The more distinct of these intra-national groups may not only be

very fully isolated from the common body, but may be the seat of an

actual corporate hostility to it, or rather to the aggregated minor

groups which have come officially to represent it. When war breaks

upon a society thus constituted {216} the intense stimulation of herd

instinct that results tends to break down the moral restrictions set up

by segregation, to throw back the individual citizen on to the nation

at large for the satisfaction of his moral needs, and to replace class

feeling by national feeling. The apprehended danger of the given war is

the measure of the completeness with which occurs such a solution of

minor groups into the national body. The extent of such solution and

the consequently increased homogeneity it effects in the nation will

determine the extent to which national feeling develops, the degree

to which it approaches unanimity, and consequently the vigour with

which the war is defended and conducted. If a minor group has already

developed a certain hostility to the common body and resists the

solvent effect of the outbreak of war, it becomes a potential source

of anti-national feeling and of opposition to the national policy.

Surrounded as it necessarily will be by an atmosphere of hostility,

its character as a herd becomes hardened and invigorated, and it can

endow its members with all the gifts of moral vigour and resistiveness

a herd can give. Thus we may say, that in a country at war _every_

citizen is exposed to the extremely powerful stimulation of herd

instinct characteristic of that state. In the individual who follows

in feeling the general body of his fellows, and in him who belongs

to a dissentient minority, the reactions peculiar to the gregarious

animal will be energetically manifested. Of such reactions, that which

interests us particularly at the moment is the moulding of opinion in

accordance with instinctive pressure, and we arrive at the conclusion

that our citizen of the majority is no more—if no less—liable to the

distortion of opinion than our citizen of the minority. Whence we

conclude that in a country at war _all_ opinion is necessarily more or

less subject to prejudice, and that this liability to {217} bias is a

herd mechanism, and owes its vigour to that potent instinct.

It is undoubtedly depressing to have to recognize this universality

of prejudice and to have to abandon the opinion sometimes held that

the characteristics of herd belief are limited to the judgments of the

vulgar. The selectness of a minority in no way guarantees it against

the fallacies of the mob. A minority sufficiently unpopular is, in

a sense, a mob in which smallness is compensated for by density.

The moral vigour and fortitude which unpopular minorities enjoy are

evidences of herd instinct in vigorous action; the less admirable

liability to prejudice being a part of the same instinctive process is

a necessary accompaniment. We may lay it down, then, as fundamental

that all opinion among the members of a nation at war is liable to

prejudice, and when we remember with what vehemence such opinion

is pronounced and with what fortitude it is defended we may regard

as at least highly probable that such opinion always actually is

prejudiced—rests, that is to say, on instinct rather than reason. Now,

it is common knowledge that in the present state of society opinion in

a given country is always divided as to the justice of an actual war.

All of it sharing the common characteristic of war opinion in being

prejudiced, some will pronounce more or less clearly that the war is

just and necessary, some will pronounce more or less clearly against

that view; there will be a division into what we may call pro-national

and anti-national currents of opinion, each accompanied respectively

by its counterpart of what we may call anti-hostile and pro-hostile

opinion. It is a significant fact that the relative development of

pro-national and anti-national feeling varies according to the degree

in which the given war is apprehended as dangerous. A {218} war

apprehended as dangerous produces a more complete solution of the

minor herds of society into the common body than does a war not so

regarded; in consequence there is a nearer approach to homogeneity,

and pro-national opinion is far in excess of anti-national opinion,

which, if recognizable, is confined to insignificant minorities. A war

regarded as not dangerous produces a less complete solution in the

common body, a less degree of homogeneity, and allows anti-national

opinion, that is, doubt of the justice of the war and opposition to the

national policy, to develop on a large scale. These phenomena have been

clearly visible in the history of recent wars. The South African War

of 1899–1902 was not apprehended as dangerous in this country, and in

consequence, though pro-national opinion prevailed among the majority,

anti-national opinion was current in a large and respectable minority.

The war of 1914–1918, regarded from the first as of the greatest

gravity, gave to pro-national opinion an enormous preponderance,

and restricted anti-national opinion within very narrow limits. The

Russo-Japanese War provided an excellent double illustration of these

mechanisms. On the Russian side regarded as not dangerous, it left

national opinion greatly divided, and made the conduct of the war

confused and languid; on the Japanese side apprehended as highly

dangerous, it produced an enormous preponderance of pro-national

opinion, and made the conduct of the war correspondingly vigorous. In

the Franco-Prussian War of 1870–1871 a further point is illustrated.

