XVI

It is Anna Karenina; and I turn to it now, not for its beauty and

harmony, not because it is one of the most exquisitely toned, shaded,

gradated pieces of portraiture in fiction, but because it happens to

show very clearly how an effect may be lost for want of timely

precaution. Tolstoy undoubtedly damaged a magnificent book by his

refusal to linger over any kind of pictorial introduction. There is

none in this story, the reader will remember. The whole of the book,

very nearly, is scenic, from the opening page to the last; it is a

chain of particular occasions, acted out, talked out, by the crowd of

people concerned. Each of these scenes is outspread before the

spectator, who watches the characters and listens to their dialogue;

there is next to no generalization of the story at any point. On every

page, I think, certainly on all but a very few of the many hundred

pages, the hour and the place are exactly defined. Something is

happening there, or something is being discussed; at any rate it is an

episode singled out for direct vision.

The plan of the book, in fact, is strictly dramatic; it allows no such

freedom as Balzac uses, freedom of exposition and retrospect. Tolstoy

never draws back from the immediate scene, to picture the manner of

life that his people led or to give a foreshortened impression of

their history. He unrolls it all as it occurs, illustrating everything

in action. It is an extraordinary feat, considering the amount of

experience he undertakes to display, with an interweaving of so many

lives and fortunes. And it is still more extraordinary, considering

the nature of the story, which is not really dramatic at all, but a

pictorial contrast, Anna and her affair on one side of it, Levin and

his on the other. The contrast is gradually extended and deepened

through the book; but it leads to no clash between the two, no

opposition, no drama. It is an effect of slow and inevitable change,

drawn out in minute detail through two lives, with all the others that

cluster round each--exactly the kind of matter that nobody but

Tolstoy, with his huge hand, would think of trying to treat

scenically. Tolstoy so treats it, however, and apparently never feels

any desire to break away from the march of his episodes or to fuse his

swarming detail into a general view. It means that he must write a

very long book, with scores and scores of scenes, but he has no

objection to that.

It is only in its plan, of course, that Anna Karenina is strictly

dramatic; its method of execution is much looser, and there indeed

Tolstoy allows himself as much freedom as he pleases. In the novel of

pure drama the point of view is that of the reader alone, as we saw;

there is no "going behind" the characters, no direct revelation of

their thought. Such consistency is out of the question, however, even

for Tolstoy, on the great scale of his book; and he never hesitates to

lay bare the mind of any of his people, at any moment, if it seems to

help the force or the lucidity of the scene. And so we speedily grow

familiar with the consciousness of many of them, for Tolstoy's hand is

always as light and quick as it is broad. He catches the passing

thought that is in a man's mind as he speaks; and though it may be no

more than a vague doubt or an idle fancy, it is somehow a note of the

man himself, a sign of his being, an echo of his inner tone. From Anna

and the other figures of the forefront, down to the least of the

population of the background, I could almost say to the wonderful

little red baby that in one of the last chapters is disclosed to Levin

by the triumphant nurse--each of them is a centre of vision, each of

them looks out on a world that is not like the world of the rest, and

we know it. Without any elaborate research Tolstoy expresses the

nature of all their experience; he reveals the dull weight of it in

one man's life or its vibrating interest in another's; he shows how

for one it stirs and opens, with troubling enlargement, how for

another it remains blank and inert. He does so unconsciously, it might

seem, not seeking to construct the world as it appears to Anna or her

husband or her lover, but simply glancing now and then into their mood

of the moment, and indicating what he happens to find there. Yet it

is enough, and each of them is soon a human being whose privacy we

share. They are actors moving upon a visible scene, watched from the

reader's point of view; but they are also sentient lives, understood

from within.

Here, then, is a mixed method which enables Tolstoy to deal with his

immense subject on the lines of drama. He can follow its chronology

step by step, at an even pace throughout, without ever interrupting

the rhythm for that shift of the point of view--away from the

immediate scene to a more commanding height--which another writer

would certainly have found to be necessary sooner or later. He can

create a character in so few words--he can make the manner of a man's

or a woman's thought so quickly intelligible--that even though his

story is crowded and over-crowded with people he can render them all,

so to speak, by the way, give them all their due without any study of

them outside the passing episode. So he can, at least, in general; for

in Anna Karenina, as I said, his method seems to break down very

conspicuously at a certain juncture. But before I come to that, I

would dwell further upon this peculiar skill of Tolstoy's, this

facility which explains, I think, the curious flaw in his beautiful

novel. He would appear to have trusted his method too far, trusted it

not only to carry him through the development and the climax of his

story, but also to constitute his _donnée_, his prime situation in the

beginning. This was to throw too much upon it, and it is critically

of high interest to see where it failed, and why. The miscalculations

of a great genius are enlightening; here, in Anna Karenina, is one

that calls attention to Tolstoy's characteristic fashion of telling a

story, and declares its remarkable qualities.

