CHAPTER II

THE ARTIST IN THEORY

I

For a great revolutionary, Wagner was curiously long in coming to

consciousness of himself. The record of his youth and early manhood

is one of constant fluctuation between one ideal or influence and

another. The most remarkable feature of him in these days, indeed, is

his mental malleability. In his later years he is the centre of a solar

system of his own; everything else in his orbit is a mere planet that

must revolve around him or be cast out. In his younger days, on the

contrary, he is extraordinarily sensitive to the changing currents of

men and circumstances. One of the earliest writers to influence him

was E. T. A. Hoffmann, under whose sway he fell apparently as early as

1827. It was about the same time that he first heard, at a Gewandhaus

concert, some of Beethoven's music. During the early 'thirties he was

deeply absorbed in Beethoven, especially in the Ninth Symphony--a work

which, he tells us, was at that time regarded in Leipzig as the raving

of a semi-madman. Wagner's knowledge of it was at first derived solely

from copying the score; it was without having heard a performance of

the work that he made in 1830 the two-hands pianoforte arrangement of

it which he vainly tried to induce Schott to publish. His own Overture

in D minor (1831), his _King Enzio_ Overture and his Symphony in C

major (1832) were, as he admits, all inspired by Beethoven, the first

of them being more particularly influenced by the _Coriolan_ Overture.

He heard the Ninth Symphony for the first time at a Gewandhaus concert

in the winter of 1831-2; the performance, under Pohlenz, seems to have

been a very unintelligent one, and it left Wagner in considerable

doubt as to the value of the work. "There arose in me," he says, "the

mortifying doubt whether I had really understood this strange piece

of music[289] or not. For a long time I gave up racking my brains

about it, and unaffectedly turned my attention to a clearer and less

disturbing sort of music."[290]

Weber's _Freischütz_ had also powerfully affected the boy's

imagination; no doubt Weber struck him even then as a musician

peculiarly German. In his own _Die Feen_ (1833), he tells us, he

tried to write "in German style."[291] Nevertheless, in spite of all

these influences, he turned for a while against German music, which

he criticises with some frankness in an article on _Die deutsche

Oper_,[292] published anonymously in the _Zeitung für die elegante

Welt_ in June 1834. The Germans have no German opera, he says, for the

same reason that they have no national drama. "We are too intellectual

and much too learned to be able to create warm human figures." Mozart

could do this in the Italian melodic style; but with their contempt

for that style the modern Germans have got further from the path that

Mozart opened out for dramatic music. "Weber did not understand how to

handle song; Spohr is hardly any better"; yet it is through Song that a

man expresses himself musically. Here the Italians have the advantage

over the Germans. It is true that the Italians have abused the organ

of late--"yet I shall never forget the impression that a Bellini

opera lately made on me, after I had become heartily sick of the

eternally allegorising orchestral bustle, and a simple and noble Song

made its appearance again." Weber was too purely lyrical, and Spohr

is too elegiac, for the drama. Weber's best work is consequently the

romantic _Der Freischütz_; as for _Euryanthe_, "what paltry refinements

of declamation, what a finiking use of this instrument or that for

bringing out the expression of some word or other!" His style is not

broad enough; it dissipates itself in mincing details. His _ensembles_

are almost without life. And as the audience do not understand a note

of it, they console themselves by calling it amazingly _learned_, and

respecting it accordingly. "O this fatal learnedness," he cries, "this

source of all the evils that afflict us Germans!" In Bach's time music

was regarded only from the learned side. The forms were then limited,

but the composers full of learning. Now the forms are freer, but the

composers have less learning, though they make a pretence of it. The

public also wants to appear learned, affects to despise the simple, and

is ashamed to admit that it enjoys a lively French opera. We must not

be hypocritical, but must admit there is a good deal that is good in

both French and Italian opera; we must throw over a lot of our affected

science, and become natural men. No real German opera composer has

appeared for some time, because no one has known how to "gain the voice

of the people"--no one has grasped life in its real truth and warmth.

We must find a form suited to the needs of our own days. "We must seize

upon the epoch, and honestly try to perfect its new forms; and he will

be the master who writes neither Italian nor French--nor even German."

The youthful essayist repeats a good deal of this, with additions, in

an article entitled _Pasticcio_, published in the _Neue Zeitschrift

für Musik_ in November of the same year, under the pseudonym of "Canto

Spianato."[293] He is greatly concerned at the deplorable fact that

there are hardly a couple of dozen well-trained singers in Germany.

"Nowadays one hardly ever hears a really beautiful and technically

perfect _trillo_; very rarely flawless mordents; very seldom a rounded

_coloratura_, a genuine unaffected, soul-moving _portamento_, a

perfect equalisation of the registers, and absolute maintenance of the

intonation through all the various nuances of crescendo and diminuendo.

Most singers, as soon as they attempt the noble art of _portamento_,

get out of tune; and the public, accustomed to imperfect execution,

overlooks the defects of the singer if only he is a capable actor and

knows the routine of the stage."

Nor do our German composers know how to write for the voice; they

are like bunglers who presume to orchestrate without having studied

the peculiarities of the clarinet, say, as distinct from those of the

pianoforte. "Most of our modern German vocal composers appear to regard

the voice as merely a part of the instrumental mass, and misapprehend

the true nature of Song. Our worthy opera-composers," in fact, "must

take lessons in the good Italian cantabile style, taking care to

steer clear of its modern excrescences, and, with their superior

artistic capacity, give us something good in a good style. Then will

vocal art bloom anew; then some day will a man come who in this good

style shall re-establish on the stage the broken unity of Poetry and

Song." He argues with portentous seriousness for ornate as well as

simple Song; and ends with a claim that poetry is the only basis of

opera,--poetry, of which words and tones are merely the expression.

"The majority of our operas are merely a string of musical numbers

without any psychological connection; our singers have been degraded

into musical-boxes, set to a certain number of tunes, brought on to the

stage, and started by a wave of the conductor's baton." Once more he

lays it down that "he will be the master who writes neither Italian nor

French--nor even German," and concludes thus: "But would you inspire,

purify, and train yourselves by models, would you create living shapes

in music, then combine, for example, Gluck's masterly declamation and

dramatic power with Mozart's varied art of melody, _ensemble_ and

orchestration, and you will produce dramatic works that will satisfy

the strictest criticism."[294]

This enthusiasm for the Italian style was largely due to the

overwhelming impression made on Wagner by the great singer and actress

Wilhelmine Schröder-Devrient, whom he heard as Romeo in Bellini's

_Montecchi e Capuleti_ in March 1834.[295] Her performance, however,

magical as it must have been, would not have affected him so deeply

had he not already been brought by other influences to a turning

in the road. What these influences were he has himself told us in

_Mein Leben_. Heinse's _Ardinghello_ and Laube's _Young Europe_ had

inflamed the imagination of most of the young men of the day. Wagner

was caught up by and carried along in a current of generous enthusiasm

for a supposedly new spirit in art and literature; the older men were

mercilessly ridiculed as pedants, and a newer and more sprightly art

was to hustle the ponderous old one off the stage. Wagner's boyish life

had been, in spite of an occasional wildness, one of almost morbid

seriousness, culminating in what he calls "pathetic mysticism." The

truth seems to have been that he was moving about in intellectual

worlds too subtle for his spirit then to realise; he was mysteriously

drawn to the greatest things in Beethoven and Weber, but when brought

into actual contact with them he had to admit that they spoke a

language he could hardly understand. The magnetic personality of

Schröder-Devrient dissipated the clouds that had formed around him. He

could hardly have been so much his own dupe as his confessions would

lead us to believe. He knew that the performance of Weber's _Euryanthe_

he had recently heard was as superlatively bad as the performance

of Bellini's opera was superlatively good; and he would have been a

much worse reasoner than we know him to have been, had he not been

able to see that from these facts no valid conclusion could be drawn

as to the worth of the two works. We may reasonably assume that his

volatile nature was ripe for another change of front--there were plenty

more of a similar kind even in his mature life--and that these outer

experiences only marked the moment of the turning. He as good as admits

this, indeed, in _Mein Leben_. He was disposed, he says, to take as

lightly as possible the problem[296] that had arisen before him, and

to show his determination to get rid of all prejudice by writing the

article on _Euryanthe_ in which he "simply jeered" at that work. "Just

as I had passed in my student-time through my 'Flegeljahr,' I now

boldly entered upon a similar development in my artistic taste."[297]

II

That the articles praising the Italians at the expense of the

Germans were the products of more than the mere impression of

Schröder-Devrient's singing and acting--that they came from the depths

of a real change in his intellectual and emotional nature--is shown by

the length of time he remained at the same standpoint.

The text of _Das Liebesverbot_ was written in a mood of fiery youthful

protest against what he held to be the cramping puritanism of the

moralists. He deliberately transforms Shakespeare's _Measure for

Measure_. "_Young Europe_ and _Ardinghello_, helped by the strange

antipathy I had conceived towards classical operatic music, gave me

the keynote for my conception, which was especially directed against

puritanical hypocrisy, and consequently led to the bold glorification

of unfettered sensualism (_freien Sinnlichkeit_). I took care to

understand the serious Shakespearean subject only in this sense; I

saw only the gloomy strait-laced viceroy, himself burning with love

for the beautiful novice, who, while she implores him to pardon her

brother condemned to death for illicit love, kindles a ruinous fire

in the rigid Puritan's breast by the lovely warmth of her own human

emotion. The fact that these powerful motives are so richly developed

by Shakespeare only in order that in the end they may be all the more

seriously weighed in the scales of justice, did not concern me in the

least; all I had in mind was to expose the sinfulness of hypocrisy and

the unnaturalness of harsh moral judgments."[298] He adds that he was

probably influenced by Auber's _Masaniello_ and the _Sicilian Vespers_.

The composition of _Das Liebesverbot_ carries us from 1834 to the

spring of 1836, and still the Southern fever has not abated. In 1837

he carries the same enthusiasm about with him in Königsberg and Riga;

we can imagine that the more serious side of him had some difficulty

in developing in such an environment as a fourth-rate operatic and

theatrical troupe. While in Magdeburg he writes a short article on

"Dramatic Song," in which he returns to the thesis of three years

before, though with more wisdom. "Why," he asks, "cannot we Germans

see that we are not the possessors of everything; why cannot we openly

and freely admit that the Italian is superior to the German in Song,

and the Frenchman superior to him in the light and animated treatment

of operatic music? Can he not oppose to these his deeper science, his

more thorough culture, and above all the happy faculty that makes it

possible for him easily to make the advantages of the Italians and the

French his own, whereas they will never be able to acquire ours? The

Italians are singers by nature. The less richly-endowed German can

hope to emulate the Italian only by hard study." Wagner rightly points

out that no artist can hope to achieve full expression of himself

without a technique that has become second nature to him. It was the

acquirement by Mozart of this technique in his childhood that gave his

mature music its incomparable ease and finish, while there was always

a certain awkwardness about Weber, owing to his having begun late and

learned his technique during the years when he was actually practising

his art. Without perfect vocal technique, the highest kind of dramatic

expression is impossible. The great Schröder-Devrient, the finest

operatic artist in Germany, was at one time within an ace of giving up

her career as a singer, so great was the strain on her voice through

a faulty production; but she studied hard on the right Italian lines,

with the result that she can now sing the most trying parts without

the slightest fatigue.[299] All this is sensible enough--so sensible,

indeed, that Wagner could repeat it thirty years later in his "Report

upon a proposed German School of Music for Munich." But that the nimble

and relatively superficial Italian music still exercised something of

its old fascination upon him is shown by another article of the same

year on Bellini. Here, while admitting that a good deal of Italian

music is poor stuff, and that the forms and tricks of the Bellinian

opera are things only too easy to imitate, he yet lauds Bellini's

melody at the expense of that of the Germans, and his simplicity at the

expense of their clumsy erudition. "The German connoisseur of music,"

he says, "listens to one of Bellini's operas with the spectacles off

his tired-out eyes," giving himself wholly up for once to "delight in

lovely Song";[300] he evidently feels "a deep and ardent longing for

a full deep breath, to win ease of being at one stroke, to get rid

of all the stew of prejudice and pedantry that has so long compelled

him to be a German connoisseur of music--to become instead a man at

last, glad, free, and endowed with every glorious organ for perceiving

beauty of every kind, no matter in what form it reveals itself." He

has been enchanted by "the limpid melody, the simple, noble, lovely

Song of Bellini. It is surely no sin to confess this and to believe in

it; perhaps even it would not be a sin if before we went to sleep we

were to pray Heaven that some day German composers might achieve such

melodies and such an art of handling song. Song, Song, and yet again

Song, ye Germans!"

