Man and a certain number of other species widely distributed

throughout the animal kingdom show, in addition to the instincts of

self-preservation, nutrition, and sex, specialized inherited modes

of response to the needs, not directly of the individual but of the

herd to which he belongs. These responses, which are perfectly well

marked and characteristic, are those of the herd instinct. It is

{98} important to grasp clearly the relation of this instinct to

the individual. It must be understood that each separate member of

a gregarious species inherits characters deeply rooted in his being

which effectually differentiate him from any non-gregarious animal.

These characters are such that in presence of certain stimuli they

will ensure his responding in a specialized way which will be quite

different from the response of a solitary animal. The response when

examined will be found not necessarily to favour the survival of

the individual as such, but to favour his survival as a member of a

herd. A very simple example will make this plain. The dog and the cat

are our two most familiar examples of the social and the solitary

animal respectively. Their different attitudes towards feeding must

have been observed by all. The cat takes her food leisurely, without

great appearance of appetite and in small amounts at a time; the dog

is voracious and will eat hurriedly as much as he can get, growling

anxiously if he is approached. In doing so he is expressing a deeply

ingrained characteristic. His attitude towards food was built up

when he hunted in packs and to get a share of the common kill had

to snatch what came in his way and gulp it down before it could be

taken from him. In slang which has a sound biological basis we say he

“wolfs” his food. When in domestication his food supply is no longer

limited in the primitive way, his instinctive tendency persists; he

is typically greedy and will kill himself by overeating if he is

allowed to. Here we have a perfect instance of an instinctive response

being disadvantageous to the survival of the individual as such, and

favouring his survival only as a member of a herd. This example,

trivial as it may seem, is worthy of close study. It shows that the

individual of the gregarious species, as an individual and in {99}

isolation, possesses indelible marks of character which effectually

distinguish him from all solitary animals.

The same principle applies with equal force to man. Whether he is

alone or in company, a hermit philosopher or a mere unit of a mob, his

responses will bear the same stamp of being regulated by the existence

and influence of his fellows.

The foregoing considerations, elementary and incomplete as they are,

suggest that there is a strong prima facie case for rejecting the

common conceptions that man is among animals the least endowed with

an inheritance of instinct, and that civilization has produced in

him profound modifications in his primitive instinctive impulses. If

the conception which I have put forward be correct, namely, that man

is not at all less subject to instinctive impulsions than any other

animal but disguises the fact from the observer and from himself by

the multiplicity of the lines of response his mental capacity enables

him to take, it should follow that his conduct is much less truly

variable and much more open to generalization than has generally been

supposed. Should this be possible, it would enable the biologist to

study the actual affairs of mankind in a really practical way, to

analyse the tendencies of social development, to discover how deeply

or superficially they were based in the necessity of things, and above

all, to foretell their course. Thus might be founded a true science of

politics which would be of direct service to the statesman.

Many attempts have been made to apply biological principles to the

interpretation of history and the guidance of statecraft, especially

since the popularization of the principles associated with the name

of Darwin. Such attempts have generally been undertaken less in the

spirit of the scientific {100} investigator than in that of the

politician; the point of departure has been a political conviction and

not a biological truth; and as might be expected, when there has been

any conflict between political conviction and biological truth it is

the latter that has had to give way. Work of this kind has brought the

method into deserved contempt by its crudity, its obvious subservience

to prejudice, and its pretentious gestures of the doctrinaire. England

has not been without her examples of these scientific politicians and

historians, but they cannot be said to have flourished here as they

have in the more scholastic air of Germany. The names of several such

are now notorious in this country and their works are sufficiently

familiar for it to be obvious that their claims to scientific

value do not admit of discussion. It is not necessary to consider

their conclusions, they are condemned by their manner; and however

interesting their political vociferation may be to fellow-patriots,

it plainly has no meaning whatsoever as science. In face of the

spectacle presented by these leather-lunged doctrinaires, it needs

some little hardihood to maintain that it is possible profitably to

apply biological principle to the consideration of human affairs;

nevertheless, that is an essential thesis of this essay.

In attempting to illuminate the records of history by the principles

of biology, an essential difficulty is the difference of scale in time

upon which these two departments of knowledge work. Historical events

are confined within a few thousands of years, the biological record

covers many millions; it is scarcely to be expected, therefore, that

even a gross movement on the cramped historical scale will be capable

of detection in the vast gulf of time the biological series represents.