The story of Anna, I suggested, is not essentially dramatic. Like the

story of Emma Bovary or of Eugénie Grandet, it is a picture outspread,

an impression of life, rather than an action. Anna at first has a life

that rests on many supports, with her husband and her child and her

social possessions; it is broadly based and its stability is assured,

if she chooses to rely on it. But her husband is a dull and pedantic

soul, and before long she chooses to exchange her assured life for

another that rests on one support only, a romantic passion. Her life

with Vronsky has no other security, and in process of time it fails.

Its gradual failure is her story--the losing battle of a woman who has

thrown away more resources than she could afford. But the point and

reason of the book is not in the dramatic question--what will happen,

will Anna lose or win? It is in the picture of her gathering and

deepening difficulties, difficulties that arise out of her position

and her mood, difficulties of which the only solution is at last her

death. And this story, with the contrasted picture of Levin's

domesticity that completes it, is laid out exactly as Balzac did _not_

lay out his story of Eugénie; it is all presented as action, because

Tolstoy's eye was infallibly drawn, whenever he wrote, to the instant

aspect of his matter, the play itself. He could not generalize it, and

on the whole there was no need for him to do so; for there was

nothing, not the least stir of motive or character, that could not be

expressed in the movement of the play as he handled it. Scene is laid

to scene, therefore, as many as he requires; he had no thought of

stinting himself in that respect. And within the limit of the scene he

was always ready to vary his method, to enter the consciousness of any

or all the characters at will, without troubling himself about the

possible confusion of effect which this might entail. He could afford

the liberty, because the main lines of his structure were so simple

and clear; the inconsistencies of his method are dominated by the

broad scenic regularity of his plan.

Balzac had not the master-hand of Tolstoy in the management of a

dramatic scene, an episode. When it comes to rendering a piece of

action Balzac's art is not particularly felicitous, and if we only

became acquainted with his people while they are talking and acting, I

think they might often seem rather heavy and wooden, harsh of speech

and gesture. Balzac's _general_ knowledge of them, and his power of

offering an impression of what he knows--these are so great that his

people are alive before they begin to act, alive with an energy that

is all-sufficient. Tolstoy's grasp of a human being's whole existence,

of everything that goes to make it, is not as capacious as Balzac's;

but on the other hand he can create a living scene, exquisitely and

easily expressive, out of anything whatever, the lightest trifle of an

incident. If he describes how a child lingered at the foot of the

stairs, teasing an old servant, or how a peasant-woman stood in a

doorway, laughing and calling to the men at work in the farmyard, the

thing becomes a poetic event; in half a page he makes an unforgettable

scene. It suddenly glows and flushes, and its effect in the story is

profound. A passing glimpse of this kind is caught, say, by Anna in

her hungry desperation, by Levin as he wanders and speculates; and

immediately their experience is the fuller by an eloquent memory. The

vividness of the small scene becomes a part of them, for us who read;

it is something added to our impression of their reality. And so the

half-page is not a diversion or an interlude; it speeds the story by

augmenting the tone and the value of the lives that we are watching.

It happens again and again; that is Tolstoy's way of creating a life,

of raising it to its full power by a gradual process of enrichment,

till Anna or Levin is at length a complete being, intimately

understood, ready for the climax of the tale.

But of course it takes time, and it chanced that this deliberation

made a special difficulty in the case of Anna's story. As for Levin,

it was easy to give him ample play; he could be left to emerge and to

assume his place in the book by leisurely degrees, for it is not until

much has passed that his full power is needed. Meanwhile he is a

figure in the crowd, a shy and disappointed suitor, unobtrusively

sympathetic, and there are long opportunities of seeing more of him in

his country solitude. Later on, when his fortunes come to the front

with his marriage, he has shown what he is; he steps fully fashioned

into the drama. With Anna it is very different; her story allows no

such pause, for a growing knowledge of the manner of woman she may be.

She is at once to the front of the book; the situation out of which

the whole novel develops is made by a particular crisis in her life.

