During the course of history we constantly see great political areas

emerging from the struggle for territory. We see nations from early

times to the present day increasing in area: the Persian and Roman

Empires were small and mean compared with those of the Russians,

English, and Chinese. Also the states of peoples of a lower grade of

culture are insignificant compared with the states of more advanced

races. The greatest empires of the present day are the youngest;

the smallest--Andorra, Liechtenstein, San Marino, Monaco, appear to

us only as venerable, strange petrifications of an alien time. The

relation of surface to the growth of spheres of commerce and of means

of communication is obvious. Communication is a struggle with area;

and the result of this struggle is the overcoming of the latter. The

process is complicated because, as control is gained over area, one

also acquires possession of its contents: advantages of location,

conformation, fertility, and, by no means least, the inhabitants of

the territory themselves. But the loss in value of all these things,

brought about by their being widely scattered throughout an extensive

area, can be overcome only by a complete control of the region over

which they are spread.

[Sidenote: Traffic Leads to Empire]

The development of commerce is the preliminary history of political

growth. This applies to all races, from Phœnicians to North Americans,

who point out to us a post of the American Fur Company as the germ

from which Nebraska developed. Every colony is a result of traffic;

even in the case of Siberia, merchants from European Russia travelled

thither as far as the Ob about three centuries before its conquest. The

phrase “conquests of the world’s commerce” is perfectly legitimate.

The building of roads is a part of the glory of the founders and

rulers of nations. To-day, tariff unions and railway politics have

taken the place of road-making. It has always been so; both state and

traffic have had the same interest in roads and thoroughfares. Traffic

breaks the way, and the state improves and completes it. It seems to

be certain that the firmly organised state in ancient Peru opened

the roads which were later a service to traffic. In a lower phase of

development we may see commerce leading directly to the establishment

of states; in a higher, to victory in war, arising from commercial and

railway communication. It would be impossible for France to construct

the Sahara Railway without first subjugating the Tuareg and seizing

their country. Highways of traffic as weapons for hostile states, the

important part played by commercial nations and the culture of strictly

industrial and commercial peoples, the endeavour of traffic to be of

service to the policies of states, and, finally, the powerful reactions

caused by the removal and disuse of thoroughfares of commerce to races,

nations, and to entire spheres of civilisation--can only be indicated

here.

[Sidenote: Every Trader Bears his State with him]

Every political movement, whether it be a warlike expedition or a

peaceful emigration, is preceded by movements which are not political.

Inquiries must be made and relations instituted; the object must be

determined, and the road explored. All the while that knowledge of the

world beyond the bounds of a country is being gained, there is also

an imperceptible broadening of the geographical horizon; and this not

only widens out, but becomes clearer. Fabulous tales are circulated as

to the terrors of strange countries; but the fear gradually vanishes

as our knowledge increases, and with the latter a spirit of political

enterprise awakens One can say that every trader who passes the bounds

of his country bears his state with him in his load of merchandise. To

be sure, there are both long preparations made and quick leaps taken

in the processes of commerce. Roman merchants prepared the way to a

knowledge of Gaul and its conquest. But how different the attitude

of the Romans to Gaul before and after the time of Cæsar! What a

difference in the Spanish estimate of the worth of American colonies

before the days of Cortez and Pizarro, and afterward! The broader and

clearer the geographical horizon grows, the greater become political

schemes and standards of policy.

[Sidenote: Causes of National Success and Failure]

The widening of the geographical horizon and the clearing up of

mysteries beyond are invariably a result of the travels of individuals

or of groups for peaceful purposes. The first of these purposes

is commerce; the chase and fishing are also to be taken into

consideration; and the involuntary wanderings of the lost and strayed

are not to be excluded. Europe possessed a Pytheas and a Columbus who

discovered new worlds; and every primitive community had its explorers,

too, who cleared paths from one forest glade to another. If such

pioneers return, they also bring back with them contributions to the

general stock of knowledge of the world without, and it becomes less

difficult for others to follow in their footsteps; finally armies

or fleets may advance, conquering in their tracks. Whenever traffic

makes busy a multitude of men, and employs extensive means by which to

carry on its operations, the truth of the saying, “The flag follows

trade,” is finally established in its broadest sense. With all this

struggling and labouring, territory does not fall to the state simply

as a definite number of square miles. Just as single individuals bring

enlightenment to the state, in the same manner the idea of area arises

in the intelligence of the aggregate.

When we say that an area increases, we must remember that by this we

mean that the intelligence which views it and the will that holds it

together have increased, and naturally, also, that which is requisite

for rendering intelligence and will capable for their work. In this

lies one of the greatest differences that exist between nations, one of

the greatest causes of success and failure in development.

A disposition for expansion that advances boundaries to the farthest

possible limit is a sign of the highest state of civilisation. It is a

result of an increase both of population and of intellectual progress.

