THE PIONEERS OF ROMANTICISM

Any one who makes acquaintance with the Germany of to-day, either by

travelling in the country or by reading about it, and then compares it

with the Germany of the beginning of the century, is astounded by the

contrast. What a distance between then and now! Who would believe that

this Realistic Germany had ever been a Romantic Germany!

Public utterances, private conversation, the very physiognomy of the

towns, bear in our days a distinct stamp of realism. Walk along any

street in Berlin, and you meet men in uniform, officers and privates,

erect, decorated. The literature in the windows of the bookshops

has for the most part a practical tendency. Even the furniture and

ornaments are influenced by the new spirit. One cannot imagine anything

more prosaic and warlike than the shop of a Berlin dealer in fancy

articles. On the clocks, where of old a knight in armour knelt and

kissed his lady's finger-tips, Uhlans and Cuirassiers now stand in

full uniform. Conical bullets hang as trinkets from watch-chains,

and piled muskets form candelabra. The metal in fashion is iron.

The word in fashion is also iron. The present occupation of this

nation of philosophers and poets is assuredly not poetry-writing

and philosophising. Even highly cultured Germans know little about

philosophy now-a-days--not one German student in twenty has read a word

of Hegel; interest in poetry, as such, is practically dead; political

and social questions rouse a hundred times more attention than problems

of culture or psychical conundrums.

And this is the people which once was lost in Romantic reveries and

speculations, and saw its prototype in Hamlet! Hamlet and Bismarck!

Bismarck and Romanticism! Unquestionably the great German statesman

succeeded in carrying all Germany with him chiefly because he offered

to his country in his own person the very qualities of which it had

so long felt the want. Through him politics have been substituted for

æsthetics. Germany has been united; the military monarchy has swallowed

up the small States, and with them all their feudal idylls; Prussia

has become the Piedmont of Germany, and has impressed its orderly and

practical spirit upon the new empire; and simultaneously with this,

natural science has supplanted or metamorphosed philosophy, and the

idea of nationality has superseded or modified the "humanity" ideal.

The War of Liberation of 1813 was pre-eminently a result of enthusiasm;

the victories of 1870 were pre-eminently a result of the most careful

calculation.

The idea which is the guiding star of the new Germany is the idea of

organising itself as a whole. It pervades both life and literature.

The expression "In Reih' und Glied"--In Ordered Ranks--(the title of

a novel by Spielhagen) might be the universal watchword. The national

aim is to gather together that which has been scattered, to diffuse

the culture which has been the possession of too few, to found a great

state, a great society; and it is required of the individual that he

shall sacrifice his individuality for the sake of adding to the power

of the whole, of the mass. The power of the mass! This idea may be

traced in all the most remarkable phenomena of the age. Belief in it

underlies the calculations of Bismarck, the agitation of Lassalle, the

tactics of Moltke, and the music of Wagner. A desire to educate the

people and unite them in a common aim is the mainspring of the literary

activity of the prose authors of the period. A common feature of all

the works which most clearly reflect the times is that they keep to the

subject, to the matter in hand. The influence of the great idea, "the

power of the mass," makes itself felt here too. In the new literature

the relation of the individual to the State, the sacrifice of personal

volition and originality entailed by the yoking of the Ego to the

State chariot, presents itself in marked contrast to the Romanticist

worship of the talented individual with all his peculiarities, and

the Romanticist indifference to everything historical and political.

Romantic literature was always pre-eminently drawing-room literature,

the ideal of Romanticism being intellectual society and æsthetic

tea-parties (_vide_ the conversations in Tieck's _Fantasus_).

How different everything was in those old days! In both life and

literature the detached Ego, in its homeless independence, is

omnipresent. The guiding star here is, indeed, nought else but the

free, unhistorical Ego. The country is divided into a multitude of

small States, ruled by three hundred sovereigns and fifteen hundred

semi-sovereigns. In these States the so-called "enlightened" despotism

of the eighteenth century prevails, with its narrow, petrified social

conditions and relations. The nobleman is lord and master of his serfs,

the father, lord and master of his family--everywhere stern justice,

but no equity. There are in reality no great tasks for the individual,

hence there is no room for genius. The theatre is the only place where

those who are not of princely birth can gain any experience of all the

manifold phases of human life, hence the stage mania of literature.

Lacking any social field in which to work, all activity necessarily

takes the form either of war with reality or flight from it. Flight

is prepared for by the influence of the rediscovered antique and of

Winckelmann's writings; war, by the influence of the sentimentally

melancholy English writers (Young, Sterne) and of Rousseau, reverenced

as the apostle of nature, who, as Schiller expressed it, "would fain

out of Christians make men."

Our first proceeding must be to trace the rising of this star, the

genesis of this free, Romantic Ego, to whom, be it remembered, all the

greatest intellects of Germany stood sponsor.

It was Lessing who laid the foundations of the intellectual life of

modern Germany. Clear of thought, strong of will, indefatigably active,

he was a reformer in every matter in which he interested himself.

With perfect consciousness of what he was doing, he enlightened and

educated the German mind. He was the embodiment of manly independence

and vigorous, tireless militancy. His personal ideal, as it is revealed

in his life and writings, was proud independence in combination with a

wise love of his fellow-men, which overcame all differences of creed.

Hence, solitary as he stood in his own day, his Ego became a source of

light. He was the "Prometheus of German prose." His great achievement

was that of freeing German culture for all time from the swaddling

bands of theology, as Luther had freed it from those of Catholicism.

His life and his criticism were action, and to him the essence of

poetry too was action. All his characters are instinct with dramatic

passion. In opposition to the theological doctrine of punishment and

reward, he maintained that to do right for the sake of doing right

is the highest morality. And for him the history of the world became

the history of the education of the human race. To a certain extent

the word "education" is employed by him merely as a concession to his

readers, who, he knew, could not conceive of any development without a

divine educator; but, all the same, the idea of natural development is

not an idea with which he was familiar. To him, history is the record

of "enlightenment." The Ego to him is not nature, but pure mind.

