CHAPTER XII

ABRAHAM IBN DAUD

What was poison to Judah Halevi is meat to Abraham Ibn Daud. We must, he

says, investigate the principles of the Jewish religion and seek to

harmonize them with true philosophy. And in order to do these things

properly a preliminary study of science is necessary. Nowadays all this

is neglected and the result is confusion in fundamental principles, for

a superficial and literal reading of the Bible leads to contradictory

views, not to speak of anthropomorphic conceptions of God which cannot

be the truth. Many of our day think that the study of philosophy is

injurious. This is because it frequently happens in our time that a

person who takes up the study of philosophy neglects religion. In

ancient times also this happened in the person of Elisha ben Abuya,

known by the name of Aher. Nevertheless science was diligently studied

in Rabbinic times. Witness what was said concerning Rabbi Yohanan ben

Zakkai, Samuel and the Synhedrin.[221] It cannot be that God meant us to

abstain from philosophical study, for many statements in the Bible, such

as those relating to freedom of the will, to the nature of God and the

divine attributes, to the creation of the world, and so on, are a direct

stimulus to such investigation. Surely mental confusion cannot be the

purpose God had in mind for us. If he preferred our ignorance he would

not have called our attention to these matters at all.[222]

This, as we see, is decidedly a different point of view from that of

Judah Halevi. The difference between them is not due to a difference in

their age and environment, but solely to personal taste and temperament.

Toledo was the birthplace of Ibn Daud as it was of Halevi. And the

period in which they lived was practically the same. Judah Halevi's

birth took place in the last quarter of the eleventh century, whereas

Ibn Daud is supposed to have been born about 1110, a difference of some

twenty-five or thirty years. The philosopher whom Judah Halevi presents

to us as the typical representative of his time is an Aristotelian of

the type of Alfarabi and Avicenna. And it is the same type of philosophy

that we meet in the pages of the "Emunah Ramah" (Exalted Faith), Ibn

Daud's philosophical work.[223] Whereas, however, Judah Halevi was a

poet by the grace of God, glowing with love for his people, their

religion, their language and their historic land, Ibn Daud leaves upon

us the impression of a precise thinker, cold and analytical. He exhibits

no graces of style, eloquence of diction or depths of enthusiasm and

emotion. He passes systematically from one point to the next, uses few

words and technical, and moves wholly in the Peripatetic philosophy of

the day. In 1161, the same year in which the Emunah Ramah was composed,

he also wrote a historical work, "Sefer Hakabala" (Book of Tradition),

which we have; and in 1180, regarded by some as the year of his death,

he published an astronomical work, which is lost. This gives an index of

his interests which were scientific and philosophic. Mysticism, whether

of the poetic or the philosophic kind, was far from his nature; and this

too may account for the intense opposition he shows to Solomon Ibn

Gabirol. On more than one occasion he gives vent to his impatience with

that poetic philosopher, and he blames him principally for two faults.

Choosing to devote a whole book to one purely metaphysical topic, in

itself not related to Judaism, Gabirol, we are told by Ibn Daud, gave

expression to doctrines extremely dangerous to the Jewish religion. And

apart from his heterodoxy, he is philosophically incompetent and his

method is abominable. His style is profuse to the point of weariness,

and his logic carries no conviction.[224]

While Abraham Ibn Daud is thus expressly unsympathetic to Gabirol and

tacitly in disagreement with Halevi (he does not mention him), he shows

the closest relation to Maimonides, whose forerunner he is. We feel

tempted to say that if not for Ibn Daud there would have been no

Maimonides. And yet the irony of history has willed that the fame of

being the greatest Jewish philosopher shall be Maimonides's own, while

his nearest predecessor, to whose influence he owed most, should be all

but completely forgotten. The Arabic original of Ibn Daud's treatise is

lost, and the Hebrew translations (there are two) lay buried in

manuscript in the European libraries until one of them was published by

Simson Weil in 1852.[225]

Abraham Ibn Daud is the first Jewish philosopher who shows an intimate

knowledge of the works of Aristotle and makes a deliberate effort to

harmonize the Aristotelian system with Judaism. To be sure, he too owes

his Aristotelian knowledge to the Arabian exponents of the Stagirite,

Alfarabi and Avicenna, rather than to the works of Aristotle himself.

But this peculiarity was rooted in the intellectual conditions of his

time, and must not be charged to his personal neglect of the sources.

And Maimonides does nothing more than repeat the effort of Ibn Daud in a

more brilliant and masterly fashion.

The development of the three religious philosophies in the middle ages,

Jewish, Christian and Mohammedan, followed a similar line of

progression. In all of them it was not so much a development from

within, the unfolding of what was implicit and potential in the original

germ of the three respective religions, as a stimulus from without,

which then combined, as an integral factor, with the original mass, and

the final outcome was a resultant of the two originally disparate

elements. We know by this time what these two elements were in each

case, Hellenic speculation, and Semitic religion in the shape of sacred

and revealed documents. The second factor was in every case complete

when the process of fusion began. Not so the first. What I mean is that

not all of the writings of Greek antiquity were known to Jew, Christian

and Mohammedan at the beginning of their philosophizing career. And the

progress in their philosophical development kept equal step with the

successive accretion of Greek philosophical literature, in particular

Aristotle's physical, psychological and metaphysical treatises, and

their gradual purgation of Neo-Platonic adhesions.

The Syrian Christians, who were the first to adopt Greek teachings, seem

never to have gone beyond the mathematical and medical works of the

Greeks and the logic of Aristotle. The Arabs began where their Syrian

teachers ended, and went beyond them. The Mutakallimun were indebted to

the Stoics,[226] the Pure Brethren to the Neo-Platonists; and it was

only gradually that Aristotle became the sole master not merely in

logic, which he always had been, but also in physics, metaphysics and

psychology. Alfarabi, Avicenna and Averroes represent so many steps in

the Aristotelization of Arabic philosophy.

Christian mediæval thought, which was really a continuation of the

Patristic period, likewise began with Eriugena in the ninth century

under Platonic and Neo-Platonic influences. Of Aristotle the logic alone

was known, and that too only in small part. Here also progress was due

to the increase of Aristotelian knowledge; though in this case it was

not gradual as with the Arabs before them, but sudden. In the latter

part of the twelfth and the early part of the thirteenth century,

through the Crusades, through the Moorish civilization in Spain, through

the Saracens in Sicily, through the Jews as translators and mediators,

Aristotle invaded Christian Europe and transformed Christian philosophy.

Albertus Magnus, Thomas Aquinas, Duns Scotus, William of Occam are the

results of this transformation.

The same thing holds true of the Jews. Their philosophizing career

stands chronologically between that of their Arab teachers and their

Christian disciples. And the line of their development was similar. It

was parallel to that of the Arabs. First came Kalam in Saadia, Mukammas,

the Karaites Al Basir and Jeshua ben Judah. Then Neo-Platonism and Kalam

combined, or pure Neo-Platonism, in Bahya, Gabirol, Ibn Zaddik and the

two Ibn Ezras, Abraham and Moses. In Judah Halevi, so far as philosophy

is represented, we have Neo-Platonism and Aristotelianism. Finally in

Ibn Daud and Maimonides, Neo-Platonism is reduced to the vanishing

point, and Aristotelianism is in full view and in possession of the

field. After Maimonides the only philosopher who deviates from the

prescribed path and endeavors to uproot Aristotelian authority in

Judaism is Crescas. All the rest stand by Aristotle and his major domo,

Maimonides.

This may seem like a purely formal and external mode of characterizing

the development of philosophical thought. But the character of mediæval

philosophy is responsible for this. Their ideal of truth as well as

goodness was in the past. Knowledge was thought to have been discovered

or revealed in the past,[227] and the task of the philosopher was to

acquire what was already there and to harmonize contradictory

authorities. Thus the more of the past literature that came to them, the

greater the transformation in their own philosophy.

The above digression will make clear to us the position of Ibn Daud and

his relation to Maimonides. Ibn Daud began what Maimonides finished--the

last stage in the Aristotelization of Jewish thought. Why is it then

that so little was known about him, and that his important treatise was

neglected and practically forgotten? The answer is to be found partly in

the nature of the work itself and partly in historical circumstances.

The greatest and most abiding interest in intellectual Jewry was after

all the Bible and the Talmud. This interest never flagged through

adversity or through success. The devotion paid to these Jewish classics

and sacred books may have been fruitful in original research and

intelligent application at one time and place and relatively barren at

another. Great men devoted to their study abounded in one country and

were relatively few in another. The nature of the study applied to these

books was affected variously by historical conditions, political and

economic; and the cultivation or neglect of the sciences and philosophy

was reflected in the style of Biblical and Talmudical interpretation.

But at all times and in all countries, under conditions of comparative

freedom as well as in the midst of persecution, the sacred heritage of

Israel was studied and its precepts observed and practiced. In this

field alone fame was sure and permanent. All other study was honored

according to the greater or less proximity to this paramount interest.

In times of freedom and of great philosophic and scientific interest

like that of the golden era in Spain, philosophical studies almost

acquired independent value. But this independence, never quite absolute,

waned and waxed with external conditions, and at last disappeared

entirely. If Ibn Daud had made himself famous by a Biblical commentary

or a halakic work, or if his philosophic treatise had the distinction of

being written in popular and attractive style, like Bahya's "Duties of

the Hearts," or Halevi's "Cusari," it might have fared better. As it is,

it suffers from its conciseness and technical terminology. Add to this

that it was superseded by the "Guide of the Perplexed" of Maimonides,

published not many years after the "Emunah Ramah," and the neglect of

the latter is completely explained.

