Der Erlkönig

In the year following _Gretchen am Spinnrade_ there came into being (and

once more in his father’s school in the Säulengasse) what is, in some

ways perhaps, the most famous of Schubert’s songs—_Der Erlkönig_. Spaun,

who went to visit his friend one afternoon, found him “all aglow,” a

book in hand, reading Goethe’s ballad. Schubert walked up and down the

room several times, suddenly seated himself at a table “and in the

shortest possible time the splendid ballad was on paper.” Franz having

no piano, the pair hastened down to the Konvikt where the song was tried

out that very evening. Several listeners objected to the sharp

dissonances of the accompaniment to the child’s cry but it was none

other than old Ruziczka who showed himself the best “modernist” of them

all, actually championing the “cacophony,” explaining its artistic

function and praising its beauty. Schubert himself had a pair of sore

wrists from the unmerciful triplets of the piano part! Not everywhere,

one regrets to say, did _Der Erlkönig_ create such a stir. At the

insistence of his friends Schubert sent it, along with some other songs,

to Goethe with an appropriate dedication. His Excellency in Weimar did

not even deign to acknowledge it. Meanwhile the publishing firm of

Breitkopf und Härtel, to whom Spaun also dispatched the ballad, thought

that someone was playing a practical joke. Before deciding what to do

with “wild stuff” they addressed themselves to a Dresden violinist who

chanced also to be called Franz Schubert (he composed a trifling piece

called _The Bee_, which some fiddlers still play) and asked his opinion.

The Saxon Franz (or François) Schubert exploded, insisted he had never

composed the “cantata” in question but would see who was misusing his

good name for such a patchwork and promptly bring the miscreant to book!

[Illustration: Engraving by Franz Weigl for the second edition of _Der

Erlkönig_.]

Piano composition—Ecossaises, German Dances (“Deutsche”), variations,

sonatas—a number of string quartets and other chamber music swelled the

ever-increasing output. The quantity of songs mounted like a tidal wave.

And although nothing had come of _Des Teufels Lustschloss_ (part of

which the composer, moved by purely artistic impulses, even went so far

as to rewrite), Schubert continued the woeful job of piling up unwanted

operatic scores. He wrote _Der vierjährige Posten_ (the story of a

sentry who was posted and not relieved on the departure of his regiment

and who, when it returned four years later, still stood on duty);

_Fernando, a Singspiel_; _Claudine von Villa Bella_; _Die Freunde von

Salamanka_ and _Adrast_ (texts by Johann Mayrhofer).

And, while we are on the operatic subject, let us look ahead into the

years of Schubert’s maturity and list what other operas he wrote (it

should be understood, by the way, that certain of these are more on the

order of operettas than what we understand by lyric dramas). In 1819 he

composed _Die Zwillingsbrüder_, which has a plot along _Comedy of

Errors_ lines; in 1820 a “magic and machine” comedy called _Die

Zauberharfe_ (“The Magic Harp”), the overture of which is familiar to us

as the _Rosamunde_—though the overture which Schubert used three years

later to the musical play of that name was the introduction that

prefaced a full-length romantic opera, _Alfonso und Estrella_, dated

1821. An _actual_ overture to _Rosamunde_ was never written. The piece

known universally by that title was not so designated till 1827, when it

was published in an arrangement for piano duet. Other operatic works we

may cite in passing are _Die Verschworenen_, a treatment of the

“Lysistrata” motive; and the large-scale “heroic-romantic” opera,

_Fierrabras_, composed in the summer of 1823. After 1823 Schubert let

opera alone—at least temporarily. On his deathbed he was still planning

another, a _Graf von Gleichen_, to a book by his boon companion, Eduard

von Bauernfeld. But the project had never gotten beyond some sketches.

Mayrhofer, whom we just mentioned, had made Schubert’s acquaintance in

1814, when the composer set to music his poem _Am See_. A close

friendship immediately sprang up between them though Mayrhofer—the older

of the two by ten years—was of a moody, brooding nature (he subsequently

committed suicide by jumping out of a window). By 1819, Schubert, having

grown heartily sick of schoolmastering some time before, went to share

for a while the sombre, dilapidated quarters of Mayrhofer in the

Wipplinger Strasse (the danger of the army draft was now over) and the

pair, for all their temperamental differences, hit it off famously.

