CHAPTER VII

CHOPIN

Chopin’s music and its relative value in musical

value; racial and personal characteristics; influences

and preferences; Chopin’s playing--His instinct for

form; the form of his sonatas and concertos; the

_Polonaise-Fantaisie_; the preludes--Chopin as a harmonist;

Chopin’s style analyzed: accompaniment figures, inner

melodies, polyphonic suggestions, passages, melodies and

ornaments--His works in general: salon music; waltzes;

nocturnes; mazurkas; polonaises; conclusion.

I

No music for the pianoforte is more widely known than that of

Chopin. None has been more generally accepted. None has been exposed

so mercilessly to the mauling of sentimentality and ignorance; nor

has any other suffered to such an extent the ignominy of an affable

patronage. Yet it has not faded nor shown signs of decay. Rather year

by year the question rises clearer: is any music more irreproachably

beautiful? Less and less timidly, thoughtful men and women now demand

that Chopin be recognized truly as equal of the greatest, even of Bach,

of Mozart, of Beethoven. There are no fixed standards by which to

measure the greatness of music. We adore the sacredness of forms and

names. At the best we have a sort of tenacity of faith, supported by

a wholly personal enthusiasm. To many this demand on behalf of Chopin

will appear to be based on an enthusiasm that is not justifiable; but

by what shall enthusiasm be justified? It is an emotion, something

more powerful in music than reason. One must grant that no pianoforte

music has shown a greater force than Chopin’s to rouse the emotions

of the general world. That it moves the callow heart to sighs or that

the ignorant will fawn upon it is no proof of weakness in it. Your

ignoramus will dote on Beethoven almost as much. Chopin’s music has

depth upon depth of beauty into which the student and the artist may

penetrate. It can never be fully comprehended and then thrown aside. To

study it year after year is to come ever upon new wonders.

It is urged against Chopin that he wrote only for the pianoforte. But

this cannot have any weight in estimating the value of his music. It

is generally acknowledged that the pianoforte is of all instruments

the most difficult to write for. Chopin was absolute master of these

difficulties, just as Wagner was master of the orchestra. He was

therefore in a position to give perfect expression to his ideas, as

far as color of sound is concerned. Mr. Edgar Stillman Kelley in his

recent book on Chopin[35] brings forward the interesting point that

at the time Chopin was composing--roughly between 1830 and 1845--the

orchestra would have been quite inadequate to the expression of his

ideas; both because of the imperfections of many of the instruments and

because of the lack of virtuoso skill among the players. For Chopin’s

music is above all things intricate. There is a ceaseless interweaving

of countless strands of harmony, a subtle chromaticism of which the

brass instruments would have been incapable, and elaborate figures

and passages which violinists would not have been able to play. The

pianoforte on the other hand was relatively perfect. To it Chopin

turned, as to a medium that would not restrict his expression. And

so accurately and minutely did he shape his music in accordance with

the instrument, that the many attempts by clever and skillful men to

arrange it for the orchestra have almost entirely failed.

At any rate we have Chopin’s ideas perfectly expressed, almost without

a blemish, thanks to the piano. It is by the nature and quality of

these ideas that he must be judged. In beauty of melody, in wealth of

harmony, in variety, force, and delicacy of rhythm, he has not been

excelled. As to the quality of emotion back of these ideas, it has been

said that it is perfervid, sickly or effeminate; but such a statement

would hardly be borne out by the facts that his music remains fresh

in expressiveness and that it is generally acceptable. Delicate most

of it is, and it is all marked by a perhaps unique fineness of taste.

This, however, rarely if ever belittles the genuine and lasting emotion

which it modifies. Chopin’s character was undoubtedly one that wins

the love and sympathy of some men, and wholly antagonizes others. The

last years of his life he was weak and ailing and he was never robust.

Still it cannot be fairly said that his physical weakness has affected

his music. It should be remembered that Beethoven and Schumann were

sick men, the one sick in body, the other sick in mind. The wonder is

but greater when we think that such works as the Ballade in F minor and

the Barcarolle were written by a man so feeble that he had always to be

carried up flights of stairs.

Several points in Chopin’s character are more than usually interesting

in connection with his music. To begin with he was half Polish in blood

and wholly Polish in sympathies. It was his ambition to be for Poland

in music what the poet Uhland had been for Germany in literature.[36]

This does not by any means signify that many of the startling

originalities in his music are due to racial influences. Only in the

Polonaises and in the Mazurkas, both national dances of Poland, does

Chopin make use of Polish forms. Even in the Polonaises there is more

of universal than of national spirit, though in the Mazurkas, rhythms,

melodies, and harmonies have for the most part a distinctly Polish

stamp. Elsewhere in his music there are but rarely suggestions of a

tonality not common to the music of Western Europe, or of melodies more

Slavic than Latin or Teutonic.

It is in spirit that his music hints of another race, by its passionate

intensity, by its glowing color, and perhaps most of all by its

restraint. This may seem strange when we think of the almost barbaric

abandon of other Slavic composers. But Liszt in his book on Chopin

speaks at length of the peculiar reserve, not to say secretiveness,

of the Polish people in general and of Chopin in particular. He is

emphatic in his statement that only Poles came near the inner nature of

this musician; that others felt themselves delicately but surely held

at a distance. So in no small measure the meaning of his music, its

true beauty, eludes the player. There is a secret in it which perhaps

no player has the skill fully to reveal. It is not often explicit; it

is nearly always suggestive. We need not think that only a Pole can

penetrate the mystery. Perhaps only Poles can play the Polonaises and

the Mazurkas with full sympathy; but the Preludes, the Ballades and

Études and Scherzos, to speak of but a few of his works, are music for

the whole world. That they elude the efforts of most players is due

to no peculiar tricks of rhythm or of melody; but to the quality of

secretiveness which has somehow been transfused from the composer into

his music. Even in the most splendid of his compositions, as in the

most intimate, there is a touch of personal aristocracy, of reserve.