The essential factor in the stimulation of herd instinct by war is not

the actual danger of a given war, but the apprehended danger of it.

The Prussians were dangerous enough to France, but were not generally

regarded as such by the French, and in consequence national {219}

homogeneity did not develop as it did on a later occasion in face of

the same menace.

If pro-national and anti-national opinion, if belief and doubt in the

justice of a given war, vary in relation to a single predominantly

important psychological factor—the apprehended danger to the nation of

the war in question—it is obvious that the ostensible and proclaimed

grounds upon which such opinion is founded are less decisive than is

commonly supposed. Finding, as we do, that the way in which a people

responds to the outbreak of war depends certainly in the main and

probably altogether on a condition not necessarily dependent on the

causes of the war, it is obvious that the moral justifications which

are usually regarded as so important in determining the people’s

response are in fact comparatively insignificant. This conclusion

agrees with the observed fact that no nation at war ever lacks the

conviction that its cause is just. In the war of 1914–1918 each of

the belligerents was animated by a passion of certainty that its

participation was unavoidable and its purpose good and noble; each side

defended its cause with arguments perfectly convincing and unanswerable

to itself and wholly without effect on the enemy. Such passion, such

certitude, such impenetrability were obviously products of something

other than reason, and do not in themselves and directly give us any

information as to the objective realities of the distribution of

justice between the two sides. The sense of rectitude is in fact and

manifestly a product of mere belligerency, and one which a nation at

war may confidently expect to possess, no matter how nefarious its

objects may ultimately appear to be in the eyes of general justice.

The fact that such a sense of rectitude is a universal and inevitable

accompaniment of war, and as strong in a predatory and {220} criminal

belligerent as in a generally pacific one, gives us a convenient

measure of the extent to which prejudice must prevail in warfare.[T]

[T] It is important that it should be quite clear that we have

been speaking here of the reaction of the general body of a nation

to the occurrence of war, and not of the reasons for which a given

war was undertaken. In England and in Germany the feeling of

the people that the late war was just and necessary was equally

intense and equally a direct consequence of the danger to the

herd it represented. It was therefore a non-rational instinctive

response without reference to objective justice in either case.

Had the threat to the herd on either side seemed less grave,

opinion as to the justice of the war would in that country have

been correspondingly more divided. By her calculated truculence

in the years before the war Germany—intending doubtless to

intimidate a decaying people—had made it certain that when the

threat to this country did come it should be apprehended at once

as dangerous to the last degree, and had thus herself organized

the practical unanimity of her chief enemy. All such reactions

upon the outbreak of war are instinctively determined. It is the

burden of the statesman that his decision in a crisis in favour of

war _automatically_ renders impossible _rational_ confirmation by

the people.

We thus arrive at the discouraging conclusion that in a belligerent

country all opinion in any way connected with the war is subject to

prejudice, either pro-national or anti-national, and is very likely in

consequence to be of impaired validity. Must we then conclude further

that speculation upon war themes is so liable to distortion that

reasoned judgments of any practical value are impossible? Now, it is

guidance in just such a difficulty as this that a psychology having any

pretensions to be called practical may fairly be expected to yield, and

psychology does in fact provide certain broad precautionary principles,

which, although by no means infallible guides, do profess to be able

to keep within bounds the disturbing effects of prejudice on judgment

and so render possible the not wholly unprofitable discussion even of

matters the most deeply implicated by war-time passion.

First among such principles is the recognition of the fact that

prejudice does not display itself as such to direct introspection. One

who is being {221} influenced by prejudice will never be able to detect

his biassed judgments by an apparent defect in their plausibility or

by any characteristic logical weakness. Agreement or disagreement

with common opinion will as such be no help, since prejudice infests

minorities no less than majorities. To suppose that when one has

admitted the liability to prejudice one can free oneself from it by a

direct voluntary effort is a common belief and an entirely fallacious

one. Such a task is far beyond the powers of the most fully instructed

mind, and is not likely to be undertaken except by those who have

least chance of success. Prejudice, in fact, is for the individual

like the ether of the physicist, infinitely pervasive and potent, but

insusceptible of direct detection; its presence is to be assumed as

general, but it escapes before immediate search by introspection as the

ether eludes the balance and the test-tube.

Secondly, it is possible for the investigator, having admitted the

existence of prejudice as a condition of thought, to recognize the

general direction of its action in his own mind, to recognize, that is

to say, whether the tone of it is pro-national or anti-national, and

thus to obtain a certain orientation for his efforts to neutralize it.