Although Schubert composed pretty much anywhere and everywhere he

accomplished a prodigious amount of creative work in Mayrhofer’s

depressing room. The poet on opening his eyes in the morning used to see

Franz, clad only in shirt and trousers, writing vigorously at a rickety

table. His favorite working hours were from six in the morning till

noon, though he was in the habit of sleeping with his spectacles on in

case the lightning of inspiration should strike him the minute he awoke.

If any visitor came unannounced Schubert would greet him, without

looking up from his work, with the words: “Greetings! How are you?

Well?”—whereupon the intruder realized it was an invitation to

disappear.

After writing all morning Schubert, like a true Viennese, usually went

to enjoy the incomparable relaxation of a coffee house, drinking a

_Mélange_ (café au lait), eating _Kipferl_ (crescents, if you prefer!),

smoking and reading the newspapers. In the evening there was the opera

and the theatre (provided one had money or somebody bought the tickets)

or else the gatherings of the clans at the various “Gasthäuser,”

“Stammbeisel” and taverns. The friends discussed questions of the day,

literature, plays, music. They criticized each other’s work with

unsparing frankness. Schubert’s uncommonly keen musical opinions were

relished by everybody.

Although Schubert wished to have done with teaching as soon as possible

he attempted (perhaps to placate his father) to obtain a pedagogical

post in a normal school at Laibach. He was turned down in favor of some

local applicant, which was no doubt just as well. Had it been otherwise

the brilliant coterie of “Schubertians” might have been nipped in the

bud and the term “Schubertiads,” as they called their revels and their

discussions had it entered the dictionary at all, might have had another

meaning.

Who were these “Schubertians,” this group of younger and older

intellectuals and Bohemians held together, somehow, by the indefinable

attraction of Schubert’s personality? They came and went with the years

and when one or another vanished a different one would generally take

his place. “Kann er was?” (“What’s he good at?”) was Franz’s usual query

if a newcomer appeared—a question which earned him the nickname

“Kanevas”! Virtually all who stepped into the charmed circle were good

at something. Among the most prominent were Spaun, Mayrhofer, Stadler,

Senn, and later Moriz von Schwind, the painter; the Kupelwieser

brothers, Leopold and Josef, Josef Gahy, Karl Enderes, the poet

Matthaeus Collin, the blue-stocking novelist, Karoline Pichler, Eduard

von Bauernfeld, Franz von Schober—to cite only a handful that come to

mind. Schober, particularly, who wrote, drew, acted and was in every

sense a clever man of the world, played a considerable role in

Schubert’s life—some even hint a rather nefarious one. Still, he was

well-to-do, his rooms were at Franz’s disposal whenever he needed them

and he introduced the composer to the great Michael Vogl.

The latter, whom Schubert had long worshipped at the opera, was not only

one of the greatest baritones of his time, but a singular and romantic

creature, who became a social favorite on the strength of his handsome

face and figure, developed some harmless affectations yet remained a

mystic at heart. He passed much of his spare time reading the Bible,

Plato, Epictetus and other ancient and mediaeval poets and philosophers.

He greeted Schubert in the condescending manner assumed by some popular

artists when they first met aspiring beginners. He seemed unimpressed on

glancing over the first song or two Schubert put before him, but after

reading through _Der Erlkönig_ he patted the composer on the back,

remarking as one not wholly dissatisfied: “There’s something in you, but

you’re too little of an actor or a charlatan. You squander your fine

thoughts without developing them.” Yet before long he had become

Schubert’s chief interpreter and propagandist, and spoke grandly of

“these truly god-like inspirations, these revelations of musical

clairvoyance.”

