The American Revolution began with certain latent hopes that it might

turn into a genuine break with the State ideal. The Declaration of

Independence announced doctrines that were utterly incompatible not

only with the century-old conception of the Divine Right of Kings, but

also with the Divine Right of the State. If all governments derive

their authority from the consent of the governed, and if a people is

entitled, at any time that it becomes oppressive, to overthrow it and

institute one more nearly conformable to their interests and ideals,

the old idea of the sovereignty of the State is destroyed. The State is

reduced to the homely work of an instrument for carrying out popular

policies. If revolution is justifiable a State may be even criminal

sometimes in resisting its own extinction. The sovereignty of the

people is no mere phrase. It is a direct challenge to the historic

tradition of the State. For it implies that the ultimate sanctity

resides not in the State at all or in its agent, the government, but in

the nation, that is, in the country viewed as a cultural group and not

specifically as a king-dominated herd. The State then becomes a mere

instrument, the servant of this popular will, or of the constructive

needs of the cultural group. The Revolution had in it, therefore,

the makings of a very daring modern experiment--the founding of a

free nation which should use the State to effect its vast purposes of

subduing a continent just as the colonists’ armies had used arms to

detach their society from the irresponsible rule of an overseas king

and his frivolous ministers. The history of the State might have ended

in 1776 as far as the American colonies were concerned, and the modern

nation which is still striving to materialize itself have been born.

For awhile it seemed almost as if the State was dead. But men who

are freed rarely know what to do with their liberty. In each colony

the fatal seed of the State had been sown; it could not disappear.

Rival prestiges and interests began to make themselves felt. Fear

of foreign States, economic distress, discord between classes, the

inevitable physical exhaustion and prostration of idealism which

follows a protracted war--all combined to put the responsible classes

of the new States into the mood for a regression to the State ideal.

Ostensibly there is no reason why the mere lack of a centralized State

should have destroyed the possibility of progress in the new liberated

America, provided the inter-state jealousy and rivalry could have been

destroyed. But there were no leaders for this anti-State nationalism.

The sentiments of the Declaration remained mere sentiments. No

constructive political scheme was built on them. The State ideal, on

the other hand, had ambitious leaders of the financial classes, who

saw in the excessive decentralization of the Confederation too much

opportunity for the control of society by the democratic lower-class

elements. They were menaced by imperialistic powers without and by

democracy within. Through their fear of the former they tended to

exaggerate the impossibility of the latter. There was no inclination

to make the new State a school where democratic experiments could

be worked out as they should be. They were unwilling to give

reconstruction the term that might have been necessary to build up this

truly democratic nationalism. Six years is a short time to reconstruct

an agricultural country devastated by a six years’ war. The popular

elements in the new States had time only to show their turbulence; they

were given no time to grow. The ambitious leaders of the financial

classes got a convention called to discuss the controversies and

maladjustments of the States, which were making them clamor for a

revision of the Articles of Confederation, and then, by one of the most

successful _coups d’état_ in history, turned their assembly into the

manufacture of a new government on the strongest lines of the old State

ideal.

This new constitution, manufactured in secret session by the leaders

of the propertied and ruling classes, was then submitted to an

approval of the electors which only by the most expert manipulation

was obtained, but which was sufficient to override the indignant

undercurrent of protest from those popular elements who saw the fruits

of the Revolution slipping away from them. Universal suffrage would

have killed it forever. Had the liberated colonies had the advantage of

the French experience before them, the promulgation of the Constitution

would undoubtedly have been followed by a new revolution, as very

nearly happened later against Washington and the Federalists. But the

ironical ineptitude of Fate put the machinery of the new Federalist

constitutional government in operation just at the moment that the

French Revolution began, and by the time those great waves of Jacobin

feeling reached North America, the new Federalist State was firmly

enough on its course to weather the gale and the turmoil.

The new State was therefore not the happy political symbol of a united

people, who in order to form a more perfect union, etc., but the

imposition of a State on a loose and growing nationalism, which was

in a condition of unstable equilibrium and needed perhaps only to be

fertilized from abroad to develop a genuine political experiment in

democracy. The preamble to the Constitution, as was soon shown in the

hostile popular vote and later in the revolt against the Federalists,

was a pious hope rather than actuality, a blessedness to be realized

when by the force of government pressure, the creation of idealism,

and mere social habit, the population should be welded and kneaded

into a State. That this is what has actually happened, is seen in the

fact that the somewhat shockingly undemocratic origins of the American

State have been almost completely glossed over and the unveiling is

bitterly resented, by none so bitterly as the significant classes who

have been most industrious in cultivating patriotic myth and legend.