In reality, all that was best in Lessing was entirely unsympathetic

to the new group of Romanticists; they had less in common with

him than with any other of the great German authors, Schiller not

excepted. Nevertheless, it was natural enough that they should

refuse to acknowledge any connection between Lessing and those of

his disciples (men such as Nicolai, Engel, Garve, and Schütz), who

were, from the "enlightenment" standpoint, their bitter enemies and

ruthless persecutors. This was done by Friedrich Schlegel in an essay

in which, while praising the power and the width of Lessing's grasp,

he lays chief stress upon everything in him that is irregular, boldly

revolutionary, unsystematic, and paradoxical, dwells on his bellicose

wit, and draws attention to everything that can be construed into

cynicism. The Romanticists could not possibly claim a champion of

reason, pure and simple, as their forerunner, hence they attempted

to characterise the nutritive element in Lessing's works as mere

seasoning, as the salt which preserves from corruption.

They owed far more to Herder. They evidence their descent from him both

by their continuation of the _Sturm und Drang_ period and by their

capacity of understanding and reproducing the poetry of all countries.

In Herder the new century germinated, as in Lessing the old had come

to its close. Herder sets genesis and growth above thought and action.

To him the true man is not only a thinking and moral being, but a

portion of nature. He loves and sets most store by the original; he

prefers intuition to reason, and would overcome narrow-mindedness, not

by reason, but by originality. The man of intuitions is to him the

most human. His own genius was the genius of receptivity. He expanded

his Ego until it comprehended every kind of originality, but it was by

virtue of feeling that he comprehended, that he absorbed into his soul

a wealth of life, human and national.

From Herder the Romanticists derive that which is most valuable in

their literary criticism--the universal receptivity which finds

expression in the impulse to translate and explain; from him they

derive the first stimulus to a scientific study of both European and

Asiatic languages; from him comes their love for what is national in

both their own and foreign literature, their love of Spanish romance

and of Shakespeare's plays. Herder grasped things in their entirety

as did Goethe after him. His profound comprehension of national

peculiarities becomes in Goethe the genius's intuition of the typical

in nature, and is exalted by Schelling under the name of "intellectual

intuition." The objection of the Romanticists to the idea of aim or

purpose may be traced back to Herder. His theory of history excluded

the idea of purpose: what happens has a cause and is subject to laws,

but cannot be explained by anything which has not yet happened, i.e. by

a purpose. The Romanticists transferred this theory into the personal,

the psychical domain. To them purposelessness is another name for

Romantic genius; the man of genius lives without a definite purpose;

purposelessness is idleness, and idleness is the mark and privilege

of the elect. In this caricature of a philosophy there is not much

resemblance to Herder's. But he is the originator of a new conception

of genius, of the belief, namely, that genius is intuitive, that it

consists in a certain power of perceiving and apprehending without

any resort to abstract ideas. It is this conception which, with the

Romanticists, becomes scorn of experimental methods in science, and

approbation of extraordinary vagaries in art.

Goethe was the fulfilment of all that Herder had promised. To him man

was not merely theoretically the last link in nature's chain; the men

in his works were themselves natures; and in his scientific research

he discerned with the eye of genius the universal laws of evolution.

His own Ego was a microcosm, and produced the effect of such on the

most discerning of his younger contemporaries. "Goethe and life are

one," says Rahel. So profound was his insight into nature, so entirely

was he a living protest against every supernatural belief, that he

did what in him lay to deprive genius of its character of apparent

incomprehensibility and contrariety to reason, by explaining (in his

autobiography, _Wahrheit und Dichtung_) his own genius, the most

profound and universal of the age, as a natural product developed by

circumstances--thereby creating the type of literary criticism to which

the Romanticists were strongly opposed.

From Goethe the young generation derived their theory of the rights

and the importance of the great, free personality. He had always lived

his own life, and had always lived it fully and freely. Without making

any attack whatever on the existing conditions of society, he had

remoulded, according to his own requirements, the social relations in

which he found himself placed. He becomes the soul of the youthful

and joyous court of Weimar, with the audacity of youth and genius

drawing every one with him into a whirl of gaiety--fêtes, picnics,

skating expeditions, masquerades--animated by a wild joy in nature,

which is now "lightened," now "darkened" by love affairs of a more or

less dubious character. Jean Paul writes to a friend that he can only

describe the morals of Weimar to him by word of mouth. When we hear

that even skating was a scandal to the worthy Philistines of that town,

we are not surprised by old Wieland's ill-natured remark, that the

circle in question appeared to him to be aiming at "brutalising animal

nature." Thus it was that the sweet, refined coquette, Frau von Stein,

became Goethe's muse for ten whole years, the original of Leonore and

Iphigenia; and later he created a still greater scandal by taking into

his house Christiane Vulpius (the young girl whose presence had become

a necessity to him, and who, in spite of her faults, never embittered

his life by making any demands upon him), and living with her for

eighteen years before obtaining the sanction of the Church to their

union.

Goethe's as well as Schiller's youthful works had been inspired by

what the Germans call the "Freigeisterei" of passion, its demand

for freedom, its instinct of revolt. Both breathe one and the same

spirit, the spirit of defiance. Goethe's _Die Geschwister_ treats of

the passion of brother for sister. The conclusion of _Stella_, in its

original form, is a justification of bigamy; and Jean Paul, too, in

his _Siebenkäs_, treats of bigamy as a thing perfectly permissible

in the case of a genius to whom the first tie has become burdensome.

_Götz_ represents the tragic fate of the man of genius who rises in

revolt against a lukewarm and corrupt age. Schiller's _Die Räuber_,

with its device _In Tyrannos_, and its motto from Hippocrates, "That

which medicine cannot cure iron cures, and that which iron cannot cure

fire cures," is a declaration of war against society. Karl Moor is the

noble-hearted idealist, who in "the castrated century" is inevitably

doomed to perish as a criminal. Schiller's robbers are not highwaymen,

but revolutionaries. They do not plunder, but punish. They have

separated themselves from society to revenge themselves upon it for the

wrongs it has done them. Schiller's defiance is still more personally

expressed in those poems of his first period which were written under

the influence of his relations with Frau von Kalb, poems re-written and

entirely altered in the later editions. In the one which ultimately

received the title _Der Kampf_, but which was originally called

_Freigeisterei der Leidenschaft_, he writes:--

"Woher dies Zittern, dies unnennbare Entsetzen,

Wenn mich dein liebevoller Arm umschlang?

