CHAPTER VI

BAHYA IBN PAKUDA

All that is known of the life of Bahya ben Joseph ibn Pakuda is that he

lived in Spain and had the office of "Dayyan," or judge of the Jewish

community. Not even the exact time in which he lived is yet determined,

though the most reliable recent investigations make it probable that he

lived after Gabirol and was indebted to the latter for some of his views

in philosophy as well as in Ethics.[106] So far as traditional data are

concerned we have equally reliable, or rather equally unreliable

statements for regarding Bahya as an older contemporary of Gabirol

(eleventh century), or of Abraham ibn Ezra (1088-1167). Neither of these

two data being vouched for by any but their respective authors, who

lived a long time after Bahya, we are left to such indirect evidence as

may be gathered from the content of Bahya's ethical work, the "Duties of

the Hearts." And here the recent investigations of Yahuda, the latest

authority on this subject and the editor of the Arabic text of Bahya's

masterpiece (1912), force upon us the conclusion that Bahya wrote after

Gabirol. Yahuda has shown that many passages in the "Duties of the

Hearts" are practically identical in content and expression with similar

ideas found in a work of the Arab philosopher Gazali (1059-1111). This

leaves very little doubt that Bahya borrowed from Gazali and hence could

not have written before the twelfth century.

To be sure, there are arguments on the other side, which would give

chronological priority to Bahya over Gabirol,[107] but without going

into the details of this minute and difficult discussion, it may be said

generally that many of the similarities in thought and expression

between the two ethical works of Gabirol and Bahya rather point in favor

of the view here adopted, namely, that Bahya borrowed from Gabirol,

while the rest prove nothing for either side. In so far as a reader of

the "Duties of the Hearts" recognizes here and there an idea met with in

Gabirol's "Fons Vitæ," there can scarcely be any doubt that the latter

is the more original of the two. Gabirol did not borrow his philosophy

or any part thereof from Bahya. Despite its Neo-Platonic character the

"Fons Vitæ" of Gabirol is the most independent and original of Jewish

mediæval productions. The "Duties of the Hearts" owes what originality

it has to its ethics, which is the chief aim of the work, and not at all

to the introductory philosophical chapter. As we shall see later, the

entire chapter on the existence and unity of God, which introduces the

ethical teachings of Bahya, moves in the familiar lines of Saadia, Al

Mukammas, Joseph al Basir and the other Jewish Mutakallimun. There is

besides a touch of Neo-Platonism in Bahya, which may be due to Gabirol

as well as to Arabic sources. That Bahya did not borrow more from the

"Fons Vitæ" than he did is due no doubt to the difference in temperament

between the two men. Bahya is not a mystic. Filled as he is with the

spirit of piety and warmth of heart--an attitude reflected in his style,

which helped to make his work the most popular moral-religious book in

Jewish literature--there is no trace of pantheism or metaphysical

mysticism in his nature. His ideas are sane and rational, and their

expression clear and transparent. Gabirol's high flights in the "Fons

Vitæ" have little in common with Bahya's modest and brief outline of the

familiar doctrines of the existence, unity and attributes of God, for

which he claims no originality, and which serve merely as the background

for his contribution to religious ethics. That Bahya should have taken a

few leading notions from the "Fons Vitæ," such as did not antagonize his

temperament and mode of thinking, is quite possible, and we shall best

explain such resemblances in this manner.

As Abraham ibn Ezra in 1156 makes mention of Bahya and his views,[108]

we are safe in concluding that the "Duties of the Hearts" was written

between 1100 and 1156.

As the title of the work indicates, Bahya saw the great significance of

a distinction made by Mohammedan theologians and familiar in their

ascetic literature, between outward ceremonial or observance, known as

"visible wisdom" and "duties of the limbs," and inward intention,

attitude and feeling, called "hidden wisdom" and "duties of the

hearts."[109] The prophet Isaiah complains that the people are diligent

in bringing sacrifices, celebrating the festivals and offering prayer

while their hands are full of blood. He informs them that such conduct

is an abomination to the Lord, and admonishes them to wash themselves,

to make themselves clean, to put away the evil of their deeds from

before God's eyes; to cease to do evil; to learn to do well, to seek for

justice, to relieve the oppressed, to do justice to the fatherless, to

plead for the widow (Isa. 1, 11-17). This is a distinction between

duties to God and duties to one's fellow man, between religious ceremony

and ethical practice. Saadia makes a further distinction--also found in

Arabic theology before him--between those commandments and prohibitions

in the Bible which the reason itself approves as right or condemns as

wrong--the rational commandments--and those which to the reason seem

indifferent, and which revelation alone characterizes as obligatory,

permitted or forbidden--the so-called "traditional commandments."

Bahya's division is identical with neither the one nor the other.

Ethical practice may be purely external and a matter of the limbs, quite

as much as sacrifice and ceremonial ritual. On the other hand, one may

feel profoundly moved with the spirit of true piety, love of God and

loyalty to his commandments in the performance of a so-called

"traditional commandment," like the fastening of a "mezuzah" to the

door-post. Bahya finds room for Saadia's classification but it is with

him of subordinate importance, and is applicable only to the "duties of

the limbs." Among these alone are there some which the reason unaided by

revelation would not have prescribed. The "duties of the heart" are all

rational. Like all precepts they are both positive and negative.

Examples of positive duties of the heart are, belief in a creator who

made the world out of nothing; belief in his unity and incomparability;

the duty to serve him with all our heart, to trust in him, to submit to

him, to fear him, to feel that he is watching our open and secret

actions, to long for his favor and direct our actions for his name's

sake; to love those who love him so as to be near unto him, and to hate

those who hate him. Negative precepts of this class are the opposites of

those mentioned, and others besides, such as that we should not covet,

or bear a grudge, or think of forbidden things, or desire them or

consent to do them. The common characteristic of all duties of the heart

is that they are not visible to others. God alone can judge whether a

person's feeling and motives are pure or the reverse.

That these duties are incumbent upon us is clear from every point of

view. Like Saadia Bahya finds the sources of knowledge, particularly of

the knowledge of God's law and religion, in sense, reason, written law

and tradition. Leaving out the senses which are not competent in this

particular case, the obligatory character of the duties of the heart is

vouched for by the other three, reason, law, tradition.

