The mind has
already to struggle for harmony among vivid emotions, aroused by the
appeals of life to hereditary instinct, each giving intensity to certain
ideas of conduct, and tending to sway the judgment of right in their
sense.
If the boy who refused the candy, as mentioned above, had possessed a
vivid imagination of personal attitudes, which he did not, his situation
might have been much more intricate. He might have been drawn to accept
it not only by the sweet taste but by a desire to please the friends who
offered it; and on the other hand he might have been deterred by a
vision of the reproving face and voice of his mother. Thus M., nearly
sixteen months old, had been frowned at and called naughty in a severe
tone of voice when she tried to claw her brother’s face. Shortly after,
while sitting with him on the bed, her mother being at a distance, she
was observed to repeat the offence and then, without further cause or
suggestion, to bow her head and look abashed and guilty. Apparently she
had a sense of wrong, a conviction of sin, perhaps consisting only in a
reminiscence of the shame she had previously felt when similar behavior
was followed by rebuke.
Here, then, we have a simple manifestation of a moral force that acts
upon every one of us in countless ways, and every day of his life—the
imagined approval or disapproval of others, appealing to instinctive
emotion, and giving the force of that emotion to certain views of
conduct. The behavior that connects itself with such social sentiment as
we like and feel the impulse to continue, is so much the more likely to
be judged as right; but if the sentiment is one from which we are
averse, the behavior is the more likely to be judged as wrong. The
child’s moral sense, says Perez, “begins as soon as he understands the
signification of certain intonations of the voice, of certain attitudes,
of a certain expression of countenance, intended to reprimand him for
what he has done or to warn him against something he was on the point of
doing. This penal and remunerative sanction gives rise by degrees to a
clear distinction of concrete good and evil.”[99]
A child who is not sensitive to praise or blame, but whose interests are
chiefly impersonal, or at any rate only indirectly personal, sometimes
appears to have no moral sense at all, to be without the conviction of
sin or any notion of _personal_ wrong. He has little experience of those
peculiarly acute and trying mental crises which result from the conflict
of impulses of sympathetic origin with one another or with animal
appetites. This was much the case with R. in his earliest years. Living
in quiet surroundings, somewhat isolated from other children, with no
violent or particularly mischievous impulses, occupied all day long with
blocks, sand-pile, and other impersonal interests, not sensitive to
blame nor inclined to take it seriously, he gave the impression of being
non-moral, an unfallen spirit. M. was the very opposite of all this.
From the first week she was visibly impulsive, contentious, sensitive,
sympathetic; laying traps for approval, rebelling against criticism,
sudden and quick to anger, sinning, repenting, rejoicing; living almost
altogether in a vivid personal world.
A character of the latter sort has an intenser moral life, because the
variety of strong impulses introduced by a sensitive and personally
imaginative temperament are sure to make crises for the mind to wrestle
with. The ethics of personal feeling which it has to work out seems
widely apart from the ethics of rule and habit, as in fact it is, so far
as regards the materials that enter into the moral synthesis. The color
and content, all the concrete elements of the moral life, are as
different as are the different characters of people: the idea of right
is not a fraction of thought alike in all minds, but a comprehensive,
integrating state of mind, characteristic of the personality of which it
is an expression.
The idea of justice is, of course, a phase of the idea of right, and
arises out of the mental attempt to reconcile conflicting impulses. As
Professor Baldwin points out, the child is puzzled by contradictions
between his simpler impulses, such as those to appropriate food and
playthings, and other impulses of more imaginative or sympathetic
origin. Needing to allay this conflict he readily grasps the notion of a
_tertium quid_, a reconciling rule or law which helps him to do so.
Our mature life is not radically distinguished from childhood as regards
the working of personal influence upon our moral thought. If there is
progress it is in the way of fulness of experience and better
organization: the mental life may become richer in those sympathetic or
imaginative impulses which we derive from healthy intercourse with the
world, and without a good store of which our judgments of right must be
narrow and distorted; there may at the same time be a completer ordering
and discipline of these materials, a greater power to construct the
right, the unifying thought, out of diverse elements, a quicker
recognition of it when achieved, and a steadier disposition to act upon
it. In most cases, perhaps, a person after thirty years of age gains
something in the promptness and steadfastness of his moral judgment, and
loses something in the imaginative breadth of his premises. But the
process remains the same, and our view of right is still a sort of
microcosm of our whole character. Whatever characteristic passions we
have will in some way be represented in it, and until we stiffen into
mental rigidity and decline, it will change more or less with every
important change in our social surroundings.
To a very large class of minds, perhaps to the largest class, the notion
of right presents itself chiefly as a matter of personal authority. That
is, what we feel we ought to do is simply what we imagine our guide or
master would do, or would wish us to do. This, for instance, is the idea
very largely inculcated and practised by the Christian Church. It is not
anything opposed to or different from the right as a mental synthesis,
but simply means that admiration, reverence, or some other strong
sentiment, gives such overwhelming force to the suggestions of a certain
example, that they more or less completely dominate the mind. The
authority works through conscience and not outside of it. Moreover the
relation is not so one-sided as it would seem, since our guide is
always, in one point of view, the creation of our own imaginations,
which are sure to interpret him in a manner congenial to our native
tendency. Thus the Christ of Fra Angelico is one thing, and the Christ
of Michelangelo, directing the ruin of the damned, is quite another.
The ascendency of personal authority is usually greater in proportion as
the mind is of a simple, visually imaginative, rather than reflective
turn. People of the sort commonly called “emotional,” with ready and
vivid personal feeling but little constructive power, are likely to
yield to an ascendent influence as a whole, with little selection or
reconstruction. Their individuality is expressed chiefly in the choice
of a master; having chosen, they are all his. If they change masters
they change morals at the same time. The mental unity of which they,
like all the rest of us, are in search, is found in allegiance to a
concrete personality, which saves them the impossible task of abstract
thought. Such people, however, usually feel an attraction toward
stability in others, and secure it for themselves by selecting a
steadfast personality to anchor their imaginations to.
This, of course, is possible or congenial only to those who lack the
mental vigor to make in a more intellectual manner that synthesis of
which moral judgment is the expression. Those who have this vigor make
use of many examples, and if they acknowledge the pre-eminence of
anyone, he is likely to be vaguely conceived and to be in reality no
more than the symbol of their own moral conclusions.
The immediate power of personal images or influences over our sense of
right is probably greater in all of us than we realize. “It is
wonderful,” says George Eliot in “Middlemarch,” “how much uglier things
will look when we only think we are blamed for them ... and, on the
other hand, it is astonishing how pleasantly conscience takes our
encroachments on those who never complain, or have nobody to complain
for them.” That is to say, other persons, by awaking social self-feeling
in us, give life and power to certain sentiments of approval or
disapproval regarding our own actions. The rule, already suggested, that
the self of a sensitive person, in the presence of an ascendent
personality, tends to become his interpretation of what the other thinks
of him, is a prime factor in determining the moral judgments of all of
us. Everyone must have felt the moral renewal that comes with the mere
presence of one who is vigorously good, whose being enlivens our
aspiration and shames our backsliding, who makes us really feel the
desirability of the higher life and the baseness and dulness of the
lower.