He was by nature the most selective of all musicians. In matters of

music he accepted only what was pleasing to his fine taste. Therefore

the music of Beethoven seemed to him often rough and noisy; that of

Schubert a mixture of sublime and commonplace; for that of Schumann

he seems to have had little or no appreciation. This has often been

held to signalize a fault in his musical understanding; and those who

so regard it have been pleased to take his love of Italian opera,

particularly of Bellini, as further proof of their point. One must not

forget, however, that a group of some of the greatest singers the world

has ever known were engaged at the Italian opera in Paris, among them

Malibran-Garcia, Pasta, Rubini, Lablache; and that such performances as

they gave must have been distinguished by consummate artistry. Chopin

often advised his pupils to hear great singers, that they might give

to their playing something of the grace of song. At the Italian opera

there was perfect singing; and there, very likely more than elsewhere,

Chopin’s exquisite, artistic nature found satisfaction.

His delight in the music of Hummel, like his pleasure in that of Field,

is easy to understand. In neither is there distortion of line, nor

harshness. More than any other music of that time it was intimately

suited to the piano. As delicate, fluent sound it must even today be

granted excellent; and for Chopin no fury or power of emotion could

justify sound that was unpleasant. His understanding of and love for

the piano were so perfect and exacting that one can easily imagine

him more willing to forgive triviality of emotion, for the sake of a

delicate expression, than to tolerate a harsh or clumsy treatment of

the instrument, for the sake of any emotional stress whatsoever.

But neither the Italian opera nor the music of Hummel and Field was

the favorite music of Chopin. The two composers whose works he accepted

unqualifiedly were Sebastian Bach and Mozart. Here he found a rich

emotion and a flawless beauty of style. Here there was no distortion,

no struggle of ideas, no harshness. Here was for him perfection of form

and, what is perhaps rarest in any art, a just proportion between form

and content, an unblemished union of all the elements which make music

not only great but wholly beautiful.

As a player he aimed first and always for beauty of tone and fineness

of shading. He was not often successful before a large public. This

was due in part to the weakness of his body, but probably more to the

nature of his temperament. On account of the first he was unable to

‘thunder,’ and therefore, in his own words, to overwhelm his audience

if he could not win them. But on account of his extremely sensitive

nature a large audience, full of strange faces, was frightful to him.

He shrank from displaying his art before a crowd. This was no doubt

bitter to him. The triumphant general fame of a Liszt or a Thalberg was

denied him. Yet in many respects he was the most remarkable pianist

the world has been privileged to enjoy. Among friends in his rooms

his playing had more than an earthly charm. It seems to have been

distinguished not only by rare delicacy of touch, but by a skill with

the pedal, with both the sustaining pedal and the soft pedal. He was

master of blending his harmonies in a way that raised those who heard

him at his best into a veritable ecstasy. Under his fingers the piano

seemed to breathe out a music that floated in air. Though he was not,

as we have implied, a powerful player, he was capable of flashes of

extraordinary vigor; but it was less by sharp contrasts and extremes

that he got his effects, than by infinite nuances. And he was above all

else a poet of sound, a man of swift fancies, of infinite moods and

changes.

Chopin spent the years of his boyhood and youth in Warsaw. In the

summer of 1829 he spent some weeks in Vienna, and played there twice in

public. In the list of those who were present at these concerts--which,

by the way, were wholly successful--one reads the names of men and

women who had known Beethoven and Schubert, even friends of Mozart. He

went again to Vienna in the fall of 1830 and remained there, more or

less idling, until uncertain political conditions and an outbreak of

cholera drove him in July, 1831, to seek Paris. Here he arrived about

the end of September, and here with few exceptions he lived the rest of

his life.

He found himself at once in the midst of a society made up of people

who were enthusiasts, and were in favor of, or actually apostles of,

some radical reform in society or in the arts. Thus at their gatherings

there was a great deal of animated and even polemical conversation.

It was largely self-conscious. Each talker felt himself the oracle of

a new doctrine. But Chopin was silent at most of these reunions. He

talked little or not at all about himself and his work. His conduct

seems an advocacy of conservatism; but as a matter of fact his music

proves him to have been one of the great innovators in the art.

II

It is evident that in many respects Chopin’s innovations sprang from

instinct. They are not the conscious putting to test of a theory of

reform, as are, in a small way, the _Carnaval_ of Schumann, and in

a more grandiose one, the B minor sonata of Liszt. As regards form,

for example, he was in many cases not in the least dependent upon

past or contemporary standards. Such pieces as the _Ballades_ and the

_Barcarolle_ are without precedent. But they are the spontaneous growth

of his genius; not the product of an experimental intelligence. The

intellectually formal element which Berlioz, Schumann, and Liszt made

bold with, Chopin quite ignored.

The theories of those of his contemporaries just mentioned have been

made convenient apologies by many of their subsequent critics. Though

the present day is beginning to show a wisdom free of controversy, it

is still difficult to judge Liszt’s sonata solely from the standpoint

of musical vitality. If one is left by it cold or suspicious, one

cannot wholly disregard, in estimating its worth, the scheme upon

which it is devised. In perhaps no music is there less need of such an

intellectual justification than in Chopin’s. The man’s instinct was

his only guide, and in most cases the results of it were singularly

faultless.

Therefore, attempts to reduce such pieces as the _Ballades_ and the

_Barcarolles_ to one of the few orthodox formal schemes are gratuitous.

In the first place the music is positively in no need of such a

justification as many still believe the respectable names of sonata

or fugue or rondo provide. In the second place, though a work like

the Ballade in F minor can be forced into the mold of the triplex or

sonata-form, it can be so forced only by distorting the lovely features

which make it the thing of beauty that it is. It is only fair to

recognize that Chopin has created something new, in forms of a graceful

and subtle proportion that speaks of a higher force than theory. The

mind of man has yet to understand the logic of their beauty. Chopin is

still unique.

The very elusiveness of the formal element in Chopin’s music

persistently raises a question as to the extent of his mental grasp

on the materials of his art. It is foolish to discuss how much of

great genius is intellectual, how much emotional. It would seem as if

the great emotion gave the spark of life to any work of art, that the

powerful mind gave it shape. But in the music of Chopin an instinct

rather than a thought gives shape. It is interesting to observe the

working of this instinct in forms to the grasp of which an intellectual

power has generally been considered essential; namely, in the

sonatas. Of these there are three: an early one in C minor, published

posthumously; one in B-flat minor, opus 35; and one in B minor, opus 58.

The first of these is almost in no way representative of the composer.

It was completed by 1828 and sent to Vienna for publication; but it

did not appear in print until two years after Chopin’s death. Neither

in melodiousness nor in harmonic richness does it show the mark of his

genius. It is ordinary in treatment of the piano. One can hardly attach

even an historical significance to it, since works composed at or about

the same time give more than a suggestion of his future greatness.