A minor difficulty is the fact that the data of history come to us

through a dense and reduplicated veil of human {101} interpretation,

whereas the biological facts are comparatively free from this kind of

obscuration. The former obstacle is undoubtedly serious. It is to be

remarked, however, that there is strong reason to suppose that the

process of organic evolution has not been and is not always infinitely

slow and gradual. It is more than suspected that, perhaps as the result

of slowly accumulated tendency or perhaps as the result of a sudden

variation of structure or capacity, there have been periods of rapid

change which might have been perceptible to direct observation. The

infinitely long road still tending upwards comes to where it branches

and meets another path, tending perhaps downwards or even upwards at

a different slope. May not the meeting or branching form, as it were,

a node in the infinite line, a resting place for the eye, a point in

the vast extension capable of recognition by a finite mind and of

expression in terms of human affairs? It is the belief of the writer

that the human race stands at such a nodal point to-day.

THE BIOLOGY OF GREGARIOUSNESS.

In order to set forth the evidence on which is based the conclusion

that the present juncture of affairs is not merely, as it very

obviously is, a meeting-place of epochs in the historical series,

but also marks a stage in the biological series which will prove to

have been a moment of destiny in the evolution of the human species,

it will be necessary to inquire somewhat closely into the biological

meaning of the social habit in animals. In an earlier essay certain

speculations in the same subject were indulged, and a certain amount

of repetition will be necessary. The point of view then taken up,

however, was different from that from which I shall now attempt to

review the facts. Then the main {102} interest lay in an examination

of the meaning of gregariousness for the individual mind, and although

reasons enough were found for uneasiness at the course of events,

and at the instability of civilization which any radical examination

displayed, the inquiry was not pursued under any immediate imminence of

disaster to the social fabric as it must be now. Naturally, therefore,

at the present time certain aspects of the subject which before were

of no special relevance become of great importance and demand close

examination.

In a general view of the social habit in animals certain outstanding

facts are readily to be observed. It is of wide distribution and

sporadic occurrence, it varies much in the completeness of its

development, and there seems to be an inverse relation between its

completeness and the brain power of the animal concerned.

From the wideness of its distribution the social habit may be supposed

to represent a forward step in complexity which comes about readily. It

has the appearance of being upon a path which species have a natural

tendency to follow, a line of evolution which is perhaps rendered

possible by constantly occurring small variations common to all animals

and taken advantage of only under certain circumstances of pressure

or increase. It seems not to depend on any sudden large variation of

type, and such is not necessary to account for it. It differs from

many other modifications which we know animal life to have undergone

in being immediately useful to the species from its very beginning and

in its least perfect forms. Once started, however imperfectly, the new

habit will have a natural tendency to progress towards fuller forms of

sociality by reason of special selective forces which it inevitably

sets going. The fact that it is valuable to the species in which it

develops even in its most larval forms, {103} combined with its

tendency to progress, no doubt accounts for the wonderful series of all

degrees of gregariousness which the field of natural history presents.

I have pointed out elsewhere that the fundamental biological meaning of

gregariousness is that it allows of an indefinite enlargement of the

unit upon which the undifferentiated influence of natural selection is

allowed to act, so that the individual merged in the larger unit is

shielded from the immediate effects of natural selection and is exposed

directly only to the special form of selection which obtains within the

new unit.

There seems little doubt that this sheltering of the individual allows

him to vary and to undergo modifications with a freedom which would

have been dangerous to him as an isolated being, but is safe under the

new conditions and valuable to the new unit of which he now is a part.

In essence the significance of the passage from the solitary to the

gregarious seems to be closely similar to that of the passage from the

unicellular to the multicellular organism—an enlargement of the unit

exposed to natural selection, a shielding of the individual cell from

that pressure, an endowment of it with freedom to vary and specialize

in safety.

Nature has thus made two great experiments of the same type, and if one

be reasonably careful to avoid arguing from analogy, it is possible

to use one case to illuminate the other by furnishing hints as to

what mechanisms may be looked for and in what directions inquiry may

profitably be pursued.

The sporadic occurrence of gregariousness at widely separated points

of the animal field—in man and sheep, in ant and elephant—inclines one

to suppose that multicellularity must have arisen also at multiple

points, and that the metazoa did not arise from the protozoa by a

single line of descent. It {104} suggests also that there is some

inherent property in mobile living organisms that makes combination

of individuals into larger units a more or less inevitable course

of development under certain circumstances and without any gross

variation being necessary to initiate it. The complex evolution which

multicellularity made possible, and perhaps enforced, can scarcely

fail to make one wonder whether the gregarious animal has not entered

upon a path which must of necessity lead to increasing complexity and

co-ordination, to a more and more stringent intensity of integration or

to extinction.