Having frankly recognized this general tendency in his thinking, he

will be able to do something towards correcting it by making allowance

for it in his conclusion as a whole. If his tendency of feeling is

pro-national, he will say to himself of any judgment favourable to

his country, “This is a conclusion likely to have been influenced

by prejudice, therefore for all the precautions I may have taken in

forming it, and whatever scientific care and caution I may have used,

in spite even of its agreeable appearance of self-evident truth, I must

regard its validity as subject to some subtraction before it {222} can

safely be made the basis for further speculation.” If his tendency of

feeling is anti-national, he will have a similar task of attenuation to

carry out upon the conclusions unfavourable to his country that he may

reach, and will be prudent to make very drastic deductions in view of

the supposed immunity to prejudice with which minorities are rather apt

to assume the absence of vulgar approval endows them.[U]

[U] It is perhaps of interest to note in passing that war-time

opinion and prejudice are characteristically pro-national

and anti-national, rather than anti-hostile and pro-hostile

respectively. The impulse that might have led an isolated German

to defend the English at the expense of his countrymen, or an

isolated Englishman to defend the Germans at the expense of his

countrymen, was in its psychological essence anti-national and

animated by no love of the enemy; it was an instinctive revolt

against his country, or rather the groups which in the process

of social segregation had come to represent it. Such terms,

therefore, as pro-German, and in another association pro-Boer,

though doubtless convenient implements of abuse, were inexactly

descriptive psychologically. “Anti-English” would have been

more just, but immensely less effective, as vituperation, for

the prejudice it was desired to decry was for the most part a

hostility not to the nation, but to its official embodiment.

Probably, however, it was the very element of injustice in the

term pro-German that made it so satisfactory a vehicle for

exasperated feeling.

Finally, one who attempts to deal usefully with matters in which strong

feeling is inevitable will do well, however thoroughly he may try to

guard himself from the effects of prejudice, to bring his speculative

conclusions into such form that they are automatically tested by the

progress of events. Symmetry and internal consistency are unfortunately

but too often accepted as evidences of objective validity. That the

items of a series of conclusions fit into one another neatly and

compose a system logically sound and attractive to the intellect gives

us practically no information of their truth. For this a frequently

repeated contact with external reality is necessary, and of such

contacts the most thoroughly satisfactory one is the power to foretell

the course of events. Foresight is the supreme {223} test of scientific

validity, and the more a line of argument is liable to deflection by

non-rational processes the more urgent is the need for it constantly

to be put into forms which will allow its capacity for foresight to

be tested. This was the one great advantage amongst heavy handicaps

enjoyed by those who ventured into speculation upon the international

situation during the late war. Events were moving so quickly from

crisis to crisis that it was possible for the psychologist to see his

judgments confirmed or corrected almost from day to day, to see in the

authentic fabric of reality as it left the loom where he had had any

kind of foreknowledge, where he had been altogether unprepared, and

where he had failed in foresight of some development that should have

been within his powers.

These three principles were those in accordance with which it was

attempted to conduct the discussion in this book of topics connected

with the war. The writer was aware that neither was he by nature or

art immune to prejudice nor able by some miracle of will power to

lay down passion when he took up the pen, and he admitted to himself

with what frankness he could command the liability under which his

conclusions would lie of having been arrived at under the influence of

pro-national prejudice. He hoped, however, that a liberal allowance

for the direction of his instinctive bias and a grateful use of the

diurnal corrective of events might enable him to reach at any rate some

conclusions not altogether without a useful tincture of validity.

It was possible, moreover, to put certain conclusions in a form

which the development of the war must confirm or disprove, and it

may be interesting as a test of what was put forward as an essay in

an essentially practical psychology briefly {224} to review these

theoretical anticipations in the light of what actually has happened.

PSYCHOLOGICAL ANTICIPATIONS

The hypothesis was put forward that in the German people the reactions

in which the herd instinct was manifesting itself were in accordance

with the type to be seen in the predaceous social animals rather

than the type which seems to be characteristic of modern Western

civilizations. The next step was naturally to inquire whether the known

characters of what we called aggressive gregariousness were able to

account for the observed German peculiarities in reaction, and then to

indicate what special features we might expect to appear in Germany

under the developing stress of war if our hypothesis was sound.