In one of Mr. Theodore Child’s papers on French art he relates that
Dagnan said after the death of Bastien-Lepage, “With every new picture I
paint in future I shall try to think if he would have been satisfied
with it.” Almost the same has been said by an American author with
reference to Robert Louis Stevenson. And these instances are typical of
the general fact that our higher selves, our distinctively right views
and choices, are dependent upon imaginative realization of the points of
view of other persons. There is, I think, no possibility of being good
without living, imaginatively of course, in good company; and those who
uphold the moral power of personal example, as against that of abstract
thought are certainly in the right. A mental crisis, by its very
difficulty, is likely to call up the thought of some person we have been
used to look to as a guide, and the confronting of the two ideas, that
of the person and that of the problem, compels us to answer the question
What would he have thought of it? The guide we appeal to may be a person
in the room, or a distant friend, or an author whom we have never seen,
or an ideal person of religion. The strong, good men we have once
imagined live in our minds and fortify there the idea of worthiness.
They were free and noble and make us unhappy to be less.
Of course the influence of other persons often goes by contraries. The
thought of one who is repugnant to us often brings a strong sense of the
wrong of that for which he stands, and our conviction of the hatefulness
of any ill trait is much enlivened by intimate contact with one who
exhibits it.
The moral potency of confession, and of all sorts of publicity, rests
upon the same basis. In opening ourselves to another we are impelled to
imagine how our conduct appears to him; we take an outside view of
ourselves. It makes a great difference to whom we confess: the higher
the character of the person whose mind we imagine, the more enlightening
and elevating is the view of ourselves that we get. Even to write our
thoughts in a diary, and so to confess, not to a particular person, but
to that vague image of an interlocutor that connects itself with all
articulate expression, makes things look different.
It is, perhaps, much the same with prayer. To pray, in a higher sense,
is to confront our moral perplexities with the highest personal ideal we
can form, and so to be unconsciously integrating the two, straightening
out the one in accordance with the other. It would seem that social
psychology strongly corroborates the idea that prayer is an essential
aspect of the higher life; by showing, I mean, that thought, and
especially vivid thought, is interlocutory in its very nature, and that
aspiration almost necessarily takes, more or less distinctly, the form
of intercourse with an ideal being.
Whatever publishes our conduct introduces new and strong factors into
conscience; but whether this publicity is wholesome or otherwise depends
upon the character of the public; or, more definitely, upon whether the
idea of ourselves that we impute to this public is edifying or
degrading. In many cases, for instance, it is ruinous to a person’s
character to be publicly disgraced, because he, or she, presently
accepts the degrading self that seems to exist in the minds of others.
There are some people to whom we should be ashamed to confess our sins,
and others, perhaps, to whom we should not like to own our virtues.
Certainly it should not be assumed that it is good for us to have our
acts displayed before the generality of persons: while this may be a
good thing as regards matters, like the tax-roll, that relate to our
obvious duty to the immediate community, it has in most things a
somewhat vulgarizing effect, tending to promote conformity rather than a
distinctive life. If the scholar’s study were on the market-place, so
that the industrious townspeople could see how many hours of the day he
spends in apparent idleness, he might lack courage to pursue his
vocation. In short, we need privacy as against influences that are not
edifying, and communion with those that are.
Even telling the truth does not result so much from a need of mental
accuracy, though this is strong in some minds, as from a sense of the
unfairness of deceiving people of our own sort, and of the shame of
being detected in so doing. Consequently the maxim, “Truth for friends
and lies for enemies,” is very generally followed, not only by savages
and children, but, more or less openly, by civilized people. Most
persons feel reluctant to tell a lie in so many words, but few have any
compunctions in deceiving by manner, and the like, persons toward whom
they feel no obligation. We all know business men who will boast of
their success in deceiving rivals; and probably few of us hold ourselves
to quite the same standard of honor in dealing with one we believe to be
tricky and ill-disposed toward us, that we would if we thought him
honest and well meaning. “Conscience is born of love” in this as in many
matters. A thoughtful observer will easily see that injustice and not
untruth is the essence of lying, as popularly conceived.
It is because of our need to recall vanished persons, that all goodness
and justice, all right of any large sort, depend upon an active
imagination. Without it we are the prisoners of the immediate
environment and of the suggestions of the lower organism. It is only
this that enables us to live with the best our lives have afforded, and
maintain higher suggestions to compete with the baser ones that assail
us. Let us hear Professor James again: “When for motives of honor and
conscience I brave the condemnation of my own family, club and ‘set’;
when as a Protestant I turn Catholic; as a Catholic, free-thinker; as a
‘regular practitioner,’ homeopath, or what not, I am always inwardly
strengthened in my course, and steeled against the loss of my actual
social self by the thought of other and better _possible_ social judges
than those whose verdict goes against me now. The ideal social self
which I thus seek in appealing to their decision may be very remote; it
may be represented as barely possible. I may not hope for its
realization during my lifetime; I may even expect the future
generations, which would approve me if they knew me, to know nothing
about me when I am dead and gone.”[100] As regards the nearness or
remoteness of the companion it would perhaps be sufficient to say that
if imagined he is actually present, so far as our mental and moral life
are concerned, and except as affecting the vividness of our idea of him,
it makes no immediate difference whether we ever saw him or whether he
ever had any corporeal existence at all.
The alteration of conscience due to the advent in thought of a new
person is often so marked that one view of duty is quite evidently
supplanted by a fresh one, due to the fresh suggestion. Thus, to take an
example probably familiar to all who are used to mental application, it
sometimes happens that a student is fagged and yet feels that he must
think out his problem; there is a strong sense of oughtness backing this
view, which, so long as it is unopposed, holds its ground as the call of
duty. But now a friend may come in and suggest to him that he ought to
stop, that if he goes on he will harm himself and do poor work. Here is
another view of right, and the mind must now make a fresh synthesis and
come, perhaps, to feel that its duty is to leave off.
Because of its dependence upon personal suggestion, the right always
reflects a social group; there is always a circle of persons, more or
less extended, whom we really imagine, and who thus work upon our
impulses and our conscience; while people outside of this have not a
truly personal existence for us. The extent of this circle depends upon
many circumstances, as for instance upon the vigor of our imaginations,
and the reach of the means of communication through which personal
symbols are impressed upon them.
