hundred and four from each township should decide in criminal cases who
amongst the accused were sufficiently implicated to be justly sentenced
by the royal judges. Local representatives also were employed on other
occasions during Henry’s reign in assisting his judges in assessing
taxes and in deciding how many weapons and of what sort the ordinary
freeman might fittingly carry to the safety of his neighbours and of
himself. In civil cases, as when the ownership of land or personal
property was in dispute, twelve ‘lawful men’ of the neighbourhood,
or in certain cases twelve Knights of the Shire, were to be elected
to help the Sheriff arrive at a just decision. In this system of
‘recognition’, as it was called, lay the germ of our modern jury.
It is probable that the knights and representatives of the hundreds
and townships grumbled continually at the trouble and expense to
which the King’s legislation put them; for neither they nor Henry II
himself would realize that they were receiving a splendid education in
the A B C of self-government that must be the foundation of any true
democracy. Yet a few generations later, when Henry’s weak grandson and
namesake Henry III misruled England, the Knights of the Shire were
already accepted as men of public experience, and their representatives
summoned to a parliament to defend the liberties of England.
Henry II used popular institutions and crown officials as levers
against the independence of his baronage, but the chief struggle of his
reign in England was not with the barons so much as with the Church.
Thomas Becket as Chancellor had been Henry’s right hand in attacking
feudal privileges: he had warned his master that as a leading Churchman
his love might turn to hate, his help to opposition. The King refused
to believe him, thrust the burden of the archbishopric of Canterbury
on his unwilling shoulders, and then found to his surprise and rage
that he had secured the election of a very Hildebrand, who held so high
a conception of the dignity of the Church that it clashed with royal
demands at every turn.
[Sidenote: The Becket Controversy]
One of the chief subjects of dispute was the claim of the Church to
reserve for her jurisdiction all cases that affected ‘clerks’, that is,
not only priests, but men employed in the service of the Church, such
as acolytes or choristers. The King insisted that clerks convicted in
ecclesiastical courts of serious crimes should be handed over to the
royal courts for secular punishment. His argument was that if a clerk
had committed a murder the ecclesiastical judge was not allowed by
Canon law to deliver a death-sentence, and so could do no more than
‘unfrock’ the guilty man and fine or imprison him. Thus a clerk could
live to commit two murders where a layman would by command of the royal
judges be hung at the first offence.
Becket, on his side, would not swerve from his opinion that it was
sacrilege for royal officials to lay hands on a priest or clerk whether
‘criminous’ or not; and when Henry embodied his suggestions of royal
supremacy in a decree called the Constitutions of Clarendon, the
Archbishop publicly refused to sign his agreement to them. Threats
and insults were heaped upon him by angry courtiers, and one of his
attendants, terrified by the scene, exclaimed, ‘Oh, my master, this
is a fearful day!’ ‘The Day of Judgement will be yet more fearful,’
answered the undaunted Becket, and in the face of his fearlessness no
one at the moment dared to lay hands on him.
Shortly afterwards Becket fled abroad, hoping to win the support of
Rome, but the Pope to whom he appealed did not wish to quarrel with
the King of England, and used his influence to patch up an agreement
that was far too vague to have any binding strength. Thomas Becket
returned to Canterbury, but exile had not modified his opinions, and
he had hardly landed before he once more appeared in open opposition
to Henry’s wishes, excommunicating those bishops who had dared to act
during his absence without his leave.
The rest of the story is well known--the ungovernable rage of the
Angevin king at an obstinacy as great as his own, his rash cry, ‘Is my
house so full of fools and dastards that none will avenge me on this
upstart clerk?’ and then his remorse on learning of the four knights
who had taken him at his word and murdered the Archbishop as he knelt,
still undaunted, on the altar steps of Canterbury Cathedral.
So great was the horror and indignation of Europe, even of those who
were devoted to Henry’s cause, that the King was driven to strip and
scourge himself before the tomb of Thomas the Martyr, as a public act
of penance, and all question of the supremacy of the state over the
Church was for the time dropped.
One of the many pilgrims who in the next few years visited the shrine
of St. Thomas of Canterbury in the hope of a miracle was Louis VII of
France, and the miracle that he so earnestly desired was the recovery
of his son and heir, Philip Augustus, from a fever that threatened his
life. With many misgivings the old king crossed the Channel to the land
of a ruler with whom he had been at almost constant war since Eleanor
of Aquitaine’s remarriage; but his faith in the vision of the Martyr
that had prompted his journey was rewarded. Henry received him with
‘great rejoicing and honour’ after the manner of a loyal vassal, and
when the French king returned home he found his son convalescent.
The sequel to this journey, however, was the sudden paralysis and
lingering death of Louis himself, and the coronation of the boy prince
in whom France was to find so great a ruler. When the bells of Paris
had rung out the joyous tidings of his birth one hot August evening
fourteen years before, a young British student had put his head out
of his lodging window and demanded the news. ‘A boy,’ answered the
citizens, ‘has been given to us this night who by God’s grace shall
be the hammer of your king, and who beyond a doubt shall diminish the
power and lands of him and his subjects.’ One-half of the reign of
Philip Augustus, _le Dieu-donné_, or ‘God-given’, was the fulfilment of
this prophecy.
At first sight it would seem as though Henry II of England entered the
lists against his overlord the Champion of France with overwhelming
odds in his favour. Ruler of a territory stretching from Scotland, his
dependency, to the Pyrenees, he added to his lands and wealth the brain
of a statesman and the experience of long years of war and intrigue.
What could a mere boy, fenced round even in his capital of Paris by
turbulent barons, hope to achieve against such strength?
Yet the weapons of destruction lay ready to his hand, in the very
household of the Angevin ruler himself. Legend records that the blood
of some Demon ancestress ran in the veins of the Dukes of Aquitaine,
endowing them with a ferocity and falseness strange even to mediaeval
minds; and the sons whom Eleanor bore to her second husband were true
to this bad strain if to nothing else. ‘Dost thou not know’, wrote
one of them to his father who had reproached him for plotting against
his authority, ‘that it is our proper nature that none of us should
love the other, but that ever brother should strive with brother and
son against father? I would not that thou shouldst deprive us of our
hereditary right and seek to rob us of our nature.’
Louis VII, in order to weaken Henry II, had encouraged this spirit of
treachery, and even provided a refuge for Becket during his exile: his
policy was continued by Philip Augustus, who kept open house at Paris
for the rebellious family of his tenant-in-chief whenever misfortune
drove them to fly before their father’s wrath or ambition brought them
to hatch some new conspiracy.
Could Henry have once established the same firm grip he had obtained
in England over his French possessions, he might have triumphed in
the struggle with both sons and overlord; but in Poitou and Aquitaine
he was merely regarded as Eleanor’s consort, and the people looked to
his heirs as rulers, especially to Richard his mother’s favourite. Yet
never had they suffered a reign of greater licence and oppression than
under the reckless and selfish Lion-Heart.
After much secret plotting and open rebellion, Henry succeeded in
imprisoning Eleanor, who had encouraged her sons to defy their father,
but with Richard supported by Philip Augustus and the strength of
southern France he was forced to come to terms towards the end of his
reign. Though only fifty-six, he was already failing in health, and the
news that his own province of Maine was fast falling to his enemies had
broken his courage. Cursing the son who had betrayed him, he sullenly
renewed the oath of homage he owed to Philip, and promised to Richard
the wealth and independence he had demanded. The compact signed he rode
away, heavy with fever, to his castle of Chinon, and there, indifferent
to life, sank into a state of stupor. News was brought him that his
youngest son John, for whom he had carved out a principality in
Ireland, had been a secret member of the League that had just brought
him to his knees. ‘Is it true,’ he asked, roused for the minute, ‘that
John, my heart ... has deserted me?’ Reading the answer in the downcast
faces of his attendants, he turned his face to the wall. ‘Now let
things go as they will ... I care no more for myself or the world.’
Thus the old king died.
[Sidenote: Richard I of England]
In 1189 Richard the False succeeded his father, and by his prowess
in Palestine became Richard ‘Cœur-de-Lion’. How he quarrelled with
Philip II we have seen in the last chapter, and that Philip, after the
siege of Acre, returned home in disgust at the other’s overbearing
personality.
Philip Augustus does not cut the same heroic figure on the battle-field
as his rival: indeed there was no match in Europe for the ‘Devil of
Aquitaine’, who knew not the word fear, and the glamour of whose feats
of arms has outlasted seven centuries. It is in kingship that Philip
stands pre-eminent in his own age, ready to do battle at the right
moment, but still more ready to serve France by patient statecraft.
While Richard remained in Palestine, Philip plotted with the
ever-treacherous John for their mutual advantage at the absent king’s
expense; but their enmity remained secret until the joyful news arrived
that the royal crusader had been captured in disguise on his way home
by the very Leopold of Austria whose banner he had once contemptuously
cast into a ditch.
Now the Duke of Austria’s overlord was the Emperor Henry VI, whose
claims to Sicily Richard had often derided; and the Lion-Heart, passing
from the dungeon of the vassal to that of the overlord, did not escape
until his subjects had paid a huge ransom and he himself had promised
to hold England as a fief of the Empire. ‘Beware, the Devil is loose’,
wrote Philip to John, when he heard that their united efforts to bribe
Henry VI into keeping his prisoner permanently had failed.
The next few years saw a prolonged struggle between the French armies
that had invaded Normandy and the forces of Richard, who, burning for
revenge, proved as terrible a rival to Philip in the north of France as
he had been in the East; and the duel continued until a poisoned arrow
pierced the Lion-Heart’s shoulder, causing his death. ‘God visited the
land of France,’ wrote a chronicler, ‘for King Richard was no more.’
From this moment Philip Augustus began to realize his most cherished
ambitions, slowly at first, but, thanks to the ‘worst of the English
kings’, with ever-increasing rapidity. John, who had succeeded Richard,
was neither statesman nor soldier. To meaningless outbursts of Angevin
rage he added the treachery and cruelty of the House of Aquitaine and a
sluggish disregard of dignity and ordinary decency peculiarly his own.
Soon all his subjects were banded together against him in fear, hatred,
and scorn: the Church, on whose privileges he trampled; the barons,
whose wives and daughters were unsafe at his court, and whose lands he
ravaged and confiscated; the people, whom his mercenaries tortured and
oppressed. How he quarrelled with the Chapter of Canterbury over its
choice of an archbishop, defied Pope Innocent III, and then, brought
to his knees by an interdict, did homage to the Holy See for his
possessions; these things, and the signing of Magna Charta, the English
Charter of Popular Liberties, at Runymede, are tales well known in
English history.
What is important to emphasize here in a European history is the
contrast of the unpopularity that John had gained for himself amongst
all classes of his own subjects at the very moment that Philip Augustus
seemed, in French eyes, to be indeed their ‘God-given’ king.
[Sidenote: French Conquest of Normandy]
While John feasted at Rouen messengers brought word that Philip was
conquering Normandy. ‘Let him alone! Some day I will win back all
he has taken.’ So answered the sluggard, but when he at last raised
his standard it was already too late. The English barons would have
followed ‘Cœur-de-Lion’ on the road to Paris: they were reluctant to
take sword out of scabbard for John: the very Angevins and Normans were
beginning to realize that they had more in common with their French
conquerors than with any king across the Channel. Aquitaine, it is
true, looked sourly on Philip’s progress, but the reason was not that
she loved England, but that she feared the domination of Paris, and
made it a systematic part of her policy for years to support the ruler
who lived farthest away, and would therefore be likely to interfere the
least in her internal affairs.
In 1214 John made his most formidable effort, dispatching an army to
Flanders to unite with that of the powerful Flemish Count Ferrand,
one of Philip’s tenants-in-chief, and with the Emperor Otto IV, in a
combined attack on the northern French frontier. At Bouvines the armies
met, Philip Augustus, in command of his forces, riding with a joyful
face ‘no less than if he had been bidden to a wedding’.
The battle, when it opened, found him wherever the fight was hottest,
wielding his sword, encouraging, rallying, until by nightfall he
remained victor of the field, with the Count of Flanders and many
another of his chief enemies, including the English commander,
prisoners at his mercy.