Weil Dich ein Eid, den auch nur Wallungen verletzen,

In fremde Fesseln zwang?

"Weil ein Gebrauch, den die Gesetze heilig prägen,

Des Zufalls schwere Missethat geweiht?

Nein--unerschrocken trotz ich einem Bund entgegen,

Den die erröthende Natur bereut.

"O zittre nicht--Du hast als Sünderin geschworen,

Ein Meineid ist der Reue fromme Pflicht,

Das Herz war mein, das Du vor dem Altar verloren,

Mit Menschenfreuden spielt der Himmel nicht."[1]

Comical as this naïve sophistry sounds, and unreliable as is the

assurance that Heaven will not permit itself now and again to play

with human happiness, the spirit of the verses is unmistakable; and,

as Hettner aptly observes, Don Carlos uses almost the same words: "The

rights of my love are older than the ceremonies at the altar."

The model for Schiller's young Queen Elizabeth was Charlotte von Kalb.

This lady, the passion of the poet's youth, had been unwillingly forced

into matrimony by her parents. She and Schiller met in 1784, and in

1788 they were still meditating a permanent union of their destinies.

Soon after Schiller left her, she became Jean Paul's mistress.

(Caroline Schlegel jestingly calls her Jeannette Pauline.) Jean Paul

characterises her thus: "She has two great possessions: great eyes (I

never saw their like) and a great soul." He himself confesses that it

is she whom he has described in one of his principal works as the

Titaness, Linda. In _Titan_ (118 Zykel) we are told of Linda that she

must be tenderly treated, not only on account of her delicacy, but

also in the matter of her aversion to matrimony, which is extreme.

She cannot even accompany a friend to the altar, which she calls the

scaffold of woman's liberty, the funeral pyre of the noblest, freest

love. To take, she says, the best possible view of it, the heroic

epic of love is there transformed into the pastoral of marriage. Her

sensible friend vainly insists that her aversion to marriage can have

no other ground than her hatred of priests; that wedlock only signifies

everlasting love, and all true love regards itself as everlasting; that

there are as many unhappy free-love connections as marriages, if not

more, &c.

Frau von Kalb herself writes to Jean Paul: "Why all this talk about

seduction? Spare the poor creatures, I beg of you, and alarm their

hearts and consciences no more. Nature is petrified enough already.

I shall never change my opinion on this subject; I do not understand

this virtue, and cannot call any one blessed for its sake. Religion

here upon earth is nothing else than the development and maintenance

of the powers and capacities with which our natures have been endowed.

Man should not submit to compulsion, but neither should he acquiesce

in wrongful renunciation. Let the bold, powerful, mature human nature,

which knows and uses its strength, have its way. But in our generation

human nature is weak and contemptible. Our laws are the outcome of

wretchedness and dire necessity, seldom of wisdom. Love needs no laws."

A vigorous mind speaks to us in this letter. The leap from this to

the idea of _Lucinde_ is not a long one, but the fall to the very

vulgar elaboration of _Lucinde_ is great. We do not, however, rightly

understand these outbursts until we understand the social conditions

which produced them, and realise that they are not isolated and

accidental tirades, but are conditioned by the position in which the

majority of poetic natures stood to society at that time.

Weimar was then the headquarters and gathering-place of Germany's

classical authors. It is not difficult to understand how they came

to gather in this little capital of a little dukedom. Of Germany's

two great monarchs, Joseph the Second was too much occupied with his

efforts at reform, too eager for the spread of "enlightenment," to have

any attention to spare for German poetry; and the Voltairean Frederick

of Prussia was too French in his tastes and intellectual tendencies

to take any interest in German poets. It was at the small courts that

they were welcomed. Schiller lived at Mannheim, Jean Paul at Gotha,

Goethe at Weimar. Poetry had had no stronghold in Germany for many a

long year, but now Weimar became one. Thither Goethe summoned Herder;

Wieland had been there since 1772. Schiller received an appointment

in the adjacent Jena. Weimar was, then, the place where passion,

as poetical, compared with the prosaic conventions of society, was

worshipped most recklessly and with least prejudice, in practice as

well as theory. "Ah! here we have women!" cries Jean Paul when he comes

to Weimar. "Everything is revolutionarily daring here; that a woman is

married signifies nothing." Wieland "revives himself" by taking his

former mistress, Sophie von la Roche, into his house, and Schiller

invites Frau von Kalb to accompany him to Paris.

We thus understand how it was that Jean Paul, when in Weimar, and under

the influence of Frau von Kalb's personality, exclaimed: "This much is

certain; the heart of the world is beating with a more spiritual and

greater revolution than the political, and one quite as destructive."

What revolution? The emancipation of feeling from the conventions

of society; the heart's audacious assumption of its right to regard

its own code of laws as the new moral code, to re-cast morals in

the interests of morality, and occasionally in the interests of

inclination. The Weimar circle had no desire, no thought for anything

beyond this, had neither practical nor social reforms in view. It is

a genuinely German trait that outwardly they made deep obeisance to

the laws which they privately evaded. In conversation, Goethe, in

his riper years, invariably maintained that the existing conventions

regulating the relations of the sexes were absolutely necessary in the

interests of civilisation; and in their books authors gave expression

to revolutionary sentiments which were more or less their own, only to

recant at the end of the book. The hero either confesses his error,

or commits suicide, or is punished for his defiance of society, or

renounces society altogether (Karl Moor, Werther, Tasso, Linda). It is

exactly the proceeding of the heretical authors of the Middle Ages, who

concluded their books with a notice that everything in them must of

course be interpreted in harmony with the doctrines and decrees of Holy

Mother Church.

