FOOTNOTE:

[1] Maimacteria does not actually occur in ancient authorities as the

name of a festival.

LUTE (Arabic _al'ud_, "the wood"; Fr. _luth_; Ital. _liuto_; Span.

_laud_; Ger. _Laute_; Dut. _luit_), an ancient stringed musical

instrument, derived in form as well as name from the Arabs. The complete

family consisted of the pandura, tanbur or mandoline as treble, the lute

as alto or tenor, the barbiton or theorbo as bass, and the chitarrone as

double bass. The Arab instrument, with convex sound-body, pointing to

the resonance board or membrane having been originally placed upon a

gourd, was strung with silk and played with a plectrum of shell or

quill. It was adopted by the Arabs from Persia. Instruments with vaulted

backs are all undoubtedly of Eastern origin; the distinct type,

resembling the longitudinal section of a pear, is more specially traced

in ancient India, Persia and the countries influenced by their

civilization. This type of instrument includes many families which

became known during the middle ages of western Europe, being introduced

into southern Europe and Spain by the Moors, into southern Russia by the

Persians of the Sassanian period, into Greece from the confines of the

Byzantine Empire. As long as the strings were plucked by fingers or

plectrum the large pear-shaped instrument may be identified as the

archetype of the lute. When the bow, obtained from Persia, was applied

to the instrument by the Arabs, a fresh family was formed, which was

afterwards known in Europe as rebab and later rebec. The largest member

of the ancient lute family--the bass lute or theorbo--has been

identified with the barbiton.

[Illustration: FIG. 1.--Post-Mycenaean terra-cotta figure, with ancient

lute (1000 B.C.) from the cemetery at Goshen.]

Until recently the existence of these ancient stringed instruments was

presumed on the evidence of the early medieval European instruments

and of the meagre writings extant, such as those of Farabi.[1] But a

chain of plastic evidence can now be offered, beginning with the Greek

post-Mycenaean age (c. 1000 B.C.). A statuette of a female musician

playing upon a large lute with only an embryonic neck, on which

nevertheless the left hand is stopping strings, was unearthed in Egypt

in a tomb of the XXth Dynasty in the cemetery of Goshen by the members

of the British School of Archaeology in Egypt,[2] under the direction

of Professor Flinders Petrie, to whose courtesy we owe the photograph

(fig. 1) here reproduced. It is difficult to form a conclusive opinion

as to the number of strings the artist intended to represent, owing to

the decorative figures following the direction of the strings, but,

judging from the position of the right hand plucking a string, there

may have been seven. Among a number of terra-cotta figures of

musicians, brought to light during the excavations in a Tell at Suza

and dating from the 8th century B.C.,[3] although there is no

instrument that might be identified with the alto lute, the treble

lute or tanbur is represented with a long, curved neck and a head bent

back to increase the tension, and there is also an instrument having a

smaller and more elongated body than the lute. On one of the friezes

from Afghanistan presented to the British Museum by Major-General

Cunningham, which formed the risers of steps leading to the tope at

Jumal Garhi, dating from the 1st century A.D. are represented scenes

of music and dancing. Here the archetype of the lute appears several

times; it had four strings, and the head was bent back at right angles

to the neck. In the 6th century A.D. illustrations of this early lute

are no longer rare, more especially on Persian silver-work of the

Sassanian period[4] and in the paintings of the Buddhist cave-temples

of Ajanta.[5] Several representations of the barbiton are extant from

the classical Roman period.

The modern Egyptian 'ud is the direct descendant of the Arabic lute,

and, according to Lane, is strung with seven pairs of catgut strings

played by a plectrum. A specimen in the Victoria and Albert Museum,

given by the khedive, has four pairs only, which appears to have been

the old stringing of the instrument. When frets (cross-lines dividing

the neck or finger-board to show the fingering) are employed they are

of catgut disposed according to the Arabic scale of seventeen

intervals in the octave, consisting of twelve limmas, an interval

rather less than our equal semitone, and five commas, which are very

small but quite recognizable differences of pitch.

The lute family is separated from the guitars, also of Eastern origin,

by the formation of the sound body, which is in all lutes pear-shaped,

without the sides or ribs necessary to the structure of the

flat-backed guitar and cither. Observing this distinction, we include

with the lute the little Neapolitan mandoline of 2 ft. long and the

large double-necked Roman chitarrone, not infrequently 6 ft. long.

