by means of other statements from those topics which have already been
given. But the demurrer itself he will prove first of all, by dwelling
on the guilt and audacity of the man to whom he imputes the crime, and
by bringing it before the eyes of the judges with as much indignation
as possible if the case admits of it, and also with vehement
complaint, and afterwards by proving that the accused person chastised
the offence more lightly than the offender deserved, by comparing the
punishment inflicted with the injury done. In the next place, it will
be desirable to invalidate by opposite arguments those topics which
are handled by the prosecutor in such a way that they are capable of
being refuted and retorted, of which kind are the three last topics
which I have mentioned. But that most vehement attack of the
prosecutors, by which they attempt to prove that irregularity will be
introduced into all the courts of justice if power is given to any man
of inflicting punishment on a person who has not been convicted, will
have its force much weakened, first of all, if the injury be shown to
be such as appears intolerable not only to a good man but absolutely
to any freeman, and in the next place to be so manifest that it could
not have been denied even by the person who had done it, and moreover,
of such a kind that the person who did chastise it was the person
who above all others was bound to chastise it. So that it was not so
proper nor so honourable for that matter to be brought before a court
of justice as for it to be chastised in that manner in which, and by
that person by whom it was chastised, and lastly, that the case was
so notorious that there was no occasion whatever for a judicial
investigation into it. And here it will be proper to show, by
arguments and by other similar means, that there are very many things
so atrocious and so notorious, that it is not only not necessary, but
that it is not even desirable to wait for the slow proceedings of a
judicial trial.
There is a common topic for an accuser to employ against a person,
who, when he cannot deny the fact of which he is accused, still
derives some hope from his attempt to show that irregularity will be
introduced into all courts of justice by such proceedings. And here
there will come in the demonstration of the usefulness of judicial
proceedings, and the complaint of the misfortune of that person who
has been punished without being condemned; and the indignation to
be expressed against the audacity and cruelty of the man who has
inflicted the punishment. There is also a topic for the advocate for
the defence to employ, in complaining of the audacity of the person
whom he chastised; and in urging that the case ought to be judged
of, not by the name of the action itself, but with reference to the
intention of the person who committed it, and the cause for which, and
the time at which it was committed. And in pointing out what great
mischief will ensue either from the injurious conduct, or the
wickedness of some one, unless such excessive and undisguised audacity
were chastised by him whose reputation, or parents, or children, or
something else which either necessarily is, or at least ought to be
dear to every one, is affected, by such conduct.
XXIX. The transference of an accusation takes place when the
accusation of that crime which is imputed to one by the opposite party
is transferred to some other person or circumstance. And that is done
in two ways. For sometimes the motive itself is transferred,
and sometimes the act. We may employ this as an instance of the
transference of the motive:--"The Rhodians sent some men as
ambassadors to Athens. The quaestors did not give the ambassadors the
money for their expenses which they ought to have given them. The
ambassadors consequently did not go. They are impeached." The charge
brought against them is, "They ought to have gone." The denial is,
"They ought not." The question is, "Whether they ought." The reason
alleged is, "Because the money for their expenses, which is usually
given to ambassadors from the public treasury, was not given to them
by the quaestor." The argument brought to invalidate that reason is,
"Still you ought to have discharged the duty which was entrusted to
you by the public authority." The question for the decision of the
judges is, "Whether, as the money which ought to have been supplied
from the public treasury was not furnished to those men who were
appointed ambassadors, they were nevertheless bound to discharge the
duties of their embassy." In this class of inquiry, as in all the
other kinds, it will be desirable to see if anything can be assumed,
either from a conjectural statement of the case, or from any other
kind of statement. And after that, many arguments can be brought to
bear on this question, both from comparison, and from the transference
of the guilt to other parties.
But the prosecutor will, in the first place, if he can, defend the man
through whose fault the accused person says that that action was done;
and if he cannot, he will declare that the fault of the other party
has nothing to do with this trial, but only the fault of this man whom
he himself is accusing. Afterwards he will say that it is proper for
every one to consider only what is his own duty; and that if the one
party did wrong, that was no reason for the other doing wrong too. And
in the next place, that if the other man has committed a fault, he
ought to be accused separately as this man is, and that the accusation
of the one is not to be mixed up with the defence of the other.
But when the advocate for the defence has dealt with the other
arguments, if any arise out of other statements of the case, he will
argue in this way with reference to the transference of the charge to
other parties. In the first place, he will point out to whose fault
it was owing that the thing happened; and in the next place, as it
happened in consequence of the fault of some one else, he will point
out that he either could not or ought not to have done what the
prosecutor says he ought: that he could not, will be considered with
reference to the particulars of expediency, in which the force of
necessity is involved; that he ought not, with reference to the
honourableness of the proceeding. We will consider each part more
minutely when talking of the deliberative kind of argument. Then
he will say, that everything was done by the accused person which
depended on his own power; that less was done than ought to have been,
was the consequence of the fault of another person. After that,
in pointing out the criminality of that other person, it will be
requisite to show how great the good will and zeal of the accused
person himself was. And that must be established by proofs of this
sort--by his diligence in all the rest of the affair, by his previous
actions, or by his previous expressions. And it may be well to show
that it would have been advantageous to the man himself to have done
this, and disadvantageous not to have done it, and that to have done
it would have been more in accordance with the rest of his life, than
the not having done it, which, was owing to the fault of the other
party.
XXX But if the criminality is not to be transferred to some particular
person, but to some circumstance, as in this very case--"If the
quaestor had been dead, and on that account the money had not been
given to the ambassadors," then, as the accusation of the other party,
and the denial of the fault is removed, it will be desirable to employ
the other topics in a similar manner, and to assume whatever is
suitable to one's purpose from the divisions of admitted facts. But
common topics are usually nearly the same to both parties, and then,
after the previous topics are taken for granted, will suit either to
the greatest certainty. The accuser will use the topic of indignation
at the fact, the defender, when the guilt belongs to another and does
not attach to himself, will urge that he does not deserve to have any
punishment inflicted on him.
But the removal of the criminality from oneself is effected when the
accused person declares, that what is attributed to him as a crime
did not affect him or his duty, and asserts that if there was any
criminality in it, it ought not to be attributed to him. That kind of
dispute is of this sort--"In the treaty which was formerly made with
the Samnites, a certain young man of noble birth held the pig which
was to be sacrificed, by the command of the general. But when the
treaty was disavowed by the senate, and the general surrendered to the
Samnites, one of the senators asserted that the man who held the pig
ought also to be given up." The charge is, "He ought to be given up."
The denial is, "He ought not." The question is, "Whether he ought or
not." The reason is, "For it was no particular duty of mine, nor did
it depend on my power, being as young as I was, and only a private
individual, and while the general was present with the supreme
authority and command, to take care that the treaty was solemnised
with all the regular formalities." The argument to invalidate this
reason is, "But since you became an accomplice in a most infamous
treaty, sanctioned with the most formal solemnities of religion, you
ought to be surrendered." The question for the judges to decide is
"Whether, since a man who had no official authority was present, by
the command of the general, aiding and abetting in the adopting of
the treaty, and in that important religious ceremony, he ought to be
surrendered to the enemy or not." This kind of question is so far
different from the previous one, because in that the accused person
admits that he ought to have done what the prosecutor says ought
to have been done, but he attributes the cause to some particular
circumstance or person, which was a hindrance to his own intention,
without having recourse to any admission. For that has greater force,
which will be understood presently. But in this case a man ought
not to accuse the opposite party, nor to attempt to transfer the
criminality to another, but he ought to show that that has not and
never has had any reference whatever to himself, either in respect
of power or duty. And in this kind of cause there is this new
circumstance, that the prosecutor often works up a fresh accusation
out of the topics employed, to remove the guilt from the accused
person. As for instance,--"If any one accuses a man who, while he was
praetor, summoned the people to take up arms for an expedition, at
a time when the consuls were in the city." For as in the previous
instance the accused person showed that the matter in question had
no connexion with his duty or his power, so in this case also, the
prosecutor himself, by removing the action done from the duty and
power of the person who is put on his trial, confirms the accusation
by this very argument. And in this case it will be proper for each
party to examine, by means of all the divisions of honour and
expediency, by examples, and tokens, and by arguing what is the duty,
or right, or power of each individual, and whether he had that right,
and duty, and power which is the subject of the present discussion, or
not. But it will be desirable for common topics to be assumed from the
case itself, if there is any room in it for expressions of indignation
or complaint.
XXI. The admission of the fact takes place, when the accused person
does not justify the fact itself, but demands to be pardoned for it.
And the parts of this division of the case are two: purgation and
deprecation. Purgation is that by which (not the action, but) the
intention of the person who is accused, is defended. That has three
subdivisions,--ignorance, accident, necessity.
Ignorance is when the person who is accused declares that he did not
know something or other. As, "There was a law in a certain nation
that no one should sacrifice a calf to Diana. Some sailors, when in a
terrible tempest they were being tossed about in the open sea, made a
vow that if they reached the harbour which they were in sight of, they
would sacrifice a calf to the god who presided over that place. Being
ignorant of the law, when they landed, they sacrificed a calf." They
are prosecuted. The accusation is, "You sacrificed a calf to a god to
whom it was unlawful to sacrifice a calf." The denial consists in the
admission which has been already stated. The reason is, "I was not
aware that it was unlawful." The argument brought to invalidate that
reason is, "Nevertheless, since you have done what was not lawful, you
are according to the law deserving of punishment." The question for
the decision of the judge is, "Whether, as he did what he ought not to
have done, and was not aware that he ought not to have done so, he is
worthy of punishment or not."
But accident is introduced into the admission when it is proved that
some power of fortune interfered with his intention; as in this
case:--"There was a law among the Lacedaemonians, that if the
contractor failed to supply victims for a certain sacrifice, he should
be accounted guilty of a capital offence; and accordingly, the man who
had contracted to supply them, when the day of the sacrifice was at
hand, began to drive in cattle from the country into the city. It
happened on a sudden that the river Eurotus, which flows by Lacedaemon,
was raised by some violent storms, and became so great and furious
that the victims could not by any possibility be conveyed across. The
contractor, for the sake of showing his own willingness, placed all
the victims on the bank of the river, in order that every one on
the other side of the river might be able to see them. But though,
everyone was aware that it was the unexpected rise of the river
which hindered him from giving effect to his zeal, still some people
prosecuted him on the capital charge." The charge was, "The victims
which you were bound to furnish for the sacrifice were not furnished."
The reply was an admission of the fact. The reason alleged was, "For
the river rose on a sudden, and on that account it was impossible to
convey them across." The argument used to invalidate that reason
was, "Nevertheless, since what the law enjoins was not done, you are
deserving of punishment." The question for the decision of the judges
was, "Whether, as in that respect the contractor did not comply with
the law, being prevented by the unexpected rise of the river
which hindered his giving effect to his zeal, he is deserving of
punishment."
XXXII. But the plea of necessity is introduced when the accused person
is defended as having done what he is accused of having done under
the influence of compulsion. In this way:--"There is a law among the
Rhodians, that if any vessel with a beak is caught in their harbour,
it shall be confiscated. There was a violent storm at sea; the
violence of the winds compelled a vessel, against the will of her
crew, to take refuge in the harbour of the Rhodians. On this the
quaestor claims the vessel for the people. The captain of the ship
declared that it was not just that it should be confiscated." The
charge is, "A ship with a beak was caught in the harbour." The reply
is an admission of the fact. The reason given is, "We were driven
into the harbour by violence and necessity." The argument brought to
invalidate that reason is, "Nevertheless, according to the law that
ship ought to become the property of the people." The question for the
decision of the judge is, "Whether, as the law confiscates every ship
with a beak which is found in the harbour, and as this ship, in spite
of the endeavours of her crew, was driven into the harbour by the
violence of the tempest, it ought to be confiscated."