For example, it was in connection with the contemporary variations on

Mozart’s aria, _La ci darem la mano_, that Schumann wrote, ‘Hats off,

gentlemen: a genius!’ It is true that the return of the first theme,

at the beginning of the last section of the first movement, in B-flat

minor instead of C minor, is at variance with conventional usage; but

this was by no means unprecedented. The 5/4 rhythm of the Largo is

evidently an attempt at originality; but it is self-conscious, not

spontaneous. In spite of these features the work goes to prove only one

thing: that in such a familiar and well-established form as the sonata,

Chopin at that time either dared not or felt he should not trust to his

own instinct, even as to the treatment of the instrument.

But the other two sonatas are worthy of his full maturity, and

they show, like the _Études_, the _Scherzi_ and the _Ballades_,

the perfection and sureness of his art of self-expression. And in

thus revealing himself he could not but be an innovator. He brought

something new to the sonata. Consequently the opinion that he is ill at

ease in the form, which may be interpreted to mean (or generally is so

interpreted) that he had not the intellectual grasp of music necessary

to the composing of a great sonata. This, it is to be feared, is one of

the ready-made opinions in music. There are many such at hand. A few

great critics have given the hint. Liszt, in writing of the concertos,

ventured to say that they showed _plus de volonté que d’inspiration_.

The remark has been applied to explain the uneasiness of the two great

sonatas. Mr. J. S. Shedlock in his book on the pianoforte sonata wrote

that ‘the real Chopin is to be found in his nocturnes, mazurkas, and

ballads, not in his sonatas.’ But, though it is nearly absurd to pick

from many supremely great works one that is superior to the others,

and we do not in the least wish to infer that Chopin’s B-flat minor

sonata is his masterpiece, we think it may be fairly questioned whether

he ever wrote anything greater. It is thoroughly impregnated with his

unique spirit. There is not a note of it that is not of the ‘real’

Chopin. Furthermore, the B minor sonata is not less thoroughly Chopin.

It may be reserved to the trained critical mind to decide what is

great art of any kind; but the decision as to what is great music must

ultimately rest with time and its changing voice of expression--the

general world. Upon no sonatas, except some of those of Beethoven, does

the public set such store as upon these two of Chopin. The sonatas of

Weber, Schubert, Schumann and Brahms hold no such place in the general

favor. In the case of the first three of these men a looseness in the

grasp of form is responsible for the gradual degradation of their long

works. It is logical to infer, then, that a similar looseness is not

evident in the sonatas of Chopin. At any rate it has not yet become

palpable to the public, whatever critics may have said. And the sonatas

have undergone and are still undergoing a tremendous test. Therefore,

however much men may declare the intellectual weakness in Chopin’s

music, one must conclude that his instinct gave sufficient vitality

even to his sonatas to enable them, alone among sonatas, to hold their

public place with those of Beethoven. And it would seem that the

undisputed intellectual power of Brahms failed where the instinct of

Chopin succeeded.

Of course it will be urged in explanation of the popular acceptance

of the sonatas of Chopin, that they are eminently gratifying to the

pianist, suitable to the instrument, and consequently delicious to the

public. At the most this is but a grace which no other sonatas have

in so great measure. It is not a virtue by which alone music endures.

Music cannot last without a positive strength of form; and this, no

matter what the source of it, the Chopin sonatas have.

So then, what do men mean when they state, in the face of the enduring

strength and beauty of these works, that Chopin has shown himself ill

at ease in them? Chiefly that these sonatas are different from those

of Beethoven. For the most part they choose to condemn the difference,

rather than to understand and appreciate it. But if the verdict of time

is worthy of consideration, this difference is not condemnable, and an

analysis of it will bring us face to face with Chopin the innovator,

not Chopin the insufficient.

It is usually in the first movement of a sonata that a composer either

proves his skill or discloses his weakness. It is the first movements

of these two sonatas that are brought into question before the courts

of theory. They will be found to differ in at least two distinct if not

radical features from movements of similar form by Beethoven. First, in

the self-sufficient breadth and splendor of the second themes. Through

these themes the composer speaks with his most intense meaning; on them

the music soars to its highest, flaming pinnacle of beauty. This is

obviously at variance with what we may call the classical procedure.

Early in the evolution of the triplex form, a powerful tendency became

evident to give to the first theme a vigorous, declarative character,

and to the second a softer, more songful one. The first theme usually

dominated the movement, and the development of its significance was

the life and flow of the music. Generally the second theme, by reason

of its contrasting character, served to accentuate the meanings of

the first. Chopin handled his material otherwise. Though he preserved

in a measure the conventional character of the two themes, the first

undergoes no logical development, but whirls here and there in a

sort of tempestuous chaos for which the second theme offers sublime

justification. Except in the opening measures, the first theme is given

no definite shape. Neither in the B-flat minor sonata nor in the B

minor sonata does it reappear at the beginning of the third section.

In the development section of both sonatas it is but a fragment tossed

here and there on stormy harmonies.

The result is of course a lack of logical coherence. But one may well

ask if the hot intensity of utterance has not welded the notes and

parts of these movements into a complete fusion, if there is need of

logic in such molten music.

In the second place, the Chopin sonatas owe not a little of their

unique appearance to the composer’s great gift of harmony. The

foundation of the classical sonata form was harmonic, and, be it

said with due regard to exceptions, was rigid. Nothing was more

characteristic of it, both in the early and late stages of its use,

than the harmonic clearness of what one may call the approach to

themes, episodes, or sections, and the sharp definition of these

sections by what were fundamentally conventional cadences. Chopin in

his sonatas obliterated at least one of these sectional lines. It is

impossible to decide in the first movements where the middle section

ends and the last section begins. It is not only that the first

theme fails to make its reappearance. The harmonies surge on from

the development section into the last section with no trace of break

in their current. Even the cadences at the end of the first sections

are incomplete, and the modulations by which they progress sudden and

remote. Such procedures foretell unmistakably the endless harmonies

of Wagner. So does the treatment of the development section in both

sonatas, with the scattering of motives over never-ending progressions

of chords.