American history, as far as it has entered into the general popular

emotion, runs along this line: The Colonies are freed by the Revolution

from a tyrannous King and become free and independent States; there

follow six years of impotent peace, during which the Colonies quarrel

among themselves and reveal the hopeless weakness of the principle

under which they are working together; in desperation the people then

create a new instrument, and launch a free and democratic republic,

which was and remains--especially since it withstood the shock of

civil war--the most perfect form of democratic government known

to man, perfectly adequate to be promulgated as an example in the

twentieth century to all people, and to be spread by propaganda, and,

if necessary, the sword, in all unregenerately Imperial regions. Modern

historians reveal the avowedly undemocratic personnel and opinions of

the Convention. They show that the members not only had an unconscious

economic interest but a frank political interest in founding a State

which should protect the propertied classes against the hostility of

the people. They show how, from one point of view, the new government

became almost a mechanism for overcoming the repudiation of debts, for

putting back into their place a farmer and small trader class whom

the unsettled times of reconstruction had threatened to liberate, for

reëstablishing on the securest basis of the sanctity of property and

the State, their class-supremacy menaced by a democracy that had

drunk too deeply at the fount of Revolution. But all this makes little

impression on the other legend of the popular mind, because it disturbs

the sense of the sanctity of the State and it is this rock to which the

herd-wish must cling.

Every little school boy is trained to recite the weaknesses and

inefficiencies of the Articles of Confederation. It is taken as

axiomatic that under them the new nation was falling into anarchy

and was only saved by the wisdom and energy of the Convention. These

hapless articles have had to bear the infamy cast upon the untried

by the radiantly successful. The nation had to be strong to repel

invasion, strong to pay to the last loved copper penny the debts of

the propertied and the provident ones, strong to keep the unpropertied

and improvident from ever using the government to ensure their own

prosperity at the expense of moneyed capital. Under the Articles

the new States were obviously trying to reconstruct themselves in

an alarming tenderness for the common man impoverished by the war.

No one suggests that the anxiety of the leaders of the heretofore

unquestioned ruling classes desired the revision of the Articles and

labored so weightily over a new instrument not because the nation was

failing under the Articles but because it was succeeding only too

well. Without intervention from the leaders, reconstruction threatened

in time to turn the new nation into an agrarian and proletarian

democracy. It is impossible to predict what would have been worked out

in time, whether the democratic idealism implicit in the Declaration

of Independence would have materialized into a form of society very

much modified from the ancient State. All we know is that at a time

when the current of political progress was in the direction of agrarian

and proletarian democracy, a force hostile to it gripped the nation

and imposed upon it a powerful form against which it was never to

succeed in doing more than blindly struggle. The liberating virus of

the Revolution was definitely expunged, and henceforth if it worked at

all it had to work against the State, in opposition to the armed and

respectable power of the nation.

The propertied classes, seated firmly in the saddle by their

Constitutional _coup d’état_, have, of course, never lost their

ascendancy. The particular group of Federalists who had engineered

the new machinery and enjoyed the privilege of setting it in motion,

were turned out in a dozen years by the “Jeffersonian democracy” whom

their manner had so deeply offended. But the Jeffersonian democracy

never meant in practice any more than the substitution of the rule

of the country gentleman for the rule of the town capitalist. The

true hostility between their interests was small as compared with the

hostility of both towards the common man. When both were swept away

by the irruption of the Western democracy under Andrew Jackson and

the rule of the common man appeared for awhile in its least desirable

forms, it was comparatively easy for the two propertied classes to form

a tacit coalition against them. The new West achieved an extension of

suffrage and a jovial sense of having come politically into its own,

but the rule of the ancient classes was not seriously challenged. Their

squabbles over the tariff were family affairs, for the tariff could not

materially affect the common man of either East or West. The Eastern

and Northern capitalists soon saw the advantage of supporting Southern

country gentleman slave-power as against the free-soil pioneer. Bad

generalship on the part of this coalition allowed a Western free-soil

minority President to slip into office and brought on the Civil War,

which smashed the slave-power and left Northern capital in undisputed

possession of a field against which the pioneer could make only

sporadic and ineffective revolts.

From the Civil War to the death of Mark Hanna, the propertied

capitalist industrial classes ran a triumphal career in possession of

the State. At various times, as in 1896, the country had to be saved

for them from disillusioned, rebellious hordes of small farmers and

traders and democratic idealists, who had in the overflow of prosperity

been squeezed down into the small end of the horn. But except for

these occasional menaces, business, that is to say, aggressive

expansionist capitalism, had nearly forty years in which to direct the

American republic as a private preserve, or laboratory, experimenting,

developing, wasting, subjugating, to its heart’s content, in the midst

of a vast somnolence of complacency such as has never been seen

and contrasts strangely with the spiritual dissent and constructive

revolutionary thought which went on at the same time in England and the

Continent.

