sprouting and growing crops, with winter and its dying vegetation,
that first finds expression in the deity myths which inspire the
vegetation festivals. The more permanent significance of these cults,
however, is due to the fact that the gods of vegetation gain an
increasing sphere of influence. The reason for this is obviously to
be found in the fact that subsidiary motives come to be incorporated
into the main cults of the earliest cultural peoples. _One_ factor
is of particular importance. Though inconspicuous in the earliest of
these cults, it becomes increasingly prominent as the cults become
more highly developed. I refer to _hopes of a beyond_. Of course, many
phases of the cult remain hidden to us. Due to the combinations already
mentioned and to the incorporation, in this case, of magical and
mystical elements, these cults acquired a secret nature in proportion
as they concerned themselves with the riddle of the beyond. The more
carefully the individual cult member guarded the secrets of the group,
the richer the blessings that he might hope to receive. Nevertheless,
the general psychological motives underlying this development enable
us to supplement the historical tradition. In this way it is possible
to gain a fairly positive knowledge of the process by which, with
an apparently almost universal uniformity, vegetation cults came to
combine with soul cults. The ideas of changing seasons, of summer
and winter, of the budding and the withering of grain, are naturally
associated with those of life and death. Winter and bleak nature
resemble death; and, just as lifeless nature is again resuscitated
in the spring, so also will the soul awaken to a bright and joyous
existence in the future. The connection is so obvious that poetry and
even myth itself everywhere refer to it. Hence also it could not have
been overlooked by the mythologists. Generally, however, this has
been regarded as an ingenious allegory by means of which man sought
to gain a vivid realization of the resurrection of the soul. In fact,
such allegorical reinterpretations occur in later cult legend itself.
Particularly characteristic of this is the legend of the Eleusinian
mysteries. Persephone, the daughter of Demeter, goddess of the crops,
is stolen by Pluto, ruler of the underworld, and the goddess-mother
wanders about on the earth seeking her child. Resentfully she withdraws
from the heavens and avoids the assemblages of the gods. During this
period of mourning, however, she devotes all of her care to mankind.
She protects not only the vegetation but also the germinating human
life, the child. Thus she becomes a benefactress upon earth. The gods,
however, mourn her absence, and Zeus makes a compact with the lord of
the underworld. Persephone is to remain in the underworld with her
husband, Pluto, during only one-half of the year; during the other
half she is to return to her mother. Appeased, Demeter herself returns
to the heavens. The allegorical significance of this legend cannot
fail to be recognized, nor the fact that it was probably only as a
result of a poetical elaboration of the mythological material that
this allegorical character was acquired. The same is true of all other
similar cult legends, from the descent into hell of the Babylonian
Ishtar down to the legends of Dionysos and Osiris, and other vegetation
legends of the Hellenistic period. In the form in which these have come
down to us, they are all products of priestly invention, replete with a
conscious symbolism such as cannot be ascribed to the original mythical
material upon which they were based. Nevertheless, it is customary not
only to regard all of this original content as allegorical, but also to
surpass even the traditional legend itself, if possible, in allegorical
interpretation. In the legend of Demeter, for example, Demeter is
supposed to be the mother earth, and Persephone the seed that is
thrown into the earth to grow up and blossom. Analogously, he who
participates in the cult hopes that, while his soul, similarly, is at
first buried in the earth with his body, it will later ascend to heaven
as did Demeter. Back of the myth, therefore, there is supposed to be a
symbolical allegory, and to this is attributed the original union of
the soul cult with the vegetation festival. When, then, the former lost
its influence, the symbolism it thought to have remained as the chief
content of the mystery. No original cult, however, shows the least sign
of connection with such subtle allegories. On the other hand, there
are many indications that the vegetation cults developed into these
higher forms of soul cults in an entirely different way. Soul cults
of a lower order had, of course, long been prevalent. But these were
absolutely distinct from any vegetation myths that may have existed.
They pictured souls as demons, against whom it was necessary to be on
one's guard, or, at a later stage, as beings whom one might conciliate
and win over as helpful spirits. Now, the cults of Demeter practised in
Eleusis had as their aim, not only an increased productiveness of the
soil, but also success in the interests and activities of this world.
Since they related to happiness in general, it was but natural that, as
soon as the ideas of a beyond reached a point of development at which
the yonder-world became the focus of desires and hopes, the cults also
should necessarily concern themselves with happiness in a life after
death. Thus, interest in the beyond came to be one of the further cult
motives that linked themselves to the dominant vegetation cults. The
latter, however, held the primacy, as is still clearly apparent by
reference to the vegetation festivals of the semi-cultural peoples of
America. It is only natural that this should have been the case. When
agriculture was in its beginnings, the most pressing need of life was
that of daily bread. For the tiller of the soil, moreover, the changes
of seasons marked by seedtime and harvest, represent sharply defined
periods, suitable above all others for the festivals to which tribal
associates assemble from near and far. The later allegories connected
with these cults had nothing to do with their transition into soul
cults, but, as their whole character indicates, were creations of the
priestly imagination. As a result of the reaction of cult activities
upon the emotions, however, concern for the future happiness of the
soul finally came more and more to overshadow the desires connected
with this world. Thus, the cults of Demeter eventually passed over,
in all essentials, into cults of the beyond. The same is true of the
Dionysos cults of the Greeks, of the Egyptian worship of Isis and
Osiris, of the Persian Mithra cult, and of many other mystery cults
of Oriental origin. All of these express the same passion for a
future bliss that shall begin at the close of earthly life and endure
endlessly.
The character of these cults is shaped, in a decisive measure, by other
influences, whose source is to be found in the hopes of a beyond. Even
in the vegetation festivals of the semi-cultural peoples of America,
with their elements of totemism and ancestor worship, an important
place is occupied by _ecstatic_ features--by the orgiastic dance, and
by the ecstasy that results from sexual excitement and from narcotic
poisons, such as tobacco. Conjurations, prayer, sacrifice, and other
cult ceremonies aid in stirring the emotions. Doubtless it was due to
these ecstatic elements that the cult of Dionysos gained supremacy over
the older cults of Demeter in the Greek mysteries, and that Dionysos
himself was eventually given a place in the Demeter cult. For is he
not the god of wine, the most potent of all the means for creating
a condition of bliss that elevates above all earthly cares? In the
mystery cults, however, the central feature of the cult activity was
the vision experienced in the ecstasy. The mysterious equipment of the
place, the preliminary ascetic practices, the liturgic conjurations
and sacrifices, the wine, which originally took the place of the
blood sacrifice, and, among the Hindoos, the soma, which was itself
deified--all of these served to transport consciousness to another
world, so that the cult became increasingly concerned with the world
beyond, and finally devoted itself exclusively to this interest. As a
result of this change, the hopes centring about the beyond forced their
way overpoweringly into cult, whereas the cult, in turn, reacted in an
important measure to enhance these hopes.
Over against the tendency toward unification inherent in vegetation
cults and in the other-world cults which sprang from them, the
increasing diversity of needs and interests now introduces influences
toward a progressive differentiation of cults. Separate deity cults
come to be fostered by the various social groups and classes, just as
had occurred in the case of the totem cults of the preceding age, which
differed according as they were practised by the tribe, the sex, or the
individual. The desire for protection against dangers and for security
in undertakings gives rise to guardian gods no less than it did to
guardian demons. Since, however, this more general desire branches
out into a considerable number of special desires, advancing culture
results in a progressive differentiation of cults. The foundation
of cities and the separation into classes and occupations lead to
special cults for each of these divisions of society. The personal
characteristics of the gods and the purposes of the cult come to be
affected, each by the other. Each specific cult chooses from among the
members of the pantheon that god who best suits its purpose, and it
then modifies his character according to its needs. The characteristics
of the gods thus undergo a change of significance analogous to that of
the forms of speech and custom. This change, however, is due mainly to
cult, and to the fact that the human beings who practise the cult have
need of protection and aid. The influence of saga and poetry is only
secondary, being, at best, mediated through cult.
In addition to the increasing diversity of human interests, and
interplaying with it in various ways, are two further factors that
tend toward the differentiation of cult. In the first place, divine
personality as such awakens man to the necessity of establishing
a cult. As a personal being who transcends human stature, the god
calls for adoration by his very nature, even apart from the special
motives which are involved in the specific deity cults and which, in
the further course of development, give to the latter their dominant
tone. Pure deity cults, thus, are the highest forms of cult, and give
best expression to ideal needs. Outstanding examples of this are the
Jahve cult of the Israelites, and the cults of Christ and Buddha. The
latter, in particular, show the great assimilative power of cults
that centre about an objective ideal, in contrast with those that are
subjective in nature, springing entirely from human desires and hopes,
and especially with that most subjective of all cults, the cult of the
beyond. Moreover, this idealizing impulse may also create new cults,
by deifying heroes who were originally conceived as human. Besides the
ancient hero cults, the most prominent examples of such cults are again
those of Christ and of Buddha. For there can be no doubt that Christ
and Buddha alike existed as human beings and that originally they were
also regarded as such. The fact that their heroic character consists
entirely in the spiritual qualities of their personalities does not
preclude them from consideration in this connection. These qualities
proved all the more effective in bringing about the exaltation of
the human into the divine. Thus, they enable us to understand how it
was possible for the cult of the original deities to be crowded into
the background by that of those who later came to be gods. This is
emphatically brought out in the Buddha legends, many of which represent
the ancient Hindoo gods of the Veda as the servants of the divine
Buddha.
In addition to the fact that divine personalities call forth homage
by their very nature, the multiplication of cults results also from
the fusion of the gods of various peoples. This is the most external
factor, and yet it is by no means the least potent one. It not
infrequently happens that cults gain their supreme importance only in
the territory into which they have been transplanted. Dionysos, for
example, was a god introduced from elsewhere into Greece. Through his
connection with the mystery cults, however, he later came to surpass
all other Greek gods in religious significance. The original cults
of the native Italian deities, with their numerous elements carried
over from the age of demoniacal and ancestral spirits, were but few
in number. Through the assimilation of Greek deities, however, and
later, at the time of the empire, of Oriental gods, differing widely
in character, Rome acquired a multiplicity of cults to which history
doubtless affords no parallel. Yet we must not overlook the fact that
in certain other cases--such, for example, as the Babylonian-Assyrian
and the Egyptian cults--the fusions may perhaps have become more
complete at an early period, and thus have precluded the juxtaposition
of the many separate cults that existed in the Rome of the Empire.