No sonatas, not even those of Beethoven, present such radical

variations from the accepted form; and naturally the question arises

whether such movements as these of Chopin’s are properly in sonata form

at all. One can only answer that Chopin named them sonatas, and that

they represent at least what he felt a sonata should be. Mr. Shedlock

has said of Beethoven that in aiming at a higher organization, he

actually became a disorganizer. One cannot attribute such a conscious

aim to Chopin; yet it is plain that his instinct led him to the

complete demolition of one or two of the conventional restrictions of

the sonata form.

Before leaving the sonatas there is a word to be said of Chopin’s

comprehension of the group of four movements as a whole. It is such a

comprehension on the part of a Beethoven that makes many of his later

sonatas and a few of his earlier ones indisputably grand. In his case

the successive dependence of the various movements on each other is

often made plain either by the actual merging of one into the other,

or by the employment of the same or cognate thematic materials in all.

Of such structural unity there is no trace in the two great sonatas of

Chopin. The separate movements are formally complete in themselves, and

not materially related. Any other union between the separate movements

of suite, sonata, or symphony, if, indeed, it is not a matter of

familiarity with the whole work, or of respect for the composer, exists

only in the mind of the hearer according to his or her sensibilities.

Of the Chopin sonatas that in B-flat minor will probably impress most

people as an impassioned and powerful whole; that in B minor as less

unified.

The Funeral March of the former has a double existence, one within

and one without the sonata. It is known that it was completed perhaps

before the sonata was thought of; and that certainly the other

movements were written in some sort of relation to it. The finale which

follows it cannot possibly be dissociated from the sonata; and the

first and second movements share a common intensity of passion. Organic

unity the series may not have, but its phases of emotion lead, and

almost blend, one into the other.

The two concertos, written as Chopin was on the verge of manhood, have

evidently not held, if ever they won, so high a place in pianoforte

literature as the two great sonatas. For one thing, Chopin’s treatment

of the orchestra is, according to most critics, uninspired and

unsatisfactory. But for another thing, their form is conventional, and

in submitting to a conventional ideal Chopin is unquestionably ill at

ease. Ten years later when he wrote the B-flat minor sonata he was

all past his age of submission, and made of the form something new,

shaped it fearlessly to his need of self-expression. The _Fantasia_

in F minor, written about this time (1840), is longer than any single

movements in the sonatas. Though unconventional in structure it is none

the less faultless.

There still remains a profoundly moving work of Chopin’s, which,

from the point of view of form, is astonishing. This is the

_Polonaise-Fantaisie_, opus 61, seemingly his last work for the piano

in large proportions. The _Barcarolle_, opus 60, was written probably

about the same time; and it is worthy of note that this perfect piece

escapes the grasp of most who would play it--i.e., interpret it in the

only way that music can be truly interpreted. The difficulty is usually

ascribed to its apparently rambling structure. But here, as in most

cases where the composer may seem to be at fault, the imperfection

exists in the player, not in the music. The right touch and the right

quality of fervid yet delicate poetic imagination will reveal in the

_Barcarolle_ a poem in music of the most exquisite proportions. It is a

work of matchless beauty. But the _Polonaise-Fantaisie_ is not lyrical;

it is intensely dramatic. It builds itself out of the strength, the

weakness, the despair of unnamed forces in conflict. It is the cry of

Poland in her agony, the pride of her people, crushed and tormented, in

a broken voice.

The clashing moods of the piece are not of the sort that can be

regulated and made orderly within even the expanded forms of

conventional art. The grief and despair, the wrath, the pity, the

unconquerable pride and hope of Chopin, shuddering like a great harp

in the wind of destruction that has swept over his country, here

demand and take on unfettered freedom of expression. The result is

a work which reaches over Liszt to the symphonic poems of modern

writers. It is probably not of historical importance; but it is of

great significance as testimony to Chopin’s constructive originality.

Liszt said of it that because of its ‘pathological contents,’ it must

be excluded from the realm of art. If Chopin had chosen to supplement

the piece with a few words as to its meaning, a program, as the phrase

goes, Liszt would have had to judge differently, or else by the same

token exclude other great works from the hallowed aristocracy to which

he denied this one entrance.

At the other extreme of Chopin’s achievements stand the twenty-four

_Préludes_. Some of these, like the eighth, fifteenth, sixteenth,

nineteenth, for example, are well-rounded and completed pieces, which

have not more of the spirit of improvisation which one associates

with the term ‘prelude’ than his longer works. But many others are

hardly more than fragments, or sketches, or instantaneous impressions.

In pieces of such length, form is of no importance. What is perhaps

unparalleled is their vividness. They seem now like a veiled glow,

fading into darkness, now like a momentary flash from that region of

secret fire in the light of which Chopin ever lived.

So Chopin’s power of expression showed itself new, fine, and broad.

He is a master of presentation. There are but three or four of his

considerable works of which one may say that they show uncertainty

in judgment, an awkwardness in line, a clumsiness in balance. The

vast majority of his compositions are perfect in shape and form, and

flawlessly put together. If only we at this day might hear them unfold

through his magic fingers! For, no doubt, what seems weak or unstable

to the cautious judgment that relies upon standards of more rational

genius, seems so only because the key is lost that will open to view

the delicate machinery in all its perfect assemblage.

III

Chopin is second to no composer as a harmonist. In this respect,

it now seems he stands directly in line with Bach and Mozart. The

fabric of the music of all three is chromatic; but it is usually so

delicately woven that its richness is accepted almost unconsciously by

the listener. Like Bach, Chopin wanders where he will in the harmonic

field. Like Mozart, he is ineffably graceful and subtle. The foundation

of his music is a series of widely varied, yet blending chords. He is

rarely startling. His modulations are swift and flashing; but they

seldom if ever seem abrupt.

On the whole his music has few conspicuously unusual chords. The

crashing dissonances just before the end of the Scherzo in B minor are

exceptional. So are the wild bursts in the prelude in D minor. But

there are sequences of chords which, when analyzed, show an amazing

boldness. For example, the opening measures of the scherzo in the

B-flat minor sonata; the middle section of the study in C minor; the

swirl of chords before the coda in the F minor Ballade; the long

modulating passage between the A major and E-flat major portions of the

G minor Ballade; the whole of the study in broken chords; and countless

others.

He is fond of shifting the harmony down through chromatic steps, as

in the prelude in E minor and the mazurka, opus 17, No. 4. Rushes of

chromatic sixths and fourths, such as are in the E minor concerto, at

the beginning of the great polonaise in A-flat major, and the scherzo

of the B-flat minor sonata, are effects of color more than of harmony.

