I.

In his stories we meet with beginnings like this: "Any one might

have supposed that something very extraordinary had happened in the

duck-pond, there was such a commotion. All the ducks--some swimming,

some standing in the pond with their heads downward--suddenly jumped

on land, leaving the traces of their feet in the wet clay, and sending

forth a loud, startled cry," or like the following: "Now, then, let

us begin. When we are at the end of the story, we shall know more

than we know now: but to begin. Once upon a time there was a wicked

sprite, indeed, he was the most mischievous of all sprites!" The

construction, the position of the words in individual sentences, the

entire arrangement, is at variance with the simplest rules of syntax.

"This is not the way people write." That is true; but it is the way

they speak. To grown people? No, but to children; and why should it not

be proper to commit the words to writing in the same order in which

they are spoken to children? In such a case the usual form is simply

exchanged for another; not the rules of abstract written language, but

the power of comprehension of the child is here the determining factor;

there is method in this disorder, as there is method in the grammatical

blunder of the child when it makes use of a regular imperfect for an

irregular verb. To replace the accepted written language with the

free, unrestrained language of familiar conversation, to exchange the

more rigid form of expression of grown people for such as a child

uses and understands, becomes the true goal of the author as soon as

he embraces the resolution to tell nursery stories for children? He

has the bold intention to employ oral speech in a printed work, he

will not write but speak, and he will gladly write as a school-child

writes, if he can thus avoid speaking as a book speaks. The written

word is poor and insufficient, the oral has a host of allies in the

expression of the mouth that imitates the object to which the discourse

relates, in the movement of the hand that describes it, in the length

or shortness of the tone of the voice, in its sharp or gentle, grave

or droll character, in the entire play of the features, and in the

whole bearing. The nearer to a state of nature the being addressed,

the greater aids to comprehension are these auxiliaries. Whoever tells

a story to a child, involuntarily accompanies the narrative with many

gestures and grimaces, for the child sees the story quite as much as

it hears it, paying heed, almost in the same way as the dog, rather to

the tender or irritated intonation, than to whether the words express

friendliness or wrath. Whoever, therefore, addresses himself in writing

to a child must have at his command the changeful cadence, the sudden

pauses, the descriptive gesticulations, the awe-inspiring mien, the

smile which betrays the happy turn of affairs, the jest, the caress,

and the appeal to rouse the flagging attention--all these he must

endeavor to weave into his diction, and as he cannot directly sing,

paint, or dance the occurrences to the child, he must imprison within

his prose the song, the picture, and the pantomimic movements, that

they may lie there like forces in bonds, and rise up in their might

as soon as the book is opened. In the first place, no circumlocution;

everything must be spoken fresh from the lips of the narrator, aye,

more than spoken, growled, buzzed, and blown as from a trumpet: "There

came a soldier marching along the high-road--_one, two! one, two!_"

"And the carved trumpeters blew, 'Trateratra! there is the little boy!

Trateratra!'"--"Listen how it is drumming on the burdock-leaves,

rum-dum-dum! ram-dum-dum!' said the Father Snail." At one time he

begins, as in "The Daisy," with a "Now you shall hear!" which at once

arrests the attention; and again he jests after the fashion of a

child: "So the soldier cut the witch's head off. There she lay!" We

can hear the laughter of the child that follows this brief, not very

sympathetic, yet extremely clear presentation of the destruction of an

imposter. Often he breaks into a sentimental tone, as for instance:

"The sun shone on the Flax, and the rain-clouds moistened it, and this

was just as good for it as it is for little children when they are

washed, and afterward get a kiss from their mother; they become much

prettier, and so did the Flax." That at this passage a pause should be

made in the narrative, in order to give the child the kiss mentioned

in the text, is something to which every mother will agree, and which

seems to be a matter of course; the kiss is really given in the book.

This regard for the young reader may be carried still farther, inasmuch

as the poet, by virtue of his ready sympathy, so wholly identifies

himself with the child and enters so fully into the sphere of its

conceptions, into its mode of contemplation, indeed, into the range

of its purely bodily vision, that a sentence like the following may

readily flow from his pen: "The biggest leaf here in the country is

certainly the burdock-leaf. Put one in front of your waist, and it is

just like an apron, and if you lay it upon your head, it is almost as

good as an umbrella, for it is quite remarkably large." These are words

which a child, and every child, can understand.

Happy, indeed, is Andersen! What author has such a public as he? What

is, in comparison, the success of a man of science, especially of one

who writes within a limited territory for a public that neither reads

nor values him, and who is read by four or five--rivals and opponents!