We have collected these examples of these three kinds of cases into
one place, because a similar rule for the arguments required for these
prevails in all of them. For in all of them, in the first place, it
is desirable, if the case itself affords any opportunity of doing so,
that a conjecture should be introduced by the accuser, in order that
that which it will be stated was not done intentionally, may be
demonstrated by some suspicious circumstances, to have been done
intentionally. In the next place, it will be well to introduce a
definition of necessity, or of accident, or of ignorance, and to add
instances to that definition, in which ignorance, or accident, or
necessity appear to have operated, and to distinguish between such
instances and the allegations put forward by the accused person, (that
is to say, to show that there is no resemblance between them,) because
this was a lighter or an easier matter, or one which did not admit of
any one's being ignorant respecting it, or one which gave no room for
accident or necessity. After that it must be shown that it might have
been avoided, and, that the accused person might have prevented it if
he had done this thing, or that thing, or that he might have guarded
against being forced to act in such a manner. And it is desirable to
prove by definitions that this conduct of his ought not to be called
imprudence, or accident, or necessity, but indolence, indifference, or
fatuity.
And if any necessity alleged appears to have in it anything
discreditable, it will be desirable for the opponent, by a chain of
common topics, to prove that it would have been better to suffer
anything, or even to die, rather than to submit to a necessity of the
sort. And then, from these topics, which have been already discussed
when we spoke of the question of fact, it will be desirable to inquire
into the nature of law and equity, and, as if we were dealing with
an absolute juridical question, to consider this point by itself
separately from all other points. And in this place, if there should
be an opportunity, it will be desirable to employ instances in which
there can be no room for any similar excuse, and also to institute a
comparison, showing that there would have been more reason to allow it
in them, and by reference to the divisions of deliberation, it may be
shown that it is admitted that that action which was committed by the
adversary is confessed to have been discreditable and useless, that
it is a matter of great importance, and one likely to cause great
mischief, if such conduct is overlooked by those who have authority to
punish it.
XXXIII. But the advocate for the defence will be able to convert all
these arguments, and then to use them for his own purposes. And
he will especially dwell on the defence of his intentions, and in
exaggerating the importance of that which was an obstacle to his
intentions, and he will show that he could not have done more than he
did do, and he will urge that in all things the will of the doer ought
to be regarded, and that it is quite impossible that he should be
justly convicted of not being free from guilt, and that under his name
the common powerlessness of mankind is sought to be convicted. Then,
too, he will say that nothing can be more scandalous than for a man
who is free from guilt, not also to be free from punishment. But the
common topics for the prosecutor to employ are these, one resting on
the confession of the accused person, and the other pointing out what
great licence for the violation of the law will follow, if it is once
laid down that the thing to be inquired into is not the action but
the cause of the action. The common topics for the advocate for the
defence to employ are, a complaint of that calamity which has taken
place by no fault of his, but in consequence of some overruling power,
and a complaint also of the power of fortune and the powerless
state of men, and an entreaty that the judges should consider his
intentions, and not the result. And in the employment of all these
topics it will be desirable that there should be inserted a complaint
of his own unhappy condition, and indignation at the cruelty of his
adversaries.
And no one ought to marvel, if in these or other instances he sees
a dispute concerning the letter of the law added to the rest of the
discussion. And we shall have hereafter to speak of this subject
separately, because some kinds of causes will have to be considered by
themselves, and with reference to their own independent merits,
and some connect with themselves some other kind of question also.
Wherefore, when everything is cleared up, it will not be difficult to
transfer to each cause whatever is suitable to that particular kind of
inquiry, as in all these instances of admission of the fact, there is
involved that dispute as to the law, which is called the question as
to the letter and spirit of the law. But as we were speaking of the
admission of the fact we gave rules for it. But in another place we
will discuss the letter and the spirit of the law. At present we will
limit our consideration to the other division of the admission of the
fact.
XXXIV. Deprecation is when it is not attempted to defend the action
in question, but entreaties to be pardoned are employed. This kind of
topic can hardly be approved of in a court of justice, because, when
the offence is admitted, it is difficult to prevail on the man who
is bound to be the chastiser of offences to pardon it. So that it is
allowable to employ that kind of address only when you do not rest the
whole cause on it. As for instance, if you were speaking in behalf of
some illustrious or gallant man, who has done great services to
the republic, you might, without appearing to have recourse to
deprecation, still employ it in this manner:--"But if, O judges, this
man, in return for the services which he has done you, and the zeal
which he has displayed in your cause at all times, were now, when he
himself is in such peril, to entreat you, in consideration of his many
good actions, to pardon this one error, it would only be what is due
both to your own character for clemency, and to his virtue, O judges,
for you to grant him this indulgence at his request." Then it will be
allowable to dwell upon the services which he has done, and by the
use of some common topic to lead the judges to feel an inclination to
pardon him.
Wherefore, although this kind of address has no proper place in
judicial proceedings, except to a certain limited extent; still,
because both the portion which is allowable must be employed at times,
and because it is often to be employed in all its force in the senate
or in the council, we will give rules for it also. For there was a
long deliberation in the senate and in the council about Syphax; and
there was a long discussion before Lucius Opimius and his bench of
assessors respecting Quintus Numitorius Pullus; and in this case the
entreaty for pardon had more influence than the strict inquiry into
the case. For he did not find it so easy to prove that he had always
been well affected towards the Roman people, by employing the
statement of the case founded on conjecture, as to show that it was
reasonable to pardon him on account of his subsequent services, when
he added the topics of deprecation to the rest of his defence.
XXXV. It will be desirable, therefore, for the man who entreats to be
pardoned for what he admits that he has done, to enumerate whatever
services of his he is able to, and, if possible, to show that they are
greater than those offences which he has committed, so that it may
appear that more good than evil has proceeded from him; and then to
put forward also the services done by his ancestors, if there are any
such; and also to show that he did what he did, not out of hatred, or
out of cruelty, but either through folly, or owing to the instigation
of some one, or for some other honourable or probable cause; and after
that to promise and undertake that he has been taught by this error of
his, and confirmed in his resolution also by the kindness of those who
pardon him, to avoid all such conduct in future. And besides this, he
may hold out a hope that he will hereafter be able, in some respect or
other, to be of great use to those who pardon him now; he will find it
serviceable to point out that he is either related to the judges,
or that he has been as far back as possible an hereditary friend
of theirs; and to express to them the earnestness of his good-will
towards them, and the nobility of the blood and dignity of those
men who are anxious for his safety. And all other qualities and
circumstances which, when attributable to persons, confer honour and
dignity on them, he, using no complaint, and avoiding all arrogance,
will point out as existing in himself, so that he may appear to
deserve some honour rather than any kind of punishment; and after that
it will be wise of him to mention other men who have been pardoned for
greater offences.
And he will do himself a great deal of good if he shows that he
himself, when in power, was merciful and inclined to pardon others.
And the offence of which he is now accused must be extenuated and
made to appear as trifling as possible; and it must be shown to be
discreditable, or at all events inexpedient, to punish such a man as
he is. After that it will be advisable to seek to move pity by use of
common topics, according to those rules which have been laid down in
the first book.
XXXVI. But the adversary will exaggerate the offences; he will say
that nothing was done ignorantly, but that everything was the result
of deliberate wickedness and cruelty. He will show that the accused
person has been pitiless, arrogant, and (if he possibly can) at all
times disaffected, and that he cannot by any possibility be rendered
friendly. If he mentions any services done by him, he will prove that
they were done for some private object, and not out of any good will;
or else he will prove that he has conceived hatred since or else that
all those services have been effaced by his frequent offences, or else
that his services are of less importance than his injuries, or that,
as he has already received adequate honours for his services, he ought
also to have punishment inflicted on him for the injuries which he has
committed. In the next place, he will urge that it is discreditable or
pernicious that he should be pardoned. And besides that, it will be
the very extremity of folly not to avail oneself of one's power over
a man, over whom one has often wished to have power, and that it is
proper to consider what feelings, or rather what hatred they ought to
entertain towards him. But one common topic to be employed will be
indignation at his offence, and another will be the argument, that it
is right to pity those who are in distress, owing to misfortune, and
not those who are in such a plight through their own wickedness.
Since, then, we have been dwelling so long on the general statement of
the case, on account of the great number of its divisions, in order
to prevent any one's mind from being so distracted by the variety
and dissimilarity of circumstances, and so led into some errors,
it appears right also to remind the reader of what remains to be
mentioned of that division of the subject, and why it remains. We have
said, that that was the juridical sort of examination in which
the nature of right and wrong, and the principles of reward and
punishment, were investigated. We have explained the causes in which
inquiry into right and wrong is proceeded with. It remains now to
explain the principles which regulate the distribution of rewards and
punishments.
XXXVII. For there are many causes which consist of a demand of some
reward. For there is often question before the judges of the rewards
to be conferred on prosecutors, and very often some reward is claimed
for them from the senate, or from the bench of judges. And it is not
advisable that any one should think that, when we are adducing some
instance which is under discussion in the senate, we by so doing are
abandoning the class of judicial examples. For whatever is said
with reference to approving or disapproving of a person, when the
consideration of the opinions of the judges is adapted to that form of
expression, that, even although it is treated with reference to the
language in which the opinion is couched, is a deliberative argument,
still, because it has especial reference to some person, it is to be
accounted also judicial. And altogether, a man who has diligently
investigated the meaning and nature of all causes will perceive that
they differ both in character and in form; but in the other divisions
he will see them all consistent with each other, and every one
connected with the other. At present, let us consider the question of
rewards. Lucius Licinius Crassus, the consul, pursued and destroyed a
band of people in the province of the Nearer Gaul, who were collected
together under no known or regular leader, and who had no name or
number of sufficient importance to be entitled enemies of the Roman
people; but still they made the province unsafe by their constant
sallies and piratical outbreaks. He returns to Rome. He demands a
triumph. Here, as also in the case of the employment of deprecation,
it does not at all concern us to supply reasons to establish and to
invalidate such a claim, and so to come before the judges; because,
unless some other statement of the case is also put forth, or some
portion of such statement, the matter for the decision of the judges
will be a simple one, and will be contained in the question itself. In
the case of the employment of deprecation, in this manner: "Whether
so and so ought to be punished." In this instance, in such a manner:
"Whether he ought to be rewarded."
Now we will furnish some topics suitable for the investigation into
the principles of rewards.
XXXVIII. The principle, then, on which rewards are conferred is
distributable into four divisions: as to the services done; the person
who has done them; the kind of reward which is to be conferred; and
the means of conferring it. The services done will be considered with
reference to their own intrinsic merits, and to the time, and to
the disposition of the man who did them, and to their attendant
circumstances. They will be examined with reference to their own
intrinsic merits, in this manner:--Whether they are important or
unimportant; whether they were difficult or easy; whether they are
of a common or extraordinary nature; whether they are considered
honourable on true or false principles. And with reference to the time
at which they were done:--If they were done at a time when we had need
of them; when other men could or would not help them; if they were
done when all other hope had failed. With reference to the disposition
of the man who did them:--If he did not do them with a view to any
advantage of his own, but if he did everything else for the express
purpose of being able to do this afterwards. And with reference to the
attendant circumstances:--If what was done appears not to have been
done by chance, but in consequence of some deliberate design, or if
chance appears to have hindered the design.
