CHAPTER III

The rise of orthodox _kalam_; al-Ash‘ari; decline of the

Mu‘tazilites; passing of heresy into unbelief; development of

scholastic theology by Ash‘arites; rise of Zahirite _kalam_;

Ibn Hazm; persecution of Ash‘arites; final assimilation of

_kalam_.

As we have already seen, the traditionalist party at first refused to

enter upon any discussion of sacred things. Malik ibn Anas used to say,

“God’s _istiwa_ (settling Himself firmly upon His throne) is known;

how it is done is unknown; it must be believed; questions about it are

an innovation (_bid‘a_).” But such a position could not be held for

any length of time. The world cannot be cut in two and half assigned

to faith and half to reason. So, as time went on, there arose on the

orthodox side men who, little by little, were prepared to give a reason

for the faith that was in them. They thus came to use _kalam_ in order

to meet the _kalam_ of the Mu‘tazilites; they became _mutakallims_, and

the scholastic theology of Islam was founded. It is the history of this

transfer of method which we have now to consider.

[Sidenote: RISE OF ORTHODOX KALAM]

Its beginnings are wrapped in a natural obscurity. It was at first a

gradual, unconscious drift, and people did not recognize its existence.

Afterward, when they looked back upon it, the tendency of the human

mind to ascribe broad movements to single men asserted itself and the

whole was put under the name of al-Ash‘ari. It is true that with him,

in a sense, the change suddenly leaped to self-consciousness, but it

had already been long in progress. As we have seen, al-Junayd discussed

the unity of God, but it was behind closed doors. Ash-Shafi‘i held that

there should be a certain number of men trained thus to defend and purify

the faith, but that it would be a great evil if their arguments should

become known to the mass of the people. Al-Muhasibi, a contemporary of

Ahmad ibn Hanbal, was suspected, and rightly, of defending his faith with

argument, and thereby incurred Ahmad’s displeasure. Another contemporary

of Ahmad’s, al-Karabisi (d. 345), incurred the same displeasure, and the

list might easily be extended. But the most significant fact of all is

that the movement came to the surface and showed itself openly at the

same time in the most widely separated lands of Islam. In Mesopotamia

there was al-Ash‘ari, who died after 320; in Egypt there was at-Tahawi,

who died in 331; in Samarqand there was al-Mataridi, who died in 333. Of

these at-Tahawi is now little more than a name; al-Mataridi’s star has

paled before that of al-Ash‘ari; al-Ash‘ari has come in popular view to

be the solitary hero before whom the Mu‘tazilite system went down. It

will perhaps be sufficient if we take his life and experiences as our

guide in this period of change; the others must have followed very much

in the same path.

He was born at al-Basra in 260, the year in which al-Kindi died and

Muhammad al-Muntazar vanished from the sight of men. He came into a

world full of intellectual ferment; Alids of different camps were

active in their claim to be possessors of an infallible Imam; Zaydites

and Qarmatians were in revolt; the decree of 234 that the Qur’an was

uncreated had had little effect, so far, in silencing the Mu‘tazilites;

in 261 the Sufi pantheist, Abu Yazid, died. Al-Ash‘ari himself was of the

best blood of the desert and of a highly orthodox family which had borne

a distinguished part in Muslim history. Through some accident he came in

early youth into the care of al-Jubba‘i, the Mu‘tazilite, who, according

to one story, had married al-Ash‘ari’s mother; was brought up by him and

remained a stanch Mu‘tazilite, writing and speaking on that side, till he

was forty years old.

[Sidenote: RETURN OF AL-ASH‘ARI]

Then a strange thing happened. One day he mounted the pulpit of the

mosque in al-Basra and cried aloud, “He who knows me, knows me; and

he who knows me not, let him know that I am so and so, the son of so

and so. I have maintained the creation of the Qur’an and that God will

not be seen in the world to come with the eyes, and that the creatures

create their actions. Lo, I repent that I have been a Mu‘tazilite and

turn to opposition to them.” It was a voice full of omen. It told that

the intellectual supremacy of the Mu‘tazilites had publicly passed and

that, hereafter, they would be met with their own weapons. What led to

this change of mind is strictly unknown; only legends have reached us.

One, full of psychological truth, runs that one Ramadan, the fasting

month, when he was worn with prayer and hunger, the Prophet appeared to

him three times in his sleep, and commanded him to turn from his vain

_kalam_ and seek certainty in the traditions and the Qur’an. If he would

but give himself to that study, God would make clear the difficulties and

enable him to solve all the puzzles. He did so, and his mind seemed to be

opened; the old contradictions and absurdities had fled, and he cursed

the Mu‘tazilites and all their works.