But he gets magnificent harmonic effects by sending wide, whirring

chords through half-steps down or up the scale, as in the first _meno

mosso_ section of the scherzo in C-sharp minor, or in the cadenza-style

passage of the study, opus 10, No. 3. Yet again, before the return of

the first motives in the study, opus 25, No. 6, there is a long cascade

of diminished seventh chords. Sometimes he leads his music through

broader progressions, which are in effect diatonic. The dropping of

the music from its dramatic height in the C-sharp minor portion of the

ballade in A-flat major, the long descending play with the triplet

motive in the middle section of the second scherzo, and all the second

part of the scherzo in the B-flat minor sonata offer examples of this

bold harmonic stride.

One may take up a handful of Chopin’s music almost at random and find

signs of his harmonic boldness, and there is hardly a line of it which

does not reveal his ever subtle power over chromatic alterations. This

is so fine and really so ever present as almost to defy analysis. Yet

one or two pages in which it is unusually suggestive may be cited.

All the first part of the scherzo in B minor, particularly the second

section of it, is but a play with chords which, but for the unpleasant

connotation of the word, might almost be said to writhe, so are they

twisted and interwoven by a ceaseless alteration of their fundamental

notes. By reason of this same chromatic litheness, both the study in

C major, opus 10, No. 7, and the coda of the second ballade take on a

shimmer of harmonic light.

The chromatic scale has often been used for a sort of windy or surging

effectiveness in pianoforte music. Witness the first movement of

Beethoven’s concerto in G major, Weber’s Rondo in C major. But rarely

in any music has it been used so melodiously as in Chopin’s. Sometimes

it is but a strand over which other strands are woven, as in the

colossal Étude in A minor; but even more remarkable are those cases in

which he contented himself with the unadorned scale. The studies in A

minor, opus 10, No. 2, and G-sharp minor, opus 25, No. 6, rest upon the

ordinary familiar chromatic scale, perhaps the gaudiest of the virtuoso

trappings; yet even the first of these, in its frankly étude manner,

has an uncommon beauty, and the second has more than an earthly charm.

Neither study depends upon a vague, windy effect. Both demand rather a

distinct touch. We have then a chromatic scale in which the separate

notes are constantly audible throughout the entire piece, a chromatic

scale, turned by some alchemy of which Chopin alone possessed the

secret, into graceful melody.

It is in a sense this power in Chopin to turn every note to melody

that is the secret of the perfection of his style. We may pass over

his characteristics in the broader melody. These, like the qualities

of Bach’s, Mozart’s and Schubert’s melodies, are of an essence that

escapes words. The metaphor is perhaps sickly--but one may as well

attempt to catch firmly in words the fragrance of flowers. But

the power over a more subtle melody, what one might call an inner

melodiousness, is so striking in Chopin that it may not be passed

at least without special comment. Bach and Couperin possessed the

same kind of skill; and this, though manifested in almost radically

different forms, and applied upon a wholly different instrument, makes

their music unqualifiedly welcome upon the modern pianoforte. In the

case of Chopin, it was brought to bear upon our own instrument, and

wrought the perfect style for pianoforte music, a style which conforms

to the special qualities in the instrument of which we have elsewhere

spoken at length. (See Introduction.)

In Chopin accompaniment figures for the piano are brought to their

highest perfection. It may be fundamentally his choice of harmonies

that gives them a richness not to be found so generally in any other

music for the instrument. Here must lie the secret of the beauty of

certain passages, like that of the melodious second theme in the

scherzo in B-flat minor, where the accompaniment is only a series of

chords, the movement or rolling of which is not at all unusual. But

in the formation of figures there is often a distinction peculiar to

Chopin alone.

First one notices the wide spacing of the notes, the avoidance of

all thickness such as often makes the pianoforte music of Brahms

unsatisfactory from the point of view of the pianist. By means of these

widely spaced figures he obtains a sonority of after-sounds from the

piano in which the overtones and sympathetic vibrations play a great

part. It is never muddy or thick. There are many pages of his music

which show group after group of these figures employed to give only a

shimmering, not a distinct harmonic background to the melody which he

wishes to set forth. One remembers the nocturnes in C-sharp minor and

D-flat major, the study in A-flat major, opus 25, No. 1, and countless

passages in other works.

[Illustration]

Frédéric Chopin.

_After the portrait by Ary Scheffler._

These undulating figures are no more than the Alberti bass,

developed to suit the piano. To the student they offer little more than

an example of wholly satisfactory spacing of notes on the keyboard. But

Chopin is rarely so simple. In almost all his accompaniments based on

broken chords he introduces something of an independent spirit. This

shows itself either in the suggestion of an inner melody which here

and there joins richly with the chief subject; or in the accentuation

of certain notes of harmonic significance. In neither case does the

accompaniment take on a definite line, as it so often does in the music

of Brahms. Particularly in the latter case, the accompaniment is still

vaguely sonorous, the separate notes not more distinct than they must

be to preserve a sense of gentle or vigorous movement.

It must not be supposed that these notes, which accentuate harmonic

coloring, are literally to be emphasized. They are rarely marked with

accent signs. But Chopin has so placed them at the height of the figure

that they must stand out, even if played more lightly than the notes

with which they are associated. The accompaniment of the second theme

in the sonata in B minor, especially the later portions of it where it

is broken into groups of sixteenth notes, offers proof of a subtlety in

awakening a sensuous volume of sound out of the piano which is at once

vague and distinct, that can hardly be matched.

As for the flashes of counter-melodies, of hidden strands of music

which enrich his accompaniments, we approach here into one of the

mysteries of Chopin’s genius. It is in suggesting these that the

technique of the pianist frequently fails. There is need of a touch

at once pointed and yet often as gentle as a breath. Sometimes these

magical notes are at the extremity of a wide space. Chopin has

written a study--opus 10, No. 9--which deals almost wholly with this

difficulty. Again they are concealed in the very middle of the figure,

as in parts of the accompaniment of the nocturne in D-flat major.

Finally there are accompaniments which are all elusive melody. How many

melodies are there, for example, within the accompaniment, if so it may

be called, of the nineteenth prelude; in the magnificent passages of

the fourth ballade, before the coda; in the first E-flat major section

of the first ballade? Even where figures have given way in passages of

utmost sonority to chords, there is a full melodic life here and there.

