THE ORIGIN OF MUSIC

Darwin's theory that music had its origin "in the sounds

made by the half-human progenitors of man during the season

of courtship" seems for many reasons to be inadequate and

untenable. A much more plausible explanation, it seems to me, is

to be found in the theory of Theophrastus, in which the origin

of music is attributed to the whole range of human emotion.

When an animal utters a cry of joy or pain it expresses its

emotions in more or less definite tones; and at some remote

period of the earth's history all primeval mankind must have

expressed its emotions in much the same manner. When this

inarticulate speech developed into the use of certain sounds as

symbols for emotions--emotions that otherwise would have been

expressed by the natural sounds occasioned by them--then we have

the beginnings of speech as distinguished from music, which

is still the universal language. In other words, intellectual

development begins with articulate speech, leaving music for

the expression of the emotions.

To symbolize the sounds used to express emotion, if I may so

put it, is to weaken that expression, and it would naturally

be the strongest emotion that would first feel the inadequacy

of the new-found speech. Now what is mankind's strongest

emotion? Even in the nineteenth century Goethe could say, "'Tis

fear that constitutes the god-like in man." Certainly before

the Christian era the soul of mankind had its roots in fear.

In our superstition we were like children beneath a great tree

of which the upper part was as a vague and fascinating mystery,

but the roots holding it firmly to the ground were tangible,

palpable facts. We feared--we knew not what. Love was human,

all the other emotions were human; fear alone was indefinable.

The primeval savage, looking at the world subjectively, was

merely part of it. He might love, hate, threaten, kill, if he

willed; every other creature could do the same. But the wind

was a great spirit to him; lightning and thunder threatened him

as they did the rest of the world; the flood would destroy him

as ruthlessly as it tore the trees asunder. The elements were

animate powers that had nothing in common with him; for what

the intellect cannot explain the imagination magnifies.

Fear, then, was the strongest emotion. Therefore auxiliary aids

to express and cause fear were necessary when the speech symbols

for fear, drifting further and further away from expressing the

actual thing, became words, and words were inadequate to express

and cause fear. In that vague groping for sound symbols which

would cause and express fear far better than mere words, we

have the beginning of what is gradually to develop into music.

We all know that savage nations accompany their dances by

striking one object with another, sometimes by a clanking of

stones, the pounding of wood, or perhaps the clashing of stone

spearheads against wooden shields (a custom which extended until

the time when shields and spears were discarded), meaning thus

to express something that words cannot. This meaning changed

naturally from its original one of being the simple expression

of fear to that of welcoming a chieftain; and, if one wishes

to push the theory to excess, we may still see a shadowy

reminiscence of it in the manner in which the violinists of

an orchestra applaud an honoured guest--perchance some famous

virtuoso--at one of our symphony concerts by striking the

backs of their violins with their bows.

To go back to the savages. While this clashing of one object

against another could not be called the beginning of music, and

while it could not be said to originate a musical instrument,

it did, nevertheless, bring into existence music's greatest

prop, rhythm, an ally without which music would seem to be

impossible. It is hardly necessary to go into this point in

detail. Suffice it to say that the sense of rhythm is highly

developed even among those savage tribes which stand the

lowest in the scale of civilization to-day, for instance,

the Andaman Islanders, of whom I shall speak later; the same

may be said of the Tierra del Fuegians and the now extinct

aborigines of Tasmania; it is the same with the Semangs of

the Malay Peninsula, the Ajitas of the Philippines, and the

savages inhabiting the interior of Borneo.

As I have said, this more or less rhythmic clanking of stones

together, the striking of wooden paddles against the side of

a canoe, or the clashing of stone spearheads against wooden

shields, could not constitute the first musical instrument. But

when some savage first struck a hollow tree and found that

it gave forth a sound peculiar to itself, when he found a

hollow log and filled up the open ends, first with wood,

and then--possibly getting the idea from his hide-covered

shield--stretched skins across the two open ends, then he had

completed the first musical instrument known to man, namely,

the drum. And such as it was then, so is it now, with but

few modifications.

Up to this point it is reasonable to assume that primeval man

looked upon the world purely subjectively. He considered himself

merely a unit in the world, and felt on a plane with the other

creatures inhabiting it. But from the moment he had invented the

first musical instrument, the drum, he had created something

outside of nature, a voice that to himself and to all other

living creatures was intangible, an idol that spoke when it

was touched, something that he could call into life, something

that shared the supernatural in common with the elements. A

God had come to live with man, and thus was unfolded the

first leaf in that noble tree of life which we call religion.