From reason we know that man is composed of soul and body, and that both

are due to God's goodness. One is visible, the other is not. Hence we

are obliged to worship God in a two-fold manner; with visible worship

and invisible. Visible worship represents the duties of the limbs, such

as prayer, fasting, charity, and so on, which are carried out by the

visible organs. The hidden worship includes the duties of the heart, for

example, to think of God's unity, to believe in him and his Law, to

accept his worship, etc., all of which are accomplished by the thought

of the mind, without the assistance of the visible limbs.

Besides, the duties of the limbs, the obligation of which no one doubts,

are incomplete without the will of the heart to do them. Hence it

follows that there is a duty upon our souls to worship God to the extent

of our powers.

The Bible is just as emphatic in teaching these duties as the reason.

The love of God and the fear of God are constantly inculcated; and in

the sphere of negative precepts we have such prohibitions as, "Thou

shalt not covet" (Exod. 20, 17); "Thou shalt not take vengeance, nor

bear any grudge" (Lev. 19, 18); "Thou shalt not hate thy brother in thy

heart" (ib. 17); "You shalt not go astray after your own heart" (Num.

15, 39); "Thou shalt not harden thy heart nor shut thy hand from thy

needy brother" (Deut. 15, 7), and many others.

Rabbinical literature is just as full of such precepts as the Bible, and

is if possible even more emphatic in their inculcation. Witness such

sayings as the following: "Heaven regards the intention" (Sanh. 106b):

"The heart and the eye are two procurers of sin" (Jer. Berak. 1), and

many others, particularly in the treatise Abot.

The great importance of these duties is also made manifest by the fact

that the punishment in the Bible for unintentional misdeeds is more

lenient than for intentional, proving that for punishment the mind must

share with the body in the performance of the deed. The same is true of

reward, that none is received for performing a good deed if it is not

done "in the name of heaven."

They are even more important than the duties of the limbs, for unlike

the latter the obligation of the duties of the heart is always in force,

and is independent of periods or circumstances. Their number, too, is

infinite, and not limited, as are the duties of the limbs, to six

hundred and thirteen.

And yet, Bahya complains, despite the great importance of these duties,

very few are the men who observed them even in the generations preceding

ours, not to speak of our own days when even the external ceremonies are

neglected, much more so the class of precepts under discussion. The

majority of students of the Torah are actuated by desire for fame and

honor, and devote their time to the intricacies of legalistic discussion

in Rabbinic literature, and matters unessential, which are of no account

in the improvement of the soul; but they neglect such important subjects

of study as the unity of God, which we ought to understand and

distinguish from other unities, and not merely receive parrot fashion

from tradition. We are expressly commanded (Deut. 4, 39), "Know

therefore this day, and reflect in thy heart, that the Eternal is the

God in the heavens above, and upon the earth beneath: there is none

else." Only he is exempt from studying these matters whose powers are

not adequate to grasp them, such as women, children and simpletons.

Moreover Bahya is the first, he tells us, among the post-Talmudical

writers, to treat systematically and _ex professo_ this branch of our

religious duties. When I looked, he says, into the works composed by the

early writers after the Talmud on the commandments, I found that their

writings can be classified under three heads. First, exposition of the

Torah and the Prophets, like the grammatical and lexicographical

treatises of Ibn Janah, or the exegetical works of Saadia. Second, brief

compilations of precepts, like the works of Hefez ben Yazliah and the

responsa of some geonim. Third, works of a philosophico-apologetic

character, like those of Saadia, Al Mukammas and others, whose purpose

it was to present in an acceptable manner the doctrines of the Torah, to

prove them by logical demonstration, and to refute the criticisms and

erroneous views of unbelievers. But I have not seen any book dealing

with the "hidden wisdom."[110]

Here we see clearly the purpose of Bahya. It is not the rationalization

of Jewish dogma that he is interested in, nor the reconciliation of

religion and philosophy. It is the purification of religion itself from

within which he seeks to accomplish. Sincerity and consistency in our

words and our thoughts, so far as the service of God is concerned, is

the fundamental requirement and essential value of the duties of the

heart. To be sure this cannot be attained without intelligence. The

knowledge of God and of his unity is a prerequisite for a proper

understanding and an adequate appreciation of our religious duties.

Philosophy therefore becomes a necessity in the interest of a purer and

truer religion, without reference to the dangers threatening it from

without.

Having found, he continues in the introduction to the "Duties of the

Hearts," that all the three sources, reason, Bible and tradition,

command this branch of our religious duties, I tried to think about them

and to learn them, being led from one topic to another until the subject

became so large that I feared I could not contain it all in my memory. I

then determined to write the subject down systematically in a book for

my own benefit as well as for the benefit of others. But I hesitated

about writing it on account of my limitations, the difficulty of the

subject and my limited knowledge of Arabic, the language in which I

intended writing it because the majority of our people are best familiar

with it. But I thought better of it and realized that it was my duty to

do what I could even if it was not perfect; that I must not yield to the

argument springing from a love of ease and disinclination to effort; for

if everyone were to abstain from doing a small good because he cannot do

as much as he would like, nothing would ever be done at all.

Having decided to compose the work, he continues, I divided the subject

into ten fundamental principles, and devoted a section of the book to

each principle. I endeavored to write in a plain and easy style,

omitting difficult expressions, technical terms and demonstrations in

the manner of the dialecticians. I had to make an exception in the first

section dealing with the existence and unity of God, where the sublet of

the subject required the employment of logical and mathematical proofs.