The varying degrees to which the social habit has developed among

different animals provide a very interesting branch of study. The class

of insects is remarkable in furnishing an almost inexhaustible variety

of stages to which the instinct is developed. Of these that reached by

the humble bee, with its small, weak families, is a familiar example of

a low grade; that of the wasp, with its colonies large and strong, but

unable to survive the winter, is another of more developed type; while

that of the honey bee represents a very high grade of development in

which the instinct seems to have completed its cycle and yielded to the

hive the maximum advantages of which it is capable. In the honey bee,

then, the social instinct may be said to be complete.

It is necessary to examine somewhat closely into what is denoted by the

completeness or otherwise of the social habit in a given species.

To return for a moment to the case of the change from the unicellular

to the multicellular, it is obvious that in the new unit, to get the

full advantage of the change there must be specialization involving

both loss and gain to the individual cell; one loses power of digestion

and gains a special sensitiveness to stimulation, another loses

locomotion {105} to gain digestion, and so forth in innumerable

series as the new unit becomes more complex. Inherent, however, in

the new mechanism is the need for co-ordination if the advantages

of specialization are to be obtained. The necessity of a nervous

system—if progress is to be maintained—early becomes obvious, and it

is equally clear that the primary function of the nervous system is

to facilitate co-ordination. Thus it would seem that the individual

cell incorporated in a larger unit must possess a capacity for

specialization, the ability to originate new methods of activity,

and a capacity for response—that is, the ability to limit itself to

action co-ordinated suitably to the interests of the new unit rather

than to those that would have been its own if it had been a free unit

in itself. Specialization and co-ordination will be the two necessary

conditions for success of the larger unit, and advance in complexity

will be possible as long only as these two are unexhausted. Neither, of

course, will be of avail without the other. The richest specialization

will be of no good if it cannot be controlled to the uses of the whole

organism, and the most perfect control of the individual cells will

be incapable of ensuring progress if it has no material of original

variation to work on.

The analogy is helpful in the consideration of the mechanisms brought

into play by the social habit. The community of the honey bee bears a

close resemblance to the body of a complex animal. The capacity for

actual structural specialization of the individuals in the interests of

the hive has been remarkable and has gone far, while at the same time

co-ordination has been stringently enforced, so that each individual

is actually absorbed into the community, expends all its activities

therein, and when excluded from it is almost as helpless as a part of

the naked flesh of an animal {106} detached from its body. The hive

may, in fact, without any very undue stretch of fantasy, be described

as an animal of which all the individual cells have retained the power

of locomotion. When one watches the flight of a swarm of bees its

unanimity and directness very easily produce the illusion that one is

witnessing the migration of a single animal usually sedentary but at

times capable of undertaking journeys with a formidable and successful

energy. This new animal differs from the other animals of the metazoa

which it has outdistanced in the race of evolution, not merely in

its immense power, energy, and flexibility, but also in the almost

startling fact that it has recovered the gift of immortality which

seemed to have been lost with its protozoal ancestors.

The extent to which the hive makes use of the powers of its individuals

is the measure of the completeness with which the social habit is

developed in it. The worker bee has practically no activities which are

not directly devoted to the hive, and yet she goes about her ceaseless

tasks in a way that never fails to impress the observer with its

exuberant energy and even its appearance of joyfulness. It is thought

that the average worker bee _works herself to death_ in about two

months. That is a fact which can scarcely fail to arouse, even in the

least imaginative, at any rate a moment of profound contemplation.

If we could suppose her to be conscious in the human sense, we

must imagine the bee to be possessed by an enthusiasm for the hive

more intense than a mother’s devotion to her son, without personal

ambitions, or doubts or fears, and if we are to judge by the

imperfect experience man has yet had of the same lofty passion, we

must think of her consciousness, insignificant spark as it is, as a

little fire ablaze with altruistic feeling. Doubtless, such {107}

an attribution of emotion to the bee is a quite unjustified fallacy

of anthropomorphism. Nevertheless, it is not altogether valueless

as a hint of what social unity might effect in an animal of larger

mental life. There can be little doubt that the perfection to which

the communal life of the bee has attained is dependent on the very

smallness of the mental development of which the individuals are

capable. Their capacity to assimilate experience is necessarily from

their structure, and is known by experience to be, small and their

path is marked out so plainly by actual physical modifications that

the almost miraculous absorption of the worker in the hive is after

all perhaps natural enough. If she were able to assimilate general

experience on a larger scale, to react freely and appropriately to

stimuli external to the hive, there can be little doubt that the

community would show a less concentrated efficiency than it does

to-day. The standing miracle of the bee—her sensitiveness to the voice

of the hive and her capacity to communicate with her fellows—would

undoubtedly be less marvellously perfect if she were not at the same

time deaf to all other voices.