We see again his temporary lack of sympathy with the richer German

style in a passage like the following, which reads like one of the less

intelligent criticisms of his own later music:

"When we consider the boundless disorder, the medley of forms, periods

and modulations of so many of the new German opera composers, by which

we are prevented from enjoying many an isolated piece of beauty, we

often might wish to see this ravelled skein put in order by means of

that stable Italian form.[301] As a matter of fact, the instantaneous

clear apprehension of a whole dramatic passion is made much easier

when, along with all its connected feelings and emotions, it is cast

into one lucid intelligent melody at a single stroke, than when it

is muddled up with a hundred little commentaries, with this and that

harmonic nuance, this and that instrumental interpolation, till in the

end it is subtilised out of existence."[302]

It was his "zeal and fervour for modern Italian and French opera,"

in fact, that procured for him the conductorship at Riga, where

the Director, Holtei, was all for the lighter and more frivolous

music.[303] At Riga Wagner met his old Leipzig mentor, Heinrich Dorn,

who was, he says, surprised to see his former pupil, "the eccentric

Beethoven worshipper, transformed into a partisan of Bellini and

Adam."[304] The reaction, however, was coming fast. At Riga he seems

to have passed through one of those spiritual crises that are not

uncommon with artists of his many-sided temperament. The loneliness

of Riga, he says, gave him an anxious feeling of homelessness, which

developed into a passionate longing to escape from the turbid whirl of

theatrical life. "The levity with which in Magdeburg I had both let my

musical taste degenerate and had allowed myself to take pleasure in

the most frivolous theatrical society, gradually faded away under the

influence of this longing."[305] A bass aria which he interpolated into

Winter's _Schweizerfamilie_ was "of a devotional character," and "bore

witness to the great transformation that was taking place in my musical

development."[306] In the winter of 1838 he derived much benefit from

the study of Méhul's _Joseph in Egypt_ for the theatre. "Its noble and

simple style, along with the moving effect of the music, contributed

not a little to the favourable turn in my taste, which had been sadly

debauched by my theatrical work."[307] At the same time he grew weary

of the Bohemianism that had attracted him so strongly at Magdeburg, and

consequently he got more and more out of touch with the actors and the

management.

His weariness of it all culminated in a secret resolve to be quit

of this kind of life as soon as possible. The deliverance was to be

effected by his new opera, _Rienzi_.[308] He deliberately planned the

opera on a scale so large that he would necessarily have to seek a

better stage than that of Riga for its production. Everything conspired

at the time to deepen his sense of the seriousness of things, and to

make him loathe himself for having so long worshipped false gods both

in art and in life. Matrimonial troubles crowded thick and fast upon

him, and he lost his favourite sister, Rosalie, by death. In March

1839 he was dismissed from his post at the Riga theatre. Penniless

as he was, he welcomed the discharge as the first step towards his

redemption. To Paris he would go, and in Paris make his fortune: of

that he had no doubt.

III

The miseries of his two years and a half in Paris are known to

every reader of his life. Penury, deceptions, degradations, however,

could not break him either intellectually or morally. A temperament

so elastic as his could never be crushed, and least of all when it

was young. He himself has told us of the amazement his associates

expressed at the toughness and resilience of his spirit. But the fire

he passed through in those dreadful days purified him as an artist.

It was not alone the failure to get _Rienzi_ accepted at the Paris

Opéra that caused him to turn away in disgust from the hollow world of

make-believe around him; visions were coming to him of shining deeds

to be done, of untried possibilities in music. As usual with him, an

external event brought all his faculties and desires swiftly into

the one focus. In the winter of 1839 he heard a number of rehearsals

and a performance of the Ninth Symphony at the Conservatoire, under

Habeneck. The interpretation, he says, was so perfect that "in a stroke

the picture I had had of the wonderful work in the days of my youthful

enthusiasm, and that had been effaced by the murderous performance

of it given by the Leipzig Orchestra under the worthy Pohlenz, now

rose up again before me in such clearness that it seemed as if I

could grasp it with my hands. Where formerly I had seen nothing but

mystic constellations and soundless magical shapes, there was now

poured out, as from innumerable springs, a stream of inexhaustible

and heart-compelling melody. The whole period of the degradation of

my taste, which really began with my confusion as to the expression

in Beethoven's later works, and had been so aggravated by my numbing

association with the dreadful theatre, now fell away from me as into

an abyss of shame and remorse. If this inner change had been preparing

in me for some years--more particularly as a consequence of my painful

experiences--it was the inexpressible effect of the Ninth Symphony,

performed in a way I had hitherto had no notion of, that gave real life

to my new-won old spirit; and so I compare this--for me--important

event with the similarly decisive impression made on me, when I was a

boy of sixteen, by the Fidelio of Schröder Devrient."[309]

The _Autobiographical Sketch_ which he wrote for Laube's _Zeitung

für die elegante Welt_ in 1842, after his settling in Dresden, ends

with these words: "As regards Paris itself I was now without prospects

there for some years: so I left it in the spring of 1842. For the first

time I saw the Rhine: with great tears in his eyes the poor artist

swore eternal fidelity to his German fatherland." It was indeed the

prodigal's return: the service that Paris did him was to make him a

better German and so a better artist. Seen from a distance, Paris had

once glittered before his dazzled eyes as a symbol of liberalism and

freedom. Seen at too close quarters, Germany had laid itself bare to

him in all its littlenesses, its stuffy provinciality. Now he saw

them both from another angle. Paris was about him in all the cold

brutality it can show to the stranger, the helpless, the penniless:

its heart seemed to the eager young musician as hard as the stones of

its streets. And he saw his native country as all exiles see theirs,

with its asperities toned down, its little parochialisms hidden from

view, and a certain kindly haze of idealism over all. It is with German

affairs that he occupies himself as far as he can in the articles he

writes at this time to keep the domestic pot boiling. The essay _On

German Music_ (1840) is very touching in its wistful little visions

of tiny, cosy German towns, each with its circle of humble musicians

roughly but lovingly wooing their art in their own simple, honest way.

The lonely and homesick German artist has his quiet revenge upon Paris

in the delightfully humorous and satirical article upon the ludicrous

French perversion of _Der Freischütz_ at the Opéra.[310] Beethoven

is much in his mind: he begins the attempt to fathom the secret of

Beethoven's power, to grasp the profoundly logical workings of his

music, and to take his own bearings with regard to sundry æsthetic

questions, such as "painting" in music, the reading of poetical ideas

into purely instrumental works, the relations between vocal and

instrumental music, and so on. His views upon Beethoven were far ahead

of those of his contemporaries, to whom, indeed, they must have been

in large part unintelligible. He was beginning to realise dimly that

out of the Beethovenian melody he could himself beget a new art-work.

In _A Pilgrimage to Beethoven_ he puts his own views of opera into

the mouth of his predecessor. He has apparently already conceived the

idea that instrumental music had come to the end of its resources with

Beethoven, that music could in the future renew its vitality only by

being "fertilised by poetry," and that the ideal music drama will be

continuous in tissue. "Were I to make an opera after my own heart," he

makes Beethoven say, "people would run away from it: for it would have

no arias, duets, trios, or any of the other stuff with which operas are

patched up to-day: and what I would put in the place of these no singer

would sing and no audience would listen to. They all know nothing but

glittering lies, brilliant nonsense and sugared tedium. Anyone who

should write a real music drama would be taken for a fool." And the old

composer proceeds to outline the theory of the relation between words

and music that is made so familiar to us in Wagner's later writings.

"The instruments represent the primal organs of Creation and Nature:

what they express can never be clearly defined and settled, for they

reproduce the primal feelings themselves as they emerged from the

chaos of the first creation, when probably there was not one human

being to take them up into his heart. It is quite otherwise with the

genius of the human voice: this represents man's heart and its definite

(_abgeschlossen_) individual emotion. Its character is therefore

restricted, but definite and clear. Now bring these two elements

together, unite them! Set against the wild-wandering, illimitable

primal feeling, represented by the instruments, the clear definite

emotion of the human heart, represented by the voice. The incoming of

this second element will smooth and soothe the conflict of the primal

feelings, will turn their flood into a definite, united course: while

the human heart itself, taking up into itself those primal feelings,

will be infinitely strengthened and expanded, and capable of feeling

clearly its earlier indefinite presage of the Highest now transformed

into god-like consciousness."[311]

IV

It has often been pointed out that the subjects of all Wagner's

dramas were conceived by him before his fortieth year. It is equally

true that virtually the whole of the æsthetic theories of his later

life were immanent in him from the days of his Parisian sojourn, and

needed only to be brought into clearer outline by the thought and the

practice of the 'forties and 'fifties. In the essay on _Beethoven_

(1870) he insists that it is the human character of the voice, rather

than the mere sentiment the voice is used to express, that gives the

choral ending of the Ninth Symphony its tremendous significance.

"Thus," he says, "with even what we have just called the ordaining will

that led him to this melody" (_i.e._ the great melody of the final

movement) "we see the master steadily remaining in music,--the idea of

the world:[312] for in truth it is not the meaning of the Word that

engages us at this entry of the human voice, but the character of the

voice itself. Nor is it the thought expressed in Schiller's verses that

henceforth occupies us, but the intimate timbre of the choral song, in

which we feel ourselves invited to join, and so take part as a kind

of congregation in an ideal divine service, as was the case at the

entry of the chorale in the 'Passions' of Bach. It is quite evident,

especially with regard to the main melody, that Schiller's words have

been tacked on arbitrarily (_nothdürftig_) and with little skill: for

this melody had first of all unfolded itself in all its breadth before

us as a thing in itself, given to the instruments alone, and there had

filled us with a nameless feeling of joy in a paradise regained."[313]

The same idea is seen in embryo in _A Pilgrimage to Beethoven_. "If men

are to sing, they must have words. Yet who is capable of expressing

in words the poetry that should form the basis of such a union of

all the elements? The poem must of necessity be something inferior

(_zurückstehen_), for words are too weak an organ for such a task.--You

will soon meet with a new composition of mine, which will remind you of

what I have just been descanting upon. It is a symphony with choruses.