Philip carried Count Ferrand behind him in chains on his triumphal
march to Paris, while all the churches along the way rang their bells,
and the crowds poured forth to cheer their king and sing _Te Deums_.
‘The Battle of Bouvines was perhaps the most important engagement ever
fought on French soil.’ So wrote a modern historian before the war of
1914.
In the days of Louis VII the Kings of France had stood dwarfed amid
Dukes of Normandy and Aquitaine and Counts of Flanders and Anjou.
Now the son of Louis had defeated an emperor, thrown one rebellious
tenant-in-chief into a dungeon, and from another, the Angevin John,
gained as the reward of his victory all the long-coveted provinces
north of the Loire. Even the crown treasury, once so poor, was replete
for the time with the revenues of the confiscated Norman and Angevin
estates of English barons, who had been forbidden by their sovereign to
do homage any more to a French overlord.
Philip Augustus had shown himself Philip ‘the Conqueror’; but he was
something far greater--a king who, like Henry II of England, could
build as well as destroy. During his reign the menace of the old feudal
baronage was swept away, and the government received its permanent
stamp as a servant of the monarchy.
In his dealing with the French Church Philip followed the traditions
of Pepin the Short and Charlemagne, yet gratifying as were his
numerous gifts to monasteries and convents, they were dovetailed into
a scheme of combining the liberal patron with the firm master. That
good relations between the king and clergy resulted was largely due to
Philip’s policy of replacing bishops belonging to powerful families
by men of humble origin accustomed to subservience. Also he would
usually support the lesser clergy in their frequent quarrels with their
ecclesiastical superiors, thus weakening the leaders while he won the
affection of the rank and file.
[Sidenote: Innocent III and France]
Like John he came into collision with the iron will of Pope Innocent
III, but on a purely moral question, his refusal to live with
the Danish princess Ingeborg, to whom he had taken a violent and
unaccountable dislike on his wedding-day. The bride was a girl of
eighteen; she could speak no French, her husband’s bishops were afraid
to uphold her cause whatever their secret opinions, but in appealing to
the Pope for help she gained an unyielding champion.
In other chapters we shall see Innocent III as a politician and a
persecutor of heretics: here he stands as the moral leader of Europe;
and no estimate of his character and work would be fair that neglected
this aspect. It was to Innocent’s political advantage to please the
French king, whose help he needed to chastise the English John and to
support a crusade against an outburst of heresy in Languedoc. Moreover,
he had no armies to compel a king who accused his wife of witchcraft to
recognize her as queen. Yet Innocent believed that Philip was in the
wrong; and when the French king persuaded his bishops to divorce him
and then promptly married again, papal letters proceeded to denounce
the divorce as a farce and the new marriage as illegal.
‘Recall your lawful wife,’ wrote Innocent, ‘and then we will hear all
that you can righteously urge. If you do not do this no power shall
move us to right or left until justice be done.’ This letter was
followed by threats of excommunication, and after some months by an
interdict that reduced Philip to a promise of submission in return
for a full inquiry into his case. The promise so grudgingly given
remained but a promise, and it was not until 1213, nearly twenty years
since he had so cruelly repudiated Ingeborg, that, driven by continual
papal pressure and the critical state of his fortunes, Philip openly
acknowledged the Danish princess as his wife and queen.
We have seen something of Philip’s dealings with his greater
tenants-in-chief; but such achievements as the conquest of Normandy
and Anjou and the victory of Bouvines were but the fruits of years of
diplomacy, during which the royal power had permeated the land, like
ether the atmosphere, almost unnoticed. In lending a sympathetic ear to
the complaints of Richard and his brothers against their father, Philip
was merely carrying out the policy we have noticed in his treatment of
the Church.
‘He never began a new campaign without forming alliances that might
support him at each step’, says Philip’s modern biographer; and these
allies were often the sub-tenants of large feudal estates to whom
in the days of peace he had given his support against the claims of
their feudal overlords. Sometimes he had merely used his influence as
a mediator, at others he had granted privileges to the tenants, or
else he had called the case in dispute before his own royal court for
judgement. By one means or another, at any rate, he had made the lesser
tenants feel that he was their friend, so that when he went out to
battle they would flock eagerly to his banner, sometimes in defiance of
their overlord.
One danger to the crown lay, not in the actual feudal baronage, but
in the _prévôts_, officials appointed by the king with power to exact
taxes, administer the laws, and judge offenders in his name in the
provinces. When the monarchy was weak these _prévôts_, from lack of
control, developed into petty tyrants, and it was fortunate for Philip
that their encroachments were resented by both nobles and clergy,
so that a system of reform that reduced them again to a subordinate
position was everywhere welcomed.
Gradually a link was established between local administration and
the king’s council, namely, officials called in the north of France
_baillis_, in the south _sénéchals_, whose duty was to keep a watch
over the _prévôt_ and to depose or report him if necessary. The
_prévôt_ was still to collect the royal revenues as of old, but the
_bailli_ would take care that he did not cheat the king, and would
forward the money that he received to the central government: he would
also hold assizes and from time to time visit Paris, where he would
give an account of local conditions and how he had dealt with them.
In these reforms, as in those of Henry II of England, a process that
was gradually changing the face of Europe can be seen at work, first
the crumbling of feudal machinery too clumsy to keep pace with the
needs and demands of dawning civilization, and next its replacement by
an official class, educated in the intricacies of finance, justice, and
administration, and dependent not on the baronage but on the monarchy
for its inspiration and success.
The chief nobles of France in early mediaeval times had regarded such
titles as ‘Mayor of the Palace’, ‘Seneschal’, ‘Chamberlain’, ‘Butler’,
&c., as bestowing both hereditary glory and also political power. With
the passing of years some of the titles vanished, while under Philip
Augustus and his grandson Louis IX those that remained passed to ‘new’
men of humbler rank, who bore them merely while they retained the
office, or else, shorn of any political power, continued as honours
of the court and ballroom. In effect the royal household, once a kind
of general servant ‘doing a bit of everything inadequately’ as in the
days of Charlemagne, had now developed into two distinct bodies, each
with their separate sphere of work: the great nobles surrounding their
sovereign with the dignity and ceremonial in which the Middle Ages
rejoiced, the trained officials advising him and carrying out his will.
[Sidenote: French Communes]
In his attitude to the large towns, except on his own crown lands where
like other landowners he hesitated to encourage independence, Philip
II showed himself sympathetic to the attempts of citizens to throw
off the yoke of neighbouring barons, bishops, and abbots. Many of the
towns had formed ‘communes’, that is, corporations something like a
modern trade union, but these, though destined to play a large part
in French history, were as yet only in their infancy. They had their
origin sometimes in a revolutionary outburst against oppression, but
often in a real effort on the part of leading townsmen to organize the
civil life on profitable lines by means of ‘guilds’, or associations
of merchants and traders with special privileges and laws. Some of
the privileges at which these city corporations aimed were the right
to collect their own taxes, to hold their own law-courts for deciding
purely local disputes, and to protect their trade against fraud,
tyranny, and competition from outside. It all sounds natural enough to
modern ears, but it awoke profound indignation in a French writer of
the twelfth century.
‘The word “commune”, he says, ‘is new and detestable, for this is
what it implies; that those who owe taxes shall pay the rent that
is due to their lord but once in the year only, and if they commit
a crime against him they shall find pardon when they have made
amends according to a fixed tariff of justice.’
Except within his own demesnes Phillip II readily granted charters
confirming the ‘communes’ in their coveted rights, and he also founded
‘new’ towns under royal protection, offering there upon certain
conditions a refuge to escaped serfs able to pay the necessary taxes.
[Sidenote: Achievements of Philip II]
In Paris itself his reign marks a new era, when, instead of a town
famed according to a chronicler of the day chiefly for its pestiferous
smells, there were laid the foundations of one of the most luxurious
cities of Europe. The cleansing and paving of the filthy streets, the
building of fortifications, of markets, and of churches, and above
all of that glory of Gothic architecture, Nôtre Dame de la Victoire,
founded to celebrate the triumph of Bouvines: such were some of the
works planned or undertaken in the capital during this reign. Over the
young University of Paris the King also stretched out a protecting
hand, defending the students from the hostility of the townsfolk by
the command that they should be admitted to the privileges enjoyed by
priests. For this practical sympathy he and his successors were well
repaid in the growth of an educated public opinion ready to exalt its
patron the crown by tongue and pen.
Philip Augustus died in July 1223. Great among the many great figures
of his day, French chroniclers have yet left no distinct impression of
his personality. It would almost seem as if the will, the foresight,
and the patience that have won him fame in the eyes of posterity, built
up a baffling barrier between his character and those who actually saw
him. Men recognized him as a king to be admired and feared, ‘august’
in his conquests, terrible in his wrath if any dared cross his will,
but his reserve, his indifference to court gaiety, his rigid attitude
of dislike to those who used oaths or blasphemy, they found wholly
unsympathetic and strange. Of the great work he had done for France
they were too close to judge fairly, and would have understood him
better had he been rash and heedless of design like the Lion-Heart.
For a real appreciation of Philip Augustus we must turn to his modern
biographer.
‘He had found France a small realm hedged in by mighty rivals. When
he began his reign but a very small portion of the French-speaking
people owned his sway. As suzerain his power was derided. Even as
immediate lord he was defied and set at nought. But when he died
the whole face of France was changed. The King of the Franks was
undisputedly the king of by far the greater part of the land, and
the internal strength of his government had advanced as rapidly
and as securely as the external power.’
Such was the change in France itself, but we can estimate also to-day,
what no contemporary of Philip Augustus could have realized, the effect
of that change on Europe, when France from a collection of feudal fiefs
stood forth at last a nation in the modern sense, ready to take her
place as a leader amongst her more backward neighbours.
_Supplementary Dates. For Chronological Summary, see pp. 368-73._
Louis VII of France 1137-47
Henry II of England 1154-89
Philip II of France 1180-1223
John, King of England 1199-1216
Battle of Bouvines 1214
XIV
EMPIRE AND PAPACY
When the Emperor Henry IV crossed the ice-bound Alps on his journey
of submission to Canossa he was accompanied by a faithful knight,
Frederick of Buren, whom he later rewarded for his loyalty with the
hand of his daughter and the title Duke of Suabia. Frederick’s son was
elected Emperor as Conrad III,[17] the first of the imperial line of
Hohenstaufen that was destined to carry on through several generations
the war between Empire and Papacy.
The Hohenstaufen received their name from a hill on which stood one
of Frederick of Buren’s strongest castles, but they were also called
‘Waiblingen’ after a town in their possession; while the House of
Bavaria, their chief rivals, was called ‘Welf’ after an early ancestor.
The feud of the Waiblingen and the Welfs that convulsed Germany had
no less devastating an effect upon Italy, always exposed to influence
from beyond the Alps, and the names of the rivals, corrupted on Italian
tongues into ‘Ghibellines’ and ‘Guelfs’, became party cries throughout
the thirteenth and fourteenth centuries.
[Sidenote: The Italian Communes]
In our last chapter we spoke of French ‘communes’, municipalities that
rebelled against their overlords, setting up a government of their own:
the same process of emancipation was at work in North Italy only that
it was able to act with greater rapidity and success for a time on
account of the national tendency towards separation and the vigour of
town life.
‘In France’, says a thirteenth-century Italian, in surprise, ‘only the
townspeople dwell in towns: the knights and noble ladies stay ... on
their own demesnes.’ Certainly the contrast with his native Lombardy
was strong. There each city lived like a fortified kingdom on its
hill-top, or in the midst of wide plains, cut off from its neighbours
by suspicion, by jealousy, by competition. In the narrow streets
noble and knight jostled shoulders perforce with merchants, students,
mountebanks, and beggars. The limits of space dictated that many things
in life must be shared in common, whether religious processions or
plagues, and if street fighting flourished in consequence so also did
class intimacy and a sharpening of wits as well as of swords. Thus
the towns of North Italy, like flowers in a hot-house, bore fruits of
civilization in advance of the world outside, whether in commerce,
painting, or the art of self-government; and visitors from beyond the
Alps stared astonished at merchants’ luxurious palaces that made the
castles of their own princes seem mere barbarian strongholds.