The chamber music concerts given on Sundays at the Schubert homestead in

Lichtental had outgrown their strictly domestic character quite some

time before Father Schubert had been transferred (late in 1817) to a new

school in the neighboring Rossau district. The string quartet had

expanded into a small orchestra and now performed symphonies and such in

the homes of several musical acquaintances, lastly in that of a wealthy

landowner, Anton Pettenkofer, who lived in the Inner Town, not far from

St. Stephen’s. It was for this amateur orchestra that Schubert composed

at least four of his early symphonies. The occasional absence of drums

and trumpets (in the Fifth, for instance) indicates the constitution of

the orchestra at different times. Schubert himself occupied a viola desk

delighting, like Mozart and Bach before him, to be “in the middle of the

harmony.”

Up to 1818 there had not been what one might describe as public

performances of Schubert’s works other than church music. On March 1

there occurred the first of these, at a Musical-Declamatory Academy

(that is to say, a miscellaneous concert) organized by a violinist,

Eduard Jaell. One of Schubert’s pieces heard was a so-called _Italian

Overture_. It was surprisingly well received by the critics and in less

than three weeks other Schubert overtures were heard in Vienna, at

similar entertainments. One aristocratic hearer prophesied in type (and

correctly, as it proved) that Schubert’s works “would occupy an

advantageous place among the productions of the present day.” Only a

little earlier Franz had the satisfaction of seeing a composition of his

appear for the first time in print! It was a setting of Mayrhofer’s poem

_Am Erlafsee_ and it was published in a kind of pictorial guide “For

Friends of Interesting Localities in the Austrian Monarchy.”

Financially, Schubert reached in the spring of 1818 a rather desperate

pass, as he was earning nothing and could not depend everlastingly on

his friends. So when the father of the singer, Caroline Unger,

recommended him to Count Johann Esterházy, of Galantha, as piano teacher

for his two young daughters, Schubert accepted out of sheer need, much

as he detested teaching of any kind. The summer estate of this branch of

the Esterházy family was at Zseliz, in Hungarian-Slovakian frontier

land, actually not far from Vienna but for Schubert the farthest away he

had ever been. The pay was not generous but at least board and lodging

were free, the country was a relief after the summer heat in Vienna, the

Esterházys and their friends were not unmusical. The daughters, Maria

and Caroline, were thirteen and eleven, respectively, whom Schubert

found “amiable children.” He is now and then represented as having been

in love with Caroline. If he really was it could only have been on his

second visit to Zseliz, in 1824, when she had become a young lady of

seventeen. Like Haydn, Schubert was quartered with the servants, which

does not seem greatly to have irritated him, despite the boorishness of

certain grooms (a pretty chambermaid, he wrote home, “sometimes kept him

company”). The chief annoyance came from the cacklings of a nearby flock

of geese.

[Illustration: Title-page of Schubert’s _Fantasia for Piano and Four

Hands_ (opus 103), dedicated by the composer to Countess Caroline

Esterházy.]

One man whom Schubert met at Zseliz was destined to become as inspired

and outstanding an interpreter of his songs as Vogl—Karl Freiherr von

Schönstein, whose singing of Schubert later drew tears of emotion from

Liszt. He brought to the more lyrical songs an extraordinary artistry,

sensitiveness and devotion. The _Schöne Müllerin_ cycle in particular

was to be his specialty. And Zseliz, both now and a few years

afterwards, enriched Schubert still further by fertilizing his

inspiration with Slavic and Hungarian folk music. “I compose and live

like a god,” he wrote his brother, Ferdinand, though to Schober he

speaks in a less exuberant strain. However, the Esterházys and

Schönstein sang not a little of Schubert’s music and also ventured on

more or less of Haydn’s _Creation_ and _Seasons_ as well as upon the

whole of Mozart’s _Requiem_. Strangely enough, though he had far more

time to write songs during these carefree months than he had some years

earlier, he wrote appreciably fewer. His maturing genius was about to

take other directions.