I ask you to observe how difficult it was for me to get over the

inadequacy of the poetical art that I had called in to my aid. I have

fully resolved to make use of our Schiller's beautiful hymn 'To Joy';

it is in any case a noble and uplifting poem, even if far from giving

voice to what, in sooth, in this connection, no verses in the world

could say."[314]

Here we light upon one of the fundamental principles of the Wagnerian

æsthetic. Wagner did not set words to music: the words were merely

the projection of an already conceived musical emotion into the

sphere of speech.[315] There is in most musicians a certain amount of

correspondence and interplay between the poetic and musical factors.

With some composers the musical thought, having begun and completed

itself along its own lines and according to its own laws, turns

half appealingly, half condescendingly, to words for a title or an

elucidation, as was often the case with Schumann. With others, as with

Bach and Hugo Wolf and Strauss, the word, written or implied, is the

generator of the musical idea. It would be the very midsummer madness

of æsthetics to attempt to decide which is the more purely "musical"

of these two types of mind. Neither of them is "the" musical mind, any

more than Shakespeare's or Milton's or Browning's or Blake's or Pope's

or Swinburne's is "the" poetical mind. It is only the most superficial

of psychologists and æstheticians who can regard any human faculty

as wholly cut off from the rest. Our perceptions of sight, of taste,

of touch, of hearing, are inextricably inter-blended, as is shown by

our constantly expressing one set of sensations in terms of another,

as when we speak of the colour of music, the height, or depth, or

thickness, or clarity, or muddiness of musical tone. In every poet

there is something of the painter and the musician: in every musician,

something of the poet and painter: in every painter, something of the

musician and poet.[316] The character of the man's work will depend

upon the strength or weakness of the tinge that is given to his own

special art by the relative strength or weakness of the infusion of one

or more of the other arts. In composers like Bach, Wagner, Berlioz,

Schubert, Wolf, and Strauss the eye is constantly transmitting very

definite impression to the brain, with the result that their music

readily leans to realistic suggestion: on a composer like Brahms the

actualities of the visible, mobile world make comparatively little

impression.[317] No one of these types is _per se_ any better than the

rest, or has any more right than his fellows to arrogate to himself the

title of "pure" musician. We must just accept them all as branches of

the one great tree.

It is no paradox to say that though Wagner was irresistibly impelled to

express himself in the form of opera he was by nature an instrumental

composer of the line of Bach and Beethoven. It is the orchestra that

always bears the main burden of expression in his later works. His

ideal was a stream of endless melody in the orchestra, to the moods of

which the words give a definiteness unattainable by music alone. And

so, just as he did not "set words to music" in the ordinary way, so

he did not set poetic ideas to music in the ordinary way. No man was

ever more prompt to interpret great musical works in terms of poetry or

life, as anyone may see by reading his elucidations of the Beethoven

symphonies or the great C sharp minor quartet. But it is important to

remember, if we are not to misunderstand him utterly, that he never

supposed that the music was developed consciously out of any such

poetic scheme as our fantasy may read into it. The music grew out of

the spirit of music, and only rouses a poetic vision in us because it

is the generalised expression of many particular visions of the kind.

This conception of music was rooted in him from his earliest days of

maturity, as we may see from the article _A Happy Evening_, which he

wrote in Paris in 1841. The narrator of the story is discussing with

a friend--evidently intended for Wagner himself--a concert at which

they have just heard performances of Mozart's Symphony in E flat and

Beethoven's in A. The question arises as to what it is that Beethoven

has expressed. The friend, who is designated R., objects energetically

to an arbitrary romance being foisted upon the symphony:

"It is unfortunate that so many people give themselves useless trouble

to confuse musical speech with poetical speech, and to make one of them

supplement or replace the other where, in their limited view, this

is incomplete. It remains true once for all that music begins where

speech leaves off. Nothing is more intolerable than the preposterous

pictures and stories that people imagine to be at the basis of those

instrumental works. What quality of mind and feeling is displayed when

the hearer of a Beethoven symphony can only keep his interest in it

alive by imagining that the musical flood is the reproduction of the

plot of some romance? These people in consequence often grumble at

the great master when some unexpected stroke disturbs the even tenour

of the little tale they have foisted on the work: they reproach the

composer with unclearness and disconnectedness, and lament his lack of

coherency. Oh the ninnies!"

R. is afterwards careful to explain that he has no objection to

each hearer associating the music, as he hears it, with any moods or

episodes he likes out of his own experience. All he objects to is the

audience having the terms of the poetic association dictated to them

by the musical journalists. "I should like to tear the hair from their

silly heads when they stuff this stupid nonsense into honest people,

and so rob them of all the ingenuousness with which they would have

otherwise have given themselves up to hearing Beethoven's symphony.

Instead of abandoning themselves to their natural feelings, the poor

deluded people of full heart but feeble head think themselves obliged

to follow the course of some village wedding, a thing of which they

probably know nothing at first hand, and in place of which they would

certainly have been much more likely to imagine something quite

different, something from the circle of their own experience.... I hold

that no one stereotyped interpretation is admissible. Definitely as

the purely musical edifice stands complete and rounded in the artistic

proportions of a Beethoven symphony, perfect and indivisible as it

appears to the higher sense, just so is it impossible to reduce the

effects of the work on the human heart to one authoritative symbol.

This is more or less the case with the creations of the other arts:

how diversely will one and the same picture, one and the same drama,

affect diverse individuals, and even the same individual at different

times! And yet how much more definitely and positively the painter

or the poet must draw his figures than the instrumental composer,

who is not bound, like them, to model his form by the appearances

of the everyday world, but who has at his disposal an immeasurable

realm in a super-terrestrial kingdom, and to whose hand is given the

most spiritual of substances--tone! But it is degrading to this high

office of the musician to force him to make him fit his inspiration

to the appearances of the everyday world; and still more would the

instrumental composer deny his mission, or expose his own weakness, who

should try to carry the restricted proportions of merely worldly things

into the realm of his own art."[318]

"In instrumental music," he said in later life, "I am a

_Réactionnaire_, a conservative. I dislike everything that requires

a verbal explanation beyond the actual sounds."[319] In the light

of this declaration, and of the æsthetic doctrines he expounds in

the article _On Franz Liszt's Symphonic Poems_ and elsewhere, it is

interesting to see him setting forth the same doctrine of music as

early as 1840. In _A Happy Evening_ R. lays it down that he rejects all

tone-painting, except when it is used in jest or to reproduce purely

musical phenomena.[320] He further dissents from his friend's theory

that whereas Mozart's symphonies came from nothing but a purely inward

musical source, Beethoven may have "first of all conceived and worked

out the plan of a symphony according to a certain philosophical idea,

before he left it to his imagination to invent the musical themes." The

friend adduces the _Eroica_ Symphony in support of this contention.

"You know that it was at first intended that this symphony should bear

the title 'Bonaparte.' Can you deny, then, that Beethoven was inspired

to this gigantic work, and the plan of it decided, by an idea outside

the realm of music?"

R. sweeps his friend off his feet with the vehemence of his reply. The

_Eroica_ Symphony, he contends, is not a translation into music of the

petty details of Napoleon's first Italian campaign. Nowhere does the

work suggest that the composer has had his eye on any special episode

in the general's career. No realistic explanation of this kind can be

made to square with the Funeral March, the Scherzo with the hunting

horns, or the Finale with its soft, emotional Andante. "Where is the

bridge of Lodi, where the battle of Arcola, where the march to Leoben,

where the victory under the Pyramids, where the 18th Brumaire? Are

these not incidents which no composer of our day would have passed by

had he been writing a biographical symphony on Bonaparte?" Then R.

gives his own theory of the genesis of such a work as the _Eroica_.

What stimulates the musician to composition in the first place is a

purely musical mood: it may have come from either an inner or an outer

experience, but it is wholly musical in essence and in its manner of

expression. "But the grand passions and enduring emotions that dominate

the current of our feelings and ideas for months or for half a year,

it is these that urge the musician to those ampler, more comprehensive

concepts to which we owe, among others, the origin of a _Sinfonia

eroica_. These great moods, as deep suffering of soul or mighty

exaltation, may derive from outer events, for we are human beings and

our fate is ruled by external circumstances: but when they impel the

musician to production these great moods have already turned to music

within him, so that in the moment of creative inspiration it is no

longer the outer events that guide and govern the composition, but the

musical emotion that this event has generated." We may imagine that the

republican Beethoven's emotional nature had been fired by the career

and character of Napoleon. "He was no general,--he was a musician: and

in his own domain he saw the spirit in which he could accomplish the

equivalent of what Bonaparte had accomplished on the plains of Italy."

The product of this passionate yearning for self-realisation was the

_Eroica_ Symphony, "and as he knew well to whom he owed the impulse

to this gigantic work, he inscribed the name of Bonaparte on the

title-page. Yet not a single feature of the development of the symphony

can be said to have an immediate outer connection with the fate of the

hero."[321]

V

Of even more importance than the article _A Happy Evening_ in the

story of Wagner's development is the essay on _The Overture_ that

appeared in the _Gazette Musicale_ in January 1841,--that is to say,

a couple of months after the completion of _Rienzi_, and nearly six

months before the commencement of the _Flying Dutchman_. Here he

anticipates some of the æsthetic he was afterwards to expound so

eloquently and so convincingly in the great article on Beethoven

and elsewhere. He begins with a survey of the early history of the

Overture. There had always been, apparently, a reluctance to plunging

the spectator forthwith into the opera, just as in earlier times a

prologue had always preceded the play. The prologue, however, had

this at any rate to be said for it, that it summarised the action of

the coming play, and in this and other ways prepared the spectator

to listen more intelligently. The early Overture, however, could not

do this, for at that time the psychological powers of music were not

sufficiently developed to permit of the summarising in a few minutes

of the actions and the motives of an opera. It became a conventional,

not a characteristic prelude. Later on a regular "Overture form" was

elaborated, but even this was psychologically impotent. What connection

has the overture to the _Messiah_, for example, with the oratorio

itself? Would it not serve equally well as prelude to a hundred others

of the old oratorios or operas? Practically the only method of musical

development these composers had at their service was the fugal: it was

impossible for them to work out an extended musical piece by means of

ever-widening circles of pure feeling.

Next came a tripartite form of overture,--an opening and closing

movement in quicker time, with an intermediate section in slower time

and of softer character. This gave a certain amount of opportunity

for the presentation of one or two of the main moods or episodes

or characters of the opera: and in the "Symphony" that introduces

the _Seraglio_, Mozart has given us a little masterpiece in this

_genre_. But there was a certain helplessness in the division of the

"Symphony" into three sections, and in the predetermined nature of

their contents: and in course of time there was evolved the operatic

overture proper,--a continuous musical piece, making a sort of dramatic

play with the main motives of the opera. This was the form with which

Gluck and Mozart worked such wonders. Gluck's masterpiece is the

overture to _Iphigenia in Aulis_: Mozart's, those to the _Magic Flute_,

_Figaro_, and _Titus_. According to Wagner, Mozart's merit was that he

did not attempt to express in his overture all the details of the plot,

but "fastened with his poet's eye on the leading idea of the drama,

divested it of all its inessentials and material accidentiæ, and set

it forth as a musically transfigured creation, a passion personified

in tones, and presented it to the main idea as the justificatory

counterpart of this,--a something through which the idea, and even

the dramatic action itself, became intelligible to the spectator's

feeling." At the same time the overture became a self-contained

tone-piece,--this being true even of an overture like that to _Don

Giovanni_, which runs without any formal close into the first scene

of the opera. This form of overture became the property of Cherubini

and Beethoven. The former remained mostly faithful to the transmitted

type, which Beethoven also used in the E major overture to _Fidelio_.