Yet this profitable independence was not won without struggles so
fierce and continuous that they finally endangered the political
freedom in whose interests they had originally been waged. At first the
struggle was with barbarian invaders; and here, as in the case of Rome
and the Popes, it was often the local bishops who, when emperors at
Constantinople ceased to govern except in name, fostered the young life
of the city states and educated their citizens in a rough knowledge of
war and statecraft.
With the dawn of feudalism bishops degenerated into tyrants, and
municipalities began to elect consuls and advisory councils and under
their leadership to rebel against their former benefactors, and to
establish governments independent of their control.
The next danger was from within: cities are swayed more easily than
nations, and too often the ‘communes’ of Lombardy became the prey of
private factions or of more powerful city neighbours. Class warred
against class and city against city; and out of their struggles
arose leagues and counter-leagues, bewildering to follow like the
ever-changing colours of a kaleidoscope.
Into this atmosphere of turmoil the quarrel between Popes and Holy
Roman Emperors, begun by Henry IV and Hildebrand and carried on by
the Hohenstaufen and the inheritors of Hildebrand’s ideals, entered
from the ‘communes’ point of view like a heaven-sent opportunity
for establishing their independence. In the words of a tenth-century
bishop: ‘The Italians always wish to have two masters that they may
keep one in check by the other.’
The cities that followed the Hohenstaufen were labelled ‘Ghibelline’,
those that upheld the Pope ‘Guelf’; and at first, and indeed throughout
the contest where cruelty and treachery were concerned, there was
little to choose between the rivals. Later, however, the fierce
imperialism of Frederick I was to give to the warfare of his opponents,
the Guelfs, a patriotic aspect.
Frederick I, the ‘Barbarossa’ of the Third Crusade, was a Hohenstaufen
on his father’s side, a Welf on his mother’s; and it had been the
hope of those who elected him Emperor that ‘like a corner-stone he
would bind the two together ... that thus with God’s blessing he
might end their ancient quarrel’. At first it appeared this hope
might be realized, for the new Emperor made a friend of his cousin
Henry the Lion who, as Duke of Bavaria and Saxony, was heir of the
Welf ambitions. Frederick also, by his firm and business-like rule,
established what the chroniclers called such ‘unwonted peace’ that ‘men
seemed changed, the world a different one, the very Heaven milder and
softer’.
Unfortunately Frederick, who has been aptly described as an
‘imperialist Hildebrand’, regarded the peace of Germany merely as a
stepping-stone to wider ambitions. Justinian, who had ruled Europe from
Constantinople, was his model, and with the help of lawyers from the
University of Bologna, whom he handsomely rewarded for their services,
he revived all the old imperial claims over North Italy that men had
forgotten or allowed to slip into disuse. The ‘communes’ found that
rights and privileges for which their ancestors had fought and died
were trampled under foot by an imperial official, the _podestà_, sent
as supreme governor to each of the more important towns: taxes were
imposed and exacted to the uttermost coin by his iron hand: complaint
or rebellion were punished by torture and death.
‘Death for freedom is the next best thing to freedom,’ cried the men of
Crema, flaming into wild revolt, while Milan shut her gates against
her _podestà_ in an obstinate three years’ siege. Deliverance was not
yet, and Frederick and his vast army of Germans desolated the plains:
Crema was burned, her starving population turned adrift: the glory of
Milan was reduced to a stone quarry: Pope Alexander III who, feeling
his own independence threatened by imperial demands, had supported the
movement for liberty, was driven from Rome and forced to seek refuge
in France. Everywhere the Ghibellines triumphed, and it was in these
black days in Italy that the Guelfs ceased for a time to be a faction
and became patriots, while the Pope stood before the world the would-be
saviour of his land from a foreign yoke.
Amid the smouldering ruins of Milan the Lombard League sprang into
life: town after town, weary of German oppression and insolence,
offered their allegiance: even Venice, usually selfish in the safe
isolation of her lagoons, proffered ships and money. Milan was rebuilt,
and a new city, called after the patriot Pope ‘Alessandria’, was
founded on a strategic site. _Alessandria degla paglia_, ‘Alessandria
of the straw’, Barbarossa nicknamed it contemptuously, threatening to
burn it like a heap of weeds; but the new walls withstood his best
engines, and plague and the damp cold of winter devastated his armies
encamped around them.
The political horizon was not, indeed, so fair for the Emperor as in
the early days of his reign. Germany seethed with plots in her master’s
absence, and Frederick had good reason to suspect that Henry the Lion
was their chief author, the more that he had sulkily refused to share
in this last Italian campaign. Worst of all was the news that Alexander
III, having negotiated alliances with the Kings of France and England,
had returned to Italy and was busy stirring up any possible seeds of
revolt against Frederick, whom he had excommunicated.
[Sidenote: Battle of Legnano]
In the year 1176, at Legnano, fifteen miles from Milan, the armies
of the League and Empire met in decisive battle, Barbarossa nothing
doubting of his success against mere armed citizens; but the spirit of
the men of Crema survived in the ‘Company of Death’, a bodyguard of
Milanese knights sworn to protect their _carroccio_, or sacred cart,
or else to fall beside it. Upon the _carroccio_ was raised a figure of
Christ with arms outstretched, beneath his feet an altar, while from a
lofty pole hung the banner of St. Ambrose, patron saint of Milan.
When the battle opened the first terrific onslaught of German cavalry
broke the Milanese lines; but the Company of Death, reckless in their
resolve, rallied the waverers and turned defence into attack. In the
ensuing struggle the Emperor was unhorsed, and, as the rumour spread
through the ranks that he had been killed, the Germans broke, and their
retreat became a wild, unreasoning rout that bore their commander back
on its tide, unable to stem the current, scarcely able to save himself.
Such was the battle of Legnano, worthy to be remembered not as an
isolated twelfth-century victory of one set of forces against another,
but as one of the first very definite advances in the great campaign
for liberty that is still the battle of the world. At Venice in the
following year the Hohenstaufen acknowledged his defeat and was
reconciled to the Church; while by the ‘Perpetual Peace of Constance’
signed in 1183 he granted to the communes of North Italy ‘all the royal
rights (regalia) which they had ever had or at the moment enjoyed’.
Such rights--coinage, the election of officials and judges, the power
to raise and control armies, to impose and exact taxes--are the pillars
on which democracy must support her house of freedom. Yet since
‘freedom’ to the mediaeval mind too often implied the right to oppress
some one else or maintain a state of anarchy, too much stress must not
be laid on the immediate gains. North Italy in the coming centuries was
to fall again under foreign rule, her ‘communes’ to abuse and betray
the rights for which the Company of Death had risked their lives: yet,
in spite of this taint of ignorance and treachery, the victory of
Legnano had won for Europe something infinitely precious, the knowledge
that tyrants could be overthrown by the popular will and feudal armies
discomfited by citizen levies.
[Sidenote: Henry ‘the Lion’]
Barbarossa returned to Germany to vent his rage on Henry the Lion,
to whose refusal to accompany him to Italy he considered his defeat
largely due. Strong in the support of the Church, to which he was now
reconciled, he summoned his cousin to appear before an imperial Diet
and make answer to the charge of having confiscated ecclesiastical
lands and revenues for his own use. Henry merely replied to this
mandate by setting fire to Church property in Saxony, and in his
absence the ban of outlawry was passed against him by the Diet. Here
again was the old ‘Waiblingen’ and ‘Welf’ feud bursting into flame,
like a fire that has been but half-suppressed, and cousinship went to
the wall. Henry the Welf was a son-in-law of Henry II of England and
had made allies of Philip Augustus and the King of Denmark: his Duchy
of Bavaria in the south and of Saxony in the north covered a third of
German territory: he had been winning military laurels in a struggle
against the Slavs, while Frederick had been losing Lombardy. Thus he
pitted himself against the Emperor, unmindful that even in Germany the
hands of the political clock were moving forward and feudalism slowly
giving up its dominion.
To the dawning sense of German nationality Barbarossa was something
more than first among his barons, he was a king supported by the
Church, and Bavarians and Saxons came reluctantly to the rebel banner;
while, as the campaign developed, the other princes saw their fellow
vassal beaten and despoiled of his lands and driven into exile without
raising a finger to help him.
Frederick allowed Henry the Lion to keep his Brunswick estates, but
Saxony and Bavaria he divided up amongst minor vassals, in order to
avoid the risk of another powerful rival. Master of Germany not merely
in name but in power, he and his successors could have built up a
strong monarchy, as Philip II and the House of Capet were to do in
France, had not the siren voice of Italy called them to wreck on her
shifting policies.
Hitherto we have spoken chiefly of North Italy; but Frederick I bound
Germany to her southern neighbours by fresh ties when he married his
eldest son Henry in 1187 to Constance, heiress of the Norman kingdom of
Naples and Sicily. By this alliance he hoped to establish a permanent
Hohenstaufen counterpoise in the south to the alliance of the Pope
and the Guelf towns in the north. Triumphant over the wrathful but
helpless Roman See, he felt himself an emperor indeed, and having
crowned his son Henry as ‘Caesar’, in imitation of classic times, he
rode away to the Third Crusade, still lusting after adventure and glory.
The news of his death in Asia Minor[18] swept Germany with sadness and
pride. Like all his house, he had been cruel and hard; but vices like
these seemed to weigh little to the mediaeval mind against the peace
and prosperity enjoyed under his rule. Legends grew about his name,
and the peasants whispered that he had not died but slept beneath the
sandstone rocks, and would awake again when his people were in danger
to be their leader and protector.
Henry VI, who succeeded Frederick in the Empire, succeeded also to
his dreams and the pitfalls that they inspired. One of his earliest
struggles had been the finally successful attempt to secure Sicily
against the claims of Count Tancred, an illegitimate grandson of the
last ruler. Great were the sufferings of the unhappy Sicilians who
had adopted the Norman’s cause; for Henry, having bribed or coerced
the Pope and North Italy into a temporary alliance, exacted a bitter
vengeance. Tancred’s youthful son, blinded and mutilated, was sent with
his mother to an Alpine prison to end his days, while in the dungeons
of Palermo and Apulia torture and starvation brought to his followers
death as a blessed relief from pain.
Queen Constance, who had been powerless to check these atrocities,
turned against her husband in loathing: the Pope excommunicated their
author; but Henry VI laughed contemptuously at both. It was his
threefold ambition: first, to make the imperial crown not elective but
hereditary in the House of Hohenstaufen; next, to tempt the German
princes into accepting this proposition by the incorporation of Naples
and Sicily as a province of the Empire; and thirdly, to rule all his
dominions from his southern kingdom, with the Pope at Rome, as in the
days of Otto the Great, the chief bishop in his empire.
Strong-willed, persistent, resourceful, with the imagination that sees
visions, and the practical brain of a man of business who can realize
them, Henry VI, had he lived longer, might have gained at least a
temporary recognition of his schemes; but in 1197 he died at the age
of thirty-two, leaving a son not yet three years old as the heir of
Hohenstaufen ambitions. Twelve months later died also Queen Constance,
having reversed as much as she could during her short widowhood of her
hated husband’s German policy, and having bequeathed the little King of
Naples to the guardianship of the greatest of mediaeval Popes and the
champion of the Guelfs, Innocent III.
[Sidenote: Pope Innocent III]
At the coronation of Innocent III the officiating priest had used these
words: ‘Take the tiara and know that thou art the father of princes and
kings, the ruler of the world, the Vicar on earth of our Saviour Jesus
Christ.’ To Lothario di Conti this utterance was but the confirmation
of his own beliefs, as unshakable as those of Hildebrand, as wide in
their scope as the imperialism of Frederick Barbarossa or Henry VI.
‘The Lord Jesus Christ,’ he declared, ‘has set up one ruler over all
things as His Universal Vicar, and as all things in Heaven, Earth, and
Hell bow the knee to Christ, so should all obey Christ’s Vicar that
there be one flock and one shepherd.’ Again: ‘Princes have power on
earth, priests have also power in Heaven.’