Under the guidance of the hypothesis we found reason to believe

that the morale of the German people was of a special kind, and

essentially dependent for the remarkable vigour it then showed upon

the possibility of continued successful aggression. This suggestion

was borne out by the long series of offensive movements, increasing

in weight and culminating in the spring of 1918, in the great attacks

on which Germany broke herself. From the way in which these movements

were announced and expected it became evident that during an enforced

defensive the morale of Germany declined more rapidly than did that of

her opponents. This was the essential confirmation of the psychological

view we had put forward. Apart from all question of the strategic

and merely military advantages of the offensive it was plain that

Germany’s moral need for the posture of attack was peculiarly and

characteristically great. That she continually and convincedly—though

perhaps injudiciously—declared the war to be one of defence only, that

she had {225} everything to hope from disunion among her enemies and

little to fear from disunion among her friends, that she was in assured

possession of the most important industrial districts of France,

that she had successfully brought into something like equilibrium

the resistance to the effects of the blockade, and had proved like

her animal prototypes only to be more fierce and eager when she was

hungry—all of these strong objective reasons for fighting a defensive

delaying war were over-whelmed by the crucially important requirement

of keeping the aggressive spirit strung up to the highest pitch. The

fighting spirit must be that of attack and conquest, or it would break

altogether. Our hypothesis, therefore, enabled us to foresee that she

would have to go on torturing her declining frame with one great effort

after another until she had fought herself to a standstill, and then,

if her enemies but just succeeded in holding her, her morale would

begin to decline, and to decline with terrible abruptness. We were

even able to regard it as probable that for all the talk of the war on

the German side being defensive only, for all the passionate devotion

to the Fatherland and the profound belief in the sanctity of its

frontiers, as a matter of cold and dry reality, if it came to invasion,

Germany would not be defended by its inhabitants.

Another subject upon which the psychological method of inquiry

professed to yield some degree of foresight was that—at that

time—fruitful cause of discussion, the objects for which the enemies

of Germany were fighting. Opinion at that time was much ruled by the

conception of a Germany gradually forced back upon and beyond her

frontiers, grim, implacable, irreconcilable, her national spirit

energized and made resilient by humiliation, and clinging unconquerably

to the thought of a resurrection of her glory through the {226} faith

of her sons. Under the influence of ideas of this romantic type, it was

not always possible for opinion to be very precise upon what was to be

made the object of the war in order to secure from Germany the safety

of the civilizations opposed to hers. Psychologically, however, the

moral condition of a beaten Germany seemed relatively easy to foretell.

If the behaviour of other predaceous types was of any value as a guide,

it was plain that a sound beating alone and in itself would produce all

the effect that was needful. There could be no fear of the national

morale being invigorated by defeat, but an enemy successfully invading

Germany would necessarily find the one essential condition on which any

subsequent security must be set up—the replacement of the aggressive

and predaceous morale by complete moral collapse. These were the

considerations that enabled one to say that considered psychologically

the mere beating of Germany was the single object of the war. The

completeness of the moral collapse which accompanied her beating seems

to have been found remarkable and astonishing by very many, but can

have been so only to those who had not interested themselves in the

psychological aspects of the problem.

In stating, in 1915, these conclusions as to the social type and

moral structure of Germany and in formulating the indications they

seemed to give of the course of future events, it was necessary to

make considerable deductions from the precision and detail with which

one made one’s small efforts at foresight in order to allow for the

effects one’s pro-national bias may have had in deflecting judgment.

Enough, however, was stated definitely to enable the progress of events

very clearly to confirm or disprove the conclusions arrived at. The

not inconsiderable correspondences between the {227} theoretical

considerations and the actual development of events is perhaps enough

to suggest that the method of speculation used has a certain validity.

* * * * *

In considering the psychological case of England we came to the

conclusion that her morale depended on mechanisms different from those

which were in action in Germany, and indicating that social development

had in her followed a different type. We saw reason to suppose that

this social type would be very much more resistant to discouragement

and disaster than the aggressive type embodied in Germany, and that

if England won the war it would be by virtue of the toughness of her

nerve. The form of social organization represented by England was seen

to contain a germ of strength not possessed by her enemy, an intensely

resistant nucleus of moral power that underlay the immeasurable waste

and the inextricable confusion of her methods. If the moral structure

of Germany was of its kind fully developed, it was also primitive; if

the moral structure of England was embryonic, it was also integrative

and still capable of growth. If it was very obvious at that time how

immensely responsive to intelligent and conscious direction the moral

powers of England would have been, if it was obvious how largely such

direction would have diminished the total cost of the war in time and

suffering, if it was obvious that such direction would not, and almost

certainly could not, be forthcoming, it was equally clear that the

muddle, the mediocrity, the vociferation with which the war was being

conducted were phenomena within the normal of the type and evolutionary

stage of our society, and were not much more than froth on the surface

of an invisible and unsounded stream.

Instincts of the Herd in Peace and War · 第 16 / 19 段