Abraham ibn Daud tells us in the introduction to his book that it was

written in response to the question of a friend concerning the problem

of free will. The dilemma is this. If human action is determined by God,

why does he punish, why does he admonish, and why does he send prophets?

If man is free, then there is something in the world over which God has

no control. The problem is made more difficult by the fact that Biblical

statements are inconsistent, and passages may be cited in favor of

either of the theories in question. This inconsistency is to be

explained, however, by the circumstance that not all Biblical phrases

are to be taken literally--their very contradiction is a proof of this.

Now the passages which require exegetic manipulation are in general

those which seem opposed to reason. Many statements in the Bible are in

fact intended for the common people, and are expressed with a view to

their comprehension, and without reference to philosophic truth. In the

present instance the objections to determinism are much greater and more

serious than those to freedom. In order to realize this, however, it is

necessary to investigate the principles of the Jewish religion and seek

to harmonize them with true philosophy. This in turn cannot be done

without a preliminary study of science. A question like that of

determinism and freedom cannot be decided without a knowledge of the

divine attributes and the consequences flowing from them. But to

understand these we must have a knowledge of the principles of physics

and metaphysics.[228] Accordingly Abraham Ibn Daud devotes the entire

first part of the "Emunah Ramah" to general physics and metaphysics in

the Aristotelian conception of these terms.

Concerning the kind of persons for whom he wrote his book, he says, I

advise everyone who is perfectly innocent, who is not interested in

philosophical and ethical questions like that of determinism and freedom

on the ground that man cannot grasp them; and is entirely unconcerned

about his ignorance--I advise such a person to refrain from opening this

book or any other of a similar nature. His ignorance is his bliss, for

after all the purpose of philosophy is conduct. On the other hand, those

who are learned in the principles of religion and are also familiar with

philosophy need not my book, for they know more than I can teach them

here. It is the beginner in speculation who can benefit from this work,

the man who has not yet been able to see the rational necessity of

beliefs and practices which he knows from tradition.

That the principles of the Jewish religion are based upon philosophic

foundations is shown in Deuteronomy 4, 6: "Keep therefore and do them;

for this is your wisdom and your understanding in the sight of the

peoples, which shall hear all these statutes, and say, surely this great

nation is a wise and understanding people." This cannot refer to the

ceremonial precepts, the so-called "traditional" commandments; for there

is nothing in them to excite the admiration of a non-Jew. Nor can it

refer to the political and moral regulations, for one need not profess

the Jewish or any other religion in order to practice them; they are a

matter of reason pure and simple. The verse quoted can only mean that

the other nations will be seized with admiration and wonder when they

find that the fundamental principles of the Jewish religion, which we

received by tradition and without effort, are identical with those

philosophical principles at which they arrived after a great deal of

labor extending over thousands of years.[229]

Ibn Daud is not consistent in his idea of the highest aim of man. We

have just heard him say that the purpose of philosophy is conduct. This

is true to the spirit of Judaism which, despite all the efforts of the

Jewish philosophers to the contrary, is not a speculative theology but a

practical religion, in which works stand above faith. But as an

Aristotelian, Ibn Daud could not consistently stand by the above

standpoint as the last word in this question. Accordingly we find him

elsewhere in true Aristotelian fashion give priority to theoretical

knowledge.

Judging from the position of man among the other creatures of the

sublunar world, we come to the conclusion, he tells us, that that which

distinguishes him above his surroundings, namely, his rational soul, is

the aim of all the rest; and they are means and preparations for it. The

rational soul has two forms of activity. It may face upward and receive

wisdom from the angels (theoretical knowledge). Or it may direct its

attention downwards and judge the other corporeal powers (practical

reason). But it must not devote itself unduly or without system to any

one occupation. The aim of man is wisdom, science. Of the sciences the

highest and the aim of all the rest is the knowledge of God. The body of

man is his animal, which leads him to God. Some spend all their time in

feeding the animal, some in clothing it, and some in curing it of its

ills. The latter is not a bad occupation, as it saves the body from

disease and death, and so helps it to attain the higher life. But to

think of the study of medicine as the aim of life and devote all one's

time to it is doing injury to one's soul. Some spend their time in

matters even less significant than this, _viz._, in studying grammar and

language; others again in mathematics and in solving curious problems

which are never likely to happen. The only valuable part here is that

which has relation to astronomy. Some are exclusively occupied in

"twisting threads." This is an expression used by an Arabian

philosopher,[230] who compares man's condition in the world to that of a

slave who was promised freedom and royalty besides if he made the

pilgrimage to Mecca and celebrated there. If he made the journey and was

prevented from reaching the holy city, he would get freedom only; but if

he did not undertake the trip he would get nothing. The three steps in

the realization of the purpose are thus: making the preparations for the

journey, getting on the road and passing from station to station, and

finally wandering about in the place of destination. One small element

in the preparation for the journey is twisting the threads for the water

bottle. Medicine and law as means of gaining a livelihood and a

reputation represent the stage of preparing for the journey. They are

both intended to improve the ills of life, whether in the relations of

man to man as in law; or in the treatment of the internal humors as in

medicine. Medicine seems more important, for on the assumption of

mankind being just, there would be no need of law, whereas the need for

medicine would remain. To spend one's whole life in legal casuistry and

the working out of hypothetical cases on the pretext of sharpening one's

wits, is like being engaged in twisting threads continually--a little is

necessary, but a great deal is a waste of time. It would be best if the

religious man would first learn how to prove the existence of God, the

meaning of prophecy, the nature of reward and punishment and the future

world, and how to defend these matters before an unbeliever. Then if he

has time left, he may devote it to legalistic discussions, and there

would be no harm.

Self-examination, in order to purify oneself from vices great and small,

represents the second stage of getting on the road and travelling from

station to station. The final stage, arriving in the holy city and

celebrating there, is to have a perfect knowledge of God. He who attains

this is the best of wise men, having the best of knowledge, which deals

with the noblest subject. The reader must not expect to find it all in

this book. If he reads this and does not study the subject for himself,

he is like a man who spent his time in reading about medicine and cannot

cure the simplest ailment. The knowledge of God is a form that is

bestowed from on high upon the rational soul when she is prepared by

means of moral perfection and scientific study. The prophet puts all

three functions of the soul on the same level, and gives preference to

knowledge of God. "Thus saith the Lord," says Jeremiah (9, 22), "Let not

the wise man glory in his wisdom [rational soul], neither let the mighty

man glory in his might [spirited soul], let not the rich man glory in

his riches [nutritive soul]: but let him that glorieth glory in this,

that he understandeth, and knoweth me...." Jeremiah also recommends

(_ib._) knowing God through his deeds--"That I am the Lord which

exercise loving-kindness"--in order that man may imitate him.[231]

We have now a general idea of Ibn Daud's attitude and point of view; and

in passing to the details of his system it will not be necessary to

rehearse all the particulars of his thought, much of it being common to

all mediæval writers on Jewish philosophy. We shall confine ourselves to

those matters in which Ibn Daud contributed something new, not contained

in the writings of his predecessors.

Following the Aristotelian system, he begins by describing substance and

accident and gives a list and characterization of the ten categories.

This he follows up by showing that the classification of the ten

categories lies at the basis of the 139th Psalm. It needs not our saying

that it must be an extraordinary mode of exegesis that can find such

things in such unusual places. But the very strangeness of the

phenomenon bears witness to the remarkable influence exerted by the

Aristotelian philosophy upon the thinking of the Spanish Jews at that

time.[232]

From the categories he passes to a discussion of the most fundamental

concepts in the Aristotelian philosophy, matter and form. And here his

method of proving the existence of matter is Aristotelian and new. It is

based upon the discussion in Aristotle's Physics, though not necessarily

derived from there directly. Primary matter, he says, is free from all

form. There must be such, for in the change of one thing to another, of

water to air for example, it cannot be the _form_ of water that receives

the form of air; for the form of water disappears, whereas that which

receives the new form must be there. Reason therefore leads us to assume

a common substrate of all things that are subject to change. This is

primary matter, free from all form. This matter being at the basis of

all change and becoming, could not itself have come to be through a

similar process, or we should require another matter prior to it, and it

would not be the prime matter we supposed it to be. This last argument

led Aristotle to the concept of an eternal matter, the basis of becoming

for all else besides, itself not subject to any such process. It is an

ultimate, to ask for the origin of which would signify to misunderstand

the meaning of origin. All things of the sublunar world originate in

matter, hence matter itself is the unoriginated, the eternal.

Ibn Daud as a Jew could not accept this solution, and so he cut the knot

by saying that while it is true that matter cannot originate in the way

in which the composite objects of the sublunar world come to be, it does

not yet follow that it is absolutely ultimate and eternal. God alone is

the ultimate and eternal; nothing else is. Matter is a relative

ultimate; relative, that is, to the composite and changeable objects of

our world; but it is itself an effect of God as the universal cause. God

created it outright.

