development of the various forms of exogamy also generate _polygyny_
and _polyandry_. From the standpoint of the general human impulses
determining the relations of the sexes, both sorts of polygamy are
manifestly connected very closely with the origin of exogamy. Here,
again, the fact that exogamy originated in marriage by capture from
within the tribe is of decisive importance. It is precisely this
friendly form of the capture of brides, as we may learn from the
example of the Australians and of others, that is never carried out by
the individual alone, whether the custom be still seriously practised
or exists only in playful survivals. The companions of the captor aid
him, and he, in turn, reciprocates in similar undertakings. Thereby the
companion, according to a view that long continued to be held, gains a
joint right to the captured woman. Hence the original form of polygamy
was probably not polygyny--the only form, practically, that later
occurs--but _polyandry_. At first this polyandry, which originates in
capture, was probably only temporary in character. Nevertheless it
inevitably led to a loosening of the marriage bond, the result of which
might easily be the introduction of polygyny. The man who has gained a
wife for his permanent possession seeks to indemnify himself, so far as
possible, for the partial loss which he suffers through his companions.
Here, then, two motives co-operate to introduce the so-called
'group-marriage'--the dearth of women, which may also act as a
secondary motive in the claim of the companions to the captured woman,
and the impulse for sexual satisfaction, which is, in turn, intensified
by the lack of women. Similarly, the right to the possession of a
woman, even though only temporarily, also has two sources. In the first
place, the helper demands a reward for his assistance. This reward,
according to the primitive views of barter and exchange, can consist
only in a partial right to the spoils, which, in this case, means
the temporary joint possession of the woman. In the second place,
however, the individual is a member of the clan, and what he gains is
therefore regarded as belonging also to the others. Thus the right of
the closest companions may broaden into a right of the clan. Indeed,
where strict monogamy does not prevent, phenomena similar to marriage
by capture persist far beyond this period into a later civilization.
Thus, in France and Scotland, down to the seventeenth century, the
lord possessed the right of _jus primæ noctis_ in the case of all his
newly married vassals. In place of the clan of an earlier period we
here find the lord; to him has been transmitted the right of the clan.
At the time when these phenomena were in their early beginnings, the
temporary relation might very easily have become permanent. It is thus
that group-marriage originates--an institution of an enduring character
which not only survives the early marriage by capture but which is
reinforced and probably first made permanent by its substitute, namely,
marriage by purchase. In this instance again, Australian custom
offers the clearest evidence. In the so-called 'Pirrauru marriage' of
Australia, a man, M, possesses a chief wife, C^1, called
'Tippamalku.' [image missing, see htm--transcribers.] Another man, N,
likewise has a chief wife, C^2. This wife, C^2, is, however, at the
same time a secondary wife, S^1, or 'Pirrauru' of M. In like manner
the chief wife, C^1, may, in turn, be a secondary wife, S^2, of N.
This is the simplest form of group-marriage. Two men have two wives,
of whom one is the chief wife of M and the secondary wife of N, and
the other is the chief wife of N and the secondary wife of M. Into
such a group yet a third man, O, may occasionally enter with
a chief wife, C^3, whom he gives to M as a secondary wife,
S^3, and eventually to N as a secondary wife, S^4, without
himself participating further in the group. In this way there may well
be innumerable different relations. But the marriage is a 'Pirrauru
marriage' whenever a man possesses not only a chief wife but also one
or more secondary wives who are at the same time the wives of other
men. 'Pirrauru marriage' is a form of group-marriage, for it involves
an exchange of women between the men of a group according to the
reciprocal relation of chief and secondary wives. The very manner in
which 'Pirrauru marriage' originates, however, indicates that in all
probability its basis is _monogamy_, and not, as is supposed by many
ethnologists and sociologists, 'promiscuity,' or the total absence of
all marriage. In harmony with this interpretation is the fact that in
numerous regions of Australia, especially in the northern districts,
it is not group-marriage but monogamy that prevails. There is also,
of course, a form of group-marriage that differs from 'Pirrauru
marriage,' and is apparently simpler. In it, the differences between
chief and secondary wives disappear; several men simply possess
several wives in common. Because this form of group-marriage is the
simpler, it is also usually regarded as the earlier. This view,
however, is not susceptible of proof. The supposition rests simply
and alone upon the consideration that, if a state of absolutely
promiscuous sexual intercourse originally prevailed, the transition
to an undifferentiated group-marriage without distinction of chief
and secondary wives would be the next stage of development. The
reverse, however, would obtain were monogamy the original custom.
For the group-marriage with chief and secondary wives is, of course,
more similar to monogamy than is undifferentiated group-marriage.
Moreover, this order of succession is also in greater consonance with
the general laws underlying social changes of this sort. As a matter of
fact, it would scarcely be possible to find grounds for a transition
from undifferentiated group-marriage to the 'Pirrauru system.' If we
assume that there was a growing inclination for single marriage, it
would be difficult to understand why the circuitous path of 'Pirrauru
marriage' should have been chosen. On the other hand, it is very easy
to see that the distinction between chief and secondary wives might
gradually disappear. Indeed, this is what has almost universally
happened wherever pure polygyny prevails. Wherever polygyny may be
traced back to its beginnings, it always seems to have its origin in
the combination of a chief wife with several secondary wives. Later,
however, when the wife comes to be regarded as property, we find a
formal co-ordination of the wives. Or, there may be a distinction that
arises from the accidental preference of the husband, as in the case
of the Sultan's favourite wife, though in modern times such choice
has again been displaced by a law of more ancient tradition. The
latter change, however, was the result of the external influence of
the culture of Western Europe. Such a retrogressive movement, in the
sense of a reapproach to monogamy, is foreign to the motives immanent
in the development itself. Furthermore, 'Pirrauru marriage' is very
easily explicable by reference to the same condition that best explains
the origin of exogamy, namely, the custom of marriage by capture as
practised between groups enjoying a tribal or cult relationship. The
captured wife is the Tippamalku, or chief wife, of the captor; to the
companions who assist the latter she becomes a Pirrauru, or secondary
wife. This latter relation is at first only temporary, though it later
becomes permanent, probably as a result, in part, of a dearth of
women. By rendering his companions a similar service, the original
captor in turn gains the chief wives of the former as his secondary
wives. As frequently happens, the custom which thus arises outlives the
conditions of its origin. This is all the more likely to happen in this
case, because the general motives to polyandry and polygyny persist and
exercise a constant influence.
Proof that this is the forgotten origin of group-marriage may perhaps
be found in a remarkable feature of the customs of these tribes--one
that is for the most part regarded as an inexplicable paradox. Marriage
with the chief wife is not celebrated by ceremonies or festivals, as is
the union with the secondary wife. Thus, the celebration occurs, not
in connection with that marriage which is of primary importance even
to the Australian, but, on the contrary, on the occasion of the union
which is in itself of less importance. The solution of this riddle can
lie only in the origin of the two forms of marriage. And, in fact,
the two result from radically different causes, if it be true that
capture from a friendly clan is the origin of the Tippamalku marriage
and that assistance rendered to an allied companion underlies Pirrauru
marriage. Capture is an act which precludes all ceremony; alliance with
a companion is a contract, perhaps the very first marriage contract
that was ever concluded--one that was made, not with the woman or with
her parents, but with her husband. The consummation of such a contract,
however, is an act which in early times was always accompanied by
ceremonial performances. These accompanying phenomena may also, of
course, persist long after their source has been lost to memory. Thus,
the difference between the two forms of primitive group-marriage also
indirectly confirms the supposition that monogamy lies at the basis of
group-marriage in general.
After a man has won one or more secondary wives in addition to his
chief wife, in Pirrauru marriage, there will doubtless be a tendency
for him to seek additional chief wives. This will be particularly apt
to occur where, on the one hand, marriage by capture gives way to
marriage by barter and later to marriage by purchase, and where, on
the other hand, group-marriage is on the wane. Custom may then either
recur to monogamy, or it may advance to a polygyny which is pure and
not, as in the case of group-marriage, combined with polyandry. Whether
the former or the latter will occur, will depend, now that marriage by
purchase has become predominant, upon might and property. Since these
are also the factors which insure man's supremacy within the family,
the older forms of combined polyandry and polygyny almost universally
(with few exceptions, conditioned by the dearth of women) give way,
with the advance of culture, to simple polygyny, which is then
practised alongside of monogamy. This polygyny, in turn, also finally
recedes in favour of monogamy. The circle of development, accordingly,
may be represented by the following diagram:--
Monogamy
|
Polyandry
|
Polyandry with Polygyny
(Group-marriage)
|
Polygyny
|
Monogamy.
As an intermediate stage between monogamy and group-marriage, pure
polyandry, it should be remarked, is doubtless a very transitory
phenomenon. Nevertheless, it has a priority over polygyny in so far as
it first furnishes the motives for the additional practice, and thus
for the very origin, of the latter.
As a matter of fact, the ethnological distribution of the forms
of marriage entirely confirms, as a general rule, the truth of
this diagram. Even in Australia the phenomena of Pirrauru and of
group-marriage are confined particularly to the southern regions. In
the northerly regions, where immigration and racial fusion have played
a greater rôle, both monogamy and polygyny may be found. The same is
true of America and of Africa, monogamy decidedly predominating in
the former and polygyny in the latter. The influence of marriage by
purchase then constantly becomes stronger, with the result that the
woman comes to be regarded from the point of view of property. The rich
man is able to buy more wives than the poor man. In all polygynous
countries and fields of culture, therefore, even in the present domain
of Islamism, the poor man, as a rule, lives in monogamy, the rich man
in polygyny. Only the wealthiest and most aristocratic allow themselves
a real harem with a considerable number of wives.
Linked with these influences is yet a further change. Its beginnings
are to be found as early as Australian culture; in America, it has
progressed somewhat farther; in the other regions of totemism, it has
finally succeeded in crowding out the original conditions with the
exception of meagre remnants and survivals of customs. The change to
which I refer is the _transition from maternal descent_, which, in all
probability, was originally universal, _to paternal descent_. Maternal
descent is in direct harmony with the natural feeling that the children
who are born of the mother, and whose early care rests with her alone,
should also belong to her. In this sense, mother-right represents the
earliest of all conceptions of property. At the same time it precludes
the possibility of that marriage which was avoided even by primitive
man, and which, on higher cultural levels, is abhorred beyond all the
other unions forbidden by the exogamous norms of custom--marriage
between son and mother. The decisive external factor in connection with
maternal descent, however, is the subordinate position of the family
as compared with the association of the age-companions of the same
sex, particularly the men's club. Because of its tribal struggles,
whose increasing importance is externally reflected in the character
of the weapon, it is precisely the totemic era that tends to loosen
the natural family ties of the preceding primitive age, and, as a
result, to allot the child to the mother. This tendency is clearly
expressed in certain transitional phenomena that may occasionally
be observed; they occur more frequently in Melanesia and America,
however, than in Australia. The child, in these cases, inherits the
totem of the mother as well as that of the father; or the son, though
continuing to inherit the totem of the mother, nevertheless passes
over into the clan of the father. These are intermediate phenomena,
preparatory to the general transition from maternal to paternal
descent. At the same time, the fact that membership is inherited in the
paternal clan, in spite of the custom whereby the mother determines
the totem, directly suggests that the bond uniting the men may become
a force which counteracts maternal descent and then readily leads to
paternal descent. This transition is bound to occur, particularly
under the co-operation of other favouring conditions. Such conditions,
as a matter of fact, are present; for social organization gains an
increasing influence upon the whole of life's relations. There are
primarily _three_ factors that militate against the original custom
of maternal descent. The first of these consists in the increasing
authority of the man over his family, particularly over the son, who
was generally subject to stricter regulations than was the daughter.