In these days of general literacy, many get their most potent
impressions from books, and some, finding this sort of society more
select and stimulating than any other, cultivate it to the neglect of
palpable persons. This kind of people often have a very tender
conscience regarding the moral problems presented in novels, but a
rather dull one for those of the flesh-and-blood life about them. In
fact, a large part of the sentiments of imaginative persons are purely
literary, created and nourished by intercourse with books, and only
indirectly connected with what is commonly called experience. Nor should
it be assumed that these literary sentiments are necessarily a mere
dissipation. Our highest ideals of life come to us largely in this way,
since they depend upon imaginative converse with people we do not have a
chance to know in the flesh. Indeed, the expansion of conscience that is
so conspicuous a fact of recent years, the rise of moral sentiment
regarding international relations, alien races and social and industrial
classes other than our own, could not have taken place without the aid
of cheap printing and rapid communication. Such understanding and sense
of obligation as we have regarding the populace of great cities, for
instance, is due chiefly to writers who, like the author of “How the
Other Half Lives,” describe the life of such people in a vivid, personal
way, and so cause us to imagine it.
Not to pursue this line of thought too far, it is enough for our purpose
to note that conscience is always a group conscience, however the group
may be formed, so that our moral sentiment always reflects our time, our
country, and our special field of personal imagination. On the other
hand, our sense of right ignores those whom we do not, through sympathy,
feel as part of ourselves, no matter how close their physical
contiguity. To the Norman conqueror the Saxon was an inferior animal,
whose sentiments he no more admitted to his imagination, I suppose, than
a farmer does those of his cattle, and toward whom, accordingly, he did
not feel human obligation. It was the same with the slaveholder and the
slave, and so it sometimes is with employer and wage-earner. The
behavior of the Europeans toward the Chinese during the recent invasion
of China showed in a striking manner how completely moral obligation
breaks down in dealing with people who are not felt to be of kindred
humanity with ourselves.
In minds capable of constructive imagination the social factor in
conscience may take the form of ideal persons, whose traits are used as
a standard of behavior.
Idealization, of this or any other sort, is not to be thought of as
sharply marked off from experience and memory. It seems probable that
the mind is never indifferent to the elements presented to it, but that
its very nature is to select, arrange, harmonize, idealize. That is, the
whole is always acting upon the parts, tending to make them one with
itself. What we call distinctively an ideal is only a relatively complex
and finished product of this activity. The past, as it lives in our
minds, is never a mere repetition of old experience, but is always
colored by our present feeling, is always idealized in some sense; and
it is the same with our anticipation of the future, so that to wholesome
thought expectation is hope. Thus the mind is ever an artist,
re-creating things in a manner congenial to itself, and special arts are
only a more deliberate expression of a general tendency.
An ideal, then, is a somewhat definite and felicitous product of
imagination, a harmonious and congenial reconstruction of the elements
of experience. And a personal ideal is such a harmonious and congenial
reconstruction of our experience of persons. Its active function is to
symbolize and define the desirable, and by so doing to make it the
object of definite endeavor. The ideal of goodness is only the next step
beyond the good man of experience, and performs the same energizing
office. Indeed, as I have already pointed out, there is no separation
between actual and ideal persons, only a more or less definite
connection of personal ideas with material bodies.
There are all degrees of vagueness or definition in our personal ideals.
They may be no more than scattered imaginings of traits which we have
met in experience and felt to be worthy; or they may assume such fulness
and cohesion as to be distinct ideal persons. There may even be several
personal ideals; one may cherish one ideal of himself and a different
one for each of his intimate friends; or his imagination may project
several ideals of himself, to correspond to various phases of his
development.
Probably the phrase “ideal person” suggests something more unified and
consistent than is actually present in the minds of most people when
they conceive the desirable or good in personal character. Is it not
rather ideal traits or sentiments, fragments of personal experience,
phases of past intercourse returning in the imagination with a new
emphasis in the presence of new situations? We have at times divined in
other people courage, generosity, patience and justice, and judged them
to be good. Now, when we find ourselves in a situation where these
traits are called for, we are likely to be reminded by that very fact of
our previous experience of them; and the memory of it brings these
sentiments more vividly to life and gives them more authority in
conscience. Thus a person hesitating whether to smuggle in dutiable
goods is likely to think in his perplexity of some one whom he has come
to regard as honorable in such matters, and of how that one would feel
and act under like conditions.
This building up of higher personal conceptions does not lend itself to
precise description. It is mostly subconscious; the mind is continually
at work ordering and bettering its past and present experiences, working
them up in accordance with its own instinctive need for consistency and
pleasantness; ever idealizing, but rarely producing clean-cut ideals. It
finds its materials both in immediate personal intercourse and through
books and other durable media of expression. “Books, monuments,
pictures, conversation, are portraits in which he finds the lineaments
he is forming.” “All that is said of the wise man ... describes to each
reader his own idea, describes his unattained but attainable self.”[101]
“A few anecdotes, a few traits of character, manners, face, a few
incidents, have an emphasis in your memory out of all proportion to
their apparent significance, if you measure them by the ordinary
standards. They relate to your gift. Let them have their weight, and do
not reject them and cast about for illustrations more usual in
literature. What your heart thinks great is great. The soul’s emphasis
is always right.”[102]
Idealism in this vague form has neither first, second, nor third person.
It is simply an impression of the desirable in personality, and is
impulsively applied to your conduct, my conduct, or his conduct, as the
case may be. The sentiment occurs to us, and the connection in which it
occurs determines its moral application. We sometimes speak as if it
required an unusual effort of virtue to apply the same standards to
ourselves as to others; and so it does, in one sense; but in another it
is easier and more common to do this than not to do it. The simplest
thing, as regards the mental process concerned, is to take ideas of
conduct as they come, without thinking specially where they come from,
and judge them by the standard that conscience presents to us. Injustice
and personal wrong of all sorts, as between one’s self and others,
commonly consist, not in imagining the other man’s point of view and
refusing to give it weight; but in not imagining it, not admitting him
to the tribunal at all. It is in exerting the imagination that the
effort of virtue comes in. One who entertains the thought and feeling of
others can hardly refuse them justice; he has made them a part of
himself. There is, as we have seen, no first or second person about a
sentiment; if it is alive in the mind that is all there is to the
matter.
It is perhaps the case, however, that almost every person of imagination
has at times a special and somewhat definite ideal self, concerning
which he has the “my” feeling, and which he would not use in judging
others. It is, like all ideals, a product of constructive imagination
working upon experience. It represents what we should like to see
ourselves, and has an especially vigorous and varied life in early
youth, when the imagination projects models to match each new aspiration
that gains power over it. In a study of the “Continued Stories” of
children, by Mabel W. Learoyd, many interesting facts are given
illustrating sustained self-idealization. These continued stories are
somewhat consecutive series of imaginations on the part of the young,
recalled and described at a later period. Two-thirds are said to embody
an ideal, and the author, in an idealized form, is the hero of many of
them.[103] An instance of this same process continued into old age is
the fact mentioned by Mr. E. W. Emerson in his “Emerson in
Concord,”[104] that the poet’s diary contains frequent allusion to one
Osman, who stands for an ideal self, a more perfect Emerson of his
aspiration.