In illustration of these views he likened the Papacy to the sun, the
Empire to the lesser light of the moon, and recalled how Christ in
the Garden of Gethsemane gave to St. Peter two swords. By these, he
explained, were meant temporal and spiritual power, and emperors who
claimed to exercise the former could only do so by the gracious consent
of St. Peter’s successors, since ‘the Lord gave Peter the rule not only
of the universal Church but also the rule of the whole world’.
Gregory VII had made men wonder in the triumph of Canossa whether such
an ideal of the Papacy could ever be realized; but as if in proof he
had been hunted from Rome and died in exile. It was left to Innocent
III to exhibit the partial fulfilment, at any rate, of all that his
predecessor had dreamed. In character no saintly Bernard of Clairvaux,
but a clear-brained practical statesman, he set before himself the
vision of a kingdom of God on earth after the pattern of earthly
kingdoms; and to this end, that he sincerely believed carried with it
the blessing of God for the perfecting of mankind, he used every weapon
in his armoury.
Sometimes his ambitions failed, as when, in a real glow of enthusiasm,
he preached the Fourth Crusade--an expedition that ended in Venice,
who had promised the necessary ships, diverting the crusaders to storm
her a coveted port on the Dalmatian coast, and afterwards to sack and
burn Constantinople in the mingled interests of commerce and pillage.
His anger at the news that the remonstrances of his legates had been
ignored could hardly at first be extinguished. Not thus had been his
plan of winning Eastern Christendom to the Catholic Faith and of
destroying the infidel; for the Latin Empire of Constantinople, set
up by the victorious crusaders, was obviously too weak to maintain
for long its tyranny over hostile Greeks, or to serve as an effective
barrier against the Turks. Statesmanship, however, prompted him to reap
what immediate harvest he could from the blunders of his faithless
sons; and he accepted the submission of the Church in Constantinople as
a debt long owing to the Holy See.
The Fourth Crusade, in spite of the extension of Rome’s ecclesiastical
influence, must be reckoned as one of Innocent’s failures. In the
West, on the other hand, the atmosphere created by his personality
and statecraft made the name of ‘The Lord Innocent’ one of weight and
fear to his enemies, of rejoicing to his friends. When upholding Queen
Ingeborg he had stood as a moral force, bending Philip Augustus to his
will by his convinced determination; and this same tenacity of belief
and purpose, added to the purity of his personal life and the charm of
his manner, won him the affection of the Roman populace, usually so
hostile to its Vicars.
Mediaeval popes were, as a rule, respected less in Italy than beyond
the Alps, and least of all in their own capital, where too many
spiritual gifts had been seen debased for material ends, and papal acts
were often at variance with pious professions. During the pontificate
of Innocent III, however, we find the ‘Prefect’, the imperial
representative at Rome, accept investiture at his hands, the ‘Senator’,
chief magistrate of the municipality, do him homage; and through this
double influence his control became paramount over the city government.
In Naples and Sicily he was able to continue the policy of Constance,
drive out rebellious German barons, struggle against the Saracens
in Sicily, and develop the education of his ward, the young King of
Naples, as the spiritual son who should one day do battle for his
ideals. ‘God has not spared the rod,’ he wrote to Frederick II. ‘He
has taken away your father and mother: yet he has given you a worthier
father, His Vicar; and a better mother, the Church.’
In Lombardy, where the Guelfs naturally turned to him as their
champion, the papal way was comparatively smooth, for the cruelty of
Barbarossa and his son Henry VI had aroused hatred and suspicion on all
sides. Thus Innocent found himself more nearly the master of Italy than
any Pope before his time, and from Italy his patronage and alliances
extended like a web all over Europe.
Philip Augustus of France, trying to ignore and defy him, found
in the end the anger he aroused worth placating: John of England
changed his petulant defiance into submission and an oath of homage:
Portugal accepted him as her suzerain: rival kings of Hungary sought
his arbitration: even distant Armenia sent ambassadors to ask his
protection. His most impressive triumph, however, was secured in his
dealings with the Empire.
Henry VI had wished, we have seen, to make the imperial crown
hereditary; but no German prince would have been willing to accept
the child he left as heir to his troubled fortunes. The choice of the
electors therefore wavered between another Hohenstaufen, Philip of
Suabia, brother of the late Emperor, and the Welf Otto, son of Henry
the Lion. The votes were divided, and each claimant afterwards declared
himself the legally elected emperor, one with the title Philip II, the
other with that of Otto IV.
For ten long years Germany was devastated by their civil wars. Otto,
as the Guelf representative, gained the support of Innocent the Great,
to whom the claimants at one time appealed for arbitration; but Philip
refused to submit to this judgement in favour of his rival, believing
that he himself had behind him the majority of the German princes and
of the official class.
‘Inasmuch,’ declared Innocent, ‘as our dearest son in Christ, Otto,
is industrious, prudent, discreet, strong and constant, himself
devoted to the Church ... we by the authority of St. Peter receive
him as King and will in due course bestow on him the imperial
crown.’
Here was papal triumph! Rome no longer patronized but patron, with
Otto on his knees, gratefully promising submission and homage with
every kind of ecclesiastical privilege, to complete the picture.
Yet circumstances change traditions as well as people, and when the
death of Philip of Suabia left him master of Germany, the Guelf Otto
found his old ideals impracticable: he became a Ghibelline in policy,
announced his imperial rights over Lombardy, even over some of the
towns belonging to the Pope, while he loudly announced his intention of
driving the young Hohenstaufen from Naples.
Innocent’s wrath at this _volte-face_ was unbounded. Otto, no longer
his ‘dearest son in Christ’, was now a perjurer and schismatic, whose
excommunication and deposition were the immediate duty of Rome.
Neither, however, was likely to be effective unless the Pope could
provide Italy and Germany with a rival, whose dazzling claims, backed
by papal support, would win him followers wherever he went. In this
crisis Innocent found his champion in the Hohenstaufen prince denounced
by Otto, a lad educated almost since infancy in the tenets and
ambitions of the Catholic Church.
[Sidenote: Frederick II]
Frederick, King of Naples and Sicily, was an interesting development
of hereditary tastes and the atmosphere in which he had been reared.
To the southern blood that leaped in his veins he owed perhaps his
hot passions, his sensuous appreciation of luxury and art, his almost
Saracen contempt for women save as toys to amuse his leisure hours.
From the Hohenstaufen he imbibed strength, ambition, and cruelty,
from the Norman strain on his mother’s side his reckless daring
and treachery. With the ordinary education of a prince of his day,
Frederick’s qualities and vices might have merely produced a warrior
king of rather exceptional ability; but thanks to the papal tutors
provided by Innocent, the boy’s naturally quick brain and imagination
were stirred by a course of studies far superior to what his lay
contemporaries usually enjoyed, and he emerged in manhood with a real
love of books and culture, and with an eager curiosity on such subjects
as philosophy and natural history.
In the royal charter by which he founded the University of Naples
Frederick expressed his intention that here ‘those within the Kingdom
who had hunger for knowledge might find the food for which they were
yearning’; and his court at Palermo, if from one aspect dissolute and
luxurious, was also a centre for men of wit and knowledge against whose
brains the King loved to test his own quips and theories.
When Frederick reached Rome, on Innocent’s hasty summons to unsheath
the sword of the Hohenstaufen against Otto, much of his character
was as yet a closed book even to himself. Impulsive and eager, like
any ambitious youth of seventeen called to high adventure, and with
a genuine respect for his guardian, he did not look far ahead; but
kneeling at the Pope’s feet, pledged his homage and faith before he
rode away northwards to win an empire. In Germany a considerable
following awaited him, lifelong opponents of Otto on account of his
Welf blood, and others who hated him for his churlish manners. Amongst
them Frederick scattered lavishly some money he had borrowed from the
Republic of Genoa, and this generosity, combined with his Hohenstaufen
strength and daring, increased the happy reputation that papal legates
had already established for him in many quarters.
In December 1212 he was crowned in Mainz. Civil war followed,
embittered by papal and imperial leagues, but in 1214 Otto IV was
decisively beaten at Bouvines in the struggle with Philip II of France
that we have already described,[19] and the tide which had been
previously turning against him now swept away his few friends and last
hopes. With the entry of his young rival into the Rhineland provinces
the dual Empire ceased to exist, and Frederick was crowned in Aachen,
the old capital of Charlemagne.
Innocent III had now reached the summit of his power, for his pupil
and protégé sat on the throne of Rome’s imperial rival. In the same
year he called a Council to the Lateran Palace, the fourth gathering
of its kind, to consider the two objects dearest to his heart, ‘the
deliverance of the Holy Land and the reform of the Church Universal’.
Crusading zeal, however, he could not rouse again: to cleanse and
spiritualize the life of the Church in the thirteenth century was
to prove a task beyond men of finer fibre than Innocent: but, as an
illustration of his immense influence over Europe, the Fourth Lateran
Council with its dense submissive crowds, representative of every land
and class, was a fitting end to his pontificate.
In the year 1216 Innocent III died--the most powerful of all Popes,
a striking personality whose life by kindly fate did not outlast his
glory. In estimating Innocent’s ability as a statesman there stands
one blot against his record in the clear light shed by after-events,
namely, the short-sighted policy that once again united the Kingdom of
Naples to the Empire, and laid the Papacy between the upper millstone
of Lombardy and the nether millstone of southern Italy. Excuse may
be found in Innocent’s desperate need of a champion with Otto IV
threatening his papal heritage, added to his belief in the promises of
the young Hohenstaufen to remain his faithful vassal. He also tried
to safeguard the future by making Frederick publicly declare that he
would bequeath Naples to a son who would not stand for election to the
Empire; but in trusting the word of the young Emperor he had sown a
wind from which his successors were to reap a whirlwind.
The new Emperor was just twenty years old when Innocent died. Either
to please his guardian, or moved by a momentary religious impulse, he
had taken the Cross immediately after his entry into Aachen; but the
years passed and he showed himself in no haste to fulfil the vow. Much
of his time was spent in his loved southern kingdom, where he completed
Innocent’s work of reducing to submission the Saracen population that
had remained in Sicily since the Mahometan conquest.[20] As infidels
the Papacy had regarded these Arabs with special hatred; but Frederick,
once assured that they were so weak that they would be in future
dependent on his favour, began protecting instead of persecuting them.
He also encouraged their silk industry by building them a town, Lucera,
on the Neapolitan coast, where they could pursue it undisturbed; while
he enrolled large numbers of Arab warriors in his army, and used them
to enforce his will on the feudal aristocracy, descendants of the
Norman adventurers of the eleventh century.
So successful was he in playing off one section of his subjects against
another, opposing or aiding the different classes as policy dictated,
that he soon reigned as an autocrat in Naples. Many of the nobles’
strongholds were levelled with the dust: their claim to wage private
war was forbidden on pain of death: cases were taken away from their
law-courts and those of the feudal bishops to be decided by royal
justices: towns were deprived of their freedom to elect their own
magistrates, while crown officials sent from Palermo administered the
laws, and imposed and collected taxes.
On the whole these changes were beneficial, for private privileges had
been greatly abused in Naples, and Frederick, like Philip Augustus or
the Angevin Henry II, had the instinct and ability to govern well when
he chose. Nevertheless the subjugation of ‘the Kingdom’, as Naples was
usually called in Italy, was of course received with loud outcries of
anger by Neapolitan barons and churchmen, who hastened to inform the
Holy See that their ruler loved infidels better than Christians and
kept an eastern harem at Palermo.
Honorius III, the new Pope, accepted such reports and scandals with
dismay. He had himself noted uneasily Frederick’s absorption in Italian
affairs and frequently reminded him of his crusading vow. Being gentle
and slow to commit himself to any decided step however, it was not till
the Hohenstaufen deliberately broke his promise to Innocent III, and
had his eldest son Henry crowned King of the Romans as well as King of
Naples, thus acknowledging him as his heir in both Germany and Italy,
that Honorius’s wrath flamed into a threat of excommunication. For a
time it spread no farther, since Frederick was lavish in explanations
and in promises of friendship that he had no intention of fulfilling,
while the old Pope chose to believe him rather than risk an actual
conflagration. At last, however, the patient Honorius died.
