Chapter V: How Democracy Affects the Relation Of Masters And Servants

An American who had travelled for a long time in Europe once said to me,

"The English treat their servants with a stiffness and imperiousness

of manner which surprise us; but on the other hand the French sometimes

treat their attendants with a degree of familiarity or of politeness

which we cannot conceive. It looks as if they were afraid to give

orders: the posture of the superior and the inferior is ill-maintained."

The remark was a just one, and I have often made it myself. I have

always considered England as the country in the world where, in our

time, the bond of domestic service is drawn most tightly, and France as

the country where it is most relaxed. Nowhere have I seen masters stand

so high or so low as in these two countries. Between these two extremes

the Americans are to be placed. Such is the fact as it appears upon the

surface of things: to discover the causes of that fact, it is necessary

to search the matter thoroughly.

No communities have ever yet existed in which social conditions have

been so equal that there were neither rich nor poor, and consequently

neither masters nor servants. Democracy does not prevent the existence

of these two classes, but it changes their dispositions and modifies

their mutual relations. Amongst aristocratic nations servants form a

distinct class, not more variously composed than that of masters. A

settled order is soon established; in the former as well as in the

latter class a scale is formed, with numerous distinctions or marked

gradations of rank, and generations succeed each other thus without any

change of position. These two communities are superposed one above the

other, always distinct, but regulated by analogous principles. This

aristocratic constitution does not exert a less powerful influence

on the notions and manners of servants than on those of masters; and,

although the effects are different, the same cause may easily be traced.

Both classes constitute small communities in the heart of the nation,

and certain permanent notions of right and wrong are ultimately

engendered amongst them. The different acts of human life are viewed by

one particular and unchanging light. In the society of servants, as in

that of masters, men exercise a great influence over each other: they

acknowledge settled rules, and in the absence of law they are guided by

a sort of public opinion: their habits are settled, and their conduct is

placed under a certain control.

These men, whose destiny is to obey, certainly do not understand fame,

virtue, honesty, and honor in the same manner as their masters; but they

have a pride, a virtue, and an honesty pertaining to their condition;

and they have a notion, if I may use the expression, of a sort of

servile honor. *a Because a class is mean, it must not be supposed that

all who belong to it are mean-hearted; to think so would be a great

mistake. However lowly it may be, he who is foremost there, and who

has no notion of quitting it, occupies an aristocratic position which

inspires him with lofty feelings, pride, and self-respect, that fit

him for the higher virtues and actions above the common. Amongst

aristocratic nations it was by no means rare to find men of noble and

vigorous minds in the service of the great, who felt not the servitude

they bore, and who submitted to the will of their masters without any

fear of their displeasure. But this was hardly ever the case amongst

the inferior ranks of domestic servants. It may be imagined that he

who occupies the lowest stage of the order of menials stands very low

indeed. The French created a word on purpose to designate the servants

of the aristocracy--they called them lackeys. This word "lackey"

served as the strongest expression, when all others were exhausted, to

designate human meanness. Under the old French monarchy, to denote by

a single expression a low-spirited contemptible fellow, it was usual to

say that he had the "soul of a lackey"; the term was enough to convey

all that was intended. [Footnote a: If the principal opinions by which

men are guided are examined closely and in detail, the analogy appears

still more striking, and one is surprised to find amongst them, just as

much as amongst the haughtiest scions of a feudal race, pride of birth,

respect for their ancestry and their descendants, disdain of their

inferiors, a dread of contact, a taste for etiquette, precedents, and

antiquity.]

The permanent inequality of conditions not only gives servants certain

peculiar virtues and vices, but it places them in a peculiar relation

with respect to their masters. Amongst aristocratic nations the poor man

is familiarized from his childhood with the notion of being commanded:

to whichever side he turns his eyes the graduated structure of society

and the aspect of obedience meet his view. Hence in those countries the

master readily obtains prompt, complete, respectful, and easy obedience

from his servants, because they revere in him not only their master but

the class of masters. He weighs down their will by the whole weight of

the aristocracy. He orders their actions--to a certain extent he even

directs their thoughts. In aristocracies the master often exercises,

even without being aware of it, an amazing sway over the opinions, the

habits, and the manners of those who obey him, and his influence extends

even further than his authority.