16. THE FORMS OF CULT PRACTICES.
This multiplicity of cults, increasing with the advance of civilization
both as regards the ends that are desired and the gods who are
worshipped, is by no means paralleled by the number of _cult agencies_.
The only possible exception might be in the case of the means which
the cults of the beyond employed for arousing ecstasy. Even here the
difference lies not so much in the means themselves as in the extent
to which they were used. Moreover, the secrecy surrounding these cults
is itself an external indication of the fact that they differed from
the cults concerned with the things of this world, for the latter
generally sought publicity. And yet there was no form of cult in which
ecstatic features were altogether lacking; such features are inherent,
to a certain extent, in cult practices as such and, in so far, are
absolutely universal. Differences in the specific purposes of the cults
and in the deities to whom the acts were dedicated did indeed cause
certain variations. These, however, we may here neglect, inasmuch
as they do not affect the essential nature of cult itself. From
early times on, there were certain activities that were universally
characteristic of deity cults, and their fundamental purposes remained
the same, namely, to gain the favour of the deity and thereby to
obtain the fulfilment of personal wishes. As regards this motive, the
_three_ cult agencies--_prayer, sacrifice_, and _sanctification_--are
absolutely at one. In this order of sequence, moreover, these agencies
represent a progressive intensification of the religious activity of
cult.
In the records of ancient civilized peoples we meet with a great number
of _prayers_, representing all the forms developed by this simplest
and most common of the means of cult. The most primitive form of
prayer is _conjuration_. Conjuration passed over from demon cult into
the beginnings of deity cult, and is intermediate between a means of
magic and a petition. This also indicates the direction of the further
development of the prayer. Conjuration is succeeded by the _prayer
of petition_, whose essential differentia consists in the fact that,
however earnestly the suppliant may strive for the fulfilment of his
desires, he nevertheless ultimately commits them to the will of the
deity. The development of the prayer of petition out of conjuration
becomes possible only because gods possess a characteristic which
demons lack--namely, personality. Once this personality attains to its
ideal sublimity, the exercise of magical power over the deity ceases
to be possible, or is so only under the presupposition that the will
of the deity is in itself favourably inclined toward the suppliant.
The idea underlying conjuration nevertheless continues for a time to
remain a supplementary factor in the prayer of petition; even where
no clearly conscious trace of it appears, it survives in the depth of
emotion that reinforces the petition. That conjuration blends with
petition is particularly evident in the case of _one_ characteristic,
whose origin must be traced to magical conjuration. I refer to the
fact that the _words of the petition_ are _repeated_ in the same or in
a slightly changed form, and that, at a later stage of development,
there is a constant recurrence of the same content, even though this
is variously expressed. This is a derivative characteristic of the
prayer of petition. Originally, it was thought that repetition brought
about an intensification of the magical effect, particularly in the
case of word-magic. We are already familiar with conjurations of
this sort as elements of totemic cults. With but few changes, they
recur in the older songs of the Avesta and Veda, as well as in some
of the Biblical Psalms. In these cases, however, the repetitions are
somewhat more extensive, for there is a more detailed statement of
that which is desired. And yet the Biblical Psalms, particularly, are
an illustration of the fact that, with submission to the will of the
deity, the petition becomes less urgent in tone. Even when the petition
is repeated the expression more and more assumes a somewhat altered
form. It is probably this enhancement through repetition--itself, in
turn, due to the dynamic character of the emotions of desire--that
accounts for the so-called 'parallelism of members,' characteristic
especially of Hebrew poetry. The view, once entertained, that this
is a sort of substitute for the rhythm arising from emphasis and
sentence arrangement is doubtless incorrect, for recent investigations
demonstrate the ingenious rhythm of Hebrew poetry. We would not, of
course, deny that the repetition of the thought in a changed form
intensifies the rhythmic expression. The real basis of the repetition,
however, lies not in this fact but in the motive underlying petition.
This is clear, above all, from the fact that repetition is most
pronounced particularly in those psalms and prophetic songs which are
of the nature of a prayer of petition and of the praises closely
connected with it. Later, repetition was also employed in other
forms of religious expression. In the case of the hymn of praise,
particularly, the tendency to repetition is augmented, by virtue of the
enthusiastic exaltation of the divine personality whom the hymn extols.
Besides the prayer of petition we find the _prayer of thanksgiving_.
Petition and thanksgiving are properly correlative, the one expressing
a wish to the deity and the other acknowledging its fulfilment. Not
infrequently, therefore, they are combined, particularly in the more
advanced forms of the prayer cult, into a single prayer of thanksgiving
and petition. He who prays returns thanks for the blessings which
he has received and adds a request for further divine aid. This
combination occurs very frequently in the Psalms, but it is to be
found also in other hymnodies. The extent to which the request for
further favours is subordinated to the thanksgiving for past aid, is
a measure of the humility involved, and represents a fair criterion
of the maturity of the religious feeling underlying the prayer.
Nevertheless, it may also be noticed that he who prays always aims
first to gain the divine favour through his thanksgiving, in the hope
that the gods may thereby be rendered more disposed to grant his
request. Typical examples of this are to be found, not only in the
Biblical Psalms, but also in the ancient Babylonian texts which recent
discoveries have brought to light. That the prayer of thanksgiving is
a higher form of prayer than is petition, is shown by the very fact
that it occurs in deity cult alone. More clearly even than petition
does thanksgiving presuppose a personal being, capable of appreciating
the feeling of gratitude. It is at most in the fact that the prayer
of thanksgiving still seeks to obligate the deity to future favours,
that demon-conjuration has left its traces upon it. And yet deity cult
is characterized precisely by the fact that the compulsion of magical
conjuration has entirely disappeared in favour of the free volition
of the deity. That prayer is regarded as imposing an obligation upon
the god no less than upon man, is extremely well brought out in the
conception that the relation of the two is that of a contract, or of
a covenant sealed in the cult. This idea, reinforced by the national
significance of the deity, is fundamental in the Jahve cult of the
Israelites.
_Praise_, or, as it is called in its poetic forms, the _hymn_, is
an even more pronounced feature of deity cult than is the prayer of
thanksgiving. The hymn is not usually classified as a form of prayer
because, when externally regarded, it may entirely lack the motive of
petition, and it is from the latter that the prayer has derived its
name. In view, however, of the continuity of the development of the
cult forms which find expression in speech, we cannot escape including
also the song of praise. Indeed, it generally adduces the blessings
conferred by the god as an evidence of his glory; not infrequently,
moreover, it concludes with a hope for the future favour of the deity.
Artistically perfect examples of such prayers are the compositions
known as the Homeric Hymns, which, of course, belong to a much later
age than the Homeric epics. They are pæans in praise of Demeter,
Apollo, Dionysos, and Hermes, in which the laudation of the beneficent
activity of these deities takes the form of a recital of some incident
in their lives, followed by a prospective glance at the favour which
they may be expected to bestow in the future.
In these cases, the song of praise clearly represents a development of
the prayer of thanksgiving. The final and most mature form of prayer,
however, the _penitential prayer_, or, as it is usually called, the
_penitential psalm_, may in a certain sense be called a subform of the
petitional prayer. In it, either external need or the consciousness
of personal guilt leads the individual to call upon the gods for
mercy and for forgiveness of the committed sin. Typical examples are
again available in the Hebraic and Babylonian psalms. These psalms
contain, in the first instance, prayers of cult, which were offered
on the occasion of national disasters and needs, such as crop failure
or drought, or, as in the case particularly of the Israelites, were
repeated at stated times in penitence for the sins of the community.
Such being the motives, the most universal form of prayer, that of
petition, may here also be discerned in the background. Not only is
the penitential psalm in and for itself a particular form of petition,
containing as it does a plea for the forgiveness of committed sins, but
it is frequently combined with a direct prayer for the favour of the
deity and for renewed manifestations of grace through a fortunate turn
of destiny. In spite of this egoistic strain, however, which, just as
in the case of the song of praise, is seldom absent, the penitential
prayer is, religiously speaking, the highest form of prayer, and may be
found only at an advanced stage of deity cult. Above all other forms
of prayer, its emphasis falls on the inner life; where it comes to
expression in its purity, it seeks not external goods, but only peace
of conscience. Moreover, more than anywhere else, we find in it a
resignation to the will of the deity. This resignation, in turn, draws
its strength from the belief that human destiny is in the absolute
control of the gods, everything experienced by the individual or by
the cult community being interpreted as a divine punishment or reward.
Thus, the penitential prayer is closely bound up, on the one hand,
with the idea of a divine providence and, on the other, with ideas of
retribution. Neither the idea of providence nor that of retribution is
to be found in early deity cult; both are products of the subsequent
religious development. Moreover, the issue is not changed by raising
the question whether the retribution is regarded as occurring here or
in the beyond. As a matter of fact, the retributive idea is far from
being implicated with other-world hopes. The conviction that punishment
will overtake the guilty man even in this world, because of the direct
connection between present fortune and misfortune and the worship of
the gods, is itself the immediate source of the idea of a divine power
ever controlling the destinies of mankind.
In addition to prayer, however, and usually bound up with it, there
is a second important form of cult practice, namely, _sacrifice_. The
usual conception of sacrifice is altogether too narrow--just as is
the case with prayer. Hence the origin and significance of sacrifice
have been misunderstood. In view of one of its prominent features in
the more highly developed cults, sacrifice is usually regarded as a
gift to the deity, and the various meanings that a gift may have are
then simply held to apply to sacrifice itself. Accordingly, the purpose
of sacrifice is limited either to disposing the god favourably toward
the sacrificing individual or community, or to obtaining forgiveness
for committed sins. In the Priests' Code of the Israelites, this
second form of sacrifice--the trespass or sin-offering--also served
the former purpose, thus acquiring the significance of an act of
reconciliation which at the same time blotted out any transgressions
of the past. The sin-offering, on the other hand, was concerned with
purification from a single, definite sin for which the forgiveness of
the deity had to be obtained. The peace-offering, therefore, was a
cult that was celebrated in common and on a specific day, whereas the
sin-offering was brought only on special occasions, when an individual
or a restricted group felt the burdens of conscience because of a
committed sin. Corresponding to the different purposes indicated by
the words 'reconciliation' and 'forgiveness' was the manner in which
the sacrifice was brought. The peace-offering was taken to definitely
established centres of cult, primarily to the temple at Jerusalem.