But, with respect to the man who did the service in question, it will
be requisite to consider in what manner he has lived, and what expense
or labour he has devoted to that object; whether he has at any time
done any other similar action; whether he is claiming a reward
for himself for what is in reality the result of another person's
exertions, or of the kindness of the gods. Whether he has ever, in the
case of any one else, pronounced that he ought not to be rewarded for
such a reason; or, whether he has already had sufficient honour paid
to him for what he has done; or, whether what has been done is an
action of such a sort that, if he had not done it, he would have been
deserving of punishment; but that he does not deserve reward for
having done it; or, whether he is premature in his demand for a
reward, and is proposing to sell an uncertain hope for a certain
reward; or, whether he claims the reward in order to avoid some
punishment, by its appearing as if the case had already been decided
in his favour.
XXXIX. But as to the question of the reward, it will be necessary to
consider what reward, how great a reward is claimed, and why it is
claimed; and also, to what reward, and to how great a reward, the
conduct in question is entitled. And in the next place, it will be
requisite to inquire what men had such honours paid them in the time
of our ancestors, and for what causes those honours were paid. And, in
the next place, it will be urged that they ought not to be made too
common. And this will be one common topic for any one who speaks in
opposition to a person who claims a reward;--that rewards for virtue
and eminent services ought to be considered serious and holy things,
and that they ought not to be conferred on worthless men, or to be
made common by being bestowed on men of no particular eminence. And
another will be, to urge that men will become less eager to practise
virtue when the reward of virtue has been made common; for those
things which are scarce and difficult of attainment appear honourable
and acceptable to men. And a third topic is, to put the question,
whether, if there are any instances of men who, in the times of our
ancestors, were thought worthy of such honours on account of their
eminent virtue, they will not be likely to think it some diminution
of their own glory, when they see that such men as these have such
rewards conferred on them. And then comes the enumeration of those
men, and the comparison of them with those against whom the orator is
speaking. But the topics to be used by the man who is claiming the
reward are, first of all, the exaggeration of his own action; and
next, the comparison of the actions of those men who have had rewards
conferred on them with his own; and lastly, he will urge that other
men will be repelled from the pursuit of virtue if he himself is
denied the reward to which he is entitled.
But the means of conferring the rewards are taken into consideration
when any pecuniary reward is asked for; for then it is necessary to
consider whether there is an abundance of land, and revenue, and
money, or a dearth of them. The common topics are,--that it is
desirable to increase the resources of the state, not to diminish
them; and that he is a shameless man who is not content with gratitude
in requital of his services, but who demands also solid rewards. But,
on the other hand, it may be urged, that it is a sordid thing to
argue about money, when the question is about showing gratitude to a
benefactor; and that the claimant is not asking wages for a piece of
work, but honour such as is due for an important service.
And we have now said enough about the statements of cases; now it
seems necessary to speak of those controversies which turn upon the
letter of the law.
XL. The controversy turns upon the letter of the law when some doubt
arises from the consideration of the exact terms in which it is drawn
up. That arises from ambiguity, from the letter of the law, from its
intention, from contrary laws, from ratiocination, and definition. But
a controversy arises from ambiguity, when it is an obscure point what
was the intention of the writer, because the written words mean two or
even more different things. In this manner:--"The father of a family,
when he was making his son his heir, left a hundredweight of silver
plate to his wife, in these terms:
"Let my heir give my wife a hundredweight of silver plate, consisting
of such vessels as may be chosen. After he was dead, the mother
demands of her son some very magnificent vessels of very valuable
carving. He says that he is only bound to give her those vessels which
he himself chooses." Here, in the first place, it is necessary to show
if possible that the will has not been drawn up in ambiguous terms,
because all men in ordinary conversation are accustomed to employ that
expression, whether consisting of one word or more, in that meaning in
which the speaker hopes to show that this is to be understood. Then
it is desirable to prove that from both the preceding and subsequent
language of the will, the real meaning which is being sought may
be made evident. So that if all the words, or most of them, were
considered separately by themselves, they would appear of doubtful
meaning. But as for those which can be made intelligible by a
consideration of the whole document, these have no business to be
thought obscure.
In the next place, it will be proper to draw one's conclusion as to
the intentions which were entertained by the writer from all his other
writings, and actions, and sayings, and his general disposition, and
from the usual tenor of his life; and to scrutinise that very document
in which this ambiguous phrase is contained which is the subject of
the present inquiry, all over, in all its parts, so as to see whether
there is anything opposite to that interpretation which we contend
for, or contrary to that which the adversary insists on adopting. For
it will be easy to consider what it is probable that the man who drew
up the document intended, from its whole tenor, and from the
character of the writer, and from those other circumstances which are
characteristic of the persons concerned. In the next place, it will
be desirable to show, if the facts of the case itself afford any
opportunity for doing so, that that meaning which the opposite party
contends for, is a much more inconvenient one to adopt than that which
we have assumed to be the proper one, because there is no possible
means of carrying out or complying with that other meaning; but what
we contend for can be accomplished with great ease and convenience.
As in this law (for there is no objection to citing an imaginary
one for the sake of giving an instance, in order to the more easy
comprehension of the matter):--"Let not a prostitute have a golden
crown. If such a case exists, it must be confiscated." Now, in
opposition to a man who contended that that was to become public
property in accordance with this law, it might be argued, "that there
could be no way of making a prostitute public property, and there is
no intelligible meaning for the law if that is what is to be adopted
as its proper construction; but as to the confiscation of anything
made of gold, the management and the result is easy, and there is no
difficulty in it."
XLI. And it will be desirable also to pay diligent attention to this
point, whether if that sense is sanctioned which the opposite party
contends for, any more advantageous, or honourable, or necessary
object appears to have been omitted by the framer of the document in
question. That will be done if we can prove that the object which
we are attempting to prove is either honourable, or expedient, or
necessary; and if we can also assert that the interpretation which our
adversaries insist upon, is not at all entitled to such a character.
In the next place, if there is in the law itself any controversy
arising from any ambiguity, it will be requisite to take great care to
show that the meaning which our adversaries adopt is provided for in
some other law. But it will be very serviceable indeed to point out
how the testator would have expressed himself, if he had wished the
interpretation which the adversary puts upon his words to be carried
into execution or understood. As for instance, in this cause, the one,
I mean, in which the question is about the silver plate, the woman
might argue, "That there was no use in adding the words 'as may be
chosen,' if the matter was left to the selection of the heir; for if
no such words had been inserted, there could have been no doubt at all
that the heir might have given whatever he himself chose. So that it
was downright madness, if he wished to take precautions in favour of
his heir, to add words which might have been wholly left out without
such omission prejudicing his heir's welfare."
Wherefore, it will be exceedingly advisable to employ this species of
argument in such causes:--"If he had written with this intention he
would not have employed that word; he would not have placed that word
in that place;" for it is from such particulars as these that it is
easiest to collect the intention of the writer. In the next place, it
is necessary to inquire when the document was drawn up, in order that
it may be understood what it was likely that he should have wished
at such a time. Afterwards it will be advisable to point out, by
reference to the topics furnished by the deliberative argument, what
is more useful and what more honourable to the testator to write, and
to the adversary to prove; and it will be well for both parties to
employ common topics, if there is any room for extending either
argument.
XLII. A controversy arises with respect to the letter of the document
and to its meaning, when one party employs the very words which are
set down in the paper; and the other applies all his arguments to that
which he affirms that the framer of the document intended. But the
intention of the framer of the document must be proved by the man who
defends himself, by reference to that intention, to have always the
same object in view and the same meaning; and it must also, either
by reference to the action or to some result, be adapted to the time
which the inquiry concerns. It must be proved always to have the same
object in view, in this way:--"The head of a house, at a time when he
had no children, but had a wife, inserted this clause in his will: 'If
I have a son or sons born to me, he or they is or are to be my heir
or heirs.' Then follow the ordinary provisions. After that comes the
following clause: 'If my son dies before he comes into the property,
which is held in trust for him, then,' says the clause, 'you shall be
my reversionary heir.' He never has a son. His next of kin raise a
dispute with the man who is named as the heir, in the case of the
testator's son dying before he comes into the property which his
guardians are holding for him." In this case it cannot be said that
the meaning of the testator ought to be made to suit the time or some
particular result, because that intention alone is proved on which the
man who is arguing against the language of the will relies, in order
to defend his own right to the inheritance.
There is another class of topics which introduce the question as to
the meaning of expressions, in which the mere simple intention of the
framer is not endeavoured to be proved, for that has the same weight
with reference to every period and every action; but it is argued that
it ought to be interpreted with reference to some particular action,
or to some event happening at that particular time. And that is
especially supported by the divisions of the juridical assumptive mode
of investigation. For then the comparison is instituted; as in the
case of "a man who, though the law forbad the gates to be opened
by night, did open them in a certain war, and admitted some
reinforcements into the town, in order to prevent their being
overwhelmed by the enemy if they remained outside the gates; because
the enemy were encamped close to the walls." Then comes the retorting
of the charge; as in the case of "that soldier who, when the common
law of all men forbad any one to kill a man, slew his own military
tribune who was attempting to offer violence to him." Then comes
the exculpation; as in the case of "that man who, when the law had
appointed some particular days within which he was to proceed on his
embassy, did not set out because the quaestor did not furnish him with
money for his expenses." Then comes the admission of the fact by way
of purgation, and also by the excuse of ignorance; as "in the case of
the sacrificing a calf;" and with reference to compulsion, as "in the
case of the beaked ship;" and with reference to accident, as "in the
case of the sudden rise of the river Eurotas." Wherefore, it is best
that the meaning should be introduced in such a way, as that the
framer of the law should be proved to have intended some one definite
thing; else in such a way that he should be proved to have meant this
particular thing, under these circumstances, and at this time.
XLIII. He, therefore, who is defending the exact language of the law,
will generally be able to use all these topics; and will always be
able to use the greater part of them. First of all, he will employ a
panegyric of the framer of it, and the common topic that those who
are the judges have no business to consider anything except what
is expressly stated in the law; and so much the more if any legal
document be brought forward, that is to say, either the law itself,
or some portion of the law. Afterwards--and this is a point of the
greatest importance--he will employ a comparison of the action or of
the charge brought by the opposite party with the actual words of the
law; he will show what is contained in the law, what has been done,
what the judge has sworn. And it will be well to vary this topic in
many ways, sometimes professing to wonder in his own mind what can be
said against this argument; sometimes recurring to the duty of the
judge, and asking of him what more he can think it requisite to
hear, or what further he expects; sometimes by bringing forward
the adversary himself, as if in the position of a person making an
accusation; that is to say, by asking him whether he denies that the
law is drawn up in that manner, or whether he denies that he himself
has contravened it, or disputed it. If he denies either of these
points, then one must avow that one will say no more; if he denies
neither of them, and yet continues to urge his arguments in opposition
to one, then one must say that it is impossible for any one ever to
expect to see a more impudent man. And it will be well to dwell on
this point as if nothing besides were to be said, as if nothing could
be said in contradiction, by reciting several times over what is
written; by often contrasting the conduct of the adversary with what
is written; and sometimes by recurring vehemently to the topic of the
judge himself; in which one will remind the judge of what oath he has
taken, of what his conduct is bound to be; and urge that there are two
causes on account of which a judge is bound to hesitate, one if the
law be obscurely worded, the other if the adversary denies anything.
But as in this instance the wording of the law is plain, and the
adversary admits every fact that is alleged, the judge has now nothing
to do but to fulfil the law, and not to interpret it.