It can easily be seen that in some such way as this the blood of the race

may have led him back to the God of his fathers, the God of the desert,

whose word must be accepted as its own proof. The gossips of the time

told strange tales of rich relatives and family pressure; we can leave

these aside. When he had changed he was terribly in earnest. He met his

old teacher, al-Jubba‘i, in public discussions again and again till the

old man withdrew. One of these discussions legend has handed down in

varying forms. None of them may be exactly true, but they are significant

of the change of attitude. He came to al-Jubba‘i and said, “Suppose the

case of three brothers; one being God-fearing, another godless and a

third dies as a child. What of them in the world to come?” Al-Jubba‘i

replied, “The first will be rewarded in Paradise; the second punished in

Hell, and the third will be neither rewarded nor punished.” Al-Ash‘ari

continued, “But if the third said, ‘Lord, Thou mightest have granted

me life, and then I would have been pious and entered Paradise like my

brother,’ what then?” Al-Jubba‘i replied, “God would say, ‘I knew that if

thou wert granted life thou wouldst be godless and unbelieving and enter

Hell.’” Then al-Ash‘ari drew his noose, “But what if the second said,

‘Lord, why didst Thou not make me die as a child? Then had I escaped

Hell.’” Al-Jubba‘i was silenced, and Al-Ash‘ari went away in triumph.

Three years after his pupil had left him the old man died. The tellers

of this story regard it as disproving the Mu‘tazilite doctrine of “the

best”—_al-aslah_—namely, that God is constrained to do that which may be

best and happiest for His creatures. Orthodox Islam, as we have seen,

holds that God is under no such constraint, and is free to do good or

evil as He chooses.

But the story has also another and somewhat broader significance. It is a

protest against the religious rationalism of the Mu‘tazilites, which held

that the mysteries of the universe could be expressed and met in terms

of human thought. In this way it represents the essence of al-Ash‘ari’s

position, a recoil from the impossible task of raising a system of

purely rationalistic theology to reliance upon the Word of God, and the

tradition (_hadith_) and usage (_sunna_) of the Prophet and the pattern

of the early church (_salaf_).

The stories told above represent the change as sudden. According to the

evidence of his books that was not so. In his return there were two

stages. In the first of these he upheld the seven rational Qualities

(_sifat aqliya_) of God, Life, Knowledge, Power, Will, Hearing, Seeing,

Speech: but explained away the Qur’anic anthropomorphisms of God’s

face, hands, feet, etc. In the second stage, which fell, apparently,

after he had moved to Baghdad and come under the strong Hanbalite

influences there, he explained away nothing, but contented himself with

the position that the anthropomorphisms were to be taken, _bila kayfa

wala tashbih_, without asking how and without drawing any comparison.

The first phrase is directed against the Mu‘tazilites, who inquired

persistently into the nature and possibility of such things in God;

the second, against the anthropomorphists (_mushabbihs_, comparers;

_mujassims_, corporealizers), mostly ultra Hanbalites and Karramites, who

said that these things in God were like the corresponding things in men.

At all stages, however, he was prepared to defend his conclusions and

assail those of his adversaries by dint of argument.

[Sidenote: SYSTEM OF AL-ASH‘ARI]

The details of his system will be best understood by reading his creed

and the creed of al-Fudali, which is essentially Ash‘arite. Both are

in the Appendix of Translated Creeds. Here, it is necessary to draw

attention to two, only, of the obscurer points. On the vexed question,

“What is a thing?” he anticipated Kant. The early theologians, orthodox

and theoretical, and those later ones also who did not follow him,

regarded, as we have seen, existence (_wujud_) as only one of the

qualities belonging to an existing thing (_mawjud_). It was there all the

time, but it lacked the quality of “existence”; then that quality was

added to its other qualities and it became existent. But al-Ash‘ari and

his followers held that existence was the “self” (_ayn_) of the entity

and not a quality or state, however personal or necessary. See, on the

whole, Appendix of Creeds.

On the other vexed question of free-will, or, rather, as the Muslims

chose to express it, on the ability of men to produce actions, he took

up a mediating position. The old orthodox position was absolutely

fatalistic; the Mu‘tazilites, following their principle of Justice, gave

to man an initiative power. Al-Ash‘ari struck a middle path. Man cannot

create anything; God is the only creator. Nor does man’s power produce

any effect on his actions at all. God creates in His creature power

(_qudra_) and choice (_ikhtiyar_). Then He creates in him his action

corresponding to the power and choice thus created. So the action of the

creature is created by God as to initiative and as to production; but

it is _acquired_ by the creature. By acquisition (_kasb_) is meant that

it corresponds to the creature’s power and choice, previously created

in him, without his having had the slightest effect on the action. He

was only the _locus_ or subject of the action. In this way al-Ash‘ari

is supposed to have accounted for free-will and entailed responsibility

upon men. It may be doubted whether the second point occupied him much.

It was open to his God to do good or evil as He chose; the Justice of the

Mu‘tazilites was left behind. He may have intended only to explain the

consciousness of freedom, as some have done more recently. The closeness

with which al-Ash‘ari in this comes to the pre-established harmony of

Leibnitz and to the Kantian conception of existence shows how high a rank

he must take as an original thinker. His abandoning of the Mu‘tazilites

was due to no mere wave of sentiment but to a perception that their

speculations were on too narrow a basis and of a too barren scholastic

type. He died after 320 with a curse on them and their methods as his

last words.