[Sidenote: Small States in Fine Situations]

There is something very attractive in the small political models of

early times: those city-states whose development had in definiteness

and in precision a great deal of the lucidity and compactness of

artistic compositions. Lübeck and Venice are more attractive than

Russia. The concentration of the forces of a small community in a

limited, beautifully situated, and protected location, is a source of

a development that takes a deeper hold on all the vital powers of a

people, employing them more extensively, and therefore ending in a more

rapid and definite perfection of historical individuality. Thus small

areas take the lead of large territories in historical development; and

we may see many examples of a slow but sure transference of leadership

from the small area to the large, and of the gradual diffusion of

progress in the latter. Thus Italy followed Greece; Spain, Portugal;

England, Holland.

[Illustration: THE COMMAND OF THE SEAS: GREAT BRITAIN’S MIGHTY

MACHINERY OF DEFENCE

Great Britain’s strength is a proof of the tremendous importance of

the sea as a factor of political power. This is a bird’s-eye view

of the British Navy assembled at Spithead.

]

The opposite of this is precocity in growth: the earlier a state

marks out its limits without consideration for later expansion, the

sooner the completion of its development. The growth in area of Venice

and the Low Countries stood still, while all about them territories

increased in size. The development of small countries flags unless the

increase of population within a limited area leads to that disquiet and

emigration and expulsion of citizens especially characteristic of small

nations: the horizon grows too narrow for the times; patriotism becomes

local pride; and the most important life forces are impaired. Thus

minor nations, through which races are separated into little groups,

develop: the great national economic and religious cohesive forces are

broken up; and even the political advantages of the ground are reduced

in value through disintegration.

[Sidenote: Founding of States by Strangers]

Under such conditions the impulse for new growth must be brought in

from without. The native, who is acquainted with only one home, is

always inferior to the foreigner, who has a knowledge of two lands

at least. It is remarkable how numerous are the traditions of the

establishment of states by strangers. Sometimes these are mighty

hunters, as in Africa; often they are superior bearers of civilisation,

as in Peru; and an especially large number of them have descended

to the earth from heaven. In the face of history which tells of

the foundation of a Manchurian dynasty in China and a Turkish in

Persia, of the establishment of the Russian Empire by wandering North

Germans, and that of the great nations in the West Sudan by the Fulah

shepherds--these mythical accounts, although they may appear decidedly

incredible when taken singly, as a whole are probable enough. The

foundation of the nation of Sarawak in Borneo by Brooke is reality and

corresponds with many of the old legends of the formations of states.

[Sidenote: A Great Turning-point in History]

The broad conception of a state, which acts as a ferment does on

a disrupted mass, is introduced from one neighbouring nation into

another, each sharing in its production. When such territories are

adjacent, the state situated in the most powerful natural region

overgrows the other. The more mobile race brings its influence to

bear on the less mobile, and possibly draws the other along with it.

The more compact, better organised and armed state intrudes on weaker

nations, and forces its organisation upon them. A nation left to itself

has a tendency to split up into small groups, each of which seeks to

support its own life upon its own soil, heedless of the others; and

as such groups increase, they always reproduce in their own images:

families families, and tribes tribes. We find all sorts of measures

taken by some nations to limit an increase in growth that would carry

them beyond their old boundaries and place them under new conditions

of life. Many an otherwise inexplicable custom of taking human life is

a result of this tendency; perhaps, in some cases, even cannibalism

itself. This impulse towards limitation would have rendered the growth

of nations impossible had not the antithetical force of attraction

of one to another led to growth and amalgamation. Truly, the advance

from a condition of isolated, self-dependent communities to one of

traffic between state organisms, which must of necessity lead to ebb

and flow and union of one group with another, is one of the greatest

turning-points in the history of man.

[Sidenote: Nations as Neighbours]

Since the tendency has been for territory to become the exclusive

reward of victory in the competition of nations, balance of territorial

possessions has grown to be one of the chief ends of national

policies. The phrase “balance of power,” which has been so often

heard since the sixteenth century, is no invention of diplomats, but

a necessary result of the struggle for expansion. Hence we find an

active principle of territorial adjustment and balance in all matters

concerning international politics. It is not yet active in the small

and simple states of semi-civilised peoples; such states are much more

uniform, for they have all originated with a uniformly weak capacity

for controlling territory. In addition, the principle of territorial

isolation hinders the action of political competition. As soon,

however, as necessity for increased area leads to the contiguity of

nations, the conditions alter. The state that occupies but a small

region strives to emulate its larger neighbour. It either gains so much

land as is necessary to restore equality, or forces a decrease in the

neighbour’s territory.