Prime matter, therefore, represents the first stage in creation. The

next stage is the endowment of this formless matter with corporeality in

the abstract, _i. e._, with extension. Then come the specific forms of

the four elements, then their compounds through mineral, plant and

animal to man. This is not new; we have already met with it in Gabirol

and Ibn Zaddik. Nor is the following significant statement altogether

new, though no one before Ibn Daud expressed it so clearly and so

definitely. It is that the above analysis of natural objects into

matter, universal body, the elements, and so on, is not a physical

division but a logical. It does not mean that there was a time when

prime matter actually existed as such before it received the form of

corporeality, and then there existed actually an absolute body of pure

extension until it received the four elements. No, nothing has existence

_in actu_ which has not individuality, including not only form, but also

accidents. The above analysis is theoretical, and the order of priority

is logical not real. In reality only the complete compound of matter and

form (the individual) exists.

Allusion to matter and form is also found in the Bible in Jeremiah (18,

1ff.), "Arise and go down to the potter's house.... Then I went down to

the potter's house, and, behold, he wrought his work on the wheels....

Behold as the clay in the potter's hand...."[233]

The next important topic analyzed by Ibn Daud is that of motion. This is

of especial importance to Ibn Daud because upon it he bases a new proof

of the existence of God, not heretofore found in the works of any of his

predecessors. It is taken from Aristotle's Physics, probably from

Avicenna's treatises on the subject, is then adopted by Maimonides, and

through his example no doubt is made use of by Thomas Aquinas, the great

Christian Scholastic of the thirteenth century, who gives it the most

prominent place in his "Summa Contra Gentiles."

Ibn Daud does not give Aristotle's general definition of motion as the

"actualization of the potential qua potential" (_cf._ above, p. xxxii),

but his other remarks concerning it imply it. Motion, he says, is

applied first to movement in place, and is then transferred to any

change which is gradual, such as quantitative or qualitative change.

Sudden change is not called motion. As the four elements have all the

same matter and yet possess different motions--earth and water moving

downward, fire and air upward--it cannot be the matter which is the

cause of their motions. It must therefore be the forms, which are

different in different things.

Nothing can move itself. While it is true that the form of a thing

determines the kind of motion it shall have, it cannot in itself produce

that motion, which can be caused only by an efficient cause from

without. The case of animal motions may seem like a refutation of this

view, but it is not really so. The soul and the body are two distinct

principles in the animal; and it is the soul that moves the body. The

reason why a thing cannot move itself is because the thing which is

moved is potential with reference to that which the motion is intended

to realize, whereas the thing causing the motion is actual with respect

to the relation in question. If then a thing moved itself, it would be

actual and potential at the same time and in the same relation, which is

a contradiction. The Bible, too, hints at the idea that every motion

must have a mover by the recurring questions concerning the origin of

prophetic visions, of the existence of the earth, and so on. Such are

the expressions in Job (38, 36, 37): "Who hath put wisdom in the inward

parts?" "Who can number the clouds by wisdom?" In Proverbs (30, 4): "Who

hath established all the ends of the earth?" and in many passages

besides.[234]

The question of infinity is another topic of importance for proving

the existence of God. We proceed as follows: An infinite line is an

impossibility. For let the lines _a_------------_b_ be infinite in the

_c_------|-----_d_

_e_

directions _b_, _d_. Take away from _cd_ a finite length = _ce_, and pull

up the line _ed_ so that _e_ coincides with _c_. Now if _ed_ is equal to

_ab_, and _cd_ was also equal to _ab_ by hypothesis, it follows that

_ed_ = _cd_, which is impossible, for _ed_ is a part of _cd_. If it is

shorter than _cd_ and yet is infinite, one infinite is shorter than

another infinite, which is also impossible. The only alternative left is

then that _ed_ is finite. If then we add to it the finite part _ce_, the

sum, _ce_ + _ed_ = _cd_, will be finite, and _cd_ being equal to _ab_ by

hypothesis, _ab_ is also finite. Hence there is no infinite line. If

there is no infinite line, there is no infinite surface or infinite

solid, for we could in that case draw in them infinite lines. Besides we

can prove directly the impossibility of infinite surface and solid by

the same methods we employed in line.

We can prove similarly that an infinite series of objects is also an

impossibility. In other words, infinite number as an actuality is

impossible because it is a contradiction in terms. A number of things

means a known number; infinite means having no known number. A series is

something that has beginning, middle and end. Infinite means being all

middle. We have thus proved that an actual infinite is impossible,

whether as extension or number. And the Bible also alludes to the

finiteness of the universe in the words of Isaiah (40, 12): "Who hath

measured the waters in the hollow of his hand...," intimating that the

universe is capable of being measured.

We must prove next that no finite body can have an infinite power.

For let the line _ae_ ------------- be a finite line having an infinite

_a_ _b_ _c_ _d_ _e_

power. Divide into the several parts _ab_, _be_, _cd_, _de_, etc. If

every one of the parts has an infinite power, _ab_ has an infinite

power, _ac_ a greater infinite power, _ad_ a still greater, _ae_ a still

greater, and so on. But this is absurd, for there cannot be anything

greater than the infinite. It follows then that each of the parts has a

finite power; and as the sum of finites is finite, the line _ae_ also

has a finite power. All these principles we must keep in mind, for we

shall by means of them prove later the existence and incorporeality of

God.[235]

As the concepts of physics are essential for proving the existence of

God, so are the principles of psychology of importance in showing that

there are intermediate beings between God and the corporeal substances

of the world. These are called in the Bible angels. The philosophers

call them secondary causes.

Accordingly Ibn Daud follows his physical doctrines with a discussion of

the soul. There is nothing new in his proof that such a thing as soul

exists. It is identical with the deduction of Joseph Ibn Zaddik

(_supra_, p. 134). Stone and tree and horse and man are all bodies and

yet the last three have powers and functions which the stone has not,

_viz._, nutrition, growth and reproduction. Horse and man have in

addition to the three powers above mentioned, which they have in common

with tree, the powers of sensation and motion and imagination, which

plants have not. Finally man is distinguished above all the rest of

animal creation in possessing the faculty of intelligence, and the

knowledge of art and of ethical discrimination. All these functions

cannot be body or the result of body, for in that case all corporeal

objects should have all of them, as they are all bodies. We must

therefore attribute them to an extra-corporeal principle; and this we

call soul. As an incorporeal thing the soul cannot be strictly defined,

not being composed of genus and species; but we can describe it in a

roundabout way in its relation to the body. He then gives the

Aristotelian definition of the soul as "the [first] entelechy of a

natural body having life potentially" (_cf._ above, p. xxxv).

Like many of his predecessors who treated of the soul, Ibn Daud also

finds it necessary to guard against the materialistic theory of the soul

which would make it the product of the elemental mixture in the body, if

not itself body. This would reduce the soul to a phenomenon of the body,

or in Aristotelian terminology, an accident of the body, and would

deprive it of all substantiality and independence, not to speak of

immortality. How can that which is purely a resultant of a combination

of elements remain when its basis is gone? Accordingly Ibn Daud takes

pains to refute the most important of these phenomenalistic theories,

that of Hippocrates and Galen. Their theory in brief is that the

functions which we attribute to the soul are in reality the results of

the various combinations of the four elementary qualities, hot, cold,

moist, dry. The more harmonious and equable the proportion of their

union, the higher is the function resulting therefrom. The difference

between man and beast, and between animal and plant is then the

difference in the proportionality of the elemental mixture. They prove

this theory of theirs by the observation that as long as the mixture is

perfect the activities above mentioned proceed properly; whereas as soon

as there is a disturbance in the mixture, the animal becomes sick and

cannot perform his activities, or dies altogether if the disturbance is

very great. The idea is very plausible and a great many believe it, but

it is mistaken as we shall prove.

His refutation of the "accident" or "mixture" theory of the soul, as

well as the subsequent discussion of the various functions, sensuous and

rational, of the tripartite soul, are based upon Ibn Sina's treatment of

the same topic, and we have already reproduced some of it in our

exposition of Judah Halevi. We shall therefore be brief here and refer

only to such aspects as are new in Ibn Daud, or such as we found it

advisable to omit in our previous expositions.

His main argument against the materialistic or mechanistic theory of the

soul is that while a number of phenomena of the growing animal body can

be explained by reference to the form of the mixture in the elementary

qualities, not all aspects can be thus explained. Its growth and general

formation may be the result of material and mechanical causes, but not

so the design and purpose evident in the similarity, to the smallest

detail, of the individuals of a species, even when the mixture is not

identical. There is no doubt that there is wisdom here working with a

purpose. This is soul. There is another argument based upon the visible

results of other mixtures which exhibit properties that cannot be

remotely compared with the functions we attribute to the soul. The

animal and the plant exhibit activities far beyond anything present in

the simple elements of the mixture. There must therefore be in animals

and plants something additional to the elements of the mixture. This

extra thing resides in the composite of which it forms a part, for

without it the animal or plant is no longer what it is. Hence as the

latter is substance, that which forms a part of it is also substance;

for accident, as Aristotle says, is that which resides _in_ a thing but

not as forming a part of it.

We have now shown that the soul is substance and not accident. We must

still make clear in which of the four senses of the Aristotelian

substance the soul is to be regarded. By the theory of exclusion Ibn

Daud decides that the soul is substance in the sense in which we apply

that term to "form." The form appears upon the common matter and

"specifies" it, and makes it what it is, bringing it from potentiality

to actuality. It is also the efficient and final cause of the body. The

body exists for the sake of the soul, in order that the soul may attain

its perfection through the body. As the most perfect body in the lower

world is the human body, and it is for the sake of the soul, it follows

that the existence of the sublunar world is for the sake of the human

soul, that it may be purified and made perfect by science and moral

conduct.