[Sidenote: AL-MATARIDI]

A few words only need be given to al-Mataridi. The creed of an-Nasafi

in the Appendix of Creeds, pp. 308-315 belongs to his school. He and

at-Tahawi were followers of the broad-minded Abu Hanifa, who was more

than suspected of Mu‘tazilite and Murji’ite leanings. Muslim theologians

usually reckon up some thirteen points of difference between al-Mataridi

and al-Ash‘ari and admit that seven of these are not much more than

combats of words. Those which occur in an-Nasafi’s creed are marked with

a star.

We are now in a position to finish shortly with the Mu‘tazilites. Their

work, as a constructive force, is done. From this time on there is

_kalam_ among the orthodox, and the term _mutakallim_ denotes nothing but

a scholastic theologian, whether of one wing or another. And so, like

any other organ which has done its part and for the existence of which

there is no longer any object, they gradually and quietly dropped into

the background. They had still, sometimes, to suffer persecution, and

for hundreds of years there were men who continued to call themselves

Mu‘tazilites; but their heresies came to be heresies of the schools

and not burning questions in the eyes of the masses. We need now draw

attention to only a few incidents and figures in this dying movement.

The Muslim historians lay much stress on the orthodox zeal of the

Khalifa al-Qadir, who reigned 381-422, and narrate how he persecuted the

Mu‘tazilites, Shi‘ites and other heretics and compelled them, under oath,

to conform.

But there are several difficulties in the way of this persecution, which

make it probable that it was more nominal than otherwise. Al-Qadir was

bitterly orthodox; he had written a treatise on theology and compelled

his unhappy courtiers to listen to a public reading of it every week.

But he enjoyed, outside of his palace, next to no power. He was in the

control of the Shi‘ite Buwayhids, who, as we have seen, ruled Baghdad and

the Khalifate from 320 to 447. These dubious persecutions are said to

have fallen in 408 and 420. Again, a Muslim pilgrim from Spain visited

Baghdad about 390 and has left us a record of the state of religious

things there. He found in session what may perhaps best be described as

a Parliament of Religions. It seems to have been a free debate between

Muslims of all sects, orthodox and heretical, Parsees and atheists, Jews

and Christians—unbelievers of every kind. Each party had a spokesman,

and at the beginning of the proceedings the rule was rehearsed that

no one might appeal to the sacred books of his creed but might only

adduce arguments founded upon reason. The pious Spanish Muslim went to

two meetings but did not peril his soul by any further visits. In his

narrative we recognize the horror with which the orthodox of Spain viewed

such proceedings—Spain, Muslim and Christian, has always favored the

straitest sect; but when such a thing was permitted in Baghdad, religious

liberty there at least must have been tolerably broad. Possibly it was

sittings of the _Ikhwan as-safa_ upon which this scandalized Spaniard

stumbled. He himself speaks of them as meetings of mutakallims.

[Sidenote: MAHMUD OF GHAZNA]

But if the mixture of Sunnite and Shi‘ite authority in Baghdad gave

all the miscellaneous heretics a chance for life, it was different in

the growing dominions of Mahmud of Ghazna. That iconoclastic monarch

had embraced the anthropomorphic faith of the Karramites, the most

literal-minded of all the Muslim sects. In consequence, all forms of

Mu‘tazilism and all kinds of mutakallims were an abomination to him,

and it was a very real persecution which they met at his hands. That

al-Qadir, his spiritual suzerain, urged him on is very probable; it is

also possible that respect for the growing power of Mahmud may have

protected al-Qadir to some extent from the Buwayhids. In 420 Mahmud took

from them Ispahan and held there a grand inquisition on Shi‘ites and

heretics of all kinds.

To proceed with the Mu‘tazilites; when we come to al-Ghazzali and his

times we shall find that they have ceased to be a crying danger to the

faith. Though their views might, that doctor held, be erroneous in some

respects, they were not to be considered as damnable. Again, in 538,

there died az-Zamakhshari, the great grammarian, who is often called

the last of the Mu‘tazilites. He was not that by any means, but his

heresies were either mild or were regarded mildly. A single point will

show this. His commentary on the Qur’an, the _Kashshaf_, was revised

and expurgated in the orthodox interest by al-Baydawi (d. 688) and in

that form is now the most popular and respected of all expositions. The

_Kashshaf_ itself, in its original, unmodified form, has been printed

several times at Cairo. Again, Ibn Rushd, the Aristotelian, who died in

595, when he is combating the arguments of the mutakallims, makes little

difference between the Mu‘tazilites and the others. They are only, to

him, another variety of scholastic theologian, with a rather better idea,

perhaps, of logic and argument. He considered, as we shall find later,

all the mutakallims as sadly to seek in such matters. Since then, and

into quite modern times, there have been sporadic cases of theologians

called Mu‘tazilites by themselves or others. Practically, they have

been scholastics of eccentric views. Finally, the use of this name for

themselves by the present-day broad school Muslims of India is absolutely

unhistorical and highly misleading.

We turn now to suggest, rather than to trace, some of the non-theological

consequences of the preceding theology.

