THE EVOLUTION OF THE SLAVE STATUS IN AMERICAN DEMOCRACY

Slavery and freedom were constituent elements in American institutions

from the very beginning. In the inherent antagonism of the two,

DeTocqueville recognized the most serious menace to the permanence of

the nation.[122] Slavery, which came in time to be known as the

"peculiar institution" of the South, gradually shaped the social,

moral, economic and political ideas of that section to fit its genius.

The more democratic tendencies of the free industrial order of the

North served by contrast to crystallize still more the group

consciousness of the South. In this wise the erstwhile loyal South was

slowly transformed into a section that was prepared to place local and

sectional interests above national, and the result was secession. Just

as it was not loyalty to inalienable human rights in the abstract that

brought about the abolition of slavery in the North, but rather the

gradual expansion of the idea of liberty through the free give and

take of a vigorous democracy in which economic and social conditions

militated against slavery, so it was not loyalty to States' rights in

the abstract that brought about the Civil War but rather the alien

group consciousness of the slave States which was the outgrowth of

totally different economic and social conditions. It is the object of

this paper to trace the influence of these various factors upon the

status of the slave.

Slavery of both Indians and Negroes and white servitude were well

recognized forms of social status in all the colonies, and slavery was

general down to the time of the American Revolution. As early as 1639

we hear of a Negro slave in Pennsylvania. In 1644 Negroes were in

demand to work the lowlands of the Delaware. In 1685 William Penn

directed his steward at Pennsbury to secure blacks for work "since

they might be held for life," which was not true of indentured

servants.[123] Negro slaves were sold in Maryland in 1642.[124]

Negroes are referred to in the Connecticut records as early as

1660.[125] An "act against trading with negro slaves" was passed in

Elizabeth-Town, New Jersey, in 1682.[126] An entry in Winthrop's

Journal, February 26, 1638, states that a "Mr. Peirce, in the Salem

ship, the _Desire_, returned from the West Indies after seven months.

He had been to Providence, and brought some cotton, and tobacco, and

_Negroes_, etc."[127] The twenty Negroes sold to the colonists at

Jamestown, 1619, were the first landed on the soil of Virginia and

possibly the first brought to the American colonies.[128]

There is evidence to show that the status of the Negro was at first

very closely affiliated with that of the white servant with whom the

colonists were thoroughly familiar and who stood half way between

freedom and complete subjection. It is probable, therefore, that both

Indian and Negro servitude preceded Indian and Negro slavery in all

the colonies,[129] though the transition to slavery as the normal

status of the Negro was very speedily made. The first and essential

feature in this transition was the lengthening of the period of

servitude from a limited time to the natural life. The slave differed

from the servant then not so much in the loss of liberty, civil and

political, as in the perpetual nature of that loss.[130]

There were several factors operating in the case of the Negro to fix

the status of the slave as his normal condition, the earliest and one

of the strongest of which was economic in character. Certainly the

influences which brought Negro slavery to the West-Indies and later to

the British colonies to the north were primarily economic. As a result

of her great commercial expansion in the first half of the fifteenth

century Spain had established a thriving slave trade with the west

coast of Africa. When it was discovered that the natives of the West

Indies, who had been enslaved to meet the labor demands of the new

world, were unable to do the work Spain began to import Negro slave

labor at the suggestion of Bishop Las Casas, thus turning the stream

of slave trade westward about the beginning of the sixteenth century.