While we have proved that soul is not mixture nor anything like it, it

is nevertheless true that the kind of soul bestowed upon a given body

depends upon the state of the mixture in the elementary qualities of

that body. Thus we have the three kinds of soul, vegetative, animal and

human or rational. We need not follow Ibn Daud in his detailed

descriptions of the functions of the several kinds of soul, as there is

little that is new and that we have not already met in Joseph Ibn Zaddik

and Judah Halevi. Avicenna (Ibn Sina) is the common source for Halevi

and Ibn Daud, and the description of the inner senses is practically

identical in the two, with the slight difference that Halevi attributes

to the "common sense" the two functions which are divided in Ibn Daud

between the common sense and the power of representation.

The soul is not eternal. It was created and bestowed upon body. When a

body comes into being, the character of its mixture determines that a

soul of a certain kind shall be connected with it. The other

alternatives are (1) that the soul existed independently before the

body, is then connected with the body and dies with the death of the

latter; or (2) it remains after the death of the body. The first

alternative is impossible; because if the soul is connected with the

body in order to die with it, its union is an injury to the soul, for in

its separate existence it was free from the defects of matter. The

second alternative is equally impossible; for if the soul was able to

exist without the body before the appearance of the latter and after its

extinction, of what use is its connection with the body? Far from being

of any benefit, its union with the body is harmful to the soul, for it

is obliged to share in the corporeal accidents. Divine wisdom never does

anything without a purpose.

The truth is that the soul does not exist before the body. It arises at

the same time as, and in connection with body, realizing and actualizing

the latter. Seed and sperm have in them the possibility of becoming

plant and animal respectively. But they need an agent to bring to

actuality what is in them potentially. This agent--an angel or a sphere,

or an angel using a sphere as its instrument--bestows forms upon bodies,

which take the places of the previous forms the bodies had. The sphere

or star produces these forms (or souls) by means of its motions, which

motions ultimately go back to the first incorporeal mover, by whose

wisdom forms are connected with bodies in order to perfect the former by

means of the latter.

Now the human soul has the most important power of all other animals,

that of grasping intelligibles or universals. It is also able to

discriminate between good and evil in conduct, moral, political and

economic. The human soul, therefore, has, it seems, two powers,

_theoretical_ and _practical_. With the former it understands the simple

substances, known as angels in the Bible and as "secondary causes" and

"separate intelligences" among the philosophers. By this means the soul

rises gradually to its perfection. With the practical reason it attends

to noble and worthy conduct. All the other powers of the soul must be

obedient to the behests of the practical reason. This in turn is

subservient to the theoretical, putting its good qualities at the

disposition of the speculative reason, and thus helping it to come into

closer communion with the simple substances, the angels and God. This is

the highest power there is in the _world of nature_.

We must now show that the rational power in man is neither itself body

nor is it a power residing in a corporeal subject. That it is not itself

body is quite evident, for we have proved that the lower souls too,

those of animals and plants, are not corporeal. But we must show

concerning the rational power that it is independent of body in its

activity. This we can prove in various ways. One is by considering the

object and content of the reason. Man has general ideas or universal

propositions. These are not divisible. An idea cannot be divided into

two halves or into parts. Reason in action consists of ideas. Now if

reason is a power residing in a corporeal subject, it would be divisible

like the latter. Take heat as an example. Heat is a corporeal power,

_i. e._, a power residing in a body. It extends through the dimensions of

the body, and as the latter is divided so is the former. But this is

evidently not true of general ideas, such as that a thing cannot both be

and not be, that the whole is greater than its part, and so on. Hence

the rational power is independent of body.

Ibn Daud gives several other proofs, taken from Aristotle and Avicenna,

to show that reason is independent, but we cannot reproduce them all

here. We shall, however, name one more which is found in the "De Anima"

of Aristotle and is based on experience. If the reason performed its

thinking by means of a corporeal organ like the external senses, the

power of knowing would be weakened when confronted with a difficult

subject, and would thereby be incapacitated from exercising its powers

as before. This is the case with the eye, which is dazzled by a bright

light and cannot see at all, or the ear, which cannot hear at all when

deafened by a loud noise. But the case of knowledge is clearly

different. The more difficult the subject the more is the power of the

reason developed in exercising itself therein. And in old age, when the

corporeal organs are weakened, the power of reason is strongest.

Although it is thus true that the rational soul is independent of the

body, nevertheless it did not exist before the body any more than the

lower souls. For if it did, it was either one soul for all men, or there

were as many souls as there are individual men. The first is impossible;

for the same soul would then be wise and ignorant, good and bad, which

is impossible. Nor could the separate souls be different, for being all

human souls they cannot differ in essence, which is their common

humanity. But neither can they differ in accidental qualities, for

simple substances have no accidents. They cannot therefore be either one

or many, _i. e._, they cannot be at all before body.

Nor must we suppose because the reason exercises its thought functions

without the use of a corporeal organ that it appears full fledged in

actual perfection in the person of the infant. Experience teaches

otherwise. The perfections of the human soul are in the child potential.

Later on by divine assistance he acquires the first principles of

knowledge about which there is no dispute, such as that two things equal

to the same thing are equal to each other, that two contrary predicates

cannot apply to the same subject at the same time in the same relation,

and so on. Some of these are the fundamental principles of mathematics,

others of other sciences. Then he progresses further and learns to make

premises and construct syllogisms and argue from the known to the

unknown. We have thus three stages in the development of the reason. The

first potential stage is known as the _hylic_ or _potential intellect_.

The second is known as the _actual intellect_, and the third is the

_acquired intellect_. If not for the body the person could not make this

progress. For without body there are no senses, and without senses he

would not see how the wine in the barrel ferments and increases in

volume, which suggests that quantity is accident and body is substance.

Nor would he learn the distinction between quality and substance if he

did not observe a white garment turning black, or a hot body becoming

cold. There is need therefore of the body with its senses to lead to a

knowledge of the universals. But this knowledge once acquired, the soul

needs not the body for its subsequent existence; and as the soul is not

a corporeal power, the death of the body does not cause the extinction

of the soul.

Some think that because the soul is the form of the body it is dependent

upon it and cannot survive it, as no other form survives its substance.

But this inference is not valid. For if the human soul is included in

the statement that no form survives its matter, we assume what we want

to prove, and there is no need of the argument. If it is not as a matter

of fact included, because it is the question at issue, its comparison

with the other observed cases is simply a matter of opinion and not

decisive.

The reader will see that the problem of the rational soul gave Ibn Daud

much concern and trouble. The pre-existence of the soul as Plato teaches

it did not appeal to him for many reasons, not the least among them

being the statement in Genesis (2, 7), "And God breathed into his

nostrils the breath of life," which seems to favor the idea of the soul

originating with the body; though, to be sure, a harmless verse of this

kind would not have stood in his way, had he had reason to favor the

doctrine of pre-existence. Immortality was also a dogma which he dared

not deny. The arguments against it seemed rather strong. From the

doctrine of the soul's origin with the body and its being fitted to the

material composition of the latter, would seem to follow the soul's

extinction with the death of the body. The same result was apparently

demanded by the observation that the intellect develops as the body

matures, and that without the senses and their data there would be no

intellect at all. The fluctuation of intellectual strength with the

state of bodily health would seem to tend to the same end, against the

doctrine of immortality. Moreover, the Aristotelian definition of the

soul as the entelechy or form of the body, if it applies to the rational

faculty as well as to the lower powers, implies necessarily that it is a

form like other forms and disappears with the dissolution of its

substance. To avoid all these pitfalls Ibn Daud insists upon the

incorporeal character of the reason's activity, _i. e._, its independence

of any corporeal organ, and its increasing power in old age despite the

gradual weakening of the body. He admits that its development is

dependent on the data of sense perception, but insists that this is not

incompatible with its freedom from the body when fully developed and

perfected. As for its being a form of body, not all forms are alike; and

it is not so certain that the rational power is a form of body. Neither

the difficulties nor the solution are of Ibn Daud's making. They are as

old as Aristotle, and his successors grappled with them as best they

could.

There is still the question of the manner of the soul's survival. The

same reasons which Ibn Daud brings forward against the possibility of

the existence of many souls before the body, apply with equal cogency to

their survival after death. If simple substances having a common essence

cannot differ either in essence or in accident, the human souls after

the death of the body must exist as one soul, and what becomes of

_individual_ immortality, which religion promises? Ibn Daud has not a

word to say about this, and it is one of the weak points religiously in

his system as well as in that of Maimonides, which the critics and

opponents of the latter did not fail to observe.

Before leaving the problem of the soul Ibn Daud devotes a word to

showing that metempsychosis is impossible. The soul of man is suited to

the character of his elemental mixture, which constitutes the

individuality of his body. Hence every individual's body has its own

peculiar soul. A living person cannot therefore have in him a soul

which formerly resided in a different body unless the two bodies are

identical in all respects. But in that case it is not transmigration but

the re-appearance of the same person after he has ceased to be. But this

has never yet happened.