XLIV. When this point has been sufficiently insisted on, then it will
be advisable to do away with the effect of those things which the
adversary has been able to urge by way of objection. But such
objections will be made if the framer of the law can be absolutely
proved to have meant one thing, and written another; as in that
dispute concerning the will which we mentioned just now: or some
adventitious cause may be alleged why it was not possible or not
desirable to obey the written law minutely. If it is stated that the
framer of the law meant one thing, and wrote another, then he who
appeals to the letter of the law will say that it is our business not
to discuss the intention of a man who has left us a plain proof of
that intention, to prevent our having any doubt about it; and that
many inconveniences must ensue if the principle is laid down that we
may depart from the letter of the law. For that then those who frame
laws will not think that the laws which they are making will remain
firm; and those who are judges will have no certain principle to
follow if once they get into the habit of departing from the letter of
the law. But if the intention of the framer of the law is what is to
be looked at, then it is he, and not his adversaries, who relies on
the meaning of the lawgiver. For that that person comes much nearer to
the intention of the framer of a law who interprets it from his own
writings, than he who does not look at the meaning of the framer of
the law by that writing of his own which he has left to be as it were
an image of his meaning, but who investigates it under the guidance of
some private suspicions of his own.
If the party who stands on the meaning of the lawgiver brings forward
any reasons, then, in the first place, it will be necessary to reply
to those reasons; to urge how absurd it is for a man not to deny that
he has acted contrary to the law, but at the same time to give some
reason for having acted so. Then one will say too that all things are
turned upside down; that formerly prosecutors were in the habit of
trying to persuade the judges that the person who was being prosecuted
before them was implicated in some fault, and of alleging some reasons
which had instigated him to commit this fault; but that now the
accused person himself is giving the reasons why he has offended
against the laws. Then it will be proper to introduce this division,
each portion of which will have many lines of argument suitable to it:
in the first place, that there is no law with reference to which it
is allowable to allege any reasons contrary to the law; in the next
place, that if such a course is admissible in any law, this is such a
law that it is not admissible with respect to it; and lastly, that,
even if such reasons ever might be alleged, at all events this is not
such a reason.
XLV. The first part of the argument is confirmed by pretty nearly the
same topics as these: that the framer of the law was not deficient in
either ability, or pains, or any faculty requisite to enable him to
express plainly what his intention was; that it would not have been
either displeasing or difficult to him to insert such an exception as
that which the opposite party contends for in his law, if he thought
any exception requisite; and in fact, that those people who frame
laws often do insert clauses of exceptions. After that it is well to
enumerate some of the laws which have exceptional clauses attached to
them, and to take especial care to see whether in the law itself which
is under discussion there is any exception made in any chapter, or
whether the same man who framed this law has made exceptions in other
laws, so that it may be more naturally inferred that he would have
made exceptions in this one, if he had thought exceptions requisite;
and it will be well also to show that to admit of a reason for
violating the law is the same thing as abrogating the law, because
when once such a reason is taken into consideration it is no use to
consider it with reference to the law, inasmuch as it is not stated in
the law. And if such a principle is once laid down, then a reason for
violating the law, and a licence to do so, is given to every one, as
soon as they perceive that you as judges decide the matter in a way
which depends on the ability of the man who has violated the law, and
not with reference to the law which you have sworn to administer.
Then, too, one must point out that all principles on which judges are
to judge, and citizens are to live, will be thrown into confusion if
the laws are once departed from; for the judges will not have any
rules to follow, if they depart from what is set down in the law, and
no principles on which they can reprove others for having acted in
defiance of the law. And that all the rest of the citizens will be
ignorant what they are to do, if each of them regulates all his
actions according to his own ideas, and to whatever whim or fancy
comes into his head, and not according to the common statute law of
the state.
After that it will be suitable to ask the judges why they occupy
themselves at all with the business of other people;--why they allow
themselves to be harassed in discharging the offices of the republic,
when they might often spend the time in promoting their own ends and
private interests;--why they take an oath in a certain form;--why they
assemble at a regular time and go away at a regular time;--why no
one of them ever alleges any reason for being less frequent in his
discharge of his duty to the republic, except such as is set down in
some formal law as an exception. And one may ask, whether they think
it right that they should be bound down and exposed to so much
inconvenience by the laws, and at the same time allow our adversaries
to disregard the laws. After that it will be natural to put the
question to the judges whether, when the party accused himself
endeavours to set down in the law, as an exception, that particular
case in which he admits that he has violated the law, they will
consent to it. And to ask also, whether what he has actually done is
more scandalous and more shameless than the exception which he wishes
to insert in the law;--what indeed can be more shameless? Even if the
judges were inclined to make such an addition to the law, would the
people permit it? One might also press upon them that this is even a
more scandalous measure, when they are unable to make an alteration in
the language and letter of the law, to alter it in the actual facts,
and to give a decision contrary to it; and besides, that it is a
scandalous thing that anything should be taken from the law, or that
the law should be abrogated or changed in any part whatever, without
the people having any opportunity of knowing, or approving, or
disapproving of what is done; that such conduct is calculated to bring
the judges themselves into great odium; that it is not the proper time
nor opportunity for amending the laws; that this ought only to be
brought forward in an assembly of the people, and only to be done by
the people; that if they now do so, the speaker would like to know
who is the maker of the new law, and who are to obey it; that he
sees actions impending, and wishes to prevent them; that as all
such proceedings as these are exceedingly useless and abundantly
discreditable, the law, whatever it is like, ought, while it exists,
to be maintained by the judges, and hereafter, if it is disapproved
of, to be amended by the people. Besides this, if there were no
written law, we should take great trouble to find one; and we should
not place any confidence in that man, not even if he were in no
personal danger himself; but now, when there is a written law, it is
downright insanity to attend to what that man says who has violated
the law, rather than to the language of the law itself. By these and
similar arguments it is proved that it is not right to admit any
excuse which is contrary to the letter of the law.
XLVI. The second part is that in which it is desirable to prove that
if such a proceeding is right with respect to other laws, it is not
advisable with respect to this one. This will be shown if the
law appears to refer to matters of the greatest importance, and
usefulness, and honourableness, and sanctity; so that it is
disadvantageous, or discreditable, or impious not to obey the law as
carefully as possible in such a matter. Or the law may be proved to
have been drawn up so carefully, and such great diligence may be shown
to have been exercised in framing each separate provision of it, and
in making every exception that was allowable, that it is not at all
probable that anything proper to be inserted has been omitted in so
carefully considered a document.
The third topic is one exceedingly necessary for a man who is arguing
in defence of the letter of the law; by which it may be urged, that
even if it is decent for an excuse to be admitted contrary to
the letter of the law, still that excuse which is alleged by his
adversaries is of all others the least proper to be so alleged. And
this topic is necessary for him on this account,--because the man who
is arguing against the letter of the law ought always to have some
point of equity to allege on his side. For it is the greatest possible
impudence for a man who wishes to establish some point in opposition
to the exact letter of the law, not to attempt to fortify himself in
so doing, with the assistance of the law. If therefore the accuser in
any respect weakens the defence by this topic, he will appear in
every respect to have more justice and probability in favour of
his accusation. For all the former part of his speech has had this
object,--that the judges should feel it impossible, even if they
wished it, to avoid condemning the accused person; but this part has
for its object the making them wish to give such a decision, even if
it were not inevitable.
And that result will be obtained, if we use those topics by which
guilt may be proved not to be in the man who defends himself, by using
the topic of comparison, or by getting rid of the accusation, or by
recrimination, or by some species of confession, (concerning all which
topics we have already written with all the precision of which we were
capable,) and if we take those which the case will admit of for the
purpose of throwing discredit on the argument of our adversary;--or
if reasons and arguments are adduced to show why or with what design
those expressions were inserted in the law or will in question, so
that our side of the question may appear established by the meaning
and intention of the writer, and not only by the language which he has
employed. Or the fact may be proved by other statements and arguments.
XLVII. But any one who speaks against the letter of the law will first
of all introduce that topic by which the equity of the excuse is
proved; or he will point out with what feelings, with what design, and
on what account he did the action in question. And whatever excuse he
alleges he will defend according to some of the rules which I have
already given with respect to assumptions. And when he has dwelt on
this topic for some time, and set forth the principles of his conduct
and the equity of his cause in the most specious manner he can, he
will also add, in opposition to the arguments of his adversaries,
that it is from these topics for the most part that excuses which are
admissible ought to be drawn. He will urge that there is no law which
sanctions the doing of any disadvantageous or unjust action; that all
punishments which are enacted by the laws have been enacted for the
sake of chastising guilt and wickedness; that the very framer of the
laws, if he were alive, would approve of this conduct, and would
have done the very same thing himself if he had been in similar
circumstances. And that it is on this account that the framer of the
law appointed judges of a certain rank and age, in order that there
might be men, not capable merely of reading out what he had written,
which any boy might do, but able also to understand his thoughts and
to interpret his intentions. He will add, that that framer of the law,
if he had been intrusting the laws which he was drawing up to foolish
men and illiterate judges, would have set down everything with the
most scrupulous diligence; but, as it is, because he was aware what
sort of men were to be the judges, he did not put down many things
which appeared to him to be evident; and he expected that you would be
not mere readers of his writings, but interpreters of his intentions.
Afterwards he will proceed to ask his adversaries--"What would you
say if I had done so and so?" "What would you think if so and so had
happened?" "Suppose any one of those things had happened which would
have had a most unfailing excuse, or a most undeniable necessity,
would you then have prosecuted me?" But the law has nowhere made any
such exception. It follows, therefore, that it is not every possible
circumstance which is mentioned in the written law but that some
things which are self-evident are guarded against by unexpressed
exceptions. Then he will urge, that nothing could be carried on
properly either by the laws or by any written document whatever, or
even in daily conversation, or in the commands given in a private
household, if every one chose to keep his eyes on the exact language
of the order, and not to take into consideration the intentions of him
who uttered the order.
XLVIII. After that he will be able, by reference to the divisions
of usefulness and honour, to point out how inexpedient or how
dishonourable that would have been which the opposite party say ought
to have been done, or to be done now. And on the other hand, how
expedient and how honourable that is which we have done, or demand
should be done. In the next place, he will urge that we set a value on
our laws not on account of their wording, which is a slight and
often obscure indication of their intention, but on account of the
usefulness of those things concerning which they are written, and the
wisdom and diligence of those men who wrote them. Afterwards he will
proceed to describe what the law is, so that it shall appear to
consist of meanings, not of words; and that the judge may appear to be
obedient to the law, who follows its meaning and not its strict words.
After that he will urge how scandalous it is that he should have the
same punishment inflicted on him who has violated the law out of some
mere wickedness and audacity, as on the man who, on account of some
honourable or unavoidable reason, has departed not from the spirit of
the law, but from its letter. And by these and similar arguments
he will endeavour to prove that the excuse is admissible, and is
admissible in this law, and that the excuse which he himself is
alleging ought to be admitted.
And, as we said that this would be exceedingly useful to the man who
was relying on the letter of the law, to detract in some degree from
that equity which appeared to be on the side of the adversary; so also
it will be of the greatest advantage to the man who is speaking in
opposition to the letter of the law, to convert something of the exact
letter of the law to his own side of the argument, or else to show
that something has been expressed ambiguously. And afterwards, to
take that portion of the doubtful expression which may serve his own
purpose, and defend it; or else to introduce some definition of
a word, and to bring over the meaning of that word which seems
unfavourable to him to the advantage of his own cause, or else, from
what is set down in the law to introduce something which is not set
down by means of ratiocination, which we will speak of presently. But
in whatever matter, however little probable it may be, he defends
himself by an appeal to the exact letter of the law, even when his
case is full of equity, he will unavoidably gain a great advantage,
because if he can withdraw from the cause of the opposite party that
point on which it principally relies, he will mitigate and take off
the effect of all its violence and energy. But all the rest of the
common topics taken from the divisions of assumptive argument will
suit each side of the question. It will also be suitable for him whose
argument takes its stand on the letter of the law, to urge that laws
ought to be looked at, not with reference to the advantage of that man
who has violated them, but according to their own intrinsic value, and
that nothing ought to be considered more precious than the laws. On
the other side, the speaker will urge, that laws depend upon the
intention of the framer of them, and upon the general advantage,
not upon words, and also, how scandalous it is for equity to be
overwhelmed by a heap of letters, and defended in vain by the
intention of the man who drew up the law.