Gregory IX, the new Pope, was of the family of Innocent, and
shared to the full his views of the world-wide supremacy of the
Church. An old man of austere life and feverish energy, he regarded
Frederick as a monster of ingratitude and became almost hysterical
and quite unreasonable in his efforts to humble him. Goaded by his
constant reproaches and threats, the Emperor began to make leisurely
preparations at Brindisi for his crusade; but when he at last started,
an epidemic of fever, to which he himself fell a victim, forced him
to put back to port. Gregory, refusing to believe in this illness as
anything more than an excuse for delay, at once excommunicated him;
and then, though Frederick set sail as soon as he was well enough,
repeated the ban, giving as his reason that the Emperor had not waited
to receive his pardon for the first offence like an obedient son of the
Church.
A crusader excommunicated by the Head of Christendom first for not
fulfilling his vow and then for fulfilling it! This was a degrading
and ridiculous sight; and Frederick, now definitely hostile to Rome,
continued on his way, determined with obstinate pride that, if not for
the Catholic Faith, then for his own glory, he would carry out his
purpose. The Templars refused him support: the Christians still left
in the neighbourhood of Acre helped him half-heartedly or stood aloof,
frightened by the warnings of their priests; but Frederick achieved
more without the Pope’s aid than other crusaders had done of late
years with his blessing. By force of arms, and still more by skilful
negotiations, he obtained from the Sultan possession of Jerusalem, and
entering in triumph placed on his head the crown of the Latin kings.
His vow fulfilled, he sailed for Sicily, and the Pope, whose troops in
Frederick’s absence had been harrying ‘the Kingdom’, hastily patched
up a peace at San Germano. ‘I will remember the past no more,’ cried
Frederick, but anger burned within him at papal hostility. ‘The Emperor
has come to me with the zeal of a devoted son,’ said Gregory, but there
was no trust in his heart that corresponded to his words.
A Hohenstaufen, who had taken Jerusalem unaided, supreme in Naples,
supreme also in Germany, stretching out his imperial sceptre over
Lombardy! What Pope, who believed that the future of the Church rested
on the temporal independence of Rome, could sleep tranquilly in his bed
with such a vision?
It is not possible to describe here in any detail the renewed war
between Empire and Papacy that followed the inevitable breakdown of
the treaty of San Germano. Very bitter was the spirit in which it was
waged on both sides. Frederick, whatever his intentions, could not
forget that it was the Father of Christendom who had tried to ruin his
crusade. The remembrance did not so much shake his faith as wake in
him an exasperated sense of injustice that rendered him deaf to those
who counselled compromise. Unable to rid himself wholly of the fear of
papal censure, he yet saw clearly enough that the sin for which Popes
relentlessly pursued him was not his cruelty, nor profligacy, nor even
his toleration of Saracens, but the fact that he was King of Naples as
well as Holy Roman Emperor.
To a man of Frederick’s haughty temperament there was but one
absolution he could win for this crime, so to master Rome that he could
squeeze her judgements to his fancy like a sponge between his strong
fingers. ‘Italy is my heritage,’ he wrote to the Pope, ‘and all the
world knows it.’
In his passionate determination to obtain this heritage statesmanship
was thrown to the winds. He had planned a strong monarchy in Naples,
but in Germany he undermined the foundations of royal authority that
Barbarossa and Henry VI had begun to lay. ‘Let every Prince’, he
declared, ‘enjoy in peace, according to the improved custom of his
land, his immunities, jurisdictions, counties and hundreds, both those
which belong to him in full right, and those which have been granted
out to him in fief.’
The Italian Hohenstaufen only sought from his northern kingdom, whose
good government he thus carelessly sacrificed to feudal anarchy,
sufficient money to pay for his campaigns beyond the Alps and leisure
to pursue them. In the words of a modern historian, ‘he bartered his
German kingship for an immediate triumph over his hated foe.’
At first victory rewarded his energy and skill. His hereditary enemy,
the ‘Lombard League’, had tampered with the loyalty of his eldest
son, Henry, King of the Romans, whom he had left to rule in Germany:
but Frederick discovered the plot in time and deposed and imprisoned
the culprit. In despair at the prospect of lifelong imprisonment held
out to him, the young Henry flung himself to his death down a steep
mountain-side; and Conrad, his younger brother, a boy of eight, was
crowned in his stead.
In North Italy Frederick pursued the policy not so much of trampling
down resistance with his German levies, like his grandfather
Barbarossa, as of employing Italian nobles of the Ghibelline party,
whom he supported and financed that they might fight his battles and
make his wrath terrible in the popular hearing. Such were Eccelin de
Romano and his brother Alberigo, lords of Verona and Vicenza, whose
tyranny and cruelties seemed abnormal even in their day.
‘The Devil’s own Servant’ Eccelin is called by a contemporary, who
describes how he slaughtered in cold blood eleven thousand prisoners.
‘I believe, in truth, no such wicked man has been from the
beginning of the world unto our own days: for all men trembled at
him as a rush quivers in the water ... he who lived to-day was not
sure of the morrow, the father would seek out and slay his son, and
the son his father or any of his kinsfolk to please this man.’
Alberigo ‘hanged twenty-five of the greatest men of Treviso who had
in no wise offended or harmed him’; and as the prisoners struggled in
their death agonies he thrust among their feet their wives, daughters,
and sisters, whom he afterwards turned adrift half-naked to seek
protection where they might.
Revenge when this ‘Limb of Satan’ fell into the hands of his enemies
was of a brutality to match; for Alberigo and his young sons were torn
in pieces by an infuriated mob, his wife and daughters burned alive,
‘though they were noble maidens and the fairest in the world and
guiltless.’
Passions ran too deep between Guelf and Ghibelline to distinguish
innocency, or to spare youth or sex. Cruelty, the most despicable and
infectious of vices, was the very atmosphere of the thirteenth century,
desecrating what has been described from another aspect as ‘an age of
high ideals and heroic lives’.
It is remarked with some surprise by contemporaries that Frederick II
could pardon a joke at his own expense; but on the other hand we read
of his cutting off the thumb of a notary who had misspelt his name,
and callously ordering one of his servants, by way of amusement, to
dive and dive again into the sea after a golden cup, until from sheer
exhaustion he reappeared no more.
At Cortenuova the Lombard League was decisively beaten by the imperial
forces, the _carroccio_ of Milan seized and burned. Frederick, flushed
with success, now declared that not only North but also Middle Italy
was subject to his allegiance, and replied to a new excommunication by
advancing into Romagna and besieging some of the papal towns. Gregory,
worn out by grief and fury, died as his enemy approached the gates of
Rome: and his immediate successor, unnerved by excitement, followed him
to the grave before the cardinals who had elected him could proceed to
his consecration.
Innocent IV, who now ascended the papal throne, had of old shown some
sympathy to the imperial cause; but Frederick, when he heard of his
election, is reported to have said, ‘I have lost a friend, for no Pope
can be a Ghibelline.’ With the example of Otto IV in his mind he should
have added that no Emperor could remain a Guelf.
Frederick had indeed gained an inveterate enemy, more dangerous than
Gregory IX, because more politic and discreet. From Lyons, whither
he had fled, Innocent IV maintained unflinchingly the claims he
could no longer set forth in Rome, declaring the victorious Emperor
excommunicate and deposed. ‘Has the Pope deposed me?’ asked Frederick
scornfully, when the news came. ‘Bring me my crowns that I may see what
he has taken away!’
One after another he placed on his head the seven crowns his attendants
brought him, the royal crown of Germany and imperial diadem of Rome,
the iron circlet of Lombardy, the crowns of Jerusalem, of Burgundy, of
Sardinia, and of Sicily and Naples. ‘See!’ he said, ‘Are they not all
mine still? and none shall take them from me without a struggle.’
So the hideous war between Welf and Waiblingen, between Guelf and
Ghibelline continued, and Germany and Italy were deluged with blood and
flames. ‘After the Emperor Frederick was put under the ban,’ says a
German chronicler, ‘the robbers rejoiced over the spoils. Then were the
ploughshares beaten into swords and reaping-hooks into lances. No one
went anywhere without flint and steel to set on fire whatever he could
kindle.’
The ebb from the high-water mark of the Emperor’s fortunes was marked
by the revolt and successful resistance of the Guelf city of Parma to
the imperial forces--a defeat Frederick might have wiped out in fresh
victory had not his own health begun to fail. In 1250 he died, still
excommunicate, snatched away to hell, according to his enemies, not
dead, according to many who from love or hate believed his personality
of more than human endurance.
Yet Frederick, whether for good or ill, had perished, and with him his
imperial ambitions. Popes might tremble at other nightmares, but the
supremacy of the Holy Roman Empire over Italy would no more haunt their
dreams for many years. Naples also, to whose conquest and government
he had devoted the best of his brain and judgement, was torn from
his heirs and presented by his papal enemy to the French House of
Anjou. Struggling against these usurpers the last of the royal line of
Hohenstaufen, Conradin, son of Conrad, a lad of fifteen, gallant and
reckless as his grandfather, was captured in battle and beheaded.
Frederick had destroyed in Germany and built on sand elsewhere; and
of all his conquests and achievements only their memory was to dazzle
after-generations. _Stupor et Gloria Mundi_ he was called by those who
knew him, and in spite of his ultimate failure and his vices he still
remains a ‘wonder of the world’, set above enemies and friends by his
personality, the glory of his courage, his audacity, and his strength
of purpose.
_Supplementary Dates. For Chronological Summary, see pp. 368-73._
Pope Alexander III 1159-81
Emperor Philip II 1197-1208
Emperor Otto IV 1197-1215
Fourth Lateran Council 1215
The Sixth Crusade 1228-9
Battle of Cortenuova 1237
Death of Conradin 1268
XV
LEARNING AND ECCLESIASTICAL ORGANIZATION IN THE MIDDLE AGES
The word ‘progress’ implies to modern men and women a moving forward
towards a perfection as yet unknown, freshly imagined indeed by each
generation: to the Middle Ages it meant rather a peering back through
the mist of barbarian invasions to an idealized Christian Rome.
Inspiration lay in the past, not merely in such political conceptions
as the Holy Roman Empire, but in the domain of art and thought, where
too often tradition laid her choking grip upon originality struggling
for expression.
The painting of the early Middle Ages was stereotyped in the stiff
though beautiful models of Byzantium, that ‘Fathers of the Church’
had insisted, by means of decrees passed at Church councils, should
be considered as fitting representations of Christian subjects for
all time. Less impressive but more lifelike were the illuminations of
missals and holy books, that, in illustrating the Gospels or lives of
the Saints, reproduced the artist’s own surroundings--the noble he
could see from the window of his cell ride by with hawk or hounds, the
labourer sowing or delving, the merchant with his money-bags, the man
of fashion trailing his furred gown.
Vignettes such as these, with their neat craftsmanship of line and
colour, their almost photographic love of detail, lend a reality to
our glimpses of life in Europe from the twelfth to the fourteenth
centuries; yet great as is the debt we owe them, the real art of the
Middle Ages was not consummated with the brush but with the builder’s
tools and sculptor’s chisel.
[Sidenote: Mediaeval Architecture]
Like the painter’s, the architect’s impulse was at first almost
entirely religious, though guild-halls and universities followed on
the erection of churches and monasteries. Nourished on St. Augustine’s
belief in this life as a mere transitory journey towards the eternal
‘City of God’, mediaeval men and women saw this pilgrimage encompassed
with a vast army of devils and saints, ranged in constant battle for
the human soul. Only through faith and the kindly assistance of the
Saints could man hope to beat off the legions of hell which hung like a
pack of wolves about his footsteps, and nowhere with greater efficacy
than in the sanctuary from which human prayer arose daily to God’s
throne.
Churches and chapels in modern times have become the property of a
section of the public--that is, of those who think or believe in a
certain way; and sometimes through poverty of purse or spirit, through
bad workmanship or material, the architecture that results is shoddy
or insignificant. In the Middle Ages his parish church was the most
certain fact in every Christian’s existence, from the day he was
carried to the font for baptism until his last journey to rest beneath
its shadow. Here he would make his confessions, his vows of repentance
and amendment, and offer his worship and thanksgiving: here he would
often find a fortified refuge from violence in the street outside, a
school, a granary, a parish council-chamber.