Those bringing the sacrifice shared its enjoyment with the deity in the
sacrificial meal, which was an expression of the covenant concluded
with the deity for the future. The sin-offering was made whenever
occasion demanded, and the sacrifice was designed for the deity alone.
After the removal of the portion reserved for the priesthood, the
remainder was burned--those making the sacrifice could enjoy none
of it. If we regard both kinds of sacrifice as forms of gift, the
peace-offering would correspond more closely to an actual gift with
a certain tinge of bribery, though this conception is rendered less
crude by the fact that the sacrifice represents also a covenant which
receives expression in the sacrificial meal. The sin-offering, on the
other hand, is more of the nature of a penalty, similar to that which a
judge imposes in satisfaction of a crime.
It must be granted that there is a stage in the development of
sacrificial cult in which the gift motive is dominant. Nevertheless,
even here there are concomitant phenomena which clearly indicate
that the sacrifice cannot originally have had the significance of a
gift. On the contrary, there has been, in part, a change in meaning
and, in part, an arbitrary reinterpretation of phenomena. The Jewish
peace-offering was not a true gift. This is evidenced by the fact
alone that one of its chief features was the sacrificial feast,
which involved the idea of the deity's participation in the meal. In
connection with this idea of communion with the deity, the offering of
parts of the consumed sacrifice was manifestly only a secondary motive.
Nor was the renunciation required of the sacrificer in connection with
the Jewish sin-offering a feature which had anything in common with a
gift. It was similar rather to punishment. Moreover, all resemblance
whatsoever to a gift disappears when we call to mind the earliest forms
of sacrifice, as well as the objects that were offered. One of the
oldest sacrifices, found even within totemic culture, was that offered
to the dead. In its broadest sense, this comprehends everything that
was given over to the deceased, or that was burned with him, in case
cremation was practised. Such objects originally included some of the
belongings of the deceased, particularly his weapons and personal
decorations. After despotic forms of government arose, the death of a
chief or of a person of influence demanded also the sacrifice of his
animals, slaves, and wives. We are already familiar with the change of
motives that here occurred. At first, the aim was to keep the deceased
from approaching the living; later, it was to equip him with whatever
might be of service in his future life. The sacrifice then became an
offering to the demon of the deceased, designed to win his aid for
the living. Finally, it was devoted to the gods, whose favour was
sought both for the deceased and for the survivors. A survey of the
development as a whole shows that the gift motive was at first entirely
lacking, and that even later it was of relatively little importance.
The idea of magic was predominant. The aim was to bring the power of
magic to bear upon the deceased and his demon, and finally upon the
gods. The demon was to be kept at a distance, just as in the case of
burial and of the binding of the corpse, and the gods were to be won
over to a friendly attitude. This appears even more clearly when we
consider the objects that were sacrificed. In this respect, there was
an important change, first mediated, probably, by the cult of the dead,
and thence carried over to sacrifice in general. The sacrificer offered
such parts of his own body as were held to be the specific vehicles
of the soul. Homer tells us that Achilles deposited the two locks of
hair, which he had once promised to his native river god, upon the
dead body of Patroclus. The use as a sacrifice to the dead of a gift
dedicated to a god, clearly indicates that the two forms of sacrifice
possessed an identical significance. The deceased takes with him into
the underworld part of the person of the sacrificer. Similarly, it
was believed that the psychical powers of the deity are, on the one
hand, strengthened through the soul which he receives in sacrifice,
and are, on the other hand, inclined toward the one who brings the
offering. In animal sacrifice, the blood was poured out beside the
sacrificial stone for the enjoyment of the god. Of the inner parts of
the bloody sacrifice, it was again those that were in ancient times
regarded as the chief vehicles of the soul, the kidneys with the
surrounding fat, that were particularly set aside for the god. Closely
connected with this is the sacrifice which, through self-mutilation,
the priests and temple servants offered in the case of ecstatic cults
(pp. 294 f.). In all of these instances the ideas of magic and of gift
intermingle. The soul-vehicles which are offered are also gifts to the
deity, intended for his enjoyment. In partaking of them, however, a
magical influence is released by means of which the will of the deity
is controlled, or, in the view of a more advanced age, is favourably
inclined toward the sacrificer. The same idea prevails when public
sacrifice demands a human being, instead of an animal, as a vicarious
offering for the sacrificing community. Indeed, human sacrifice also
has its prototype in the sacrifice to the dead, though the sacrificial
idea is in this case kept in the background, inasmuch as the dominant
purpose is to equip the deceased with that which he requires for
his further life. Human sacrifice proper, therefore, is at most
connected with faint survivals of this older practice. In contrast
with the latter custom, the individual sacrificed to the deity serves
as a _substitute_ for the community. In this form, however, human
sacrifice does not antedate animal sacrifice, as has been believed,
but follows upon it. Still later, of course, it was again displaced
by the latter, as is graphically portrayed in the Biblical legend of
Abraham and Isaac. The priority of animal sacrifice is attested, first
of all, by its incomparably wider distribution. Human sacrifice, and
traditions indicative of it, appear to be altogether restricted to
the great agricultural festivals and solstice-cults in which the one
who is sacrificed serves, on the one hand, as a substitute for the
sacrificing community which offers itself to the deity in his person,
and, on the other hand, as the representative of the god himself.
Convincing proof of this is furnished by the traditions regarding the
seasonal cults of the ancient Mexicans, as these have been reported by
K. Th. Preusz. Prior to the sacred festival at which an individual was
offered in sacrifice, he was himself reverenced as a god. The twofold
significance of the human sacrifice becomes perfectly intelligible in
the light of the above-mentioned fusion of the ideas of gift and of
magic. Dedication to the deity and union with him merge so completely
that they become a single conception. Even the blood poured out upon
the sacrificial altar was not merely an offering, but, as a vehicle of
the soul, was supposed to transfer to the deity who received it the
desires of the offerer. What was true of the blood was quite naturally
pre-eminently true when the object of sacrifice was the person
himself. In this case, all the organs were offered, and, therefore,
the entire soul. This is the most extreme form of the sacrificial idea,
and occurs only in the sacrificial cult of fairly large political and
religious communities. As is characteristic of legend, the 'Abraham
and Isaac' story individualizes the ancient tradition, construing
the latter as an account of a test of obedience to the god--an
interpretation very obviously to be regarded as an invention of later
priestly wisdom. On the other hand, the Roman Saturnalia, the Persian
festival of Sacæa, and other agricultural cults of the ancient world,
exhibit traces of the sacrifice of a human being who represents the
deity himself. Along with these we might probably mention also the
Babylonian festival of Tammuz and the Jewish feast of Purim. Finally,
the Christian conception of the sacrificial death of Jesus combines
the same ideas, though their religious significance is transformed and
reinforced by the thought of redemption, which has displaced the older
protective and fortune-bringing magic. The sacrificial community has
here become the whole of mankind, and the one who by his death brings
about a reconciliation with the deity is himself the god. For this
reason dogma insists--with a logic that is perhaps unconscious and
mystical in nature, yet all the more compelling--on the unity of the
divine personality with that of the redeemer who died the sacrificial
death. This fusion of sacrificial conceptions thus gave rise to the
most impressive and effective story that the human mind ever conceived.
Herewith we reach the culminating point in the development of the
idea of a gift offered to the deity, and here also the sacrificial
object attains its highest _worth_. That the sacrificer, however, is
little concerned with the value of the objects which he brings, is
obvious from the fact that these are frequently without any objective
value whatsoever. Such, for example, are the small pictures offered
in Chinese ancestor cult, and also the miniature representations of
desired objects which are placed on votive altars--instances in which,
of the two ideas combined in sacrifice, that of the gift again entirely
vanishes, leaving as the sole motive the more primitive idea of magic,
which never completely disappears. Wherever sacrifice is dominated
by the idea of a gift offered to the deity, the sacrificer, in turn,
seeks to gain certain ends in return for the value of his gifts. The
scale of values may be either quantitative or qualitative, or both
combined. Even in the case of the bloody sacrifice both criteria are,
as a rule, involved. At the great festivals of Athens and other Greek
cities, one hundred steers were sacrificed to the gods, the greater
part of the sacrifice, of course, serving as food for the people. In
Israel, the rich man sacrificed his bullock, the poor man, his young
goat. It was the conception of value that caused especially the fruits
of the field, as well as the products of the cattle industry, milk and
butter, to become objects of sacrifice. Later, sacrificial offerings
were also made in terms of jewels and money. These were brought to the
temple for the decoration of the house of the god and for the support
of the cult or the relief of the poor. This development was influenced
by another change, connected with the transition from the earlier
bloody sacrifice to the bloodless sacrifice. Prior to the influence of
the sacrificial customs, the bloody sacrifice involved the loss of the
sacrificial animals. These were either entirely burned and thus given
to the gods, or their flesh was consumed by the cult members at the
sacrificial feast, the god receiving only those parts that were prized
as the vehicles of the soul. Now, bloodless sacrifice belongs to a
higher stage both of culture and of cult. In general, it presupposes an
advanced agricultural and cattle industry, as well as the existence of
more extensive cult-needs whose satisfaction the sacrifice is designed
to secure. Thus, the two conditions mutually reinforce each other. The
products of agriculture cannot be directly offered to the deity as
can the burnt offering, which ascends to heaven in the smoke. On the
other hand, the cult cannot dispense with certain means, and these are
obtained by utilizing in its interests the economic foresight which
has been acquired by the agriculturist and the cattle-raiser in the
course of their work. In place of the direct products of husbandry,
the succeeding age more and more substitutes costly jewels and money.
Thus, the development which began with the burnt offering concludes
with the money offering. This later offering is no longer made directly
to the deity, or, at most, this occurs in the accompanying prayer; the
offerer bestows his gifts upon the temple, the priests, or the poor.
By so doing he hopes to win the divine favour indirectly, through the
merit which such gifts possess or through the cult activities which are
purchased by means of them.