[Sidenote: The Balance of Power]

Both alternatives have been of frequent occurrence. Prussia expanded

at the expense of Schleswig and Poland in order to become equal in

territory to the other great Powers. The whole of Europe fought

Napoleon until France had been forced back within such boundaries as

were necessary to international balance. Austria lost provinces in

Italy and replaced them with others in the Balkan Peninsula. This

loss and gain appears to us, in looking over an easily epitomised

history, such as that of France, as an alternation of violent waves

and temporary periods of rest attained whenever a balance is reached.

Therefore it is not owing to chance that the areas of Austria, Germany,

France, and Spain may be respectively designated by 100, 86, 84, and

80, that the area of Holland is to that of Belgium as 100 is to 90, and

that the United States stands to Canada as 100 to 96. To be effective,

such balances must presuppose equal civilisations, similar means for

the acquirement of power. Rome was so superior to her neighbours in

civilisation that she could not permit any territorial balance. Perhaps

the adoption of the River Halys as the boundary between Media and Lydia

was a first attempt to establish a national system on the principle of

balance instead of “world” dominion.

[Sidenote: A New British Empire is not Conceivable]

Our standards for measuring the areas of countries have constantly

increased during the growth of historical territories. The history of

Greece is to us but the history of a small state; and how many years

shall pass before that of Germany, Austria, and France will be but the

history of nations of medium size? England, Russia, China, and the

United States include the better half of the land of the world; and

to-day a British Empire in the other half could not be conceivable.

Development has ever seized on greater and greater areas, and has

united more and more extensive regions into aggregates. Thus it has

always remained an organic movement. The village-state repeats itself

in the city-state, and the family-state in the race-state, the smaller

ever being reproduced in greater forms. The smallest and greatest

nations alike retain the same organic characteristics more or less

closely united to the soil.

[Sidenote: Area Does Not Mean Power]

The surface of a state bears a certain relation to the surface of the

globe, and according to this standard is the land measured upon which

the inhabitants of a nation live, move, and labour. Thus it may be said

that the 208,687 square miles of the German Empire represent about

1/940 of the entire surface of the earth; further, that the empire

has a population of 60,500,000, from which the ratio of 5·45 acres to

each individual follows. Although it is true that wholly uninhabited

or very thinly populated regions, high mountains, forests, deserts,

etc., may be valuable from a political point of view, nevertheless the

whole course of the world’s history shows us that, as a general rule,

the value of territory increases with the number of inhabitants that

dwell upon it. Thus, before their disunion, Norway-Sweden, with an area

of 297,000 square miles--two-fifths greater than that of the German

Empire--but with a population of 6,800,000, cannot be looked upon as a

first-class Power; while Germany closely approaches the Russian Empire

in strength, for although its area is but 1/43 that of the latter, its

population is only one-half less. Thus area alone is never the deciding

factor of political power. In the non-recognition of this fact lies the

source of the greatest errors which have been made by conquerors and

statesmen. The powerful influence that small states, such as Athens,

Palestine, and Venice, have exerted on the history of the world proves

that a great expanse of territory is by no means indispensable to great

historical actions. The unequal distribution of mankind over a definite

area is a much more probable source of political and economic progress.

Civilisation and political superiority have always attended the

thickly populated districts. Thus the whole of development has been a

progression from small populations dwelling in extensive regions to

large populations concentrated in more limited areas. Progress first

awoke when division of labour began to organise and differentiate among

heaped-up aggregates, and to create discrepancies promoting life and

development. A simple increase of bodies and souls only strengthens

that which is already in existence by augmenting the mass. In China,

India, and Egypt, population has increased for a long time; but

development of civilisation and of political power has been unable to

keep pace with it.

[Illustration: THE MAKING OF THE NATIONS--V

Professor FREDERICK RATZEL]

THE FUTURE HISTORY OF MAN

[Sidenote: Man and the Universe]

Looking back upon the history of man, it appears to us the history of

the human race as a life phenomenon bound and confined to this planet

alone. We are thus unable to form any conception of progress into the

infinite, for every tellurian life-development is dependent upon the

earth, and must always return to it again. New life must follow old

roads. Cosmic influences may broaden or narrow the districts within

which man is able to exist. This was experienced by the human race

during the Glacial Period, when the ice sheet first drove men toward

the equator, and later, receding, enabled them once more to spread out

to the north. The limits of world life in general depend upon earthly

influences; and thus, for mankind, progress limited by both time and

space is alone possible.

Perhaps it would be well, for the elucidation of the question of

development, were geography to designate as progress only that which

from sufficient data may be established as such beyond all doubt. Thus,

to begin with, we have learned to know of a progress in space--man’s

diffusion over the earth--which proceeds in two directions. The

expansion of the human race signifies not only an extension of the

boundaries of inhabited land far into the Polar regions, but also the

growth of an intellectual conception of the whole world.