Into this Weimar circle of gifted women Madame de Staël, "the whirlwind

in petticoats," as she has been called, is introduced when she comes to

Germany. In the midst of them she produces the effect of some strange

wild bird. What a contrast between her aims and their predilections I

With them everything is personal, with her by this time everything is

social. She has appeared before the public; she is striking doughty

blows in the cause of social reform. For such deeds even the most

advanced of these German women of the "enlightenment" period are of

much too mild a strain. Her aim is to revolutionise life politically,

theirs to make it poetical. The idea of flinging the gauntlet to a

Napoleon would never have entered the mind of any one of them. What a

use to make of a lady's glove, a pledge of love! It is not the rights

of humanity, but the rights of the heart which they understand; their

strife is not against the wrongs of life but against its prose. The

relation of the gifted individual to society does not here, as in

France, take the form of a conflict between the said individual's

rebellious assertion of his liberty and the traditional compulsion of

society, but of a conflict between the poetry of the desires of the

individual and the prose of political and social conventions. Hence the

perpetual glorification in Romantic literature of capacity and strength

of desire, of wish; a subject to which Friedrich Schlegel in particular

perpetually recurs. It is in reality the one outwardly directed power

that men possess--impotence itself conceived as a power.

We find the same admiration of wish in Kierkegaard's _Enten-Eller_

(Either-Or). "The reason why Aladdin is so refreshing is that we feel

the childlike audacity of genius in its wildly fantastic wishes. How

many are there in our day who dare really wish?" &c. The childlike,

for ever the childlike! But who can wonder that _wish_, the mother of

religions, the outward expression of inaction, became the catchword of

the Romanticists? _Wish_ is poetry; society as it exists, prose. It is

only when we judge them from this standpoint that we rightly understand

even the most serene, most chastened works of Germany's greatest poets.

Goethe's _Tasso_, with its conflict between the statesman and the poet

(i.e. between reality and poetry), its delineation of the contrast

between these two who complete each other, and are only unlike "because

nature did not make one man of them," is, in spite of its crystalline

limpidity of style and its keynote of resignation, a product of the

self-same long fermentation which provides the Romantic School with

all its fermentative matter. The theme of _Wilhelm Meister_ is in

reality the same. It, too, represents the gradual, slow reconciliation

and fusion of the dreamed of ideal and the earthly reality. But only

the greatest minds rose to this height; the main body of writers of

considerable, but less lucid intellect never got beyond the inward

discord. The more poetry became conscious of itself as a power, the

more the poet realised his dignity, and literature became a little

world in itself with its own special technical interests, the more

distinctly did the conflict with reality assume the subordinate form

of a conflict with philistinism (see, for instance, Eichendorff's

_Krieg den Philistern_). Poetry no longer champions the eternal rights

of liberty against the tyranny of outward circumstances; it champions

itself as poetry against the prose of life. This is the Teutonic, the

German-Scandinavian, that is to say, the narrow literary conception of

the service that poetry is capable of rendering to the cause of liberty.

"We must remember," says Kierkegaard (_Begrebet Ironi_, p. 322), "that

Tieck and the entire Romantic School entered, or believed they entered,

into relations with a period in which men were, so to speak, petrified,

in final, unalterable social conditions. Everything was perfected

and completed, in a sort of divine Chinese perfection, which left

no reasonable longing unsatisfied, no reasonable wish unfulfilled.

The glorious principles and maxims of 'use and wont' were the objects

of a pious worship; everything, including the absolute itself, was

absolute; men refrained from polygamy; they wore peaked hats; nothing

was without its significance. Each man felt, with the precise degree of

dignity that corresponded to his position, what he effected, the exact

importance to himself and to the whole, of his unwearied endeavour.

There was no frivolous indifference to punctuality in those days; all

ungodliness of that kind tried to insinuate itself in vain. Everything

pursued its tranquil, ordered course; even the suitor went soberly

about his business; he knew that he was going on a lawful errand,

was taking a most serious step. Everything went by clockwork. Men

waxed enthusiastic over the beauties of nature on Midsummer Day; were

overwhelmed by the thought of their sins on the great fast-days; fell

in love when they were twenty, went to bed at ten o'clock. They married

and devoted themselves to domestic and civic duties; they brought up

families; in the prime of their manhood notice was taken in high places

of their honourable and successful efforts; they lived on terms of

intimacy with the pastor, under whose eye they did the many generous

deeds which they knew he would recount in a voice trembling with

emotion when the day came for him to preach their funeral sermon. They

were friends in the genuine sense of the word, _ein wirklicher Freund,

wie man wirklicher Kanzleirat war_."

I fail to see anything typical in this description. Except that we wear

round hats instead of peaked ones, every word of it might apply to the

present day; there is nothing especially indicative of one period more

than another. No; the distinctive feature of the period in question is

the gifted writer's, the Romanticist's, conception of philistinism.

In my criticism of Johan Ludvig Heiberg's first Romantic attempts, I

wrote: "They (the Romanticists) looked upon it from the philosophical

point of view as finality, from the intellectual, as narrow-mindedness;

not, like us, from the moral point of view, as contemptibility. With

it they contrasted their own infinite longing.... They confronted its

prose with their own youthful poetry; we confront its contemptibility

with our virile will" (_Samlede Skrifter_, i. p. 467). As a general

rule, then, they, with their thoughts and longings, fled society and

reality, though now and again, as already indicated, they attempted,

if not precisely to realise their ideas in life, at least to sketch

a possible solution of the problem how to transform reality in its

entirety into poetry.

Not that they show a spark of the indignation or the initiative which

we find in the French Romantic author (George Sand, for instance); they

merely amuse themselves with elaborating revolutionary, or at least

startling fancies.

That which Goethe had attained to, namely, the power of moulding his

surroundings to suit his own personal requirements, was to the young

generation the point of departure. In this particular they from their

youth saw the world from Goethe's point of view; they made the measure

of freedom which he had won for himself and the conditions which had

been necessary for the full development of his gifts and powers, the

average, or more correctly the minimum, requirement of every man

with talent, no matter how little. They transformed the requirements

of his nature into a universal rule, ignored the self-denial he had

laboriously practised and the sacrifices he had made, and not only

proclaimed the unconditional rights of passion, but, with tiresome

levity and pedantic lewdness, preached the emancipation of the senses.