Schubert returned to Vienna in November in a jubilant mood. This was the

period when Josef Hüttenbrenner—brother of the shrewder Anselm and

sometimes rather irritating to the composer by the injudiciousness of

his enthusiasm (“Everything I write seems to please him,” said Schubert

querulously)—made it his business to collect from near and far every

manuscript of Franz he could lay his hands on. In this manner Josef

recovered fully a hundred songs—a fortunate thing for posterity though

at the time it buttered no bread and paid no bills. Anselm, for his

part, went with Schubert (in a remote gallery seat) to the first

performance of the latter’s opera _Die Zwillingsbrüder_. The applause

warranted the composer’s appearance for a curtain call, but he declined

to take it because of the shabby coat he wore. Anselm wanted Franz to

put on his for a moment, but Schubert declined, glad, perhaps, to escape

even a brief lionizing. So he merely sat back and smiled wistfully when

Vogl came forward to tell the audience that the author was “not in the

house.”

One of Schubert’s most influential acquaintances about this time was

Leopold Sonnleithner, a member of a noted Viennese musical family. It

was through Sonnleithner that Schubert came to know the poet Heinrich

von Collin and in his circle the composer met men like the so-called

“music count” Dietrichstein, the poet and bishop, Ladislaus Pyrker,

Patriarch of Venice, court secretary Ignaz von Mosel and others well

qualified to be his patrons and helpers had he but exerted himself to

gain their assistance and good will. Better still, Sonnleithner

introduced him to the four enchanting Fröhlich sisters, whose father had

been a merchant of considerable means. Josefine, Käthi, Barbara and Anna

Fröhlich, Viennese to the core, were uncommonly musical. All four sang

well, three of them taught and Barbara painted miniatures. One prominent

guest of this delightful household was the poet, Franz Grillparzer, who

long outlived Schubert and wrote his epitaph. Sonnleithner cleverly

brought some of Schubert’s songs to the Fröhlich home before introducing

the composer in person and whetted the curiosity of the sisters to such

a degree that the stage was ideally set for his entrance.

Käthi Fröhlich tells of Schubert’s joy when music—not necessarily his

own—particularly pleased him. “He would place his hands together and

against his lips and sit as if spellbound.” Once, after hearing the

sisters sing, he exclaimed: “Now I know what to do” and shortly

afterwards brought them a setting of the Twenty-third Psalm for four

women’s voices and piano. Another time, Anna Fröhlich appealed to

Schubert to set some verses of Grillparzer’s as a birthday serenade to

one of her pupils, Luise Gosmar. Schubert glanced at the poem a couple

of times, murmuring “how beautiful it is” and then announced: “It is

done already. I have it.” A few days later he returned with the serenade

“Zögernd leise” and the charming piece was sung shortly afterwards

beneath Luise Gosmar’s window. Characteristically, Schubert forgot to

come and he almost missed his work on a later occasion when it was sung

at a concert devoted wholly to his compositions. When he finally did

hear it he seemed like one transfixed. “Truly,” he murmured, “I did not

think it was so beautiful!”

The “Sketch Symphony”

The “Schubertiads” were not invariably indoor affairs. In spring and

summer they took the shape of longer or shorter excursions, jaunts into

the suburbs or even farther out into the country, with picnicking,

dancing, ball-playing, charades and what not. If music of one sort or

another was needed, Schubert was always ready to provide it. One of the

most charming sites of these frolics (which sometimes lasted several

days) was the hamlet of Atzenbrugg, an hour or so from Vienna, and it

was here that Schubert produced a delightful set of dances, the

_Atzenbrugger Deutsche_. It may have been at Atzenbrugg, as well, that

Schubert composed in August, 1821, a symphony in four movements,

sketched out but never completed. This is not, of course, the

two-movement torso which the world calls the _Unfinished_. The _Sketch

Symphony_ in E major (with a slow introduction in E minor), is

unfinished in a different sense. The first 110 measures are complete in

every detail. The rest of the work is carried out only melodically,

though with bar lines drawn, tempi and instrumentation indicated,

harmonies, accompaniment figures and basses inserted and each subject

given in full. The autograph remained at Schubert’s death in the keeping

of his brother Ferdinand who later gave it to Mendelssohn, whose

brother, Paul, presented it to Sir George Grove. He, in turn, permitted

his friend, the English composer, John Francis Barnett, to complete the

work and in this form it was first produced in London, in 1883. Only a

little over ten years ago the late Felix Weingartner finished it

according to his own lights but in a style far less Schubertian than

Barnett’s conscientious piety.