For the rest I made use of comparisons or similes, adduced support from

the Bible and tradition, and also quoted the sages of other

nations.[111]

We have already seen in the introduction that Bahya was indebted for his

ideas to the ascetic and Sufic literature of the Arabs, and Yahuda, who

is the authority in this matter of Bahya's sources, has shown recently

that among the quotations of the wise men of other nations in Bahya's

work are such as are attributed by the Arabs to Jesus and the gospels,

to Mohammed and his companions, to the early caliphs, in particular the

caliph Ali, to Mohammedan ascetics and Sufis.[112]

In selecting the ten general and inclusive principles, Bahya lays down

as the first and most fundamental the doctrine of the deity, or as it is

called in the works of the Kalam, the Unity. As God is a true unity,

being neither substance nor accident, and our thought cannot grasp

anything except substance or accident, it follows that we cannot know

God as he is in himself, and that we can get a conception of him and of

his existence from his creatures only. The second section is therefore

devoted to an examination of creation. Then follow in order sections

treating of the service of God, trust in God, action for the sake of God

alone, submission to God, repentance, self-examination, separation from

the pleasures of the world, love of God.

In his discussion of the unity of God, Bahya follows the same method as

Saadia, and the Kalam generally, _i. e._, he first proves that the world

must have been created; hence there must be a creator, and this is

followed by a demonstration of God's unity. The particular arguments,

too, are for the most part the same, as we shall see, though differently

expressed and in a different order. The important addition in Bahya is

his distinction between God's unity and other unities, which is not

found so strictly formulated in any of his predecessors, and goes back

to Pseudo-Pythagorean sources in Arabian literature of Neo-Platonic

origin.

In order to prove that there is a creator who created the world out of

nothing we assume three principles. First, nothing can make itself.

Second, principles are finite in number, hence there must be a first

before which there is no other. Third, every composite is "new," _i. e._,

came to be in time, and did not exist from eternity.

Making use of these principles, which will be proved later, we proceed

as follows: The world is composite in all its parts. Sky, earth, stars

and man form a sort of house which the latter manages. Plants and

animals are composed of the four elements, fire, air, water, earth. The

elements again are composed of matter and form, or substance and

accident. Their matter is the primitive "hyle," and their form is the

primitive form, which is the root of all forms, essential as well as

accidental. It is clear therefore that the world is composite, and

hence, according to the third principle, had its origin in time. As,

according to the first principle, a thing cannot make itself, it must

have been made by some one. But as, in accordance with the second

principle, the number of causes cannot be infinite, we must finally

reach a first cause of the world before which there is no other, and

this first made the world out of nothing.

Before criticising this proof, from which Bahya infers more than is

legitimate, we must prove the three original assumptions.

The proof of the first principle that a thing cannot make itself is

identical in Bahya with the second of the three demonstrations employed

by Saadia for the same purpose. It is that the thing must either have

made itself before it existed or after it existed. But both are

impossible. Before it existed it was not there to make itself; after it

existed there was no longer anything to make. Hence the first

proposition is proved that a thing cannot make itself.

The proof of the second proposition that the number of causes cannot be

infinite is also based upon the same principle as the fourth proof in

Saadia for the creation of the world. The principle is this. Whatever

has no limit in the direction of the past, _i. e._, had no beginning,

but is eternal a _parte ante_, cannot have any stopping point anywhere

else. In other words, we as the spectators could not point to any

definite spot or link in this eternally infinite chain, because the

chain must have traversed infinite time to reach us, but the infinite

can never be traversed. Since, however, as a matter of fact we can and

do direct our attention to parts of the changing world, this shows that

the world must have had a beginning.

A second proof of the same principle is not found in Saadia. It is as

follows: If we imagine an actual infinite and take away a part, the

remainder is less than before. Now if this remainder is still infinite,

we have one infinite larger than another, which is impossible. If we say

the remainder is finite, then by adding to it the finite part which was

taken away, the result must be finite; but this is contrary to

hypothesis, for we assumed it infinite at the start. Hence it follows

that the infinite cannot have a part. But we can separate in thought out

of all the generations of men from the beginning those that lived

between the time of Noah and that of Moses. This will be a finite number

and a part of all the men in the world. Hence, as the infinite can have

no part, this shows that the whole number of men is finite, and hence

that the world had a beginning.

This proof is not in Saadia, but we learn from Maimonides ("Guide of the

Perplexed," I, ch. 75) that it was one of the proofs used by the

Mutakallimun to prove the absurdity of the belief in the eternity of the

world.

The third principle is that the composite is "new." This is proved

simply by pointing out that the elements forming the composite are prior

to it by nature, and hence the latter cannot be eternal, for nothing is

prior to the eternal. This principle also is found in Saadia as the

second of the four proofs in favor of creation.[113]

We have now justified our assumptions and hence have proved--what?

Clearly we have only proved that this _composite_ world cannot have

existed _as such_ from eternity; but that it must have been composed of

its elements at some point in time past, and that hence there must be a

cause or agency which did the composing. But there is nothing in the

principles or in the demonstration based upon them which gives us a

right to go back of the composite world and say of the elements, the

simple elements at the basis of all composition, viz., matter and form,

that they too must have come to be in time, and hence were created out

of nothing. It is only the composite that argues an act of composition

and elements preceding in time and by nature the object composed of

them. The simple needs not to be made, hence the question of its having

made itself does not arise. It was not made at all, we may say, it just

existed from eternity.

The only way to solve this difficulty from Bahya's premises is by saying

that if we suppose matter (or matter and form as separate entities) to

have existed from eternity, we are liable to the difficulty involved in

the idea of anything having traversed infinite time and reached us;

though it is doubtful whether unformed matter would lend itself to the

experiment of abstracting a part as in generations of men.

Be this as it may, it is interesting to know that Saadia having arrived

as far as Bahya in his argument was not yet satisfied that he proved

creation _ex nihilo_, and added special arguments for this purpose.

Before proceeding to prove the unity of God, Bahya takes occasion to

dismiss briefly a notion which scarcely deserves consideration in his

eyes. That the world could have come by accident, he says, is too absurd

to speak of, in view of the evidence of harmony and plan and wisdom

which we see in nature. As well imagine ink spilled by accident forming

itself into a written book.[114] Saadia also discusses this view as the

ninth of the twelve theories of creation treated by him, and refutes it

more elaborately than Bahya, whose one argument is the last of Saadia's

eight.