Mandolines are partly strung with wire, and are played with a

plectrum, indispensable for metal or short strings. Perhaps the

earliest lutes were so played, but the large lutes and theorbos strung

with catgut have been invariably touched by the fingers only, the

length permitting this more sympathetic means of producing the tone.

Praetorius,[6] writing when the lute was in universal favour, mentions

seven varieties distinguished by size and tuning. The smallest would

be larger than a mandoline, and the melody string, the "chanterelle,"

often a single string, lower in pitch. Praetorius calls this an octave

lute, with the chanterelle C or D. The two discant lutes have

respectively B and A, the alto G, the tenor E, the bass D, and the

great octave bass G, an octave below the alto lute which may be taken

as the model lute cultivated by the amateurs of the time. The bass

lutes were theorbos, that is, double-necked lutes, as described below.

The accordance of an alto lute was [musical notes] founded upon that

of the original eight-stringed European lute, to which the highest and

lowest notes had, in course of time, been added. A later addition was

the [musical notes] also on the finger-board, and bass strings, double

or single, known as diapasons, which, descending to the deep C of the

violoncello, were not stopped with the fingers. The diapasons were

tuned as the key of the piece of music required. Fig. 2 represents an

Italian instrument made by one of the most celebrated lute makers,

Venere of Padua, in 1600; it is 3 ft. 6 in. high, and has six pairs of

unisons and eight single diapasons. The finger-board, divided into

approximately equal half tones by the frets, as a rule eight in

number, was often further divided on the higher notes, for ten,

eleven, or, as in the woodcut, even twelve, semitones. The head,

bearing the tuning pegs, was placed at an obtuse or a right angle to

the neck, to increase the bearing of the strings upon the nut, and be

convenient for sudden requirements of tuning during performance, the

trouble of keeping a lute in tune being proverbial.

The lute was in general use during the 16th and 17th centuries. In the

18th it declined; still J. S. Bach wrote a "partita" for it. The

latest date we have met with of an engraved publication for the lute

is 1760.

[Illustration: FIG. 2.--Lute, by Venere of Padua.]

The large double-necked lute, with two sets of tuning pegs, the lower

for the finger-board, the higher for the diapason strings, was known

as the theorbo; also, and especially in England, as the arch-lute;

and, in a special form, the neck being then very long, as the

chitarrone. Theorbo and chitarrone appear together at the close of the

16th century, and their introduction was synchronous with the rise of

accompanied monody in music, that is, of the oratorio and the opera.

Peri, Caccini and Monteverde used theorbos to accompany their

newly-devised recitative, the invention of which in Florence, from the

impulse of the Renaissance, is well known. The height of a theorbo

varied from 3 ft. 6 in. to 5 ft., the Paduan being always the largest,

excepting the Roman 6-ft. long chitarrone. These large lutes had very

deep notes, and doubtless great liberties were allowed in tuning, but

the strings on the finger-board followed the lute accordance already

given, or another quoted by Baron (_Untersuchung des Instruments der

Lauten_, Nuremberg, 1727) as the old theorbo or "violway" (see Mace,

_Musick's Monument_, London, 1676):--

[Illustration]

We find again both these accordances varied and transposed a tone

higher, perhaps with thinner strings, or to accommodate local

differences of pitch. Praetorius recommends the chanterelles of

theorbos being tuned an octave lower on account of the great strain.

By such a change, another authority, the Englishman Thomas Mace, says,

the life and spruceness of airy lessons were quite lost. The theorbo

or arch-lute had at last to give way to the violoncello and double

bass, which are still used to accompany the "recitativo secco" in

oratorios and operas. Handel wrote a part for a theorbo in _Esther_

(1720); after that date it appears no more in orchestral scores, but

remained in private use until nearly the end of the century.

The lute and the organ share the distinction of being the first

instruments for which the oldest instrumental compositions we possess

were written. For the lute, however, they were not written in our

present notation, but in tablature, "lyrawise," a system by which as

many lines were drawn horizontally as there were pairs of strings on

the finger-board, the frets, distributed at intervals of a semitone,

being distinguished by the letters of the alphabet, repeated from A,

representing the open string, for each line. This was the English and

French manner; the Italian was by numbers instead of letters. The

signs of time were placed over the stave, and were not repeated unless

the mensural values changed. (A. J. H.; K. S.)

Encyclopaedia Britannica, 11th Edition, "Luray Cavern" to "Mackinac Island" Volume 17, Slice 2 · 第 7 / 60 题