The earliest forms of sacrifice are thus more and more displaced by
cult agencies which, to a certain extent, themselves approximate to
purification ceremonies. This transformation, however, cannot suppress
the original sacrificial purpose, which was solely that of exercising a
direct magical influence upon the deity. We now meet with phenomena in
which this purpose asserts itself all the more potently, because of the
above development--phenomena from which the idea of a gift possessing
objective value is entirely absent. We refer particularly to votive
and consecration gifts. These very names, indeed, are evidence of the
confusion which a one-sided emphasis of the gift-idea has introduced
into the interpretation of sacrifice. For votive and consecration gifts
generally consist of artificial objects which are ordinarily devoid of
any artistic or other value. They are deposited on the altars of the
gods, or, in the Catholic cult, on those of the saints, either to make
known a wish, as does the 'gift of consecration,' or, less frequently,
to render thanks for the fulfilment of a desire, as in the case of the
'votive offering.' Although these offerings, even in their beginnings,
are inseparable from a fairly developed deity cult--since they
presuppose altars upon which they are placed, and, therefore, temples
consecrated to the gods--it is practically the amulet alone that may
be said to rival them in extent of distribution. They occur in ancient
Egypt, as well as in Greece and Rome. They were known also to Germanic
antiquity, from whence they probably found their way into the Catholic
cults of Mary and the saints. The consecration gift corresponds to the
prayer of petition, the votive offering to the prayer of thanksgiving;
these prayers, accordingly, are spoken when the object is placed upon
the altar. The gift of consecration is the earlier and more common,
just as the prayer of petition precedes that of thanksgiving. The
peculiarity of this cult, however, consists in the fact that the
object offered as a sacrifice is an artificially fashioned image,
usually reduced in size, of the object in connection with which aid
is sought. This obviously gives it a certain relationship with the
fetish, on the one hand, and with the amulet, on the other. As a matter
of fact, the so-called 'consecration gifts' are not in the least
real gifts. The sick man presents a figure of the diseased part of
his body, fashioned of clay, bronze, or wax, and the peasant who has
suffered a loss of cattle brings a representation of the animal. In
themselves, these objects are valueless; nor can they be of service to
the deity to whom they are brought, as was doubtless believed by the
sacrificers to be true in the case of the animal that was slaughtered,
as well as of the blood, and doubtless also of the fruits which were
offered. The significance of such a gift of consecration lies solely
in its subjective value, just as does that of the primitive amulet,
which is likewise an article without any objective worth. To believe,
however, that this value consists in the fact that the consecration
gift symbolizes the submissive reverence of the offerer would be to
read back a later stage of religious thought into an age to which
such symbols are entirely foreign. Moreover, the purposes of this
sacrifice make such an interpretation impossible. The vast majority of
consecration sacrifices have another similarity to amulets, in addition
to that just mentioned; those who bring them seek healing from disease.
Hence, in ancient times, such offerings were brought chiefly to the
temple of Æsculapius. Just as the amulet, in its most common forms,
is designed as a protection against dreaded sicknesses, so also does
the consecration gift aim at relief from actual suffering. The amulet,
however, may be traced far back into the period of demon-cult, and its
characteristic types, therefore, are patterned on the more prevalent
expressions of demon-belief, such as cord magic. The consecration
gift, on the other hand, is associated with deity cult, and takes the
form of sacrifice. Moreover, it reverts to the most primitive kind of
sacrifice, to the purely magical offering. The leg of wax offered by
the lame is simply a means of magic. Since it possesses no objective
value, it is worthless as a gift, and, as a means of magic, it is
again of the most primitive sort. The sacrificial object is regarded
as having a soul, quite in the sense of early animism. Through its
immanent psychical power it is to exercise magical coercion over the
soul of the god or the saint. Its potency is precisely the same as that
which the soul of the sacrificial animal or human being is supposed to
possess. The only difference is that the external characteristics of
animistically conceived objects ordinarily force into the background
the idea that the sacrifice magically becomes identical with the deity
who receives it, whereas this conception comes out with especial
clearness when the offering consists of an animal or of a human being.
This is strikingly shown by the above-mentioned sacrificial festivals,
in which, prior to being offered as a sacrifice, the individual was
himself reverenced as the god to whom he was to be offered. True,
the fact that the human individual, as well as the animal, possesses
a value for those who bring the sacrifice, also introduces the idea
of a gift; added to this, moreover, in the case of human sacrifice,
is the further thought that the sacrifice is a substitution for the
sacrificial community.
Thus, the idea of a magical effect upon the deity is combined with
that of a gift designed to gain his favour. This appears also in
connection with the sacrifice of the _first-fruits of the harvest_ or,
with what is only a transference from the fruits of the field to the
animal used in its cultivation, that of the first-born of the cattle.
From the standpoint of the gift theory, such an offering is regarded
as a particularly valuable gift. But this greater value is again
exclusively of a subjective nature. Objectively speaking, the mere
fact that it is the first of the fruits or the first-born of the cattle
that is offered, does not give the sacrifice any additional value.
Very probably the decisive factor is the preference which man gives
the gods in the enjoyment of the fruits of the field. It certainly
cannot be denied that this motive is operative, particularly in later
development. That it was the original notion, however, is improbable.
Obviously, this offering is closely related to the custom, common
even to-day, of leaving the last sheaf in the harvest-field. This
custom, which W. Mannhardt was able to trace from ancient times down to
rural festivals that are still prevalent, is also of the nature of a
sacrifice. On such occasions, an egg, a piece of bread, or the picture
of a human being or of an animal, is sometimes tied to the first or to
the last sheaf of the harvest and left upon the field. Such acts are
obviously due to the need of attributing to the garnered grain life and
a soul, as well as the ability to influence by its soul the vegetation
demons of the field, and, in later times, the gods who protect the
cultivated soil. The custom could scarcely have originated except
for the presence, from the very outset, of the idea of a psychical
power resident in the sprouting seed. Later, the idea of a gift here
also forced the magical motive into the background. Indeed, it may
well be that this caused the sacrificial usages which originally, as
it appears, marked the end of the harvest, to be put forward to its
beginning.
It is only ideas of magic, furthermore, that can account for the
practice of _divination_. Connected with sacrifice are various
phenomena that are accidental in nature and unforeseeable on the part
of the sacrificer. These phenomena are such as to be sometimes regarded
as indications of the acceptance or the rejection of the sacrifice
on the part of the deity, while at other times they are interpreted
from a different point of view, as general prophetic signs. In the
case of the burnt offering, for example, the direct ascent of the
smoke to the heavens was regarded as a sign that the deity graciously
accepted the offering. Similarly, the examination of entrails, common
among Oriental as well as Occidental peoples, originally, doubtless,
had the purpose of discovering whether the animal possessed a nature
pleasing to the gods. Later, however, it became one of a large class
of general prophetic signs (_prodigia_), such as the flight of
birds, lightning, clouds, and other incalculable phenomena of nature
by which the future was predicted, particularly in respect to the
success or failure of enterprises about to be undertaken. Because of
the general relationship of magic and divination, the sacrificial
cult borders upon the _oracle_. In the oracle, man wishes to read the
future; in the sacrifice, he wishes to influence it by his action.
This of itself implies that sacrifice occupies the higher plane.
The belief in prophetic signs passed over from demon cult to deity
worship with relatively little change, except that it became connected
with particular gods or priesthoods and was therefore more strictly
regulated. The hopes of a beyond, which were involved in the ecstatic
practices of the orgiastic cults, opened up a new field to prophecy,
and supplied divination with additional methods--the dream and the
vision. Though connected in various ways with sacrificial cult, these
phenomena are far from containing the wealth of religious motives
involved in the former. Nor do they develop any common cult. This is
due particularly to the fact that ecstatic visions are dependent upon a
certain psychological predisposition, a fact which also enables us to
understand the influence exercised by the individual seer and prophet
upon religion and cult.
A third, and the highest, form of cult practice consists in
_sanctification ceremonies_. Just as sacrifice is bound up with
the various forms of prayer--conjuration, petition, thanksgiving,
and penitence--so, in turn, is the sanctification ceremony closely
connected with both sacrifice and prayer. On the one hand, it is
reinforced by accompanying prayers; on the other, it results directly
from sacrifice, particularly whenever the latter takes the form of a
cult practice that brings mankind into association with the deity.
In this event, the ceremony of sanctification represents an activity
supplementary to sacrifice. The impulse to sanctification gains the
dominance over the sacrificial idea as soon as the desires relating to
the personal worth of the sacrificer himself gain ascendancy over the
external motives which at first prevailed. This subjective interest,
of course, appears only after the religious life has become relatively
mature; at the outset, moreover, it is still everywhere combined with
sacrificial practices that centre about external possessions. Once it
has finally freed itself, and has become purely a sacrifice designed to
enhance personal worth, it becomes a _means of sanctification_. When
sacrifice has reached this highest stage, however, the idea of a gift
presented to the deity by the sacrificer completely disappears--in so
far, there is a resemblance to the very earliest sacrifices, which were
of a purely magical nature and were in no sense intended as gifts. If,
therefore, the sacrifice of self-sanctification retains any connection
at all with the conception of a gift, the sacrificer must not only
be said to offer himself to the deity but the deity must likewise be
regarded as giving himself to the sacrificer.
Nevertheless, the origins of sanctification ceremonies and of sacrifice
are essentially diverse. At the outset, moreover, these cult practices
adopt different paths, meeting only at the height of their development.
True, the sanctification ceremony is rooted in magic belief, just as
is sacrifice. In primitive sacrifice, however, the magic is directed
externally; in the case of sanctification, on the other hand, the
object of the magic is the human being himself who performs the cult
action or who permits it to be performed upon him. Even in the earliest
stages of these practices, therefore, the sanctification ceremony
occupies the higher level; hence, also, this ceremony is subsequent in
origin to sacrifice. And yet practices presaging sanctification may be
found in much more primitive cults, in the _purification ceremonies_,
whose beginnings may be traced far back into the totemic age. We have
already mentioned the fact that water and fire were used as means of
magical purification even in the period of demon-belief (pp. 201 ff).
So long as they retain this significance, they may both be classed
as agencies of counter-magic. Their function is to counteract the
evil spells that result from contact with a corpse or with some other
object that is regarded as taboo. Purification by fire has the same
significance. Because of the more elaborate preparations which it
requires, however, such purification tends, from the very beginning,
to take the form of a public cult celebration. As a result, it passes
over directly from the field of counter-magic into that of magic
proper--a reversal common in the field of magical usage. At this point,
purification becomes sanctification. For, the original purpose of the
means which the latter employs is always that of affording protection
against _future_ attacks on the part of the demoniacal powers that
threaten man from without, or, in a later and a religiously purified
interpretation, against personal transgressions resulting from man's
inner nature. Herewith the development reaches the stage of the
sanctification ceremony proper. The belief that sanctification is
necessary for the individual can arise only in connection with deity
beliefs, for it is bound up with ideas of retribution. The latter, in
turn, depend upon the feeling of the personal guilt of the individual
no less than upon the belief in the existence of personal gods who
avenge the sins that are committed. Precisely the same change that
takes place in the development of purification by fire transpires also
in the case of water, the second and more common means of lustration.