This authority begins to manifest itself at that time, especially,
when the man's relations with his family again become closer, and the
associations which originally embraced, without exception, all the men
of the clan, are displaced by family groups subject to the control of
a family elder. Coincident with these changes and with the resulting
transition to a patriarchal order, there occurs also the gradual
dissolution of the general system of totemic tribal organization. Now,
the system of maternal descent was closely bound up with totemic tribal
organization from the very beginning. With the disappearance of the
latter, therefore, the former loses its power of resistance against the
forces making for its destruction. Finally, as a third factor, there
is the gradually increasing prominence of personal property. Just as
the wife becomes the property of the man, so also does the child. So
great was this emphasis of the property conception, combined with the
notion of authority, that even among the Romans the _pater familias_
had power extending over the life of his children. Beginnings of such
conceptions, however, are to be found even in more primitive societies.
Polynesian custom, for example, permitted the murder of new-born
children, and free advantage was taken of the permission. Only after
the child had lived for a short time was infanticide prohibited. The
decision, however, as to whether or not the child should be allowed to
live rested primarily with the father.
8. THE DEVELOPMENTAL FORMS OF TOTEMISM.
Our discussions thus far have been restricted to those aspects of
totemism which are directly related to tribal organization. But however
important these phases may be, particularly in so far as they affect
marriage regulations, they are, after all, but an external indication
of the all-pervading influence of totemism upon life as a whole.
Moreover, tribal totemism leaves many things unexplained, especially
the origin of totemic belief. At any rate, the fact that totem groups
were originally cult associations unmistakably points to inner motives
of which the influence of totemism upon tribal organization and upon
exogamy is but the outer expression. To answer the question concerning
the nature of these motives, however, we must first call to mind
the various sorts of totemic ideas. An analysis of these ideas may
proceed in either of _two_ directions. It may concern itself either
with the _social unit_ that regards itself as in relation to the
totem or with the nature of the _object_ that constitutes the totem.
So far as the social unit is concerned, it may be a particular group
of individuals--whether constituting a cult association independent
of the real tribal organization, as in Australia, or, as in America,
representing one of the tribal divisions themselves--that takes the
name of a particular animal or, less frequently, of a plant for its
totemic designation. The individual, however, may also possess a
personal totem. Furthermore, the totemic idea may be associated with
the birth of an individual, conception being regarded as an act in
which the totem ancestor passes over into the germ as a magic being.
This particular form of totemic belief is generally known as conception
totemism. It supposes either that the totem ancestor co-operates with
the father in the begetting of the child or that the father has no
connection with procreation, the child being the direct offspring of
the mother and the totem ancestor. There is, finally, also a fourth,
though a relatively uncommon, form of totemism, generally called 'sex
totemism.' Sex totemism also is social in nature, though in this case
it is not different cult or tribal associations that possess separate
totems, but the sexes, the men and women of a tribe or clan. The men
have a totem, as have also the women, or there may be several totems
for each sex.
Intercrossing with this classification based on the social factor, on
whether the totem is associated with the tribe, the individual, or the
procreation of the individual, there is a second classification. The
latter concerns itself with the nature of the objects that are regarded
as totems. These objects are of various sorts. Here again, moreover,
we must doubtless recognize a development in totemic conceptions. The
original totem, and the one that is by far the most common, is the
animal. Numerous peoples possess no totems except animals. In many
communities, however, plant totems have been adopted, and in certain
regions they have gradually become predominant. Of the plant totems,
the most important are the nutritious plants. In addition to these
two classes of totemic objects, there is, finally, another, though
an exceedingly rare, sort of totem. The totem that is conceived as
an animal ancestor may give way to other fanciful ancestral ideas or
may intercross with them. Various forms of such phenomena are to be
found, particularly in Australia. In this region, such ancestors,
which, doubtless, are for the most part regarded as anthropomorphic,
are sometimes called Mura-mura or also Alcheringa. They are apparently
imaged as mighty human beings possessed of magic powers. They are
believed to have introduced totemism and to have instructed the
forbears of the Australians in magic ceremonies. Mura-mura is the name
that occurs especially in Southern Australia; the term, Alcheringa,
prevails in the north, where the age of these mythical ancestors is
often directly referred to as the Alcheringa age. At times, apparently,
it is believed that these ancestors merely singled out as totems
certain already existing animals. In other cases, however, animals, as
well as mankind, are held to have been created by the magic-working
beings out of formless matter, doubtless earth. It is commonly believed
that the creatures that were thus created were at first lifeless, but
became animals and men when placed in the sun. These various ideas are
for the most part so intertangled in Australian legend that no coherent
history of creation is anywhere discoverable. The legends plainly
embody merely a number of detached fanciful ideas.
Closely connected with these original ancestors there is a third sort
of totem or of totemic objects which we may briefly designate as
_inanimate_. The objects are regarded as possessing magical powers and
as having been bequeathed by the original ancestors, thus representing
a legacy of the magical Alcheringa age. It is particularly stones and
pieces of wood that are held to be the abode of these totemic spirits
and that are represented by legend as having at one time been entrusted
to the custody of the forefathers. These ideas abound particularly in
northern Australia, where the magical objects are called churingas
(or tjurungas). Churingas play an important rôle in the ceremonies of
the totem festivals. For the most part, they consist of symmetrically
shaped stones, somewhat similar to the boomerang; yet other objects
also may be found, particularly such as are somehow striking in
form. These churingas are also associated with other totemic ideas,
particularly with conception totemism. The original ancestor is
supposed to continue his existence, as it were, in the churinga, so
that when this comes into contact with the mother he may pass over
directly into the child.
If, now, we compare with each other the two extreme forms of the first
class of totemic ideas--namely, _tribal_ and _individual totemism_--we
at once face the question, Which is the earlier, the original form?
The ideas connected with the individual totem are certainly much
more widely disseminated than is tribal totemism. Guardian spirits,
particularly demoniacal, protective animals, may be found in many
regions of the earth where there is little or no trace of the tribal
totem. This is true especially of many regions of North America and
of southern Africa, and likewise of numerous islands of Oceania. In
these localities the individual totem is sometimes regarded as a sort
of double of the individual person. If the totem animal dies, the man
whose totem it is must also die. Closely related to this conception
are a vast number of ideas reaching far down into later mythology,
particularly into Germanic lore--ideas according to which the soul of
a man lies hidden in some external object, perhaps in a plant or in an
animal, and, when this vehicle of the soul is destroyed, the man, or
the god or demon who has assumed human form, must die.
In these various modifications, _individual totemism_ is doubtless
more widespread than is tribal totemism. Nevertheless, this by no
means implies that the latter developed from the former. On the
contrary, both may possibly be equally original, grounded as they
are in universal human motives that run parallel and independent
courses. For this very reason, however, it is also possible that
tribal totemism is the older form, for on somewhat higher cultural
levels it recedes in favour of the belief in protective spirits
of individuals. In questions such as this it is helpful to adduce
parallels from later cults whose mode of origin is more familiar. In
the present instance, leaving out of account the animal ideas, the
two forms of totemism are closely analogous to the Roman Catholic
worship of saints. The saints also are regarded partly as guardians
of communities and partly as personal protectors. Thus, on the one
hand, we have the patrons of cities, of monasteries, of vocations,
and of classes; on the other hand, the individual also may possess a
particular patron saint. We know of a certainty, however, that the
patron saints of individuals did not antecede those of the Church
itself. It was this most inclusive community that first elected the
saints, whereupon smaller groups and finally individuals, guided by
motives that were frequently quite external, selected specific patron
saints from among the number of ecclesiastical saints. When the Church
set apart a certain day of the year for the particular worship of one
of its saints, this day was called by the name of the saint; to those
individuals who were named after him, the day became sacred. Thus, the
patron saint of the individual appeared later than the more universal
saint. This order of development, moreover, is in harmony with the
general nature of custom, language, and myth, according to which the
individual succeeds the universal; only secondarily may the process
occasionally be reversed. Usually, however, it is cult associations
and their common cult objects that are first in origin. Our contention
is unaffected by the fact that individual cult objects, as well as
individual totems, may continue to survive after tribal cults and
tribal totems have disappeared. For the need of a personal protector is
generally much more permanent than are the social conditions that gave
it birth. Again we may find verification in the analogous development
of saint worship. Nowadays the patron saints of the vocations, classes,
and cities have more and more passed into oblivion. Among the Roman
Catholic rural population, however, the individual still frequently
has his patron saint, and, even where the saint has disappeared, the
celebration of the 'name-day' has been retained. It is particularly
in the religious realm that personal need gains a greater and greater
ascendancy over community need. Everything seems to indicate that
such a change took place even within totemism, especially under the
influence of the gradual dissolution of the original totemic tribal
organization--a change analogous to that which occurred in the case
of saint worship as a result of the decay of mediæval guilds. These
arguments, of course, cannot lay claim to more than probability. No one
can show how the individual totem developed out of the group totem.
Certain indications, however, suggest that the above was the course of
development. In Australia, the stronghold of original tribal totemism,
a youth is frequently given a personal totem, in addition to the tribal
totem, upon the occasion of his initiation into manhood. The personal
totem is frequently a matter of secrecy, being known only to the
medicine-men or to the elders of the tribe. The fact that this is true
indicates that such a personal totem possesses no public significance
and, moreover, that it is probably bound up with the idea that the
real essence of a man is contained in his name, just as it is in his
picture, so that the mere speaking of the name might bring harm to the
person. It is doubtless probable, therefore, that, after groups came to
be formed within the primitive horde, they were at once bound together
by relations of cult. As Australian conditions indicate, the origin
of totems in the sense of cult groups is at least as old as tribal
organization, if not older.
The same cannot be said of the much more remarkable, though also rarer,
forms of totemism, _conception_ and _sex totemism_. The former of these
may be regarded as a modification of individual totemism, inasmuch as
it relates to the procreation of the individual. However, it also forms
a sort of intermediate stage between tribal and individual totemism.
A woman receives the totem of the child on a specific occasion, of
which she usually has knowledge. Among the Aranda, the conception
may occur at any place whatsoever; among the Warramunga, the woman
retires to a certain spot, the totem place, where the ancestral spirits
dwell. Either during the day or, especially, during the night and
in sleep, the spirit of the ancestor passes over into her. The word
'spirit,' which is employed by English writers, is not, of course, an
accurate rendering of the Australian term, and may easily lead to a
misconception. The German missionary Strehlow has probably done better
in using the word 'germ.' The germ of the child is thought to pass over
into the body of the mother independently of any act of the father,
or, at most, the participation of the latter is held to be merely
secondary, and not essential.
Adherents of the theory of original promiscuity have interpreted these
ideas also as a survival of unrestrained sexual conditions, and thus
as indicative of the fact that paternity was at one time unknown. A
closer acquaintance with the phenomena, however, shows that this can
scarcely be the case. Thus, the idea of the Warramunga that it is the
totem ancestors of a woman's husband and not those of any other man
that pass over into her, clearly presupposes a state of marriage, as
does also the further fact that these same tribes reckon descent in
the line of the father and not in that of the mother. Moreover, the
passing of the totem ancestor into the woman is generally accompanied
by magical ceremonies, such as the swinging of bull-roarers, or contact
with churingas. Or, the totem ancestor may appear to the woman in
sleep or in a waking vision. On the Banks Islands, strange to say, we
find conception totemism without any trace of tribal totemism. The
manner of reception of the totem ancestor also differs; the woman eats
of the flesh of her husband's totem animal, which, since there is no
tribal totemism, is in this case a personal, protective totem. Thus,
conception totemism represents something of an exception in that the
eating of the totem is not forbidden, as it generally is, but rather
constitutes a sort of cult act, as it also does in certain other cases.
In Australia, moreover, conception totemism is to be found only among
several of the northern tribes, to whom it may at one time have come
from Melanesia. Because of the primitive nature of the ideas connected
with conception totemism, particularly when, as among the Aranda, the
husband is ignored and it is believed that conception is mediated
only by the totem ancestor, the northern tribes just referred to have
sometimes been regarded as the most primitive. There are some writers,
on the other hand, by whom the possibility of such ideas is denied on
the ground that these very tribes must be familiar with the process
of procreation in the animal world. But this does not prove the case.
When, however, we learn that the older men of the tribe themselves no
longer entertain the belief in magical generation, particularly as the
exclusive factor, whereas, on the other hand, this is still taught to
the young men, and especially to the children, we may well call to mind
our own childish notions about the stork that brings the babies. Why
might something similar not occur among the Australians, and the belief
possibly retain credence somewhat beyond the age of childhood?