But Beethoven in time broke through the cramping limitations of this

form. His "prodigious dramatic instinct," having never found the opera

into which it could pour the whole of itself, turned for an outlet to

instrumental music pure and simple,--to the field in which he could

"shape in his own way the drama of his desire out of pure tone-images,"

a drama "set free from the petty trimmings of the timorous playwright."

The result of this effort was the great _Leonora_ overture, which, "far

from giving us a musical introduction to the drama, really sets that

drama before us more completely and more affectingly than the ensuing

broken action does. This work is no longer an overture, but itself the

mightiest of dramas."[322]

Weber too is commended for making his overtures dramatic "without

losing and wasting himself in a painful depiction of insignificant

accessories of the plot." Even when his rich fantasy led him to

incorporate more subsidiary musical motives than the form transmitted

to him could conveniently carry, he always managed to preserve the

dramatic unity of his conception. He invented a new form, that of

the "dramatic fantasia," of which the _Oberon_ overture is one of

the finest examples. "Nevertheless," says Wagner,--and here again

we see his rooted antipathy to anything in the nature of excessive

detail-painting in music[323]--"it is not to be denied that the

independence of purely musical production must suffer by subordination

to a dramatic thought, if this thought is not seized in one broad trait

consistent with the spirit of music,--for the composer who tries to

depict the details of the action itself cannot develop his dramatic

theme without breaking his musical work to fragments." The inevitable

ending of this style of overture is the _pot-pourri_,--a form of which

Spontini's overture to the _Vestale_ may be said to have been the

beginning. The public liked this kind of thing because it dished up for

them again the most effective snatches of melody from the operas.

The summing up is that the ideal form and ideal achievement are

those of the _Don Giovanni_ and _Leonora_ overtures. In the former no

attempt is made to reproduce the course of the drama itself step by

step: the drama is freshly conceived as the contest between two broad

principles--the arrogance of Don Giovanni and the anger of a higher

power--and "the invention, as well as the conduct," of these symbolic

motives "belongs quite unmistakably to no other province than that of

music." Beethoven's method in the _Leonora_ overture, on the other

hand, is "to concentrate in all its noble unity the _one_ sublime

action which, in the drama itself, is weakened and impeded by the

necessity of padding it out with trivial details,--to show this action

in its ideal new motion, nourished only by its inner impulses." This

"ideal action" is, of course, the loving self-sacrifice of Leonora.

But by reason of its very greatness and its intense dramatic quality,

the _Leonora_ overture ceases to be an _overture_ in the proper sense

of the word. It anticipates too fully the completed drama: if it is

not understood by the hearer, because of his lack of knowledge of the

opera, it conveys only a fragment of its real message to him: if it is

wholly understood, it weakens his subsequent enjoyment of the drama

itself.

Wagner therefore returns to the overture to _Don Giovanni_ as the

ideal, because here "the leading thought of the drama is worked out

in a purely musical, not a dramatic, form." In this way the musician

"most surely attains the general artistic aim of the overture, which

is simply an ideal prologue, transporting us into that higher sphere

in which to prepare our mind for the drama." The musical conception

of the main idea of the drama can still be distinctly worked out and

brought to a definite close; in fact "the overture should form a

musical art-work complete in itself." No better model could be had

than Gluck's overture to _Iphigenia in Aulis_. In a word, though the

overture must not attempt to reproduce stage by stage all the episodes

of the story, it can suggest in its own way the dramatic contest of two

main principles by a contest between two symbolic musical ideas: only

the working-out of these musical ideas must follow from the nature of

the themes themselves. But it must be always borne in mind--and the

frequency with which Wagner returns to this point shows the importance

he attached to it--that "the working-out must always take its rise from

the purely musical significance of the themes: never should it take

account of the course of events in the drama itself, for this would at

once destroy the sole effective character of a piece of music."

As I have already pointed out, this and one or two of the other

articles of the Paris time are interesting because they show us

the mature æsthetics of the 'sixties and 'seventies trying to find

expression in the young Wagner of 1840. To most of the principles here

laid down he remained faithful, as we shall see, to the end of his

days. But it is interesting also to note that though theoretically he

always remained constant to the guiding principles he here lays down

for the overture, his practice by no means always conformed to them.

His ideal overture, as we have just seen, was one of the type of that

to _Don Giovanni_ or that to _Iphigenia in Aulis_--_i.e._ one that

either made no use at all of thematic material from the opera itself,

or the minimum use of it, the dramatic conflict of the stage action

being fought out ideally, as it were, in the overture, in the persons

of two symbolic musical themes. "In this conception of the overture,"

he says, "the highest task would be to reproduce the characteristic

idea of the drama by means pure and simple (_mit den eigentlichen

Mitteln_) of self-subsistent (_selbstständigen_) music, and to conduct

it to a conclusion which should correspond, by anticipation, with the

solution of the problem in the scenic play."

It is difficult to square his practice in some of his own overtures

with the theoretical principles he here lays down. Not one of

his overtures corresponds with the form he so greatly admired

in the overtures to _Don Giovanni_ and _Iphigenia in Aulis_,--a

re-presentation of the coming dramatic conflict in terms of a musical

piece that made no drafts at all, or practically none, upon the

thematic material of the opera itself. The brief Prelude to _Lohengrin_

comes under no suspicion of being a _pot-pourri_ of motives from

the opera; but then it achieves its concision and its singular air

of detachment from anything in the nature of mere story-telling in

music by failing to do just what Mozart and Gluck are commended for

doing--summing up the ensuing dramatic conflict by the opposition of

two main musical moods and their final resolution. The _Lohengrin_

Prelude tells us nothing of any dramatic contest,--not even that

which rages in the heart of Elsa. It shows us only Lohengrin, the

representative of the Grail, coming to earth and leaving it again.

There is no hint of the reason for his return to Monsalvat: there is

no hint even that his stay on earth has been in any degree troubled by

enemies or evil. Beautiful as it is, therefore, and eloquently as it

sings of Lohengrin himself, the Prelude is not in the full sense of

the word a real prelude to the drama. On the other hand, when Wagner

_does_ make his overture a genuine introduction to, and instrumental

summary of, the opera, he inevitably approaches the _pot-pourri_. It

is true that his fine sense of form mostly saves him from attempting

to reproduce in the overture _all_ the dramatic or thematic motives

of the opera. In the _Flying Dutchman_ overture, for example, there

is no reference to Erik: so far as the overture itself is concerned,

no such person might have ever come into the lives of Senta and the

Dutchman. There is no mention of Daland, and no reference to the

spinning scene--the latter a musical motive that, it is safe to say,

none of the French or Italian writers of overtures, or perhaps even

Weber himself, would have had the heart to set aside. On the whole

the _Flying Dutchman_ overture is concerned simply with the Dutchman,

his curse and his grief, with Senta, and with the sea that forms the

imaginative background to their drama:[324] and though of course the

overture is entirely built up of thematic material derived from the

opera, this is all so freshly and imaginatively treated, and made into

so coherent and organic a piece of instrumental music, that, though

the overture is by no means of the type of those to _Don Giovanni_ and

_Iphigenia in Aulis_, which Wagner praised as models, nothing could

be further removed from the old-style _pot-pourri_. The overtures to

_Tannhäuser_ and the _Meistersinger_, however, must frankly be called

_pot-pourris_,--though _pot-pourris_ of genius. In the _Tannhäuser_

overture we are given not merely an instrumental symbol of the drama,

but the drama itself compressed into a sort of feuilleton. The ground

covered is so vast, and the expression so intense, that at the end of

the overture we are inclined to ask ourselves whether it has not, like

the great _Leonora_ overture, made a good deal of the ensuing drama

almost superfluous, a mere padding out or watering down of the emotions

and the spiritual oppositions set before us with such drastic power in

the overture itself. One is inclined to say that an overture lasting

nearly a quarter of an hour is not so much the door to a mansion as

a cottage in itself. A work like the _Tannhäuser_ overture has its

justification as a kind of symphonic poem for the concert room; it has

little justification as a prelude to a drama in the theatre.

In any case a piece of prolonged story-telling of this kind is

not what Wagner had in his mind when he wrote the article on _The

Overture_: it is not too much to say, indeed, that it is the very type

of musical introduction he expressly wished to bar. It is true that

he advises the composer who wishes to make his overture "reproduce

the characteristic idea of the drama by means pure and simple of

self-subsistent music, and to conduct it to a conclusion which shall

correspond, by anticipation, with the solution of the problem in the

scenic play," to give the introductory instrumental piece some thematic

connection with the opera. But not, be it observed, by utilising

long stretches of this material, as is done in the _Tannhäuser_

overture. Wagner's advice to the composer is "to introduce into the

characteristic motives of his overture certain melismic or rhythmic

features that are of importance in the dramatic action itself--not

features, however, strewn accidentally among the action, but such as

play a decisively weighty part in it, characteristics that determine,

as it were, the orientation of a human action on a specific _terrain_,

and so give an individual stamp to the overture. These features must

of course be purely musical in their nature, _i.e._ such motives

from the world of tone as have a relation to human life. I would

cite as excellent examples the trombone blasts of the Priests in the

_Magic Flute_, the trumpet signal in the _Leonora_, and the call of

the magic horn in _Oberon_. These musical motives from the opera,

employed in advance in the overture, serve, when introduced there at

the decisive moment, as veritable points of contact of the dramatic

with the musical motion, and effect a happy individualisation of the

tone-piece, which is intended to be a mood-defining introduction to a

particular dramatic subject."[325] The ideal overture that Wagner had

in his mind at this time was evidently something very different from

the one he subsequently wrote for _Tannhäuser_: but the discrepancy

between his theory and his practice is still more strikingly shown by a

sentence that appears in the French version of the article but not in

the German. In the French, the passage quoted above, commencing with

the words "these features must of course be purely musical in their

nature," was prefaced by the following: "But one should never forget

that they [_i.e._ "the melismic or rhythmical features" from the opera

that were to be interwoven into the tissue of the overture] should be

entirely musical in their source, and not borrow their significance

from the words that accompany them in the opera. The composer would

in this case commit the error of sacrificing both himself and the

independence of his art to the intervention of an alien art. These

elements, I say, must be in their nature purely musical, and I would

cite as examples," &c.

It is at once evident that this bars out whole passages such as the

Pilgrims' Chorus, The Sirens' Chorus, and Tannhäuser's Hymn to Venus,

and, in the _Meistersinger_ overture, such passages as Sachs's final

address, the phrases in which the populace jeer at Beckmesser, &c.

Strictly speaking, indeed, neither of these overtures can be made

to square with Wagner's theoretical principles. The question of the

overture was one of those on which he never attained to complete

consistency. In _Tristan_, as in _Lohengrin_, he devotes himself

simply to working out in a broad form one great emotional motive of

the drama. The overtures to _Tannhäuser_ and the _Meistersinger_, and,

in a lesser degree, that to the _Flying Dutchman_, are a mixture of

the _pot-pourri_ and the symphonic poem. The Prelude to _Parsifal_

is again a sort of _pot-pourri_, though here, of course, there is no

attempt at story-telling in detail, the Prelude setting before us, as

Wagner himself said, the three motives of "Love, Faith and Hope," and

showing, as it were, the emotional outcome of them. To the _Rhinegold_

there is no overture, or even a Prelude in the formal sense of that

word: the long-drawn chord of E flat is merely the oral counterpart of

the visible sensation given the spectator by the Rhine. Similarly the

preludial bars to the _Valkyrie_ only paint the storm in which Siegmund

is flying from his enemies.