[Sidenote: AL-BERUNI; IBN SINA]

Increasingly, from this time on, it is not heresy which has to be met

so much as simple unbelief, more or less frank. It is evident that the

heretics of the earlier period are now dividing in two directions,

one part inclining toward milder forms of heresy and the other toward

doubt in the largest sense, passing over to Aristotelian + neo-Platonic

philosophy, and thence dividing into materialists, deists, and theists.

Thus we have seen earlier the workings of al-Farabi and of the Ikhwan

as-safa. The teachings of the latter pass on to the Isma‘ilians who

developed them in the mountain fortresses, the centres of their power,

scattered from Persia to Syria. These were otherwise called Assassins;

otherwise Batinites in the narrower sense—in the broader that term

meant only those who found under the letter of the Qur’an a hidden,

esoteric meaning; otherwise Ta‘limites or claimers of a _ta‘lim_, a

secret teaching by a divinely instructed Imam, and with them we shall

have much to do later. It is sufficient here to notice how the peaceful

and rather watery philosophy of the “Sincere Brethren” was transmuted

through ambition and fanaticism into belligerent politics at the hands

and daggers of these fierce sectaries. Into this period, too, fall some

well-known names of dubious and more than dubious orthodoxy. Al-Beruni

(d. 440) even at the court of Mahmud of Ghazna managed to keep his

footing and his head. Yet it may be doubted how far he was a Karramite

or even a Muslim. He was certainly the first scientific student of India

and _Indica_ and of chronology and calendars, a man whose attainments

and results show that our so-called modern methods are as old as genius.

On religion, he maintained a prudent silence, but earned the favor of

Mahmud by an unsparing exposure of the weakness in the Fatimid genealogy.

In this sketch he has a place as a man of science who went his own way

without treading on the religious toes of other people.

His contemporary Ibn Sina (d. 428), for us Avicenna, was of a different

nature, and his lines were cast in different places. He was a wanderer

through the courts of northern Persia. The orthodox and stringent Mahmud

he carefully avoided; the Buwayhids and those of their ilk took such

heresies as his more easily. Endowed with a gigantic memory and an

insatiable intellectual appetite, he was the encyclopædist of his age,

and his scientific work, and especially that in medicine, went further

than anything else to put the Muslim East and mediæval Europe in the

strait waistcoat from which the first has not yet emerged and the second

only shook itself free in the seventeenth century. He was a student

of Aristotle and a mystic, as all Muslim students of Aristotle have

been. How far his mysticism enabled him to square the Qur’an with his

philosophy is not clear; such men seldom said exactly what they meant

and all that they thought. He was also a diligent student and reader of

the Qur’an and faithful in his public religious duties. Yet the Muslim

world asserts that he left behind him a testamentary tractate (_wasiya_)

defending dissimulation as to the religion of the country in which

we might be; that it was not wrong for the philosopher to go through

religious rites which for him had no meaning. He, too, is significant for

his time, and, if our interest were philosophy, would call for lengthened

treatment. As it is, he marks for us the accomplished separation between

students of theology and students of philosophy.

An equally well known and by us much better loved name is that of Umar

al-Khayyam, who died later, about 515, but who may fitly be grouped with

Ibn Sina. He, too, was a _bon vivant_, but of a deeper, more melancholy

strain. His wine meant more than friendly cups; it was a way of escape

from the world and its burden. His science, too, went deeper. He was not

a gatherer and arranger of the wisdom of the past; his reformed calendar

is more perfect than that which we even now use. His faith is a riddle to

us, as it was to his comrades. But it was because he had no certain truth

to proclaim that Umar did not speak out clearly. His last words were

almost those of Rabelais, “I go to meet the great Perhaps.” Anecdotage

connects his name with that of al-Ghazzali. Neither had escaped the pall

of universal scepticism which must have descended upon their time. But

al-Ghazzali, by God’s grace, as he himself reverently says, was enabled

to escape. Umar died under it.

[Sidenote: ABU-L-ALA AL-MA‘ARRI]

A very different man was Abu-l-Ala al-Ma‘arri, the blind poet and singer

of intellectual freedom. In Arabic literature there is no other voice

like his, clear and confident. He was a man of letters; no philosopher

nor theologian nor scientist, though at one time he seems to have come

in contact with a circle like that of Ikhwan as-safa, perhaps the same;

and his spirit was like that of one of the heroic poets of the old desert

life, whose hand was taught to keep his head, whose tongue spared nothing

from heaven to earth, and who lived his own life out in his own way,

undaunted. In his darkness he nourished great thoughts and flung out a

_sæva indignatio_ on hypocrisy and subservience which reminds of Lessing.

But Abu-l-Ala was a great poet, and his scorn of priests and courtiers

and their lies, his pity for suffering humanity and his confidence in

the light of reason are thrown into scraps of burning, echoing verse

without their like in Arabic. He died at the town of his birth, Ma‘arrat

an-Nu‘man, in northern Syria, in 449. The problem is how he was suffered

to live out his long life of eighty-six years.