And another influence, very different from that of Goethe's powerful

self-assertion, also made itself felt, namely, the influence of Berlin.

To Goethe's free, unrestrained humanity there was added in Berlin an

ample alloy of the scoffing, anti-Christian spirit which had emanated

from the court of Frederick the Great, and the licence which had

prevailed at that of his successor.

But both Goethe and Schiller paved the way for Romanticism not only

positively, by their proclamation of the rights of passion, but also

negatively, by the conscious attitude of opposition to their own

age which they assumed in their later years. In another form, the

Romanticist's aversion to reality is already to be found in them.

I adduce two famous instances of the astonishing lack of interest

shown by Goethe, the greatest creative mind of the day, in political

realities; they prove at the same time how keen was his interest in

science. Writing of the campaign against France during the French

Revolution, a campaign in which he took part, he mentions that he spent

most of his time in observing "various phenomena of colour and of

personal courage." And after the battle of Jena Knebel writes: "Goethe

has been busy with optics the whole time. We study osteology under his

guidance, the times being well adapted to such study, as all the fields

are covered with preparations." The bodies of his fallen countrymen did

not inspire the poet with odes; he dissected them and studied their

bones.

Such instances as these give us some impression of the attitude of

aloofness which Goethe as a poet maintained towards the events of his

day. But we must not overlook the fine side of his refusal to write

patriotic war-songs during the struggle with Napoleon. "Would it be

like me to sit in my room and write war-songs? In the night bivouacs,

when we could hear the horses of the enemy's outposts neighing, then

I might possibly have done it. But it was not my life, that, and not

my affair; it was Theodor Körner's. Therefore his war-songs become him

well. I have not a warlike nature nor warlike tastes, and war-songs

would have been a mask very unbecoming to me. I have never been

artificial in my poetry." Goethe, like his disciple Heiberg, was in

this case led to refrain by the strong feeling that he only cared to

write of what he had himself experienced; but he also tells us that he

regarded themes of a historical nature as "the most dangerous and most

thankless."

His ideal, and that of the whole period, is humanity pure and

simple--a man's private life is everything. The tremendous conflicts

of the eighteenth century and the "enlightenment" period are all, in

consonance with the human idealism of the day, contained in the life

story, the development story, of the individual. But the cult of

humanity does not only imply lack of interest in history, but also a

general lack of interest in the subject for its own sake. In one of his

letters to Goethe, Schiller writes that two things are to be demanded

of the poet and of the artist--in the first place, that he shall rise

above reality, and in the second, that he shall keep within the bounds

of the material, the natural. He explains his meaning thus: The artist

who lives amidst unpropitious, formless surroundings, and consequently

ignores these surroundings in his art, runs the risk of altogether

losing touch with the tangible, of becoming abstract, or, if his mind

is not of a robust type, fantastic; if, on the other hand, he keeps to

the world of reality, he is apt to be too real, and, if he has little

imagination, to copy slavishly and vulgarly. These words indicate, as

it were, the watershed which divides the German literature of this

period. On the one side we have the unnational art-poetry of Goethe and

Schiller, with its continuation in the fantasies of the Romanticists,

and on the other side the merely sensational or entertaining literature

of the hour (Unterhaltungslitteratur), which is based on reality, but

a philistine reality, the literature of which Lafontaine's sentimental

bourgeois romances, and the popular, prosaic family dramas of Schröder,

Iffland, and Kotzebue, are the best known examples. It was a misfortune

for German literature that such a division came about. But, although

the rupture of the better literature with reality first showed itself

in a startling form in the writings of the Romanticists, we must not

forget that the process had begun long before. Kotzebue had been the

antipodes of Schiller and Goethe before he stood in that position to

the Romanticists. Of this we get a vivid impression from the following

anecdote.[2]

One day in the early spring of 1802, the little town of Weimar was

in the greatest excitement over an event which was the talk of high

and low. It had long been apparent that some special festivity was

in preparation. It was known that a very famous and highly respected

man, President von Kotzebue, had applied privately to the Burgomaster

for the use of the newly decorated Town Hall. The most distinguished

ladies of the town had for a month past done nothing but order and

try on fancy dresses. Fräulein von Imhof had given fifty gold guldens

for hers. Astonished eyes had beheld a carver and gilder carrying

a wonderful helmet and banner across the street in broad daylight.

What could such things be required for? Were there to be theatricals

at the Town Hall? It was known that an enormous bell mould made of

pasteboard had been ordered. For what was it to be used? The secret

soon came out. Some time before this, Kotzebue, famous throughout

Europe as the author of _Menschenhass und Reue_, had returned, laden

with Russian roubles and provided with a patent of nobility, to his

native town, to make a third in the Goethe and Schiller alliance. He

had succeeded in gaining admission to the court, and the next thing was

to obtain admission to Goethe's circle, which was also a court, and a

very exclusive one. The private society of intimates for whom Goethe

wrote his immortal convivial songs (Gesellschaftslieder) met once a

week at his house. Kotzebue had himself proposed for election by some

of the lady members, but Goethe added an amendment to the rules of

the society which excluded the would-be intruder, and prevented his

even appearing occasionally as a guest. Kotzebue determined to revenge

himself by paying homage to Schiller in a manner which he hoped would

thoroughly annoy Goethe. The latter had just suppressed some thrusts

at the brothers Schlegel in Kotzebue's play, _Die Kleinstädter_, which

was one of the pieces in the repertory of the Weimar theatre; so, to

damage the theatre, Kotzebue determined to give a grand performance in

honour of Schiller at the Town Hall. Scenes from all his plays were to

be acted, and finally _The Bell_ was to be recited to an accompaniment

of tableaux vivants. At the close of the poem, Kotzebue, dressed as

the master-bellfounder, was to shatter the pasteboard mould with a

blow of his hammer, and there was to be disclosed, not a bell, but a

bust of Schiller. The Kotzebue party, however, had reckoned without

their host, that is to say, without Goethe. In all Weimar there was

only one bust of Schiller, that which stood in the library. When, on

the last day, a messenger was sent to borrow it, the unexpected answer

was given, that never in the memory of man had a plaster cast lent

for a fête been returned in the condition in which it had been sent,

and that the loan must therefore be unwillingly refused. And one can

imagine the astonishment and rage of the allies when they heard that

the carpenters, arriving at the Town Hall with their boards, laths, and

poles, had found the doors locked and had received an intimation from

the Burgomaster and Council that, as the hall had been newly painted

and decorated, they could not permit it to be used for such a "riotous"

entertainment.