Finally Ibn Daud finds it necessary to defend the Bible against those

who criticize the Jews on the ground that there is no mention of the

future world and the existence of the soul after death in the Biblical

writings. All the rewards and punishments spoken of in the Bible, they

say, refer to this world. His answer offers nothing new. Judah Halevi

had already tried to account for this phenomenon, besides insisting that

altogether devoid of allusion to the future world the Bible is not. Ibn

Daud follows in Halevi's footsteps (_cf._ above, p. 170).[236]

Abraham Ibn Daud closes the first, the purely scientific part of his

treatise, by a discussion of the heavenly spheres and their motions. In

accordance with the view of Aristotle, which was shared by the majority

of writers throughout the middle ages, he regards the spheres with their

stars as living beings, and their motions as voluntary, the result of

will and purpose, and not simply "natural," _i. e._, due to an

unconscious force within them called nature. One of his arguments to

prove this is derived from the superiority of the heavenly bodies to our

own. Their size, their brightness and their continued duration are all

evidence of corporeal superiority. And it stands to reason that as the

human body, which is the highest in the sublunar world, has a soul that

is nobler than that of plant or animal, so the heavenly bodies must be

endowed with souls as much superior to the human intellect as their

bodies are to the human body. The Bible alludes to this truth in the

nineteenth Psalm, "The heavens declare the glory of God.... There is no

speech nor language...." The last expression signifies that they praise

God with the intellect. There are other passages in the Bible besides,

and particularly the first chapter of Ezekiel, which make it clear that

the heavenly bodies are living and intelligent beings; not, to be sure,

in the sense of taking nourishment and growing and reproducing their

kind and making use of five senses, but in the sense of performing

voluntary motions and being endowed with intellect.[237]

We have now concluded our preliminary discussion of the scientific

principles lying at the basis of Judaism. And our next task is to study

the fundamental doctrines of Jewish theology which form the highest

object of knowledge, dealing as they do with God and his attributes and

his revelation. The first thing to prove then is the existence of God,

since we cannot define him. For definition means the designation of the

genus or class to which the thing defined belongs, whereas God cannot be

put in a class. As the essence of a thing is revealed by its definition,

we cannot know God's essence and are limited to a knowledge of his

existence.

The principles for this proof we have already given. They are that a

thing cannot move itself, and that an actual infinite series is

impossible. The argument then proceeds as follows: Nothing can move

itself, hence everything that moves is moved by something other than

itself. If this is also moving, it must be moved by a third, and so on

_ad infinitum_. But an actual infinite series of things moving and being

moved is impossible, and unless we ultimately arrive at a first link in

this chain, all motion is impossible. Hence there must be a first to

account for the motion we observe in the world. This first must not

itself be subject to motion, for it would then have to have another

before it to make it move, and it would not be the first we supposed it

to be. We have thus proved, therefore, the existence of a _primum movens

immobile_, a first unmoved mover.

We must now show that this unmoved mover is incorporeal. This we can

prove by means of another principle of physics, made clear in the first

part. We showed there that a finite body cannot have an infinite power.

But God is infinite. For, being immovable, his power is not affected by

time. Hence God cannot be body.

This proof, as we said before, is new in Jewish philosophy. In Bahya we

found a proof which bears a close resemblance to this one (_cf._ above,

p. 87); but the difference is that Bahya argues from being, Ibn Daud

from motion. Bahya says if a thing is, some cause must have made it to

be, for a thing cannot make itself. As we cannot proceed _ad infinitum_,

there must be a first which is the cause of the existence of everything

else. The objection here, of course, is that if a thing cannot make

itself, how did the first come to be.

The Aristotelian proof of Ibn Daud knows nothing about the origin of

being. As far as Aristotle's own view is concerned there is no

_temporal_ beginning either of being or of motion. Both are eternal, and

so is matter, the basis of all genesis and change. God is the eternal

cause of the eternal motion of the world, and hence of the eternal

genesis and dissolution, which constitutes the life of the sublunar

world. How to reconcile the idea of eternal time and eternal motion with

the doctrine that an actual infinite is impossible we shall see when we

treat Maimondes (p. 251). Ibn Daud does not adopt eternity of motion

even hypothetically, as Maimonides does. But this merely removes the

difficulty one step. For the infinity which is regarded impossible in

phenomena is placed in God. But another more serious objection is the

adoption of an Aristotelian argument where it does not suit. For the

argument from motion does not give us a creator but a first mover. For

Aristotle there is no creator, and his proof is adequate. But for Ibn

Daud it is decidedly inadequate. We are so far minus a proof that God is

a creator _ex nihilo_. Ibn Daud simply asserts that God created matter,

but this argument does not prove it. As to the incorporeality of God

Aristotle can prove it adequately from the eternity of motion. If a

finite body (and there is no such thing as an infinite body) cannot have

an infinite power, God, whose causing eternal motion argues infinite

power, is not a body. Ibn Daud's attempt to prove God's infinity without

the theory of infinite motion on the ground that time cannot affect what

is immovable, is decidedly less satisfactory. On the whole then this

adoption of Aristotle's argument from motion is not helpful, as it leads

to eternity of matter, and God as the mover rather than the Creator.

Gersonides was frank enough and bold enough to recognize this

consequence and to adopt it. We shall see Maimonides's attitude when we

come to treat of his philosophy.

Ibn Daud may have been aware of the inadequacy of his argument from

motion, and therefore he adds another, based upon the distinction

between the "possible existent" and the "necessary existent"--a

distinction and an argument due to Alfarabi and Avicenna. A possible

existent is a thing whose existence depends upon another, and was

preceded by non-existence. It may exist or not, depending upon its

cause; hence the name _possible_ existent. A necessary existent is one

whose existence is in itself and not derived from elsewhere. It is a

necessary existent because its own essence cannot be thought without

involving existence. Now the question is, Is there such a thing as a

necessary existent, or are all existents merely possible? If all

existents are possible, we have an infinite series, every link of which

is dependent for its existence upon the link preceding it; and so long

as there is no first there is nothing to explain the existence of any

link in the chain. We must therefore assume a first, which is itself not

again dependent upon a cause prior to it. This is by definition a

necessary existent, which is the cause of the existence of everything

else. This proof is compatible with God as a Creator.

Having shown the existence and incorporeality of God we must now prove

his unity. We shall base this proof upon the idea of the necessary

existent. Such an existent cannot have in it any multiplicity; for if it

has, its own essence would not be able to keep the elements together,

and there would be need of an external agent to do this. But in this

case the object would be dependent upon something else, which is

incompatible with the idea of a necessary existent.

Nor is it possible there should be two necessary existents; for the

necessary existent, we have just shown, must be of the utmost

simplicity, and hence cannot have any attribute added to its essence.

Now if there is a second, there must be something by which the first

differs from the second, or they are identical. Either the first or the

second therefore would not be completely simple, and hence not a

necessary existent.

We have thus shown that God is one both in the sense of simple and in

the sense of unique. To have a clear insight into the nature of his

unity, we must now show that nothing else outside of God is really one,

though we apply the term one to many things. No one will claim that a

collective is one; but neither is an individual really one, for an

individual man, for example, consists of many organs. You might think

that a homogeneous and continuous elementary mass like air or water is

one. But this is not true either, for everything that is corporeal is

composed of matter and form. If then we set aside corporeal objects and

aim to find real unity in mathematical entities like line and surface,

which are not corporeal, we are met with the difficulty that line and

surface are divisible, and hence potentially multiple. But neither are

the simple intellectual substances, like the angels, true ones; for they

are composed of their own possible existence and the necessary

existence they acquire from another. The only being therefore that may

be a true one is that which is not corporeal and not dependent upon

another for its existence.

Considering the question of unity from a different aspect, in its

relation, namely, to the thing designated as one, we find that unity

never forms the essence of anything called by that name; but is in every

case an accident. Thus if it were the essence of man as man that he is

one, there could not on the one hand be many men, and on the other there

could not also at the same time be one horse, one tree, one stone. In

God his unity cannot be an accident, since as simple he has no

accidents. Hence his unity is his essence. And if we examine the matter

carefully we find that it is a negative concept. It involves two things.

First, that every other unity involves plurality in some form or

another. And second that being unlike anything else, he cannot bear

having other things associated with him to make the result many, as we

can in the case of man. A, for example, is one; and with B, C, and D he

becomes many. This is not applicable to God.[238]

The divine attributes form the next topic we must consider. Here Ibn

Daud offers little or nothing that is essentially new. He admits neither

essential nor accidental attributes, for either would bring plurality

and composition in the nature of God. The only attributes he admits are

negative and relative. When we speak of God as cause we do not place any

special entity in his essence, but merely indicate the dependence of

things upon him. The truest attributes are the negative, such as that he

is not body, that his existence is not dependent upon another, and so

on; the only difficulty being that negative attributes, though removing

many doubts, do not give us any positive information. All the

anthropomorphic attributes in the Bible endowing God with human

functions like sleeping and waking, or ascribing to him human limbs,

eyes, ears, hands, feet, etc., must be understood metaphorically. For

the Bible itself warns us against corporealizing God, "Take ye therefore

good heed unto yourselves; for ye saw no manner of form on the day that

the Lord spake unto you in Horeb" (Deut. 4, 15). When the Bible speaks

of God's anger and favor, the meaning is that good deeds bring man near

to God and cause happiness which is known as paradise ("Gan Eden"), and

bad deeds remove far away from God and lead to misfortune, called

Gehenna. It is like the apparent motion of the trees and the mountains

to the traveller, when in reality it is he that is moving. So here God

is said to approach and depart, to be angry with and favor, when in

reality it is man who by his deeds comes near to God or departs far from

him. When we assign many attributes to God we do not mean that there is

any multiplicity in his nature. This cannot be. It is like the case of a

man whose eyes are not properly co-ordinated. He sees double when there

is only one. So we too suffer from intellectual squinting, when we seem

to see many attributes in the one God.