Sex totemism, similarly to conception totemism, is also of somewhat
limited distribution, and seems to occur principally in those regions
where tribal totemism proper is lacking or is at least strongly
recedent. Among the Kurnai of southern Australia, for example, no
tribal totemism has been discovered, though sex totemism occurs and
actually forms the basis of certain marriage ceremonies. Sex totemism
probably has its origin in the individual totem, especially in the
appearance of this totem in dreams. If, after such a totem has appeared
to an individual man or woman, it is then adopted by others of the
same sex, specific sex totems may well come into being, particularly
under the influence of the separate associations of men and women.
It is also significant that in the case of sex totemism nocturnal
animals predominate. The totem of the women is usually the bat; that
of the men, the owl. This fact is indicative of a dream origin and of
a genesis from the individual totem. Diurnal birds may, of course,
also appear in dreams. Whether or not this occurs depends solely upon
concomitant circumstances. At the stage of culture, however, when man
is accustomed to sleep in the open, it is probable that the nocturnal
birds which circle about him will also appear in his dreams. A further
characteristic phenomenon of the regions where sex totemism prevails,
is the manner in which marriage is consummated. In this case also, the
woman eats of the totem of the man. This causes a struggle between the
man and the woman, which is really a mere mock-fight ending with an
offer of reconciliation on the part of the man. With this, the marriage
is concluded. Such customs likewise point back to individual totemism
as their original source, and probably also to marriage by capture.
The fact that tribal totemism everywhere receded with the dominance
of individual totems, explains why sex and tribal totemism seem to be
mutually exclusive. Of the two rare forms of totemism, accordingly,
it is probable that conception totemism was the earlier, and that
sex totemism belongs to a relatively late stage of development. A
further indication of the primitive nature of conception totemism is
to be found in the fact that the Aranda possess a tribal organization
in which the grouping of totems to form clan divisions follows a
principle which elsewhere obtains only in the case of the two tribal
halves. Two clans, A and B, that enjoy exogamous relations with each
other, do not have different totem groups, as they do among all other
tribes; their totem groups are largely the same. Among the Aranda,
therefore, a man of one totem may, under certain circumstances, marry a
woman of the same totem, provided only she belongs to the other clan.
True, phenomena are not lacking--such particularly as those of plant
totems, to be mentioned below, and the ceremonial festivals connected
with them--which indicate that these northern tribes were affected by
Papuan immigrations and by race-mixture. But influences of this kind
are the less apt to lead to the submergence of primitive views and
customs according as they are instrumental, particularly when they
are operative at an early age, in maintaining conditions which might
otherwise possibly disappear as a result of further development.
The _second_ mode of classifying the forms of totemism is based on
the _objects_ which are used as totems and leads to an essentially
different analysis of totem beliefs. Each of the forms which the
classification distinguishes is, of course, also subsumable under one
of the kinds of totemism already discussed. The earliest totem objects,
as has already been mentioned, are without doubt _animals_. In America,
as in Australia, there are practically no totems except animals; in
other places also it is the animal that plays the principal rôle in
totemic mythology. In part, the animal continues to remain predominant
even after the age of actual totemism has passed. Nevertheless, _plant
totemism_ has found its way into certain regions. Here also the facts
are most clearly traceable in Australia, our most important source of
information regarding the history of the development of totemic ideas.
In southern Australia, there are no totems except animals; towards the
north, plant totems gradually begin to make their appearance, until
finally, among the most northerly peoples of central Australia, such
totems have the dominance. Plant totems, moreover, are also found
particularly in Melanesia, from which place they might easily have
come to Australia across the chain of islands which extends from New
Guinea to the north coast of the island-continent. That plants play
an unusually large rôle in the regions of Oceania, in connection with
totemism as well as otherwise, is directly due to external conditions.
These islands are poor in fauna; true, they possess great numbers
of birds, but these are of little value to the hunter. On the other
hand, they have a luxuriant flora. From early times on, therefore, it
is chiefly the plant world that has been the centre of interest and
that has left its stamp upon myth and custom. Clearly, plant totemism
had its origin on these islands. From them it was introduced into
Australia, where it combined with animal totemism. But the regions
into which plant totemism was introduced underwent a great change
in their totemic cults. It is probably only with the appearance of
plant totems that those cult ceremonies arose which are celebrated,
not, as the festivals of tribal totemism originally were, mainly at
the adolescence of youths, but primarily for the sake of effecting a
_multiplication of the totems_. Annually, at stated times, the members
of allied clans unite in magical ceremonies and cult dances, the
well-known 'corroborees,' as they are called by those who practise
them. The primary aim of such cults is to bring about by magical means
an increase of the totem plants and animals. Doubtless we may regard
it as highly probable that this ceremony represents a borrowing on the
part of animal totemism from plant totemism. For the hunter, similarly,
desires that there be a very great abundance of game animals. Yet it
is mainly plants that are the object of concern--a concern caused by
the changes in weather, with its incalculable oscillations between
life-bringing rain and the withering glare of the sun. These are
the motives that find expression in the festivals designed for the
multiplication of the totems, the 'Intichiuma' festivals. The motives
to these ancient cults still frequently find their counterparts in the
customs of the cultural peoples of the present. When, in times of a
long drought, processions pass over the fields and supplicate Heaven
for rain, as occurs even to-day in some regions, we certainly have an
analogous phenomenon. The only difference is that the Australian tribes
invoke their totems instead of Heaven; they call upon the plants which
are to increase and upon the animals which are to be available for
hunting, with the aim of thus exercising a magical influence upon them.
In connection with the Australian ceremonies designed to multiply the
food plants and game animals, we come upon still a _third_ kind of
totem objects. They differ from those of the two preceding classes
in that they are not regarded as independent totems, but merely as
vehicles of the same sort of magical power as is possessed by animal
and plant totems. In distinction from the latter, we may briefly call
them _inanimate totems_. They consist of stones and sticks. These are
utilized as magical objects in the Australian Intichiuma festivals, and
also, under the above-mentioned name of 'churingas,' in connection with
conception totemism. They differ from animate totems in that the latter
are in themselves endowed with magical properties, whereas the former
are always held to derive these powers from living magicians, from the
anthropomorphic or zoömorphic ancestors of antiquity. These magicians
are thought to have transmitted the objects to later generations for
the use of the latter in the practice of magic. Thus, the churingas
have a peculiar status, intermediate between magical beings and magical
implements. They are carefully preserved because--as is indicated by
their use in connection with conception totemism--they are regarded
as legacies left by ancestors; moreover, they are also supposed to
harbour the demoniacal power of these ancestors. One of the factors
determining the selection of these objects is doubtless generally their
shape, which is frequently of a striking nature, such as to arouse
astonishment. Ejected into the object itself, this astonishment becomes
a wonder-working power. Later, the desire to secure such magical means
of aid may become a supplementary factor in the selection of these
objects, and, as widespread phenomena of a similar nature show, may
eventually suffice of itself to constitute an object the bearer of
magical powers. Thus, it is these inanimate vehicles of a magic derived
from totem ancestors, that form the transition from the totem object to
the so-called _fetish_.
Each of the three kinds of totem objects just described, the plant
totem, the animal totem, and the totemic fetish, may assert itself in
connection with the three above-mentioned social forms of totemism.
Moreover, the three kinds of objects may also, to a certain extent,
combine with one another. For, though the animal is very commonly
the only totem, plant totems never occur except in connection with
animal totems, even though there are certain conditions under which
they attain the dominance. Finally, the totemic fetish is always
associated in totemic regions with animal and plant totems, and is also
closely connected with the idea, even here permeating totemic belief,
that there were anthropomorphic ancestors who left these fetishes as
magic-working legacies. Thus, totemism passes over, on the one hand,
into ancestor-worship, and, on the other, into fetishism, with which
it combines, particularly in the 'Intichiuma' festivals, to form a
composite cult. Tribal totemism is the source of the individual totem;
the latter, probably as a result of animistic ideas that displace
tribal totemism, gives rise, as an occasional offshoot, to the sex
totem. This is the conclusion to which we are led by the fact that the
choice of the sex totem is influenced by the dream. The last important
product of individual totemism, in combination with tribal totemism, is
an incipient ancestor worship, which is accompanied by peculiar forms
of fetishism. In view of its origin, we may perhaps refer to this cult
as 'totemic fetishism.' The following diagram illustrates this genetic
relationship:--
Tribal and Animal Totemism
/ \
Tribal Totemism--Animal Individual Animal
and Plant Totemism Totemism
\ / |
Ancestor Worship Sex Totemism
|
Totemic Fetishism
9. THE ORIGIN OF TOTEMIC IDEAS.
We have attempted to trace the succession of the various forms of
totemism by reference to the characteristics which these forms reveal.
Closely connected with this problem is the question concerning the
origin of totemic ideas. With respect to this question, however,
widely different hypotheses have been proposed. Of these, those that
belong to an earlier stage of our ethnological knowledge concerning
this subject can here receive but brief mention. Herbert Spencer held
that the entire institution of totemism arose out of the totem names
of individuals, such, for example, as wolf, deer, eagle, or, among
the Australians, emu, kangaroo, etc. These animal names, according
to him, were at first perhaps nicknames, such as are occasionally to
be found even to-day. Out of the individual totem arose the tribal
totem. The name then became identical with the thing itself--that is,
with the animal, which thus became a protective and ancestral animal.
Though rejecting the idea that the origin of totemism is to be found
in nicknames and epithets, Andrew Lang retained the belief that the
name was primary, and that the substitution of the animal or the plant
for the name occurred only later. This theory is not so strange as
it might appear. As a matter of fact, it is quite characteristic of
primitive thought closely to associate a name and its object. Primitive
man regards his name as a part of himself; this idea is similar to that
which underlies the terror that he sometimes manifests when a sketch
is made of him, a terror due to the belief that a part of his soul
is being carried away in the picture of the artist. And yet there is
_prima facie_ little probability that a phenomenon so widely prevalent
and so highly ramified as totemism could have its source in a fact of
this kind, which is, after all, only incidental. Moreover, in one of
the chief centres of tribal totemism, in the eastern part of North
America, as, for example, among the Iroquois, we find very clearly
defined personal names. These names, however, are never identical
with those of the totems, nor even, as a rule, with those of animals.
Sometimes they are borrowed from the names of flowers, although there
are no plant totems in America; or, they are flattering appellatives
such as we still find in higher civilizations. Moreover, there is no
indication that they ever came to be used for the designation of totems.
The view held by Howitt and by Spencer and Gillen, scholars deserving
of high esteem for their knowledge of Australian totemism, is an
essentially different one. In their opinions, it is the conditions of
a hunting life that are reflected in totemic beliefs. They maintain
that the animals of the chase were the first to become totem animals.
Wherever plant food gained great importance, plant totems were then
added. The evidence for this view is based mainly on those Intichiuma
ceremonies and festivals by means of which the Australians aim to
secure a multiplication of the totems. In these festivals, for example,
grass seed is scattered broadcast by members of the grass seed totem,
or a huge lizard is formed of clay by the members of the lizard totem,
and pieces of it are strewn about. These are magic ceremonies that,
in a certain sense, anticipate the sowing and harvest festivals of
later times. The only difference consists in the fact that these
primitive magic usages are not directed to the rain-bringing clouds or
to celestial deities in petition for a blessing upon the crops, but to
the objects themselves, to the animals and plants. Magic powers are
ascribed to the latter; by virtue of these powers they are to multiply
themselves. In regions where sowing and harvest do not as yet exist,
but where man gains his food solely by gathering that which the earth
of itself brings forth, such festivals and ceremonies are to a certain
extent the natural precursors of the later vegetation festivals.