What more natural than that mediaeval artists, their souls attune with
the hopes and fears of their age, should realize their genius best in
constructing and ornamenting buildings that were to all citizens alike
the symbol of their belief? ‘Let us build,’ said the people of Siena in
the thirteenth century, ‘such a church to the glory of God that all men
shall wonder!’
The cathedral, when completed, was but a third in size and grandeur
of the original design, for the Black Death fell upon Siena and
carried off her builders in the midst of their work; yet it remains
magnificently arresting to modern eyes, as though the faith of those
who planned and fashioned its slabs of black and white marble for
the love of God and their city had breathed into their workmanship
something of the mediaeval soul.
The same is true of ‘Nôtre Dame de la Victoire’ in Paris, founded by
Philip Augustus, of which Victor Hugo says ‘each face, each stone, is
a page of history’. It is true of nearly all mediaeval churches that
have outlived the ravages of war and fire, memorials of an age, that if
it lagged behind our own in ultimate achievement, was pre-eminent in
one art at least--ecclesiastical architecture.
Where the architect stopped the mediaeval sculptor took up his work,
at first with simple severity but later in a riot of imagination that
peopled façades, vaulted roofs, and capitals of columns with the
angels, demons, and hybrid monsters that haunted the fancy of the
day. The flying buttress, the invention of which made possible lofty
clerestories with vast expanses of window, brought to perfection
another art, the painting of glass. Here also the mediaeval artist
excelled, and the crucibles in which he mixed the colours that hold
us wrapt before the windows of Leon, Albi, and Chartres, still keep
unsolved the secret of their transparent delicacy and depth.
[Sidenote: Learning and Church Organization]
In the architecture, the sculpture, and in the stained glass of the
Middle Ages we see original genius at work, but in learning and culture
Europe was slower to throw off the giant influence of Rome. Even
under the crushing inroads of barbarian ignorance Italy had managed
to keep alive the study of classical authors and of Roman law. Latin
remained the language of the educated man or woman, the language in
which the services of the Church were recited, sermons were preached,
correspondence carried on, business transacted, and students in
universities and schools addressed by their professors.
The advantages of a common tongue can be imagined: the comparative
ease with which a pope or king could keep in touch with bishops or
subjects of a different race; the accessibility of the best books to
students of all nations, since scarcely a mediaeval author of repute
would condescend to employ his own tongue: above all perhaps the ease
with which an ambassador, a merchant, or a pilgrim could make himself
understood on a journey across Europe, instead of torturing his brain
with struggles after the right word in first one foreign dialect and
then another.
This classical form, so rigidly withholding knowledge from the grasp
of the ignorant, had also its disadvantage; for many a mediaeval
pen, that could have flown across the vellum in joyful intimacy in
its owner’s tongue, stumbled clumsily amidst Latin constructions,
leaving in the end not a spontaneous record of current events, but a
‘dry-as-dust’ catalogue, in bad imitation of some Latin stylist. The
modern world is more grateful to mediaeval culture for such lapses as
Dante’s _Divina Commedia_ than for all the heavy Latin tomes, whose
authors hoped for laurelled immortality.
For those in England and France who could not easily master Latin or
found its stately periods too cumbrous for ordinary conversation,
French, descended from the spoken Latin of the Roman soldier or
merchant in Gaul, was in the Middle Ages, as to-day, the language of
polite society. It possessed two distinct dialects, the ‘langue d’œil’
and the ‘langue d’oc’, so called because the northern Frenchman,
including the Norman, was supposed to pronounce _oui_ as _œil_, while
his southern fellow countryman pronounced it as _oc_.
England, where, ever since the Conquest of William I, French had been
the natural tongue of a semi-foreign court, owed an enormous literary
impulse to the ‘langue d’œil’ during the twelfth and thirteenth
centuries; while the ‘langue d’oc’ that gave its name to a district in
the south of France shared its poetry and romance between Provençals
and Catalans. The descendants of the former are to-day French, of the
latter Spanish: but in the eleventh century they were fellow subjects
of the Counts of Toulouse, who ruled over a district stretching from
the source of the Rhone to the Mediterranean, from the Italian Alps to
the Ebro.
[Sidenote: Mediaeval Culture]
In this semi-independent kingdom there developed a civilization and
culture of hot-house growth, precocious in its appreciation of the
less violent pleasures of life, such as love, art, music, literature,
but often corrupt in their enjoyment. The gay court of Toulouse paid
no heed to St. Augustine’s hell, whose fears haunted the rest of
Europe in its more thoughtful moments. Joyous and inconsequent, it
lived for the passing hour, and out of its atmosphere of dalliance
and culture was born a race of poet-singers. These troubadours
(_trouvers_ = discoverers) sang of love, whose silken fetters could
hold in thrall knights and fair ladies; and their golden lyrics, now
plaintive, now gay, were carried to the crowded cities of Italy and
Spain, or found schools of imitators elsewhere, as in Germany amongst
her thirteenth-century _minnesingers_ (love-singers). In the north of
France and in England appeared minstrels also, but their themes were
less of love than of battle; and audiences revelled by castle and
camp-fire in the ‘gestes’ or ‘deeds’ of Charlemagne and his Paladins,
the chivalry of Arthur and his Knights, or in stirring Border ballads
such as Chevy Chase.
[Sidenote: Mediaeval Universities]
The market-place, the camp, and the baronial hall, where were sung or
recited these often imaginary stories of the past, were the schools of
the many unlettered; just as the conversation of Arabs and Jews around
the desert fires had stimulated the imagination of the young Mahomet;
but for the few who could afford a sounder education there were the
universities--Paris, Bologna, Oxford, to name but three of the most
famous.
The word _universitas_ implied in the Middle Ages a union of men;
such a corporation as the ‘guilds’ formed by fishmongers and drapers
to protect their trade interests; and the universities had indeed
originated for a similar purpose. Cities to-day that have universities
in their midst are proud of the fact, and welcome new students; but in
early mediaeval times an influx of young men of all ages from every
part of Europe, many of them wild and unruly, some so poor that they
must beg or steal their daily bread, was at first sight a very doubtful
blessing. Street fights between nationalities who hated one another on
principle, or between bands of students and citizens, were a common
occurrence in the towns that learning honoured with her presence, and
had their usual accompaniment of broken heads, fires, and looting. But
for the _universitas_ formed by masters and students to control and
protect their members, these centres of education would probably have
been stamped out by indignant tradesmen: as it was they had to fight
for their existence.
Municipalities looked with no lenient eye upon a corporation that
seemed to them a ‘state within a state’, threatening their own right
to govern all within the city. It was not until after many generations
that they understood the meaning of the word co-operation, that is,
the possibility of assisting instead of hindering the work of the
_universitas_. Sometimes a king like Philip Augustus insisted on
toleration by granting to his students the ‘privilege of clergy’, but
as the University grew it became able to enforce its own lessons. In
the thirteenth century the Masters of Paris closed their lecture-halls
and led away their flock, in protest for what they considered unfair
treatment by the city authorities during a riot, and their absence
taught Parisians that, in spite of head-breakings, the students were an
asset, not a loss, to municipal life. Under the protection therefore of
a papal ‘bull’, they returned a few weeks later in triumph to the Latin
Quarter.
It was only by degrees that colleges where the students could live
were erected, or that anything resembling the elaborate organization
of a modern university was evolved. Students lodged where they could,
and ‘masters’ lived on the goodwill of those who paid their fees, and
starved if their popularity waned and with it their audience. The life
of both teacher and pupil was vague and hazardous, with a background
of poverty and crime lurking at the street corners to ruin the unwary
or foolish. Nor was the period of study a mere ‘passing sojourn’ like
some modern ‘terms’: the Bachelor of Arts at Oxford or Paris must be
a student of five years’ standing, the Master of Arts calculated on
devoting three years more to gaining his final degree, a Doctor of
Theology would be faced with eight years’ hard work at least. It might
almost be said that higher education under these circumstances became a
profession.
To Bologna, the greatest of Italian universities, went those who
wished to study Roman law at the fountain-head. This does not mean to
stir up the legal dust of a dead empire out of a student’s curiosity,
but to master a living system of law that barbarian invaders had
gradually grafted on to their own national codes. In the eleventh
century the laws of Justinian[21] were as much or more revered than
in his own day. We have seen that Frederick Barbarossa set the lawyers
of Bologna to work to justify from old legal documents the claims he
wished to establish over Lombardy; and when they had succeeded to his
satisfaction he rewarded them with gifts and knighthood, showing what
value he put on their achievement. This is a very good example of the
respect felt by mediaeval minds for the laws and title-deeds of an
earlier age, even though the tyranny that resulted led the ‘Lombard
League’ to dispute such claims.
[Sidenote: Mediaeval Papal Government]
Still more closely allied than the civil codes of Europe to the old
Roman legal texts was the ‘Canon’ law of the Church that had been
directly based upon classic models; and with the rise of Hildebrand’s
world-wide ambitions its decisions assumed a growing importance and
demanded an enormous army of trained lawyers to interpret and arrange
them. For youths of a practical and ambitious turn of mind here was a
course of study leading to a profession profitable in all ages; and
a text-book was provided for such budding lawyers in the _decretum_
of Gratian, a monk who in the twelfth century compiled a full and
authoritative text of Canon law.
The existence of the Ecclesiastical Courts, in which Canon law was
administered, we have already mentioned in discussing the quarrel of
Henry II of England and Thomas Becket.[22] Founded originally to deal
with purely ecclesiastical cases and officials, they tended in time to
draw within their competence any one over whom the Church could claim
protection and any causes that affected the rites of the Catholic
Church. It was a wide net with a very small mesh, as the Angevin Henry
II and other lay rulers of Europe found. The protection that spread
its wings over priests and clerks stretched also to crusaders, widows,
and orphans: the jurisdiction of the Church Courts claimed not merely
moral questions such as heresy, sacrilege, and perjury, but all matters
connected with probate of wills, marriage and divorce, and even libel.
Rome became a hive of ecclesiastical lawyers, with the Pope, like the
Roman emperors of old, the supreme law-giver and final court of appeal
for all Church Courts of Europe. His rule was absolute, at least in
theory, for by his power of ‘dispensation’ he could set aside, if he
considered advisable, the very Canon law his officials administered. He
could also summon to his _curia_, or papal court, any case on which he
wished to pronounce judgement, at whatever stage in its litigation in
an inferior ecclesiastical court.
Under the Pope in an ordered hierarchy, corresponding to the feudal
arrangement of lay society, came the metropolitans, who received from
his hand or from those of his legates the narrow woollen scarf, or
_pallium_, that was the symbol of their authority. Next in order came
the diocesan bishops with their ‘officials’, the archdeacons and rural
deans, each with their own court and measure of jurisdiction.
The Pope’s will went forth to Christendom in the form of letters called
‘bulls’, from the _bulla_ or heavy seal that was attached to them.
Against those who paid no heed to their contents he could hurl either
the weapon of excommunication--that is, of personal outlawry from the
Church--or else, if the offender were a king or a city, the still more
blasting ‘interdict’ that fell on ruler and ruled alike. The land that
groaned under an interdict was bereft of all spiritual comfort: no
priest might say public Mass, baptize a new-born child, perform the
marriage service, console the dying with ‘supreme unction’, or bury the
dead. The very church bells would ring no more.
It was under this pressure of spiritual starvation, when the Saints
seemed to have withdrawn their sheltering arms and the demons to have
gathered joyfully to a harvest of lost souls, that John of England
was brought by the curses of his people to turn to Rome in repentance
and submission. Yet, as in the case of most weapons, familiarity
bred contempt, and too frequent use of powers of ‘interdict’ and
‘excommunication’ was to blunt their efficacy--a Frederick II, the
oft-excommunicated, proved able to conquer Jerusalem and dominate Italy
even under the papal ban.