This is only a small piece of provincial town scandal. But what is

really remarkable, what constitutes the kernel of the story, is the

fact that the whole company of distinguished ladies who had hitherto

upheld the fame of Goethe (Countess Henriette von Egloffstein; the

beautiful lady of honour and poetess Amalie von Imhof, at a later

period the object of Gentz's adoration, whose fifty gold guldens had

been wasted, &c., &c.) took offence, and deserted his camp for that of

Kotzebue. Even the Countess Einsiedel, whom Goethe had always specially

distinguished, went over to the enemy. This shows how little real hold

the higher culture had as yet taken even on the highest intellectual

and social circles, and how powerful the man of letters still was

who concerned himself with real life and sought his subjects in his

surroundings.

There had, most undoubtedly, been a time when Goethe and Schiller

themselves were realists. To both, in their first stage of restless

ferment, reality had been a necessity. Both had given free play to

nature and feeling in their early productions, Goethe in _Götz_ and

_Werther_, Schiller in _Die Räuber_. But after _Götz_ had set the

fashion of romances of chivalry and highway robbery, _Werther_ of

suicide, both in real life and in fiction, and _Die Räuber_ of such

productions as _Abällino, der grosse Bandit_, the great writers,

finding the reading world unable to discriminate between originals and

imitations, withdrew from the arena. Their interest in the subject was

lost in their interest in the form. The study of the antique led them

to lay ever-increasing weight upon artistic perfection. It was not

their lot to find a public which understood them, much less a people

that could present them with subjects, make demands of them--give them

orders, so to speak. The German people were still too undeveloped. When

Goethe, at Weimar, was doing what he could to help Schiller, he found

that the latter, on account of his wild life at Mannheim, his notoriety

as a political refugee, and especially his pennilessness, was regarded

as a writer of most unfortunate antecedents. During the epigram war

(Xenienkampf) of 1797, both Goethe and Schiller were uniformly treated

as poets of doubtful talent. One of the pamphlets against them is

dedicated to "die zwei Sudelköche in Weimar und Jena" (the bunglers

of Weimar and Jena). It was Napoleon's recognition of Goethe, his

wish to see and converse with him, his exclamation: "Voilà un homme!"

which greatly helped to establish Goethe's reputation in Germany. A

Prussian staff-officer, who was quartered about this time in the poet's

house, had never heard his name. His publisher complained bitterly of

the small demand for the collected edition of his works; there was a

much better sale for those of his brother-in-law, Vulpius (author of

_Rinaldo Rinaldini_). _Tasso_ and _Iphigenia_ could not compete with

works of such European fame as Kotzebue's _Menschenhass und Reue_;

Goethe himself tells us that they were only performed in Weimar once

every three or four years. Clearly enough it was the stupidity of the

public which turned the great poets from the popular path to glory;

but it is equally clear that the new classicism, which they so greatly

favoured, was an ever-increasing cause of their unpopularity. Only two

of Goethe's works were distinct successes, _Werther_ and _Hermann und

Dorothea_.

What were the proceedings of the two great poets after they turned

their backs upon their surroundings? Goethe made the story of his

own strenuous intellectual development the subject of plastic poetic

treatment. But finding it impossible, so long as he absorbed himself

in modern humanity, to attain to the beautiful simplicity of the old

Greeks, he began to purge his works of the personal; he composed

symbolical poems and allegories, wrote _Die Natürliche Tochter_, in

which the characters simply bear the names of their callings, King,

Ecclesiastic, &c.; and the neo-classic studies, _Achilleis, Pandora,

Palæophron und Neoterpe, Epimenides_, and the _Second Part of Faust_.

He began to employ Greek mythology much as it had been employed in

French classical literature, namely, as a universally understood

metaphorical language. He no longer, as in the _First Part of Faust_,

treated the individual as a type, but produced types which were

supposed to be individuals. His own _Iphigenia_ was now too modern

for him. Ever more marked became that addiction to allegory which led

Thorvaldsen too away from life in his art. In his art criticism Goethe

persistently maintained that it is not truth to nature, but truth to

art which is all-important; he preferred ideal mannerism (such as is to

be found in his own drawings preserved in his house in Frankfort) to

ungainly but vigorous naturalism. As theatrical director he acted on

these same principles; grandeur and dignity were everything to him. He

upheld the conventional tragic style of Calderon and Alfieri, Racine

and Voltaire. His actors were trained, in the manner of the ancients,

to stand like living statues; they were forbidden to turn profile or

back to the audience, or to speak up the stage; in some plays, in

defiance of the customs of modern mimic art, they wore masks. In spite

of public opposition, he put A. W. Schlegel's _Ion_ on the stage--a

professedly original play, in reality an unnatural adaptation from

Euripides, suggested by _Iphigenia_. Nay, he actually insisted, merely

for the sake of exercising the actors in reciting verse, on producing

Friedrich Schlegel's _Alarkos_, an utterly worthless piece, which might

have been written by a talentless schoolboy, and was certain to be

laughed off the stage.[3] To such an extent as this did he gradually

sacrifice everything to external artistic form.