In view of these facts, the hypothesis of the above-mentioned
investigators seems to have much in its favour. There is a very
important consideration, however, that obviously speaks against it. It
is highly probable that these very ceremonies for the multiplication
of totem objects are not indigenous to Australia, the chief centre of
totemism, but that they, along with the plant totem, were introduced
from without. These plant totems, as was remarked above, appear to
have come from the Melanesian Islands, where the animal totem plays a
small rôle, because the fauna is meagre and man is dependent in great
measure upon plant food. Besides animal and particularly bird totems,
therefore, which also occur on the Melanesian Islands, we find plant
totems throughout the whole of northern Australia. These totems, as we
may suppose, are the result of Papuan immigrations, to which are due
also other objects of Melanesian culture to be found in the Australian
continent. In the south, where there are no totems other than animals,
Intichiuma ceremonies receive small emphasis. In entire harmony with
our contentions are the conditions in America, where no festivals
of this sort are connected with the totems themselves; an analogous
significance is gained only later by the great vegetation festivals,
and these presuppose agriculture, together with the beginnings of a
celestial mythology.
In more recent times, therefore, Frazer, whose great work, "Totemism
and Exogamy," has assembled the richest collection of facts concerning
totemic culture, has turned to an essentially different theory. He
traces all forms of totemism back to conception totemism. Since the
latter, as we have already stated, probably arose out of individual
totemism, we are again confronted by an individualistic view, much as
in the hypothesis of the origin from names. Frazer derives conception
totemism from the dreams which mothers are supposed occasionally to
have experienced before the birth of a child. The animal appearing in
such a dream is thought to have become the totem or guardian animal of
the child. But, though conception totemism, as well as sex totemism,
may possibly have some connection with such phenomena--the fact that
the animals here concerned are chiefly nocturnal animals suggests that
such may be the case--totemism as a whole may, nevertheless, scarcely
be derived from dreams. Still less can this hypothesis be harmonized
with the fact that conception totemism is an anomaly. The ideas centred
about it are but of rare occurrence within the system of totemic
culture as a whole. Moreover, as Frazer also has assumed, they never
appear except as an offshoot of individual totemism, and this in turn,
when viewed in all its phases, cannot be regarded otherwise than as a
product of tribal totemism. In its reference to the dream, however,
this hypothesis may perhaps contain an element of truth, inasmuch as
it involves ideas that obviously play an important rôle in totemism.
This is shown particularly by reference to the totem animals that are
found most commonly in Australia, and that suggest a relation between
totemism and animistic ideas of the soul.
As a matter of fact, the totem is already itself the embodiment of a
soul. Either the soul of an ancestor or that of a protective being
is regarded as incorporated in the animal. The other totems, such
as plants or totem fetishes (churingas), are obviously derivative
phenomena, and the same is true of those legendary beings that inhabit
the churingas as spirits, or that gave them to the ancestors for the
purposes of magic. Now, originally, the totem was probably always
an animal. But a survey of the great mass of animistic conceptions
prevalent in all parts of the world shows that in this case also it
is particularly the animal that is represented as capable of becoming
the receptacle of a human soul after death. Animals, of course, are
not all equally suited to this purpose. Some are more apt than others
to be regarded as soul animals, particularly such as are characterized
by rapid movement, flight through the air, or by other features that
arouse surprise or uncanny dread. Thus, even in the popular belief
of to-day, it is especially the snake, the lizard, and the mouse, in
addition to the birds, that are counted among the soul animals. If,
now, with these facts in mind, we cast a glance over the list of totem
animals, we are at once struck by the fact that the most common among
them are soul animals. In Australia, we find the hawk, the crow, and
the lizard; in America, the eagle, the falcon, and the snake.
In respect to these ideas, the totemic age marks an important
turning-point in the history of soul conceptions. Primitive man regards
that which we have succinctly called the 'corporeal soul' (p. 82) as
the principal, and perhaps originally as the only, soul. At death,
the soul is believed to remain in the body, wherefore primitive man
flees in terror from the corpse. Even at this stage, of course, we
occasionally find traces of a different idea. The soul may also be
regarded as active outside of the body, in the form of a demoniacal
being. But as yet these ideas are generally fluctuating and undefined.
There then comes a change, dependent, just as are the other cultural
transformations, on the strife and warfare arising as a result of
tribal migrations. This change, as we may suppose, is due to the
fact that tribal struggles bring with them the impressive spectacle
of sudden death. One who is killed in battle exhibits the contrast
between life and death so directly that, even though the belief in
the continued existence of the soul within the body still survives,
it nevertheless permits the co-presence of other more advanced
conceptions. Thus _two_ sets of ideas come to be developed. On the
one hand, the soul is believed to depart with the blood. In place of
the entire body, therefore, the blood comes to be the chief vehicle
of the soul. Blood magic, which by itself constitutes an extensive
chapter in the history of magic beliefs, and which is prevalent in all
periods of culture, has its source in this conception. Further factors
then enter into the development. In addition to the blood, the inner
parts of the body, which are exposed in cases of violent death, become
vehicles of the soul. The idea of the sudden departure of the soul
is then transferred from the one who is killed to the dying person in
general. With the exhalation of his last breath, his soul is thought
to depart from him. The soul is therefore conceived as a moving form,
particularly as an animal, a bird, a rapidly gliding snake, or a lizard.
In dealing, later, with the soul conceptions of the totemic age, we
will consider these several motives in their independent influence
as well as in their reciprocal action upon one another. Here we can
touch upon them only in so far as they harbour the sources of totemism
itself. But in this connection two facts are of decisive importance.
In the first place, the original totem, and the one which continues
to remain most common, is the animal; and, secondly, the earliest
totem animals are identical with soul animals. But in addition to soul
animals, other animals also may later readily come to be regarded
as totems, particularly such as continually claim man's attention,
as, for example, game animals. Thus, the soul motives are brought
into interplay with other influences, springing in part from the
emotions associated with the search for daily food, though primarily
with success or failure in the chase. As a result, the soul motives
obviously become less prominent, and the totem animal, freed from this
association, acquires its own peculiar significance, which fluctuates
between the ancestral idea and that of a protective demon. The concern
for food, which was at first operative only as a secondary motive, was
heightened in certain localities where the natural environment was
poor, and, with the influx of immigrant tribes, it assumed ever greater
prominence. In this way, plant totems came to be added to animal
totems; finally, as a result of certain relations of these two totems
to inanimate objects, there arose a fetishistic offshoot of totemism.
This again brought totemism into close connection with ancestor ideas,
and contributed also towards the transition from animal to human
ancestors.
Thus, then, totemic ideas arise as a result of the diremption of
primitive soul ideas into the _corporeal soul_ and the _breath-_ and
_shadow-soul_. That the two latter are associated, is proven also by
the history of totemism. Folk belief, even down to the present, holds
that the soul of the dying person issues in his last breath and that it
possesses the form of an animal. The soul of one who has recently died,
however, appears primarily in dreams and as a phantom form. Now, the
totem animal has its genesis in the transformation of the breath-soul
into an animal. The shadow-soul of the dream, moreover, exercises
an influence on individual totemism, as it does also on conception
totemism and on sex totemism.
Thus, totemism is directly connected with the belief in souls--that
is to say, with _animism_. It represents that branch of animism which
exercised a long-continuing influence on the tribal organization as
well as on the beliefs of peoples. But before turning to these final
aspects of totemism and their further developments, it is necessary to
consider another group of ideas which, in their beginnings, occupied
an important place within the circle of totemic beliefs. The ideas to
which I refer are those connected with the custom of _taboo_.
10. THE LAWS OF TABOO.
It is a significant fact that 'totem' and 'taboo' are concepts for
which our cultural languages possess no adequate words. Both these
terms are taken from the languages of so-called natural peoples,
'totem' from an idiom of the North American Indians, and 'taboo'
from the Polynesian languages. The word 'totem' is as yet relatively
uncommon in literature, with the exception of books on ethnology and
folk psychology; the word 'taboo,' on the other hand, is much in use.
A thing is called taboo when it may not be touched, or when it must
be avoided for some reason, whether because of its peculiar sanctity
or contrariwise because its harmful influence renders it 'impure,'
defiling every one who comes into contact with it. Thus, two opposing
ideas are combined in the conception of taboo: the idea of the sacred
as something to be avoided because of its sanctity, and that of the
impure or loathsome, which must be avoided because of its repulsive or
harmful nature. These ideas combine in the conception of _fear_. There
is, indeed, one sort of fear which we call _awe_, and another termed
_aversion_. Now, the history of taboo ideas leaves no doubt that in
this case awe and aversion sprang from the same source. That which
aroused aversion at a later age was in the totemic period chiefly an
object of awe, or, at any rate, of fear--that is, of a feeling in which
aversion and awe were still undifferentiated. That which is designated
by the simplest word [_Scheu_] is also earliest in origin; awe
[_Ehrfurcht_] and aversion [_Abscheu_] developed from fear [_Scheu_].
If, now, we associate the term 'taboo' in a general way with an object
that arouses fear, the earliest object of taboo seems to have been the
totem animal. One of the most elemental of totemic ideas and customs
consists in the fact that the members of a totem group are prohibited
from eating the flesh of the totem, and sometimes also from hunting the
totem animal. This prohibition, of course, can have originated only
in a general feeling of fear, as a result of which the members of a
totemic group are restrained from eating or killing the totem animal.
In many regions, where the culture, although already totemic, is,
nevertheless, primitive, the totem animal appears to be the only object
of taboo. This fact alone makes it probable that totemism lies at the
basis of taboo ideas. The protective animal of the individual long
survived the tribal totem and sometimes spread to far wider regions.
Similarly, the taboo, though closely related to tribal organization
in origin, underwent further developments which continued after the
totemic ideas from which it sprang had either entirely disappeared or
had, at any rate, vanished with the exception of meagre traces. This
accounts for the fact that it is not in Australia, the original home
of the totem, that we find the chief centre of taboo customs, nor in
Melanesian territory, where the totem is still fairly common, nor in
North America, but in Polynesia.
It is in Polynesia, therefore, that we can most clearly trace the
spread of taboo ideas beyond their original starting-point. The taboo
of animals is here only incidental; man himself is the primary object
of taboo--not every individual, but the privileged ones, the superiors,
the priest, the chieftain. Closely related to the fact that man is
thus held taboo, is the development of chieftainship and the gradual
growth of class differences. The higher class becomes taboo to the
lower class. This fear is then carried over from the man himself to
his possessions. The property of the nobleman is taboo to every other
person. The taboo has not merely the force of a police law, similar
to that whereby, in other localities, men of superior rank prohibit
entrance to their parks; it is a religious law, whose transgression
is eventually punished by death. It is particularly the chief and his
property that are objects of taboo. Where the taboo regulations were
strict, no one was allowed to venture close to the chief or even to
speak his name. Thus, the taboo might become an intolerable constraint.
In Hawaii, the chief was not allowed to raise his own food to his
mouth, for he was taboo and his contact with the food rendered this
also taboo. Hence the Hawaian chief was obliged to have a servant feed
him. The objects which he touched became taboo to all individuals. In
short, he became the very opposite of a despotic ruler, namely, the
slave of a despotic custom.
From the individual person, the taboo was further extended to
localities, houses, and lands. A member of the aristocratic class
might render taboo not only his movable property but also his land.
The temple, in particular, was taboo, and, together with the priests,
it retained this character longer than any other object. The taboo
concerned with the eating of certain animals, however, also remained
in force for a long time. Though these animals were at first avoided
as sacred, the taboo of the sacred, in this case, later developed into
that of the impure. Thus, this conception recurs, in a sense, to its
beginning. For the fear that is associated with the animals which the
totem group regards as sacred, is here combined with the fear that the
eating of the flesh is harmful. Sickness or even death is believed to
follow a transgression of such a taboo regulation. Even in its original
home, however, the taboo assumes wider forms. It subjects to its
influence the demon-ideas that reach back even to pretotemic times. The
corpse particularly, and the sick person also, are held taboo because
of the demoniacal magic proceeding from them. Likewise the priest and
the chief are taboo, because of their sacredness. Thus, the taboo gains
a circle of influence that widens according as totemic ideas proper
recede. The taboo which the upper classes placed upon their property
had come to be such a preponderant factor in Polynesian custom that
the first investigators of these regions believed the taboo in general
to be chiefly an institution whereby the rich aimed to protect their
property by taking advantage of the superstition of the masses.