XLIX. But from contrary laws a controversy arises, when two or more
laws appear to be at variance with one another In this manner--There
is a law, "That he who has slain a tyrant shall receive the regard of
men who conquer at Olympia, and shall also ask whatever he pleases of
the magistrate, and the magistrate shall grant it to him." There is
also another law--"When a tyrant is slain, the magistrate shall also
put to death his five nearest relations." Alexander, who was the tyrant
of Pherse, a city in Thessaly, was slain by his own wife, whose name
was Thebe, at night, when he was in bed with her, she, as a reward,
demands the liberty of her son whom she had by the tyrant. Some say
that according to this law that son ought to be put to death. The
matter is referred to a court of justice. Now in a case of this
kind the same topics and the same rules will suit each side of the
question, because each party is bound to establish his own law, and
to invalidate the one contrary to it. First of all, therefore, it is
requisite to show the nature of the laws, by considering which law has
reference to more important, that is to say, to more honourable and
more necessary matters. From which it results, that if two or more,
or ever so many laws cannot all be maintained, because they are at
variance with one another, that one ought to be considered the most
desirable to be maintained, which appears to have reference to the
most important matters. Then comes the question also, which law was
passed last; for the newest law is the most important. And also, which
law enjoins anything, and which merely allows it; for that which is
enjoined is necessary, that which is allowed is optional. Also one
must consider by which law a penalty is appointed for the violation
of it; or which has the heaviest penalty attached to it; for that law
must be the most carefully maintained which is sanctioned by the most
severe penalties. Again, one must inquire which law enjoins, and which
forbids anything; for it often happens that the law which forbids
something appears by some exception as it were to amend the law which
commands something. Then, too, it is right to consider which law
comprehends the entire class of subjects to which it refers, and which
embraces only a part of the question; which may be applied generally
to many classes of questions, and which appears to have been framed to
apply to some special subject. For that which has been drawn up with
reference to some particular division of a subject, or for some
special purpose, appears to come nearer to the subject under
discussion, and to have more immediate connexion with the present
action. Then arises the question, which is the thing which according
to the law must be done immediately; which will admit of some delay or
slackness in the execution. For it is right that that should be done
first which must be done immediately. In the next place, it is well to
take pains that the law one is advocating shall appear to depend on
its own precise language; and that the law with a contrary sense
should appear to be introduced with a doubtful interpretation, or by
some ratiocination or definition, in order that that law which is
expressed in plain language may appear to be the more solemn and
efficient. After that it will be well to add the meaning of the law
which is on one's own side according to the strict letter of it; and
also to explain the opposite law so as to make it appear to have
another meaning, in order that, if possible, they may not seem to be
inconsistent with one another. And, last of all, it will be a good
thing, if the cause shall afford any opportunity for so doing, to take
care that on our principles both the laws may seem to be upheld, but
that on the principle contended for by our adversaries one of them
must be put aside. It will be well also to consider all the common
topics and those which the cause itself furnishes, and to take them
from the most highly esteemed divisions of the subjects of expediency
and honour, showing by means of amplification which law it is most
desirable to adhere to.
L. From ratiocination there arises a controversy when, from what
is written somewhere or other, one arrives at what is not written
anywhere; in this way:--"If a man is mad, let those of his family and
his next of kin have the regulation of himself and of his property."
And there is another law--"In whatever manner a head of a family has
made his will respecting his family and his property, so let it be."
And another law--"If a head of a family dies intestate, his family
and property shall belong to his relations and to his next of kin." A
certain man was convicted of having murdered his father. Immediately,
because he was not able to escape, wooden shoes were put upon his
feet, and his mouth was covered with a leathern bag, and bound fast,
then he was led away to prison, that he might remain there while a bag
was got ready for him to be put into and thrown into a river. In
the meantime some of his friends bring tablets to the prison, and
introduce witnesses also; they put down those men as his heirs whom he
himself desires; the will is sealed; the man is afterwards executed.
There is a dispute between those who are set down as his heirs in the
will, and his next of kin, about his inheritance. In this instance
there is no positive law alleged which takes away the power of making
a will from people who are in such a situation. But from other laws,
both those which inflict a punishment of this character on a man
guilty of such a crime, and those, too, which relate to a man's power
of making a will, it is possible to come by means of ratiocination to
a conclusion of this sort, that it is proper to inquire whether he had
the power of making a will.
But we think that these and such as these are the common topics
suitable to an argument of this description. In the first place, a
panegyric upon, and a confirmation of that writing which you are
producing. Then a comparison of the matter which is the subject of
discussion, with that which is a settled case, in such a manner that
the case which is under investigation may appear to resemble that
about which there are settled and notorious rules. After that, one
will express admiration, (by way of comparison), how it can happen
that a man who admits that this is fair, can deny that other thing,
which is either more equitable still, or which rests on exactly
similar principles; then, too, one will contend that the reason why
there is no precise law drawn up for such a case, is because, as there
was one in existence applicable to the other case, the framer of that
law thought that no one could possibly entertain a doubt in this case;
and afterwards it will be well to urge that there are many cases not
provided for in many laws, which beyond all question were passed over
merely because the rule as to them could be so easily collected out
of the other cases which were provided for; and last of all, it is
necessary to point out what the equity of the case requires, as is
done in a plain judicial case.
But the speaker who is arguing on the other side is bound to try and
invalidate the comparison instituted, which he will do if he can show
that that which is compared is different from that with which it is
compared in kind, in nature, in effect, in importance, in time, in
situation, in character, in the opinion entertained of it; if it is
shown also in what class that which is adduced by way of comparison
ought to stand, and in what rank that also ought to be considered, for
the sake of which the other thing is mentioned. After that, it will be
well to point out how one case differs from the other, so that it does
not seem that any one ought to have the same opinion of both of them.
And if he himself also is able to have recourse to ratiocination, he
must use the same ratiocination which has been already spoken of. If
he cannot, then he will declare that it is not proper to consider
anything except what is written; that all laws are put in danger if
comparisons are once allowed to be instituted; that there is hardly
anything which does not seem somewhat like something else; that when
there are many circumstances wholly dissimilar, still there are
separate laws for each individual case; and that all things can be
proved to be like or unlike to each other. The common topics derived
from ratiocination ought to arrive by conjecture from that which is
written to that which is not written; and one may urge that no one can
embrace every imaginable case in a written law, but that he frames a
law best who takes care to make one thing understood from another. One
may urge, too, that in opposition to a ratiocination of this sort,
conjecture is no better than a divination, and that it would be a
sign of a very stupid framer of laws not to be able to provide for
everything which he wished to.
LI. Definition is when a word is set down in a written document, whose
exact meaning is inquired into, in this manner:--There is a law,
"Whoever in a severe tempest desert their ship shall be deprived of
all their property; the ship and the cargo shall belong to those men
who remain by the ship." Two men, when they were sailing on the open
sea, and when the ship belonged to one of them and the cargo to
another, noticed a shipwrecked man swimming and holding out his hands
to them. Being moved with pity they directed the ship towards him, and
took the man into their vessel. A little afterwards the storm began to
toss them also about very violently, to such a degree that the owner
of the ship, who was also the pilot, got into a little boat, and from
that he guided the ship as well as he could by the rope by which the
boat was fastened to the ship, and so towed along; but the man to whom
the cargo belonged threw himself on his sword in despair. On this
the shipwrecked man took the helm and assisted the ship as far as he
could. But after the waves went down and the tempest abated, the ship
arrived in harbour. But the man who had fallen on his sword turned out
to be but slightly wounded, and easily recovered of his wound. And
then every one of these three men claimed the ship and cargo for his
own. Every one of them relies on the letter of the law to support
their claim, and a dispute arises as to the meaning of the words.
For they seek to ascertain by definitions what is the meaning of the
expressions "to abandon the ship," "to stand by the ship," and even
what "the ship" itself is. And the question must be dealt with with
reference to all the same topics as are employed in a statement of the
case which turns upon a definition.
Now, having explained all those argumentations which are adapted to
the judicial class of causes, we will proceed in regular order to
give topics and rules for the deliberative and demonstrative class
of arguments; not that there is any cause which is not at all times
conversant with some statement of the case or other; but because there
are nevertheless some topics peculiar to these causes, not separated
from the statement of the case, but adapted to the objects which are
more especially kept in view by these kinds of argumentation.
For it seems desirable that in the judicial kind the proper end
is equity; that is to say, some division of honesty. But in the
deliberative kind Aristotle thinks that the proper object is
expediency; we ourselves, that it is expediency and honesty combined.
In the demonstrative kind it is honesty only. Wherefore, in this kind
of cause also, some kinds of argumentation will be handled in a common
manner, and in similar ways to one another. Some will be discussed
more separately with reference to their object, which is what we must
always keep in view in every kind of speech. And we should have no
objection to give an example of each kind of statement of the case, if
we did not see that, as obscure things are made more plain by speaking
of them, so also things which are plain are sometimes made more
obscure by a speech. At present let us go on to precepts of
deliberation.
LII. Of matters to be aimed at there are three classes; and on the
other hand there is a corresponding number of things to be avoided.
For there is something which of its own intrinsic force draws us to
itself, not catching us by any idea of emolument, but alluring us by
its own dignity. Of this class are virtue, science, truth. And there
is something else which seems desirable, not on account of its own
excellence or nature, but on account of its advantage and of the
utility to be derived from it--such as money. There are also some
things formed of parts of these others in combination, which allure us
and draw us after them by their own intrinsic character and dignity,
and which also hold out some prospect of advantage to us, to induce
us to seek it more eagerly, as friendship, and a fair reputation;
and from these their opposites will easily be perceived, without our
saying anything about them.
But in order that the principle may be explained in the more simple
way, the rules which we have laid down shall be enumerated briefly.
For those which belong to the first kind of discussion are called
honourable things; those which belong to the second, are called useful
things; but this third thing, because it contains some portion of what
is honourable, and because the power of what is honourable is the more
important part, is perceived to be altogether a compound kind, made up
of a twofold division; still it derives its name from its better part,
and is called honourable. From this it follows, that there are these
parts in things which are desirable,--what is honourable, and what is
useful. And these parts in things which are to be avoided,--what is
dishonourable, and what is useless. Now to these two things there
are two other important circumstances to be added,--necessity and
affection: the one of which is considered with reference to force, the
other with reference to circumstances and persons. Hereafter we will
write more explicitly about each separately. At present we will
explain first the principles of what is honourable.
LIII. That which either wholly or in some considerable portion of it
is sought for its own sake, we call honourable: and as there are two
divisions of it, one of which is simple and the other twofold, let us
consider the simple one first. In that kind, then, virtue has embraced
all things under one meaning and one name; for virtue is a habit
of the mind, consistent with nature, and moderation, and reason.
Wherefore, when we have become acquainted with all its divisions, it
will be proper to consider the whole force of simple honesty.
It has then four divisions--prudence, justice, fortitude, and
temperance. Prudence is the knowledge of things which are good, or
bad, or neither good nor bad. Its parts are memory, intelligence,
and foresight. Memory is that faculty by which the mind recovers the
knowledge of things which have been. Intelligence is that by which it
perceives what exists at present. Foresight is that by which anything
is seen to be about to happen, before it does happen. Justice is a
habit of the mind which attributes its proper dignity to everything,
preserving a due regard to the general welfare. Its first principles
proceed from nature. Subsequently some practices became established by
universal custom, from a consideration of their utility; afterwards
the fear of the laws and religion sanctioned proceedings which
originated in nature, and had been approved of by custom.