In the treatment of creation Saadia is decidedly richer and more

comprehensive in discussion, review and argumentation. This was to be

expected since such problems are the prime purpose of the "Emunot

ve-Deot," whereas they are only preparatory, though none the less

fundamental, in the "Hobot ha-Lebabot," and Bahya must have felt that

the subject had been adequately treated by his distinguished

predecessor. It is the more surprising therefore to find that in the

treatment of the unity of God Bahya is more elaborate, and offers a

greater variety of arguments for unity as such. Moreover, as has already

been said before, he takes greater care than anyone before him to guard

against the identification of God's unity with any of the unities,

theoretical or actual, in our experience. There is no doubt that this

emphasis is due to Neo-Platonic influence, some of which may have come

to Bahya from Gabirol, the rest probably from their common sources.

We see, Bahya begins his discussion of the unity of God, that the causes

are fewer than their effects, the causes of the causes still fewer, and

so on, until when we reach the top there is only one. Thus, the number

of individuals is infinite, the number of species is finite; the number

of genera is less than the number of species, until we get to the

highest genera, which according to Aristotle are ten (the ten

categories). Again, the causes of the individuals under the categories

are five, motion and the four elements. The causes of the elements are

two, matter and form. The cause of these must therefore be one, the will

of God. (The will of God as immediately preceding universal matter and

form sounds like a reminiscence of the "Fons Vitæ".)

God's unity is moreover seen in the unity of plan and wisdom that is

evident in the world. Everything is related to, connected with and

dependent upon everything else, showing that there is a unitary

principle at the basis.

If anyone maintains that there is more than one God, the burden of proof

lies upon him. Our observation of the world has shown us that there is a

God who made it; hence one, since we cannot conceive of less than one;

but why more than one, unless there are special reasons to prove it?

Euclid defines unity as that in virtue of which we call a thing one.

This means to signify that unity precedes the unitary thing by nature,

just as heat precedes the hot object. Plurality is the sum of ones,

hence plurality cannot be prior to unity, from which it proceeds. Hence

whatever plurality we find in our minds we know that unity precedes it;

and even if it occurs to anyone that there is more than one creator,

unity must after all precede them all. Hence God is one.

This argument is strictly Neo-Platonic and is based upon the idealism of

Plato, the notion that whatever reality or attributes particular things

in our world of sense possess they owe to the real and eternal types of

these realities and attributes in a higher and intelligible (using the

term in contradistinction to sensible) world in which they participate.

In so far as this conception is applied to the essences of things, it

leads to the hypostatization of the class concepts or universals. Not

the particular individual whom we perceive is the real man, but the

typical man, the ideal man as the mind conceives him. He is not a

concept but a real existent in the intelligible world. If we apply it

also to qualities of things, we hypostatize the abstract quality. Heat

becomes really distinct from the hot object, existence from the existent

thing, goodness from the good person, unity from the one object. And a

thing is existent and one and good, because it participates in

Existence, Unity and Goodness. These are real entities, intelligible

and not sensible, and they give to our world what reality it possesses.

Plotinus improved upon Plato, and instead of leaving these Ideas as

distinct and ultimate entities, he adopted the suggestion of Philo and

gathered up all these intelligible existences in the lap of the

universal Reason, as his ideas or thoughts. This universal Reason is in

Philo the _Logos_, whose mode of existence is still ambiguous, and is

rather to be understood as the divine mind. In Plotinus it is the first

stage in the unfoldment of the Godhead, and is a distinct _hypostasis_,

though not a person. In Christianity it is the second person in the

Trinity, incarnated in Jesus. In Israeli, Gabirol and the other Jewish

Neo-Platonists, it occupies the same place as the _Nous_ in Plotinus. In

Bahya, whose taint of Neo-Platonism is not even skin deep, there is no

universal Reason spoken of. But we do not really know what his ideas may

have been on the subject, as he does not develop them in this direction.

To return to Bahya's arguments in favor of the unity of God, we proceed

to show that dualism would lead to absurd conclusions. Thus if there is

more than one creator, they are either of the same substance or they are

not. If they are, then the common substance is the real creator, and we

have unity once more. If their substances are different, they are

distinct, hence limited, finite, composite, and hence not eternal, which

is absurd.

Besides, plurality is an attribute of substance, and belongs to the

category of quantity. But the creator is neither substance nor accident

(attribute), hence plurality cannot pertain to him. But if he cannot be

described as multiple, he must be one.

If the creator is more than one, it follows that either each one of them

could create the world alone, or he could not except with the help of

the other. If we adopt the first alternative, there is no need of more

than one creator. If we adopt the second, it follows that the creator is

limited in his power, hence, as above, composite, and not eternal, which

is impossible. Besides, if there were more than one creator, it is

possible that a dispute might arise between them in reference to the

creation. But all this time no such thing has happened, nature being

always the same. Hence God is one. Aristotle also agrees with us, for he

applies in this connection the Homeric expression, "It is not good to

have many rulers, let the ruler be one" (Iliad, II, 204; Arist.,

Metaphysics, XII, ch. 10, p. 1076a 4).[115]

So far as Bahya proves the unity of God he does not go beyond Saadia,

some of whose arguments are reproduced by him, and one or two of a

Neo-Platonic character added besides. But there is a decided advance in

the analysis which follows, in which Bahya shows that there are various

kinds of unity in our experience, and that the unity of God is unique.

We apply the term one to a class, a genus, a species, or an individual.

In all of these the multiplicity of parts is visible. The genus animal

contains many animals; the species man embraces a great many individual

men; and the individual man consists of many parts and organs and

faculties. Things of this sort are one in a sense and many in a sense.

We also apply the term one to an object in which the multiplicity of

parts is not as readily visible as in the previous case. Take for

example a body of water which is homogeneous throughout and one part is

like another. This too is in reality composed of parts, matter and form,

substance and accident. It is in virtue of this composition that it is

subject to genesis and decay, composition and division, union and

separation, motion and change. But all this implies plurality. Hence in

both the above cases the unity is not essential but accidental. It is

because of a certain appearance or similarity that we call a thing or a

class one, which is in reality many.

Another application of the term one is when we designate by it the basis

of number, the numerical one. This is a true one, essential as

distinguished from the accidental referred to above. But it is mental

and not actual. It is a symbol of a beginning which has no other before

it.