Even the greatest men and the boldest revolutionaries are fettered

in their thinking by the age in which they live. Only in this way can

we account for Wagner's failure to see that the true solution of the

problem of the overture was to abolish the overture. It had never any

real æsthetic justification. As he himself points out, it had its

origin simply in the fact that at one stage of the development of

opera the composer saw the necessity of keeping the audience occupied

in some way for a few minutes before it would be safe to raise the

curtain on the play. It is one more of the many illustrations that may

be cited of what may be called the dead hand in art,--the survival in

a new art of some method of procedure that had its origin under quite

other conditions. Pottery, for instance, continued for long to be

decorated with lines that were merely imitations in clay--unnecessary

imitations--of the designs and colours of the interlaced osiers out of

which the primitive vessel was made. The symphony developed out of the

custom of stringing certain dance movements into a suite: and in spite

of the clearly recognised fact that there is no logical justification

either in art or in life for casting the modern symphony into this

arbitrary four-movement form, composers still weakly adhere to it.

Wagner was fond of pointing out, again, how Beethoven's congenital

inability to break away from the sonata form of his day led to a clash

between this form and the purely dramatic, onward-urging impulse of

the great _Leonora_ overture. It is little wonder, therefore, that

Wagner was so far the slave of his epoch that it never occurred to

him, and least of all in 1841, to question the necessity of having

any overture at all. The freer thought of the present day has been

able either to reduce the overture to a few bars of prelude, simply

attuning the mind of the spectator to the coming scene, as in Debussy's

_Pelleas and Melisande_, or to dispense altogether with an instrumental

introduction, as in _Salome_ and _Elektra_.

VI

After the Paris articles of 1841 Wagner wrote little or nothing upon

the æsthetics of his art for some ten years. For a time, indeed, he

wrote practically no prose of any kind. He left Paris for Dresden in

April 1842. At the end of that year he wrote his _Autobiographical

Sketch_ for Laube's _Zeitung für die elegante Welt_. His pen was

then silent until 1844, in which year we have the _Account of the

bringing home of Weber's remains from London to Dresden_, and the

_Speech at Weber's Grave_. To 1846 belongs the programme he wrote

for the performance of Beethoven's choral symphony on Palm Sunday at

Dresden.[326] No doubt his duties at the Dresden Opera, which he seems

to have fulfilled with great thoroughness and conscientiousness, left

him little time for anything else but these and the composition of

_Tannhäuser_ and _Lohengrin_. When he at length took up the pen again

it was not to expound a system of musical æsthetics but to preach a

social evangel, and to come to the first grips with the new dramatic

ideas that had been slowly maturing in him. In May 1848 he submits to

the Minister his _Project for the Organisation of a German National

Theatre for the Kingdom of Saxony_. In September he sketches two

operatic poems, _Siegfried's Death_ and _Friedrich Barbarossa_, the

former of which he works out in detail by November. Early in January

the religious drama _Jesus of Nazareth_ is sketched. In the summer of

1848 he writes the essay on the _Wibelungen_.

During these years his discontent with the social and political

conditions of the times had been slowly rising. Though it would be

unfair to Wagner to attribute this discontent solely to the miserable

circumstances of his own life, it is certain that his poverty, his

debts and his disappointments had a good deal to do with making him a

rebel against the established order of things. Mr. H. S. Chamberlain

holds that Wagner was already a "revolutionist against the artistic

world of the present" in Paris in 1840. It is quite possible, for

Wagner was even poorer in Paris at that time than he was a few years

later in Dresden. Gustav Levy agrees with Mr. Chamberlain, but even

his own sympathetic summary of the case unconsciously makes it clear

that Wagner's personal experiences and circumstances had something to

do with making a revolutionary of him. "Beginning of November (1847),

Wagner returns (from Berlin)[327] in a state of discouragement. The

incessant difficulties in the way of winning appreciation for his

works, and his consequently ever-increasing financial embarrassments,

as well as the persistent enmity of the press, the lack of support

he received from Meyerbeer, and the refusal of Lüttichau[328] to

take up his reform of the Opera, bring on an illness: he thinks of

suicide. Everything in him presses powerfully towards the _spiritual_

revolution, to the freeing of art from the fetters of un-German feeling

and conventional, deeply-rooted ignorance (_Unverstand_)."[329]

VII

The years 1848 to 1852 were for Wagner a long spell of intellectual and

spiritual indigestion; his too receptive brain was taking into itself

more impressions of all kinds than it could assimilate. Art and life,

opera and politics, called clamorously to him, and all at the same

time, deafening and confusing him. With _Lohengrin_ his second great

creative epoch, that had commenced with the _Flying Dutchman_, had

come to its perfect end. New ideas of music and drama were ripening

in him, but as yet he had no clear conception of their drift. He had

gradually become profoundly disgusted with the theatre, yet saw no

possible reformation of it except by way of a reformation of man and

society as a whole. So he became a revolutionist,--not for politics'

sake but for art's sake. To cooler heads than his own he seemed to

be drifting towards destruction. Minna saw clearly enough that his

views on politics were too idealistic to have any real bearing on the

practicalities of the day; and other sympathisers no doubt regretted

that the artist in him should be in danger of being ruined by the

politician.[330]

At first he thought it possible to reform the theatre from the inside:

and apparently nothing could surpass the zeal he showed in his work

at the opera house, or the sincerity of his desire to raise the music

of the town to the highest possible efficiency. In February 1846 he

drafted a scheme for the improvement of the orchestra, that runs to

nearly sixty pages of close print in the _Gesammelte Schriften_, and

leaves not the smallest practical detail untouched.[331] Two years

later he worked out his admirable scheme for the organisation of a

German National Theatre for the Kingdom of Saxony. Here again one is

struck by the practical nature of his genius.[332] But once more his

appeal fell on deaf ears.

His failure to interest the theatre authorities in his schemes for the

regeneration of the drama and music drove him deeper into politics.

Only from a new humanity, a new relationship between man and the

State, could come a clean and healthy and art-loving civilisation. In

June 1848 he made his famous "Vaterlandsverein" speech, that created

so many new enemies for him at the Court.[333] In February 1849 he

wrote an article on "Man and Existing Society"[334] for Roeckel's

_Volksblätter_, and in April one on "The Revolution" for the same

journal.[335] Each of these is a passionate cry of welcome to the

new era that he thought was dawning. "In the year 1848 began the war

of man's fight against existing society." For society as at present

constituted "is an attack on man: the ordering of existing society is

inimical to the destiny, the right of man.... Man's destiny is, through

the ever higher perfecting of his mental, moral, and bodily faculties,

to attain an ever higher, purer happiness. Man's right is, through the

ever higher perfecting of his mental, moral and bodily faculties, to

achieve the enjoyment of a constantly increasing, purer happiness."

But this can only be done by the union of all, not by the unit. "Men

therefore are not only entitled but bound to demand of society that it

shall lead them to ever higher, purer happiness through the perfecting

of their mental, moral and bodily faculties." The second of the essays

chants a dithyramb to the coming revolution. Volcano rumblings are to

be heard beneath the soil of all Europe; soon the great upheaval will

come. "The old world is crumbling to ruin; a new world will be born

from it." The artist burns with sympathy for the poor, the suffering,

the oppressed, and looks forward to a new civilisation, in which man

will be free and have joy of his labour. It is impossible not to be

moved to this day by the eloquence and passionate sincerity of his cry,

and the purity of his hopes.

But the end was near,--a very different end from the one anticipated by

this ardent soul. All hope of success faded before the Prussian rifles,

and on the 9th May the disillusioned idealist was in flight.

It was long, however, before the hopes and dreams of 1848 and 1849

finally forsook him. From his Swiss and Parisian exile he sent forth

two treatises--_Art and Revolution_ (written in June 1849), and the

_Art-Work of the Future_ (written in October of the same year),--in

which he voices once more his aspirations for a new humanity and a new

art.

VIII

In an interesting introduction that he wrote to _Art and Revolution_

when reprinting the essay in his collective works in 1872, Wagner

speaks of the influence of Feuerbach upon him at this time: in

Feuerbach's conception of art he thought he recognised his own artistic

ideal. What that ideal was is painted for us in full in the heated

pages of _Art and Revolution_.

His central point is the one to which he remained true his whole life

long,--that art should be the pure expression of a free community's

joy in itself; it should be accessible to all, and placed beyond the

necessity of maintaining itself by commercial means. He paints a fancy

picture of "the free Greek,"--a being evolved by Wagner out of his own

inner consciousness,--and elaborates the theory that the community as

a whole creates great art. "The tragedies of Æschylus and Sophocles

were the work of Athens." "The public art of the Greeks, which reached

its highest point in tragedy, was the expression of the deepest and

noblest consciousness of the people: with _us_ the deepest and noblest

of man's consciousness is the direct antithesis of this,--the denial of

our public art." The Greek tragedy was witnessed by the whole populace:

in our superior theatres only the well-to-do can watch the play. Among

the Greeks the production of a tragedy was a religious festival: in

the modern State art is only an amusement or a distraction for tired

people in the evening. The Greek was educated to make an artistic

whole of his body and his spirit; we are trained merely for industrial

gain. "Whereas the Greek artist found his reward in his own enjoyment

of the work of art, in its success, and in the public approval, the

modern artist is maintained--and _paid_. Thus we attain the clear

definition of the essential distinction between the two. Greek public

art was really _Art_; with us it is artistic _handicraft_." He admits

that the Greek freedom was the result of the State being founded on

slavery; but to-day _all_ are slaves together. "Our god is gold, our

religion the pursuit of wealth." With the Greeks, art lived in the

public conscience: with us it lives only in the conscience of private

individuals. "Greek art was therefore _conservative_, because it was a

worthy and adequate expression of the public conscience: with us, true

art is _revolutionary_, because it exists only in opposition to the

community in general." "This is art," he cries, "as it now fills the

whole civilised world. Its real essence is industry; its ethical aim

the gaining of gold; its æsthetic pretext the entertainment of bored

minds."

In _Art and Revolution_ we get the first hint of that "united

art-work" that was to occupy his mind so much during the succeeding

years.[336] He holds that "with the Greeks the perfect work of art,

the drama, was the sum and substance of all that could be expressed in

the Greek nature; it was--in intimate connection with its history--the

nation itself that stood facing itself in the art-work, that became

conscious of itself, and, during a few hours, rapturously devoured,

as it were, its own essence." With the later downfall of tragedy,

"art became less and less the expression of the public conscience:

the drama split up into its component parts,--rhetoric, sculpture,

painting, opera, &c., forsook the ranks in which they had formerly

moved together, and now went each its own way and pursued its own

development, self-sufficing, indeed, but lonely and egoistic." The

great "unified art-work" has been lost for us; only the dissevered arts

exist now. In each of them wonders have been wrought; "but the one true

art has never been born again, either in the Renaissance or since."