It would always be found, I think, that our ideal self is constructed
chiefly out of ideas about us attributed to other people. We can hardly
get any distinct view of ourselves except in this way, that is by
placing ourselves at the standpoint of someone else. The impressions
thus gained are worked over and over, like other mental material, and,
according to the imaginative vigor of the mind, more or less
reorganized, and projected as an ideal.
With some this ideal is quite definite and visible before the eye of the
mind. I have heard the expression “seeing yourself” applied to it. Thus
one woman says of another “She always sees herself in evening dress,”
meaning that her ideal of herself is one of social propriety or
distinction, and that it takes the form of an image of her visible
person as it appears to others in a shape expressing these traits. This
is, of course, a phase of the reflected self, discussed in the fifth
chapter. Some people “see themselves” so constantly, and strive so
obviously to live up to the image, that they give a curious impression
of always acting a part, as if one should compose a drama with himself
as chief personage, and then spend his life playing it. Perhaps
something of this sort is inevitable with persons of vivid imagination.
Once formed and familiarized the ideal self serves, like any ideal only
more directly, as an incitement to growth in its direction, and a
punishment to retrogression. A man who has become used to imagining
himself as noble, beneficent and respected has a real picture in his
mind, a fair product of aspiring thought, a work of art. If his conduct
violates this imagination he has a sense of ugliness and shame; there is
a rent in the picture, a rude, shapeless hole, shattering its beauty,
and calling for painful and tedious repairs before it can be even
tolerable to look upon. Repentance is the pain of this spectacle; and
the clearer and more firmly conceived the ideal, the greater the pain.
The ideal person or persons of an ethical religion are the highest
expression of this creative outreaching of the mind after the admirable
in personality. It can hardly be supposed, by anyone who is willing to
go into the psychology of the matter at all, that they are radically
different from other ideal persons, or in any way sharply divided from
the mass of personal thought. Any comparative study of idealism, among
nations in various stages of civilization, among persons of different
intellectual power, among the various periods of development in one
individual, can hardly fail, I should say, to leave a conviction that
all hangs together, that there is no chasm anywhere, that the most
rudimentary idealizing impulse of the savage or the child is of a piece
with the highest religious conceptions. The tendency of such a view, of
course, is not to drag down the exalted, but to show all as part of a
common life.
All ideals of personality are derived from intercourse, and all that
attain any general acceptance have a social organization and history.
Each historical epoch or nation has its somewhat distinctive personal
ideals, which are instilled into the individual from the general store
of thought. It is especially true that the persons of religion have this
character. They are communal and cumulative, are gradually built up and
become in some degree an institution. In this way they may acquire
richness, clearness, sanctity, and authority, and may finally be
inculcated as something above and outside of the human mind. The latter
is certain to happen if they are made the basis of a discipline to be
applied to all sorts of people. The dogma that they are extra-human
serves, like the forms and ceremonies of a court, to secure to them the
prestige of distance and inaccessibility.
It is a chief function of religious organization to make the moral
synthesis more readily attainable, by establishing a spiritual
discipline, or system of influences and principles, which shall
constantly stimulate one’s higher sentiments, and furnish a sort of
outline or scaffolding of suggestions to aid him in organizing his
thought. In doing this its main agent is the inculcation of personal
ideals, although the teaching of creeds is also, perhaps, important to
the same purpose. It is apparently part of the legitimate function of
organized moral thought to enter the vaguer fields of speculation about
conduct and inculcate provisional ideas, relating for instance to the
origin and meaning of life—matters which the mind must and will explore,
with or without a guide. To have suggested to them definite ways of
thinking regarding such matters helps to make mental unity possible, and
to save men from the aimless and distracting wanderings that often end
in despair. Of course these ideas must be in harmony with the general
state of thought, consistent, for example, with the established results
of science. Otherwise they only increase the distraction. But a
_credible creed_ is an excellent thing, and the lack of it is a real
moral deficiency.
Now in times of intellectual unsettlement, like the present, the ideal
may become disorganized and scattered, the face of God blurred to the
view, like the reflection of the sun in troubled waters. And at the same
time the creeds become incredible, so that, until new ones can be worked
out and diffused, each man must either make one for himself—a task to
which few are equal—or undergo distraction, or cease to think about such
matters, if he can. This state of things involves some measure of
demoralization, although it may be part of a movement generally
beneficent. Mankind needs the highest vision of personality, and needs
it clear and vivid, and in the lack of it will suffer a lack in the
clearness and cogency of moral thought. It is the natural apex to the
pyramid of personal imagination, and when it is wanting there will be an
unremitting and eventually more or less successful striving to replace
it. When it reappears it will, of course, express in all its lineaments
a new era of thought; but the opinion that it is gone to stay, which is
entertained by some, seems very ill grounded.
CHAPTER XI
PERSONAL DEGENERACY
IS A PHASE OF THE QUESTION OF RIGHT AND WRONG—RELATION TO THE IDEA OF
DEVELOPMENT—JUSTIFICATION AND MEANING OF THE PHRASE “PERSONAL
DEGENERACY”—HEREDITARY AND SOCIAL FACTORS IN PERSONAL
DEGENERACY—DEGENERACY AS A MENTAL TRAIT—CONSCIENCE IN
DEGENERACY—CRIME, INSANITY, AND RESPONSIBILITY—GENERAL AIMS IN THE
TREATMENT OF DEGENERACY.
I wish to touch upon this subject only in so far as to suggest a general
way of conceiving it in accord with the views set forth in the preceding
chapters.
The question of personal degeneracy is a phase of the question of right
or wrong and is ultimately determined by conscience. A degenerate might
be defined as one whose personality falls distinctly short of a standard
set by the dominant moral thought of a group. It is the nature of the
mind to form standards of better or worse in all matters toward which
its selective activity is directed; and this has its collective as well
as its individual aspect, so that not only every man but every group has
its preferences and aversions, its good and bad. The selective,
organizing processes which all life, and notably the life of the mind,
presents, involve this distinction; it is simply a formulation of the
universal fact of preference. We cannot view things in which we are
interested without liking some and disliking others; and somewhat in
proportion to our interest is our tendency to express these likes and
dislikes by good and bad or similar words. And since there is nothing
that interests us so much as persons, judgments of right and wrong
regarding them have always been felt and expressed with peculiar zest
and emphasis. The righteous and the wicked, the virtuous and the
vicious, the good and bad under a hundred names, have been sharply and
earnestly discriminated in every age and country.
Although this distinction between personal good and bad has always been
a fact of human thought, a broader view of it is reached, in these days,
through the idea of evolution. The method of nature being everywhere
selective, growth is seen to take place not by making a like use of the
elements already existing, but by the fostering of some to the
comparative neglect or suppression of others. Or, if this statement
gives too much the idea of a presiding intelligence outside the process
itself, we may simply say that the functions of existing elements in
contributing to further growth are extremely different, so much so that
some of them usually appear to have no important function at all, or
even to impede the growth, while others appear to be the very heart of
the onward or crescent life. This idea is applicable to physiological
processes, such as go on within our bodies, to the development of
species, as illustrated with such convincing detail by Darwin, and to
all the processes of thought and of society; so that the forces that are
observed in the present, if viewed with reference to function or
tendency, never appear to be on the same level of value, but are strung
along at different levels, some below a mean, some above it. Thus we not
only have the actual discrimination of good and bad in persons, but a
philosophy which shows it as an incident of evolution, a reflection in
thought of the general movement of nature.