Here this transition is most clearly evident in connection with
_baptism_. True, even Christian baptism still partly retains the
idea of lustration. For, though the newborn child who is baptized is
not himself conscious of any wrongdoing, he is nevertheless tainted,
according to the doctrine of inherited guilt, by the original sin from
which he must be cleansed. Baptism thus incorporates the meaning both
of purification and of sanctification. The latter conception, however,
asserts its dominance. And yet the Anabaptists, though insisting that
man is unworthy of the sacred act unless he submits to it of his
own free will, have also wished to preserve, along with the idea of
sanctification, the idea of purification, which is both more original
and, for sense perception, more real. Moreover, baptism also occurs
with this twofold meaning outside the pale of Christianity, not only
among the Hebrews, to whom the Christian religion is indebted for
the cult, but even elsewhere, particularly among Semitic and African
peoples. Sometimes it occurs alongside of another very common custom,
that of _circumcision_; sometimes, as in Christendom, it is found
where the latter is lacking; in still other regions, circumcision is
practised, whereas there is no real baptism aside from the ordinary
rites of lustration. This diversity itself testifies to the essential
difference between the two cult practices--for that circumcision also
must be classed as such there cannot be any doubt. Circumcision,
however, is not a means either of purification or of sanctification,
but is of the nature of a _sacrifice_. Along with the offering of hair
in the cult of the dead and with the pouring out of blood in connection
with deity worship, it belongs to that form of sacrifice in which
the sacrificial object gains its unique value by virtue of its being
the vehicle of the soul. Thus, the object of sacrifice, in the case
of circumcision, may perhaps be interpreted as a substitute for such
internal organs as the kidneys or testicles, which are particularly
prized as vehicles of the soul but which can either not be offered at
all, on the part of the living, or whose sacrifice involves serious
difficulties.
Originally, sanctification and lustration not only employed the same
means but also followed identical methods. The need frequently came to
be felt, however, of an external distinction between these two cult
practices. Ablution thus came to be regarded as the proper method of
actual purification, whereas _sprinkling_ was adopted in connection
with sanctification. This also indicates the antithetical positions
which the two hold with respect to magic and counter-magic. Lustration
aims to remove moral, or, in the last analysis, demoniacal impurity;
sanctification furnishes him who seeks its blessings with water
possessed of magical powers. For this reason purification water fell
into disuse with the disappearance of belief in demoniacal impurity.
On the other hand, it was believed that sanctification water must
remain as available as possible to him who stands in need of its
virtues. Just as baptism is a cult agency whose purpose is intermediate
between purification and sanctification, so also does the priest
who conducts it lay emphasis, now on the one, and now on the other
of these phases. When sprinkling comes to be employed as a means of
sanctification, the magical significance of the act leads to a further
change. Ordinary water, such as is generally used in lustration,
no longer suffices--the water itself needs sanctification if it is
to serve the purpose for which it is designed. Even in the ancient
mystery cults, therefore, one of the chief elements in the ceremonies
of sanctification consisted in sprinkling the members with water from
sacred springs. The Jordan festival of the Greek Catholic Church still
employs water from the river after which it is named, or ordinary water
that has magically been converted into Jordan water. The relation of
the burning of incense to lustration by fire is the same as that of
sprinkling to lustration by water. And yet, in the case of incense,
the idea of sanctification has almost entirely suppressed the earlier
aim of purification. The purpose of sanctification finds its specific
expression in the belief that the smoke cannot have a sanctifying
effect without the addition of certain other elements. Balsamic
substances were therefore used. First and foremost among these, even
in ancient times, was incense resin, whose exciting and narcotic odour
enhances the magical effect. The herbs and resins that were thrown
into the flames, however, were also generally regarded as sacrificial
gifts to the gods, whose delight in the ascending odours would, it was
thought, render them favourably disposed toward the offerer.
Thus, sanctification ceremony and sacrifice become merged. The highest
form of sanctification, moreover, originates in sacrifice itself. It
appears as soon as the idea of intercourse with the deity becomes
elevated to that of communion with him. This occurs especially in
the _sacrificial feast_. When the sacrificial food is sanctified by
virtue of the fact that the deity partakes of it, this sanctification
is imparted to those human individuals who receive a share of the
sacrifice. In proportion as the worth of the sacrifice increases,
so does also the degree of sanctification. The latter reaches its
culmination in _human sacrifice_, where the person sacrificed is the
representative both of the sacrificial community and of the deity
himself. Sanctification here becomes deification for every participant
in the sacrifice. Following the disappearance of human sacrifice,
this idea was maintained in connection with the sacred animal that
was substituted for man, and finally, after bloody sacrifice was
entirely abandoned, in connection with the bread which constituted
the sacrificial food. In the most diverse cults of the Old and of
the New World, this bread was moulded into the form, sometimes of
a human being and sometimes of an animal. In this case again, the
sacrificial cult of Christianity unites the various elements. When
taken as a whole, the different interpretations that have been given
to sacrifice in the Christian world include conceptions representing
all the various stages of development. The bread and wine of the
sacrament perpetuate the memory of the most exalted human sacrifice
known to religious tradition, since, in this case, the idea of the
unity of the sacrificial person with the deity continues to survive in
the cult of the redeeming deity. In this sacrificial meal, moreover,
elements of related sacrificial cults survive--the idea of the paschal
lamb, borrowed from the Jewish Passover, and the substitution of wine,
as in the Dionysian mysteries, for the blood of the sacrificed god.
To the Christian, moreover, this sacrificial sanctification has had
_three_ distinct meanings, though these, of course, have frequently
been intermingled. There have been magical, mystical, and symbolical
interpretations--a series of stages through which all sanctification
ceremonies pass. To the uncritical mind, he who receives the bread of
the sacrament partakes of the actual body of Christ. Following upon
this stage of miracle and magic, is the idea that the cult act effects
a mystical union with the Redeemer, a union that is not corporeal
but spiritual. At the third stage, the cult action finally becomes
the symbol of a religious exaltation of spirit. This exaltation is
regarded as possible in itself without the external manifestation;
nevertheless, it is reinforced by the latter, in accordance with the
general relationship that obtains between inner needs and external
actions. Moreover, in each of these three cases, participation
in the common sacrificial meal is evidence of membership in the
religious society--a feature common to all firmly organized religious
associations. Such membership must be attested by participation in the
cult celebrations. Of the ceremonies in which expression is given to
one's religious affiliations, the sacrificial meal has been regarded,
from early times on, as the most important. The end of the development
thus returns to its beginning. The meal, enjoyed in common at fixed
times, differentiates cultural man from the man of nature. Among all
meals in which a relatively large community unites, however, the
sacrificial feast is probably the earliest, just as the cult festival
is the earliest festival celebration.
17. THE ART OF THE HEROIC AGE.
A survey of the various phases of human interest will show that they
are all present from the very beginning in the mental organization
of man. Moreover, they are throughout so interconnected that an
advance in one field of interest will lead to progress in general.
Nevertheless, we are unable to escape the further observation that,
in the life of the individual, certain capacities develop earlier
than others. Precisely the same is true of the life of humanity. The
phenomena in which the character of ages and peoples receives its chief
expression differ in each of the periods through which the development
of mankind passes. The secondary phenomena, in each case, either occur
only in their beginnings or, where we are dealing with later stages
of culture, are being perfected along lines already established. In
this relative sense, we may doubtless say of the three eras following
that of primitive man, that totemism is the age of the _satisfaction
of wants_, the heroic age, that of _art_, and the succeeding period
of the development to humanity, that of _science_. Of course, there
were many art productions, some of them admirable, even in the totemic
age--we need mention only the artistic cult dances, or the high
perfection to which the semi-cultural peoples of the period attained
in the decoration of the body and of weapons. It must be admitted
also that the heroic age already laid imperishable foundations for
science. Nevertheless, the main achievements of the totemic age relate
exclusively to the satisfaction of the external needs of life. The
modes of procuring and preparing food, and the forms of clothing,
adornment, implements, and weapons--all originated in the totemic
age, and, however great may have been the advances made by succeeding
eras along these several lines, the beginnings had nevertheless been
made. A manner of dress suitable to the climate had been developed.
The preparation of food by means of fire, the manufacture of the
fundamental and permanent implements and weapons--the hammer, the axe,
the saw, the chisel, the knife--and, finally, the differentiation
between weapons of close and of long range, had all been introduced.
Moreover--and this is perhaps most significant of all--art itself was
governed absolutely by the motive of satisfying needs. Articles of
adornment, tattooing, the dance, song, and music, were first of all
means of magic, and as such they served the most urgent needs, such
as man by himself was unable to satisfy. These needs were protection
against sickness and success in the chase and in war. Only gradually,
through a most remarkable heterogeny of ends, were many of these
agencies of magic transformed into _pure means of adornment_. Such
transformations, of course, occurred also in the heroic age. But by
this time the necessities of life had in part changed and, of the new
interests, those connected with cult and with political organization
gained an increasing importance. Æsthetic value came to be more and
more appreciated as an independent feature of objects. As a result,
articles were produced of a nature such as to minister both to the
needs of life and to æsthetic enjoyment. But, again, this occurs
pre-eminently within the field of spiritual needs, particularly in
connection with deity cult, on the one hand, and in the glorification
of human heroes, on the other. The construction of the temple, the
plastic reproduction of the human form and its idealization into
the divine image, and, finally, the forms of literature--the epic,
the hymn, and the beginnings of the religious drama, with their
accompanying music--all of these spring from the spiritual needs of
this age, among which needs cult is the foremost. With these various
activities, art begins an independent development, gaining a value
of its own, and conquering fields that had previously been untouched
by æsthetic influences. This conquest of new fields by the higher
forms of art is indicative also of an increasing appreciation of the
æsthetic, and, along with this, of a spiritualization of life as a
whole, such as results, in a particular measure, from art, and only
partly, and at a much later period, from science. The first subjects
of this art are heroes and gods--that is, those figures which the
imagination creates at the threshold of the heroic age, under the
influence of the new conditions of life. Gradually art then concerns
itself with the human personality and with the objects of man's
environment. In correspondence with a change which transpired in the
totemic age, in which means of magic were transformed into articles
of adornment, the objects of nature and culture are now more and
more stripped of their mythological significance and elevated into
pure objects of æsthetic appreciation. Thus, the heroic age includes
the two most important epochs in the entire history of art. These
are the origin of a true religious art, and the attainment of an
æsthetic independence which allows art to extend its influence to all
departments of human life. Religious art made its appearance with the
beginning of the heroic age; æsthetic independence represents a later
achievement. This explains why the totemic age seems to us a vanished
world, no less with regard to its art than in other respects. It can
arouse our æsthetic interest only if we attribute the final product
of this period--namely, decoration freed from its original magical
significance--to the motives that really underlie artistic activity.