Finally there is the real and actual one. This is something that does

not change or multiply; that cannot be described by any material

attribute, that is not subject to generation and decay; that does not

move and is not similar to anything. It is one in all respects and the

cause of multiplicity. It has no beginning or end, for that which has is

subject to change, and change is opposed to unity, the thing being

different before and after the change. For the same reason the real one

does not resemble anything, for resemblance is an accident in the

resembling thing, and to be possessed of accidents is to be multiple.

Hence the true one resembles nothing. Its oneness is no accident in it,

for it is a purely negative term in this application. It means not

multiple.[116]

We have now shown that there is a creator who is one, and on the other

hand we have analyzed the various meanings of the term one, the last of

which is the most real and the purest. It remains now to show that this

pure one is identical with the one creator. This can be proved in the

following way. The world being everywhere composite contains the one as

well as the many--unity of composition, plurality of the parts composed.

As unity is prior by nature to plurality, and causes do not run on to

infinity (see above, p. 87), the causes of the world's unity and

multiplicity cannot be again unity and multiplicity of the same kind

forever. Hence as multiplicity cannot be the first, it must be

unity--the absolute and true unity before which there is no other, and

in which there is no manner of multiplicity. But God is the one cause of

the universe, as we have shown, hence God and this true unity are the

same.

We can show this also in another way. Whatever is an accidental

attribute in one thing is an essential element in some other thing. Thus

heat is an accidental attribute in hot water. For water may lose its

heat and remain water as before. It is different with fire. Fire cannot

lose its heat without ceasing to be fire. Hence heat in fire is an

essential element; and it is from fire that hot water and all other hot

things receive their heat. The same thing applies to the attribute of

unity. It is accidental in all creatures. They are called one because

they combine a number of elements in one group or concept. But they are

really multiple since they are liable to change and division and motion,

and so on. Hence there must be something in which unity is essential,

and which is the cause of whatsoever unity all other things possess. But

God is the cause of the universe, hence he is this true and absolute

unity, and all change and accident and multiplicity are foreign to

him.[117]

This unity of God is not in any way derogated from by the ascription to

him of attributes. For the latter are of two kinds, "essential" and

"active." We call the first essential because they are permanent

attributes of God, which he had before creation and will continue to

have when the world has ceased to be. These attributes are three in

number, Existing, One, Eternal. We have already proved every one of

them.

Now these attributes do not imply change in the essence of God. They are

to be understood in the sense of denying their opposites, _i. e._, that

he is not multiple, non-existent or newly come into being. They also

imply each other as can easily be shown, _i. e._, every one of the three

implies the other two. We must understand therefore that they are really

_one_ in idea, and if we could find one term to express the thought

fully, we should not use three. But the three do not imply multiplicity

in God.

The "active" are those attributes which are ascribed to God by reason of

his actions or effects on us. We are permitted to apply them to him

because of the necessity which compels us to get to know of his

existence so that we may worship him. The Biblical writers use them very

frequently. We may divide these into two kinds: First, those which

ascribe to God a corporeal form, such as (Gen. 1, 27), "And God created

man in his image," and others of the same character. Second, those

attributes which refer to corporeal movements and actions. These have

been so interpreted by our ancient sages as to remove the corporeality

from God by substituting the "Glory of God" for God as the subject of

the movement or act in question. Thus, (Gen. 28, 13) "And behold the

Lord stood above it," is rendered by the Aramaic translator, "and behold

the _glory of God was present_ above it." Saadia deals with this matter

at length in his "Emunot ve-Deot," in his commentary on Genesis, and on

the book "Yezirah." So there is no need of going into detail here. We

are all agreed that necessity compels us to speak of God in corporeal

terms so that all may be made to know of God's existence. This they

could not do if the prophets had spoken in metaphysical terms, for not

everyone can follow such profound matters. But having come to the

knowledge of God in this simpler though imperfect way, we can then

advance to a more perfect knowledge of him. The intelligent and

philosophical reader will lose nothing by the anthropomorphic form of

the Bible, for he can remove the husk and penetrate to the kernel. But

the simple reader would miss a very great deal indeed if the Bible were

written in the language of philosophy, as he would not understand it and

would remain without a knowledge of God.

Despite its predominant anthropomorphism, however, the Bible does give

us hints of God's spirituality so that the thoughtful reader may also

have food for _his_ thought. For example, such expressions as (Deut. 4,

15), "Take ye therefore good heed unto yourselves; for ye saw no manner

of form on the day that the Lord spake unto you in Horeb out of the

midst of the fire," and many others are meant to spur on the

discriminating reader to further thought. The same applies to all those

passages in which the word "name" is inserted before the word God as the

object of praise to indicate that we do not know God in his essence. An

example of this is, "And they shall bless the name of thy glory" (Neh.

9, 5). For the same reason the name of God is joined in the Bible to

heaven, earth, the Patriarchs, in such phrases as the God of the

heavens, the God of Abraham, and so on, to show that we do not know

God's essence but only his revelation in nature and in history. This is

the reason why after saying to Moses, "I am sent me unto you" (Ex. 3,

14), he adds (ib. 15), tell them, "the God of your fathers, the God of

Abraham, the God of Isaac and the God of Jacob sent me unto you." The

meaning is, if they cannot understand God with their reason, let them

know me from history and tradition.[118]

In Bahya's treatment of the divine attributes we already have in brief

the main elements which Maimonides almost a century later made classic,

namely, the distinction between essential and active attributes, and the

idea that the former are to be understood as denying their opposites,

_i. e._, as being in their nature not positive but negative. The outcome

therefore is that only two kinds of attributes are applicable to God,

negative and those which are transferred or projected from the effects

of God's activity as they are visible in nature. Saadia had already made

the distinction between essential and active attributes, but it was

quite incidental with him, and not laid down at the basis of his

discussion, but casually referred to in a different connection. Al

Mukammas speaks of negative attributes as being more applicable to God

than positive, as Philo had already said long before. But the

combination of these two, negative and active, as the only kinds of

divine attributes is not found in Jewish literature before Bahya.

It is worth noting also that Bahya does not lay down the three

attributes, Power, Wisdom and Life as fundamental or essential in the

manner of the Christians, the Arab Mutakallimun, and the Jewish Saadia.