When we come to consider animals in which the anatomist can recognize

a brain and the psychologist an individual mind, the types of

gregariousness we meet with are found to have lost the magnificent

intensity of the bee. This decline in intensity seems to be due to

the greatly increased variety of reaction of which the individual

is capable. The gregarious mammalia are most of them relatively

intelligent, they are capable of assimilating experience to a certain

extent and have a definite capacity for individual existence. In them

the social habit shows comparatively little tendency to a gradual

intensification, but is a more static condition. Doubtless, there are

other conditions {108} which also limit it. For example, the slowness

of multiplication and fixity of structure in the mammalia obviously

deprive them of the possibility of undergoing a continuous social

integration as the insects have. Be this as it may, we find in them

the social habit but little or scarcely at all expressed in physical

specialization but shown as a deeply ingrained mental character which

profoundly influences their habits and their modes of reaction to

bodily and external impressions. Among the mammalia other than man

and possibly apes and monkeys, gregariousness is found in two broadly

distinguishable types according to the function it subserves. It may

be either protective as in the sheep, the deer, the ox, and the horse,

or aggressive as in the wolf and allied animals. In both forms it will

involve certain common types of capacity, while the distinguishing

characteristic of each will be a special kind of reaction to certain

stimuli. It is important to understand that these peculiarities are

possessed by each individual of the larger unit, and will be displayed

by him in a characteristic way whether he is in the company of his

fellows or not. It is not necessary to repeat here in any detail the

characters of the gregarious mammal. They have been dealt with in an

earlier essay, but it is desirable to emphasize here certain features

of exceptional importance and some which were but little discussed

before.

The quite fundamental characteristic of the social mammal, as of the

bee, is sensitiveness to the voice of his fellows. He must have the

capacity to react fatally and without hesitation to an impression

coming to him from the herd, and he must react in a totally different

way to impressions coming to him from without. In the presence of

danger his first motion must be, not to fly or to attack as the case

may be, but to notify the herd. This characteristic is beautifully

demonstrated in the low {109} growl a dog will give at the approach of

a stranger. This is obviously in no way part of the dog’s programme of

attack upon his enemy—when his object is intimidation he bursts into

barking—but his first duty is to put the pack on its guard. Similarly

the start of the sheep is a notification and precedes any motion of

flight.

In order that the individual shall be sensitive in a special degree

to the voice of the herd, he must have developed in him an infallible

capacity for recognizing his fellow-members. In the lower mammalia

this seems almost exclusively a function of the sense of smell, as is

natural enough since that sense is as a general rule highly developed

in them. The domestic dog shows admirably the importance of the

function of recognition in his species. Comparatively few recognize

even their masters at any distance by sight or sound, while obviously

with their fellows they are practically dependent on smell. The extent

to which the ceremonial of recognition has developed in the dog is, of

course, very familiar to every one. It shows unmistakable evidence of

the rudiments of social organization, and is not the less illuminating

to the student of human society for having a bodily orientation and

technique which at first sight obscures its resemblance to similar, and

it is supposed more dignified, mechanisms in man.

Specialization fitting the animal for social life is obviously in

certain directions restrictive; that is, it denies him certain

capacities and immunities which the solitary animal possesses;

equally obviously is it in certain directions expansive and does it

confer qualities on the social which the solitary does not possess.

Among qualities of restrictive specialization are inability to live

satisfactorily apart from the herd or some substitute for it, the

liability to loneliness, a dependence on leadership, custom, and

tradition, a {110} credulity towards the dogmas of the herd and an

unbelief towards external experience, a standard of conduct no longer

determined by personal needs but influenced by a power outside the

ego—a conscience, in fact, and a sense of sin—a weakness of personal

initiative and a distrust of its promptings. Expansive specialization,

on the other hand, gives the gregarious animal the sense of power and

security in the herd, the capacity to respond to the call of the herd

with a maximum output of energy and endurance, a deep-seated mental

satisfaction in unity with the herd, and a solution in it of personal

doubts and fears.

All these characters can be traced in an animal such as the dog. The

mere statement of them, necessarily in mental terms, involves the

liability to a certain inexactitude if it is not recognized that no

hypothesis as to the consciousness of the dog is assumed but that the

description in mental terms is given because of its convenient brevity.

An objective description of the actual conduct on which such summarized

statements are founded would be impossibly voluminous.

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Instincts of the Herd in Peace and War · 第 7 / 19 段