That era ended in 1904 like the crack of doom, which woke a whole

people into a modern day which they had far overslept, and for which

they had no guiding principles or philosophy to conduct them about.

They suddenly became acutely and painfully aware of the evils of

the society in which they had slumbered and they snatched at one

after the other idea, programme, movement, ideal, to uplift them out

of the slough in which they had slept. The glory of those shining

figures--captains of industry--went out in a sulphuric gloom. The head

of the State, who made up in dogmatism what he lacked in philosophy,

increased the confusion by reviving the Ten Commandments for

political purposes, and belaboring the wicked with them. The American

world tossed in a state of doubt, of reawakened social conscience,

of pragmatic effort for the salvation of society. The ruling

classes--annoyed, bewildered, harassed--pretended with much bemoaning

that they were losing their grip on the State. Their inspired prophets

uttered solemn warnings against political novelty and the abandonment

of the tried and tested fruits of experience.

These classes actually had little to fear. A political system which

had been founded in the interests of property by their own spiritual

and economic ancestors, which had become ingrained in the country’s

life through a function of 120 years, which was buttressed by a legal

system which went back without a break to the early English monarchy

was not likely to crumble before the anger of a few muck-rakers, the

disillusionment of a few radical sociologists, or the assaults of

proletarian minorities. Those who bided their time through the Taft

interregnum, which merely continued the Presidency until there could

be found a statesman to fill it, were rewarded by the appearance of

the exigency of a war, in which business organization was imperatively

needed. They were thus able to make a neat and almost noiseless

coalition with the Government. The mass of the worried middle-classes,

riddled by the campaign against American failings, which at times

extended almost to a skepticism of the American State itself, were

only too glad to sink back to a glorification of the State ideal, to

feel about them in war, the old protecting arms, to return to the old

primitive robust sense of the omnipotence of the State, its matchless

virtue, honor and beauty, driving away all the foul old doubts and

dismays.

That the same class which imposed its constitution on the nascent

proletarian and agrarian democracy has maintained itself to this day

indicates how slight was the real effect of the Revolution. When that

political change was consolidated in the new government, it was found

that there had been a mere transfer of ruling-class power across the

seas, or rather that a ruling commercial class in the colonies had

been able to remove through a war fought largely by the masses a

vexatious over-lordship of the irresponsible coterie of ministers that

surrounded George III. The colonies merely exchanged a system run in

the interest of the overseas trade of English wealth for a system run

in the interest of New England and Philadelphia merchanthood, and later

of Southern slavocracy. The daring innovation of getting rid of a king

and setting up a kingless State did not apparently impress the hard

headed farmers and small traders with as much force as it has their

patriotic defenders. The animus of the Convention was so obviously

monarchical that any executive they devised could be only a very thinly

disguised king. The compromise by which the presidency was created

proved but to be the means by which very nearly the whole mass of

traditional royal prerogatives was brought over and lodged in the new

State.

The President is an elected king, but the fact that he is elected

has proved to be of far less significance in the course of political

evolution than the fact that he is pragmatically a king. It was the

intention of the founders of the Constitution that he be elected by a

small body of notables, representing the ruling propertied classes,

who could check him up every four years in a new election. This was

no innovation. Kings have often been selected in this way in European

history, and the Roman Emperor was regularly chosen by election. That

the American President’s term was limited merely shows the confidence

which the founders felt in the buttressing force of their instrument.

His election would never pass out of the hands of the notables, and so

the office would be guaranteed to be held by a faithful representative

of upper-class demands. What he was most obviously to represent was

the interests of that body which elected him, and not the mass of the

people who were still disfranchised. For the new State started with

no Quixotic belief in universal suffrage. The property qualifications

which were in effect in every colony were continued. Government was

frankly a function of those who held a concrete interest in the public

weal, in the shape of visible property. The responsibility for the

security of property rights could safely lie only with those who had

something to secure. The “stake” in the commonwealth which those who

held office must possess was obviously larger.

One of the larger errors of political insight which the sage founders

of the Constitution committed was to assume that the enfranchised

watch-dogs of property and the public order would remain a homogeneous

class. Washington, acting strictly as the mouthpiece of the unified

State ideal, deprecated the growth of parties and of factions which

horridly keep the State in turbulence or threaten to rend it asunder.