Or, to regard the process of evolution in more detail, we find
degeneracy or inferiority implied in that idea of variation which is the
starting-point of Darwinism. All forms of life, it seems, exhibit
variation; that is, the individuals are not quite alike but differ from
one another and from the parents in a somewhat random manner, so that
some are better adapted to the actual conditions of life, and some
worse. The change or development of a species takes place by the
cumulative survival and multiplication, generation after generation, of
fit or fortunate variations. The very process that produces the fittest
evidently implies the existence of the unfit; and the distinctly unfit
individuals of any species may be regarded as the degenerate.
It will not do to transfer these ideas too crudely to the mental and
social life of mankind; but it will hardly be disputed that the
character of persons exhibits variations which are partly at least
incalculable, and which produce on the one hand leadership and genius
and on the other weakness and degeneracy. We probably cannot have the
one without having something, at least, of the other, though I believe
that the variations of personality are capable, to a great degree, of
being brought under rational control.
This truth that all forms of deficient humanity have a common
philosophical aspect is one reason for giving them some common name,
like degeneracy. Another is that the detailed study of fact more and
more forces the conclusion that such things as crime, pauperism, idiocy,
insanity, and drunkenness have, in great measure, a common causation,
and so form, practically, parts of a whole. We see this in the study of
heredity, which shows that the transmitted taint commonly manifests
itself in several or all of these forms in different generations or
individuals of the same family; and we see it in the study of social
conditions, in the fact that where these conditions are bad, as in the
slums of great cities, all the forms become more prevalent. A third
reason for the use of a special term is that it is desirable that the
matter receive more dispassionate study than formerly, and this may
possibly be promoted by the use of words free, so far as possible, from
irrelevant implications. Many of the words in common use, such as
badness, wickedness, crime and the like, reflect particular views of the
facts, such as the religious view of them as righteousness or sin, and
the legal view as criminal or innocent, while degeneracy suggests the
disinterestedness of science.
I do not much care to justify the particular word degeneracy in this
connection, further than to say that I know of none more convenient or
less objectionable. It comes, of course, from _de_ and _genus_ through
_degenerare_, and seems to mean primarily the state of having fallen
from a type. It is not uncommon in English literature, usually meaning
inferiority to the standard set by ancestors, as when we say a
degenerate age, a degenerate son, etc.; and recently it has come into
use to describe any kind of marked and enduring mental defect or
inferiority. I see no objection to this usage unless it be that it is
doubtful whether the mentally or morally inferior person can in all
cases be said _to have fallen_ from a higher state. This might be
plausibly argued on both sides, but it does not seem worth while.
I use the phrase personal degeneracy, then, to describe the state of
persons whose character and conduct fall distinctly below the type or
standard regarded as normal by the dominant sentiment of the group.
Although it must be admitted that this definition is a vague one, it is
not more so, perhaps, than most definitions of mental or social
phenomena. There is no sharp criterion of what is mentally and socially
up to par and what is not, but there are large and important classes
whose inferiority is evident, such as idiots, imbeciles, the insane,
drunkards and criminals; and no one will question the importance of
studying the whole of which these are parts.
It is altogether a social matter at bottom; that is to say, degeneracy
exists only in a certain relation between a person and the rest of a
group. In so far as any mental or physical traits constitute it they do
so because they involve unfitness for a normal social career, in which
alone the essence of the matter is found. The only palpable test of
it—and this an uncertain one—is found in the actual career of the
person, and especially in the attitude toward him of the organized
thought of the group. We agree fairly well upon the degeneracy of the
criminal, largely because his abnormality is of so obvious and
troublesome a kind that something in particular has to be done about it,
and so he becomes definitely and formally stigmatized by the organs of
social judgment. Yet even from this decisive verdict an appeal is
successfully made in some cases to the wider and maturer thought of
mankind, so that many have been executed as felons who, like John Brown,
are now revered as heroes.
In short, the idea of wrong, of which the idea of degeneracy is a phase,
partakes of the same uncertainty that belongs to its antithesis, the
idea of right. Both are expressions of an ever-developing, always
selective life, and share in the indeterminateness that necessarily goes
with growth. They assume forms definite enough for the performance of
their momentous practical functions, but always remain essentially
plastic and variable.
Concerning the causation of degeneracy, we may say, as of every aspect
of personality, that its roots are to be looked for somewhere in the
mingling of hereditary and social factors from which the individual life
springs. Both of these factors exhibit marked variation; men differ in
their natural traits very much as other animals do, and they also find
themselves subject to the varying influences of a diversified social
order. The actual divergences of character and conduct which they
exhibit are due to the composition of these two variables into a third
variable, the man himself.
In some cases the hereditary factor is so clearly deficient as to make
it natural and justifiable to regard heredity as the cause; in a much
larger number of cases there is good reason to think that social
conditions are more particularly to blame, and that the original
hereditary outfit was fairly good. In a third class, the largest,
perhaps, of all, it is practically impossible to discriminate between
them. Indeed, it is always a loose way of speaking to set heredity and
environment over against each other as separable forces, or to say that
either one is the cause of character or of any personal trait. They have
no separate existence after personal development is under way; each
reacts upon the other, and every trait is due to their intimate union
and co-operation. All we are justified in saying is that one or the
other may be so aberrant as to demand our special attention.
Congenital idiocy is regarded as hereditary degeneracy, because it is
obvious that no social environment can make the individual other than
deficient, and we must work upon heredity if we wish to prevent it. On
the other hand, when we find that certain conditions, like residence in
crowded parts of a city, are accompanied by the appearance of a large
per cent. of criminality, among a population whom there is no reason to
suppose naturally deficient, we are justified in saying that the causes
of this degeneracy are social rather than hereditary. The fact probably
is, in the latter case, that the criminality is due to the conjunction
of degrading surroundings with a degree of hereditary deficiency that a
better training would have rendered harmless, or at least inconspicuous;
but, practically, if we wish to diminish this sort of degeneracy, we
must work upon social conditions.
A sound mental heredity consists essentially in teachability, a capacity
to learn the things required by the social order; and the congenital
idiot is degenerate by the hereditary factor alone, because he is
incapable of learning these things. But a sound heredity is no safeguard
against personal degeneracy; if we have teachability all turns upon what
is taught, and this depends upon the social environment. The very
faculties that lead a child to become good or moral in a good
environment may cause him to become criminal in a criminal environment;
it is all a question of what he finds to learn. It may be said, then,
that of the four possible combinations between good and bad heredity and
good and bad environment, three—bad heredity with bad or good
environment, and good heredity with bad environment—lead to degeneracy.