One of the most remarkable extensions of the scope of taboo is the
_taboo which rests on relations by marriage._ The history of exogamy,
whose earliest stages are represented by the totemic marriage laws of
the Australians, clearly teaches that the aversion to marriage between
blood relations was not the cause but at most, to a great extent, the
effect of exogamous customs that everywhere reach back into a distant
past. But there is a second class of marriage prohibitions, and this
likewise has found a place even in present-day legislation--the
prohibition of unions between relations by marriage. Such prohibitions
are from the very beginning outside the pale of exogamous laws.
Indeed, it is clear that all unions of this sort--such, for example,
as are forbidden by our present laws--were permitted by the totem and
clan exogamy of the Australians and that of the American Indians. In
the case of maternal descent, the group from which a man must select
his wife included his mother-in-law as well as his wife. Similarly,
in the case of paternal descent, the husband and father-in-law were
totem associates. There is another set of customs, however, which
is generally connected with even the earliest forms of exogamy, and
which fills out in a very remarkable way the gap that appears in the
original totemic exogamy when this is compared with present-day
legislation. These customs are no other than the laws of taboo. One of
the earliest and most common of these regulations is the _taboo of the
mother-in-law_. Corresponding to it, not so common and yet obviously
a parallel phenomenon occasionally connected with it, is the _taboo
of the father-in-law_. The relative distribution of the two taboos is
analogous to that of maternal and paternal descent in the primitive
condition of society, for it is maternal descent that is dominant.
This is not at all meant to imply that there is any casual[1] relation
between these phenomena. Rather is it true, probably, that they are
based upon similar motives, and that these motives, just as in the
case of marriage between relations, are more potent in the case of
the mother than in that of the father. In general, however, the taboo
of parents-in-law signifies that the husband must so far as possible
avoid meeting his mother-in-law, and the wife, her father-in-law.
Now, it is evident that in so far as this avoidance excludes the
possibility of marriage, the custom is, in a way, supplementary to
exogamy. Wherever maternal descent prevails, no one may marry his
mother; and, where taboo of the mother-in-law exists, no one may marry
his mother-in-law. The same holds of father and daughter, and of father
and daughter-in-law, in the case of paternal descent. This analogy
may possibly indicate the correct clue to the interpretation of the
phenomena. It would certainly be erroneous to regard the taboo of the
mother-in-law as a regulation intentionally formulated to prevent
unions between direct relations by marriage. Yet there is evidence
here of a natural association by virtue of which the fear of marriage
with one's own mother, which, though not caused by the exogamous
prohibition, is nevertheless greatly strengthened by it, is directly
carried over to the mother-in-law. Between a woman and the husband of
her daughter there thus arises a state of taboo such as is impossible
between mother and son because, from the time of his birth on, they are
in close and constant relation with each other. In consequence of the
above-mentioned association, mother and mother-in-law, or father and
father-in-law, form a unity analogous to that which obtains between man
and wife. What is true of the husband, is also true in the case of the
wife; similarly, what holds for the mother of the husband holds no less
for the mother of the wife.
Striking evidence of the effect of an association of ideas that
is perfectly analogous to the one underlying the taboo of the
mother-in-law, is offered by a custom which is doubtless generally
only local in scope and yet is found in the most diverse parts of the
earth, thus showing plainly that it is autochthonous in character. I
refer to the custom of so-called father-confinement or 'couvade.' This
custom prevails in various places, occurring even in Europe, where it
is practised by the Basques of the Pyrenées, a remarkable fragment of a
pre-Indo-Germanic population of Europe. Due, probably, to the heavier
tasks which these people impose upon women, it here occasionally
occurs in an exaggerated form. Even after the mother has already begun
to attend to her household duties, the father, lying in the bed to
which he has voluntarily retired, receives the congratulations of the
relatives. Custom also demands that he subject himself to certain
ascetic restrictions, namely, that he avoid the eating of certain kinds
of food. The custom of couvade is clearly the result of an ideational
association between husband and wife--one that is absolutely analogous
to that between the two mothers of the married couple. The child owes
its existence to both father and mother. Both, therefore, must obey the
regulations which surround birth, and thus they are also subject to the
same taboo. Just as there is very commonly a taboo on the mother and
her new-born child, so also, in the regions where couvade exists, is
this transferred to the husband.
As is well known, the last vestiges of the taboo of the mother-in-law
have not yet disappeared, though they survive only in humour, as do
many other customs that were once seriously practised. In fact, there
is no other form of relationship, whether by blood or by marriage,
that is so subjected to the satire of daily life as well as to the
witticisms and jokes of comic papers as is that of the unfortunate
mother-in-law. Thus, the primitive taboo resting on the mother-in-law
and also, even though in lesser degree, on the father-in-law, has
registered itself in habits that are relatively well known. Graver
results of the regulations of ancient custom are doubtless to be found
in those prohibitions of union between relatives by marriage that still
constitute essential elements of present-day laws. This, of course,
does not mean that these prohibitions are unjustifiable or that they do
not reflect natural feelings. They but exemplify the fact that every
law presupposes a development which, as a rule, goes back to a distant
past, and that the feelings which we to-day regard as natural and
original had a definite origin and assumed their present character as
the outcome of many changes.
Alongside of these later forms of the taboo, and outlasting them, we
have its most primitive form. This is the taboo which rests on the
eating of certain foods, particularly the flesh of certain animals,
though less frequently it applies also to occasional plants. The
latter, however, probably represents a transference, just as does plant
totemism. A particular example of such a taboo is the avoidance of
the bean by the Grecian sect of Orphians and by the Pythagoreans whom
they influenced. The taboo of certain animals survived much longer.
But it was just in this case that there came an important shift of
ideas which gave to the taboo a meaning almost the opposite of that
which it originally possessed. Proof of such a change is offered by
the Levitical Priests' Code of Israel. The refined casuistry of the
priests prescribed even to details what the Israelite might eat and
what was taboo for him. For the Israelite, however, this taboo was
not associated with the sacred but with the unclean. The original
taboo on the eating of the flesh of an animal related, in the totemic
period, to the sacred animal. This is the taboo in its original form.
The Australian shrinks from eating the flesh of his totem animal, not
because it is unclean, but because he fears the revenge of demons
if he consumes the protective animal of his group. In the Priests'
Code, the sacred object has become entirely transmuted into an unclean
object, supposed to contaminate all who eat of it. It is a striking
fact, however, that the animals which are regarded as unclean are
primarily the early totem animals--the screech-owl, the bat, the eagle,
the owl, etc. Of the animals that live in or near the sea, only those
may be eaten that have scales, that is, only fish proper, and not the
snake-like fish. The snake itself and the snake-like reptiles are
taboo, as well as numerous birds--all of which were at a very early
period totem animals. Heading the list of the animals that may be
eaten, on the other hand, are the ox, the sheep, the goat--in short,
the animals of an agricultural and sheep-raising culture. Thus, as
the original magical motives of taboo disappear, their place is taken
by the emotion of fear, which causes the object arousing it to appear
as unclean. Whoever touches such an object is polluted in a physical
as well as a moral sense, and requires a cleansing purification
according to rites prescribed by cult. We cannot avoid the impression,
accordingly, that the unclean animals held to be taboo by the Priests'
Code, are the same as those which this same people regarded as sacred
soul and totem animals at an earlier stage of culture. Thus, these
prohibitions with reference to food are analogous to the impassioned
preaching against false idolatry--both refer back to an earlier cult.
In this category belongs also the prohibition of consuming the blood of
animals in the eating of their flesh. This likewise is the survival of
a very common belief--certainly prevalent also among the Israelites at
one time--that with the blood of an animal one might appropriate its
spirit-power. The priestly law transforms this motive into its direct
opposite. For the text expressly says: "In the blood is the life; but
ye shall not destroy the life together with the flesh."
Thus, the significance of the taboo shifts from the sacred, which
evokes man's fear, to the unclean and demoniacal, which also arouse
fear but in the form of aversion. Closely related to this change is
a group of views and customs resulting from this last form of taboo
and reaching down, as its after-effects, far into the later religious
development. These are the _purification rites_ connected with the
ideas of clean and unclean. The word _lustratio_, by which the Romans
designated these rites, is really more appropriate than the German
word _Reinigung_, since it suggests more than merely the _one_ aspect
of these usages. Indeed, the idea of purification is not even primary,
any more than the conception of the unclean is the initial stage in the
development of the taboo. On the other hand, the idea that a man might
be exposed to demoniacal powers by touching an object or by eating a
certain food, such, for example, as the flesh of certain animals, is in
entire accord with such primitive notions as are expressed in the fear
of the corpse and of sickness, as well as in other similar phenomena.
The essential thing is to escape the demon who is harboured in the
particular object of concern. This impulse is so irresistible that,
whenever the idea of taboo arises, the conception of lustration, of a
magic counteraction to the demoniacal power, is also evolved. Thus,
magic and counter-magic, here, as everywhere, stand in antithesis. The
means of such counter-magic are not only very similar throughout the
most remote parts of the earth, but externally they remain the same
even throughout the various stages of culture. There are only _three_
means by which an individual may free himself from the effects of a
violation of taboo--_water, fire_, and _magical transference_.
Of these means, the one which is the most familiar to us is water.
Just as water removes physical uncleanness, so also does it wash away
soul or demoniacal impurity--not symbolically, for primitive man has
no symbols in our sense of the word, but magically. As water is the
most common element, so also is it the most common magical means of
lustration. Besides water, fire also is employed; generally it is
regarded as the more potent element--in any event, its use for this
purpose anteceded that of water. Fire, no less than water, is supposed
to remove the impurity or the demoniacal influences to which a man
has been exposed. It is especially peculiar to fire, however, that
it is held not only to free an individual from an impurity which he
has already contracted, but also to protect him from the possibility
of contamination. This preventive power, of course, later came to be
ascribed to water also. Indeed, all the various means of lustration
may come to be substituted for one another, so that each of them may
eventually acquire properties that originally belonged exclusively to
one of the others. The third form of purification, finally, consists
in a magical transference of the impurity from man to other objects
or to other beings, as, for example, from a man to an animal. Closely
associated with such a transference are a considerable number of
other magic usages. These have even found their way down into modern
superstition. We need but refer to the above-mentioned cord-magic, by
which a sickness, for example, is transferred to a tree by tying a cord
around it.
In the primitive cult ceremonies of the Australians, lustration is
effected almost exclusively by fire. In America also fire still plays
an important rôle, particularly in the cult ceremonies of the Pueblo
peoples. They kindle a great fire, about which they execute dances. In
the initiation ceremonies of the Australians, the youths must approach
very close to the fire or, at times, leap over it. In this way they are
made proof against future attacks. Such fire-magic reaches down even
into later civilizations. A survival of this sort is the St. John's
fire still prevalent in many regions of Europe and, in view of its
origin, still frequently called 'solstice fire' in southern Germany.
On these occasions also, the young men and maidens leap over the fire
and expose themselves to the danger of its flames, in the belief that
whatever they may wish at the time will come to pass. Here again, as in
the Australian initiation ceremonies, lustration by fire signifies a
magic act having reference to the future.
Water is a far more common means of lustration than fire. It everywhere
gained the ascendancy and at the same time very largely preserved its
original significance. From early times on it combined the power
of removing the impurities resulting from the violation of a taboo,
or, more widely applied, of cleansing from guilt, with the power of
protecting against impending impurity and guilt. Thus, even in the
beginnings of taboo usages, the bath, or ablution, was a universal
means of purification. The _sprinkling_ with water, on the other
hand, which has held its place even in Christian cult, is a means of
purification directed primarily to the future. In the so-called Jordan
festivals of the Greek Catholic Church, ordinary water is changed into
Jordan water by the magic of the priest. The believer is confident that
if he is sprinkled with this water he will commit no sin in the course
of the following year.