Man now began to feel himself something apart from the world,

and to look at it objectively instead of subjectively.

To treat primitive mankind as a type, to put it under one head,

to make one theorem cover all mankind, as it were, seems almost

an unwarranted boldness. But I think it is warranted when we

consider that, aside from language, music is the very first

sign of the dawn of civilization. There is even the most

convincingly direct testimony in its favour. For instance:

In the Bay of Bengal, about six hundred miles from the Hoogly

mouth of the Ganges, lie the Andaman Islands. The savages

inhabiting these islands have the unenviable reputation

of being, in common with several other tribes, the nearest

approach to primeval man in existence. These islands and their

inhabitants have been known and feared since time immemorial;

our old friend Sinbad the Sailor, of "Arabian Nights" fame,

undoubtedly touched there on one of his voyages. These savages

have no religion whatever, except the vaguest superstition,

in other words, fear, and they have no musical instruments

of any kind. They have reached only the _rhythm_ stage, and

accompany such dances as they have by clapping their hands

or by stamping on the ground. Let us now look to Patagonia,

some thousands of miles distant. The Tierra del Fuegians have

precisely the same characteristics, no religion, and no musical

instruments of any kind. Retracing our steps to the Antipodes

we find among the Weddahs or "wild hunters" of Ceylon exactly

the same state of things. The same description applies without

distinction equally well to the natives in the interior of

Borneo, to the Semangs of the Malay Peninsula, and to the now

extinct aborigines of Tasmania. According to Virchow their

dance is demon worship of a purely anthropomorphic character;

no musical instrument of any kind was known to them. Even

the simple expression of emotions by the voice, which we have

seen is its most primitive medium, has not been replaced to

any extent among these races since their discovery of speech,

for the Tierra del Fuegians, Andamans, and Weddahs have but

one sound to represent emotion, namely, a cry to express joy;

having no other means for the expression of sorrow, they paint

themselves when mourning.

It is granted that all this, in itself, is not conclusive;

but it will be found that no matter in what wilderness one

may hear of a savage beating a drum, there also will be a

well-defined religion.

Proofs of the theory that the drum antedates all other musical

instruments are to be found on every hand. For wherever in the

anthropological history of the world we hear of the trumpet,

horn, flute, or other instrument of the pipe species, it will

be found that the drum and its derivatives were already well

known. The same may be said of the lyre species of instrument,

the forerunner of our guitar (_kithara_), _tebuni_ or Egyptian

harp, and generally all stringed instruments, with this

difference, namely, that wherever the lyre species was known,

both pipe and drum had preceded it. We never find the lyre

without the drum, or the pipe without the drum; neither do we

find the lyre and the drum without the pipe. On the other hand,

we often find the drum alone, or the drum and pipe without

the lyre. This certainly proves the antiquity of the drum and

its derivatives.

I have spoken of the purely rhythmical nature of the pre-drum

period, and pointed out, in contrast, the musical quality of

the drum. This may seem somewhat strange, accustomed as we are

to think of the drum as a purely rhythmical instrument. The

sounds given out by it seem at best vague in tone and more

or less uniform in quality. We forget that all instruments

of percussion, as they are called, are direct descendants of

the drum. The bells that hang in our church towers are but

modifications of the drum; for what is a bell but a metal drum

with one end left open and the drum stick hung inside?

Strange to say, as showing the marvellous potency of primeval

instincts, bells placed in church towers were supposed to

have much of the supernatural power that the savage in his

wilderness ascribed to the drum. We all know something of the

bell legends of the Middle Ages, how the tolling of a bell was

supposed to clear the air of the plague, to calm the storm, and

to shed a blessing on all who heard it. And this superstition

was to a certain extent ratified by the religious ceremonies

attending the casting of church bells and the inscriptions

moulded in them. For instance, the mid-day bell of Strasburg,

taken down during the French Revolution, bore the motto

"I am the voice of life."

Another one in Strasburg:

"I ring out the bad, ring in the good."

Critical and Historical Essays Lectures delivered at Columbia University · 第 19 / 115 题