We can now return to the development of scholastic theology in the

orthodox church at the hands of the followers of al-Ash‘ari. They

had to fight their way against many and most differing opponents. At

the one extreme were the dwindling Mu‘tazilites, passing slowly into

comparatively innocuous heretics, and the growing party of unbelievers,

philosophical and otherwise, open and secret. At the other extreme was

the mob of Hanbalites, belonging to the only legal school which laid

theological burdens on its adherents. The theologians, in this case,

certainly varied as to the weight of their own anathemas against all

kalam, but were at one in that they carried the bulk of the multitude

with them and could enforce their conclusions with the cudgels of

rioters. In the midst were the rival orthodox (_pace_ the Hanbalites)

developers of kalam, among whom the Mataridites probably held the most

important place. Thus, the Ash‘arite school was the nursling as well as

the child of controversy.

It was, then, fitting that the name joined, at least in tradition, with

the final form of that system, should be that of a controversialist.

But this man, Abu Bakr al-Baqilani the Qadi, was more than a mere

controversialist. It is his glory to have contributed most important

elements to and put into fixed form what is, perhaps, the most fantastic

and daring metaphysical scheme, and almost certainly the most thorough

theological scheme, ever thought out. On the one hand, the Lucretian

atoms raining down through the empty void, the self-developing monads

of Leibnitz, pre-established harmony and all, the Kantian “things in

themselves” are lame and impotent in their consistency beside the

parallel Ash‘arite doctrines; and, on the other, not even the rigors

of Calvin, as developed in the Dutch confessions, can compete with the

unflinching exactitude of the Muslim conclusions.

[Sidenote: ASH‘ARITE METAPHYSICS]

First, as to ontology. The object of the Ash‘arites was that of Kant, to

fix the relation of knowledge to the thing in itself. Thus, al-Baqilani

defined knowledge (_ilm_) as cognition (_ma‘rifa_) of a thing as it is

in itself. But in reaching that “thing in itself” they were much more

thorough than Kant. Only two of the Aristotelian categories survived

their attack, substance and quality. The others, quantity, place, time

and the rest, were only relationships (_i‘tibars_) existing subjectively

in the mind of the knower, and not things. But a relationship, they

argued, if real, must exist in something, and a quality cannot exist in

another quality, only in a substance. Yet it could not exist in either

of the two things which it brought together; for example, in the cause

or the effect. It must be in a third thing. But to bring this third

thing and the first two together, other relationships would be needed

and other things for these relationships to exist in. Thus we would be

led back in an infinite sequence, and they had taken over from Aristotle

the position that such an infinite series backward (_tasalsul_) is

inadmissible. Relationships, then, had no real existence but were mere

phantoms, subjective non-entities. Further, the Aristotelian view of

matter was now impossible for them. All the categories had gone except

substance and quality; and among them, passion. Matter, then, could not

have the possibility of suffering the impress of form. A possibility

is neither an entity nor a non-entity, but a subjectivity purely. But

with the suffering matter, the active form and all causes must also go.

They, too, are mere subjectivities. Again, qualities, for these thinkers,

became mere accidents. The fleeting character of appearances drove them

to the conclusion that there was no such thing as a quality planted

in the nature of a thing; that the idea “nature” did not exist. Then

this drove them further. Substances exist only with qualities, _i.e._,

accidents. These qualities may be positive or they may be negative;

the ascription to things of negative qualities is one of their most

fruitful conceptions. When, then, the qualities fall out of existence,

the substances themselves must also cease to exist. Substance as well as

quality is fleeting, has only a moment’s duration.

But when they rejected the Aristotelian view of matter as the possibility

of receiving form, their path of necessity led them straight to the

atomists. So atomists they became, and, as always, after their own

fashion. Their atoms are not of space only, but also of time. The basis

of all the manifestation, mental and physical, of the world in place

and time, is a multitude of monads. Each has certain qualities but has

extension neither in space nor time. They have simply position, not bulk,

and do not touch one another. Between them is absolute void. Similarly as

to time. The time-atoms, if the expression may be permitted, are equally

unextended and have also absolute void—of time—between them. Just as

space is only in a series of atoms, so time is only in a succession of

untouching moments and leaps across the void from one to the other with

the jerk of the hand of a clock. Time, in this view, is in grains and can

exist only in connection with change. The monads differ from those of

Leibnitz in having no nature in themselves, no possibility of development

along certain lines. The Muslim monads are, and again are not, all change

and action in the world are produced by their entering into existence and

dropping out again, not by any change in themselves.

But this most simple view of the world left its holders in precisely the

same difficulty, only in a far higher degree, as that of Leibnitz. He was

compelled to fall back on a pre-established harmony to bring his monads

into orderly relations with one another; the Muslim theologians, on their

side, fell back upon God and found in His will the ground of all things.

[Sidenote: ASH‘ARITE THEOLOGY]

We here pass from their ontology to their theology, and as they

were thorough-going metaphysicians, so now they are thorough-going

theologians. Being was all in the one case; now it is God that is all.