Natural law is that which has not had its origin in the opinions of
men, but has been implanted by some innate instinct, like religion,
affection, gratitude, revenge, attention to one's superiors, truth.
Religion is that which causes men to pay attention to, and to respect
with fixed ceremonies, a certain superior nature which men call
divine nature. Affection is that feeling under the influence of which
kindness and careful attention is paid to those who are united to us
by ties of blood, or who are devoted to the service of their country.
Gratitude is that feeling in which the recollection of friendship,
and of the services which we have received from another, and the
inclination to requite those services, is contained. Revenge is that
disposition by which violence and injury, and altogether everything
which can be any injury to us, is repelled by defending oneself from
it, or by avenging it. Attention is that feeling by which men obey
when they think those who are eminent for worth or dignity, worthy of
some special respect and honour. Truth is that by which those things
which are, or which have been previously, or which are about to
happen, are spoken of without any alteration.
LIV. Conventional law is a principle which has either derived its
origin in a slight degree from nature, and then has been strengthened
by habit, like religion; or, if we see any one of those things which
we have already mentioned as proceeding from nature strengthened by
habit; or, if there is anything to which antiquity has given the
force of custom with the approbation of everybody: such as covenants,
equity, cases already decided. A covenant is that which is agreed upon
between two parties; equity is that which is equally just for every
one; a case previously decided is one which has been settled by the
authoritative decision of some person or persons entitled to pronounce
it.
Legal right is that which is contained in that written form which is
delivered to the people to be observed by them.
Fortitude is a deliberate encountering of danger and enduring of
labour. Its parts are magnificence, confidence, patience, and
perseverance. Magnificence is the consideration and management of
important and sublime matters with a certain wide-seeing and splendid
determination of mind. Confidence is that feeling by which the mind
embarks in great and honourable courses with a sure hope and trust in
itself. Patience is a voluntary and sustained endurance, for the
sake of what is honourable or advantageous, of difficult and painful
labours. Perseverance is a steady and lasting persistence in a
well-considered principle.
Temperance is the form and well-regulated dominion of reason over lust
and other improper affections of the mind. Its parts are continence,
clemency, and modesty. Continence is that by which cupidity is kept
down under the superior influence of wisdom. Clemency is that by which
the violence of the mind, when causelessly excited to entertain hatred
against some one else, is restrained by courtesy. Modesty is that
feeling by which honourable shame acquires a valuable and lasting
authority. And all these things are to be sought for themselves, even
if no advantage is to be acquired by them. And it neither concerns our
present purpose to prove this, nor is it agreeable to our object of
being concise in laying down our rules.
But the things which are to be avoided for their own sake, are not
those only which are the opposites to these; as indolence is to
courage, and injustice to justice; but those also which appear to
be near to and related to them, but which, in reality, are very far
removed from them. As, for instance, diffidence is the opposite to
confidence, and is therefore a vice; audacity is not the opposite of
confidence, but is near it and akin to it, and, nevertheless, is also
a vice. And in this manner there will be found a vice akin to every
virtue, and either already known by some particular name--as audacity,
which is akin to confidence; pertinacity, which is bordering on
perseverance; superstition, which is very near religion,--or in
some cases it has no fixed name. And all these things, as being the
opposites of what is good, we class among things to be avoided. And
enough has now been said respecting that class of honourable things
which is sought in every part of it for itself alone.
LV. At present it appears desirable to speak of that in which
advantage is combined with honour, and which still we style simply
honourable. There are many things, then, which allure us both by their
dignity and also by the advantage which may be derived from them:
such as glory, dignity, influence, friendship. Glory is the fact of
a person's being repeatedly spoken of to his praise; dignity is the
honourable authority of a person, combined with attention and honour
and worthy respect paid to him. Influence is a great abundance of
power or majesty, or of any sort of resource. Friendship is a desire
to do service to any one for the sake of the person himself to whom
one is attached, combined with a corresponding inclination on his part
towards oneself. At present, because we are speaking of civil causes,
we add the consideration of advantage to friendship, so that it
appears a thing to be sought for the sake of the advantage also:
wishing to prevent those men from blaming us who think that we are
including every kind of friendship in our definition.
But although there are some people who think that friendship is only
to be desired on account of the advantage to be derived from it; some
think it is to be desired for itself alone; and some, that it is to be
desired both for its own sake and for the sake of the advantage to be
derived from it. And which of these statements is the most true, there
will be another time for considering. At present it may be laid down,
as far as the orator is concerned, that friendship is a thing to be
desired on both accounts. But the consideration of the different
kinds of friendship, (since they are partly formed on religious
considerations, and partly not; and because some friendships are old,
and some new; and because some originated in kindness shown by our
friends to us, and some in kindness shown by ourselves to them; and
because some are more advantageous, and others less,) must have
reference partly to the dignity of the causes in which it originates,
partly to the occasion when it arises, and also to the services done,
the religious motives entertained, and its antiquity.
LVI. But the advantages consist either in the thing itself, or in
extraneous circumstances; of which, however, by far the greater
portion is referable to personal advantage; as there are some
things in the republic which, so to say, refer to the person of the
state,--as lands, harbours, money, fleets, sailors, soldiery, allies;
by all which things states preserve their safety and their liberty.
There are other things also which make a thing more noble looking,
and which still are less necessary; as the splendid decorating and
enlarging of a city, or an extraordinary amount of wealth, or a great
number of friendships and alliances. And the effect of all these
things is not merely to make states safe and free from injury, but
also noble and powerful. So that there appears to be two divisions of
usefulness,--safety and power. Safety is the secure and unimpaired
preservation of a sound state. Power is a possession of things
suitable to preserving what is one's own, and to acquiring what
belongs to another. And in all those things which have been already
mentioned, it is proper to consider what is difficult to be done, and
what can be done with ease. We call that a thing easy to be done,
which can be done without great labour, or expense, or annoyance, or
perhaps without any labour, expense, or annoyance at all, and in the
shortest possible time. But that we call difficult to be done which,
although it requires labour, expense, trouble and time, and has every
possible characteristic of difficulty about it, or, at all events, the
most numerous and most important ones, still, when these difficulties
are encountered, can be completed and brought to an end.
Since, then, we have now discussed what is honourable and what is
useful, it remains for us to say a little of those things which we
have said are attached to these other things; namely, affection and
necessity.
LVII. I think, then, that necessity means that which cannot be
resisted by any power; that which cannot be softened nor altered. And
that this may be made more plain, let us examine into the meaning of
it by the light of examples, so as to see what its character and how
great its power is. "It is necessary that anything made of wood must
be capable of being burnt with fire. It is necessary that a mortal
body should at some time or other die." And it is so necessary, that
that power of necessity which we were just now describing requires it;
which cannot by any force whatever be either resisted, or weakened,
or altered. Necessities of this kind, when they occur in oratory, are
properly called necessities; but if any difficult circumstances arise,
then we shall consider in the previous examination whether it, the
thing in question, be possible to be done. And it seems to me, that
I perceive that there are some kinds of necessity which admit of
additions, and some which are simple and perfect in themselves. For
we say in very different senses:--"It is necessary for the people of
Casilinum to surrender themselves to Hannibal;" and, "It is necessary
that Casilinum should come into the power of Hannibal." In the one
case, that is, in the first case, there is this addition to the
proposition:--"Unless they prefer perishing by hunger." For if they
prefer that, then it is not necessary for them to surrender. But in
the latter proposition such an addition has no place; because whether
the people of Casilinum choose to surrender, or prefer enduring hunger
and perishing in that manner, still it is necessary that Casilinum
must come into the power of Hannibal. What then can be effected by
this division of necessity? I might almost say, a great deal, when the
topic of necessity appears such as may be easily introduced. For when
the necessity is a simple one, there will be no reason for our making
long speeches, as we shall not be able by any means to weaken it; but
when a thing is only necessary provided we wish to avoid or to obtain
something, then it will be necessary to state what advantage or what
honour is contained in that addition. For if you will take notice,
while inquiring what this contributes to the advantage of the state,
you will find that there is nothing which it is necessary to do,
except for the sake of some cause which we call the adjunct. And,
in like manner, you will find that there are many circumstances of
necessity to which a similar addition cannot be made; of such sort
are these:--"It is necessary that mortal men should die;" without
any addition:--"It is not necessary for men to take food;" with this
exception,--"Unless they have an objection to dying of hunger."
Therefore, as I said before, it will be always proper to take into
consideration the character of that exception which is added to the
original proposition. For it will at all times have this influence,
that either the necessity must be explained with reference to what is
honourable, in this manner:--"It is necessary, if we wish to live
with honour;" or with reference to safety, in this manner:--"It is
necessary, if we wish to be safe;" or with reference to convenience,
in this manner:--"It is necessary, if we are desirous to live without
annoyance."
LVIII. And the greatest necessity of all appears to be that which
arises from what is honourable; the next to it is that which arises
from considerations of safety; the third and least important is that
which has ideas of convenience involved in it. But this last can
never be put in comparison with the two former. But it is often
indispensable to compare these together; so that although honour is
more precious than safety, there is still room to deliberate which one
is to consult in the greatest degree. And as to this point, it appears
possible to give a settled rule which may be of lasting application.
For in whatever circumstances it can happen by any possibility that
while we are consulting our safety, that slight diminution of honesty
which is caused by our conduct may be hereafter repaired by virtue and
industry, then it seems proper to have a regard for our safety. But
when that does not appear possible, then we must think of nothing but
what is honourable. And so in a case of that sort when we appear to be
consulting our safety, we shall be able to say with truth that we
are also keeping our eyes fixed on what is honourable, since without
safety we can never attain to that end. And in these circumstances it
will be desirable to yield to another, or to put oneself in another's
place, or to keep quiet at present and wait for another opportunity.
But when we are considering convenience, it is necessary to consider
this point also,--whether the cause, as far as it has reference to
usefulness, appears of sufficient importance to justify us in taking
anything from splendour or honour. And while speaking on this topic,
that appears to me to be the main thing, that we should inquire what
that is which, whether we are desirous of obtaining or avoiding it,
is something necessary; that is to say, what is the character of the
addition; in order that, according as the matter is found to be, so we
may exert ourselves, and consider the most important circumstances as
being also the most necessary.
Affection is a certain way of looking at circumstances either with
reference to the time, or to the result, or management of affairs, or
to the desires of men, so that they no longer appear to be such as
they were considered previously, or as they are generally in the habit
of being considered. "It appears a base thing to go over to the enemy;
but not with the view which Ulysses had when he went over. And it is a
useless act to throw money into the sea; but not with the design
which Aristippus had when he did so." There are, therefore, some
circumstances which may be estimated with reference to the time at
which and the intention with which they are done; and not according to
their own intrinsic nature. In all which cases we must consider what
the times require, or what is worthy of the persons concerned; and we
must not think merely what is done, but with what intention, with what
companions, and at what time, it is done. And from these divisions of
the subject, we think that topics ought to be taken for delivering
one's opinion.
LIX. But praise and blame must be derived from those topics which
can be employed with respect to persons, and which we have already
discussed. But if any one wishes to consider them in a more separate
manner, he may divide them into the intention, and the person of the
doer, and extraneous circumstances. The virtue of the mind is that
concerning the parts of which we have lately spoken; the virtues
of the body are health, dignity, strength, swiftness. Extraneous
circumstances are honour, money, relationship, family, friends,
country, power, and other things which are understood to be of a
similar kind. And in all these, that which is of universal validity
ought to prevail here; and the opposites will be easily understood as
to their description and character.