And only "the great revolution of mankind" can restore to us this

art-work. "If the Greek art-work comprehended the spirit of a beautiful

nation, the art-work of the future must comprehend the spirit of a free

humanity soaring above all barriers of race." The new art demands a

new mankind, and, as a preliminary, a return to nature. Man has been

destroyed by culture. The goal both of art and of the social impulse

must be "the strong and beautiful man, to whom _revolution_ shall give

his _strength_, and _art_ his _beauty_."

He looks forward to the time when man shall be free from care for

the material things of life, with which the collective wisdom of the

community will supply him; and "then will man's enfranchised energy

manifest itself only in artistic impulse." Every man will become

an artist, and the expression of the artistic emotion of the whole

community will be the drama. But art will not be practised for gain.

The theatre too must be freed from the greed of industrial speculation.

The care of the theatre will be the first concern of an emancipated and

enlightened community; it must be managed by "the whole body of the

artists themselves, who unite in the art-work and ensure the success

of their common efforts by proper co-operation." Admission to the

theatre must be free, the community recompensing the dramatists and the

performers.

The essay is written at a white heat throughout. His dreams are

unrealisable in any world that we can think of at present: but he

evidently believed in not only the possible but the speedy realisation

of them. In Dresden, in the days before the rising, he expounded them

enthusiastically to everyone he met. And he clung to them long after

his flight from Dresden. Though he thought nothing was now to be

achieved by working for reform, and that only by revolution could a new

heaven and a new earth be brought into being,[337] in the possibility

of this new heaven and earth he continued to believe. To Sulzer, in

Zürich, he "insisted in attaching to the artistic destiny of mankind

an importance far above that of any concern of the State."[338] Even

in 1851 he had not given up hope that the social revolution that would

bring with it the artistic revolution was near at hand. "I assumed that

there would soon come a huge revulsion with regard to the public and

indeed our whole social life; for the new resulting state of affairs

and its real needs I believed that the right material for a quite new

and instantaneous relationship of art to the public lay in the work I

had sketched so boldly." He saw that the political movement had been

crippled, but hoped all the more from the social movement, especially

in France. He counted on a great blow for freedom being struck in the

French presidential election of 1852. "The condition of the other

European States, in which every aspiration was suppressed with stupid

brutality, justified one in thinking that this state of affairs also

could not last very long anywhere, and everything seemed to be looking

towards the great decision that was to be taken in the following

year." Uhlig, as he says, argued against him: but nothing could shake

Wagner's faith. "Whenever we had to complain of any baseness, I always

pointed him to this hopeful and fateful year, my opinion being that we

should calmly wait for the expected upheaval, so that when no one else

should know what to do, we could make a start. I cannot measure how

deeply this hope had taken root in me; I soon, however, was forced to

recognise that the confident pride of my assumptions and affirmations

was largely due to the greatly increased excitement of my nerves. The

news of the _coup d'état_ of the 2nd December in Paris seemed to me

absolutely incredible: I was certain the world was coming to an end.

When the news was confirmed, and it became clear that events no one had

thought possible had happened and seemed likely to endure, I turned

away from the investigation of this enigmatic world, as one turns from

a mystery the fathoming of which no longer seems to be worth while."

So deep was his disappointment at the triumph of reaction that for a

little while his health was affected.[339]

IX

It was while he was still panting in the mists of idealism that he

wrote _The Art-Work of the Future_, in which the æsthetic ideas that

had been maturing in him during the latter part of the Dresden period

found their first full expression.

The basis of his theory is again the belief that we shall not have a

real art until we have a new and free humanity. "Man will never be

what he can and should be, until his life is a true mirror of nature,

a conscious following of the only real necessity, _the inner natural

necessity_, and not subjected to an _outer_, imaginary, and so not a

necessary but an arbitrary power." He is still vibrating with anger

against the politicians of the day, to whom he attributes all the evils

under the sun; and of course he idealises that mysterious abstraction

"the Folk," to whom he sings a rapturous pæan.[340] It is the Folk

alone that acts as Necessity dictates,--the Folk being defined as "the

sum of all those who feel a common need"; while opposed to the Folk

are all those "who feel no want," whose motive force is an artificial

and egoistic need, satisfaction for which they seek in luxury,--"which

can only be generated and maintained in opposition to and at the cost

of the sacrifices of the needy." These were not the views he held

upon luxury in later years, when he, one of the most luxurious-souled

of men, had the opportunity to satisfy his cravings for silk

dressing-gowns and lace shirts and other vanities of this world. His

fulminations against luxury are simply the eternal cry of the Have-nots

against the Haves.

He is, as always, discontented with the life and the art of his

day, both of which seem to him fundamentally false and artificial.

"The spirit, in its artistic striving for reunion with nature in

the art-work, must either look forward with hope to the future, or

mournfully practise resignation." He recognises that we can find

redemption only in the art-work that is physically present to the

senses (_nur im sinnlich gegenwärtigen Kunstwerke_), "thus only in a

truly art-needing, _i.e._ art-conditioning Present that shall bring

forth art from its own natural truth and beauty": that is to say, he

has faith in the power of Necessity, for which this work of the Future

is reserved.... "The great united art-work, that must embrace all

the _genres_ of art and in some degree undo [_verbrauchen_] each of

them in order to use it as a means to an end, to annul it in order to

attain the common aim of _all_, namely, the unconditioned, immediate

representation of perfected human nature,--this great united art-work

we cannot recognise as the arbitrary need of the individual, but only

as the inevitable [_nothwendig denkbare_] associated work of the

humanity of the future."[341]

He proceeds to elaborate his idea of this united art-work, though

the full exposition of it is only to be found in _Opera and Drama_.

With his Teutonic passion for categorisation, he divides man up into

neat mental parcels. The intellect has for its organ speech; the

organ of feeling is tone. Speech gives determination to the otherwise

indeterminate vocal tone: it is "the condensed element of the voice,

and the word is the consolidated measure of tone." The whole man is the

man of intellect (speech), heart (tone) and body (gesture). Thus the

three primeval intertwining sisters of art are Dance, Tone, and Poetry:

and true art is a union of the three. Such an art expresses all the

faculties of man, whereas the separate arts,--the art-varieties, as he

calls them,--only issue from and express this or that faculty. Art must

appeal to the eye. "Unless it communicates itself to the eye, all art

remains unsatisfying, and thus itself unsatisfied, unfree. No matter

how fully it may express itself to the ear, or merely to the combining

and mediately compensating faculty of thought [_das kombinierende,

mittelbar ersetzende Denkvermögen_], until it communicates itself

intelligibly to the eye it remains only a thing that _wills_, and

not yet fully _can_. Art, however, must _can_--it is from _können_

that art, in our language, has acquired the appropriate name of _Die

Kunst_."[342]

Each of the dissevered arts longs for reunion with the others, "Dance

longs to pass over into Tone, there to find herself again and know

herself; Tone in turn receives the marrowy frame of its structure

from the rhythm of Dance.... But Tone's most living flesh is the

human voice; the Word again is as it were the bony, muscular rhythm

of the human voice." Thus the emotion that overflowed from Dance

into Tone finds definition and certainty in the Word, and so is able

to reveal itself clearly. The union of these three is "the united

lyric art-work," of which the perfected form is the drama. Both the

music and the poetry of to-day are impotent. He looks forward to "the

overwhelming blow of fate that shall make an end of all the unwieldy

musical trash, to make room for the art-work of the future." Nor can

poetry alone create the genuine art-work, for no genuine art-work is

possible without an appeal to the eye. Poetry should be written to be

acted, not read. "The whole impenetrable medley of stored-up literature

is in truth--in spite of its million phrases--nothing but the toilsome

stammering of speech-impotent thought that longs to pass over into

natural immediacy,--a stammering that has been going on for centuries,

in verse and prose, without achieving the living Word." Shakespeare

was to the art-work of the future no more than Thespis was to the

perfected Greek drama. "The deed of the unique Shakespeare, which

made a universal man, a very god of him, is yet only the deed of the

solitary Beethoven, that revealed to him the language of the artistic

manhood of the future. Only where these two Prometheus,--Shakespeare

and Beethoven--shall reach out hands to one another; where the marble

creations of Phidias shall become living, moving flesh and blood; where

Nature, instead of being represented on a narrow canvas on the chamber

walls of the egoist, shall unfold herself luxuriantly on the ample

stage of the future, swept by the warm breath of life,--only then, in

the fellowship of his fellow artists, will the poet find redemption."

It is evident throughout that his theory is the product of his own

æsthetic bias. _He_ can express himself only in terms of poetry and

music on the stage; it is therefore illegitimate for any other artist

to adopt any other medium of expression. Poetry without music, music

without poetry, cannot satisfy _him_; therefore no one else has any

right to be satisfied with either of these arts separately. The truth

is that he was utterly insensitive to the peculiar qualities in each

of the separate arts that constitute its special charm for those who

practise it exclusively. When he was in Milan in 1859 he suddenly

realised, he tells us, that he was "no good as a judge of pictures,

because the subject, when once it had made a clear and sympathetic

appeal to me, at once and completely decided me."[343] The confession

is quite superfluous. It is writ large over all his prose works that

he had nothing of the painter's delight in painting, or any real

understanding of its æsthetic effect. He seems to have been equally

blind or deaf to the peculiar appeal of the other arts. If it were

not so, he would hardly have laid it down, in all seriousness, that

"literature poetry," as the "mere organ of the intellect," should be

dissolved, self-abrogated, into the "unified art-work of the future,"

or that architecture decays when it passes from the service of the

State and religion into the service of the "egoistic individual," or

that sculpture too has become a merely "egoistic" art, only to be

"redeemed" by being taken up into the "united art-work,"[344] or that

painting too must seek a similar "redemption." His notions that the

landscape painter will find his impulses satisfied in the painting

of scenery or a background for the living man of drama, and that the

gestures of the mime will amply compensate us for the cessation of

sculpture, are indeed not to be taken seriously; they are possible only

to a man without the least understanding of the plastic arts. It is of

course quite untrue that in such a union of the arts as he suggests

"the highest faculty of each is unfolded to the fullest." Even in the

Wagnerian opera none of the contributing arts receives anything like

its full unfolding except music. The truth is that Wagner had still not

rid his artistic ideas of their political encumbrances. He was poor,

and unable to realise himself in the world as it was then. He naturally

supposed there must be something fundamentally wrong with a world of

that kind, and he looked forward to a speedy dissolution of it, and the

rising of a new civilisation from its ashes. He saw the rich buying

pictures and sculptures and building houses for themselves, and the

ordinary people reading poetry or prose, instead of them all flocking

to the opera. People had a reprehensible passion for being what he

called "units," each of them enjoying his own art in his own way.

"True" art, therefore, would be possible only in a society in which the

unit had lost consciousness of himself in the community. The communal

art, the art enjoyed by great masses of people in the same place and

at the same time, is the drama. The "units" who could not quite stifle

their liking for painting and sculpture must therefore be satisfied

with so much of these as could be given them in the theatre. It was a

very logical and symmetrical piece of pleading: the only defect in it

was that it left just one thing out of account--human nature.