Bahya, as we have seen, regards as God's essential attributes,

existence, unity, eternity. Herein, too, he seems to anticipate

Maimonides who insists against the believers in essential attributes

that the attributes, living, omnipotent, omniscient, having a will, are

no more essential than any other, but like the rest of the qualities

ascribed to God have reference to his activity in nature.[119]

We have now gone through Bahya's philosophical chapter giving us the

metaphysical basis of his ethico-religious views. That his purpose is

practical and not theoretical is clear from his definition of what he

calls the "acknowledgment of the unity of God with full heart," not to

speak of the title of the book itself, the meaning of which we explained

at the beginning of this section, and the nine chapters in Bahya's work

following upon the first, which constitute its real essence and purpose.

To acknowledge the unity of God with full heart means, he tells us, that

one must first know how to prove the existence and unity of God, to

distinguish God's unity from every other, and then to make his heart and

his tongue unite in this conception.[120] It is not a matter of the

intellect merely, but of the heart as affecting one's practical conduct.

The adequacy of the conception is destroyed not merely by thinking of

God as multiple, or by worshiping images, sun, moon and stars; it is

made null and void likewise by hypocrisy and pretence, as when one

affects piety before others to gain their favor or acquire a reputation.

The same disastrous result is brought about by indulging the low

physical appetites. Here the worship of the appetites is brought into

competition and rivalry with devotion to the one God.[121]

Our object being to trace the philosophical conceptions in mediæval

Jewish literature, we cannot linger long in the study of the rest of

Bahya's masterpiece, which is homiletical and practical rather than

theoretic, and must content ourselves with a very brief résumé of its

principal contents.

In studying the nature and attributes of God we reached the conclusion

that while a knowledge of him is absolutely necessary for a proper mode

of life, we cannot form an idea of him as he is in himself, and are left

to such evidence as we can gather from the world of which he is the

author. It becomes our duty, therefore, to study nature, as a whole and

in its parts, conscientiously and minutely, in order to realize clearly

the goodness and wisdom of God as exhibited therein. For various reasons

we are apt to neglect this study and miss the insight and benefits

arising therefrom. Chief among these hindering circumstances are our

excessive occupations with the pleasures of this world, and the

accidents and misfortunes to which mortal is heir, which blind him to

his real good, and prevent him from seeing the blessing in disguise

lurking in these very misfortunes.

But it is clear that man has a duty to study the divine goodness and

wisdom as exhibited in nature, else of what use is his faculty of reason

and intelligence, which raises him above the beast. If he neglects it,

he places himself below the latter, which realizes all the functions of

which it is capable. Bible and Talmud are equally emphatic in urging us

to study the wonders of nature.

The variety of natural phenomena and the laws they exhibit give evidence

of the personality of God and the existence of his will. A being without

will, acting by necessity of nature, acts with unswerving uniformity.

Heaven and earth, plant and animal, all creatures great and small, bear

witness, in their structure and relations, in their functions and mutual

service and helpfulness, to the wisdom and goodness of God. Above all is

this visible in man, the highest of earthly beings, the microcosm, the

rational creature, the discoverer and inventor of arts and sciences. In

the laws and statutes which were given to him for the service of God,

and in the customs of other nations which take the place of our divine

law, we see God's kindness to man in securing his comfort in this world

and reward in the next.

Pride is the great enemy of man, because it prevents him from

appreciating what he owes to God's goodness. Pride makes him feel that

he deserves more than he gets, and blinds him to the truth.[122]

We all recognize the duty of gratitude to a fellow man who has done us a

favor, although all such cases of benefit and service between man and

man, not excepting even the kindness of a father to his child, will be

found on examination to be of a selfish nature. The benefit to self may

not in all cases be conscious, but it is always there. It is a father's

nature to love his child as part of himself. Moreover, these human

favors are not constant, and the person benefited stands comparatively

on the same level of existence and worth as his benefactor. How much

greater then is the duty incumbent upon us to appreciate God's favors

which are not selfish, which are constant, and which are bestowed by the

greatest of all beings upon the smallest of all in respect of physical

strength.

The only way in which man can repay God for his kindness, and show an

appreciation thereof is by submitting to him and doing those things

which will bring him nearer to God. In order to realize this it is

necessary to abandon the bad qualities, which are in principle two, love

of pleasure and love of power. The means enabling one to obtain this

freedom are to abstain from too much eating, drinking, idling, and so

on, for the first, and from too much gossip, social intercourse, and

love of glory for the second. It may be difficult to do this, but one

must make up one's mind to it, like the invalid who is ready to lose a

limb in order to save his life.

The problem of free will is perplexing indeed and interferes with the

proper attitude toward God and his worship. The best way out of the

difficulty is to act as if we were free, and on the other hand to have

confidence in God as the author of everything.

We have seen that the reason bids us recognize our duty to God in return

for his goodness to us. At the same time we are not left to the

suggestions and promptings of the reason alone. We have a positive law

prescribing our conduct and the manner and measure of expressing our

gratitude to God. This is made necessary by the constitution of man's

nature. He is a composite of body and spirit. The former is at home in

this lower world and is endowed with powers and qualities which tend to

strengthen it at the expense of the spirit, a stranger in this world.

Hence the necessity of a positive law to cure the spirit from the ills

of the body by forbidding certain kinds of food, clothing, sexual

indulgence, and so on, which strengthen the appetites, and commanding

such actions as prayer, fasting, charity, benevolence, which have the

opposite tendency of strengthening the reason.

The positive law is necessary and useful besides because it prescribes

the middle way, discouraging equally the extremes of asceticism and of

self-indulgence. It regulates and defines conduct, and makes it uniform

for old and young, intelligent and unintelligent. It institutes new

occasions of worship and thanksgiving as history reveals new

benefactions of God to his people in various generations. The law also

contains matters which the reason alone would not dictate, and of which

it does not understand the meaning. Such are the "traditional

commandments." The reason why the law prescribes also some of the

principles of the "rational commandments" is because at that time the

people were so sunk in their animal desires that their minds were

weakened, and there was need of putting both classes of commandments on

the same level of positive prescription. But now the intelligent person

observes them in accordance with their distinct origin, whereas the

masses simply follow the law in both.