But the monarchical and repressive policies of Washington’s own friends

promptly generated an opposition democratic party representing the

landed interests of the ruling classes, and the party system was

fastened on the country. By the time the electorate had succeeded in

reducing the electoral college to a mere recorder of the popular vote,

or in other words, had broadened the class of notables to the whole

property-holding electorate, the parties were firmly established to

carry on the selective and refining and securing work of the electoral

college. The party leadership then became, and has remained ever since,

the nucleus of notables who determine the presidency. The electorate

having won an apparently democratic victory in the destruction of the

notables, finds itself reduced to the rôle of mere ratification or

selection between two or three candidates, in whose choice they have

only a nominal share. The electoral college which stood between even

the propertied electorate and the executive with the prerogatives

of a king, gave place to a body which was just as genuinely a bar

to democratic expression, and far less responsible for its acts.

The nucleus of party councils which became, after the reduction of

the Electoral College, the real choosers of the Presidents, were

unofficial, quasi-anonymous, utterly unchecked by the populace whose

rulers they chose. More or less self-chosen, or chosen by local groups

whom they dominated, they provided a far more secure guarantee that

the State should remain in the hands of the ruling classes than the

old electoral college. The party councils could be loosely organized

entirely outside of the governmental organization, without oversight

by the State or check from the electorate. They could be composed of

the leaders of the propertied classes themselves or their lieutenants,

who could retain their power indefinitely, or at least until they were

unseated by rivals within the same charmed domain. They were at least

entirely safe from attack by the officially constituted electorate,

who, as the party system became more and more firmly established, found

they could vote only on the slates set up for them by unknown councils

behind an imposing and all-powerful “Party.”

As soon as this system was organized into a hierarchy extending from

national down to state and county politics, it became perfectly safe

to broaden the electorate. The clamors of the unpropertied or the less

propertied to share in the selection of their democratic republican

government could be graciously acceded to without endangering in the

least the supremacy of those classes which the founders had meant to

be supreme. The minority were now even more effectually protected from

the majority than under the old system, however indirect the election

might be. The electorate was now reduced to a ratifier of slates, and

as a ratifier of slates, or a chooser between two slates, both of

which were pledged to upper-class domination, the electorate could

have the freest, most universal suffrage, for any mass-desire for

political change, any determined will to shift the class-balance, would

be obliged to register itself through the party machinery. It could

make no frontal attack on the Government. And the party machinery was

directly devised to absorb and neutralize this popular shock, handing

out to the disgruntled electorate a disguised stone when it asked for

political bread, and effectually smashing any third party which ever

avariciously tried to reach government except through the regular

two-party system.

The party system succeeded, of course, beyond the wildest dreams of

its creators. It relegated the founders of the Constitution to the

rôle of doctrinaire theorists, political amateurs. Just because it

grew up slowly to meet the needs of ambitious politicians and was not

imposed by ruling-class fiat, as was the Constitution, did it have a

chance to become assimilated, worked into the political intelligence

and instinct of the people, and be adopted gladly and universally

as a genuine political form, expressive both of popular need and

ruling-class demand. It satisfied the popular demand for democracy.

The enormous sense of victory which followed the sweeping away of

property qualifications of suffrage, the tangible evidence that now

every citizen was participating in public affairs, and that the entire

manhood democracy was now self-governing, created a mood of political

complacency that lasted uninterruptedly into the twentieth century. The

party system was thus the means of removing political grievance from

the greater part of the populace, and of giving to the ruling classes

the hidden but genuine permanence of control which the Constitution had

tried openly to give them. It supplemented and repaired the ineptitudes

of the Constitution. It became the unofficial but real government, the

instrument which used the Constitution as its instrument.

Only in two cases did the party system seem to lose its grip, was it

thrown off its base by the inception of a new party from without--in

the elections of Jackson and of Lincoln. Jackson came in as the

representative of a new democratic West which had no tradition of

suffrage qualifications, and Lincoln as a minority candidate in a

time of factional and sectional strife. But the discomfiture of the

party politicians was short. The party system proved perfectly capable

of assimilating both of these new movements. Jackson’s insurrection

was soon captured by the old machinery and fed the slavocracy, and

Lincoln’s party became the property of the new bonanza capitalism.

Neither Jackson or Lincoln made the slightest deflection in the

triumphal march of the party system. In practically no other contests

has the electorate had for all practical purposes a choice except

between two candidates, identical as far as their political rôle

would be as representatives of the significant classes in the State.

Campaigns such as Bryan’s, where one of the parties is captured by an

element which seeks a real transference of power from the significant

to the less significant classes, split the party, and sporadic third

party attacks merely throw the scale one way or the other between the

big parties, or, if threatening enough, produce a virtual coalition

against them.

Untimely papers · 第 9 / 10 段