Less common, on the whole, is the third form of lustration, that by
magical transference. Israelitic legend affords a striking example of
such lustration in the goat which, laden with the sins of Israel, is
driven by Aaron into the wilderness. He takes the goat, lays both his
hands on its head, and whispers the sins of Israel into its ear. The
goat is then driven into the wilderness, where it is to bury the sins
in a distant place. An analogous New Testament story, moreover, is
related in St. Matthew's Gospel. We are here told that, in Galilee, a
man who was possessed of many demons was freed from them by Jesus, who
commanded them to pass into a herd of swine that happened to be near
by. Since the demons had previously begged Jesus not to destroy them,
they were banished into these animals. The swine, however, plunged into
an adjacent sea, and thus the demons perished with them.
Totem, taboo, lustration, and counter-magic, accordingly, were
originally closely related to one another, though each of them proved
capable of initiating new tendencies and of undergoing a further
independent development. The totem, for example, gave rise to numerous
sorts of protective demons; the taboo was transferred to the most
diverse objects, such as aroused feelings of fear and aversion;
lustration led to the various counter agencies that freed men's minds
from the ideas of contamination and guilt. These institutions,
however, were themselves based upon certain more elementary ideas
whose influence was far from being exhausted in them. On the one hand,
totemic belief grew out of the belief in souls; on the other hand,
totemic ideas were the precursors of further developments. The activity
of totem ancestors was associated with certain inanimate objects,
such as the Australian churingas, to which magical powers were held
to have been transmitted. Inasmuch as the totem animal was also an
ancestral animal, it formed the transition to the elevation of human
ancestors into cult objects, first on a par with animal ancestors and
later exalted above them. Thus, there are three sets of ideas which,
in part, form the bases of totemism, and, in part, reach out beyond
it, constituting integral factors of further developments of the most
diverse character. These ideas may be briefly designated as _animism,
fetishism,_ and _ancestor worship_. Animism, as here used, refers to
the various forms of the belief in souls. By fetishism, on the other
hand, is universally meant the belief in the demoniacal power of
inanimate objects. Ancestor worship, finally, is the worship in cult
of family or tribal ancestors. The original totemism passes over into
the higher ancestor worship, which, in turn, issues in hero cult, and
finally in the cult of the gods.
[1] transcribers' note: "causal" is probably meant here.
11. SOUL BELIEFS OF THE TOTEMIC AGE.
Soul ideas, as we have already noted, constitute the basis of totem
belief, and may thus be said to date back into the pretotemic age, even
though it is obviously only within the totemic period that they attain
to their more complete development. If we include the whole of the
broad domain of soul belief under the term _animism_, the latter, in
its many diverse forms, may be said to extend from the most primitive
to the highest levels of culture. It is fitting, however, to enter upon
a connected account of animism at this point, because the development
of the main forms of soul belief and of their transformations takes
place within the totemic age. Moreover, not only is totemism closely
dependent from the very beginning upon soul conceptions, but the
development of soul conceptions is to an equal degree affected by
totemism.
Soul belief, thus, constitutes an imperishable factor in all
mythology and religion. This accounts for the fact that there are
some mythologists as well as certain psychologists of religion who
actually trace all mythology and religion to animism, believing that
soul ideas first gave rise to demon and ancestor cults, and then to the
worship of the gods. This view is maintained by Edward Tylor, Herbert
Spencer, Julius Lippert, and a number of others. Undeniable as it is
that soul belief has exerted an important influence upon mythological
and religious thought, it nevertheless represents but one factor among
others. For this very reason, however, we must consider separately
its own peculiar conditions, since it is thus alone that we can gain
an understanding of its relation to the other factors of mythological
thought. The fittest place for examining this general interconnection
is just at this point, where we are in the very midst of totemic ideas,
and where we encounter the transformations of soul ideas in a specially
pronounced form. Everything goes to show that the most important
change in the history of the development of soul belief falls within
the totemic period. This change consists in the distinction between a
soul that is bound to the body, and which, because of this permanent
attachment, we will briefly call the _corporeal soul_, and a soul which
may leave the body and continue its existence independently of it.
Moreover, according to an idea particularly peculiar to the totemic
age, this latter soul may become embodied in other living beings,
especially in animals, but also in plants, and even in inanimate
objects. We will call this soul _psyche_, the breath or shadow soul. It
is a breath soul because it was the exhalation of the breath, perhaps,
that first suggested these ideas; it is a shadow soul since it was
the dream image, in particular, that gave to this soul the form of a
shadowy, visible but intangible, counterpart of man. As a fleeting
form, rapidly appearing and again disappearing, the shadow soul is a
variety of breath soul. The two readily pass over into each other, and
are therefore regarded as one and the same psyche.
There is ground for the conjecture that the distinction between these
two main forms of the soul, the corporeal and the breath or shadow
soul, is closely bound up with the changed culture of the totemic age.
Primitive man flees from the corpse--indeed, even from those who are
sick, if he sees that death is approaching. The corpse is left where
it lies, and even the mortally ill are abandoned in their helpless
condition. The living avoid the places where death has entered. All
this changes in an age that has become familiar with struggle and
death, and particularly with the sudden death which follows upon the
use of weapons. This is exemplified even by the natives of Australia,
who are armed with spear and shield. The warrior who falls before the
deadly weapon, whose blood flows forth, and who expires in the midst of
his fellow-combatants, arouses an entirely different impression from
the man of the most primitive times who dies in solitude, and from
whose presence the living flee. In addition to the original ideas of a
soul that is harboured in the body, and that after death wanders about
the neighbourhood as an invisible demon, we now have a further set of
ideas. The soul is believed to leave the body in the form of the blood.
But it may take an even more sudden departure, being sometimes supposed
to leave in the last breath. In this case, it is held to be directly
perceptible as a small cloud or a vapour, or as passing over into some
animal that is swift of movement or possesses such characteristics as
arouse an uncanny feeling. This idea of a breath soul readily leads to
the belief that the psyche, after its separation from the body, appears
in the dream image, again temporarily assuming, in shadowy form, the
outlines of its original body.
Now the most remarkable feature of this entire development is the fact
that the idea of the corporeal soul in no wise disappears, as one
might suppose, with the origin of the breath or shadow soul. On the
contrary, both continue to exist without any mutual interference. This
is noticeable particularly in the case of death in war. The belief
that the soul leaves the body with the blood may here be directly
combined with the belief that it departs with the breath, though the
two ideas fall under entirely different categories. Even in Homer this
combination of ideas is still clearly in evidence. The breath soul is
said to descend to Hades, there to continue its unconscious existence
as a dreamlike shadow, while at the same time the corporeal soul is
thought to inhere not only in the blood but also in other parts of the
body. Certain particular organs of the body are held to be vehicles
of the soul; among these are the heart, the respiratory organs, and
the diaphragm, the latter probably in connection with the immediately
adjacent kidneys, which these primitive soul ideas usually represent
as an important centre of soul powers. The believer in animism was
not in the least aware of any contradiction in holding, as he did for
a long time, that these two forms, the corporeal soul and the breath
soul, exist side by side. His concern was not with concepts that might
be scientifically examined in such a way as to effect a reconciliation
of the separate ideas or a resolution of their contradictions. Even
the ancient Egyptians, with their high civilization, preserved a firm
belief in a corporeal soul, and upon this belief they based their
entire practice of preserving bodies by means of embalmment. The reason
for leaving the mouth of the mummy open was to enable the deceased
person to justify himself before the judge of the dead. That the mummy
was very carefully enclosed in its burial chamber and thus removed
from the sphere of intercourse of the living, indicates a survival of
the fear of demoniacal power which is characteristic of the beginnings
of soul belief. The Egyptians, however, also developed the idea of a
purely spiritual soul. The latter was held to exist apart from the body
in a realm of the dead, from which it was supposed occasionally to
return to the mummy. It was by this simple expedient of an intercourse
between the various souls that mythological thought here resolved the
contradiction between unity and multiplicity as affecting its soul
concepts--a contradiction which even later frequently claimed the
attention of philosophy.
When, on a more advanced cultural level, the structure of the body
came to be more closely observed, a strong impetus was given towards
a progressive differentiation of the corporeal soul. Certain parts of
the body, in particular, were singled out as vehicles of the soul.
Those that are separable from the body, such, for example, as certain
secretions and the products of growth, received a sort of intermediate
position between the corporeal soul proper and the breath soul. Chief
among these was the blood. Among some peoples, particularly the Bantus
of South Africa, the saliva rivals the blood in importance, possibly
because of the readily suggested association with the soul that departs
in the vapour of the breath. The blood soul, however, is by far the
most universal and most permanent of these ideas. In its after-effects
it has survived even down to the present. For, when we speak of a
'blood relationship' uniting those persons who stand close to one
another through ancestry, the word 'blood' doubtless represents a sort
of reminiscence of the old idea of a blood soul. To the dispassionate
eye of the physiologist, the blood is one of the most unstable elements
of the body, so that, so far as the blood is concerned, the father
and mother certainly transmit nothing of a permanent nature to their
descendants. More stable parts of the organism are much more likely
to be inherited. But, in spite of the fact that blood is one of the
most transitory of structures, it continues to be regarded as the
vehicle of the relationship existing between members of a family,
and even between tribally related nations. More striking expressions
of the idea of a blood soul are to be found on primitive levels. In
concluding the so-called blood brotherhood, the exchange of blood,
according to prevalent belief, mediates the establishment of an actual
blood relationship. In accordance with a custom which probably sprang
up independently in many different parts of the earth, each of the two
parties to the compact, upon entering this brotherhood, took a drop of
blood from a small, self-inflicted wound and transferred it to the
corresponding wound of the other. Since the drop of exchanged blood
represents the blood in general--not merely symbolically, as it were,
but in real actuality--the two who have entered into the alliance have
become nearest blood relatives, and thus brothers.
The idea that a soul exists in the blood, however, has also a converse
aspect. This consists in the fear of shedding blood, since the wounded
person would thus be robbed of his soul. The belief then arises that
one who consumes the blood of a sacrificed person or animal also gains
his soul powers--an idea which likewise comes to have reference to
other parts of the body, particularly to the specific bearers of the
soul, such as the heart and the kidneys. Thus, between fear, on the
one hand, and this striving for power, on the other, a conflict of
emotions may arise in which the victory leans now to the one and now
to the other side. But the striving to appropriate the soul which is
contained in the blood tends to become dominant, since the struggle
which enkindles the passion for the annihilation of the enemy is also
probably the immediate cause for acting in accordance with this belief
concerning the blood. To drink the blood of the slain enemy, to consume
his heart--these are impulses in which the passion to annihilate the
foe and the desire to appropriate his soul powers intensify each
other. These ideas, therefore, also probably represent the origin of
anthropophagy. Anthropophagy is not at all a prevalent custom among
primitive tribes, as is generally believed. On the contrary, it is
just among primitive peoples that it seems to be entirely lacking.
It appears in its primary forms, as well as in its modifications,
only where weapons and other phenomena point to intertribal wars, and
the latter do not occur until the beginning of the totemic age. The
totemic age, however, is the period which marks the development not
only of the idea of the blood soul but of other soul ideas as, well.
Accordingly, anthropophagy is, or was until recently, to be found, not
among the most primitive peoples such as have not attained to the level
of totemism, but precisely within the bounds of totemic culture, and,
in part, in connection with its cults. In these cults, man, as well
as the animal, becomes an object of sacrifice in the blood offering.
Human sacrifice of this sort continues to be practised under conditions
as advanced as deity cult. In the latter, anthropophagy even finds a
temporary religious sanction, inasmuch as the priest, particularly,
is permitted to eat of the flesh of the sacrifice. Of course, the
perpetuation and extension of anthropophagy was not due merely to
magical motives; even at a very early period, the food impulse was a
contributing factor. The very fact of the relatively late origin of
the custom, however, makes it highly improbable that the food impulse
would, of itself and apart from magical and cult motives, ever have
led to it, though such an explanation has been offered, especially as
regards the regions of Oceania where animals are scarce.