The accompanying chords in the big passages of the Barcarolle, just

before the end, have indeed almost a polyphonic significance.

Here then is that inner melodiousness of Chopin’s music which goes

far towards making it the great work of art that it is. It is so

little explicit, often hardly more than suggested, so delicate and so

infinitely varied that one must for ever question just what the nature

of it is. Yet if one tries to analyze Chopin’s style, his treatment

of the keyboard, his unmatched grace and elegance and fervor, it is

precisely against this inner musical life that one must ultimately come

to pause. There are conceptions of emotion expressed in pianoforte

music which are perhaps grander than his because less personal; there

are other works for the piano that are more abstract and seemingly

therefore less capricious; but there is perhaps no music which quite

like his has called forth the full spirit of the most mechanical of the

string instruments.

Is it essentially polyphonic music? The first canon of the pianoforte

style is _movement_. That is a mechanical necessity. The strings must

be kept in vibration, constantly touched. In music so fine as Chopin’s

this movement must be found to have a beauty in itself. It must be

ever varied. It must take on an independent character of its own. So

far, in studying accompaniment figures, one finds in them an almost

never-absent suggestion of such a life. Perhaps one of the greatest

proofs of Chopin’s skill is that he rarely attempted more than to

suggest it. For he knew above all things his piano. He knew its great

power over chords and harmony, that music for it must first of all

bring out this richness of vibration of which it was capable. He knew

that the logical, consecutive movement of the polyphonic style left

his piano more than half dumb. Polyphony was no outlandish book to

him. Many an anecdote testifies to his worship of the ‘Well-Tempered

Clavichord’; many to his ability to reveal as few, perhaps no others,

have been able to do, the beauty of the preludes and fugues in it. But

in his own music he submerged polyphony, so to speak, just beneath the

sea of moving harmonies. Over and through the fine silver network his

harmonies swirl and flow like waters. Only now and then a strand of it

shines clear; but always its presence may be seen, though its lines

quiver and break.

Now and again one comes across measures in his music which do more

than hint at the sterling imitative style of the old masters, or that

show a grasp of that sort of logical technique which is able to weave a

single motive or two into various shapes, a highly concentrated sort of

music. These are neither more nor less beautiful than other measures,

and surely their value is the value of all his music, not enhanced by

the evidence of a highly respected technical skill. The fourth ballade

gives surprising examples of this intensive art. The few measures in

canonic style which bring back the principal subject are worthy of

study; but even more remarkable is the page of music which precedes

them. Here, following an episode in which the steady rhythm of the

whole great work takes on almost the gaiety of a dance, we come upon

music of the most profound character, fully and sonorously scored, rich

in harmony, expressive of passion. The bass part is one variant of the

chief subject, the treble part is another. Here is skill of the sort

that brings praise to Brahms; but in the music of Chopin to mention it

is hardly worth while, so little, rather so entirely not at all, is it

an end in itself.

Finally there are pages of his music in which the movement of his

accompaniment are so free and extended, or so interwoven with what

seems the chief idea, that one is at loss to classify them as to style.

These it seems to us are the result of his finest art of writing for

the piano. In some cases it is easy to speak of the accompaniment

as an arabesque, with the implied meaning that, delicately and

carefully as it has been shaped and perfected, it remains of secondary

importance. So, for instance, with the little prelude in G major,

and, to a somewhat greater extent, the study in C minor, opus 10,

No. 12. But the prelude in D major is a net of sounds from which

nothing but shimmering harmony shines out, though there are two

voices for ever entwining about each other. Which is melody and which

accompaniment in the prelude in F major? What is going on within the

prelude in F-sharp minor, that outwardly seems but a broad melody with

whirring accompaniment? At last, in the later works, one comes across

accompaniments running from top to bottom of the keyboard, every note

of which is but part of a melody. Take as examples of this art the

following passages from the fourth scherzo:

[Illustration: Music score]

These few measures are typical of the essence of the keyboard,

rather the pianoforte, style of Chopin, a style showing a grace and

flexibility highly characteristic of his music in general. One finds

such art only very rarely in the works of other composers since the

time of Bach and Couperin, as, for example, in the second Intermezzo

in the second number of the _Kreisleriana_ and at the end of Brahms’

Caprice in F-sharp minor, opus 76, No. 1. It is the sort of music which

sounds best on the pianoforte, which cannot give the same effect on any

other instrument nor by any combination of instruments. There are the

constant movement which is necessary to keep the piano vibrating, and

the richness of harmony which belongs to no other single instrument

except the organ. The homogeneous nature of the scale gives to the runs

a continuity of line and of color that is almost uniquely proper to the

piano. The single notes of the runs drop with the bell-like quality

which likewise belongs only to this instrument. At last it must be

noted how the sound of it all floats and changes. This is strikingly a

sonority of after-sounds.

In the case of the above selection from the Scherzo this is obtained

by the arrangement of chords with the broad melody of the left hand.

Of the six chords that are struck four are left to vibrate during two

measures; that is to say, that five-sixths of their value is given

only in after-sounds. Against this tonal background are arranged the

rapidly moving notes of the right hand, which a careful study will show

accentuates in varying fashion the floating harmonies of the left. So

that the whole passage has not only a vague shimmer but a sparkling

radiance as well.

In the following selection from the same piece it will be noticed

that this sonority is built up by the movement of the accompanying

figures which at the same time sprinkle their own mist with sparks. It

is like the passage of a faint comet through the sky, leaving a trail

of apparently substantial light. And here this drifting light of sound

resolves itself into definite harmonies, in the third, fifth, seventh,

ninth, fourteenth and fifteenth measures. The substantial harmonies of

the passage are very obviously established by the chords in the left

hand part; but it is the movement of the right hand that makes them

glow and darken as it were. In those measures not mentioned above,

this movement seems to weave a mist about these harmonies, which, in

the measures we have numbered, clears for an instant and lets the

light through. And that the notes in this movement which have such an

harmonic clarity may be not so much emphasized as retained is one of

the fine points in the playing of Chopin which the unskilled player is

likely wholly to miss, and with it the elusive subtlety of Chopin.