The admonition of the positive law serves as an introduction to the

suggestions of our own reason and prepares the way for the latter. The

first is absolutely necessary for the young, the women and those of weak

intellectual power. To worship God not merely because the law prescribes

it, but because reason itself demands it denotes a spiritual advance,

and puts one in the grade of prophets and pious men chosen of God. In

this world their reward is the joy they feel in the sweetness of divine

service; in the next world they attain to the spiritual light which we

cannot declare or imagine.[123]

One of the duties of the heart is to trust in God. Apart from the Bible

which commands us to have trust in God, we can come to the same

conclusion as a result of our own reflection. For in God alone are

combined all the conditions necessary to confidence. He has the power to

protect and help us, and the knowledge of our needs. He is kind and

generous and has a love for us and an interest in our welfare, as we

have shown in a previous discussion. Trust in God is of advantage

religiously in giving a person peace of mind, independence and freedom

to devote himself to the service of God without being worried by the

cares of the world. He is like the alchemist who changes lead into

silver, and silver into gold. If he has money he can make good use of it

in fulfilling his duties to God and man. If he has not, he is grateful

for the freedom from care which this gives him. He is secure against

material worries. He does not have to go to distant lands to look for

support, or to engage in hard and fatiguing labor, or to exploit other

people. He chooses the work that is in consonance with his mode of

life, and gives him leisure and strength to do his duty to God and man.

The suffering of the good and the prosperity of the bad, which

apparently contradicts our conclusion, is a problem as old as the world,

and is discussed in the Bible. There is no one explanation to cover all

cases, hence no solution is given in the Bible. But several reasons may

be brought forward for this anomaly. The righteous man may suffer by way

of punishment for a sin he has committed. He may suffer in this world in

order that he may be rewarded in the next. His suffering may be an

example of patience and goodness to other people; especially in a bad

generation, to show off their wickedness by contrast with his goodness.

Or finally the good man may be punished for not rebuking his generation

of evil doers. In a similar way we may explain the prosperity of the

wicked.

Trust in God does not signify that one should neglect one's work, be

careless of one's life, health and well-being, or abandon one's effort

to provide for one's family and dependents. No, one must do all these

things conscientiously, at the same time feeling that if not for the

help of God all effort would be in vain. In the matter of doing one's

duty and observing the commandments, whether of the limbs or the heart,

trust in God can apply only to the last step in the process, namely, the

realization in practice. He must trust that God will put out of the way

all obstacles and hindrances which may prevent him from carrying out his

resolutions. The choice and consent must come from a man's own will,

which is free. The most he may do is to trust that God may remove

temptations.

While it is true that good deeds are rewarded in this world as well as

in the next, a man must not trust in his deeds, but in God. It may seem

strange that there is no reference in the Bible to reward in the

hereafter. The reasons may be the following. Not knowing what the state

of the soul is without the body, we could not understand the nature of

future reward, and the statement of it in the Bible would not have been

a sufficient inducement for the people of that time to follow the

commandments. Or it is possible that the people knew by tradition of

reward after death, hence it was not necessary to specify it.

As knowledge of nature and of God leads to trust in him, so ignorance

leads away from it. It is as with a child, who develops in his manner of

trusting in things; beginning with his mother's breast and rising

gradually as he grows older and knows more, until he embraces other

persons and attains to trust in God.[124]

We said before (p. 83) that the duties of the limbs are imperfect unless

accompanied by the intention of the heart. A man's motive must be

sincere. It must not be his aim to gain the favor of his fellowmen or to

acquire honor and fame. The observance of the prescribed laws must be

motived by the sole regard for God and his service. This we call the

"unity of conduct." The meaning is that a man's act and intention must

coincide in aiming at the fulfilment of God's will. In order to realize

this properly one must have an adequate and sincere conception of God's

unity as shown above; he must have an appreciation of God's goodness as

exhibited in nature; he must submit to God's service; he must have trust

in God alone as the sole author of good and evil; and correspondingly he

must abstain from flattering mankind, and must be indifferent to their

praise and blame; he must fear God, and have respect and awe for him.

When he is in the act of fulfilling his spiritual obligations, he must

not be preoccupied with the affairs of this world; and finally he must

always consult his reason, and make it control his desires and

inclinations.[125]

Humility and lowliness is an important element conducive to "unity of

conduct." By this is not meant that general helplessness in the face of

conditions, dangers and injuries because of ignorance of the methods of

averting them. This is not humility but weakness. Nor do we mean that

timidity and loss of countenance which one suffers before a superior in

physical power or wealth. The true humility with which we are here

concerned is that which one feels constantly before God, though it shows

itself also in such a person's conduct in the presence of others, in

soft speech, low voice, and modest behavior generally, in prosperity as

well as adversity. The truly humble man practices patience and

forgiveness; he does good to mankind and judges them favorably; he is

contented with little in respect to food and drink and the needs of the

body generally; he endures misfortune with resignation; is not spoiled

by praise, nor irritated by blame, but realizes how far he is from

perfection in the one case, and appreciates the truth of the criticism

in the other. He is not spoiled by prosperity and success, and always

holds himself under strict account. God knows it, even if his fellowmen

do not.

Humility, as we have described it, is not, however, incompatible with a

certain kind of pride; not that form of it which boasts of physical

excellence, nor that arrogance which leads a man to look down upon

others and belittle their achievements. These forms of pride are bad and

diametrically opposed to true humility. Legitimate mental pride is that

which leads a person blessed with intellectual gifts to feel grateful to

God for his favor, and to strive to improve his talents and share their

benefits with others.[126]

Humility is a necessary forerunner of repentance and we must treat of

this duty of the heart next. It is clear from reason as well as from the

Law that man does not do all that is incumbent upon him in the service

of God. For man is composed of opposite principles warring with each

other, and is subject to change on account of the change of his mental

qualities. For this reason he needs a law and traditional custom to keep

him from going astray. The Bible also tells us that "the imagination of

the heart of man is evil from his youth" (Gen. 8, 21). Therefore God was

gracious and gave man the ability and opportunity to correct his

mistakes. This is repentance.