The most common and most important attributes are the following eight:

One, existent, true, eternal, living, knowing, willing, able. It can be

easily shown (and Ibn Daud does proceed to show, though we shall not

follow him in his details) that all these are at bottom negative. Unity

means that there is nothing like him and that he is indivisible. Eternal

means he is not subject to change or motion. True means he will never

cease existing and that his existence does not come from another, and so

on with the rest.

He closes his discussion of the attributes by intimating that he has

more to say on this topic, but had better be content with what has been

said so far, for a more thorough discussion of these matters in a book

might do harm to those who do not understand and interpret the author's

words incorrectly. This reminds us of Maimonides's adjuration of the

reader to keep what he finds in the "Guide of the Perplexed" to himself

and not to spread it abroad. Philosophy clearly was a delicate subject

and not meant for intellectual babes, whose intellectual digestion might

be seriously disturbed.[239]

We have now concluded our theory of God and his attributes; and in doing

so we made use of principles of physics, such as matter and form,

potentiality and actuality, motion and infinity. The next step is to

prove the existence and nature of intermediate spiritual beings between

God and the corporeal objects of the superlunar and sublunar worlds,

called angels in the Bible, and secondary causes by the philosophers.

For this purpose we shall have to apply the principles we have proved

concerning the soul and the motions of the heavenly bodies. We have

proved above that the human soul is at first in the child intelligent

potentially and then becomes intelligent actually. This requires an

agent, in whom the end to which the potential is proceeding is always

actual. As the rational soul is neither body nor a corporeal power, this

actual agent cannot be either of these, hence it is neither a sphere nor

the soul of a sphere, but it must be a simple substance called _Active

Intellect_. The prophets call it "Holy Spirit" ("Ruah Ha-Kodesh"). We

thus have a proof of the existence of at least one such simple

intellectual substance, or angel, the relation of which to the human

soul is as that of light to vision. Without light vision is potential,

light makes it actual. So the active intellect makes the potential soul

actual and gives it first the axioms, which are universally certain, and

hence could not have originated by induction from experience.

Similarly we can prove the existence of other simple substances from the

motions of the heavenly spheres. We have already shown that the spheres

are living beings and endowed with souls. But souls, while causing

motion in their bodies are at the same time themselves in a sort of

psychic motion. This must be caused by unmoved movers, or intellects,

who are also the causes of the souls. To make this difficult matter

somewhat clearer and more plausible, we may instance an analogy from

familiar experience. A ship is made by the shipbuilder, who is its

corporeal cause. But there is also an incorporeal cause, likewise a

ship, _viz._, the ship in the mind of the shipbuilder. The analogy is

imperfect, because the incorporeal ship in the mind of the builder

cannot produce an actual corporeal ship without the builder employing

material, such as wood, iron, etc., and in addition to that expending

time and physical exertion on the material. But if he had the power to

give the form of a ship to the material as soon as the latter was

prepared for it without time and physical manipulation, we should have

an instance of what we want to prove, namely, the existence of simple

immaterial substances causing forms to emanate upon corporeal

existences. This is the nature of the active intellect in its relation

to the soul of man, and it is in the same way that the philosophers

conceive of the motions of the heavenly spheres. God is the first

unmoved mover. The angels or simple substances stand next to him; and

they, too, are always actual intelligences, and move the heavenly bodies

as the object of love and desire moves the object loving it without

itself being moved. The heavenly bodies move therefore because of a

desire to perfect themselves, or to become like unto their movers.

So far Ibn Daud agrees with the philosophers, because the doctrines so

far expounded are not incompatible with the Bible. But when the

philosophers raise the question, How can the many originate from the

One, the manifold universe from the one God, and attempt to answer it by

their theory of successive emanations, Ibn Daud calls a halt. The human

mind is not really so all-competent as to be able to answer all

questions of the most difficult nature. The doctrine of successive

emanations is that elaborated by Alfarabi and Avicenna, which we have

already seen quoted and criticized by Judah Halevi (_cf._ above, p. 178

f.). It is slightly more complicated in Ibn Daud, who speaks of the

treble nature of the emanations after the first Intelligence--an

intelligence, a soul and a sphere--whereas in Halevi's account there

were only two elements, the soul not being mentioned.[240]

We have so far dealt with the more theoretical part of theology and

religion, so much of it as may be and is accepted by nations and

religions other than Jews. It remains now to approach the more practical

and the more specifically Jewish phases of religion; though in the

purely ethical discussions and those relating to Providence we have once

more a subject of general application, and not exclusively Jewish.

As the introduction to this second part of the subject, Abraham Ibn Daud

devotes a few words to the theoretical defence of tradition, or rather

of mediate knowledge. He does so by analyzing the various kinds of

knowledge. Knowledge, he says, is either intelligible or sensible.

Sensible knowledge is either directly perceived by the subject or

received by him from another who perceived it directly, and whom he

believes or not as the case may be. That is why some things believed by

some people are not believed by others. The ignorant may think that this

weakness is inherent in matters received from others. As a matter of

fact such indirect knowledge is at the basis of civilization and makes

it possible. If every man were to judge only by what he sees with his

own eyes, society could never get along; there would be no way of

obtaining justice in court, for the judge would not put credence in

witnesses, and the parties would have to fight out their differences,

which would lead to bloodshed and the disruption of social life. The

different attitude of different persons to a given matter of belief is

due not necessarily to the uncertainty of the thing itself, but to the

manner in which the object of the belief came down to us. If a thing

rests upon the testimony of one man, its warrant is not very strong. But

if a whole nation witnessed an event, it is no longer doubtful, unless

we suppose that the account itself is due to one writer, and the event

never happened. We shall discuss these matters in the sequel.[241]

Having justified in a general way the knowledge derived from the

testimony of others by showing that society could not exist without

depending upon such knowledge; though admitting at the same time that

caution should be exercised and criticism in determining what

traditional testimony is valid or not, we now take up one of these

traditional phenomena which plays perhaps the most important rôle in

Jewish theology, namely, the phenomenon of prophecy. Before discussing

the traditional aspect of this institution and its purpose in the

history of religion we must consider it from its natural and

psychological aspect.

The explanation of Ibn Daud--it was not original with him, as we have

already seen the non-religious philosopher in Halevi's Cusari giving

utterance to the same idea, and in Jewish philosophy Israeli touches on

it--the explanation of Ibn Daud is grounded in his psychology, the

Aristotelian psychology of Avicenna. The first degree of prophecy, he

says, is found in true dreams, which happen to many people. Just as

waking is a state of the body in which it uses the external as well as

the internal senses, so sleeping is a state of the body in which the

soul suppresses the external senses by putting them to sleep, and

exercises its "natural" powers only, such as the beating of the heart

pulse, respiration, and so on. The internal senses are also at work

during sleep, or at least some of them. In particular the power of

imagination is active when the external senses are at rest. It then

makes various combinations and separations and brings them to the common

sense. The result is a dream, true or false. When the senses are weak

for one reason or another this power becomes active and, when not

controlled by the reason, produces a great many erroneous visions and

ideas, as in the delusions of the sick.

The Deity and the angels and the Active Intellect have a knowledge of

the past, present and future, and we already know that the soul, _i. e._,

the rational soul, receives influence from the Active Intellect as

a natural thing in every person. Now just as it gets from it science and

general ideas, so it may receive a knowledge of hidden things if the

soul is adequately prepared. The reason it cannot receive information of

hidden things from the Active Intellect in its waking state, is because

the soul is then busy in acquiring knowledge through the senses. In

sleep, too, it may be prevented by the thick vapors rising from the food

consumed during the day, or by anxiety due to want of food or drink. The

imagination also sometimes hinders this process by the constant

presentation of its foolish combinations to the common sense. But

sometimes this power comes under the control of the reason, and then the

rational soul is prepared to receive hidden things from the Active

Intellect. In those cases the imagination transforms these facts into

images, which are true dreams. If they concern an individual or a

particular event, we do not call them prophecy, or at least the share of

prophecy they may have is very small. We call them prophetic dreams when

they concern important matters and have reference to a whole nation or

nations, and come to pass in the distant future. An example of such a

dream is that recorded in Daniel 7, 1.

Sometimes the information comes to the prophet without the aid of an

image, when the reason prevails over the imagination, like the dream of

Abraham at the "covenant of the pieces" (Gen. 15, 12ff.). Sometimes,

also, the activity of the senses does not prevent the prophet from

seeing the hidden things of the future, and he receives prophetic

inspirations while awake. The prophet sometimes faints as he is overcome

by the unusual phenomenon, at other times he succeeds in enduring it

without swooning. All these cases can be illustrated from the Bible, and

examples will readily occur to the reader who is familiar with the

various instances and descriptions of prophetic visions and activities

in Scripture.

The purpose of prophecy is to guide the people in the right way. With

this end in view God inspires a proper man as a prophet and gives him

superior powers to perform miracles. Not every man is capable of

prophecy, only one who has a pure soul. For the most part the prophetic

gift is innate, at the same time study and good associations help to

develop this power in him who has it. Witness the "company of prophets,"

whose example inspired Saul (1 Sam. 19, 20), and Elisha as the disciple

of Elijah.