A poet is, generally speaking, more favorably situated; but although

it is a piece of good fortune to be read by men, and although it is an

enviable lot to know that the leaves of our books are turned by dainty

fingers which have employed silken threads as book-marks, nevertheless

no one can boast of so fresh and eager a circle of readers as Andersen

is sure of finding. His stories are numbered among the books which we

have deciphered syllable by syllable, and which we still read to-day.

There are some among them whose letters even now, seem to us larger,

whose words appear to have more value than all others, because we

first made their acquaintance letter by letter and word by word. And

what a delight it must have been for Andersen to see in his dreams

this swarm of children's faces by the thousands about his lamp, this

throng of blooming, rosy-cheeked little curly-pates, as in the clouds

of a Catholic altar-piece, flaxen-haired Danish boys, tender English

babies, black-eyed Hindoo maidens,--rich and poor, spelling, reading,

listening, in all lands, in all tongues, now healthy and merry, weary

from sport, now sickly, pale, with transparent skin, after one of

the numberless illnesses with which the children of this earth are

visited,--and to see them eagerly stretch forth this confusion of white

and swarthy little hands after each new leaf that is ready! Such devout

believers, such an attentive, such an indefatigable public, none other

has. None other either has such a reverend one, for even old age is not

so reverend and sacred as childhood. In considering this public we can

conjure up a whole series of peaceful and idyllic scenes: yonder some

one is reading aloud while the children are listening devoutly, or a

little one is sitting absorbed in its reading, with both elbows resting

on the table, while its mother, in passing by, pauses that she too may

read over the child's shoulder. Does it not bring its own reward to

write for such a circle of auditors? Is there, indeed, one that has a

more unspotted and ready fancy?

There is none, and it is only needful to study the imagination of

the audience, in order to become acquainted with that of the author.

The starting-point for this art is the child's play that makes

everything out of everything; in conformity with this, the sportive

mood of the artist transforms playthings into natural creations, into

supernatural beings, into heroes, and, _vice versa,_ uses everything

natural and everything supernatural--heroes, sprites, and fairies--for

playthings, that is to say, for artistic means which through each

artistic combination are remodelled and freshly stamped. The nerve

and sinew of this art is the imagination of the child, which invests

everything with a soul, and endows everything with personality; thus,

a piece of household furniture is as readily animated with life as

a plant, a flower as well as a bird or a cat, and the animal in the

same manner as the doll, the portrait, the cloud, the sunbeam, the

wind, and the seasons. Even the leap-frog, made of the breastbone of

a goose, becomes thus for the child a living whole, a thinking being

endowed with a will. The prototype of such poesy is the dream of a

child, in which the childish conceptions shift more rapidly and with

still bolder transformations than in play; therefore, the poet (as in

"Little Ida's Flowers," "Ole Shut Eye," "Little Tuk," "The Elder-Tree

Mother") likes to seek refuge in dreams as in an arsenal; therefore,

it is, when he busies his fancy with childish dreams, such as fill and

trouble the mind of childhood, there often come to him his wittiest

inspirations, as, for instance, when little Hjalmar hears in his

dream the lamentation of the crooked letters that had tumbled down

in his copy-book: "'See, this is how you should hold yourselves,'

said the Copy. 'Look, sloping in this way, with a powerful swing!'

'Oh, we should be very glad to do that,' replied Hjalmar's letters,

'but we cannot; we are too weakly.' 'Then you must take medicine,'

said Ole Shut Eye. 'Oh no,' cried they; and they immediately stood

up so gracefully that it was beautiful to behold." This is the way a

child dreams, and this is the way a poet depicts to us the dream of

a child. The soul of this poetry, however, is neither the dream nor

the play; it is a peculiar, ever-childlike, yet at the same time a

more than childlike faculty, not only for putting one thing in the

place of another (thus, for making constant exchange, or for causing

one thing to live in another, thus for animating all things), but

also a faculty for being swiftly and readily reminded by one thing of

another, for regaining one thing in another, for generalizing, for

moulding an image into a symbol, for exalting a dream into a myth,

and, through an artistic process, for transforming single fictitious

traits into a focus for the whole of life. Such a fancy does not

penetrate far into the innermost recesses of things; it occupies

itself with trifles; it sees ugly faults, not great ones; it strikes,

but not deeply; it wounds, but not dangerously; it flutters around

like a winged butterfly from spot to spot, lingering about the most

dissimilar places, and, like a wise insect, it spins its delicate web

from many starting-points, until it is united in one complete whole.