True repentance means return to God's service after having succeeded in

making the reason the master of the desires. The elements in repentance

are, (1) regret; (2) discontinuance of the wrong act; (3) confession and

request for pardon; (4) promise not to repeat the offence.

In respect to gravity of offence, sins may be divided into three

classes: (1) Violation of a positive commandment in the Bible which is

not punished by "cutting off from the community." For example, dwelling

in booths, wearing fringes, and shaking the palm branch. (2) Violation

of a negative commandment not so punished. (3) Violation of a negative

commandment the penalty for which is death at the hands of the court,

and being "cut off" by divine agency; for example, profanation of the

divine name or false oath. In cases of the first class a penitent is as

good as one who never sinned. In the second class he is even superior,

because the latter has not the same prophylactic against pride. In the

third class the penitent is inferior to the one who never sinned.

Another classification of offences is in two divisions according to the

subject against whom the offence is committed. This may be a human

being, and the crime is social; or it may be God, and we have sin in the

proper sense of the term. Penitence is sufficient for forgiveness in the

latter class, but not in the former. When one robs another or insults

him, he must make restoration or secure the pardon of the offended party

before his repentance can be accepted. And if the person cannot be

found, or if he died, or is alive but refuses to forgive his offender,

or if the sinner lost the money which he took, or if he does not know

whom he robbed, or how much, it may be impossible for him to atone for

the evil he has done. Still if he is really sincere in his repentance,

God will help him to make reparation to the person wronged.[127]

Self-examination is conducive to repentance. By this term is meant

taking stock of one's spiritual condition so as to know the merits one

has as well the duties one owes. In order to do this conscientiously a

man must reflect on the unity of God, on his wisdom and goodness, on the

obedience which all nature pays to the laws imposed upon it, disregard

of which would result in the annihilation of all things, including

himself. A man should review his past conduct, and provide for his

future life, as one provides for a long journey, bearing in mind that

life is short, and that he is a stranger in this world with no one to

help him except the goodness and grace of his maker. He should cultivate

the habit of being alone and not seek the society of idlers, for that

leads to gossip and slander, to sin and wrong, to vanity and neglect of

God. This does not apply to the company of the pious and the learned,

which should be sought. He should be honest and helpful to his friends,

and he will get along well in this world. All the evils and complaints

of life are due to the fact that people are not considerate of one

another, and everyone grabs for himself all that he can, more than he

needs. One should examine anew the ideas one has from childhood to be

sure that he understands them in the light of his riper intellect. He

should also study again the books of the Bible and the prayers which he

learned as a child, for he would see them now in a different light. He

must try to make his soul control his body, strengthening it with

intellectual and spiritual food for the world to come. These efforts and

reflections and many others of a similar kind tend to perfect the soul

and prepare it to attain to the highest degree of purity, where the evil

desire can have no power over her.[128]

In self-examination temperance or abstemiousness plays an important

rôle. Let us examine this concept more closely. By abstemiousness in the

special sense in which we use it here we do not mean that general

temperance or moderation which we practice to keep our body in good

order, or such as physicians prescribe for the healthy and the sick,

bidding them abstain from certain articles of food, drink, and so on. We

mean rather a more stringent abstemiousness, which may be called

separation from the world, or asceticism. We may define this to mean

abstention from all corporeal satisfactions except such as are

indispensable for the maintenance of life.

Not everyone is required to practice this special form of temperance,

nor is it desirable that he should, for it would lead to extinction of

the human race. At the same time it is proper that there shall be a few

select individuals, ascetic in their habits of life, and completely

separated from the world, to serve as an example for the generality of

mankind, in order that temperance of the more general kind shall be the

habit of the many.

The object of God in creating man was to try the soul in order to purify

it and make it like the angels. It is tried by being put in an earthy

body, which grows and becomes larger by means of food. Hence God put

into the soul the desire for food, and the desire for sexual union to

perpetuate the species; and he made the reward for the satisfaction of

these desires the pleasure which they give. He also appointed the "evil

inclination" to incite to all these bodily pleasures. Now if this "evil

inclination" gets the upper hand of the reason, the result is excess and

ruin. Hence the need of general abstemiousness. And the ascetic class

serve the purpose of reinforcing general temperance by their example.

But in the asceticism of the few there is also a limit beyond which one

should not go. Here too the middle way is the best. Those extremists who

leave the world entirely and live the life of a recluse in the desert,

subsisting on grass and herbs, are farthest from the middle way, and the

Bible does not approve of their mode of life, as we read in Isaiah (45,

18) "The God that formed the earth and made it; he that hath

established it,--not in vain did he create it, he formed it to be

inhabited." Those are much better who without leaving for the desert

pass solitary lives in their homes, not associating with other people,

and abstaining from superfluities of all kinds. But the best of all are

those who adopt the mildest form of asceticism, who separate from the

world inwardly while taking part in it outwardly, and assisting in the

ordinary occupations of mankind. These are commended in the Bible.

Witness the prayer of Jacob (Gen. 28, 20), the fasting of Moses forty

days and forty nights on the mount, the fasting of Elijah, the laws of

the Nazirite, Jonadab ben Rechab, Elisha, prescriptions of fasting on

various occasions, and so on.[129]

The highest stage a man can reach spiritually is the love of God, and

all that preceded has this as its aim. True love of God is that felt

toward him for his own sake because of his greatness and exaltation, and

not for any ulterior purpose.

The soul is a simple spiritual substance which inclines to that which is

like it, and departs from what is material and corporeal. But when God

put the soul into the body, he implanted in it the desire to maintain

it, and it was thus affected by the feelings and desires which concern

the health and growth of the body, thus becoming estranged from the

spiritual.

In order that the soul shall attain to the true love of God, the reason

must get the upper hand of the desires, all the topics treated in the

preceding sections must be taken to heart and sincerely and

conscientiously acted upon. Then the eyes of the soul will be opened,

and it will be filled with the fear and the love of God.[130]

A History of Mediaeval Jewish Philosophy · 第 6 / 20 章