While we thus see Ibn Daud, unlike Halevi, adopting the philosophical

explanation of prophecy, which tries to bring it within the class of

natural psychological phenomena and relates it to dreams, he could not

help recognizing that one cannot ignore the supernatural character of

Biblical prophecy without being untrue to the Bible. He accordingly adds

to the above naturalistic explanation a number of conditions which

practically have the effect of taking the bottom out of the

psychological theory. If Judah Halevi insists that only Israelites in

the land of Palestine and at the time of their political independence

had the privilege of the prophetic gift, we realize that such a belief

is of the warp and woof of Halevi's innermost sentiment and thinking,

which is radically opposed to the shallow rationalism and superficial

cosmopolitanism of the "philosophers" of his day. But when the champion

of Peripateticism, Abraham Ibn Daud, after explaining that prophecy is

of the nature of true dreams, and though in most cases innate, may be

cultivated by a pure soul through study and proper associations--repeats

with Judah Halevi that the time and the place are essential conditions

and that Israelites alone are privileged in this respect, he is giving

up, it seems to us, all that he previously attempted to explain. This is

only one of the many indications which point to the essential

artificiality of all the mediæval attempts to harmonize a given system

of philosophy with a supernaturalistic standpoint, such as is that of

the Bible. It is not in this way that the Bible is to be saved if it

needs saving.[242]

The next practical question Ibn Daud felt called upon to discuss was

that of the possibility of the Law being repealed, abrogated or altered.

This he found it necessary to do in order to defend the Jewish

standpoint against that of Christianity in particular. How he will

answer this question is of course a foregone conclusion. We are only

interested in his manner of argument. He adopts a classification of long

standing of the Biblical laws into rational and traditional. The first,

he says, are accepted by all nations and can never be changed. Even a

band of thieves, who disregard all laws of right and wrong as they

relate to outsiders, must observe them in their own midst or they

cannot exist. These laws bring people of different nationalities and

beliefs together, and hence there can be no change in these. Nor can

there be any alteration in that part of the Law which is historical in

content. An event of the past cannot be repealed.

It only remains therefore to see whether abrogation may possibly be

compatible with the nature of the traditional or ceremonial laws.

Without arguing like the philosophers that change of a divine law is

incompatible with the nature of God, which is unchangeable, our sages

nevertheless have a method of explaining such phrases as, "And it

repented the Lord that he had made man" (Gen. 6, 6), so as to reconcile

the demands of reason with those of tradition. Now if there were laws of

the traditional kind stated in the Bible without any indication of time

and without the statement that they are eternal, and afterwards other

laws came to change them, we should say that the Lord has a certain

purpose in his laws which we do not know, but which is revealed in the

new law taking the place of the old. But as a matter of fact the Bible

states explicitly in many cases that the laws are not to be changed, "A

statute for ever throughout your generations" (Num. 10, 8, and

_passim_). Arguments from phrases like, "Your new moons and your

appointed feasts my soul hateth, etc." (Is. 1, 14), have no validity,

for there is no indication here that sacrifices are abolished. The

meaning of Isaiah is that sacrifices in conjunction with wrong living

are undesirable.

Our opponents also argue that Biblical expressions to the effect that

the laws are eternal prove nothing, for we know of similar instances in

which promises have been withdrawn as in the priesthood of Eli's family

and the royalty of the house of David, where likewise eternity is

mentioned. We answer these by saying, first, that in David's case the

promise was withdrawn only temporarily, and will return again, as the

Prophets tell us. Besides the promise was made only conditionally, as

was that made to Eli. But there is no statement anywhere that the Law is

given to Israel conditionally and that it will ever be taken away from

them.

The claim of those who say that the laws of the Old Testament were true,

but that they were repealed and the New Testament took its place, we

meet by pointing to a continuous tradition against their view. We have

an uninterrupted tradition during two thousand four hundred and

seventy-two years that there was a man Moses who gave a Law accepted by

his people and held without any break for two thousand four hundred and

seventy-two years. We do not have to prove he was a genuine prophet

since they do not deny it.

Some of them say that in the captivity in Babylon the old Law was

forgotten and Ezra made a new law, the one we have now. This is absurd.

The law could not have been forgotten, for the people did not all go

into captivity at one time. They were not all put to death; they were

led into exile in a quiet fashion, and there were great men among them

like Hananiah, Mishael, Azariah, Daniel and others who surely could not

have forgotten the Law. Besides Ezra could never have had the consent of

all the people scattered everywhere if he had made a law of his own. As

a matter of fact the Law as we have it is the same in all details

throughout the world.[243]

The next problem we must consider is the perennial one--the problem of

evil and of freedom. It is the purpose of the entire book, as Ibn Daud

tells us in his introduction.

The further a thing is removed from matter the more perfect is its

knowledge. For, as we have already said, it is matter that hinders

knowledge. All defect and evil is the result of the potential. Hence the

farther a thing is removed from potentiality the more perfect it is and

the freer it is from defect. God's essence is the most perfect thing

there is; and as he knows his essence, his is the most perfect

knowledge. God knows, too, that his perfection is not stationary in him,

but that it extends and communicates itself to all other things in

order. And the further a thing is from him the less is its perfection

and the greater is its imperfection. We have thus a graduated series, at

one end the most perfect being, at the other the least perfect, _viz._,

matter.

Now it is impossible from any point of view, either according to reason

or Bible or tradition, that evil or defect should come from God. Not by

reason, for two contradictories in the same subject are impossible. Now

if good and evil both came from God, he would have to be composite just

like man, who can be the cause of good and evil, the one coming from his

rational power, the other from the spirited or appetitive. But God is

simple and if evil comes from him, good cannot do so, which is absurd.

Besides, the majority of defects are privational in character and not

positive, like for example darkness, poverty, ignorance, and so on,

which are not things, but the negations of light, wealth, wisdom,

respectively. Being negative, not positive, they are not _made_ by any

body.

One may argue that it is in the nature of man that he should have

understanding and perfection; and if God deprives him of it, he does

evil. The answer is that the evil in the world is very small in

comparison with the good. For evil and defect are found only in things

composed of the elements, which have a common matter, receiving forms in

accordance with the mixture of the elementary qualities in the matter.

Here an external cause sometimes prevents the form from coming to the

matter in its perfection. The seed, for example, depends upon the

character of the soil which it finds for its growth. Now it does not

follow that God was bound to give things the highest perfection

possible. For in that case all minerals would be plants, all plants

animals, all animals men, all men angels; and there would be no world,

but only God and a few of the highest angels. In order that there shall

be a world, it was necessary to make a graduated series as we actually

have it. And as a matter of fact the very defects in the material

composites are a good when we have in view not the particular thing but

the whole. Thus if all men were of a highly intellectual type, there

would be no agriculture or manual labor.

Now there are men whose temperament is such that they cannot distinguish

between right and wrong, and they follow their inclinations. To

counteract these bad qualities God gave his commandments and warnings.

This shows that it is not impossible to oppose these evil tendencies,

for in that case the commandments would be useless. The acts of man come

neither under the category of the _necessary_, nor under that of the

_impossible_, but under the category of the _possible_.

There are two senses in which we may understand the term possible. A

thing may be possible subjectively, _i. e._, in relation to our

ignorance, though objectively it may be necessary and determined. Thus

we in Spain do not know whether the king of Babylon died to-day or not;

and so far as we are concerned, it is possible that he is dead or that

he is alive. In reality it is not a question of possibility but of

necessity. God knows which is true. The same thing applies to the

occurrence of an eclipse in the future for the man who is ignorant of

astronomy. Such possibility due to ignorance does not exist in God.

But there is another sense of the word possible; the sense in which an

event is objectively undetermined. An event is possible if there is

nothing in the previous chain of causation to determine the thing's

happening in one way rather than another. The result is then a matter of

pure chance or of absolute free will. Now God may make a thing possible

in this objective sense, and then it is possible for him also. If you

ask, but is God then ignorant of the result? We say, this is not

ignorance. For to assume that it is, and that everything should be

determined like eclipses, and that God cannot create things _possible_,

means to destroy the order of the world, of this world as well as the

next. For why shall man engage in various occupations or pursue definite

lines of conduct since his destiny is already fixed?

The truth of the matter is that there are several orders of causes. Some

are directly determined by God, and there is no way of evading them;

others are entrusted to nature, and man is able to enjoy its benefits

and avoid its injuries by proper management. A third class contains the

things of chance, and one may guard against these also. So we are bidden

in the Bible to make a parapet on the roofs of our houses to guard

against the possibility of falling down. Finally there is the fourth

class, those things which depend upon the free choice of the individual.

Right and wrong conduct are matters of choice, else there would be no

use in prophets, and no reward and punishment. When a person makes an

effort to be good, his desire increases, and he obtains assistance from

the angels.

Since freedom is supported by reason, Scripture and tradition, the

passages in the Bible which are in favor of it should be taken

literally, and those against it should be interpreted figuratively. When

the Bible says that God hardened Pharaoh's heart, it means simply that

Pharaoh was allowed to proceed as he began. All the ancient sages of our

nation were in favor of freedom.[244]

If we compare the above discussion of the problem of freedom with that

of Judah Halevi (above, p. 171), we see that Ibn Daud is more

consistent, whatever we may think of his success in solving the

insoluble problem. He frankly insists on the absolute freedom of the

will and on the reality of the objectively contingent, not shrinking

before the unavoidable conclusion that the events which are the results

of such freedom or chance are no more known beforehand to God than they

are to man. And he tries to avoid the criticism of attributing

imperfection to God by insisting that not to be able to foretell the

contingent is not ignorance, and hence not an imperfection. The reader

may think what he pleases of this defence, but there seems to be a more

serious difficulty in what this idea implies than in what it explicitly

says.