But in praising and blaming, it will be desirable to consider not
so much the personal character of, or the extraneous circumstances
affecting the person of whom one is speaking, as how he has availed
himself of his advantages. For to praise his good fortune is folly,
and to blame it is arrogance; but the praise of a man's natural
disposition is honourable, and the blame of it is a serious thing.
Now, since the principles of argumentation in every kind of cause have
been set forth, it appears that enough has been said about invention,
which is the first and most important part of rhetoric. Wherefore,
since one portion of my work has been brought down to its end from the
former book; and since this book has already run to a great length,
what remains shall be discussed in subsequent books.
[_The two remaining books are lost_.]
THE ORATOR OF M.T. CICERO. ADDRESSED TO MARCUS BRUTUS.
This work was composed by Cicero soon after the battle of Pharsalia,
and it was intended by him to contain the plan of what he himself
considered to be the most perfect style of eloquence. In his Epistles
to his Friends (vi. 18.) he tells Lepta that he firmly believed that
he had condensed all his knowledge of the art of oratory in what he
had set forth in this book.
I. I have, O Brutus, hesitated a long time and often as to whether
it was a more difficult and arduous business to refuse you, when
constantly requesting the same favour, or to do what you desired me to
do. For to refuse a man to whom I was attached above all men, and whom
I knew also to be most entirely devoted to me, especially when he was
only asking what was reasonable, and desiring what was honourable to
me, appeared to me to be very harsh conduct; and to undertake a matter
of such importance as was not only difficult for any man to have the
ability to execute in an adequate manner, but hard even to think of
in a way suited to its importance, appeared to me to be scarcely
consistent with the character of a man who stood in awe of the reproof
of wise and learned men. For what is there more important than, when
the dissimilarity between good orators is so great, to decide which is
the best sort and as it were the best form of eloquence?
However, since you repeat your entreaties, I will attempt the task,
not so much from any hope that I entertain of accomplishing it, as
from my willingness to attempt it. For I had rather that you should
find fault with my prudence in thus complying with your eager desire,
than with my friendship in refusing to attempt it.
You ask me then, and indeed you are constantly asking me, what kind
of eloquence I approve of in the highest degree, and which sort of
oratory I consider that to which nothing can be added, and which I
therefore think the highest and most perfect kind. And in answering
this question I am afraid lest, if I do what you wish, and give you an
idea of the orator whom you are asking for, I may check the zeal of
many, who, being discouraged by despair, will not make an attempt at
what they have no hope of succeeding in. But it is good for all men to
try everything, who have ever desired to attain any objects which are
of importance and greatly to be desired. But if there be any one who
feels that he is deficient either in natural power, or in any eminent
force of natural genius, or that he is but inadequately instructed in
the knowledge of important sciences, still let him hold on his course
as far as he can. For if a man aims at the highest place, it is very
honourable to arrive at the second or even the third rank. For in
the poets there is room not only for Homer (to confine myself to the
Greeks), or for Archilochus, or Sophocles, or Pindar, but there is
room also for those who are second to them, or even below the second.
Nor, indeed, did the nobleness of Plato in philosophical studies deter
Aristotle from writing; nor did Aristotle himself, by his admirable
knowledge and eloquence, extinguish the zeal in those pursuits of all
other men.
II. And it is not only the case that eminent men have not been
deterred by such circumstances from the highest class of studies, but
even those artists have not renounced their art who have been unable
to equal the beauty of the Talysus[58] which we have seen at Rhodes,
or of the Coan Venus. Nor have subsequent sculptors been so far
alarmed at the statue of the Olympian Jove, or of the Shield-bearer,
as to give up trying what they could accomplish, or how far they could
advance; and, indeed, there has been so vast a multitude of those men,
and each of them has obtained so much credit in his own particular
walk, that, while we admire the most perfect models, we have also
approbation to spare for those who come short of them.
But in the case of orators--I mean Greek orators--it is a marvellous
thing how far one is superior to all the rest. And yet when
Demosthenes flourished there were many illustrious orators, and so
there were before his time, and the supply has not failed since. So
that there is no reason why the hopes of those men, who have devoted
themselves to the study of eloquence, should be broken, or why
their industry should languish. For even the very highest pitch of
excellency ought not to be despaired of; and in perfect things those
things are very good which are next to the most perfect.
And I, in depicting a consummate orator, will draw a picture of such
an one as perhaps never existed. For I am not asking who he was, but
what that is than which nothing can be more excellent. And perhaps the
perfection which I am looking for does not often shine forth, (indeed
I do not know whether it ever has been seen,) but still in some degree
it may at times be discoverable, among some nations more frequently,
and among others more sparingly. But I lay down this position, that
there is nothing of any kind so beautiful which has not something more
beautiful still from which it is copied,--as a portrait is from a
person's face,--though it can neither be perceived by the eyes or
ears, or by any other of the senses; it is in the mind only, and by
our thoughts, that we embrace it. Therefore, though we have never seen
anything of any kind more beautiful than the statues of Phidias and
than those pictures which I have named, still we can imagine something
more beautiful. Nor did that great artist, when he was making the
statue of Jupiter or of Minerva, keep in his mind any particular
person of whom he was making a likeness; but there dwelt in his mind
a certain perfect idea of beauty, which he looked upon, and fixed
his eyes upon, and guided his art and his hand with reference to the
likeness of that model.
III. As therefore there is in forms and figures something perfect and
superexcellent, the appearance of which is stamped in our minds so
that we imitate it, and refer to it everything which falls under our
eyes; so we keep in our mind an idea of perfect eloquence, and seek
for its resemblance with our ears.
Now Plato, that greatest of all authors and teachers, not only of
understanding, but also of speaking, calls those forms of things
ideas; and he affirms that they are not created, but that they
exist from everlasting, and are kept in their places by reason and
intelligence: that all other things have their rising and setting,
their ebb and flow, and cannot continue long in the same condition.
Whatever there is, therefore, which can become a subject of discussion
as to its principle and method, is to be reduced to the ultimate form
and species of its class.
And I see that this first beginning of mine is derived not from the
discussions of orators, but from the very heart of philosophy, and
that it is old-fashioned and somewhat obscure, and likely to incur
some blame, or at all events to provoke some surprise. For men will
either wonder what all this has to do with that which is the subject
of our inquiry, and they will be satisfied with understanding the
nature of the facts, so that it may not seem to be without reason that
we have traced their origin so far back; or else they will blame
us for hunting out for unaccustomed paths, and abandoning those in
ordinary use.
But I am aware that I often appear to say things which are novel, when
I am in reality saying what is very old, only not generally known.
And I confess that I have been made an orator, (if indeed I am one at
all,) or such as I am, not by the workshops of the rhetoricians, but
by the walks of the Academy. For that is the school of manifold and
various discourses, in which first of all there are imprinted the
footsteps of Plato. But the orator is to a great extent trained and
assisted by his discussions and those of other philosophers. For all
that copiousness, and forest, as it were, of eloquence, is derived
from those men, and yet is not sufficient for forensic business;
which, as these men themselves used to say, they left to more rustic
muses. Accordingly this forensic eloquence, being despised and
repudiated by philosophy, has lost many great and substantial helps;
but still, as it is embellished with flowery language and well-turned
periods, it has had some popularity among the people, and has had no
reason to fear the judgment or prejudice of a few. And so popular
eloquence has been lost to learned men, and elegant learning to
eloquent ones.
IV. Let this then be laid down among the first principles, (and it
will be better understood presently,)--that the eloquent man whom we
are looking for cannot be rendered such without philosophy. Not indeed
that there is everything necessary in philosophy, but that it is of
assistance to an orator as the wrestling-school is to an actor; for
small things are often compared with great ones. For no one can
express wide views, or speak fluently on many and various subjects,
without philosophy. Since also, in the Phaedrus of Plato, Socrates says
that this is what Pericles was superior to all other orators in, that
he had been a pupil of Anaxagoras the natural philosopher. And it was
owing to him, in his opinion, (though he had learnt also many other
splendid and admirable accomplishments,) that he was so copious and
imaginative, and so thoroughly aware--which is the main thing in
eloquence--by what kinds of speeches the different parts of men's
minds are moved.
And we may draw the same conclusion from the case of Demosthenes; from
whose letters it may be gathered what a constant pupil of Plato's
he was. Nor, indeed, without having studied in the schools of
philosophers, can we discern the genus and species of everything; nor
explain them by proper definitions; nor distribute them into their
proper divisions; nor decide what is true and what is false; nor
discern consequences, perceive inconsistencies, and distinguish what
is doubtful. Why should I speak of the nature of things, the knowledge
of which supplies such abundance of topics to oratory? or of life, and
duty, and virtue, and manners? for what of all these things can be
either spoken of or understood without a long study of those matters?
V. To these numerous and important things there are to be added
innumerable ornaments, which at that time were only to be derived from
those men who were accounted teachers of oratory. The consequence is,
that no one applies himself to that genuine and perfect eloquence,
because the study requisite for understanding those matters is
different from that which enables me to speak of them; and because it
is necessary to go to one class of teachers to understand the things,
and to another to learn the proper language for them. Therefore Marcus
Antonius, who in the time of our fathers was considered to be the most
eminent of all men alive for eloquence, a manly nature very acute and
eloquent, in that one treatise which he has left behind him, says that
he has seen many fluent speakers, but not one eloquent orator, in
truth, he had in his mind a model of eloquence which in his mind he
saw, though he could not behold it with his eyes. But he, being a man
of the most acute genius, (as indeed he was,) and feeling the want of
many things both in himself and other men, saw absolutely no one who
had fairly a right to be called eloquent. But if he did not think
either himself or Lucius Crassus eloquent, then he certainly must
have had in his mind some perfect model of eloquence; and as that
had nothing wanting, he felt himself unable to include those who had
anything or many things wanting in that class.
Let us then, O Brutus, if we can, investigate the nature of this man
whom Antonius never beheld, or who perhaps has never even existed; and
if we cannot imitate and copy him exactly, (which indeed Antonius said
was scarcely possible for a god to do,) still we may perhaps be able
to explain what he ought to be like.
VI. There are altogether three different kinds of speaking, in each of
which there have been some eminent men; but very few (though that is
what we are now looking for) who have been equally eminent in all. For
some have been grandiloquent men, (if I may use such an expression,)
with an abundant dignity of sentiments and majesty of language,
--vehement, various, copious, authoritative; well adapted and prepared
to make an impression on and effect a change in men's feelings: an
effect which some have endeavoured to produce by a rough, morose,
uncivilized sort of speaking, not elaborated or wrought up with any
care; and others employ a smooth, carefully prepared, and well rounded
off style.
On the other hand, there are men neat, acute, explaining everything,
and making matters clearer, not nobler, polished up with a certain
subtle and compressed style of oratory; and in the same class there
are others, shrewd, but unpolished, and designedly resembling rough
and unskilful speakers; and some who, with the same barrenness and
simplicity, are still more elegant, that is to say, are facetious,
flowery, and even slightly embellished.
But there is another class, half-way between these two, and as it were
compounded of both of them, endowed neither with the acuteness of the
last-mentioned orators, nor with the thunder of the former; as a sort
of mixture of both, excelling in neither style; partaking of both, or
rather indeed (if we would adhere to the exact truth) destitute of all
the qualifications of either. Those men go on, as they say, in one
uniform tenor of speaking, bringing nothing except their facility and
equalness of language; or else they add something, like reliefs on a
pedestal, and so they embellish their whole oration, with trifling
ornaments of words and ideas.