We have no means of knowing why Schubert never bothered to carry out in

full so elaborately projected a work. Nor have we of his failure to

complete the immortal _Unfinished_. Whatever theories may be advanced

are purely speculative. Schubert left large quantities of unfinished

work—chamber music, piano sonatas, operas; so why not symphonies? In

some cases he may simply have forgotten certain of his creations (as he

had a manner of doing), in others he may have lost interest, for others,

still, lacked time. Explanations may be plausible yet wholly wide of the

mark. Is the _Unfinished Symphony_ unfinished because it has only two

movements? Are Beethoven’s two-movement sonatas in any manner

“unfinished”? That a 130-bar fragment of a scherzo exists does not mean

we have a right to decide it would have been “inferior”—we have no way

whatever of knowing _what_ Schubert would have done with a partial

sketch. For that matter, piano sketches of the first and second

movements of the _Unfinished Symphony_ have actually come down to us.

Could we, from an examination of them, tell what the final product would

be like if we were not familiar with it?

From what we can judge of the _Sketch Symphony_ its style proves it a

bridge between the six early symphonies of Schubert and the two later

ones. We say two—were there, peradventure, three? Yes, if there was

indeed a _Gastein Symphony_, of which nobody has ever found a trace

though some serious Schubert students have believed and still believe in

it. Many have been confused by the manner that has prevailed for years

of numbering the last two of Schubert’s symphonies—the _Unfinished_ and

the great C major of the “heavenly length.” Why is the C major sometimes

called the Seventh, sometimes the Ninth, the _Unfinished_ now the

Eighth, now the Seventh?

[Illustration: Title-page of a collection of dances arranged for the

piano by leading composers of the period. Included were three of

Schubert’s early pieces.]

In reality, the answer is simple. In order of composition the _Sketch

Symphony_ is the Seventh, the _Unfinished_ the Eighth, the C major of

1828, the Ninth. In order of publication the great C major is the

Seventh, the _Unfinished_ (which was not discovered till 1865), the

Eighth, the _Sketch Symphony_ (not published till 1883), the Ninth. The

consequence of leaving the _Sketch Symphony_ out of one’s calculations

is obvious. However, if we maintain that Schubert _did_ write a _Gastein

Symphony_ in 1825, we find ourselves obliged to number that legendary

opus Nine, whereupon the C major becomes Number Ten!

The “Unfinished”

As for the B minor Symphony, the sweet, grief-burdened, nostalgic

_Unfinished_, the fable has prevailed for years that it was written as a

thanks offering to the Steiermärkischer Musikverein of Graz, which had

elected Schubert to membership and of which Anselm Hüttenbrenner was

artistic director. As a matter of fact, the date on the title page of

the manuscript is October 30, 1822. But not till April 10, 1823, was

Schubert proposed for membership in the society and not till September,

1823, was the composer informed of his election. He wrote a letter to

Graz promising to send the Musikverein, as a token of his gratitude, the

score _of one of his symphonies_. But it was not until a year later

that, prodded by his father, who was shocked by the idea that a son of

his had waited so long to thank the society “worthily,” he gave Josef

Hüttenbrenner the score of the B minor Symphony to deliver to Anselm in

Graz.

So much for facts! We may as well pursue the epic of the _Unfinished_ to

its close. We do not know whether Anselm ever showed the symphony to the

society and there is no record that he mentioned it to a soul, though he

is said to have made a piano arrangement of the symphony for his own

use. Not till 1860 did Josef Hüttenbrenner speak of it to Johann

Herbeck, conductor of the Vienna Society of the Friends of Music, and

five more years were to elapse before Herbeck, on a visit to Graz,

obtained the score from Anselm on the plea of wanting to produce some

“new” works by Hüttenbrenner, Lachner and Schubert. On December 17,

1865, Vienna heard the _Unfinished_ for the first time. The autograph

shows no trace of any dedication to the Graz Music Society or to anybody

else! But from the start the symphony was acclaimed an undefiled

masterpiece.

Schubert and His Work · 第 6 / 12 题