The art with which we are still familiar and whose motives we can all
still appreciate, begins only with the heroic age. The tattooing of
the man of nature and the amulet about his neck are to us adornments
of low æsthetic value. A Greek temple, however, may even to-day
arouse the mood of worship, and the battles of the Homeric heroes and
the tragedy of a Prometheus overtaken by the wrath of the gods may
still impress us as real. However remote the age may be which these
products of art represent, the general spirit which animated it has not
vanished. The greatest turning-point in the spiritual history of man
consists in the stupendous achievement which inaugurates the heroic
age. I refer to the creation of the ideal man, the hero, and of the
god in whom heroic characteristics are magnified into the superhuman
and demoniacal. Here lies the beginning of a real history of art;
everything earlier is prehistoric, however important it may be for
a psychological understanding of art--an importance greater than is
generally supposed, since it is only these earliest phenomena that can
disclose the conditions underlying the first manifestations of the
artistic imagination. Since we may assume that the facts of the history
of art are generally familiar, it may here suffice to consider these
originating factors and their relation to the general character of the
heroic age.
The first and most striking characteristic of the new era is the
development of _architecture_. This is a new art, not to be found in
the preceding age, or at most only in very meagre beginnings. The
gabled and the conical hut, as well as the tent and the wind-break from
which they developed, are not artistic creations, but are products of
the most urgent needs of life. The impulse to erect a building for
any higher purpose than this, manifested itself first of all when,
here and there, the need of the living was attributed also to the
dead. For the shelter of the dead, soul and ancestor cults demanded
the erection of more permanent structures. Hence there appeared the
burial chamber, built of solid stone. Its walls, designed to afford
protection from without, were likewise constructed of stone, and
constantly became more massive. This stimulated a sense of the sublime
and eternal, which reacted on the construction of the monuments and
gave them a character far transcending the need that called them into
being. The development of the gigantic Egyptian pyramids out of the
simple walled tomb, the mastaba, tells us this significant story in
pictures that impress the imagination more vividly than words. But the
cult of the dead, which this history records, was itself intimately
connected with deity cult. The preservation of the mummy involved
every possible protection of the corpse from the destructive agencies
of time. This fact reveals a concern relating to incalculable ages,
and thus gives evidence of an idea of a beyond into which the deceased
is supposed to enter. Besides the house of the dead, therefore, there
is the house belonging to the deity, and this is even more directly
and universally characteristic of the age. This edifice, into which
man may enter and come into the presence of the deity, stimulates the
incomparably deeper impulse to build a structure worthy of the deity
for whom it is erected. Thus, then, we have the _temple_, designed
at the outset for the protection of the sacrificial altar, which had
originally been erected in the open, upon consecrated ground. Since it
is located at the seat of government, at the place where the citizens
assemble for the conduct of political affairs and for purposes of
trade, the temple is indicative also of the city and of the State.
Secular interests likewise begin to assert themselves. Hence there
appears a second mark of the city, the _castle_, which is the seat of
the ruler and of the governing power, and is generally also the final
defence, when hostile attacks threaten the city and State. Closely
connected with the castle, in all regions in which the ruler lays
claim to being a terrestrial deity--as he did, for example, in the
ancient realms of the Orient--is the _royal palace_. In harmony with
the twofold position of the ruler, his dwelling is architecturally
intermediate between the castle and the temple. Thus, it is the temple,
the castle, and the palace, whose development not only awakens the
æsthetic sense for architectural forms, but also gives impetus to the
other arts, especially to sculpture and to ornamentation. The latter
had previously found material for its expression in the utensils of
daily use. Enriched through its connection with architectural forms,
it now recurs to the miniature work of utensils and implements, where
it more and more serves a purely æsthetic need. Of the works of
architecture belonging to the early part of this period, it is the
temple which proves the greatest æsthetic stimulus. This is due not
only to its more exalted purpose, but also to the impetus derived from
the fact of the multiplicity of gods. The castle represents the unity
of the State. Hence the State contains but one such structure, erected,
whenever possible, upon a hill overlooking the city. The temple,
from early times on, is the exclusive possession of a single deity.
The idea of harbouring several deities in a single structure could
arise only later, as a result of special cult conditions and of the
increasing size of the sacred edifices. Even then, however, the need
for unity in the cult generally caused each temple to be dedicated to
a specific deity, the chief god of the temple. Hand in hand with this
went a striving for richness and diversity in architecture. The temple,
therefore, expresses in a pre-eminent degree not only the character of
the religious cult, but also the mental individuality of the people to
whom the gods and their cult owe their origin.
Closely connected with temple construction is _sculpture_, for, in it,
the importance which the human personality receives in this age finds
its most direct expression. Sculpture, moreover, clearly exhibits
the gradual advance from the generic to the individual, from a value
originally placed on man as such to absorption in the particular
characteristics of the individual. The early, 'generic' figure is
generally a representation of the divine personality who has inspired
the artist to create an image for the sacred shrine. Art does not aim
at the outset to copy man himself; it transfers his characteristics to
the deity, and only thus, and after laborious efforts, does it attain
its mastery over the human form. True, the gods are conceived as
human from the very beginning. So long, however, as the sacrificial
stone and the altar stand in the open field, this humanization leads
but to inartistic images, similar to fetishes. While these images
indicate the presence of the gods at the sacred places, they are not
intended as likenesses of the deities themselves. In their external
appearance, therefore, the fetishes of early deity cult still impress
one as survivals of the totemic age, even though the gods are no
longer represented after the fashion of demons, namely, as subhuman,
possessing animal or grotesque human forms. The conditions obtaining in
life generally were repeated in the realm of art. For the transference
of purely human characteristics to the image took place in the case
of the hero--or, what amounts to the same thing in the great Oriental
civilizations of antiquity, in that of the ruler--earlier than in
the case of the deity. The ruler is glorified by means of drawings
which represent processions of the hunt and of war, and which are
executed on the walls of his palaces. Similarly, the religious impulse
expresses itself in the erection of an anthropomorphic image of the
deity. This image is placed either in the temple, which is regarded
as the dwelling-place of the deity, or in some commanding part of the
city which reverences the god as its protector. Here, however, we come
upon a noteworthy proof of the fusion of the hero with the demon as
described above. From Babylonian and Egyptian monuments we learn that
the ruler and his retinue were already represented in human form at a
period when deity cult still retained hybrid forms of men and animals,
sometimes of the nature of animal demons with human faces, or again
as human figures with animal heads. Thus, art strikingly confirms
the view that the gods arose from a fusion of the hero personality
with the demon. When these external characteristics, due to the past
history of gods and their connection with demon beliefs, came to be
superseded, the divine image at first reproduced only the typical
features of man. In addition to overtowering size, external marks,
such as dress, weapons, and sacred animals, were the only evidences
of deity. The first step in the transition from the generic figure
to the gradual individualization of personality occurs in connection
with the facial expression. It is surprising to note the uniformity
with which, in all the civilizations of the Old World, the images
of the gods, as well as those of the heroes and rulers, acquire an
expression of kindliness and gentleness. This trait, however, is
again of a generic nature. The stiff, expressionless form has indeed
disappeared, but the expression that supervenes is uniform. Though we
have referred to this transition as universal, this is true at most
as regards the fact that, on the one hand, the expression of complete
indifference gives way to one manifesting emotion, and that, on the
other, this emotion, though pronounced, again exhibits uniformity.
In the quality of this feeling, differences in the character of
peoples may come to light, just as they do in myth and religion, with
which sculpture in its first stages is closely connected. In the two
great cultural regions of the New World, Mexico and Peru, there is a
similar transition. The cults of these peoples, however, emphasize
the fear-inspiring character of the gods. Hence, in their art, the
terrifying grimace of the earliest divine images becomes moderated
into an expression of gloomy, melancholy seriousness--a change such as
the art of the Old World approximates only in occasional productions
that fall rather within the province of the demoniacal, such as the
image of the Egyptian sphinx or the gorgon's head of the Greeks. Thus,
the transition from features that are entirely expressionless to such
as are generic, and then to those that characterize the individual
personality, occurs in connection with a change in the quality of the
emotions. To illustrate the relative uniformity of this development
we might likewise refer to the early Renaissance. Here again it was
necessary to seek a path to the concrete wealth of personality that
had been lost. Art reached this goal by way of the pathetic expression
of humble submission. As soon as plastic art departs from the typical
form, we find not only that a change occurs in the expressions of the
face, but also that the entire body becomes more lifelike. Along with
this, the themes of plastic art pass from the gods, rulers, and heroes
to the lower levels of everyday life. Even here art at first continues
to be fascinated by the great and conspicuous, though it later gains
more and more interest in the _significant_. This striving for reality
in its wealth of individual phenomena is characteristic not only of
sculpture, however, but also of painting. Disregarding the bodily
form in favour of the portrait, painting first acquires new means of
characterization in colour and shading; then, passing from man to his
natural environment, it wins from nature the secrets of perspective,
and thus gains a far greater mastery over the depths of space than was
possible to sculpture. _Landscape painting_, moreover, unlocks for art
that rich world of emotions and moods which man may create from the
impressions of nature, and which attain to purity of expression in
proportion as man himself disappears from the artistic reproduction of
his environment. Thus, the final product of pictorial art, together
with such paintings as those of still life and the interior, all of
which are psychologically related inasmuch as they express moods,
represent the most subjective stage of art, for they dispense with the
subject himself whose emotions they portray. All the more, therefore,
are these emotions read into nature, whose processes and activities now
constitute the content of personal experience. Once it attains to this
development, however, landscape art is already far beyond the borders
of the heroic age. Indeed, the Renaissance itself advanced no farther
than to the threshold of this most subjective form of pictorial art.