In aristocratic communities there are not only hereditary families of

servants as well as of masters, but the same families of servants

adhere for several generations to the same families of masters (like two

parallel lines which neither meet nor separate); and this considerably

modifies the mutual relations of these two classes of persons. Thus,

although in aristocratic society the master and servant have no natural

resemblance--although, on the contrary, they are placed at an immense

distance on the scale of human beings by their fortune, education, and

opinions--yet time ultimately binds them together. They are connected

by a long series of common reminiscences, and however different they

may be, they grow alike; whilst in democracies, where they are naturally

almost alike, they always remain strangers to each other. Amongst an

aristocratic people the master gets to look upon his servants as an

inferior and secondary part of himself, and he often takes an interest

in their lot by a last stretch of egotism.

Servants, on their part, are not averse to regard themselves in the same

light; and they sometimes identify themselves with the person of the

master, so that they become an appendage to him in their own eyes as

well as in his. In aristocracies a servant fills a subordinate position

which he cannot get out of; above him is another man, holding a superior

rank which he cannot lose. On one side are obscurity, poverty, obedience

for life; on the other, and also for life, fame, wealth, and command.

The two conditions are always distinct and always in propinquity; the

tie that connects them is as lasting as they are themselves. In this

predicament the servant ultimately detaches his notion of interest from

his own person; he deserts himself, as it were, or rather he transports

himself into the character of his master, and thus assumes an imaginary

personality. He complacently invests himself with the wealth of those

who command him; he shares their fame, exalts himself by their rank,

and feeds his mind with borrowed greatness, to which he attaches

more importance than those who fully and really possess it. There is

something touching, and at the same time ridiculous, in this strange

confusion of two different states of being. These passions of masters,

when they pass into the souls of menials, assume the natural dimensions

of the place they occupy--they are contracted and lowered. What was

pride in the former becomes puerile vanity and paltry ostentation in the

latter. The servants of a great man are commonly most punctilious as to

the marks of respect due to him, and they attach more importance to his

slightest privileges than he does himself. In France a few of these old

servants of the aristocracy are still to be met with here and there;

they have survived their race, which will soon disappear with them

altogether. In the United States I never saw anyone at all like them.

The Americans are not only unacquainted with the kind of man, but it is

hardly possible to make them understand that such ever existed. It is

scarcely less difficult for them to conceive it, than for us to form a

correct notion of what a slave was amongst the Romans, or a serf in the

Middle Ages. All these men were in fact, though in different degrees,

results of the same cause: they are all retiring from our sight, and

disappearing in the obscurity of the past, together with the social

condition to which they owed their origin.

Equality of conditions turns servants and masters into new beings, and

places them in new relative positions. When social conditions are nearly

equal, men are constantly changing their situations in life: there is

still a class of menials and a class of masters, but these classes are

not always composed of the same individuals, still less of the same

families; and those who command are not more secure of perpetuity than

those who obey. As servants do not form a separate people, they have

no habits, prejudices, or manners peculiar to themselves; they are not

remarkable for any particular turn of mind or moods of feeling. They

know no vices or virtues of their condition, but they partake of the

education, the opinions, the feelings, the virtues, and the vices of

their contemporaries; and they are honest men or scoundrels in the same

way as their masters are. The conditions of servants are not less equal

than those of masters. As no marked ranks or fixed subordination are to

be found amongst them, they will not display either the meanness or the

greatness which characterizes the aristocracy of menials as well as all

other aristocracies. I never saw a man in the United States who reminded

me of that class of confidential servants of which we still retain a

reminiscence in Europe, neither did I ever meet with such a thing as a

lackey: all traces of the one and of the other have disappeared.