She meets and falls in love with Vronsky--that is the crisis from

which the rest of her story proceeds; it is the beginning of the

action, the subject of the earliest chapters. And the difficulty lies

in this, that she must be represented upon such a critical height of

emotion before there is time, by Tolstoy's method, to create the right

effect for her and to make her impulse really intelligible. For the

reader it is all too abrupt, the step by which she abandons her past

and flings herself upon her tragic adventure. It is impossible to

measure her passion and her resolution, because she herself is still

incompletely rendered. She has appeared in a few charming scenes, a

finished and graceful figure, but that is not enough. If she is so

soon to be seen at this pitch of exaltation, it is essential that her

life should be fully shared by the onlooker; but as Tolstoy has told

the story, Anna is in the midst of her crisis and has passed it

before it is possible to know her life clearly from within. Alive and

beautiful she is from the very first moment of her appearance;

Tolstoy's art is much too sure to miss the right effect, so far as it

goes. And if her story were such that it involved her in no great

adventure at the start--if she could pass from scene to scene, like

Levin, quietly revealing herself--Tolstoy's method would be perfect.

But as it is, there is no adequate preparation; Anna is made to act as

a deeply stirred and agitated woman before she has the _value_ for

such emotions. She has not yet become a presence familiar enough, and

there is no means of gauging the force of the storm that is seen to

shake her.

It is a flaw in the book which has often been noticed, and it is a

flaw which Tolstoy could hardly have avoided, if he was determined to

hold to his scenic plan. Given his reluctance to leave the actually

present occasion, from the first page onwards, from the moment Anna's

erring brother wakes to his own domestic troubles at the opening of

the book, there is not room for the due creation of Anna's life. Her

turning-point must be reached without delay, it cannot be deferred,

for it is there that the development of the book begins. All that

precedes her union with Vronsky is nothing but the opening stage, the

matter that must be displayed before the story can begin to expand.

The story, as we have seen, is in the picture of Anna's life _after_

her critical choice, so that the first part of the book, the account

of the given situation, cannot extend its limits. If, therefore, the

situation is to be really made and constituted, the space it may cover

must be tightly packed; the method should be that which most condenses

and concentrates the representation. A great deal is to be expressed

at once, all Anna's past and present, the kind of experience that has

made her and that has brought her to the point she now touches.

Without this her action is arbitrary and meaningless; it is vain to

say that she acted thus and thus unless we perfectly understand what

she was, what she had, what was around her, in the face of her

predicament. Obviously there is no space to lose; and it is enough to

look at Tolstoy's use of it, and then to see how Balzac makes the

situation that _he_ requires--the contrast shows exactly where

Tolstoy's method could not help him. His refusal to shape his story,

or any considerable part of it, as a pictorial impression, his desire

to keep it all in immediate action, prevents him from making the most

of the space at his command; the situation is bound to suffer in

consequence.

For suppose that Balzac had had to deal with the life of Anna. He

would certainly have been in no hurry to plunge into the action, he

would have felt that there was much to treat before the scene was

ready to open. All the initial episodes of Tolstoy's book, from Anna's

first appearance until she drops into Vronsky's arms, Balzac might

well have ignored entirely. He would have been too busy with his

prodigious summary of the history and household of the Karenins to

permit himself a glance in the direction of any particular moment,

until the story could unfold from a situation thoroughly prepared. If

Tolstoy had followed this course we should have lost some enchanting

glimpses, but Balzac would have left not a shadow of uncertainty in

the matter of Anna's disastrous passion. He would have shown precisely

how she was placed in the conditions of her past, how she was exposed

to this new incursion from without, and how it broke up a life which

had satisfied her till then. He would have started his action in due

time with his whole preliminary effect completely rendered; there

would be no more question of it, no possibility that it would prove

inadequate for the sequel. And all this he would have managed, no

doubt, in fewer pages than Tolstoy needs for the beautiful scenes of

his earlier chapters, scenes which make a perfect impression of Anna

and her circle as an onlooker might happen to see them, but which fail

to give the onlooker the kind of intimacy that is needed. Later on,

indeed, her life is penetrated to the depths; but then it is too late

to save the effect of the beginning. To the very end Anna is a

wonderful woman whose early history has never been fully explained.

The facts are clear, of course, and there is nothing impossible about

them; but her passion for this man, the grand event of her life, has

to be assumed on the word of the author. All that he really showed,

to start with, was a slight, swift love-story, which might have ended

as easily as it began.