It is easy, then, to see how Goethe's one-sidedness prepared the way

for that of the Romanticists; it is not so easy to show that the same

was the case with Schiller. Schiller's dramas seem like prophecies of

actual events. The French Revolution ferments in _Die Räuber_ (the

play which procured for "Monsieur Gille" the title of honorary citizen

of the French Republic), and, as Gottschall observes, "the eighteenth

Brumaire is anticipated in _Fiesko_, the eloquence of the Girondists

in _Posa_, the Cæsarian soldier-spirit in _Wallenstein_, and the Wars

of Liberation in _Die Jungfrau von Orleans_ and _Wilhelm Tell_." But

in reality it is only in his first dramas that Schiller allows himself

to be influenced, without second thought or ulterior purpose, by his

theme. In all the later plays the competent critic at once feels how

largely the choice of subject has been influenced by considerations of

form. Henrik Ibsen once drew my attention to this in speaking of _Die

Jungfrau von Orleans_; he maintained that there is no "experience" in

that play, that it is not the result of powerful personal impressions,

but is a composition. And Hettner has shown this to be the relation

of the author to his work in all the later plays. From the year

1798 onwards, Schiller's admiration for Greek tragedy led him to be

always on the search for subjects in which the Greek idea of destiny

prevailed. _Der Ring des Polykrates, Der Taucher_, and _Wallenstein_

are dominated by the idea of Nemesis. Maria Stuart is modelled upon the

_Œdipus Rex_ of Sophocles, and this particular historical episode

is chosen with the object of having a theme in which the tragic end,

the appointed doom, is foreknown, so that the drama merely gradually

develops that which is inevitable from the beginning. The subject

of the _Jungfrau von Orleans_, in appearance so romantic, is chosen

because Schiller desired to deal with an episode in which, after the

antique manner, a direct divine message reached the human soul--in

which there is a direct material interposition of the divinity, and

yet the human being who is the organ of the divinity can be ruined, in

genuine Greek fashion, by her human weakness.

It was only in keeping with his general unrealistic tendency that

Schiller, though he was not in the least musical, should extol the

opera at the expense of the drama, and maintain the antique chorus to

be far more awe-inspiring than modern tragic dialogue. In _Die Braut

von Messina_ he himself produced a "destiny" tragedy, which to all

intents and purposes is a study in the manner of Sophocles. Not even in

_Wilhelm Tell_ is his point of view a modern one; on the contrary, it

is in every particular purely Hellenic. The subject is not conceived

dramatically, but epically. The individual is marked by no special

characteristic. It is merely an accident that raises Tell above the

mass and makes him the leader of the movement. He is, as Goethe says,

a "sort of Demos." Hence it is not the conflict between two great,

irreconcilable historical ideas that is presented in this play; the men

of Rütli have no sentimental attachment to liberty; it is neither the

idea of liberty nor the idea of country that produces the insurrection.

Private ideas and private interests, encroachments on family rights and

rights of property, here provide the mainspring of action, or rather of

event, which in the other dramas is provided by personal or dynastic

ambition. It is explicitly signified to us that the peasants do not aim

at acquiring new liberties, but at maintaining old inherited customs.

On this point I may refer the reader to Lasalle, who develops the same

view with his usual ingenuity in the interesting preface to his drama,

_Franz von Sickingen_.

Thus, then, we see that even when Schiller, the most political

and historical of the German poets, appears to be most interested

in history and politics, he is dealing only to a limited extent

with reality; and therefore it may be almost considered proved,

that distaste for historical and present reality--in other words,

subjectivism and idealism--were the characteristics of the whole

literature of that day.

But the spirit of Herder, Goethe, and Schiller is only one of the

motive powers of Romanticism. The other is the philosophy of Fichte.

It was the Fichtean doctrine of the Ego which gave to the Romantic

individuality its character and force. The axioms: All that is, is for

us; What is for us can only be through us; Everything that is, both

natural and supernatural, exists through the _activity of the Ego_,

received an entirely new interpretation when transferred from the

domain of metaphysics to that of psychology. All reality is contained

in the Ego itself, hence the absolute Ego demands that the non-Ego

which it posits shall be in harmony with it, and is itself simply the

infinite striving to pass beyond its own limits. It was this conclusion

of the _Wissenschaftslehre_ (Doctrine of Knowledge) which fired the

young generation. By the absolute Ego they understood, as Fichte

himself in reality did, though in a very different manner, not a divine

being, but the thinking human being. And this new and intoxicating idea

of the absolute freedom and power and self-sufficiency of the Ego,

which, with the arbitrariness of an autocratic monarch, obliges the

whole world to shrink into nothing before itself, is enthusiastically

proclaimed by an absurdly arbitrary, ironical, and fantastic set of

young geniuses, half-geniuses, and quarter-geniuses. The _Sturm und

Drang_ period, when the liberty men gloried in was the liberty of

eighteenth--century "enlightenment," reappeared in a more refined and

idealistic form; and the liberty now gloried in was nineteenth-century

lawlessness.

Fichte's doctrine of a world-positing, world-creating Ego was

at variance with "sound human reason." This was one of its

chief recommendations in the eyes of the Romanticists. The

_Wissenschaftslehre_ was scientific paradox, but to them paradox was

the fine flower of thought. Moreover, the fundamental idea of the

doctrine was as radical as it was paradoxical. It had been evolved

under the impression of the attempt made by the French Revolution to

transform the whole traditional social system into a rational system

(Vernunftstaat). The autocracy of the Ego was Fichte's conception of

the order of the world, and therefore in this doctrine of the Ego the

Romanticists believed that they possessed the lever with which they

could lift the old world from its hinges.

The Romantic worship of imagination had already begun with Fichte. He

explained the world as the result of an unconscious, yet to a thinker

comprehensible, act of the free, yet at the same time limited, Ego.

This act, he maintains, emanates from the creative imagination.

By means of it the world which we apprehend with the senses first

becomes to us a real world. The whole activity of the human mind,

then, according to Fichte, springs from the creative imagination; it

is the instinct which he regards as the central force of the active

Ego. The analogy with the imaginative power which is so mighty in

art is evident. But what Fichte himself failed to perceive is, that

imagination is by no means a creative, but only a transforming,

remodelling power, since what it acts upon is only the form of the

things conceived of, not their substance.

Fichte says that he "does not require 'things,' and does not make use

of them, because they prevent his self-dependence, his independence

of all that is outside of himself." This saying is closely allied to

Friedrich Schlegel's observation, "that a really philosophic human

being should be able to tune himself at will in the philosophical or

philological, the critical or poetical, the historical or rhetorical,

the ancient or modern key, as one tunes an instrument, and this at any

time and to any pitch."