His political speculations have the triple disadvantage that they are

rarely true in themselves, they are too obviously the product merely

of the circumstances of Wagner's own time and place, and they have no

practical bearing upon art. The angry idealist overshoots his mark when

he tells us that our modern States are the most unnatural associations

of men, inasmuch as they arose solely out of a "mere external caprice,

_i.e._ dynastic family interests," and that "they yoke together

once for all a certain number of men for an aim that either never

corresponded to a need they had in common, or, owing to the changes

wrought by time, is certainly no longer common to them now." Even if

it were true it would be without any practical significance either for

politics or art,--for politics, because there is no one art that can

be said to possess the imagination of a complex modern State, no one

"need" for the satisfaction of which it is possible to induce all the

citizens to labour: and for art, because art's business is to display

to us the endless beauty and interest of things, not to argue us into

the adoption of this or that view of this infinite, incomprehensible

world. Too much of Wagner's political theorising is the mere outcome

of affairs as they happened to be in Germany at the latter end of the

first half of the nineteenth century. He idealised the "Folk" because

that unfixable abstraction was the natural antithesis of the rich

governing class whom he held in abhorrence. It is right that the artist

should have his dreams of life as well as of art, and if he chooses

to find his ideal in an abstraction no one can say him nay. But when

he proceeds to endow that abstraction with all the impossible virtues

under the sun, when he tells us that "the artist of the future" will

be, not the poet, the actor, the musician or the plastician, but the

"Folk,"--"to whom alone we owe all Art itself,"--we can only decline

to keep company with him until he shall be able to use words with some

meaning in them. There is, in fact, a sort of nonsense prose as there

is a nonsense verse. Wagner's dithyrambs upon the Folk--and upon many

another topic--are simply the prose counterpart of Lear and Carroll.

X

Wagner was the most many-sided of musicians, as a glance at the titles

of his prose works will show. He benefited greatly by his versatility:

no one can doubt that his music is all the richer for the stimuli his

nature received from so many quarters. But if he gained something by

it, it is probable that the world lost as much. There are few of us

who would not give three-fourths of the prose works for another opera

from his pen; and he would have had time to write half a dozen if

he had abstained from all this prose. But the prose was a necessity

to him; it was a needed purgation of the intellect, without which

the emotion could not function fully and freely. The most striking

illustration of this is _Opera and Drama_. Wagner had already poured

out his ideas upon man and art at great length in _Art and Revolution_

and the _Art-Work of the Future_. His mind was now brooding upon the

great dramatic subject that was to occupy the bulk of his thinking

for the next twenty years or more of his life. It was only for the

realisation of this dream that he now clung to existence. Yet the dæmon

within him drove him to postpone the composition of this poem until he

had produced yet another huge theoretical treatise. The reasons for

this were two-fold. In the first place he had a despairing sense of

the futility of bringing so new and vast a work into being until he

had educated the artistic public of that day to comprehend his novel

aims and style. In the second place, he felt an imperative need of

coming to an understanding with himself. He probably saw the whole plan

and technique of _Siegfried's Death_[345] more or less vaguely--too

vaguely for him to be willing to trust himself all at once on that

huge uncharted sea. It would clarify his own ideas, as well as prepare

the public, if he were to draw out the ground plan, as it were, of

the music drama of the future. This he accordingly did in _Opera and

Drama_. "My literary works," he wrote to Roeckel, "were testimonies

to my want of freedom as an artist; it was dire compulsion alone that

wrung them from me."[346]

_Opera and Drama_ was written in the winter of 1850-1. As it is the

most thorough and the most comprehensive statement that Wagner has

given us of his theory of drama and music, it will be as well to

summarise its arguments and conclusions for the reader.

I. Until the present time, men have indeed felt that the opera was a

monument of the corruption of artistic taste, but criticism has not

fully fathomed the matter: and it therefore becomes the task of the

creative artist to practise criticism, in order at once to "annihilate

error and uplift criticism." The writer of an article on modern opera

in Brockhaus' Lexicon[347] has pointed out the defects of this form of

art, showing its artificialities and conventions; but when he comes to

the practical problem, "How is all this to be remedied?" he can only

regret that Mendelssohn's too early death should have "prevented the

solution of the riddle." But this is still proceeding on the wrong

track. Had Mendelssohn any musical gift which Mozart, for example, did

not possess? Could anything, from the standpoint of music, be more

perfect than each individual number of _Don Giovanni_? Plainly the

critic cannot wish for better music than this. It is evident, then,

that what he wants in opera is the power and force of _drama_. But he

is blind enough still to expect this from the _musician_; that is,

wanting a house built for him, he applies, not to the architect, but

to the upholsterer. And by the very failure of the critic's effort to

solve the problem in this way, there is driven home the conclusion that

_this way_ the problem is really insoluble. Yet the true solution, so

far from being difficult of attainment, simply stares one in the face;

and the formula for it is that--

"The error in the art-genre of Opera consists in the fact that _a

Means of Expression (Music) has been made the object, while the Object

of Expression (the Drama) has been made a means_."

The truth of this formula can be attested by an appeal to the history

of the opera. It arose, not from the folk-plays of the Middle Ages,

in which there were the rudiments of a natural co-operation of music

and drama, but at the luxurious courts of Italy, where the aristocrats

engaged singers to entertain them with arias, that is, with "folk-tunes

stripped of their _naïveté_ and natural truth," embroidered on a

story whose only _raison d'être_ was the occasional advent of these

arias.[348] Music, in fact, was the all-in-all of opera, as is clearly

shown by the old-time domination of the singer: while all the poet had

to do was to stand as little as possible in the way of the musician.

The great merit of Metastasio,[349] according to the standard of the

practice of his own day, was that he almost effaced his own art in

favour of music--"never embarrassed the musician in the least, never

advanced any unusual claim upon him from the dramatic standpoint."

Nor has the situation changed, in its main features, down even to the

present day. It still is held to be necessary for the poet to shape his

material according to the necessities of the musician from first to

last. The whole aim of the opera is simply _music_, the dramatic story

being only utilised to serve music as a means for its own display. The

anomaly has finally become so fundamental a part of men's lives that

they no longer realise that it _is_ an anomaly: and accordingly they

still have hopes of erecting the genuine drama on the basis of absolute

music--that is, of achieving the impossible. The object of _Opera and

Drama_ is to prove that great artistic results can follow from the

collaboration of music with dramatic poetry, while from the unnatural

position which music bears towards opera in our present system nothing

but sterility can result.

Let us, then, in the first place, consider "Opera and the Nature of

Music."

Music has been betrayed into a position where she has lost sight of

her own limitations; although in herself she is simply an "organ of

expression," she has fallen into "the error of desiring to define

with perfect clearness the thing to be expressed." The musical basis

of the opera was the aria, that is, the folk-song deprived of its own

original words, and adapted at once to the vanity of the singer and the

luxurious tastes of the world of rank. Aria and dance-tune, with an

admixture of recitative, made up an opera, into the musical domain of

which the poet was only allowed to enter in order to supply a little

narrative cohesion. The significance of the so-called reformation of

Gluck has been greatly exaggerated. All he did was to curtail the

arrogant pretensions of the singer, while leaving the texture and

plan of opera untouched. His was a revolt of the composer fighting

merely for his own hand, not for the ends of _drama_: and every means

by which he increased the power of music in opera was necessarily a

further shackle on the limbs of the poet. Méhul, Cherubini and Spontini

in their turn broadened the old musical forms of opera, and made the

musical expression more consonant with that of the words, but did

nothing for opera except from the standpoint of music. The poet may now

have had to provide a slightly better and firmer groundwork for the

musician, but it was to the musician, and to him alone, that he still

owed his existence in opera. People failed to see that the source of

regenerative power could be nowhere but in the drama: and the trouble

was that music tried by itself to perform the functions of drama, to be

a "content" instead of mere "expression."

Mozart, again, was so entirely a musician that his work throws the

clearest light on the relations of musician and poet; and we find him

unable to write at his best where the poem was flat and meaningless.

He could not write music for _Tito_ like that of _Don Giovanni_, or

for _Cosi fan tutte_ like that of _Figaro_. He, the most absolute of

all musicians, would long ago have solved the operatic problem had he

met the proper poet. This poet he was never fortunate enough to meet:

all his "poets" did was to give him a medley of arias, duets, and

_ensembles_ to set to music. But the flood of beauty and expression

which Mozart poured into opera was too great for that narrow bed; the

stream overflowed into wider and freer channels, until it became a

mighty sea in the symphonies of Beethoven.

The aria was a degeneration of the folk-song, in which poetry and music

had been spontaneously one. The operatic aria was the music of the

folk-song, arbitrarily wrested from the words, and made to serve the

indolent pleasure of the man of luxury. In course of time people forgot

that a word-stave should by rights go with the melody. It was Rossini

who took this artificial flower, drenched it with manufactured perfume,

and gave it the semblance of life. Rossini saw that the life-blood

of ordinary opera was melody--"naked, ear-tickling, absolute-melodic

melody." Spontini erred in imagining the "dramatic tendency" to be

the essence of opera: the real essence, as Rossini showed, and as the

future history of opera proves, was simply absolute melody.

Earnest composers, however, while by no means denying the claims of

melody, held that Rossini's melody was cheap and superficial, and

endeavoured to derive theirs more directly from the fountains of

expression of the Folk. This was the course taken by Weber, who gave

opera-aria the deep and genuine feeling of the folk-song; though the

flower, thus torn from its native meadow, could not thrive in the

salons of modern luxury and artificiality. And Weber, no less than

Rossini, made his melody the main factor of opera, though of course

it was far worthier and more honest than the melody of the Italian

composer. Weber directed and constrained the poet of _Der Freischütz_

as emphatically as Rossini did the poet of _Tancredi_. And Weber's

failure proves afresh the assertion that instead of the drama being

taken up into the being of music, music must be taken up into the drama.

Weber's success in harking back to the Folk was envied by the

composers of other nationalities, and a number of operas were produced

which tried to proceed on similar lines--such as _Masaniello_ and

_William Tell_. The Folk, in fact, was exploited, but its real

inspiration could not, from the very nature of the case, be embodied

in opera. In the epic and the drama the Folk celebrated the deeds of

the Hero, and in true drama the action and the character are recognised

as necessary; but under the influence of the modern State, dramatic

characters lose their personality and become mere masks. This was

particularly the case in opera, where the folk-song has degenerated

into the aria, and the Folk itself has become the Mass, the Chorus.

"Historic" opera became the fashion, and even Religion was dragged

upon the stage, as in the operas of Meyerbeer. But the outlandishness

thus imported into opera led in its turn to worse degeneration:

and the "historic" mania became "hysteric" mania--in other words,

Neo-romanticism.

Up to this time, every influence that had shaped the course of opera

had come from the domain of absolute music alone. After Rossini,

operatic melody was varied by the introduction of instrumental melody.

People had not perceived that instrumental music was also unfruitful,

by reason of its not expressing the purely-human in the form of

definite, individual feelings.

"That the expression of an absolutely definite and

clearly-understandable individual Content was in truth impossible

in this language that was capable only of generalised emotional

expression, could not be demonstrated until the coming of that

instrumental composer in whom the longing to express such a Content

became the burning, consuming motive-force of all artistic

conception."

It was the function of Beethoven to show what music can do if it

confines itself to its true sphere, that of expression. In his later

works, Beethoven, having his mind filled with a definite content, burst

the bounds of many of the old absolute forms, and stammered through

tentative new ones. Future symphonists followed him from this point,

without seeing what it was in Beethoven that made him act in this way;

they consequently misapplied his forms, copying the externals only.