In truth, their philosophy is in its essence a scepticism which destroys

the possibility of a philosophy in order to drive men back to God and

His revelations and compel them to see in Him the one grand fact of the

universe. So, when a darwish shouts in his ecstasy, “_Huwa-l-haqq_,” he

does not mean, “He is the Truth,” in our Western sense of Verity, or our

New Testament sense of “The Way, the Truth, and the Life,” but simply,

“He is the Fact”—the one Reality.

To return: from their ontology they derived an argument for the

necessity of a God. That their monads came so and not otherwise must have

a cause; without it there could be no harmony or connection between them.

And this cause must be one with no cause behind it; otherwise we would

have the endless chain. This cause, then, they found in the absolutely

free will of God, working without any matter beside it and unaffected by

any laws or necessities. It creates and annihilates the atoms and their

qualities and, by that means, brings to pass all the motion and change of

the world. These, in our sense, do not exist. When a thing seems to us to

be moved, that really means that God has annihilated—or permitted to drop

out of existence, by not continuing to uphold, as another view held—the

atoms making up that thing in its original position, and has created them

again and again along the line over which it moves. Similarly of what

we regard as cause and effect. A man writes with a pen and a piece of

paper. God creates in his mind the will to write; at the same moment he

gives him the power to write and brings about the apparent motion of the

hand, of the pen and the appearance on the paper. No one of these is the

cause of the other. God has brought about by creation and annihilation

of atoms the requisite combination to produce these appearances. Thus we

see that free-will for the Muslim scholastics is simply the presence, in

the mind of the man, of this choice created there by God. This may not

seem to us to be very real, but it has, certainly, as much reality as

anything else in their world. Further, it will be observed how completely

this annihilates the machinery of the universe. There is no such thing

as law, and the world is sustained by a constant, ever-repeated miracle.

Miracles and what we regard as the ordinary operations of nature are on

the same level. The world and the things in it could have been quite

different. The only limitation upon God is that He cannot produce a

contradiction. A thing cannot be and not be at the same time. There is

no such thing as a secondary cause; when there is the appearance of

such, it is only illusional. God is producing it as well as the ultimate

appearance of effect. There is no nature belonging to things. Fire does

not burn and a knife does not cut. God creates in a substance a being

burned when the fire touches it and a being cut when the knife approaches

it.

[Sidenote: ETHICAL CONSEQUENCES]

In this scheme there are certainly grave difficulties, philosophical

and ethical. It establishes a relationship between God and the atoms;

but we have already seen that relationships are subjective illusions.

That, however, was in the case of the things of the world, perceived

by the senses—contingent being, as they would put it. It does not hold

of necessary being. God possesses a quality called Difference from

originated things (_al-mukhalafa lil-hawadith_). He is not a natural

cause, but a free cause; and the existence of a free cause they were

compelled by their principles to admit. The ethical difficulty is perhaps

greater. If there is no order of nature and no certainty, or nexus,

as to causes and effects; if there is no regular development in the

life, mental, moral, and physical of a man—only a series of isolated

moments; how can there be any responsibility, any moral claim or duty?

This difficulty seems to have been recognized more clearly than the

philosophical one. It was met formally by the assertion of a certain

order and regularity in the will of God. He sees to it that a man’s

life is a unity, and, for details, that the will to eat and the action

always coincide. But such an answer must have been felt to be inadequate

and to involve grave moral dangers for the common mind. Therefore, as

we have seen, the study of kalam was hedged about with difficulties and

restrictions. Theologians recognized its trap-falls and doubts, even for

themselves, and lamented that they were compelled by their profession

to study it. The public discussion of its questions was regarded as a

breach of professional etiquette. Theologians and philosophers alike

strove to keep these deeper mysteries hidden from the multitude. The gap

between the highly educated and the great mass—that fundamental error and

greatest danger in Muslim society—comes here again to view. Further, even

among theologians, there was some difference in degree of insight, and

books and phrases could be read by different men in very different ways.

To one, they would suggest ordinary, Qur’anic doctrines; another would

see under and behind them a trail of metaphysical consequences bristling

with blasphemous possibilities. Thus, Muslim science has been always of

the school; it has never learned the vitalizing and disinfecting value

of the fresh air of the market-place. This applies to philosophers even

more than to theologians. The crowning accusation which Ibn Rushd, the

great Aristotelian commentator, brought against al-Ghazzali was that he

discussed such subtilties in popular books.

[Sidenote: SPREAD OF ASH‘ARISM]

This, then, was the system which seems to have reached tolerably

complete form at the hands of al-Baqilani, who died in 403. But with the

completion of the system there went by no means its universal or even

wide-spread acceptance in the Muslim world. That of al-Mataridi held its

own for long, and, even yet, the Mataridite creed of an-Nasafi is used

largely in the Turkish schools. In the fifth century it was considered

remarkable that Abu Dharr (d. 434), a theologian of Herat, should be

an Ash‘arite rather than, apparently, a Mataridite. It was not till

al-Ghazzali (d. 505) that the Ash‘arite system came to the orthodox

hegemony in the East, and it was only as the result of the work of Ibn

Tumart, the Mahdi of the Muwahhids (d. 524), that it conquered the West.