What it produces is neither a picture of the soul nor a direct human

representation; but it is a work that with all its artistic perfection

was already indicated by the unlovely and confusing arabesques in "The

Foot Journey to Amager." Now while the nursery story, through its

contents, reminds us of the ancient myths ("The Elder-Tree Mother,"

"The Snow Queen"), of the folk-lore tale, on whose foundation it

constructs itself at times, of proverbs and fables of antiquity,

indeed, sometimes of the parables of the New Testament (the buckwheat

is punished as well as the fig-tree); while it is continually united

by an idea, it may, so far as its form is concerned, be compared with

the fantastic Pompeian decorative paintings, in which peculiarly

conventional plants, animated flowers, doves, peacocks, and human

forms are entwined together and blend into one another. A form that

for any one else would be a circuitous route to the goal, a hindrance

and a disguise, becomes for Andersen a mask behind which alone he

feels truly free, truly happy and secure. His childlike genius, like

the well-known child forms of antiquity, plays with the mask, elicits

laughter, awakens delight and terror. Thus the nursery story's mode

of expression, which with all its frankness is masked, becomes the

natural, indeed, the classic cadence of his voice, that but very rarely

becomes overstrained or out of tune. The only disturbing occurrence

is that now and then a draught of whey is obtained instead of the

pure milk of the nursery story, that the tone occasionally becomes

too sentimental and sickly sweet ("Poor John," "The Poor Bird," "Poor

Thumbling"), which, however, is rarely the case in materials taken from

folk-lore tales, as "The Tinder-Box," "Little Claus and Big Claus,"

etc., where the naïve joviality, freshness, and roughness of the

narrative, which announces crimes and murders without the slightest

sympathetic or tearful phrase, stand Andersen in good stead, and invest

his figures with increased sturdiness. Less classic, on the other hand,

is the tone of the lyric effusions interwoven with some of the nursery

stories, in which the poet, in a stirring, pathetic prose gives a

bird's-eye view of some great period of history ("The Thorny Path of

Honor," "The Swans' Nest"). In these stories there seems to me to be

a certain wild flight of fancy, a certain forced inspiration in the

prevailing tone, wholly disproportionate to the not very significant

thought of the contents; for thought and diction are like a pair of

lovers. Thought may be somewhat larger, somewhat loftier, than diction,

even as the man is taller than the woman; in the opposite case there

is something unlovely in the relation. With the few exceptions just

indicated, the narrative style of Andersen's nursery stories is a model

of its kind.

Let us, in order to know them thoroughly, watch the poet at his

work. Let us, by studying his manner of procedure, gain a deeper

comprehension of the result. There is one instance wherein his method

may be clearly followed, and that is when he remodels anything. We do

not need, in such a case, merely to observe and to praise in vague

generalities, by making comparison with a different mode of narrative;

we can sharply and definitely declare, point for point, what he has

omitted, what he has rendered prominent, and thus see his individual

production grow up under our eyes. One day, in turning over the leaves

of Don Manuel's "Count Lucanor," Andersen became charmed by the homely

wisdom, of the old Spanish story, with the delicate flavor of the

Middle Ages pervading it, and he lingered over Chapter VII., which

treats of how a king was served by three rogues.

"Count Lucanor spoke one day with Patronio, his counsellor, and said

to him, There is a man who has come to me and addressed me on a very

important subject. He gives me to understand that it would conduce

in the highest degree to my advantage. But he says that no man in

the world, however highly I may esteem him, must be allowed to know

anything about it, and he so earnestly enjoins upon me to keep the

secret that he even assures me all my possessions and my life itself

will be imperilled if I reveal it to any one. And as I know that

nothing can come to your knowledge that you cannot determine whether it

be meant for a blessing or with deceitful intent, I beg of you to tell

me how this matter strikes you. Sir Count, replied Patronio, in order

that you may be able to comprehend what should, in my opinion, be done

in this matter, I beg of you to hearken unto how a king was served by

three rogues, who sought his presence. The count asked what it was that

took place." This introduction resembles a programme; we first learn

the bold question to which the story following is to be the answer, and

we feel that the story owes its existence solely to the question. We

are not permitted to draw for ourselves from the narrative the moral

that it seems to us to contain; it must be directed with a violent

effort to the question concerning the amount of confidence that is due

people who are shrouded in mystery. Such a method of telling a story

is the practical, not the poetic one; it places undue limits on the

pleasure the reader takes in discovering the hidden moral for himself.