The method of the book, in short, does not arise out of the subject;

in treating it Tolstoy simply used the method that was congenial to

him, without regarding the story that he had to tell. He began it as

though Anna's break with her past was the climax to which the story

was to mount, whereas it is really the point from which the story sets

out for its true climax in her final catastrophe. And so the first

part of the book is neither one thing nor the other; it is not an

independent drama, for it cannot reach its height through all the

necessary sweep of development; and on the other hand it is not a

sufficient preparation for the great picture of inevitable disaster

which is to follow. Tolstoy doubtless counted on his power--and not

without reason, for it is amazing--to call people into life by means

of a few luminous episodes; he knew he could make a living creature of

Anna by bringing her into view in half a dozen scenes. She descends,

accordingly, upon her brother's agitated household like a beneficent

angel, she shines resplendent at some social function, she meets

Vronsky, she talks to her husband; and Tolstoy is right, she becomes a

real and exquisite being forthwith. But he did not see how much more

was needed than a simple personal impression of her, in view of all

that is to come. Not she only, but her world, the world as she sees

it, her past as it affects her--this too is demanded, and for this he

makes no provision. It is never really shown how she was placed in her

life, and what it meant to her; and her flare of passion has

consequently no importance, no fateful bigness. There is not enough of

her, as yet, for such a crisis.

It is not because Vronsky seems an inadequate object of her passion;

though it is true that with the figure of Vronsky Tolstoy was

curiously unsuccessful. Vronsky was his one failure--there is surely

no other in all his gallery to match it. The spoilt child of the

world, but a friendly soul, and a romantic and a patient lover--and a

type fashioned by conditions that Tolstoy, of course, knew by

heart--why should Tolstoy manage to make so little of him? It is

unfortunate, for when Anna is stirred by the sight of him and his

all-conquering speciosity, any reader is sure to protest. Tolstoy

should have created Vronsky with a more certain touch before he

allowed him to cause such a disturbance. But this is a minor matter,

and it would count for little if the figure of Anna were all it should

be. Vronsky's importance in the story is his importance to Anna, and

her view of him is a part of _her_; and he might be left lightly

treated on his own account, the author might be content to indicate

him rather summarily, so long as Anna had full attention. It returns

upon that again; if Anna's own life were really fashioned, Vronsky's

effect would be _there_, and the independent effect he happens to

make, or to fail to make, on the reader would be an irrelevant affair.

Tolstoy's vital failure is not with him, but with her, in the prelude

of his book.

It may be that there is something of the same kind to be seen in

another of his novels, in Resurrection, though Resurrection is more

like a fragment of an epic than a novel. It cannot be said that in

that tremendous book Tolstoy pictured the rending of a man's soul by

sudden enlightenment, striking in upon him unexpectedly, against his

will, and destroying his established life--and that is apparently the

subject in the author's mind. It is the woman, the accidental woman

through whom the stroke is delivered, who is actually in the middle of

the book; it is _her_ epic much rather than the man's, and Tolstoy did

not succeed in placing him where he clearly meant him to be. The man's

conversion from the selfishness of his commonplace prosperity is not

much more than a fact assumed at the beginning of the story. It

happens, Tolstoy says it happens, and the man's life is changed; and

thereafter the sombre epic proceeds. But the unrolling of the story

has no bearing upon the revolution wrought in the man; that is

complete, as soon as he flings over his past and follows the convoy of

prisoners into Siberia, and the succession of strange scenes has

nothing more to accomplish in him. The man is the mirror of the

scenes, his own drama is finished. And if Tolstoy intended to write

the drama of a soul, all this presentation of the deadly journey into

exile, given with the full force of his genius, is superfluous; his

subject lay further back. But Resurrection, no doubt, _is_ a fragment,

a wonderful shifting of scenes that never reached a conclusion; and it

is not to be criticized as a book in which Tolstoy tried and failed to

carry out his purpose. I only mention it because it seems to

illustrate, like Anna Karenina, his instinctive evasion of the matter

that could not be thrown into straightforward scenic form, the form in

which his imagination was evidently happiest. His great example,

therefore, is complementary to that of Balzac, whose genius looked in

the other direction, who was always drawn to the general picture

rather than to the particular scene. And with these two illustrious

names I reach the end of the argument I have tried to follow from book

to book, and it is time to gather up the threads.

The Craft of Fiction · 第 16 / 33 题