[Sidenote: Manifold Growth of Mankind]

Together with this progress there have been countless expansions

of economic and political horizons, of commercial routes, of the

territories of races and of nations--an extraordinarily manifold

growth that is continually advancing. Increase of population and of

the nearness of approach of peoples to one another goes hand in hand

with progressing space. Mankind cannot become diffused uniformly over

new areas without becoming more and more familiar with the old. New

qualities of the soil and new treasures have been discovered, and thus

the human race has constantly been made richer. While these gifts

enriched both intellect and will, new possibilities were all the while

arising, enabling men to dwell together in communities; the population

of the earth increased, and the densely inhabited regions, at first but

small, constantly grew larger and larger.

[Sidenote: History is the Growth of Differences]

With this increase in number, latent abilities came to life; races

approached one another; competition was entered into; interpenetration

and mingling of peoples followed. Some races acted mutually in

powerfully developing one another’s characteristics; others receded

and were lost, unless the earth offered them a possibility of

diffusion over better protected regions. Already we see in these

struggles the fundamental motive of the battle for area; and at the

same time, on surveying this progress, we may also see the limit set

to it--that increase in population is unfavourable to the progress of

civilisation in any definite area, if the number of inhabitants become

disproportionately large in respect to the territory occupied. Many

regions are already over-populated; and the numbers of mankind will

always be restricted by the limits of the habitable world.

Already in the differences in population of different regions lie

motives for the internal progress of man; but yet more powerful

are those incentives to the development of internal differences in

races furnished by the earth itself through the manifoldness of its

conformation.

The entire history of the world has thus become an uninterrupted

process of differentiation. At first arose the difference between

habitable and uninhabitable regions, and then within the habitable

areas occurs the action brought about by variations in zones, divisions

of land, seas, mountains, plains, steppes, deserts, forests--the whole

vast multitude of formations, taken both separately and in combination.

Through these influences arise the differences which must at first

develop to a certain extent in isolation before it is possible for

them to act upon one another, and to alter, either favourably or

unfavourably, the original characteristics of men.

[Sidenote: Earth’s Variety Reflected in its Peoples]

All the variations in race and in civilisation shown by different

peoples of the world, and the differences in power shown by states, may

be traced to the ultimate processes of differentiation occasioned by

variations in situation, climate, and soil, and to which the constantly

increasing mingling of races, that becomes more and more complex with

the diffusion of mankind over the globe, has also contributed. The

birth of Roman daughter states, and the rise of Hispano-Americans

and Lusitano-Americans from some of these very daughter nations, are

evidences of a development that ever strives for separation, for

diffusion over space, which may be compared only to the trunk of a

tree developing, and putting forth branches and twigs. But the bole

that has sent forth so many branches and twigs was certainly a twig

itself at one time; and thus the process of differentiation is repeated

over and over again. Progress in respect to population and to occupied

area is undoubted; but can these daughter nations be compared to Rome

in other respects? They have shown great powers of assimilation and

great tenacity, for they have held their ground. Nevertheless, their

greatest achievement has been to have clung fast to the earth; in other

words, to have persisted. Certainly this is far more important than the

internal progress in which the branches might perhaps have been able to

surpass the older nation.

[Sidenote: Decisive Element in a Nation]

It is an important principle that since all life is and must be closely

attached to the soil, no superiority may exist permanently unless it be

able to obtain and to maintain ground. In the long run, the decisive

element of every historical force is its relation to the land. Thus

great forces may be seen to weaken in the course of a long struggle

with lesser forces whose sole advantage consists in their being more

firmly rooted in the soil. The warlike, progressive, on-marching

Mongols and Manchus conquered China, it is true, but they have been

absorbed into the dense native population and have assumed the native

customs. The same illustration applies to the founding of nations by

all nomadic races, especially in the case of the Southern European

German states that arose at the time of the migration of Germanic

peoples. The health and promise of the English Colonies in Australia

present a striking contrast to the gloom that reigns over India, of

which the significance lies only in a weary governing, conserving, and

exploiting of three hundred millions of human beings. In Australia the

soil is acquired; in India only the people have been conquered. Will

a time ever come when all fertile lands will be as densely populated

as India and China? Then the most civilised, evolved nation will have

no more space in which to develop, maintain, and root its better

characteristics; and the success of a state will not result from the

possession of active forces, but from vegetative endowments--freedom

from wants, longevity, and fertility.

[Sidenote: The Goal of the Nations]

Even though the future may bring with it a union of all nations in the

world into the one great community already spoken of in the Gospel of

John, growth may take place only through differentiation. And thus

there is no necessity for our sharing the fear that a world-state would

swallow up all national and racial differences, and all variations in

civilisation.

The Book of History (Vol. 1 of 18) A History of All Nations from the Earliest Times to the Present · 第 53 / 58 段