In the course of religious development, human sacrifice gave way to
animal sacrifice, and cult anthropophagy was displaced by the eating of
the flesh of the sacrificial animal. Inasmuch as the latter cult was
not only more common than the former but everywhere probably existed
prior to the rise of human sacrifice, this later period involved a
recurrence of earlier conditions. Nevertheless, there were phenomena
which clearly indicated the influence of the fear of the blood, and
this militated against the appropriation of the blood soul. Of extreme
significance, for example, was the injunction of the Israelitic
Priests' Code against partaking of the blood of animals. The original
motive for drinking the blood became a motive for abstaining from it--a
counter-motive, in which the prohibition, as in many other cases, may
also indicate an intentional abandonment of an earlier custom. Among
the Israelites, as among many other Semitic tribes, the blood of the
animals was poured out at the sacrificial altar. That which was denied
man was fitly given to the gods, to whom the life of the animal was
offered in its blood.
In early ages, reaching down probably into the beginnings of totemic
culture, _two_ organ complexes, in addition to the blood, were held,
in an especial degree, to be vehicles of the corporeal soul--the
kidneys with their surrounding fat, and the external sexual organs. The
fact that, in many languages, kidneys and testicles were originally
denoted by the same name, indicates that these two organs were probably
regarded as essentially related, a view that may possibly be due to the
position of the urethra, which apparently connects the kidneys with the
sexual organs. The Bible also offers remarkable testimony in connection
with the history of the belief that soul powers are resident in the
kidneys and their appended organs. In the earlier writings of the Old
Testament, the kidneys, as well as the heart, are frequently referred
to as bearers of the soul. It is said of God that he searches the
heart and tries the reins; and Job, afflicted with sorrow and disease,
complains, "He cleaveth my reins asunder and doth not spare." The
sacrificial laws of the Israelites, therefore, state that, in addition
to the blood, the kidneys with their surrounding fat are the burnt
offering which is most acceptable to God. Rationalistic interpretation
has sometimes held that man retains the choice parts of the flesh of
the sacrificial animal for himself and devotes the less agreeable parts
to the gods. Such motives may have played a rôle when sacrificial
conceptions were on the wane. The original condition, however, was
no doubt the reverse. The most valuable part belonged to the gods,
and this consisted of the organs that were pre-eminently the vehicles
of the soul. Though man first aimed to appropriate the soul of the
sacrifice for himself, the developed religious cult of a later period
made this the privilege of the deity.
It was only in early custom and cult, however, that the kidneys played
this rôle. Indeed, as already indicated, it is not improbable that
they owe their importance to the fact that their position led to the
belief that they are a central organ governing particularly the sexual
functions. That this is the case is corroborated by the fact that,
in the further development of these ideas of a corporeal soul, the
kidneys more and more became secondary to the external sexual organs,
and that the latter long continued to retain the dominant importance.
Thus, the _phallus cult_, which was prevalent in numerous Oriental
countries and which penetrated from these into the Greek and Roman
worlds, may doubtless be regarded as the last, as well as the most
permanent, expression of those ideas of a central corporeal soul that
were originally associated with the kidneys and their surrounding
parts. At the outset, the representation of the phallus was held to be
not a mere symbol, as it were, but the very vehicle of masculine power.
As a productive, creative potency, it was regarded as very especially
characteristic of the deity, and, just as the attributes of deities
were supposed to be vested in their images, so also was this divine
power thought to be communicated to the phallus. In addition to and
anteceding these ideas relating to gods, the phallus was held to be the
perfect embodiment of demons, particularly of field-demons, who cause
the ripening and growth of the seed. The belief in phallus-bearing
demons of fertility probably dates back to the totemic age. The cults,
however, to which such ideas of the corporeal soul gave rise, reached
their mature development only in the following period. It was then
that deity belief was elaborated, and it was in connection with the
latter that the phallus became a universal magic symbol of creative
power. With the decline of these cults, the symbol, according to a law
observable in the case of other phenomena also, was again relegated,
for the most part, to the more restricted field of its origin.
Vestiges and survivals of the primitive forms of the corporeal soul
extend far down into later culture. Nevertheless, the second main form
of soul-belief, that of the _psyche_, comes to gain the prepondering
influence, at first alongside of the corporeal soul, and then more and
more displacing it. In this case, the earliest form of the belief,
that in a _breath soul_, proves to be also the most permanent. The
idea that the soul leaves the dying person in his last breath, and
that the breath, therefore, exercises animating or magical effects, or
that in it the soul may pass over from one person to another, is a
very common belief. Probably, moreover, it arose independently in many
different localities. Some primitive tribes have the custom of holding
a child over the bed of a dying person in order that the soul may pass
over into it; or, a member of the family stoops over the expiring one
to receive his soul. Virgil's _Æneid_ contains an impressive account
relating that upon Dido's death her sister attempted to catch the soul,
which, as she assumed, roams about as an aerial form, while she also
carefully removed the blood from the wound in order that the soul might
not remain within the body. Thus, the blood soul and the breath soul
are here closely connected.
In the further destinies of the breath soul, a particularly important
incident is its passage into some swiftly moving animal, perhaps a
bird hovering in the air, or, again, some creeping animal, such as the
lizard or the snake, whose manner of movement arouses uncanny fear.
It is these animals, chiefly, that are regarded as metamorphoses of
the psyche. Remarkable evidence that the bird and snake in combination
were regarded as vehicles of the soul may be found in the pictorial
representations of the natives of northwestern America. The escape of
the soul from the body is here portrayed as the departure of a snake
from the mouth of a human figure seated in a birdlike ship. This
picture combines three ideas, which occur elsewhere also, either singly
or in combination, in connection with the wandering of the soul. There
is, in the first place, the soul-bird; then the soul-ship, readily
suggested by association with a flying bird, and recurring in the ship
which was thought in ancient times to cross the Styx of the underworld;
finally, the soul-snake, representing the soul in the act of leaving
the body. This very common idea of the soul as a snake and, by further
association, its conception as a fish, may be ascribed not only to
the fear aroused by the creeping snake, but also to the circumstances
attending the decomposition of the corpse. The worm which creeps out
of the decaying body is directly perceived as a snake. Thus, corporeal
soul and psyche are again united; in this union they mediate the idea
of an embodied soul, which, in a certain sense, of course, is a psyche
retransformed into a corporeal soul.
With the appearance of these ideas of an embodied soul, totemism
merges directly into soul-belief. Under the influence of the remaining
elements of totemism, however, the soul-ideas come to be associated
with more and more animals. The soul is no longer held to be embodied
merely in the earliest soul-animals--bird, snake, and lizard--but other
animals are added, such particularly as those of the chase, which
have a closer relation to the life of man. Following upon this change
are also the further developments mentioned above. When interest in
the production of vegetable food is added to that of the chase, the
same ideas become associated with plants. Their sprouting and growth
continue to suggest soul-powers; and, even though the ancestor idea
characteristic of the animal totem cannot attain to prominence because
of the greater divergence of plants from man, this very fact causes the
phenomena of sprouting and growth all the more to bring into emphasis
the magical character of these vegetable totems. Hence it is mainly
the plant totem that gives rise to those ceremonies and cult festivals
which are designed for the magical increase of the totems. With the
wane of the soul-beliefs connected with animal totemism, it is not
only plants to which demoniacal powers are ascribed. Even inanimate
objects come to be associated with magical ideas, either because of
certain peculiar characteristics or because of the function which they
perform. It is in this way that the introduction of the plant into
the realm of totemic ideas mediates the transition from the totem to
the _fetish_. On the other hand, as the totem animal comes more and
more to be an ancestral animal, and as the memory of human forefathers
gains greater prominence with the rise of culture, the animal ancestor
changes into the _human ancestor_. Thus, fetishism and ancestor worship
are logical developments of totemism. Though differing in tendency,
they nevertheless constitute developmental forms which are not at all
mutually exclusive, but which may become closely related, just as is
the case with the animal and the plant totems from which they have
proceeded.
Before turning to these later outgrowths of totemic soul-belief,
however, we must consider their influence upon the important customs
relating to the _disposition of the dead_. These customs give
expression to the ideas of death and of the destiny of the soul after
death. Hence the changes that occur at the beginning and in the course
of the totemic age as regards the usages relative to the disposal of
the corpse, mirror the important transformations which the latter
undergoes. Primitive man, as we have seen, flees from the corpse.
Dominated solely by his fear of escaping demons, he allows the dead
to lie where they have died. Thus, no attempt whatsoever is made to
dispose of the dead, or at most there are but slight beginnings in
this direction. It is not the dead who vacate the premises in favour
of the living, but the latter accommodate themselves to the dead.
Totemic culture, accustomed to armed warfare and sudden death, begins
from the outset gradually to lose its fear of the dead, even though not
the fear of death, and this reacts upon the disposal of the corpse.
Of course, the early custom of depositing the corpse in the open air
near the place where death has occurred, does not entirely disappear.
This locality, however, is no longer avoided; on the contrary, anxious
expectation and observation are now fixed upon the corpse. Just as
totemic man drinks the blood of those who are slain in battle, in
order to appropriate their power, so also in the case of those who die
of disease does he wish to acquire their souls the moment they leave
the body. Traces of such a custom, indeed, occur even in much later
times, as is shown in Virgil's above-mentioned account of the death of
Dido. Within the sphere of totemic ideas, however, where the belief
in a corporeal soul is still incomparably stronger, though already
intercrossing with the belief in animal transformations of the psyche,
the custom of depositing the dead in the open indeed continues to be
practised, yet the disposition of the corpse changes, becoming, in
spite of an external similitude, almost the very opposite. The corpse
is no longer left at the place of death, but is stretched out on a
mound of earth. This is the so-called 'platform' method of disposal,
which, as is evident, forms a clear transition to burial, or interment.
Before the mound of earth covers the body, it forms a platform upon
which the corpse is laid out to be viewed, a primitive catafalque, as
it were. This manner of disposing of the corpse has been regarded as
a custom characteristic of the dominance of totemic culture. This is
going entirely beyond the facts, since other modes of disposal are
also to be found even in Oceania and Australia, the chief centres of
totemism. Nevertheless, the phenomena connected with exposure on a
platform indicate that a fusion with soul-ideas has now taken place.
Decomposition follows relatively soon after death, particularly in
a damp, tropical climate. On the one hand, the liquid products of
decomposition that flow from the corpse are interpreted as a departure
of the soul analogous to that which occurs, in the case of death by
violence, in the loss of blood. As the blood is drunk to appropriate
the soul of the deceased, so also do the relatives now crowd in to
partake of the liquid products of decomposition--a transference
similar to that which sometimes occurs when the powers of the blood
are ascribed to the saliva or to other secretions. On the other hand,
the first worm of decomposition to leave the corpse is held to be the
bearer of the soul. Thus, corporeal soul and psyche are here closely
fused. The liquid products that leave the body are in themselves
elements of the corporeal soul, but in their separation from the body
they resemble a psyche incorporated in an external object; conversely,
the worm of decomposition is an embodiment of the psyche, which is
itself represented as proceeding directly from the corporeal soul.
This interplay of soul-forms appears also when we consider the other
modes of disposing of the dead that are practised in regions where
totemic culture or its direct outgrowths prevail. Among some of the
North American Indian tribes, for example, the corpse is buried, but
a small hole is pierced in the mound of earth over the grave, in order
to allow the psyche an exit from the body or also a return to it. This
view of the relation between body and psyche passed down, in a more
developed form, even into the other-world mythology of the ancient
Egyptians. The mummification practised in Egypt was also anticipated,
for the idea of the connection of the soul with the body early led to
the exsiccation of the corpse in the open air. According to another
usage, observed particularly in America, the corpse was first buried,
but then, shortly afterwards, exhumed for the purpose of preserving
the skull or other bones as vehicles of the soul. The fundamental idea
seems to have been that the soul survives in these more permanent
parts of the body; in the case of the skull, an appreciation of the
importance which the various organs of the head possess for the living
person may also have played a rôle. Possibly these ideas likewise
lie at the basis of the discreditable head-hunting practised by the
Indians, even though it be true that the skull, which is preserved
and utilized as a favourite adornment of the exterior of the hut, and
also the representative of the skull, the scalp, have long been mere
trophies of victory, similar to the antlers of the stag and the deer
with which our huntsmen decorate their dwellings. Of the various forms
of disposing of the dead that are peculiar to the totemic age, however,
it is interment, the very opposite of platform disposal, that finally
comes to be adopted in many places. The reason is evidently the same as
that which impelled primitive man to flee from the corpse. The demons
of the dead are to be banished into the earth, so that the living may
pursue their daily activities undisturbed. That this is the aim is
shown by many accompanying phenomena--such, for example, as the custom
of firmly stamping down the earth upon the grave, or of weighting the
burial-mound with stones. Moreover, the custom of burying the corpse
as soon as possible after death--ordained even at the time of the
Israelitic law--can hardly have originated as a hygienic provision.