Only when both elements are favorable can we have a good result. Of
course, by bad environment in this connection must be understood bad in
its action upon this particular individual, not as judged by some other
standard.
As the social surroundings of a person can be changed, and his
hereditary bias cannot, it is expedient, in that vast majority of cases
in which causation is obscure, to assume as a working hypothesis that
the social factor is at fault, and to try by altering it to alter the
person. This is more and more coming to be done in all intelligent
treatment of degeneracy.
As a mental trait, marking a person off as, in some sense, worse than
others in the same social group, degeneracy appears to consist in some
lack in the higher organization of thought. It is not that one has the
normal mental outfit plus something additional, called wrong, crime,
sin, madness, or the like, but that he is in some way deficient in the
mental activity by which sympathy is created and by which all impulses
are unified with reference to a general life. The criminal impulses,
rage, fear, lust, pride, vanity, covetousness, and so on, are the same
in general type as those of the normal person; the main difference is
that the criminal lacks, in one way or another, the higher mental
organization—a phase of the social organization—to which these impulses
should be subordinate. It would not be very difficult to take the seven
deadly sins—Pride, Envy, Anger, Sloth, Covetousness, Gluttony, and
Lust—and show that each may be regarded as the undisciplined
manifestation of a normal or functional tendency. Indeed, as regards
anger this was attempted in a previous chapter.
“To describe in detail the different varieties of degeneracy that are
met with,” says Dr. Maudsley, “would be an endless and barren labor. It
would be as tedious as to attempt to describe particularly the exact
character of the ruins of each house in a city that had been destroyed
by an earthquake: in one place a great part of the house may be left
standing, in another place a wall or two, and in another the ruin is so
great that scarcely one stone is left upon another.”[105]
In the lowest phases mental organization can hardly be said to exist at
all: an idiot has no character, no consistent or effective
individuality. There is no unification, and so no self-control or stable
will; action simply reflects the particular animal impulse that is
ascendent. Hunger, sexual lust, rage, dread, and, in somewhat higher
grades, a crude, naïve kindliness, are each felt and expressed in the
simplest manner possible. There can, of course, be little or no true
sympathy, and the unconsciousness of what is going on in the minds of
other persons prevents any sense of decency or attempt to conform to
social standards.
In the higher grades we may make the distinction, already suggested in
speaking of egotism, between the unstable and the rigid varieties.
Indeed, as was intimated, selfishness and degeneracy are of the same
general character; both being defined socially by a falling short of
accepted standards of conduct, and mentally by some lack in the scope
and organization of the mind.
There is, then, one sort of persons in whom the most conspicuous and
troublesome trait is mere mental inconsistency and lack of character,
and another who possess a fair degree, at least, of consistency and
unity of purpose, but whose mental scope or reach of sympathy is so
small that they have no adequate relation to the life about them.
An outgrowing, impressionable sort of mind, if deficient in the power to
work up its material, is necessarily unstable and lacking in momentum
and definite direction: and in the more marked cases we have people of
the hysterical type, unstable forms of dementia and insanity, and
impulsive crime. “The fundamental defect in the hysterical brain,” says
Dr. Dana, “is that it is circumscribed in its associative functions; the
field of consciousness is limited just as is the field of vision. The
mental activity is confined to personal feelings, which are not
regulated by connotation of past experiences, hence they flow over too
easily into emotional outbursts or motor paroxysms. The hysterical
person cannot think.”[106] It is evident that something similar might be
said of all manifestations of instability.
On the other hand, an ingrowing sort of mind, whose tendency is rather
to work over and over its cherished thoughts than to open out to new
ones, may have a marked deficiency of sensibility and breadth of
perception. If so, the person is likely to exhibit some form of gross
and persistent egotism, such as sensuality, avarice, narrow and ruthless
ambition, fanaticism, of a hard, cold sort, delusion of greatness, or
those kinds of crime that result from habitual insensibility to social
standards rather than from transient impulse.
As conscience is simply the completest product of mental organization,
it will of course share in whatever defect there may be in the mental
life as a whole. In the lower grades of idiocy we may assume that there
is no system in the mind from which a conscience could spring. In a
higher degenerate of the unstable type, there is a conscience, but it is
vacillating in its judgments, transient in duration and ineffectual in
control, proportionally to the mental disintegration which it reflects.
We all, probably, can think of people conspicuously lacking in
self-control, and it will perhaps be evident, when we reflect upon them,
that their consciences are of this sort. The voice of conscience, with
them, is certain to be chiefly an echo of temporary emotions, because a
synthesis embracing long periods of time is beyond their range; it is
frequently inaudible, on account of their being engrossed by passing
impulses, and their conduct is largely without any rational control at
all. They are likely to suffer sharp and frequent attacks of remorse, on
account of failure to live up to their standards, but it would seem that
the wounds do not go very deep as a rule, but share in the general
superficiality of their lives. People of this sort, if not too far gone
in weakness, are probably the ones who profit most by punishment,
because they are helped by the sharp and definite pain which it
associates with acts that they recognize as wrong, but cannot keep from
doing without a vivid emotional deterrent. They are also the ones who,
in their eagerness to escape from the pains of fluctuation and
inconsistency, are most prone to submit blindly to some external and
dogmatic authority. Unable to rule themselves, they crave a master, and
if he only is a master, that is, one capable of grasping and dominating
the emotions by which they are swayed, they will often cleave to him and
kiss the rod.
With those whose defect is rigidity rather than instability, conscience
may exist and may control the life; the trouble with it is, that it is
not in key with the consciences of other people. There is an original
poverty of the impulses that extends to any result that can be worked
out of them. It may appear startling to some to assert that conscience
may dictate the wrong, but such is quite clearly the fact, if we
identify the right with some standard of conduct accepted among people
of broad sympathies. Conscience is the only possible moral guide—any
external authority can work morally upon us only through conscience—but
it always partakes of the limitations of one’s character, and so far as
that is degenerate the idea of right is degenerate also. As a matter of
fact, the very worst men of the hard, narrow, fanatical, or brutal
sorts, often live at peace with their consciences. I feel sure that
anyone who reflects imaginatively upon the characters of people he has
known of this sort will agree that such is the case. A bad conscience
implies mental division, inconsistency between thought and deed, and men
of this sort are often quite at one with themselves. The usurer who
grinds the faces of the poor, the unscrupulous speculator who causes the
ruin of innocent investors to aggrandize himself, the fanatical
anarchist who stabs a king or shoots a president, the Kentucky
mountaineer who regards murderous revenge as a duty, the assaulter who
causes pictures commemorative of his crimes to be tattooed on his skin,
are diverse examples of wrong-doers whose consciences not only do not
punish, but often instigate their ill deeds.
The idea, cherished by some, that crime or wrong of any sort is
invariably pursued by remorse, arises from the natural but mistaken
assumption that all other people have consciences similar to our own.