If the contingent exists for God also, it follows that he is not the

complete master of nature and the world. To say as Ibn Daud does that

God made the contingent, _i. e._, made it to be contingent, sounds like

a contradiction, and reminds one of the question whether God can make a

stone so big that he cannot lift it himself.

His proofs in favor of freedom and the contingent are partially

identical with those of Judah Halevi, but in so far as he does not

explicitly admit that the will may itself be influenced by prior causes

he evades, to be sure, the strongest argument against him, but he does

so at the expense of completeness in his analysis. Halevi is less

consistent and more thorough, Ibn Daud is more consistent, because he

fails to take account of real difficulties.

In the final outcome of their respective analyses, Halevi maintains

God's foreknowledge at the expense of absolute freedom, or rather he

does not see that his admissions are fatal to the cause he endeavors to

defend. Ibn Daud maintains absolute freedom and frankly sacrifices

foreknowledge; though his defence of freedom is secured by blinding

himself to the argument most dangerous to that doctrine.

Abraham Ibn Daud concludes his "Emunah Ramah" by a discussion of ethics

and the application of the principles thus discovered to the laws of the

Bible. He entitles this final division of his treatise, "Medicine of the

Soul," on the ground that virtue is the health of the soul as vice is

its disease. In his fundamental ethical distinctions, definitions and

classifications he combines Plato's psychology and the virtues based

thereon with the Aristotelian doctrine of the mean, which he also

applies in detail. He omits wisdom as one of the Platonic virtues and,

unlike Plato for whom justice consists in a harmony of the other three

virtues and has no psychological seat peculiar to it, Ibn Daud makes

justice the virtue of the rational soul.

The end of practical philosophy is, he says, happiness. This is

attained, first, by good morals; second, by proper family life; and

third, by means of correct social and political conduct.

The human soul consists of three principal faculties, vegetative,

animal, rational. Corresponding to these the principal virtues and vices

are also three. The vegetative power, whose functions are nourishment,

growth and reproduction, is related to appetite, and is called the

appetitive soul. The animal power as being the cause of sensation,

voluntary motion, cruelty, revenge, mercy and kindness, is called the

spirited soul, because these qualities are dependent upon the energy or

weakness of the spirit. The rational power has two aspects. One is

directed upwards and is the means of our learning the sciences and the

arts. The other aspect is directed downwards, and endeavors to control

(successfully or not as the case may be), the two lower powers of the

soul, guarding them against excess and defect. This function we call

conduct, and virtue is the mean between the two extremes of too much and

too little. The mean of the appetitive power is temperance; of the

spirited power, bravery and gentleness; of the rational soul,

justice.[245]

Justice consists in giving everything its due without excess or defect.

Justice is therefore the highest of all qualities, and is of value not

merely in a person's relations to his family and country, but also in

the relations of his powers one to another. The rational power must see

to it that the two lower faculties of the soul get what is their due, no

more and no less. This quality has an important application also in the

relations of a man to his maker. It is just that a person should requite

his benefactor as much as he received from him, if possible. If he

cannot do this, he should at least thank him. Hence the reason for

divine worship, the first of commandments. This quality, the greatest of

men possessed in the highest degree. Moses "said to him that did the

wrong, wherefore smitest thou thy fellow?" (Ex. 2, 13). And when the

shepherds came and drove away the daughters of the priest of Midian,

"Moses stood up and helped them, and watered their flock" (_ib._ 17).

This is the reason why God sent him to deliver Israel.

God showed the care he had of his nation by revealing himself to them,

and thus showing them the error of those who think that God gave over

the rule of this world to the stars, and that he and the angels have no

further interest in it. Hence the first commandment is "I am the Lord

thy God," which is followed by "You shall have no other gods," "Thou

shalt not take the name of the Lord thy God in vain" (Ex. 20, 2ff.).

"Remember the Sabbath day" is for the purpose of condemning the belief

in the eternity of the world, as is evident from the conclusion, "For in

six days the Lord made heaven and earth, the sea, and all that in them

is...." (_ib._ 11). "Honor thy father and thy mother" (_ib._ 12) is

intended to inculcate the duty of honoring the cause of one's being,

including God. Thus the first five commandments all aim to teach the

revelation and Providence of God. The rest deal with social and

political conduct, especially the last one, "Thou shalt not covet,"

which is important in the preservation of society.

The commandment to love God involves the knowledge of God, for one

cannot love what one does not know. A man must know therefore God's

attributes and actions. He must be convinced likewise that no evil comes

from God, or he cannot love him as he should. He may fear him but not

with the proper fear. For there are two kinds of fear, and the one that

is commanded is fear of majesty and awe, not fear of punishment.

Divine service means not merely prayer three times a day, but constant

thought of God. To develop and train this thought of God in us we are

commanded to put on phylacteries and fringes, and to fasten the

"mezuzah" to our door posts. For the same reason we celebrate the

festivals of Passover, Tabernacles, Hanukkah and Purim, as a remembrance

of God's benefits to our people. All these observances are ultimately

based upon the duty of thanking our benefactor, which is part of

justice, the highest of the virtues.

Among moral virtues we are also commanded to practice suppression of

anger, and its inculcation is emphasized by making it a divine

attribute, "The Lord, the Lord, a God full of compassion and

gracious...." (Ex. 34, 6). Other virtues of the same kind are, not to

repay evil for evil, not to be jealous, to practice humility like Moses,

and so on. In fact all the virtues laid down by ethical philosophers are

found better expressed in the Bible.

In respect to family virtues, we are bidden to care for and protect the

members of our family, wife, children and slaves. Of social virtues we

have love of our neighbor, honesty in dealing, just weights and

measures, prohibition of interest and of taking a pledge from the poor,

returning a find to the loser, and a host of other teachings.

There are, however, some of the traditional laws, the purpose of which

is not known, especially the details of sacrifices and the like. In

explanation of these we must say that the law consists of a rule of life

composed of several parts. First is belief; second, moral qualities;

third, family life; fourth, social and political life; fifth, the

commandments above referred to, which we shall characterize as dictated

by divine wisdom, though we do not understand them. Not all the parts of

the Law are of the same order of value. The fundamental portion and the

most important is that dealing with belief. Next in importance are the

laws governing social and moral conduct, without which society is

impossible. That is why all nations agree about these; and there is

honesty even among thieves. The last class of commandments, whose

purpose is not known, are the least in importance, as is clear also from

statements in the Bible, such as, "I spake not unto your fathers, nor

commanded them in the day that I brought them out of the land of Egypt,

concerning burnt offerings or sacrifices...." (Jer. 7, 22). At the same

time we cannot deny that there are some reasons for their observance.

Thus sacrifice leads to repentance as a result of reflection, even if

the person does not confess his sin, as he is bidden to do in certain

cases.

In fact there is one aspect which gives this class of commandments even

greater importance than the social duties. It is the principle of

implicit obedience even when we do not see the value of the commandment.

I do not mean that a man should not study science, particularly what

concerns the knowledge of God. This is not to be recommended. But when a

man is convinced that there is such a thing as genuine prophecy, showing

God's providence, as we see in the case of Moses who delivered his

nation, performed wonders for them and was always honored and

believed--he should not balk at the acceptance of some laws given by

such a divine man simply because he does not understand them. Abraham is

a good example. For when God promised him that Isaac would become a

great nation, and then commanded him to sacrifice his only child, he did

not ask any questions and was ready to do God's behest. His example is

meant to be followed by all. This is the purpose of these subtle

commandments, which are made with wisdom. Through them we may see the

difference between belief and unbelief.[246]

The above discussion is extremely typical of the rationalistic attitude

of Ibn Daud and his school, which includes such men as Maimonides,

Gersonides and others. Reason, theory, science, explanation--these are

the important considerations in things philosophical, as well as things

religious. Theory is more important than practice, and belief stands

higher than mere conduct. No wonder that Maimonides was not satisfied

until he elaborated a creed with a definite number of dogmas. Dogmas and

faith in reason go together. It is the mystic who is impatient of

prescribed generalities, for he is constantly refreshed by the living

and ever flowing stream of individual experience. The rationalist has a

fixed unchangeable Idea or reason or method, whose reality and value

consists in its unity, permanence and immutability. In favor of this

hypostatised reason, the rationalist Ibn Daud is ready to sacrifice so

fundamental an institution as sacrifice in the face of the entire book

of Leviticus, pretending that a single verse of Jeremiah entitles him to

do so. But the Jew Ibn Daud in the end asserted himself, and he finds it

necessary to admit that in a sense these non-rational laws may be of

even greater importance than the rational; not, however, as a simple

believer might say, because we must not search the wisdom of God, but

for the reason that unreasoned obedience is itself a virtue.

In conclusion we remind the reader that Ibn Daud was the precursor of

Maimonides, touching upon, and for the most part answering every

question treated by his more famous successor. Ibn Daud was the first to

adopt Aristotelianism for the purpose of welding it with Judaism. He

showed the way to follow. Maimonides took his cue from Ibn Daud and

succeeded in putting the latter in the shade. Historic justice demands

that Ibn Daud be brought forward into the light and given the credit

which is deservedly his due.

A History of Mediaeval Jewish Philosophy · 第 12 / 20 章