[Illustration: Music score]

The ordinary pianoforte style of running figuration generally is made

up of simple arpeggios or scales. Liszt does not often show himself

master of more than such. It is only Chopin who envelopes his harmonies

in such an exquisitely spun thread of melody. The last measures of the

Barcarolle show such a thread of pure gold, woven and twisted as no

other composer for the piano has been able to spin.

[Illustration: Music score]

In such passages as these three we find a movement which entered

the pianoforte style as a necessity (to keep harmonies in vibration)

metamorphosed into a line of melody which still retains the power to

suggest harmonies. It demands the virtuoso but is in no sense virtuoso

music. For virtuoso music is a music in listening to which one hardly

knows whether it is sound itself or the rapid movement of sound that

thrills. Figures have little musical significance in it. Notice how

in the music of the two greatest virtuoso composers for the piano,

D. Scarlatti and Liszt, a few figures are repeated endlessly with no

variation. The necessity of movement has become a luxury, oftenest not

truly beautiful, nor of any but a gymnastic worth.

It was Chopin who entirely appreciated the true value of movement on

the keyboard; who where it was necessary made it beautiful, and never

made it an end in itself. Hence it may be questioned if there is figure

work, mere display, in Chopin’s music. There is hardly a passage of

rapid notes in his music which has not a pure melodic significance and

which does not weave itself about harmonies that are constantly varied.

He delighted in rapid notes. The coda of the waltz in A-flat major,

op. 34, No. 2, the study in F minor, op. 25, No. 2, the scherzo of the

sonata in B minor, the variation of the chief subject in the third

part of the fourth ballade, these come to mind among a host of other

examples of his inimitable grace and musical worth in such music. And

when he combined such a fleet melodiousness with broader themes and

harmonies did he not prove himself a master of the science of music in

a new light? Not without a reason are the preludes and fugues of the

‘Well-Tempered Clavichord’ a masterpiece of everlasting and inimitable

worth. We may call it concentration, intensity, economy of musical

means which gives them their enduring firmness. And much of this

firmness is in the music of Chopin, because there are no empty notes,

none without two and even threefold significance. This complication of

movement with melody, this ever-whispering inner melodiousness, these

spring from Bach, the greatest of masters.

Other essentials of the pianoforte style may be found in the work of

other masters as well as in that of Chopin. Such are the contrast of

registers and the variety of rhythm. One more feature of his style,

however, is pronounced enough to demand attention. This will be

observed in his treatment of many melodies. Here any composer will

find himself face to face with one of the most difficult problems the

piano presents; for, as we have said, he must if possible arrange his

melody in such a way that one will not feel it would have been more

suitable to the voice or the violin. Movement is again necessary.

Without belittling the value of an accepted masterpiece one may call

attention to the long pause of the melody at the end of the first

phrase of Schumann’s _Warum?_, which barely escapes destroying the

piece as a work for the piano. There must be not only a pronounced

but a secondary melodic movement in such pauses in pianoforte music,

as Schumann himself introduced subsequently in _Warum?_ In many cases

the composer contents himself with giving a touch of melodic life to

the accompaniment, as Chopin does, for example, in the pauses of the

second theme in the first movement of the B-flat minor sonata. But most

remarkable in Chopin’s treatment of melodies, noticeably in his later

and broader style, is his fondness for secondary melodies that have

almost the consecutive movement of an obbligato part. This is one step

in organization beyond the inner melodiousness of his accompaniments.

Without selecting examples from a number of his works, one may call

attention to the study in C-sharp minor, opus 25, No. 7, to the various

treatments of the melodic material in the fourth ballade, to the whole

Barcarolle, especially to the imitations in the middle section and in

the coda. By means of this the piano speaks with a voice made sonorous

by its own peculiar abilities, and Chopin’s melodies stand apart from

melodies for violin or voice.

What has been said of his ability to give to rapid notes a genuinely

musical significance applies in general to the ornaments which now

and again are brought into his music. Of the older standardized

ornaments which were thickly sprinkled through the music of Couperin

and Emanuel Bach, only a few survived the harpsichord, to which they

were appropriate. The turn, the trill and the grace-note are the chief

of these, all of which, it will be noted, are used as frequently in

music for other instruments as in music for the pianoforte. The others

were expanded into much greater form or gave way entirely to a new

sort of ornament which covered wide intervals and a wide range, and

was intended less to add grace to the melodic line than to introduce a

variety of sonority into the music.

These more pretentious frills were added _ex tempore_ by men like

Hummel, Field, and even Liszt, not only to their own music but to

that of other composers. Liszt, in his remarks prefatory to an

edition of Field’s ‘Nocturnes,’ said that the little pieces as they

appeared on the engraved page hardly gave more than a suggestion

of the richness which their composer gave to them by means of his

improvised adornments. Whatever may have been the practice of Chopin

in playing, he angrily resented the addition of extemporized ornaments

to his own music by any player whatsoever, even one so brilliant as

Liszt. It seems likely that such ornaments _d’occasion_ were pretty

conventional stuff. Liszt has filled up his music with a great deal

of them, laboriously written out. Chopin’s ornaments rarely lack the

distinction which is characteristic of his style in general; that is to

say they are rarely a series of figures, oftenest a tracery of melody.

Those such as we find in the nocturne in F-sharp major, the impromptu

in the same key, and even in the first polonaise, are finely and

carefully drawn, and their effect in the piece, like the effect of the

piece as a whole, calculated down to the smallest note. Even in this

regard Chopin’s music is perfected, and the addition of extra notes,

especially of the breathless, virtuoso kind, cannot, as Chopin himself

well knew, but distort its proportions. There is practically none of

these passages which is massive, which has not a value in detail that

the pianist must reveal.

Excepting always the music of Bach, there is almost no keyboard

music save Chopin’s in which every note is thus fraught with meaning

and delight. Therein lies the secret of his style, its clearness,

flexibility and charm. As a work of art it is flawless, and in that may

well rest its best assurance of an immortal life.

IV

There is little to be said of the quality of Chopin’s music in

general, and that little has often been fervidly spoken, now in

praise, now in blame. His music may be variously classified. There are

works of his young manhood, works of more mature stamp, finally works

written in the last years of his relatively short life which are very

noticeably more profound and more involved than earlier ones. To study

his music in the order of its creation is to trace the deepening and

the sobering of his emotional life. An intensity is common to it all, a

fervor which a long and painful illness had not the power to assuage.