For long its path was darkened by suspicion and persecution. This came

almost entirely from the Hanbalites. The Mu‘tazilites had no force behind

them, and while the views of deists and materialists were steadily making

way in secret, their public efforts appeared only in very occasional

disputes between theologians and philosophers. As we have seen, Muslim

philosophy has always practised an economy of teaching.

The Hanbalite crisis seems to have come to a head toward the close of the

reign of Tughril Beg, the first Great Saljuq. In 429, as we have seen,

the Saljuqs had taken Merv and Samarqand, and in 447 Tughril Beg had

entered Baghdad and freed the Khalifa from the Shi‘ite domination of the

Buwayhids who had so long enforced toleration. It was natural that he, a

theologically unschooled Turk, should be captured by the simplicity and

concreteness of the Hanbalite doctrines.

Added to this political factor there was a theological movement at work

which was deeply hostile to the Ash‘arites as they had developed. An

important point in the method of al-Ash‘ari himself, and, after him, of

his followers, was to put forth a creed, expressed in the old-fashioned

terms and containing the old-fashioned doctrines as nearly as was at

all possible, and to accompany it with a spiritualizing interpretation

which was, naturally, accessible to the professional student only.

Accordingly what had at first seemed a weapon against the Mu‘tazilites

came to be viewed with more and more suspicion by the holders to the old,

unquestioning orthodoxy. The duty also of religious investigation and

speculation (_nazr_) came to have more and more stress laid upon it. The

_bila kayfa_ dropped into the background. A Muslim must have a reason for

the faith that was in him, they said; otherwise, he was no true Muslim,

was in fact an unbeliever. Of course, they limited carefully the extent

to which he should go. For the ordinary man a series of very simple

proofs would be prepared; the student, on the other hand, when carefully

led, could work his way through the system sketched above. All this,

naturally, was anathema to the party of tradition.

[Sidenote: IBN HAZM]

It is significant that at this time the Zahirite school of law (_fiqh_)

developed into a school of kalam and applied its literal principles

unflinchingly to its new victim. The leader in this was Ibn Hazm, a

theologian of Spain. He died in 456, after a stormy life filled with

controversy. The remorseless sting of his vituperative style coupled

him, in popular proverb, with al-Hajjaj, the blood-thirsty lieutenant

of the Umayyads in al-Iraq. “The sword of al-Hajjaj and the tongue of

Ibn Hazm,” they said. But for all his violence of language and real

weight of character and brain, he made little way for his views in his

lifetime. It was almost one hundred years after his death before they

came into any prominence. The theologians and lawyers around him in

the West were devoted to the study of _fiqh_ in the narrowest and most

technical sense. They labored over the systems and treatises of their

predecessors and neglected the great original sources of the Qur’an and

the traditions. The immediate study of tradition (_hadith_) had died out.

Ibn Hazm, on the other hand, went straight back to _hadith_. _Taqlid_ he

absolutely rejected, each man must draw from the sacred texts his own

views. So the whole system of the canon lawyers came down with a crash

and they, naturally, did not like it. Analogy (_qiyas_), their principal

instrument, he swept away. It had no place either in law or theology.

Even on the principle of agreement (_ijma_) he threw a shadow of doubt.

But it was in theology rather than in law that Ibn Hazm’s originality

lay. Strictly, his Zahirite principles when applied there should have led

him to anthropomorphism (_tajsim_). The literal meaning of the Qur’an, as

we have seen, assigns to God hands and feet, sitting on and descending

from His throne. But to Ibn Hazm, anthropomorphism was an abomination

only less than the speculative arguments with which the Ash‘arites tried

to avoid it. His own method was purely grammatical and lexicographical.

He hunted in his dictionary until he found some other meaning for “hand”

or “foot,” or whatever the stumbling-block might be.

But the most original point in his system is his doctrine of the

names of God, and his basing of that doctrine upon God’s qualities.

The Ash‘arites, he contended with justice, had been guilty of a grave

inconsistency in saying that God was different in nature, qualities,

and actions from all created things, and yet that the human qualities

could be predicated of God, and that men could reason about God’s

nature. He accepted the doctrine of God’s difference (_mukhalafa_)

on highly logical, but, for us, rather startling grounds. The Qur’an

applies to Him the words, “The Most Merciful of those that show mercy,”

but God, evidently, is not merciful. He tortures children with all

manner of painful diseases, with hunger and terror. Mercy, in our human

sense, which is high praise applied to a man, cannot be predicated

of God. What then does the Qur’an mean by those words? Simply that

they—_arhamu-r-rahimin_—are one of God’s names, applied to Him by

Himself and that we have no right to take them as descriptive of a

quality, mercy, and to use them to throw light on God’s nature. They

form one of the Ninety-nine Most Beautiful Names (_al-asma al-husna_)