The Church, in her claims to world empire, demanded in truth an
obedience it was beyond her ability to enforce. She also laid herself
open to temptations to which from the nature of her temporal
ambitions she must inevitably succumb. No such elaborate and expensive
administration as emanated from her _curia_ could continue without
an inexhaustible flow of money into her treasury. Lawyers, priests,
legates, cardinals, the Pope himself, had each to be maintained in a
state befitting their office in the eyes of a world, as ready in the
thirteenth century as in the twentieth to judge by appearances and
offer its homage accordingly.
In addition to the ordinary expenses of a ruler, whose court was a
centre of religious and intellectual life for Europe, there was the
constant burden of war, first with neighbouring Italian rulers and
then with the Empire. Innocent IV triumphed over the Hohenstaufen; but
largely by dipping his hands into English money-bags, to such an extent
indeed during the reign of John’s son, Henry III, that England gained
the scoffing name of the ‘milch cow of the Papacy’.
At first, when the ecclesiastical courts had offered to criminals a
justice at once more humane and comprehensive than the rough-and-ready
tyranny of a king or feudal lord, the upholders of the rights of Canon
law were regarded as popular heroes. Later, however, with the growth of
national feeling and the development and better administration of the
civil codes, men and women began to falter in their allegiance. Canon
law was found to be both expensive and tardy, especially in the case of
‘appeals’, that is, of cases, called from some inferior court to Rome.
The key also to the judgements given at Rome was often too obviously
gold and of heavy weight.
[Sidenote: Papal Exactions]
Nor was justice alone to be bought or sold. A large part of the money
that filled the Roman treasury was derived from benefices and livings
in different countries of Europe that had by one means or another
accumulated in papal hands. The constant pressure of the wars with
emperors and Italian Ghibellines made it necessary for the Popes
to administer this patronage as profitably as possible; and so the
spiritual needs of dioceses and parishes became sacrificed to the
military calls on the Roman treasury.
Sometimes it was not a living itself for which a clerical candidate
paid heavily, but merely the promise of ‘preferment’ to the next
vacancy; or he would pledge himself in the case of nomination to send
his ‘firstfruits’, that is, his first year’s revenue, to Rome. Those
who could afford the requisite sum might be natives of the country in
which the vacant bishopric or living occurred; often they were not,
and the successful nominee, instead of going in person to exercise his
duties, would merely send an agent to collect his dues. These dues came
from many different sources, but in the case of livings principally
from the ‘tithe’, a tax for the maintenance of the Church, supposed to
represent one-tenth of every man’s income.
People usually grumble when they are continually asked for money, and
mediaeval men and women were no exception to this rule. Thus, to take
the case of England, while the wars between Emperor and Pope left
her comparatively indifferent as to the issues involved, the growing
exactions of the Roman _curia_ that touched her pockets awoke a
smouldering resentment that every now and then flared into hostility.
‘In these times’, wrote the chronicler, Matthew Paris, ‘the small
fire of faith began to grow exceeding chill, so that it was well
nigh reduced to ashes ... for now was simony practised without
shame.... Every day illiterate persons of the lowest class,
armed with bulls from Rome, feared not to plunder the revenues
which our pious forefathers had assigned for the maintenance of
the Religious, the support of the poor, and the sustaining of
strangers.’
At Oxford in the reign of Henry III (1216-72), the papal legate was
forced to fly from the town by indignant ‘clerks’ of the university, or
undergraduates as we should call them to-day. ‘Where is that usurer,
that simoniac, that plunderer of revenues, that thirster for money?’
they cried, as they hunted him and his retinue through the streets,
‘it is he who perverts the King and subverts the kingdom to enrich
foreigners with our spoils.’
At Lincoln Bishop Grosstete indignantly refused to invest Innocent
IV’s nephew, a boy of twelve, with the next vacant prebendary of his
cathedral. Other papal relatives were absorbing livings and bishoprics
elsewhere in Europe, for under Innocent IV began the open practice of
‘nepotism’, that is, of Popes using their revenues and their office in
order to provide for their nephews and other members of their families.
‘He laid aside all shame,’ says Matthew Paris of this Pope, ‘he
extorted larger sums of money than any before him.’ The ‘sums of money’
enabled Rome to cast down her imperial foe, but the extortion was a
dangerous expedient. Throughout the early Middle Ages the Pope had
been accepted by Western Christendom as speaking for the Church with
the voice of Christ’s authority. In his disputes with kings the latter
could never be sure of the loyalty of their people, should they call on
them to take up arms against the ‘Holy Father’.
With the growth of nations and of Rome as a temporal power a gradual
change came over the European outlook; subjects were more inclined
to obey rulers whom they knew than a distant potentate whom they did
not; they were also less ready to accept papal interference without
criticism. Thus a distinction was for the first time drawn between the
Pope and the Church.
When King Hako of Norway was offered the imperial crown on the
deposition of Frederick II by Innocent IV, he refused, saying, ‘I will
gladly fight the enemies of the Church, but I will not fight against
the foes of the Pope.’ His words were significant of a new spirit.
In the feuds of Guelfs and Ghibellines that racked the twelfth and
thirteenth centuries were laid the foundations of a movement to control
the Popes by Universal Councils in the fifteenth, and of that still
more drastic opposition to his powers in the sixteenth that we call the
Reformation.
XVI
THE FAITH OF THE MIDDLE AGES
A modern student, when he passes from school to a university, soon
finds that he is standing at a cross-roads: he cannot hope, like a
philosopher of the sixteenth century, to ‘take all knowledge for
his province’, but must choose which of the many signposts he will
follow--law, classics, science, economics, chemistry, medicine, to
name but a few of the more important. Mediaeval minds would have
been sorely puzzled by some of these avenues of knowledge, while the
rest they would denounce as mere sidetracks, leading by a devious
route to the main high road of theology. Science, for instance, the
patient searching after truth by building up knowledge from facts, and
accepting nothing as a fact that had not been verified by proof, was a
closed book in the thirteenth century.
Roger Bacon, an English friar, one of the first to attempt scientific
experiments, was regarded with such suspicion on account of his
researches and his sarcastic comments on the views of his day that he
was believed to be in league with the devil; and even the favour of a
pope more enlightened than most of his contemporaries could not save
him in later years from imprisonment as a suspected magician.
Men and women hate to change the ideas in which they have been brought
up; and in the thirteenth century they readily accepted as facts
such fabulous stories told by early Christian writers as that of the
phoenix who at five hundred years old casts herself into a sacred fire,
emerging renewed in health and vigour from her own ashes, or of the
pelican killing her young at birth and reviving them in three days,
or of the unicorn resisting all the wiles of the hunter but captured
easily by a pure maiden. The charm of such natural history lay to
mediaeval minds not in its legendary quaintness but in the use to
which it could be turned in pointing a moral or adorning the doctrines
of theology.
Theology was the chief course of study at Paris, just as Roman law
reigned at Bologna. It comprised a thorough mastery of the Scriptures
as expounded by ‘Fathers of the Church’, and also of what was then
known through Latin and Arabic translations of the works of the Greek
philosopher Aristotle. Although he had been a pagan, Aristotle was
almost as much revered by many mediaeval theologians as St. Jerome or
St. Augustine, and it was their life-work to try and reconcile his
views with those of Catholic Christianity.
[Sidenote: Scholasticism]
The philosophy that resulted from the study of these very different
authorities is called ‘scholasticism’, and those who gave patient years
of thought to the arguments that built up and maintained its theories
the ‘schoolmen’.
The first of the great Paris theologians was Peter Abelard, a
Breton--handsome, self-confident, ready of tongue and brain. Having
studied ‘dialectics’, that is, the system of reasoning by which the
mediaeval mind constructed its philosophy, he aroused the disgust of
his masters by drawing away their pupils, through his eloquence and
originality, as soon as he understood the subject-matter sufficiently
to lecture on his own account.
In Paris so many young men of his day crowded round his desk that
Abelard has been sometimes called the founder of the university. This
is not true, but his popularity may be said to have decided that Paris
rather than any other town should become the intellectual centre of
France. Greedily his audience listened while he endeavoured to prove by
human reason beliefs that the Church taught as a matter of faith; and,
though he had set out with the intention of defending her, it was with
the Church that he soon came into conflict.
One of his books, called _Yes and No_, contained a brief summary of
the views of early Christian Fathers on various theological questions.
Drawn into such close proximity some of these views were found to
conflict, and the Breton lecturer became an object of suspicion in
ecclesiastical quarters, especially to St. Bernard of Clairvaux,
who believed that human reason was given to man merely that he might
accept the teaching of the Church, not to raise arguments or criticisms
concerning it.
‘Peter Abelard’, he wrote to the Pope, ‘is trying to make void the
merit of Christian faith when he deems himself able by human reason
to comprehend God altogether ... the man is great in his own eyes
... this scrutinizer of Majesty and fabricator of heresies.’
The minds of the two men were indeed utterly opposed--types of
conflicting human thought in all ages. St. Bernard, in spite of his
frank denunciations of the sins of the Church, was docile to the voice
of her authority, and hated and feared the pride of the human intellect
as the deadliest of all sins. Abelard, by nature inquisitive and
sceptical, regarded his deft brain as a surgeon’s knife, given him to
cut away diseased or worn-out tissues from the thought of his day in
order to leave it healthier and purer.
As antagonists they were no match, for St. Bernard was infinitely the
greater man, without any of the other’s petty vanity and worldliness
to confuse the issue for which they struggled: he had behind him also
the sympathy of mediaeval minds not as yet awakened to any spirit of
inquiry, and so the Breton was driven into the retirement of a monk’s
cell and his condemned works publicly burned.
One of his pupils, Peter Lombard, adopted his master’s methods without
arousing the anger of the orthodox by any daring feats of controversy,
and produced a _Book of Sentences_ (_sententiae_ = opinions) that
became the text-book for scholasticism, just as the _Decretum_ was the
authority for students of Roman law. Without being a work of genius the
_Sentences_ cleared a pathway through the jungle of mediaeval thought
for more original minds, while the discovery in the latter half of
the twelfth century of several hitherto unknown works of Aristotle
gave added zest to the researches of the ‘Schoolmen’. Greatest of all
these ‘Schoolmen’ was Thomas Aquinas, ‘the Angelic Doctor’, as he has
sometimes been called.
Aquinas was a Neapolitan of noble family, who ran away from home as a
boy to join the Dominicans, an Order of wandering preachers of whose
foundation we shall shortly speak. Thomas was recaptured and brought
home by his elder brother, a noble at the court of Frederick II; but
neither threats nor imprisonment could persuade the young novice to
give up the life he had chosen. After a year he broke the bars of his
window, escaped from Naples, and went to Cologne and Paris, where he
studied theology, emerging from this education the greatest lecturer
and teacher of his day. In his _Summa Theologiae_, his best-known book,
he set forth his belief in man’s highest good as the chief thought
of God, using both the commentaries of the Church Fathers and the
works of Aristotle as quarries to provide the material for fashioning
his arguments. Like Abelard, he believed in the voice of reason, but
without any of the Breton’s probing scepticism. Human reason bridled by
divine grace was the guide he sought to lead his pen through the maze
of theology; and so clear and judicial were his methods, so brilliant
the intellect that shone through his writings, that Aquinas became for
later generations an authority almost equal to St. Augustine.
[Sidenote: Mediaeval Faith]
The intense preoccupation of mediaeval minds with theology and the
importance attached to ‘right belief’ are the most striking mental
characteristics of the period with which we are dealing. To-day we are
inclined to judge a man by his actions rather than by his beliefs, to
sum up a character as good or bad because its owner is generous or
selfish, kind or cruel, brave or cowardly. In the twelfth or thirteenth
centuries this would have seemed a wholly false standard. The ideal
of conduct, for one thing, maintained by monks like St. Bernard of
Clairvaux was so exalted that, to the ordinary men and women in an age
of cruelty and fierce passions, a good life seemed impossible save
for Saints. The sins and failings of the rest of the world received a
very easy pardon except from ascetics; and it was generally felt that
God in His mercy, through the intercession of the kindly Saints, would
be compassionate to human weakness so long as the sinner repented,
confessed, and clung to a belief in the teaching of the Church. This
teaching, or ‘Faith’, declared to have been given by Christ to His
Apostles, set forth in the writings of the Christian Fathers, gathered
together in the Creeds and Sacraments defined by Church Councils,
preached and expounded by the clergy and theologians, defended by the
Pope, was the torch that could alone guide man’s wavering footsteps to
the ‘City of God’.