This art represents the hero--however broad a conception of him we may
form--as in all respects a human individual. Thus, art again returns to
the being whose ideal enhancement originally gave rise to the hero.
The changes which the forms of æsthetic expression undergo within the
field of formative art, are paralleled, on the whole, by those of the
_musical_ arts. By this term, as above remarked, we wish to designate
all those arts which depend from the outset upon the _external_
factors of tone and rhythm ultimately employed most freely in music
(cf. p. 262). In the preceding age, only _one_ of these arts, the
_dance_, really reached any considerable development. Of the two
elements of the musical arts, rhythm was as yet predominant. The dance
received but little melodic support from the voice; noise instruments
had the ascendancy over musical instruments. The further development
of these arts leads to continued progress, particularly with respect
to the melodic forms of expression. These begin with the language of
speech, and gradually pass on to the pure clang formations produced
solely by manufactured instruments. Corresponding with this external
change is an inner change of motives, influenced, of course, by the
varying materials which enter into the creations of the musical arts.
From the very beginning, the character of this material is involved in
constant change, as is also language, which is the basis of all these
arts, and whose rhythmical-melodic forms cannot be arrested at any
moment of its living development. The attempt to render permanent some
of the movements of this flowing process, by means of literary records
or definite symbols, is but an inadequate substitute for the enduring
power with which the mute creations of sculpture and of architecture
withstand the destructive influences of time. Just because of this
plasticity of their working material, however, the musical arts are
enabled all the more faithfully to portray the thoughts and feelings
that move the artist and his age. Particularly where these thoughts and
feelings are directly reproduced in language, the work, even though
coming down from a long-departed past, has an incomparably greater
power to transport us to its world than is ever possible to plastic
art. How much more vividly do we not experience the life of the Homeric
heroes while reading the Iliad than when viewing the Mycenian art of
that period!
Of all the products of the verbal arts, it is the epic that most
faithfully mirrors the character of the heroic age as a whole. The
human hero here stands in the forefront of action. His battles and
fortunes and a laudatory description of his qualities constitute the
main themes of the poem. In the background, appears the world of gods.
It receives no attention apart from its relation to the action. The
gods, it is true, take a hand in the destinies of the heroes--they
quarrel about them, or, when the need is greatest, descend to the earth
and, though unrecognized, assist them in battles. As for the rest,
however, their life lies outside the sphere of the epic narrative;
it appears to be an even and undisturbed course of existence into
which change enters only in so far as there is a participation in the
affairs of the terrestrial world. Such is the epic at the zenith of
its development and as it receives expression in the Homeric poems.
Though such poetry be traced back to its beginnings, the gods will not
be found to play any greater rôle, as we should be led to expect were
the theory of many mythologists true that the hero saga developed out
of the deity saga and, correspondingly, the heroic epic out of the
deity epic. In confirmation of our assertion, we might point to the
Russian and Servian romances, and also to the songs of the Kara-Kirghiz
and to the Finnish Kalewala, though the Kalewala has not come down
to us in quite its original form. The Norse Edda, which has been at
the basis of certain misconceptions regarding this question, should
not here be drawn into consideration, though, were it examined, it
would substantiate, if anything, the opposite of what is supposed. It
dates from a later period, which no longer believed, as we may assume
that the Homeric rhapsodists did, in the gods and heroes of which it
sang. The Norse skalds dealt, in their songs, with a departed world,
whose memory they endeavoured to renew; they drew their material from
märchen-myths and from folk-sagas. If, now, we turn to that poetry
of the Slavic and Turkish tribes which is really preparatory to epic
poetry, we find certain radical differences. Here also, of course,
there are imaginary beings who either take a hand in the battles and
destinies of the heroes or, through the magic over which the human hero
as yet still frequently disposes, come to identify themselves with
heroes. These beings, however, are not gods, but demons. They possess
no personal traits whatsoever. Such traits are lacking also to the
hero in proportion as he makes use of magical powers rather than of an
enhanced measure of human ability. Thus, it is the _world of demons_,
not that of gods, which forms the background of the early epic. As
regards the hero himself, it is apparent from his characteristics that
he is on the border-line between the hero of märchen and the epic hero.
This development of the epic again mirrors the development of the hero
saga described above. But, since epic poetry gives permanence to the
unstable characters of the folk-saga, and thus, in turn, reacts upon
the saga itself, its development is all the more capable of presenting
a clear picture of that fusion of demon with human hero which gave rise
to the god. It is by virtue of his human characteristics that the hero
of the early epic is distinguished from the demons whose world as yet
always forms his scene of action. These human characteristics are then
more and more transferred to the demons. Throughout all these changes
of environment, the hero remains the central figure of epic poetry, and
continues to develop purely human characteristics. Hence it is that, at
a later period, the gods again completely disappear from the action,
and the destinies of human heroes come to be the exclusive concern
of the epic. At this stage, it is no longer external factors that
determine the destiny of the hero, as they did when demons and, later,
gods were supreme; inner motives, whose source lies within the hero
himself, are of paramount importance. When this occurs, however, epic
poetry, has already passed beyond the boundaries of the heroic age.
At one time it was held that the Homeric epic, so far from marking the
climax of a development in which the world of heroes was brought into
relation with that of the gods, really inaugurated epic poetry. During
this period, the rhythmic-melodic form of Homer was regarded as the
beginning of all narrative. Indeed, at times it has been thought to
represent the beginning of language. Following the view of Jacob Grimm,
it was maintained that poetry was the earliest form of speech, and
that prose came through a process of deterioration analogous to that by
which prehistoric deity and hero sagas passed into the märchen. This
theory, of course, is just as untenable for the history of language and
poetry as it is for that of the saga. The original narrative is the
märchen-myth that passes artlessly from mouth to mouth. The transition
to a form which is at first loosely constructed and then more strictly
metrical, is clearly bound up with the transition from the hero of
the märchen to the hero of the saga. Coincident with this, gods also
gradually gain a place in epic poetry. This development is accompanied
by _two_ important external changes. The first of these involves the
transformation of the everyday prose, in which the märchen-myth had
been expressed, into rhythmic-melodic forms. These are reinforced by
a simple musical accompaniment that gives to the diction itself the
character of a recitative melody. The second change consists in the
fact that separate narratives are joined into a series, the basis of
connection being, in part, the heroes who participate in the action
and, in part, the content of the action itself. Thus, a romance-cycle
arises, which, when supplemented by connecting narratives, finally
develops into a great epic. As might be supposed, it is primarily
the first and the last stage of this development that are accessible
to direct observation--the romances of the early epic, preserved in
folk-poetry, and the perfected poems, such as the Homeric epics and
the _Niebelungenlied_. As regards the formation of these epics out of
their separate elements, we can do no more than to frame hypotheses on
the basis of somewhat uncertain inferences relating to differences in
style and composition. There can be no doubt, however, that the more
important step as regards the form of the epic, namely, the development
of rhythmic-melodic expression, was directly bound up with its very
first stage, namely, with the appearance of the earliest form of the
heroic narrative--a form resembling the romance.
But how may we account for this origin? Does the narrative of itself
rise to song because of the more exalted character of its content?
Or, is the rhythmic-melodic form imposed upon it from other previously
existing types of poetry? Such poetry exists. The simple songs of
primitive man we have already come to know; besides these, there
are the cult-song, whose conjurations and petitions were addressed
to demons prior to the advent of gods and heroes, and, finally, the
work-song. This at once indicates that we must postulate a transference
from the lyric type of song, taken in its broadest sense, to the
narrative. Nevertheless, the first of the above-mentioned factors must
not be disregarded. The heroic hero, of course, arouses far greater
admiration and enthusiasm than did the märchen-hero. Here, as in the
case of the song, the intensification of mental excitement causes its
verbal expression to assume rhythmic forms, precisely as the dominance
of festive and joyous emotion in the dance transforms the external
movements of the body into rhythmical pantomime. Doubtless, therefore,
it was primarily from the cult-song, and under the influence of a
related poetic ecstasy, that a sustained rhythmical form was carried
over to the portrayal of the hero personality and his deeds. And so, as
is clearly shown by the romance-like beginnings of epic composition,
the metrical form of the epic first follows current song-forms, and
then gradually adapts these to the specific needs of the narrative.
Now, the earliest characteristic of the song, and that which at a
primitive stage constitutes almost its only difference from ordinary
speech, is the refrain. In the epic, the rhythm becomes smoother. The
refrain disappears entirely, or occurs at most in the case of regularly
recurring connective phrases or of stereotyped expressions relating
to the attributes of the gods and heroes. These aid the rhapsodist
in maintaining an uninterrupted, rhythmic flow of speech, and also
continue to be used as means for intensifying the rhythmic impression.
Epic poetry thus develops out of the earlier forms of lyric
composition, through a process by which the exalted mood of the song
is transferred to the portrayal of the hero personality. Finally,
however, the epic itself reacts upon the lyric. Here again the
cult-song occupies the foreground. When it reaches the stage of the
hymn, its most effective content is found in narratives that centre
about divine deeds which far transcend human capacities, or about
the beneficent activity of the deity toward man. The tendency to
incorporate such narratives is particularly marked in the song of
praise and thanksgiving, which comes to occupy the dominant place in
religious cult for the very reason that the mood which it expresses is
at the basis of the common cult. At this point, cult acquires a further
feature, the preconditions of which, however, date back to the age of
demon cults. Even in the case of demons, aid was sought not merely by
means of conjurations but also by means of _actions_ that imitated,
in dances and solemn mask processions, the activities of demons. In
the great vegetation festivals of New Mexico and Arizona, which are
intermediate between demon and deity cults, there were imitative
magical rites connected with the subterranean demons of the sprouting
grain, with the rain-giving cloud demons above the earth, and also with
the bright celestial gods who dwell beyond the clouds. After having
originated in this sequence, these elements became united into a cult
dance whose combination of motives resulted in the mimetic play, the
imitative and pantomimic representation of a series of actions. Thus,
the mime itself is the original form of the _drama_, which now takes
its place beside the epic as a new form of poetry. What the epic
portrays, the drama sets forth in living action. This accounts for
the fact that, even in its later independent development, dramatic
literature draws its material principally from the epic, or from the
saga which circulates in folk-tradition as an epic narrative. Moreover,
as may be noticed particularly in the history of the Greek drama, the
transition was made but slowly from the individual rhapsodist, who
sufficed for the rendering of the epic song, to the additional players
necessary for setting forth the narrative in action.