of which the Prophet has spoken in a tradition. Similarly, we may call

God the Living One (_al hayy_), because He has given us that as one

of His names, not because of any reasoning on our part. Do we not say

that His life is different from that of all other living beings? These

names then, are limited to ninety-nine and no more should be formed,

however full of praise such might be for God, or however directly based

on His actions. He has called Himself _al-Wahib_, the Giver, and so we

may use that term of Him. But He has not called Himself _al-Wahhab_ the

Bountiful Giver, so we may not use that term of Him, though it is one of

praise. Of course, you may describe His action and say that He is the

guider of His saints. But you must not make from that a name, and call

Him simply the Guider. Further, if we regard these names as expressing

qualities in God, we involve multiplicity in God’s nature; there is the

quality and the thing qualified. Here we are back at the old Mu‘tazilite

difficulty and it is intelligible that Ibn Hazm dealt more gently with

the Mu‘tazilites than with the Ash‘arites. The one party were Muslims and

sinned in ignorance—invincible ignorance, a Roman Catholic would call it;

the others were unbelievers. They had turned wilfully from the way. The

Mu‘tazilites had tried to limit the qualities as much as possible. At the

best they had said that they _were_ God’s essence and not in His essence.

Al-Ash‘ari and his school had fairly revelled in qualities and had mapped

out the nature of God with the detail—and daring—of a phrenological chart.

Naturally, Ibn Hazm made his ethical basis the will of God only. God

has willed that this should be a sin and that a good deed. Lying, he

concedes, is always saying what does not agree with the truth. But,

still, God may pronounce that one lie is a sin, and one not. Muslim

ethics, it is true, have never branded lying as sinful in itself.

For the Shi‘ites and their doctrine of an infallible Imam, Ibn Hazm

cannot find strong enough expressions of contempt.

In Ibn Hazm’s time, and he praises God for it, there were but few

Ash‘arites in the West. Theology generally did not find many students. So

things went on till long after his death. To this fiery controversialist

the worst blow of all would have been if he could have known that the

men who were at last to bring his system, in part and for a time, into

public acceptance and repute, were also to complete the conquest of Islam

for the Ash‘arite school. That was still far in the future, and we must

return to the persecution.

The accounts of the persecution which set in are singularly conflicting.

Some assign it to Hanbalite influence; others tell of a Mu‘tazilite wazir

of Tughril Beg. That the traditionalist party was the main force in it

seems certain. In all probability, however, all the other anti-Ash‘arite

sects, from the Mu‘tazilites on, took their own parts. The Ash‘arite

party represented a _via media_ and would be set upon with zest by all

the extremes. They were solemnly cursed from the pulpits and, what

added peculiar insult to it, the Rafidites, an extreme Kharijite sect,

were joined in the same anathema. Al-Juwayni, the greatest theologian

of the time, fled to the Hijaz and gained the title of Imam of the two

Harams (_Imam al-Haramayn_), by living for four years between Mecca and

al-Madina. Al-Qushayri, the author of a celebrated treatise on Sufiism,

was thrown into prison. The Ash‘arite doctors generally were scattered to

the winds. Only with the death of Tughril Beg in 455 did the cloud pass.

His successor, Alp-Arslan, and especially the great wazir, Nizam al-Mulk,

favored the Ash‘arites. In 459 the latter founded the Nizamite Academy

at Baghdad to be a defence of Ash‘arite doctrines. This may fairly be

regarded as the turning-point of the whole controversy. The Hanbalite mob

of Baghdad still continued to make itself felt, but its excesses were

promptly suppressed. In 510 ash-Shahrastani was well received there by

the people, and in 516 the Khalifa himself attended Ash‘arite lectures.

[Sidenote: TRIUMPH OF ASH‘ARISM]

It is needless to spend more time over the other theologians who were

links in the chain between al-Ash‘ari and the Imam al-Haramayn. Their

views wavered, this way and that, only the rationalizing tendency became

stronger and stronger. There was danger that the orthodox system would

fossilize and lose touch with life as that of the Mu‘tazilites had

done. It is true that Sufiism still held its ground. All theologians

practically were touched by it in its simpler form; and the cause of the

higher Sufiism of ecstasy, wonders by saints (_karamat_) and communion of

the individual soul with God had been eloquently and effectively urged

by al-Qushayri (d. 465) in his _Risala_. But in spite of the labors of

so many men of high ability, the religious outlook was growing ever

darker. Keen observers recognized that some change was bound to come.

That it might be an inflowing of new life by a new al-Ash‘ari was their

prayer. It is more than dubious whether even the keenest mind of the

time could have recognized what form the new life must take. They had

not the perspective and could only feel a vague need. But from what has

gone before it will be plain that Islam had again to assimilate to itself

something from without or perish. Such had been its manner of progress

up till now. New opinions had arisen; had become heresies; conflict had

followed; part of the new thought had been absorbed into the orthodox

church; part had been rejected; through it all the life of the church

had gone on in fuller and richer measure, being always, in spite of

everything, the main stream; the heresy itself had slowly dwindled out

of sight. So it had been with Murji’ism; so with Mu‘tazilism. With the

orthodox, tradition (_naql_) still stood fast, but reason (_aql_) had

taken a place beside it. Kalam, in spite of Hanbalite clamors, had become

fairly a part of their system. What was to be the new element, and who

was to be its champion?

Development of Muslim Theology, Jurisprudence, and Constitutional Theory · 第 3 / 7 章