It is grounded in the fear of demons. When the living themselves no
longer flee from the dead, this fear all the more necessitates the
speedy removal of the corpse to the secure protection of the earth. The
fear of demons is likewise expressed in the fact that prior to burial
the arms and legs of the corpse are bound to the body. This obviously
points to a belief that the binding constrains the demon of the dead,
which is thereby confined to the grave just as is the fettered corpse.
Herein lies the origin of the so-called 'crouching graves,' which are
still to be found among the Bushmen, as well as among Australian and
Melanesian tribes. Gradually, however, a change took place in that the
binding was omitted, though the position was retained--doubtless a sign
that fear of the demon of the dead was on the wane.
Under the influence of the profuse wealth of old and new soul-ideas,
therefore, the totemic age developed a great number of modes of
disposing of the dead. Of these modes, interment alone has survived.
It is simpler than the others and may be practised in connection with
the most diverse ideas of the destiny of the soul. _Cremation_ was the
only form of disposing of the dead that was unknown, at least in large
part, to the totemic age. And yet the motives underlying cremation
belong to the same circle of ideas as those that find expression in
the customs of taboo and lustration. It is not impossible, therefore,
that cremation may itself date back to the totemic age. Yet interment
is universally the earlier mode of disposal; in most parts of the
earth, moreover, it has also enjoyed a greater permanence. Only in
isolated districts has interment been displaced by cremation. Even in
early times it was chiefly among Indo-Germanic peoples that cremation
was practised, whereas the Semites everywhere adhered to interment.
If, therefore, cremation occurred in ancient Babylonia, as it appears
to have done, it probably represents a heritage from the Sumerian
culture preceding the Semitic immigration. But even among Indo-Germanic
peoples interment was originally universal. In Greece, it existed as
late as the period of Mycenian culture. By the time of Homer, on
the other hand, cremation had already become the prevalent mode of
disposition of the corpse. Cremation was likewise practised very early
by the Germans, the Iranians, and the peoples of India. But it was
always conditioned by one fact which, as a rule, would seem to carry
us beyond the boundaries of the totemic era. It is significant that
prehistoric remains show no traces of cremation prior to the beginning
of the bronze age--a period in which man was capable of utilizing the
high degrees of heat necessary to melt metals. The tremendous heat
required for the melting of bronze might well have suggested the idea
of also melting man, as it were, in the fire. Nevertheless, external
circumstances such as these played but a secondary rôle. They leave
unanswered the decisive question regarding the motives that led to
the substitution of cremation for interment. This, then, remains our
unsolved problem, inasmuch as the economic motives at the basis of
the present endeavour to reintroduce cremation were certainly not
operative at the time of its origin. With reference to the origin of
cremation, only psychological probabilities are possible to us. These
are suggested particularly by the ceremonies which accompany cremation
in India--the country where this custom has continued to preserve an
important cult significance down to the very present. Indeed, even
in our own day it has hardly been possible to eradicate from India
the custom of burning the widow of the deceased. In particular, two
different motives to the custom suggest themselves. In the first place,
as we shall presently see, sacrificial usages, and especially the more
advanced forms of the sacrifice to the deceased, are closely connected
with the taboo and purification customs. Purification from a taboo
violation, however, was attained primarily by two means, water and
fire. The latter of these means was employed even in very primitive
times. Now, the corpse, above all else, was regarded as taboo; contact
with it was thought to bring contamination and to demand the rites
of lustration. The one who touched a corpse was likewise held to be
taboo, and as a result he himself might not be touched before having
undergone lustration. By one of those associative reversals which are
common in the field of mythology, this then reacted upon the corpse
itself. The corpse also must be subjected to a lustration by which it
is purified. Such a purification from all earthly dross is mediated,
according to the ideas of India, by fire. When the body is burned,
the soul becomes pure. But connected with this belief, as we may
conjecture, is still a second idea. The soul or psyche departs in the
smoke which ascends from the body as this is burned. The body remains
below in the ashes, while the soul soars aloft to heaven in the smoke.
In this way, the burning of the corpse is closely connected with
celestial mythology, which, indeed, was likewise developed relatively
early among the Indo-Germanic peoples, with whom cremation had its
centre. The customs of the Semitic peoples were different. They adopted
the idea of a celestial migration of the soul only at a late period,
probably under Indo-Aryan influences; but even then they continued to
practise the ancient custom of burial. Amid these differences, however,
there is a certain similarity. For, the Semitic peoples believed
that the celestial migration of the soul would occur only after its
sojourn under the earth, following upon its resurrection, which, it was
thought, would take place only at the end of time. It was in this form,
as is well known, that Christianity took over into its resurrection
belief the ideas developed by Judaism, and, with them, the custom of
interment.
12. THE ORIGIN OF THE FETISH.
If, as is customary, we employ the term 'fetish' to mean any natural
object to which demoniacal powers are ascribed, or, as the word itself
(Fr. _fétiche_ from Lat. _facticius_, artificially constructed)
indicates, an artificial, inanimate object of similar powers, a wide
gulf appears at first glance to separate the fetish from the psyche.
Nevertheless, the two are very closely related, as is indicated by the
totemic origin of certain primitive forms of fetishes. In the cults
of totemic clans, magic stones and pieces of wood are reverenced and
preserved, being regarded as powerful instruments that were originally
fashioned, according to legend, by magic beings of a distant past.
Into the objects has passed the magic power of these ancestors. By
their agency, the plants and animals which man utilizes as food may
be increased; through them, evils may be averted and, in particular,
diseases may be cured. The universal characteristic of the fetish,
however, over and above this special mode of origin, is the fact that
it is supposed to harbour a soul-like, demoniacal being. In fact, most
of the phenomena of so-called fetishism, and those which are still
regarded as typical of it, are to be found outside of totemic cult.
It is primarily African fetishism, a cult form which is apparently
independent of totemism, that has given its characteristic stamp to the
conception of the fetish. Among the Soudan negroes, fetishes generally
consist of artificially fashioned wooden objects, not infrequently
bearing a grimacing likeness of a human face. As regards the possession
of magical powers, however, they do not differ from the so-called
churingas of the Australians, although the latter are, as a rule,
natural objects that have been picked up accidentally and that differ
from ordinary stones and pieces of wood only in their striking form. It
is clearly the form, both in the case of the artificial as well as of
the natural fetish, that has caused the inanimate object to be regarded
as a demoniacal vehicle of the soul. Yet it is not a lifeless object
as such that constitutes a fetish, but the fact that a demoniacal,
soul-like being is believed to lurk within it as an agency of magical
activities.
At the time of its origin, which was probably totemic, fetishism
possessed a more restricted meaning than that just given. Defined in
this broader way, however, fetishism may be said to be disseminated
over the entire earth. It is a direct offshoot of the belief in a
corporeal soul, according to which magical powers are resident in
certain parts of the human body. In Australia and elsewhere, the
kidneys, particularly, are held to possess magical powers. The same,
however, is true of the blood--also of the hair, which, as the Biblical
legend of Samson serves to show, was supposed to be an especial centre
of demoniacal power, and is still regarded by modern superstition as
a means of magic. Thus, the transference of the properties of the
soul to inanimate objects of nature appears, on the one hand, to be
closely related to the activity of the soul in certain parts of the
body; on the other hand, it is closely connected with the fact that
certain independent beings, particularly such as arouse the emotions
of surprise or fear by their form and behaviour, were believed to
embody souls. The greater the difference between the object in which
such a demon takes up his abode and the familiar sorts of living
beings, the more does its demoniacal activity become a pure product
of the emotions, which control the imagination that ascribes life
to the object. Thus, while the characteristics of the totem animal
and, to a certain extent, even those of the totem plant, continue to
be determined by their own nature, the fetish is solely the product
of the mental activities of the fetish believer. Whereas the totem,
particularly the totem animal, retains in great part the nature of a
soul, the fetish completely assumes the character of a demon, differing
from the demons resident in storms, solitary chasms, and other uncanny
places only in the fact that it is _inseparable from_ the discovered
or artificially fashioned object. Hence it all the more becomes the
embodiment of the emotions of its possessor, of his fears and of his
hopes, ever adapting itself to the mood of the moment.
The development of magical ideas is in an especial measure due to
the incorporation of demoniacal beings in inanimate objects. Such
objects circulate freely and may even survive the individual who
owns them, gaining by their permanence an advantage over the animate
objects to which soul-like demoniacal powers are ascribed. Inanimate
objects may embody the magical beliefs of whole generations. This is
exemplified even in the age of deity beliefs, for a sanctuary acquires
increasing sacredness with age. And yet the fetish is never valued on
its own account, as is the totem animal--in part, at least--or the
organ containing the corporeal soul. The fetish is merely a means for
furthering purposes of magic. It is especially the fetish, therefore,
that represents the transition from soul-beliefs to pure magic-beliefs.
For this reason we may speak of a 'cult of the fetish' only in so
far as external ceremonies are employed for the purpose of arousing
the fetish to magical activity. Such a fetish cult does not include
expressions of reverence and thanksgiving, as do the soul and totem
cults and later, in a greater measure, the deity cult. A fetishism of
this sort, purely magical in purpose, may be found particularly in the
Soudan regions of Africa. Fetishistic magic-cult here prevails in its
most diverse forms, having, to all appearances, practically displaced
the original soul and totem beliefs, though traces of the latter are
everywhere present. Frequently it is an individual who calls upon his
fetish, perhaps to free him from a sickness, or to protect him from an
epidemic, or also to aid him in an undertaking, to influence distant
objects, injure an enemy, etc. But an entire village may also possess a
fetish in common, committing it to the care of the medicine-man. When
exigencies arise, a threatening war or a famine, such a village fetish
is particularly fêted in order that he may be induced to avert the
disaster.
Among cult objects the fetish occupies a low place. Nevertheless,
it is precisely because the demoniacal powers were supposed to be
harboured in an inanimate object that the fetish prepared the way for
the numerous transitions that led to the later cult-objects in the
form of divine images. The fetish, as it were, was a precursor within
the totemic age of the divine image of later times. For in the case of
the latter also, the deity was supposed to be present and immediately
operative; the image, therefore, was called upon for assistance just
as was the god himself. Originally, all worship involved an image that
was supposed to embody the deity. The divine image, of course, differed
in essential respects from the fetish, for it incorporated, as the
personal characteristics of the god, those traits that were gradually
developed in cult. The fetish, on the other hand, was impersonal; it
was purely a demon of desire and fear. Because its activity resembled
that of human beings, it was generally given anthropomorphic features,
though occasionally it was patterned after animals. Sometimes no such
representation was attempted, but, as in the case of the Australian
churingas, an object was left just as it was found, particularly if
it possessed a striking form. Nor did the divine image come of a
sudden to its perfected form. Just as it was only gradually, in the
development of the religious myth, that the god acquired his personal
characteristics, so also did art search long in every particular case
for an adequate expression of the divine idea. In so doing, art not
merely gave expression to the religious development, but was itself an
important factor in it. The development, however, had its beginning in
the fetish. Moreover, so long as the god remains a demoniacal power
without clearly defined personal traits, the divine image retains the
indeterminate character of the fetish image. Even among the Greeks the
earliest divine images were but wooden posts that bore suggestions of
a human face; they were idols whose external appearance was as yet
in nowise different from that of fetishes. The same is true of other
cultural peoples in so far as we have knowledge of their earliest
objects of religious art.