True, the fancy is gratified to find its work made easy, for it does

not really desire to exert itself; but neither does it like to have its

easy activity anticipated; like old people who are permitted to keep up

a semblance of work, it does not wish to be reminded that its work is

mere play. Nature pleases when it resembles art, says Kant; art, when

it resembles nature. Why? Because the veiled purpose gives pleasure.

But no matter, let us read further in the book.

"Sir Count, said Patronio, there once came three rogues to a king

and stated that they were most superior masters in the manufacture

of cloth, and that they especially understood how to weave a certain

stuff which was visible to everyone who was actually the son of the

father whom all the world supposed to be his, but which was invisible

to him who was not the son of his supposed father. This pleased the

king greatly, for he thought that with the aid of this fabric he could

learn which men in his kingdom were the sons of those who were legally

accredited to be their fathers, and which were not, and that in this

way he could adjust many things in his kingdom; for the Moors do not

inherit from their fathers if they be not truly their children. So he

gave orders to have the men conducted to his palace in which they could

work."

The beginning is delightful, there is humor in the story; but Andersen

thinks that if it is to be rendered available for Denmark, another

pretext must be chosen, one better adapted to children, and to the

well-known northern innocence. And, besides, this king in the story is

merely like a figure on the chess-board. Why was it that the rogues

came to him? What sort of character does he possess? Is he fond of

show? Is he vain? He does not stand out distinctly before the reader's

eye. It would be better if he were an absolute fool of a king. He ought

in some way to be characterized, to be stamped by a word, a phrase.

"And they told him that, in order to be sure they were not deceiving

him, he might lock them up in the palace until the fabric was finished,

and this pleased the king vastly!" They now receive gifts of gold,

silver, and silk, spread abroad the tidings that the weaving has begun,

and through their bold indication of pattern and colors cause the

king's messengers to declare the fabric admirable, and thus succeed in

obtaining a visit from the king, who, as he sees nothing, "is overcome

by a deathly terror, for he believes that he cannot be the son of the

king whom he has considered his father." He therefore praises the

fabric beyond measure, and every one follows his example, until one

day on the occasion of a great festival he puts on the invisible

garment; he rides through the city, "and it was well for him that it

was summer." No one could see the fabric, although every one feared

to confess his inability to do so, lest he should be ruined and

dishonored. "Thus this secret was preserved, and no one dared reveal

it, until a negro who tended the king's horse, and had nothing to lose,

went to the king" and affirmed the truth.

"Who bids you keep a secret from a faithful friend,

Will cheat you too as surely as he has a chance."

The moral to this neat little story is most ludicrous and at the same

time but poorly indicated. Andersen forgets the moral, puts aside, with

a sparing hand, the clumsy precept which causes the story to deviate

from the point which is its true centre, and then tells, with dramatic

vivacity, in the form of a dialogue, his admirable story about the

vain emperor, of whom it was said in the city, "The Emperor is in the

wardrobe." He brings the narrative quite home to us. There is nothing

whose existence people are afraid to deny for fear of passing for a

bastard, but there is much concerning which people dare not speak the

truth, through cowardice, through fear of acting otherwise than "all

the world," through anxiety lest they should appear stupid. And this

story is eternally new and it never ends. It has its grave side, but

just because of its endlessness it has also its humorous side. "'But

he has nothing on!' said the whole people at length. That touched the

Emperor, for it seemed to him that they were right; but he thought

within himself, 'I must go through with the procession.' _And so he

held himself a little higher,_ and the chamberlains held on tighter

than ever, and carried the train which did not exist at all." It was

Andersen who made the narrative comic.

But we can enter still more closely into relation with Andersen's

method of story-telling; we have seen him place before us in a new form

a foreign tale; we can now also see how he remodels his own attempts.