How essentially uniform this transition is, in spite of widely
divergent conditions, is illustrated by the origin of the religious
plays which grew out of the Christian cult. In reading the gospel, the
priest assigned certain passages, originally spoken by participants
in the particular event, to sacristans or priests associated in
the ceremony, and the chorus of worshippers represented the people
present at the event. In spite of, or, we might better say, because of
their more recent origin, these Easter, Passion, and Christmas plays
represent an early stage of development. In them, we can still follow,
step by step, the growth of dramatic art out of church liturgy, and
the resultant secularization of the religious play. Heightened emotion
results in an impulse to translate the inner experience into action,
and thus dramatic expression is given to certain incidents of the
sacred narrative that are particularly suited for it. This tendency
grows, and finally the entire scene is acted out, the congregational
responses of the liturgy passing over into the chorus of the drama.
Common to the responses of the congregation and the chorus of the
dramatic play, is the fact of an active participation in that which
is transpiring. Though this participation is inner and subjective,
in the one case, and objective, in the other, the response of the
congregation to the priest in the liturgy is nevertheless preparatory
to the chorus of the drama. It is inevitable, however, that this change
should gradually lead to a break with liturgy. The portrayal of the
sacred action is transferred from the church to the street; the clergy
are supplanted by secular players from among the people. Even within
the sacred walls folk-humour had inserted burlesque episodes--such,
for example, as the mimic portrayal of Peter's violence to the servant
Malchus, or the running of the Apostles to the grave of Christ. These
now gained the upper hand, and finally formed independent mimetic
comedies. The serious plays, on their part, also drew material, even at
this time, from sources other than sacred history. The newly awakened
dramatic impulse received further stimulus from various directions.
The old travelling comedy, wandering from market to market with its
exhibitions, now of gruesomely serious, now of keenly humorous,
action, was a factor in the creation of the modern drama, no less than
were the amusing performances of the accompanying puppet-show. Added
to these, as a new factor, was the short novel, a prose narrative
cultivated with partiality particularly since the Renaissance; there
was also its elder sister, the imaginary märchen, as well as the epic
of chivalry in its popular prose versions, and, finally, that which
more clearly approximates to the religious starting-point, the saint
legend--all of these united in giving impetus to the modern drama.
Now, the similarity of this development to that of the ancient drama
is so marked that, even where details are lacking, we may regard the
nature of the transitions as identical so far as their general features
are concerned. Indeed, we should doubtless be justified in assuming
that in whatever other localities a dramatic art was perfected, as, for
example, in India, the course of development was essentially the same
as that which has been described. True, the development cannot proceed
to its termination apart from an advance in cult and poetry such as
was attained but rarely. Its sources, however, are always to be found
in universal human characteristics which were operative in the very
beginnings of art and cult. The two factors upon which the later drama
depends may be detected even in the corroboree of the Australians.
The corroboree is a cult dance whose central feature is a regulated
imitation of the actions of totem animals, accompanied by song and
noisy music. This imitation of animals also leads to the insertion of
humorous episodes. Indeed, even in the corroboree, these episodes are
frequently so numerous as to crowd out completely the cult purpose--an
early anticipation of the secularization which everywhere took place in
the art that originated in cult. In numerous other details as well, the
continuity of development is apparent. Suggestions of the animal dance
occur in the satyric plays of the Greeks. This same satyric drama took
over the phallus-bearing choral dancers from the vegetation festival.
In striking correspondence, as K. Th. Preusz has pointed out, and
indicative of analogous customs, are the phallephoric representations
found in ancient Mexican cult pictures. The puppet-show, which was
perhaps not the least among the factors leading to the secularization
of the drama, was not only universally to be found during the Middle
Ages, but in India it made its appearance at an early period. It occurs
even among peoples of nature, as, for example, among the Esquimos.
Among these peoples, the doll and its movements always represent
an imitation of man himself and of his pantomimes. But, though the
tendencies to dramatic representation and, in part, even the beginnings
of the drama, reach back to the early stages of art, the developed
drama was the product of a later period, and was dependent for its rise
upon almost all the other verbal and mimetic arts. The drama, however,
may always be traced back to deity cult. The religious hymn which
extols the deeds of the gods is a direct incentive to the translation
of these deeds into personal action. The motives for the dramatic
elaboration of liturgy were present particularly in those deity cults
which combined soul cults with ideas of a beyond, and which centred
about the life, the sufferings, and the final salvation of the gods,
and the transference of these experiences to the human soul. The
development of the mediæval Easter and Passion plays may be traced,
step by step, from their origin. It is this development, particularly,
that throws clear light upon early Greek and Indian drama, whose
beginnings in the mystery cults are rendered obscure by the secrecy
of the cults. These latter dramas, in turn, clearly indicate that the
original source of dramatic representations is to be found in the very
ancient vegetation ceremonies, which, in part, were transmitted to
the heroic age from a period as early as that of demon cults. After
the dramatic performance has been transferred from the temple to the
market-place and the drama has become secularized, the further course
of development naturally differs both with the conditions of the age
and with the character of the culture. Nevertheless, however, the epic
narrative, the mimetic representation, and the older forms of the song
may have co-operated in the development of the drama, the latter, like
the epic, steadily descends from the lofty realms of the heroes and
gods, down to the dwellings of men. In the portrayal of human strivings
and sufferings, moreover, the centre of interest shifts from the
mysterious course of external events to the secrets of the human soul.
But herewith again the drama transcends the boundaries of the heroic
age. Its beginnings grow out of early deity cult. In its final stages,
dramatic art, with its insight into human life as it is directly lived,
becomes the vehicle of the idea of humanity in the entire scope of its
meaning, comprehending both the heights and the depths of human life.
Closely bound up with the psychological motives underlying the
development of the drama is the last of the musical arts--namely,
_music_. We may refer to it as the last of these arts for the reason
that it attained to independence later than any of the others. As a
dependent art, however, accompanying the dance, the song, or the epic
recital, it dates back to the age of primitive man. Musical art, also,
received its first noteworthy stimulus from cult, as an accompaniment
of the cult dance and the cult song. The strong emotions aroused by
the cult activity caused a constantly increasing emphasis to be placed
on the musical part of the ceremony, leading particularly to the
development of melody. The polyphonic song of the many-voiced chorus
of the cult members, and the music of the accompanying instruments
which gradually assumed the same character, eventually developed
into harmonic modulation. This introduced musical effects of a novel
sort, such as were not possible for the accompaniment of the reciting
rhapsodist and were attained only imperfectly by the common song.
Thus, dramatic and musical art both sprang from the same religious
root, the liturgic ceremonial, thence to pursue different directions
of development. Later they again united in the case of certain
particularly emotional parts of the dramatic action, first of all in
the choral song, which is thus reminiscent of their common origin in
liturgy. With this exception, however, the emancipation of dramatic
and of musical art from their common cult origin was succeeded by a
long period in which they remained distinct. Hence it is certainly not
without significance that the creator of the modern art-synthesis,
the music drama, himself felt his achievement to be religious in
character. Whether or not this may be affirmed as regards the content
of the music drama, it is true so far as the fact of combining the two
arts is concerned. But it is no less noteworthy that in this case also
the separation of itself engenders the motives for the reunion. When
the drama was transferred from the temple to the public market-place
and then descended from the sphere of gods and heroes to the reality
of everyday life, it lost, first its musical-melodic form, and then
its elevated rhythm, thus giving way to prose. The liturgic song that
survived in the cult, however, entered into reciprocal relations with
the secular forms of the song, and a copious interchange of melodic
motives ensued. With the same justification, perhaps, as in the case
of the origin of the dramatic play in general, we may interpret the
older developments by reference to the interchange between sacred and
secular songs that took place in Christendom during the Middle Ages.
The endeavour to combine dramatic with lyric and musical enjoyment gave
rise to hybrid forms of art, to the musical play and the opera. This
prepared the way for the further attempt to transcend these composite
forms of art by creating a new unity of drama and music. Thus, the aim
was to restore the original synthesis on a higher plane, not limited
to particular religious cults but taking into account universal human
emotions. Yet the entire development of this later art, as well as that
of its component elements, the drama and the song, again carries us far
beyond the limits of the heroic age. It extends over into a period in
which, on the one hand, man supplants the hero and, on the other, the
religious advance to a superpersonal god displaces those deities who
suffer from the defects which they have inherited from their human
prototypes and their demon ancestors--namely, the personal gods.
Along with the above-mentioned development of musical art there is
also a second change, which appears on the surface to be antithetical
to the former, but which in reality supplements it. This change
consists in the separation of musical expression from the various
elements with which it was originally connected, and in its entrance
upon a free and independent development. In the recitative of the
rhapsodist, in the liturgy of the temple service, in dance and song,
the rhythmic-melodic elements are, to a certain extent, limited by
the rhythmic-melodic possibilities of language. In part, it is true,
they have freed themselves from this limitation--namely, in the
instrumental accompaniment--and yet they fail to attain to independence
so long as they are but means for intensifying the expression which
emotion receives in language and mimicry. From this double bondage to
the rhythmic-melodic powers of human expressive movements and to the
thought content of language, musical art finally frees itself. While
the musical instrument was at first a means designed to assist man in
his endeavour to give direct expression to his emotions, man's activity
in the case of 'absolute music' becomes limited to the mastery of
the instrument itself. This renders available a wealth of new tonal
possibilities, and adds an inexhaustible supply of new motifs for the
expression of feelings and emotions. Musical art thus becomes purely
a language of emotions. Free from connection with specific ideas, it
in no wise restricts the experiences which the hearer may enjoy. It
affects these experiences only in so far as the musical production is
itself a portrayal of pure emotions. Inasmuch as music is not bound by
concepts or ideas, its effect upon the hearer will be the purer and the
more intense according as he is the more receptive to the particular
emotions in question. In the form of the instrumental composition,
therefore, music is the most subjective of the musical arts, as are
landscape-painting and its related forms, though not in so pronounced
a degree, of the plastic arts. Like these arts, and even more so,
music is the expression of purely subjective feelings. Hence, it, as
well as they, far transcends the boundaries of the heroic age, whose
fundamental characteristic is attachment to the objective world. In
the heroic age, the individual may indeed transfuse the outer world
with his emotions, but he is never able to isolate his emotions from
objects. Consequently, though art places its media at his disposal, he
is unable to utilize them in giving expression, in its independence, to
the inner life of personality.