VII. Now, whoever have by themselves arrived at any power in each of
these styles of oratory, have gained a great name among orators; but
we must inquire whether they have sufficiently effected what we want.
For we see that there have been some men who have been ornate and
dignified speakers, being at the same time shrewd and subtle arguers.
And I wish that we were able to find a model of such an orator among
the Latins. It would be a fine thing not to be forced to have recourse
to foreign instances, but to be content with those of our own country.
But though in that discourse of mine which I have published in the
Brutus, I have attributed much credit to the Latins,--partly
to encourage others, and partly out of affection for my own
countrymen,--I still recollect that I by far prefer Demosthenes to all
other men, inasmuch as he adapted his energy to that eloquence which
I myself feel to be such, and not to that which I have ever had any
experience of in any actual instance. He was an orator than whom
there has never existed one more dignified, nor more wise, nor more
temperate. And therefore it is well that we should warn those men
whose ignorant conversation is getting to have some notoriety and
weight, who wish either to be called Attic speakers, or who really
wish to speak in the Attic style, to fix their admiration on this man
above all others, than whom I do not think Athens itself more Attic.
For by so doing they may learn what Attic means, and may measure
eloquence by his power and not by their own weakness; for at present
every one praises just that which he thinks that he himself is able
to imitate. But still I think it not foreign to my present subject to
remind those who are endowed with but a weak judgment, what is the
peculiar merit of the Attic writers.
VIII. The prudence of the hearers has always been the regulator of
the eloquence of the orators. For all men who wish to be approved of,
regard the inclination of those men who are their hearers, and form
and adapt themselves entirely which of the Greek rhetoricians
ever drew any of his rules from Thucydides? Oh, but he is praised
universally. I admit that, but it is on the ground that he is a wise,
conscientious, dignified relater of facts, not that he was pleading
causes before tribunals, but that he was relating wars in a history.
Therefore, he was never accounted an orator; nor, indeed, should we
have ever heard of his name if he had not written a history, though he
was a man of eminently high character and of noble birth. But no one
ever imitates the dignity of his language or of his sentiments, but
when they have used some disjointed and unconnected expressions, which
they might have done without any teacher at all, then they think that
they are akin to Thucydides. I have met men too who were anxious to
resemble Xenophon, whose style is, indeed, sweeter than honey, but as
unlike as possible to the noisy style of the forum.
X Let us then return to the subject of laying a foundation for
the orator whom we desire to see, and of furnishing him with that
eloquence which Antonius had never found in any one. We are, O Brutus,
undertaking a great and arduous task, but I think nothing difficult to
a man who is in love. But I am and always have been in love with your
genius, and your pursuits, and your habits. Moreover, I am every day
more and more inflamed not only with regret,--though I am worn away
with that while I am wishing to enjoy again our meetings and our daily
association, and your learned discourse,--but also with the admirable
reputation of your incredible virtues, which, though different in
their kind, are united by your prudence. For what is so different or
remote from severity as courtesy? And yet who has ever been considered
either more conscientious or more agreeable than you? And what is
so difficult as, while deciding disputes between many people, to be
beloved by all of them? Yet you attain this end, of dismissing in a
contented and pacified frame of mind the very parties against whom you
decide. Therefore, while doing nothing from motives of interest
you still contrive that all that you do should be acceptable. And
therefore, of all the countries on earth, Gaul[59] is now the only one
which is not affected by the general conflagration, while you yourself
enjoy your own virtues in peace, knowing that your conduct is
appreciated in this bright Italy, and surrounded as you are by the
flower and strength of the citizens.
And what an exploit is that, never, amid all your important
occupations, to interrupt your study of philosophy! You are always
either writing something yourself or inviting me to write something.
Therefore, I began this work as soon as I had finished my Cato, which
I should never have meddled with, being alarmed at the aspect of the
times, so hostile to virtue, if I had not thought it wicked not to
comply with your wishes, when you were exhorting me and awaking in me
the recollection of that man who was so dear to me, and I call you to
witness that I have only ventured to undertake this subject after many
entreaties on your part, and many refusals on mine. For I wish that
you should appear implicated in this fault, so that if I myself should
appear unable to support the weight of such a subject, you may bear
the blame of having imposed such a burden on me, and I only that
of having undertaken it. And then the credit of having had such a
commission given me by you, will make amends for the blame which the
deficiency of my judgment will bring upon me.
XI. But in everything it is very difficult to explain the form (that
which is called in Greek [Greek: charaktaer]) of perfection, because
different things appear perfection to different people. I am delighted
with Ennius, says one person, because he never departs from the
ordinary use of words. I love Pacuvius, says another, all his verses
are so ornamented and elaborate while Ennius is often so careless.
Another is all for Attius. For there are many different opinions, as
among the Greeks, nor is it easy to explain which form is the most
excellent. In pictures one man is delighted with what is rough harsh
looking, obscure, and dark, others care only for what is neat cheerful
and brilliant. Why should you, then give any precise command or
formula, when each is best in its own kind, and when there are many
kinds? However, these difficulties have not repelled me from this
attempt, and I have thought that in everything there is some point of
absolute perfection even though it is not easily seen, and, that it
can be decided on by a man who understands the matter.
But since there are many kinds of speeches, and those different, and
as they do not all fall under one form, the form of panegyric, and of
declamation, and of narration, and of such discourses as Isocrates has
left us in his panegyric, and many other writers also who are called
sophists; and the form also of other kinds which have no connexion
with forensic discussion, and of the whole of that class which is
called in Greek [Greek: epideiktikon], and which is made up as it were
for the purpose of being looked at--for the sake of amusement, I
shall omit at the present time. Not that they deserve to be entirely
neglected; for they are as it were the nursery of the orator whom we
wish to draw; and concerning whom we are endeavouring to say something
worth hearing.
XII. From this form is derived fluency of words; from it also the
combination and rhythm of sentences derives a freer licence. For
great indulgence is shown to neatly turned sentences; and rhythmical,
steady, compact periods are always admissible. And pains are taken
purposely, not disguisedly, but openly and avowedly, to make one word
answer to another, as if they had been measured together and were
equal to each other. So that words opposed to one another may be
frequently contrasted, and contrary words compared together, and that
sentences may be terminated in the same manner, and may give the same
sound at their conclusion; which, when we are dealing with actual
causes, we do much more seldom, and certainly with more disguise. But,
in his Panathenaic oration, Isocrates avows that he diligently kept
that object in view; for he composed it not for a contest in a court
of justice, but to delight the ears of his hearers.
They say that Thrasymachus of Chalcedon, and Gorgias of Leontini,
were the first men who taught this science; after him Theodorus of
Byzantium, and many others whom Socrates in the Phaedrus calls [Greek:
logodaidaloi]; who have said many things very tolerably clever, but
which seem as if they had arisen at the moment, trifling, and like
animals which change their colour, and too minutely painted. And this
is what makes Herodotus and Thucydides the more admirable; for though
they lived at the same time with those men whom I have named, still
they kept aloof as far as possible from such amusements, or I should
rather say from such follies. For one of them flows on like a tranquil
river, without any attempts at facetiousness; the other is borne on
in a more impetuous course, and relates warlike deeds in a warlike
spirit; and they are the first men by whom, as Theophrastus says,
history was stirred up to dare to speak in a more fluent and adorned
style than their predecessors had ventured on.
XIII. Isocrates lived in the age next to theirs; who is at all times
praised by us above all other orators of his class, even though you,
O Brutus, sometimes object in a jesting though not in an unlearned
spirit. But you will very likely agree with me when you know why I
praise him. For as Thrasymachus appeared to him to be too concise with
his closely measured rhythm, and Gorgias also, though they are the
first who are said to have laid down any rules at all for the harmony
of sentences; and as Thucydides was somewhat too abrupt and not
sufficiently round, if I may use such an expression; he was the first
who adopted a system of dilating his ideas with words, and filling
them up with better sounding sentences; and as by his own practice he
formed those men who were afterwards accounted the most eminent men in
speaking and writing, his house got to be reckoned a perfect school
of eloquence. Therefore, as I, when I was praised by our friend Cato,
could easily bear to be blamed by the rest; so Isocrates appears to
have a right to despise the judgment of other men, while he has the
testimony of Plato to pride himself on. For, as you know, Socrates is
introduced in almost the last page of the Phaedrus speaking in these
words:--"At present, O Phaedrus, Isocrates is quite a young man; but
still I delight in telling the expectations which I have of him."
"What are they?" says he. "He appears to me to be a man of too lofty
a genius to be compared to Lysias and his orations: besides, he has a
greater natural disposition for virtue; so that it will not be at all
strange if, when he has advanced in age, he will either surpass all
his contemporaries who turn their attention to eloquence, and in this
kind of oratory, to the study of which he is at present devoted, as if
they were only boys; or, if he is not content with such a victory, he
will then feel some sort of divine inspiration prompting him to desire
greater things. For there is a deep philosophy implanted by nature
in this man's mind." This was the augury which Socrates forms of him
while a young man. But Plato writes it of him when he has become an
old man, and when he is his contemporary, and a sort of attacker of
all the rhetoricians. And Isocrates is the only one whom he admires.
And let those men who are not fond of Isocrates allow me to remain in
error in the company of Socrates and Plato.
That then is a delightful kind of oratory, free, fluent, shrewd in
its sentiments, sweet sounding in its periods, which is found in that
demonstrative kind of speaking which we have mentioned. It is the
peculiar style of sophists; more suitable for display than for actual
contest; appropriate to schools and exhibitions; but despised in and
driven from the forum. But because eloquence is first of all trained
by this sort of food, and afterwards gives itself a proper colour and
strength, it appeared not foreign to our subject to speak of what is
as it were the cradle of an orator. However, all this belongs to the
schools, and to display: let us now descend into the battle-field and
to the actual struggle.
XIV. As there are three things which the orator has to consider; what
he is saying; and in what place, and in what manner he is saying each
separate thing; it seems on all accounts desirable to explain what is
best as to each separate subject, though in rather a different
manner from that in which it is usually explained in laying down the
principles of the science. We will give no regular rules, (for that
task we have not undertaken,) but we will present an outline and
sketch of perfect eloquence; nor will we occupy ourselves in
explaining by what means it is acquired, but only what sort of thing
it appears to us to be.
And let us discuss the two first divisions very briefly. For it is
not so much that they have not an important reference to the highest
perfection, as that they are indispensable, and almost common to
other studies also. For to plan and decide on what you will say are
important points, and are as it were the mind in the body; still they
are parts of prudence rather than of eloquence; and yet what matter is
there in which prudence is not necessary? This orator, then, whom we
wish to describe as a perfect one, must know all the topics suited to
arguments and reasons of this class. For since whatever can possibly
be the subject of any contest or controversy, gives rise to the
inquiry whether it exists, and what it is, and what sort of thing it
is; while we endeavour to ascertain whether it exists, by tokens; what
it is, by definitions; what sort of thing it is, by divisions of right
and wrong; and in order to be able to avail himself of these topics
the orator,--I do not mean any ordinary one, but the excellent one
whom I am endeavouring to depict,--always, if he can, diverts the
controversy from any individual person or occasion. For it is in his
power to argue on wider grounds concerning a genus than concerning
a part; as, whatever is proved in the universal, must inevitably be
proved with respect to a part. This inquiry, then, when diverted from
individual persons and occasions to a discussion of a universal genus,
is called a thesis. This is what Aristotle trained young men in, not
after the fashion of ordinary philosophers, by subtle dissertations,
but in the way of rhetoricians, making them argue on each side,
in order that it might be discussed with more elegance and more
copiousness; and he also gave them topics (for that is what he called
them) as heads of arguments, from which every sort of oration might be
applied to either side of the question.