In the year 1830 Andersen published in a volume of poetry, "The

Dead Man, a Folk-lore Tale from Fünen," the same which he remoulded

later under the tide of "The Travelling Companion." The narrative,

in its original form, is aristocratic and dignified; it begins in

the following way: "About a mile from Bogensee may be found, on the

field in the vicinity of Elvedgaard, a hawthorn so remarkable for its

size that it can even be seen from the coast of Jutland." Here there

are pretty, rural descriptions of nature, here may be detected the

masterly hand of a skilful author. "The first night he _quartered_ on a

haystack in the field, and slept there like a _Persian_ prince in his

resplendent chamber." A Persian prince! This is an idea quite foreign

to little children. Suppose we put in its place: "The first night he

slept on a haystack, out in the fields, for there was no other bed for

him; but it seemed to him so nice and comfortable that even a king

need not wish for a better." This is intelligible. "The moon hung,

like an _Argantine_ lamp, from the vaulted ceiling, and burned with a

perpetual flame." Is not the tone a more familiar one when we say: "The

moon, like a large lamp, hung high up in the blue ceiling, and he had

no fear of its setting fire to his curtains." The story of the doll's

comedy is rewritten; it is sufficient when we know that the piece

treats of a king and a queen; Ahasuerus, Esther, Mordecai, who were

named in the original, are too learned names for children. If we hit

upon a life-like stroke, we hold fast to it. "The queen threw herself

on her knees, took _off_ her beautiful crown, and, holding it in her

hand, cried: 'Take this from me, but do rub (with healing ointment) my

husband and his courtiers.'" Such a passage is one of those in which

the nursery story tone penetrates the polished form; one of those in

which the style that says "thou" to the reader thrusts aside the one

that says "you." In illustration, a whole swarm of comparisons throng

upon us. "From the host our travellers learned that they were in the

realm of the King of Hearts, an excellent ruler, and nearly related to

the King of Diamonds, Silvio, who is sufficiently well known through

Carlo Gozzi's dramatic folk-lore tale, 'The Three Pomegranates.'" The

princess is compared with Turandot, and of John it is said: "It would

seem as though he had recently read Werther and Siegwart; he could

only love and die." A shrill discord for the nursery tale style. The

words are not those of the child's treasury of language; the tone is

elegant, and the illustrations are abstract. "John spake, but he knew

not himself what he was saying, for the princess bestowed on him so

blessed a smile, and graciously extended her white hand for him to

kiss; his lips burned, an _electric_ current ran through him; he could

enjoy nothing of the _refreshments_ the pages offered him, he saw only

the beautiful vision of his dreams." Let us once hearken to this in the

style so familiar to us all: "She looked wonderfully fair and lovely

when she offered her hand to John, and he loved her more than ever. How

could she be a wicked witch, as all the people asserted? He accompanied

her into the hall, and the little pages offered them gingerbread nuts

and sweetmeats; but the old king was so unhappy, he could eat nothing,

and, besides, gingerbread nuts were too hard for him."

In his youth, Andersen, who then took Musæus for his model, had not

advanced far enough to understand how to mingle jest and earnest in his

diction; they were always at variance; scarcely was utterance given to

a sentiment before the disturbing parody made its appearance. John says

a few words, in which he expresses his love, and the author adds: "O,

it was so touching to hear! The poor young man, who was at other times

so natural, so amiable, now spoke quite like one of Clauren's books;

but then, what will not love do?" On this point, with this pedantic

frivolity, Andersen still persisted in 1830; but five years later the

transformation process is at an end; his talent has shed its skin; his

courage has grown; he dares speak his own language.

The determining element in this mode of speech was from the outset

the childlike. In order to be understood by such youthful readers as

those to whom he addressed himself, he was obliged to use the simplest

possible words, to return to the simplest possible conceptions, to

avoid everything abstract, to supply the place of indirect with direct

language; but in thus seeking simplicity, he finds poetic beauty, and

in attaining the childlike he proves that this childlike spirit is

essential to true poetry; for that form of expression which is naïve

and adapted to the general comprehension is more poetic than that which

reminds the reader of industry, of history, of literature; the concrete

fact is at once more life-like and more transparent than that which is

presented as proof of a proposition, and the language which proceeds

directly from the lips is more characteristic than the pale paraphrase

with a "that."[2]

To linger over this language, to become absorbed in its word-treasury,

its syntax, its intonation, is no proof of a petty spirit, and does

not take place merely through love of the vocables or the idiom.

True, language is but the surface of a work of poetic fancy; but if

the finger be placed upon the skin, we may feel the throbbing pulse

which indicates the heart-beats of the inner being. Genius is like a

clock; the visible index is guided by the invisible spring. Genius is

like a tangled skein, inextricable and knotted, as it may seem, it is

nevertheless inseparably one in its inner coherence. If we but get hold

of the outer end of the thread, we may slowly and cautiously endeavor

to unravel even the most tangled skein from its coil. It is not harmed

by the effort.

Eminent Authors of the Nineteenth Century: Literary Portraits · 第 27 / 91 题