‘Do you know what I shall gain,’ asked a French Count of the
thirteenth century, ‘in that during this mortal life I have
believed as Holy Church teaches? I shall have a crown in the
Heavens above the angels, for the angels cannot but believe
inasmuch as they see God face to face.’
Heresy--the refusal to accept the teaching of the Church--was the one
unpardonable sin, a moral leprosy worse in mediaeval eyes than any
human disease because it affected the soul, not the body, and the life
of the soul was everlasting. The heretic must be suppressed, converted
if possible, but if not, burned and forgotten like a diseased rag,
lest his wrong beliefs should infect others and so lose their souls
also eternally. To-day we know that neither suppression nor burnings
can ultimately extinguish that independence of thought and spirit of
inquiry that are as much the motive power of some human natures as the
acceptance of authority is of others. Tolerance, and how far it can be
extended to actions as well as beliefs, is one of the problems that
the world is still studying. The towns and provinces, where the first
battles were fought, are sown with the blood and ashes of those who
neither sought nor offered the way of compromise as a solution.
Another of Abelard’s pupils, besides the orthodox Peter Lombard, was an
Italian, Arnold of Brescia--in many ways a man of like intellect with
his master, self-centred, restless, and ambitious. When he returned
home from the University he at once took a violent part in the life of
the Brescian commune, declaring publicly that the Church should return
to the days of ‘apostolic poverty’, and urging the citizens to cast off
the yoke of their bishop. Exiled from Italy by the anger of the Pope
and clergy at his views he went again to Paris, where he taught in the
University until by the King’s command he was driven away. He next
found a refuge in Germany under the protection of a papal legate, who
had known and admired him in earlier days; but this news aroused the
furious anger of St. Bernard.
‘Arnold of Brescia,’ he wrote to the legate, ‘whose speech is honey
... whose doctrine poison, the man whom Brescia has vomited forth,
whom Rome abhors, whom France drives into exile, whom Germany
curses, whom Italy refuses to receive, obtains thy support. To be
his friend is to be the foe of the Pope and God.’
The legate contrived by mediation to reconcile the heretic temporarily
with the Church; but Arnold was by nature a firebrand, and, having
settled in Rome, soon became leader in one of the many plots to make
that city a ‘Free Town’, owing allegiance only to the Emperor. Largely
through his efforts the Pope was compelled to go into exile; but later
the Romans, under the fear of an interdict that would deprive them of
the visits of pilgrims out of whom they usually made their living,
deserted him; and the republican leader was forced to fly. Captured
amongst the Italian hills, he was taken to Rome and burned, his ashes
being thrown into the Tiber lest they should be claimed as relics by
those of the populace who still loved him. His judges need not have
taken this precaution, for neither Arnold’s religious nor political
views could claim any large measure of public approval in his own day.
Elsewhere, indeed, heresy and rebellion were seething, but it was not
till the beginning of the thirteenth century that the outbreak became a
vital problem for the Papacy.
The widest area of heresy was in the provinces of Languedoc and
Provence, to whose precocious mental development we have already
referred.[23] The Counts of Toulouse no longer ruled in the thirteenth
century over any of modern Spain, but north of the Pyrenees they
were tenants-in-chief to the French king for one of the most fertile
provinces of southern France, while as Marquesses of Provence they were
vassals of the Emperor for the country beyond the Rhone.
Semi-independent of the control of either of these overlords, Count
Raymond VI presided over a court famed for its luxury and gaiety
of heart, its light morals, and unorthodox religious views. When
he received complaints from Rome that his people were deriding the
Catholic Faith and stoning his bishops and priests, he scarcely
pretended regret, for his sceptical nature was quite unshocked by
heresy, and both he and his nobles fully approved of popular insistence
on ‘apostolic poverty’, a doctrine that enabled them to appropriate
ecclesiastical lands and revenues for their own purposes.
[Sidenote: Heresy in Languedoc]
The heretical sects in Languedoc were many: perhaps the most important
those of the Albigenses and Waldensians. The former practically denied
Christianity, maintaining that good and evil were co-equal powers, and
that Christ’s death was of no avail to save mankind. The Waldensians,
or ‘Poor men of Lyons’, on the other hand, had at first tried to find
acceptance for their beliefs within the Church. Peter Waldo, their
founder, a rich merchant of Lyons, had translated some of the Gospels
from Latin into the language of the countryside, and, having given
away all his goods, he travelled from village to village, preaching,
and trying with his followers to imitate the lives of the Apostles in
simplicity and poverty.
In spite of condemnation from the Pope, who was suspicious of their
teaching, the Waldensians increased in number. They declared that the
authority of the Bible was superior to that of the Church, appointed
ministers of their own, and denied many of the principal articles of
Faith that the Church insisted were necessary to salvation.
The mediaeval Church taught that only through belief in these articles
of Faith, that is, in the Creeds and Sacraments (_sacramentum_ =
something sacred), as administered by the clergy, could man hope to be
saved. The most important of the Sacraments, of which there were seven,
was the miracle of the Mass, sometimes called ‘transubstantiation’. Its
origin was the Last Supper, when Christ before His crucifixion gave
His disciples bread and wine, saying ‘Take, eat, this is my body....’
‘Take, drink, this is my blood which was shed for you.’ The mediaeval
Church declared that every time at the service of Mass the priest
offered up ‘the Host’, or consecrated bread, Christ was sacrificed anew
for the sins of the world, and that the bread became in truth converted
into the substance of His body.
The Waldensians, and many sects that later broke away from the tenets
of the mediaeval Church, denied this miracle and also the sacred
character of the priests who could perform it. According to the Church,
her clergy at ordination received through the laying on of the bishop’s
hands some of the mysterious power that Christ had given to St. Peter,
conferring on them the power also to forgive sins. No matter if the
priest became idle or vicious, he still by virtue of his ordination
retained his sacred character, and to lay hands upon him was to incur
the wrath of God.
Even in the twelfth century, when St. Bernard travelled in Languedoc,
he had been horrified to find ‘the sacraments no longer sacred and
priests without respect’. His attempts at remonstrance were met
with stones and threats, while the establishment of an ‘episcopal
inquisition’ to inquire into and stamp out this hostility only
increased Provençal bitterness and determination.
‘I would rather be a Jew,’ was an expression of disdain in the Middle
Ages; but in Toulouse the people said, ‘I had rather be a priest,’ and
the clergy who walked abroad were forced to conceal their tonsures for
fear of assault.
‘Heresy can only be destroyed by solid instruction’ was Innocent III’s
first verdict. ‘It is by preaching the truth that we sap foundations
of error.’ He therefore sent some Cistercians to hold a mission in
Languedoc, and in their company travelled a young Spaniard, Dominic
de Guzman, burning to win souls for the Faith or suffer martyrdom.
The Cistercians rode on horses with a large train of servants and
with wagons drawn by oxen to carry their clothes and their food. This
display aroused the scornful mirth of the Albigenses and Waldensians.
‘See,’ they cried, ‘the wealthy missionaries of a God who was humble
and despised, loaded with honours!’
Everywhere were the same ridicule and contempt, and it was in this
moment of failure that Dominic the Spaniard interposed, speaking
earnestly to those who were with him of the contrast between the
heretic ministers in their lives of poverty and self-denial with
the luxury and worldliness of the local clergy, and even with the
ostentatious parade of his fellow preachers. Because he had long
practised austerities himself, wearing a hair shirt, fasting often,
and denying himself every pleasure, the young Spaniard received a
respectful hearing, and so fired the Cistercians with his enthusiasm
that they sent away their horses and baggage-wagons, and set out on
foot through the country to try and win the populace by different
methods. With them went Dominic, barefoot, exulting in this opportunity
of bearing witness in the face of danger to the Faith he held so
precious.
The attitude of the men and women of Languedoc towards the papal
mission was no longer derisive but it remained hostile, for they
also held their Faith sacred, while all the racial prejudice of the
countryside was thrown into the balance of opposition to Rome. Thus
converts were few, and angry gatherings at which stones were thrown at
the strangers many; and so matters drifted on and the mission grew more
and more discouraged.
In 1208 occurred a violent crisis, for the papal legate, having
excommunicated Count Raymond of Toulouse for appropriating certain
Church lands and refusing to restore them, was murdered, and the
Count himself implicated in the crime, seeing that, as in the case of
Henry II and Becket, it had been his angry curses that had prompted
some knights to do the deed. Innocent III at once declared the Count
deposed, and preached a crusade against him and his subjects as
heretics.
Twenty years of bloodshed and cruelty followed; for under the command
of the French Count Simon de Montfort, an utterly unscrupulous and
brutal general, the orthodox legions of northern France gathered at
the papal summons to stamp out the independence of the south that they
had always hated as a rival. Languedoc, her nobles and people united,
fought hard for her religious and political freedom; but the struggle
was uneven, and she was finally forced into submission. Thirty
thousand of her sons and daughters had perished, and with them the
civilization and culture that had made the name of Provence glorious in
mediaeval Europe.
[Sidenote: The Albigensian Crusade]
The name of Dominic the Spaniard does not appear in the bloodstained
annals of the Albigensian Crusade. He had advocated very different
measures; and in 1216, pursuing his ideal, received from the Pope leave
to form an Order of ‘Preaching Brothers’, modelled on the Monastic
Orders, except that the ‘Friars’ (_Fratres_ = brothers), as these monks
were called, were commanded not to live permanently in communities
but to spend their lives travelling about from village to village,
preaching as they went. They were to beg their daily bread; and the
very Order itself was forbidden to acquire wealth, their founder hoping
by this stringent rule to prevent the worldliness that had corrupted
the other religious communities.
Dominic, or St. Dominic, for the enthusiasm of the mediaeval Church
soon canonized him, was a son of his age in his intense devotion to
the Faith; but his spiritual outlook was beyond the comprehension of
all save a few. In Innocent III may be found a more typical figure of
the early thirteenth century; and to Innocent’s standard, and not to
that of their founder, the followers of St. Dominic for the most part
conformed.
Pope Innocent had advocated the driving out of error by right
teaching; but his failure by this method woke in him an exasperation
that made the obstinate heresy of Languedoc seem a moral and social
plague to be suppressed ruthlessly. Thorough in this undertaking as
in all to which he set his mind and hand, he added to the slaughter
of Simon de Montfort’s Crusade the terrible and efficient machinery
of the Inquisition, and this during the pontificate of Gregory IX was
transferred from the jurisdiction of local bishops to that of the Papal
See. The Inquisitors, empowered to discover heresy and convert the
heretic by torture and fire, were mainly Dominicans, selected for this
task on account of their theological training and the very devotion to
the Faith on which their founder had laid such stress.
The most important political fruits of the Albigensian Crusade were
gathered by Philip II of France, who had himself stood aloof from the
struggle, although permitting and encouraging his nobles to take the
Cross. By the deposition and fall of his powerful tenant-in-chief, the
Count of Toulouse, the centre and south of France, hitherto so proudly
independent, lost a formidable ally; and large tracts of Poitou and
Aquitaine fell under royal influence and were incorporated amongst the
crown lands.
This process continued under Philip’s son, Louis VIII, who himself
joined in the Crusade and marched with an army down the valley of the
Rhone, capturing Avignon, and arriving almost at the gates of Toulouse.
His sudden illness and death brought the campaign to an end; but his
widow, Blanche of Castile, acting as regent for her son the boy King
Louis IX, concluded a treaty with the new Count of Toulouse, Raymond
VII, that left that noble a chastened and submissive vassal of both
king and pope. Amongst other things he was forced to acknowledge one of
the French king’s younger brothers as his successor in the County of
Provence.
[Sidenote: St. Francis of Assisi]
It is pleasant to turn from the Albigensian Crusade, one of the
blackest pictures of the Middle Ages, to its best and brightest, the
story of St. Francis of Assisi.