In democracies servants are not only equal amongst themselves, but it

may be said that they are in some sort the equals of their masters. This

requires explanation in order to be rightly understood. At any moment a

servant may become a master, and he aspires to rise to that condition:

the servant is therefore not a different man from the master. Why

then has the former a right to command, and what compels the latter to

obey?--the free and temporary consent of both their wills. Neither of

them is by nature inferior to the other; they only become so for a time

by covenant. Within the terms of this covenant, the one is a

servant, the other a master; beyond it they are two citizens of the

commonwealth--two men. I beg the reader particularly to observe that

this is not only the notion which servants themselves entertain of their

own condition; domestic service is looked upon by masters in the same

light; and the precise limits of authority and obedience are as clearly

settled in the mind of the one as in that of the other.

When the greater part of the community have long attained a condition

nearly alike, and when equality is an old and acknowledged fact, the

public mind, which is never affected by exceptions, assigns certain

general limits to the value of man, above or below which no man can

long remain placed. It is in vain that wealth and poverty, authority

and obedience, accidentally interpose great distances between two men;

public opinion, founded upon the usual order of things, draws them to a

common level, and creates a species of imaginary equality between them,

in spite of the real inequality of their conditions. This all-powerful

opinion penetrates at length even into the hearts of those whose

interest might arm them to resist it; it affects their judgment whilst

it subdues their will. In their inmost convictions the master and the

servant no longer perceive any deep-seated difference between them, and

they neither hope nor fear to meet with any such at any time. They are

therefore neither subject to disdain nor to anger, and they discern in

each other neither humility nor pride. The master holds the contract of

service to be the only source of his power, and the servant regards

it as the only cause of his obedience. They do not quarrel about their

reciprocal situations, but each knows his own and keeps it.

In the French army the common soldier is taken from nearly the same

classes as the officer, and may hold the same commissions; out of the

ranks he considers himself entirely equal to his military superiors, and

in point of fact he is so; but when under arms he does not hesitate to

obey, and his obedience is not the less prompt, precise, and ready,

for being voluntary and defined. This example may give a notion of what

takes place between masters and servants in democratic communities.

It would be preposterous to suppose that those warm and deep-seated

affections, which are sometimes kindled in the domestic service of

aristocracy, will ever spring up between these two men, or that they

will exhibit strong instances of self-sacrifice. In aristocracies

masters and servants live apart, and frequently their only intercourse

is through a third person; yet they commonly stand firmly by one

another. In democratic countries the master and the servant are close

together; they are in daily personal contact, but their minds do not

intermingle; they have common occupations, hardly ever common interests.

Amongst such a people the servant always considers himself as a

sojourner in the dwelling of his masters. He knew nothing of their

forefathers--he will see nothing of their descendants--he has nothing

lasting to expect from their hand. Why then should he confound his

life with theirs, and whence should so strange a surrender of himself

proceed? The reciprocal position of the two men is changed--their mutual

relations must be so too.

I would fain illustrate all these reflections by the example of the

Americans; but for this purpose the distinctions of persons and places

must be accurately traced. In the South of the Union, slavery exists;

all that I have just said is consequently inapplicable there. In the

North, the majority of servants are either freedmen or the children

of freedmen; these persons occupy a contested position in the public

estimation; by the laws they are brought up to the level of their

masters--by the manners of the country they are obstinately detruded

from it. They do not themselves clearly know their proper place, and

they are almost always either insolent or craven. But in the Northern

States, especially in New England, there are a certain number of whites,

who agree, for wages, to yield a temporary obedience to the will of

their fellow-citizens. I have heard that these servants commonly perform

the duties of their situation with punctuality and intelligence; and

that without thinking themselves naturally inferior to the person who

orders them, they submit without reluctance to obey him. They appear to

me to carry into service some of those manly habits which independence

and equality engender. Having once selected a hard way of life, they do

not seek to escape from it by indirect means; and they have sufficient

respect for themselves, not to refuse to their master that obedience

which they have freely promised. On their part, masters require nothing

of their servants but the faithful and rigorous performance of the

covenant: they do not ask for marks of respect, they do not claim their

love or devoted attachment; it is enough that, as servants, they

are exact and honest. It would not then be true to assert that,

in democratic society, the relation of servants and masters is

disorganized: it is organized on another footing; the rule is different,

but there is a rule.