Neither the Ballade in F minor nor the _Polonaise-Fantaisie_ is less

impassioned than the study in C minor, opus 10, No. 12. Outwardly they

all show the same restlessness and tumultuousness. But the passion of

the later works is deeper if not more calm than that of the earlier,

and the expression of it is more varied and full of contrasts. Works

like the fourth Scherzo, the fourth Ballade, and the Barcarolle have

an under meaning so hard to grasp that perhaps the majority of those

who study them or hear them find fault with the structure and say they

are rambling. There is in all his music a reserve which puts it beyond

the touch of most who would play it. In these last great pieces one

discerns vaguely something of the holiness of that inner life of his

which no one ever heard him speak of, of the intense, yearning idealism

that tortured him. His was a spirit that underwent the chastening

brought upon us by suffering in body and mind in silence, this

fastidious, dainty, malicious, little man, for ever suffering, for ever

unconquerable in pride.

But the compositions may be more definitely classified than by the

signs they show of Chopin’s general development. There are, for

example, three distinct groups: salon pieces, such as the Waltzes and

Nocturnes; pieces in which he speaks as it were his native Polish

language, such as the Mazurkas and the Polonaises, and finally works

which seem the unrestricted expression of his emotions: the Ballades,

Scherzos, Sonatas, Preludes, and Études.

All the salon pieces are characterized by elegance. In addition,

the Waltzes have in most cases a sparkle, the Nocturnes a discrete

melancholy. Yet Chopin is full of surprises, and there are waltzes

like that in A minor and that in C-sharp minor which pass out of the

category of elegant salon music based on dance rhythms, and may be

treated as among the most thoughtful and the sad expressions of his

experience. The first two waltzes, and the great waltz in A-flat major,

opus 42, reveal him delighting in poignant and lively rhythms, in a

grace from which a certain chivalric gallantry is not lacking, and

above all in the captivating qualities of his instrument.

Perhaps the majority of the Nocturnes show a sentiment a little too

much perfumed for the salon. They are commonly considered the weakest

of his compositions; and it can hardly be denied that some of them lack

virility and health. On the other hand, one like that in C minor is

fit to stand among the most impassioned and noble of his compositions;

and those in G major and in D-flat major must long be redeemed from

commonplaceness by the perfection of their style as pianoforte music.

In the Mazurkas, harmonies, rhythm, and melodies have a distinctly

Polish character. In the Polonaises only the rhythm is national; and

this has been so long in the favor of the international world of music

that it carries with it little of Polish spirit. Most of the Mazurkas

and the Polonaises never shake off an under mood of deep sadness,

and there is none of them, however gracious, which does not sing of

a national pride. Pride and sorrow are the keynote to them, sorrow

that is often hopeless, pride that rises to anger and defiance. There

are among the Mazurkas many which have an elegiac sadness, which are

poems of meditation and lamentation, as if by the ruins of his beloved

country he, like the great prophet, sat down and wept. They are often

as short as the short preludes, but share with them a vividness and

intenseness that place them among the most remarkable of compositions

for the instrument.

The Polonaises are in broad form. Those in A major, A-flat major,

and F-sharp minor are truly colossal works, ringing, clashing,

marching music, without a touch of bombast. It is astonishing how all

polonaises, polaccas, and even marches by other composers lose their

light beside them. Those in C minor and in E-flat minor are sombre

and gloomy, the former full of heaviness, the latter of mysterious

agitation as of a band of conspirators, in the apt phrase of Professor

Niecks. That in C-sharp minor lacks the dignity of its companion

pieces. The first part is fretful and nervous. The Trio section in

D-flat has, however, a more measured, though an effeminate speech.

Of his other great works one would be glad to say nothing. We have

already attempted to analyze the perfection of their style, the

richness of their harmonies, the firm proportions of their form. To

the discovery of their particular beauties each lover must be led by

his own enthusiasm. The rapture they may charm him to is his own joy.

Chopin the artist may be held up to the critical inspection of the

whole world, and in such an inspection few will pass with higher praise

than his.

But Chopin the musician speaks to each ear apart. His music is a

fervid, aristocratic, essentially noble soul made audible, if so we

may translate Balzac’s remark that he was _une âme qui se rendait

sensible_. Illness held him in an inexorable grip during those years

of his life when he wrote many of his greatest works. His pride, which

no one may measure, made his life one agony with that of his broken

country. Yet there was the saving streak of iron in him, and that is in

his music behind all the vehemence, the fever, and the passion.

And what may not be overlooked is his love of gaiety. His wit was

malicious and keen, but he had a pleasing humor as well, one that

overflowed in mimicry and an almost childish love of fun. This too

is constantly coming to the surface in his music. It would be wholly

mistaken to think of Chopin as a composer of only sad or turbulent

music. A whole list of masterpieces could be chosen from those of his

compositions which are gay without _arrière-pensée_, which are witty

and vivacious, and clear as happy laughter. It is perhaps this very

spirit which saves his music always from heaviness, which makes it

in the last analysis more healthy and more sane than much of that of

Schumann or Brahms. Never are his moods heavy, stagnant, or inert.

Intense as they may be they are swift-changing and vivid.

Are they not thus in their nature suited to the piano more than to all

other instruments? To the piano, the sounds of which are no sooner

struck than they float away, the very breath of whose being is in

constant movement?

The mass of Chopin’s compositions remains unique in the literature of

pianoforte music as an expression of emotion that is without alloy.

There is no trace in it of experiment, of theory, or of symbolism.

Its idealism is the idealism of beauty of sound, both in form and

detail. If we call it poetical it is because it seems a fire of the

imagination. Yet here is a faculty in Chopin which deals only with

sound. His music is most decidedly abstract and absolute. Poetical as

it may be, there is no meaning in it but the meaning of sound. Not only

does it not call for supplementary explanations in terms of another art

or of definite, emotional activities in life; it defies the effort that

would so relate it to a world of perceptions. Like fire it burns the

thought that would frame it.

FOOTNOTES:

[35] ‘Chopin the Composer.’ New York, 1914.

[36] Professor Frederick Niecks in his ‘Frederic Chopin’ (1888) has

presented practically all that is known of Chopin to the public, in a

manner that is no less accurate than it is wholly just and impartial.

Needless to say that we are greatly indebted for this chapter to that

excellent and wise book, especially in the matter of biographical and

personal details.

The art of music, Vol. 07 (of 14) · 第 7 / 15 章