The man of sensitive temperament and refined habit of thought feels that
he would suffer remorse if he had done the deed, and supposes that the
same must be the case with the perpetrator. On the contrary, it seems
likely that only a very small proportion of those whom the higher moral
sentiment regards as wrong-doers suffer much from the pricks of
conscience. If the general tenor of a man’s life is high, and the act is
the fearful outcome of a moment of passion, as is often the case with
unpremeditated murder, he will suffer, but if his life is all of a
piece, he will not. All authorities agree that the mass of criminals,
and the same is clearly true of ill-doers within the law, have a habit
of mind of which the ill deed is the logical outcome, so that there is
nothing sudden or catastrophic about it. Of course, if we apply the word
conscience only to the mental synthesis of a mind rich in higher
sentiments, then such people have no consciences, but it seems a broader
view of the matter to say that they have a conscience, in so far as they
have mental unity, but that it reflects the general narrowness and
perversion of their lives. In fact, people of this description usually,
if not always, have standards of their own, some sort of honor among
thieves, which they will not transgress, or which, if transgressed,
cause remorse. It is impossible that mental organization should not
produce a moral synthesis of some sort.
There is nothing in this way of conceiving degeneracy which tends to
break down the practical distinctions among the various forms of it, as,
for instance, that between crime and insanity. Though the line between
these two is arbitrary and uncertain, as must always be the case in the
classification of mental facts, and as is confessed by the existence of
a class called the criminal insane, yet the distinction itself and the
difference in treatment associated with it are sound enough in a general
way.
The contrast between our attitudes toward crime and toward insanity is
primarily a matter of personal idea and impulse. We understand the
criminal act, or think we do, and we feel toward it resentment, or
hostile sympathy; while we do not understand the insane act, and so do
not resent it, but regard it with pity, curiosity, or disgust. If one
man strikes down another to rob him, or in revenge, we can imagine the
offender’s state of mind, his motive lives in our thought and is
condemned by conscience precisely as if we thought of doing the act
ourselves. Indeed, to understand an act _is_ to think of doing it
ourselves. But, if it is done for no reason that we can comprehend, we
do not imagine, do not get a personal impression of the case at all, but
have to think of it as merely mechanical. It is the same sort of
difference as that between a person who injures us accidentally and one
who does it “on purpose.”
Secondarily, it is a matter of expediency. We feel that the act which we
can imagine ourselves doing ought to be punished, because we perceive by
our own sympathy with it that more of this sort of thing is likely to
take place if it is not put down. We want the house-breaker to be
stigmatized, disgraced, and imprisoned, because we feel that, if this is
not done, he and others will be encouraged to more housebreaking; but we
feel only pity for the man who thinks he is Julius Cæsar, because we
suppose there is nothing to be feared either from him or his example.
This practical basis of the distinction expresses itself in the general,
and I think justifiable, reluctance to apply the name and treatment of
insanity to behavior which seems likely to be imitated. It is felt that
whatever may be the mental state of the man who commits an act of
violence or fraud, it is wholesome that people in general, who draw no
fine distinctions, but judge others by themselves, should be taught by
example that such conduct is followed by moral and legal penalties. On
the other hand, when the behavior is so evidently remote from ordinary
habits of thought that it can be a matter only of pity or curiosity,
there is no occasion to do anything more than the good of the person
affected seems to require.
The same analysis applies to the whole question of responsibility or
irresponsibility. It is a matter of imaginative contact and personal
idea. To hold a man responsible, is to imagine him as a man like
ourselves, having similar impulses but failing to control them as we do,
or at least as we feel we ought to do. We think of doing as he does,
find it wrong, and impute the wrong to him. The irresponsible person is
one who is looked upon as a different sort of being, not human with
reference to the conduct in question, not imaginable, not near enough to
us to be the object of hostile sentiment. We _blame_ the former; that
is, we visit him with a sympathetic resentment; we condemn that part of
ourselves that we find in him. But in the latter we do not find
ourselves at all.
It is worth noting in this connection, that we could not altogether
cease to blame others without ceasing to blame ourselves, which would
mean moral apathy. It is sometimes thought that the cool analysis of
such questions as this tends toward indifferentism; but I do not see
that this is the case. The social psychologist finds in moral sentiment
a central and momentous fact of human life, and if perchance he does not
himself feel it very vividly, he should have the candor to confess
himself so much the less a man. Indeed, if there is such a thing as an
indifferentist, in the sense of one who does not feel any cogency in
moral sentiment, he must be quite unsuited to the pursuit of social or
moral science, because he lacks power to sympathize with, and so
observe, the facts upon which this sort of science must be based.
I do not purpose to give this discussion a practical turn by entering
into the details of the treatment of various forms of degeneracy; but it
may help to show the bearing of our general view, if I point out in
brief the line of procedure which common-sense would seem to call for.
This procedure naturally divides itself into prevention, reform or cure,
and isolation, according to the stage of development which the evil has
reached.
Everything which acts in a favorable manner upon either the hereditary
or the social factor in life is more or less preventive of degeneracy,
and of course influences of this general sort are of far more importance
as a whole than any more particular measures. Under the head of
prevention would also come punishment, disgrace, and the like—everything
in the treatment of criminals, paupers, and other special classes which
is designed to impress the minds of the rest of the people, and to check
the degenerate tendencies possibly existing among them. Although it is
now thought that the efficacy of these deterrent influences, in the case
of crime at least, is less than was formerly supposed, still it is by no
means desirable that the attempt to exert them should be abandoned.
If degenerate tendencies actually manifest themselves, the main thing to
be done is to take note of them as early in the individual’s life as
possible, and to attempt to counteract them by a suitable change in the
social environment. I need hardly point out that it is now believed that
such counteraction is much more practicable than was formerly supposed,
or mention that many beneficent institutions and other enterprises exist
which aim to secure it.
And if, as must always be the fact in a considerable proportion of
cases, the person remains so distinctly and persistently below the
standard of character and conduct that it is clearly inexpedient to
leave him at large, the rational treatment of him is evidently a decent
isolation, which shall prevent him from propagating his degenerate
traits through either heredity or social influence.
CHAPTER XII
FREEDOM
THE MEANING OF FREEDOM—FREEDOM AND DISCIPLINE—FREEDOM AS A PHASE OF
THE SOCIAL ORDER—FREEDOM INVOLVES INCIDENTAL STRAIN AND DEGENERACY.
Goethe remarks in his Autobiography[107] that the word freedom has so
fair a sound that we cannot do without it even though it designate an
error. Certainly it is a word inseparable from our higher sentiments,
and if, in its popular use at the present day, it has no precise
meaning, there is so much the more reason why we should try to give it
one, and to continue its use as a symbol of something that mankind
cherishes and strives for.