Hence the vogue of programme music, of which the great representative

is Berlioz. Then there came an influx of the wealth of instrumental

music (developed independently of vocal music) into operatic melody.

This is modern _characteristic_, of which Meyerbeer, the cosmopolitan

Jew, is the great exploiter, and which differs from that of Gluck and

Mozart in that the poet is infinitely more degraded, and absolute

melody more exalted. This held good even in Paris, where the poet had

hitherto always had _some_ rights; but now Meyerbeer forced Scribe,

his librettist, to run wherever he chose to drive him. The secret of

his music is "Effect without Cause." Yet even Meyerbeer wrote fine

music where he allowed the poet to guide him--as in parts of the great

love-scene in the fourth act of _Les Huguenots_.

To sum up, then, Music has tried to be the drama, and the attempt

has ended in impotence. The only salvation for it lies in sensible

co-operation with the poet. This may be seen by a glance at the nature

of our present music. The most perfect expression of the inner being

of music is melody; it is to harmony and rhythm what the external side

of the organism is to the internal. Now the Folk's melodies were a

revelation of the nature of things. Christianity, however, with its

anxiety to lay bare the soul, found itself face to face not with life

but death; and the Folk-song, the indivorcible union of poetry and

music, almost died out. In the ages of human mechanism the longing of

things was to produce the real man, which man "was really none other

than Melody, _i.e._ the moment of most definite, most convincing

manifestation of Music's actual, living organism." The struggle of

Beethoven's great works is the struggle of mechanism to become a man,

an organism, uttering itself in melody. Thus while other composers

merely took melody, ready-made, from the mouth of the Folk, and applied

it to their own purposes, Beethoven's melody was the spontaneous effort

of Music's inner organism to find expression. But it is only in the

verbal outburst of the Ninth Symphony that Beethoven brings melody

to true life; music was sterile until fertilised by the poet. The

error had always been that operatic melody, coming as it did from the

Folk-song, ran on certain rhythmical and structural lines, beyond which

the musician could not stray; so that melody had no chance to be born

spontaneously out of poetry, for the poet had simply to adapt his words

to the one invariable musical scaffolding. "Every musical organism

is by its nature a womanly; it is merely a bearer, not a begetter;

the begetting force lies outside it, and without fecundation by this

force it cannot bear." In the Choral Symphony Beethoven had to call in

the poet to fertilise absolute music; and the folly of the latter is

seen in its attempts not only to bear but also to beget. "_Music is a

woman_," whose nature is to surrender in love. Who now is to be the Man

to whom this surrender is to be made? Let us look at _the Poet_.

II. When Lessing tries to mark out the boundaries of poetry and

painting in the _Laocöon_, he has in his eye merely descriptive,

literary poetry, not "the dramatic art-work brought immediately into

view by physical performance." Now the literary poem is an artificial

art, appealing to the imagination instead of to the senses. All

the egoistically severed arts, indeed, appeal only to the force of

imagination. They "_merely suggest_; an _actual presentation_ would be

possible to them only if they could address themselves to the totality

of man's artistic receptivity, communicate with his entire perceptive

organism, instead of merely his faculty of imagination; for the real

art-work only comes into being when it passes from imagination into

actuality, _i.e._ physical presentation." There should be no _arts_,

there should be _one veritable Art_. It is an error to look upon Drama

as merely a _branch of literature_; although it is true that our drama

is no more true Drama than a single musical instrument is an orchestra.

The modern drama has a two-fold origin--in Romance, and in the Greek

drama; the flower of the former being Shakespeare--of the latter,

Racine. Our dramatic literature hovers undecidedly between these two

extremes. The romance was not the portrayal of the complete man; this

only became possible in drama, which actualised life, presented it

visibly to the senses. Shakespeare "condensed the narrative romance

into the drama"--made it, that is, suitable for stage representation.

The great characteristic of his art was that human actions did not come

before us merely in descriptive poetry, but by the actors addressing

themselves directly to the actual eye, and the poet had to narrow

down the diversity of the old Folk-stage to suit the scenic and other

demands of the theatre. The action and the characters had to be made

more definite, more individual, more circumstantial, in order to give

the spectators the impression of an artistic whole. The appeal, in

short, was no longer to fancy but to sense, the only domain left to

fancy being _the imagining the scene itself_--for the stage-craft

of those days fell short of actually _representing_ reality. This

mixture of fancy and sense-presentation in the drama was the source of

endless future confusion in dramatic art; the giving-up to fancy of the

representation of the scene left an open door in drama through which

romance and history might pass in and out at pleasure.

In the French drama, outward unity of scene determined the whole

structure of the play, diminishing the part played by action, and

increasing the function of "mere delivery of speeches." For the same

reason, the French dramatists could not choose for representation the

romance, with its bewildering multiplicity of incident; they had to

fall back on the already condensed plots which they found in Greek

mythology. Instead of dealing with his own people's life, then, as

Shakespeare had tried to do, the French tragedian merely imitated the

finished Greek drama. This unnatural, artificial world was reproduced

in French opera, and most saliently in the French opera of Gluck.

"Opera was thus the premature bloom on an unripe fruit grown from

an unnatural,[350] artificial soil. The outer form, with which the

Italian and French drama _began_, must be attained by the new drama by

organic evolution from within, on the path of the Shakespearean drama;

then first will ripen, also, the natural fruit of musical drama."

German dramatic art found itself between the Shakespearean play on the

one side and the scenic Southern opera on the other--between the appeal

to hearing, aided slightly by fancy in the representation of the scene,

and the appeal to the eye alone. There were two final courses open:

either, as Tieck suggested, to act Shakespeare with no more scenery

than was employed in Shakespeare's own theatre, or to represent each

change of scene in the plays--that is, employ the gigantic apparatus of

scenic opera.

The result to the modern poet was perplexity and disillusion. The play

was neither literature--as it was when men merely read it, allowing

their imagination to represent the scene--nor actual, visualised drama.

Hence the poet either wrote plays simply to be read, not acted, or,

if he wrote for the stage, he employed the reflective type of drama,

the modern origin of which may be traced to the pseudo-antique drama,

constructed according to Aristotle's rules of unity. These results

and tendencies are exhibited in Goethe and Schiller. Goethe, after

various experiments, found his full expression in _Faust_, which makes

no pretence of stage-representation, and is therefore really neither

romance nor drama. _Faust_ is "the point of separation between the

mediæval _romance_ ... and the real _dramatic matter_ of the future."

Schiller was always perplexed by the contradiction between history

and drama. The whole dilemma is this. On the one side are romance and

history, with all their multiplicity of character and action: on the

other is the ideal dramatic form, presenting a simple, definite action

and real moving characters visibly to the eye; and a compromise has

to be effected between these two. The plain truth is "that we have no

drama, and can have no drama; that our literary-drama is as far removed

from the genuine drama as the pianoforte from the symphonic song of

human voices; that in the modern drama we can arrive at the production

of poetry only by the most calculated devices of literary mechanism,

just as on the pianoforte we only arrive at the production of music by

means of the most complicated devices of technical mechanism--that is

to say, a soulless poetry, a toneless music." With _this_ drama true

music can have nothing to do.

Man, conceiving the external world, is impelled to reproduce his

conceptions in art in a mode that shall be intelligible to others. This

has only once been done thoroughly--in the expression of the Greek

world-view in the Greek drama. The material of this drama was the

myth--the Folk's mode of condensation of the phenomena of life--"the

poem of a life-view in common." The Christian myth was concerned with

death where the Greek had been concerned with life. It could therefore

be painted or described, but not _represented_ in drama. The Germanic

myth, like the Greek, was in its essence a religious intuition, a

life-view in common; but Christianity laid hold of it and dispersed it

into fragments of fable and legend--the Romance of the Middle Ages.

What the artist had to do was to find _Man_ under all this _débris_.

Now whereas the drama selects an action from a mass of actions, and

limits the surroundings to just so much as will illuminate and justify

this action, the romance has to enter circumstantially and at great

length into the surrounding circumstances, in order to make the action

and the character artistically convincing. The drama goes from within

outwards, the romance from without inwards: the drama lays bare the

organism of mankind, the romance shows us merely the mechanism of

history; the art-procedure in drama is organic, in romance merely

mechanical; the drama gives us the man, the romance the citizen; the

drama exhibits the fullness of human nature, the romance the penury of

the State. In the evolution that has gone on since the Middle Ages,

Burgher-society has come uppermost; but it offers nothing to romance

but unloveliness. Everything in life is being disintegrated past the

capacity of art to reunite it; the poet's art has turned to politics,

and until we have no more politics the poet cannot come to light again.

As Napoleon said, the rôle of Fate in the ancient world is filled in

the modern by politics; and this is what we shall have to comprehend

before we can discover the true content and form of drama.

Now the myth is true for all time, and its content forever

inexhaustible. Understanding it well, we see in it "an intelligible

picture of the whole history of mankind, from the beginnings of

society to the necessary downfall of the State." The political State

lives on the vices of society; salvation and art are only to be found

in the free, purely-human individual. The essence of the State is

_caprice_, of the free individual, _necessity_. It is then essential

for us to annul the State and create afresh the free individual. The

poet who tried to portray this individual found that he was face to

face with him _only as he had been shaped by the State_; he could not

then portray him, but only imagine him; could only represent him to

thought, not to feeling. Our drama, in consequence, has been forced to

make its appeal to the _understanding_ instead of the _feeling_. Out

of the mass of man's modern surroundings the poet has to reconstruct

the individual, and present him to feeling, to sense, instead of to

understanding. But this the poet cannot do; he can only address the

understanding, and that through the organ of understanding "abstract

and conditioned word-speech." "The course to be taken by the drama of

the future will be a return from understanding to feeling, in so far

as we advance from the mentally-conceived individuality to an actual

individuality." By the annihilation of the State, society will realise

its purely-human essence, and determine the free individual. And it is

only in the most perfect art-work, the drama, that the poet's insight

into life can find complete expression, because this drama will address

not the understanding, but the feeling, through the senses. It will

present the poet's view of life physically to the eye; it will be a

true _emotionalisation of the intellect_. It must present things to

us in such a manner that we cannot help realising their necessity.

This can only be done by avoiding the by-paths of the intellect, and

by appealing directly to the feeling. The _action_, then, must be so

chosen as to make this appeal instinctively. Now an historic action,

or one "which can only be justified from the standpoint of the State,"

is only representable to the understanding, not to the feeling; that

is, by its very multiplicity and lack of warmth it cannot be seized

definitely and quickly by the senses, but needs the combining function

of thought. The true dramatic "action" must be seen at once to be the

essential centre of the periphery of circumstance. Man and nature, as

cognised by the understanding, are split up into fragments; it is the

_feeling_ that grasps the organic unity of things, and it is from this

point _outwards_ that the true drama must work. In other words, it must

be generated from the _myth_.

Up to a certain point the intellect can work in the selection of

material, and express itself through its own organ, word-speech;

but for the full _realisation_ of the action and the motives to the

feeling, the organ of feeling--tone-speech--has to be called in.

"Tone-speech is the beginning and end of word-speech, as the feeling is

beginning and end of the understanding, as myth is beginning and end

of history, as lyric is beginning and end of poetry." The lyric "holds

within itself all the germs of the essential art of poetry, which

in the end can only be the justification of the lyric; and the work

that accomplishes this justification is nothing but the highest human

art-work, the _complete drama_."

Wagner as Man & Artist · 第 3 / 7 章