According to the Romantic doctrine, the artistic omnipotence of the

Ego and the arbitrariness of the poet can submit to no law. In this

idea lies the germ of the notorious Romantic irony in art, the treating

of everything as both jest and earnest, the eternal self-parody, the

disturbing play with illusions alternately summoned up and banished,

which destroys all directness of effect in many of the favourite works

of the Romanticists.

The Romanticist's theory of art and life thus owes its existence to a

mingling of poetry with philosophy, a coupling of the poet's dreams

with the student's theories; it is a production of purely intellectual

powers, not of any relation between these powers and real life. Hence

the excessively intellectual character of Romanticism. Hence all the

selfduplication, all the raising to higher powers, in this poetry

about poetry and this philosophising on philosophy. Hence its living

and moving in a higher world, a different nature. This too is the

explanation of all the symbolism and allegory in these half-poetical,

half-philosophical works. A literature came into being which partook

of the character of a religion, and ultimately joined issue with

religion, and which owed its existence rather to a life of emotion than

a life of intellectual productiveness. Hence we understand how, as A.

W. Schlegel himself says, "it was often rather the ethereal melody of

the feelings that was lightly suggested than the feelings themselves

that were expressed in all their strength and fulness." It was not the

thing itself that the author wished to communicate to the reader, but a

suggestion of the thing. It is not in bright sunlight, but in twilight

or mysterious quivering moonlight, on a far horizon or in dreams, that

we behold the figures of Romanticism. Hence too the Romantic dilution

or diminution of the terms expressing what is perceived by the senses

(Blitzeln, Aeugeln, Hinschatten), and also that interchange of the

terms for the impressions of the different senses, which makes the

imagery confusedly vague. In _Zerbino_ Tieck writes of flowers:

"Die Farbe klingt; die Form ertönt, jedwede

Hat nach der Form und Farbe Zung' und Rede.

* * * * * * * * *

Sich Farbe, Duft, Gesang Geschwister nennen."[4]

The essential element in this literature is no longer the passion

of the _Sturm und Drang_ period, but the free play of fancy, an

activity of the imagination which is neither restrained by the laws of

reason nor by the relation of feeling to reality. The higher, poetic

sequences of ideas now introduced declare war against the laws of

thought, ridicule them as philistine. Their place is taken by caprices,

conceits, and vagaries. Fancy determines to dispense with reality, but

despised reality has its revenge in the unsubstantiality or anæmia of

fancy; fancy defies reason, but in this defiance there is an awkward

contradiction; it is conscious and premeditated--reason is to be

expelled by reason. Seldom has any poetic school worked under such a

weight of perpetual consciousness of its own character as did this.

Conscious intention is the mark of its productions.

The intellectual inheritance to which the Romanticists succeeded was

overpoweringly great. The School came into existence when literature

stood at its zenith in Germany. This explains the early maturity of

its members; their way was made ready for them. They assimilated

in their youth an enormous amount of literary knowledge and of

artistic technique, and thus started with an intellectual capital

such as no other young generation in Germany had ever possessed. They

clothed their first thoughts in the language of Goethe, Schiller,

and Shakespeare, and, beginning thus, proceeded to create what

Goethe called "the period of forced talents." For the study of real

human character and the execution of definite artistic ideas they

substituted the high-handedness of turbulent fancy. Common to all the

very dissimilar endeavours and productions of the Romanticists--to

Wackenroder's _Klosterbruder_, with its spiritual enthusiasm for art

and ideal beauty, to _Lucinde_, with its sensual worship of the flesh,

to Tieck's melancholy romances and tales, in which capricious fate

makes sport of man, and to Tieck's dramas and Hoffmann's stories, in

which all form is lost and its place supplied by the caprices and

arabesques of whimsical fancy--common to them all, is that law-defying

self-assertion or assertion of the absolutism of the individual, which

is a result of war with narrowing prose, of the urgent demand for

poetry and freedom.

The absolute independence of the Ego isolates. Nevertheless these men

soon founded a school, and after its speedy disintegration several

interesting groups were formed. This is to be ascribed to their

determination to make common cause in procuring the victory, insuring

the universal dominion, of the philosophy of life which had been

evolved by the great minds of Germany. They desired to introduce this

philosophy of the geniuses into life itself, to give it expression in

criticism, in poetry, in art theories, in religious exhortation, in the

solution of social, and even of political problems; and their first

step towards this was violent literary warfare. They were impelled

partly by the necessity felt by great and strong natures to impart

one will and one mind to a whole band of fellow-combatants, and partly

by the inclination of men of talent, whose talent is attacked and

contested, to confront the overwhelming numbers of their opponents

with a small but superior force. In the case of the best men, the

formation of a school or a party was the result of exactly that lack

of state organisation which was the first condition of their isolating

independence. The consciousness of belonging to a people without unity

as a nation, and without collective strength, begot the endeavour to

imbue the leading spirits of the aristocracy of intellect with a new

rallying principle.

[1] Whence this trembling, this nameless horror, when thy loving arms

encircle me? Is it because an oath, which, remember, even a thought is

sufficient to break, has forced strange fetters on thee?

Because a ceremony, which the laws have decreed to be sacred, has

hallowed an accidental, grievous crime? Nay--fearlessly defy a covenant

of which blushing nature repents.

O tremble not!--thine oath was a sin; perjury is the sacred duty of the

repentant sinner; the heart thou gavest away at the altar was mine;

Heaven does not play with human happiness.

[2] Goethe, _Tag- und Jahreshefte_, 1802; G. Waitz, _Caroline_, ii.

207; _Goethe-Jahrbuch_, vi. 59, &c.

[3] "Your opinion of _Alarkos_ is mine; nevertheless I think that

we must dare everything, outward success or non-success being of no

consequence whatever. Our gain seems to me to lie principally in the

fact that we accustom our actors to repeat, and ourselves to hear, this

extremely accurate metre."--_Goethe_.

[4] "Their colours sing, their forms resound; each, according to its

form and colour finds voice and speech.... Colour, fragrance, song,

proclaim themselves one family."

Main Currents in Nineteenth Century Literature - 2. The Romantic School in Germany · 第 10 / 48 题