The common notion of freedom is negative, that is, it is a notion of the
absence of constraint. Starting with the popular individualistic view of
things, the social order is thought of as something apart from, and more
or less a hinderance to, a man’s natural development. There is an
assumption that an ordinary person is self-sufficient in most respects,
and will do very well if he is only left alone. But there is, of course,
no such thing as the absence of restraint, in the sense of social
limitations; man has no existence apart from a social order, and can
develop his personality only through the social order, and in the same
degree that it is developed. A freedom consisting in the removal of
limiting conditions is inconceivable. If the word is to have any
definite meaning in sociology, it must therefore be separated from the
idea of a fundamental opposition between society and the individual, and
made to signify something that is both individual and social. To do this
it is not necessary to do any great violence to accepted ideas of a
practical sort; since it is rather in theory than in application that
the popular view is objectionable. A sociological interpretation of
freedom should take away nothing worth keeping from our traditional
conception of it, and may add something in the way of breadth,
clearness, and productiveness.
The definition of freedom naturally arising from the chapters that have
gone before is perhaps this: that it is _opportunity for right
development_, for development in accordance with the progressive ideal
of life that we have in conscience. A child comes into the world with an
outfit of vague tendencies, for all definite unfolding of which he is
dependent upon social conditions. If cast away alone on a desert island
he would, supposing that he succeeded in living at all, never attain a
real humanity, would never know speech, or social sentiment, or any
complex thought. On the other hand, if all his surroundings are from the
first such as to favor the enlargement and enrichment of his life, he
may attain the fullest development possible to him in the actual state
of the world. In so far as the social conditions have this favoring
action upon him he may be said to be free. And so every person, at every
stage of his growth, is free or unfree in proportion as he does or does
not find himself in the midst of conditions conducive to full and
harmonious personal development. Thinking in this way we do not regard
the individual as separable from the social order as a whole, but we do
regard him as capable of occupying any one of an indefinite number of
positions within that order, some of them more suitable to him than
others.
No doubt there are elements of vagueness in this conception. What is
full and harmonious personal development? What is the right, the
opportunity to achieve which is freedom? The possibilities of
development are infinitely various, and unimaginable until they begin to
be realized, so that it would appear that our notion gives us nothing
definite to go by after all. This is largely true: development cannot be
defined, either for the race or for individuals, but is and must remain
an ideal, of which we can get only partial and shifting glimpses. In
fact, we should cease to think of freedom as something definite and
final, that can be grasped and held fast once for all, and learn to
regard it as a line of advance, something progressively appearing out of
the invisible and defining itself, like the forms of a mountain up which
one is climbing in a mist. This vagueness and incompleteness are only
what we meet in every direction when we attempt to define our ideals.
What is progress? What is right? What is beauty? What is truth? The
endeavor to produce unmistakable and final definitions of these things
is now, I suppose, given up, and we have come to recognize that the
good, in all its forms, is evolved rather than achieved, is a process
rather than a state.
The best definition of freedom is perhaps nothing other than the most
helpful way of thinking about it; and it seems to me that the most
helpful way of thinking about it is to regard it in the light of the
contrast between what a man is and what he might be, as our experience
of life enables us to imagine the two states. Ideas of this sort are
suggested by defining freedom as opportunity, and their tendency is to
stimulate and direct practical endeavor. If the word helps us to
realize, for instance, that it is possible to make healthy, intelligent,
and hopeful children out of those that are now sickly, dull, and
unhappy, so much the better. On the other hand, the definition of it as
letting people alone, well enough suited, perhaps, to an over-governed
state of society, does not seem especially pertinent to our time and
country.
We have always been taught by philosophy that the various forms of the
good were merely different views of the same thing, and this idea is
certainly applicable to such notions as those of freedom, progress, and
right. Thus freedom may be regarded as merely the individual aspect of
progress, the two being related as the individual and the social order
were asserted to be in the first chapter, and no more distinct or
separable. If instead of contrasting what a particular man is with what
he might be, we do the same for mankind as a whole, we have the notion
of progress. Progress which does not involve liberation is evidently no
progress at all; and, on the other hand, a freedom that is not part of
the general onward movement of society is not free in the largest sense.
Again, any practicable idea of freedom must connect it with some
standard of right, in which, like opposing claims in a clearing-house,
the divergent tendencies of each person, and of different persons, are
disciplined and reconciled. The wrong is the unfree; it is that which
tends, on the whole, to restrict personal development. It is no
contribution to freedom to turn loose the insane or the criminal, or to
allow children to run on the streets instead of going to school. The
only test of all these things—of right, freedom, progress, and the
like—is the instructed conscience; just as the only test of beauty is a
trained æsthetic sense, which is a mental conclusion of much the same
sort as conscience.
So far as discipline is concerned, freedom means not its absence but the
use of higher and more rational forms as contrasted with those that are
lower or less rational. A free discipline controls the individual by
appealing to his reason and conscience, and therefore to his
self-respect; while an unfree control works upon some lower phase of the
mind, and so tends to degrade him. It is freedom to be disciplined in as
rational a manner as you are fit for.
Thus freedom is relative to the particular persons and states who are to
enjoy it, some individuals within any society, and some societies as
wholes, being capable of a higher sort of response than others. In the
family, it implies the substitution, so far as practicable, of
familiarity and moral suasion for distance and the rod; in government
the growth of public opinion and education as compared with autocracy
and the military and police functions; in the church, the decline of
dogma, form, the fear of hell and hypnotic conversion, relatively to
intelligence, sympathy, and good works. But any relaxation of lower
forms of discipline which is not supplied by higher, which tends, on the
whole, to confusion rather than reorganization, is not in the way of
real freedom. The question what this is is always one that is relative
to the actual situation, never one that can be absolutely or abstractly
answered. Freedom can be increased only in connection with the increase
of sympathy, intelligence, and self-control in individuals.
The social order is antithetical to freedom only in so far as it is a
bad one. Freedom can exist only in and through a social order, and must
be increased by all the healthy growth of the latter. It is only in a
large and complex social system that any advanced degree of it is
possible, because nothing else can supply the multifarious opportunities
by means of which all sorts of persons can work out a congenial
development through the choice of influences.
In so far as we have freedom in the United States at the present time,
in what does it consist? Evidently, it seems to me, in the access to a
great number and variety of influences by whose progressive selection
and assimilation a child may become, within vague limits set by the
general state of our society, the best that he is naturally fitted to
become. It consists, to begin with infancy, in a good family life, in
intelligent nurture and training, adapted to the special traits of
character which every child manifests from the first week of life. Then
it involves good schooling, admitting the child through books and
teachers to a rich selection from the accumulated influences of the best
minds of the past. Free technical and professional education, so far as
it exists, contributes to it, also the facility of travel, bringing him
in contact with significant persons from all over the world; public
libraries, magazines, good newspapers, and so on. Whatever enlarges his
field of selection without permanently confusing him adds to his
liberty. In fact, institutions—government, churches, industries, and the
like—have properly no other function than to contribute to human
freedom; and in so far as they fail, on the whole, to perform this
function, they are wrong and need reconstruction.