It is not my purpose to inquire whether the new state of things which

I have just described is inferior to that which preceded it, or simply

different. Enough for me that it is fixed and determined: for what is

most important to meet with among men is not any given ordering, but

order. But what shall I say of those sad and troubled times at which

equality is established in the midst of the tumult of revolution--when

democracy, after having been introduced into the state of society, still

struggles with difficulty against the prejudices and manners of the

country? The laws, and partially public opinion, already declare that

no natural or permanent inferiority exists between the servant and

the master. But this new belief has not yet reached the innermost

convictions of the latter, or rather his heart rejects it; in the secret

persuasion of his mind the master thinks that he belongs to a peculiar

and superior race; he dares not say so, but he shudders whilst he allows

himself to be dragged to the same level. His authority over his servants

becomes timid and at the same time harsh: he has already ceased to

entertain for them the feelings of patronizing kindness which long

uncontested power always engenders, and he is surprised that, being

changed himself, his servant changes also. He wants his attendants to

form regular and permanent habits, in a condition of domestic service

which is only temporary: he requires that they should appear contented

with and proud of a servile condition, which they will one day shake

off--that they should sacrifice themselves to a man who can neither

protect nor ruin them--and in short that they should contract an

indissoluble engagement to a being like themselves, and one who will

last no longer than they will.

Amongst aristocratic nations it often happens that the condition of

domestic service does not degrade the character of those who enter upon

it, because they neither know nor imagine any other; and the amazing

inequality which is manifest between them and their master appears to

be the necessary and unavoidable consequence of some hidden law of

Providence. In democracies the condition of domestic service does not

degrade the character of those who enter upon it, because it is freely

chosen, and adopted for a time only; because it is not stigmatized by

public opinion, and creates no permanent inequality between the servant

and the master. But whilst the transition from one social condition

to another is going on, there is almost always a time when men's

minds fluctuate between the aristocratic notion of subjection and

the democratic notion of obedience. Obedience then loses its moral

importance in the eyes of him who obeys; he no longer considers it as

a species of divine obligation, and he does not yet view it under

its purely human aspect; it has to him no character of sanctity or

of justice, and he submits to it as to a degrading but profitable

condition. At that moment a confused and imperfect phantom of equality

haunts the minds of servants; they do not at once perceive whether the

equality to which they are entitled is to be found within or without

the pale of domestic service; and they rebel in their hearts against a

subordination to which they have subjected themselves, and from which

they derive actual profit. They consent to serve, and they blush to

obey; they like the advantages of service, but not the master; or

rather, they are not sure that they ought not themselves to be masters,

and they are inclined to consider him who orders them as an unjust

usurper of their own rights. Then it is that the dwelling of every

citizen offers a spectacle somewhat analogous to the gloomy aspect of

political society. A secret and intestine warfare is going on there

between powers, ever rivals and suspicious of one another: the master is

ill-natured and weak, the servant ill-natured and intractable; the one

constantly attempts to evade by unfair restrictions his obligation to

protect and to remunerate--the other his obligation to obey. The reins

of domestic government dangle between them, to be snatched at by one

or the other. The lines which divide authority from oppression, liberty

from license, and right from might, are to their eyes so jumbled

together and confused, that no one knows exactly what he is, or what he

may be, or what he ought to be. Such a condition is not democracy, but

revolution.

Democracy in America — Volume 2 · 第 5 / 27 章