By way of the English island colonies, the Bermudas and Barbados, the

slave trade extended northward to the American colonies, the first

slaves being brought from the West Indies to Virginia in 1619, so that

by the end of the seventeenth century the traffic had reached

proportions that frightened the colonists into taking measures for its

restriction.[131]

The fact that Negro slavery reached American soil by way of the West

Indies is not without significance as throwing light upon the status

of the slave especially in the southern colonies such as the Carolinas

and Georgia. The first Negro slaves imported into South Carolina came

from Barbados in 1671 and there is reason for thinking that the

Barbadian slave code and customs were imported with the slaves, for

the act passed in Barbados in 1668 declaring Negro slaves to be real

estate was copied very closely in the South Carolina act of

1690.[132] The stringency of the Barbadian slave code and the

resulting barbarous treatment of the slaves have made the little

island famous in history. "For a hundred years," says Johnston,

"slaves in Barbados were mutilated, tortured, gibbeted alive and left

to starve to death, burnt alive, flung into coppers of boiling sugar,

whipped to death, overworked, underfed, obliged from sheer lack of any

clothing to expose their nudity to the jeers of the 'poor'

whites."[133] And yet the owners of these slaves were English, of the

same stock under which developed the mild patriarchal type of slavery

of Virginia. The difference in the status of the slave in Virginia and

in the northern colonies as opposed to the colonies farther south,

where in some places the Barbadian conditions were at least

approximated, is to be explained in terms of the different social and

economic conditions rather than the character of the slave-owners. The

West Indian type of slavery was not conducive to the more intimate and

sympathetic relations which arose between slave and master in the

colonies to the north where a fairly complete integration of the Negro

in the social consciousness of the white took place.

It is easy to distinguish factors in the economic conditions in the

northern and southern colonies which brought about these differences

in the status of the slave in the two sections. In the trading

colonies of New England and in the farming colonies of the Middle

States the occupations in which slave labor could be profitably made

use of were limited in number. The climate was too cool, especially

for freshly imported slaves. Slave labor was ill adapted to the kind

of crops the soil demanded. The status of the slave from the very

nature of the case approximated that of the servant. The slaves became

for the most part servants, the time of whose service was perpetual.

The slaves of Pennsylvania, for this reason, were treated much more

kindly than the Negroes in the West Indies. Their lot was doubtless

far happier than that of the slaves in the lower South.[134]

The conditions in the planting colonies from Virginia southward were

different. Here was an unlimited supply of fertile lands which lent

themselves readily to the unskillful and exhausting methods of slave

labor. Here too was a warm climate congenial to the Negro, though

enervating and often unhealthful for the white. The staples, such as

the sugar cane, rice and later the cotton plant, were such as the

unscientific slave labor might easily cultivate. All the conditions of

profitable slave labor were present, namely, possibilities for

concentration of labor, its absolute control and direction and

exploitation.

The status of the Negro in the planting colonies was the outcome of

these economic conditions. He was deprived of the stimulating effect

of personal intercourse with the white, enjoyed by the slave at the

north. His status was fixed by a certain position in an industrial

system, the tendency of which was to attach him more and more to the

soil and, especially on the larger plantation, to make of him a

"living tool." He became, as time went on, the economic unit. Even

free labor, in so far as it survived slave labor, was forced to take

its measure of values from the slave. There were of course gradations

in status even among the slaves in the lower South so that the same

system could include the conditions described in Fanny Kemble's

_Journal of a Residence on a Georgian Plantation_ as well as those

portrayed in Smedes' _Memorials of a Southern Planter_. If we take the

whole sweep of country from New England to the far South, the

differences in the status of the slave varied still more, including

the exceedingly mild form of slavery in Pennsylvania where the slave

was not essentially different from the indentured servant, the

patriarchal slavery of Virginia, as well as the capitalistic

exploitation of slave labor in the great rice plantations of South

Carolina and Georgia and the cotton and cane plantations of

Mississippi and Louisiana. Here, in some cases at least, the West

Indian conditions were approximated. In the lower South particularly

were found those conditions which as we shall see later tended to fix

the slave status as an integral part of southern life so that in time

it came to be spoken of as the South's "peculiar institution."

Strange as it may seem, religion also played a large part in the

determination of the status of the slave in early colonial days. Just

as it was the zeal of the early Church which had much to do with the

eradication of the slavery of antiquity, so it was also the zeal and

bigotry of churchmen that had much to do with the reinstatement of

slavery of a type worse in some respects than that of antiquity.

Speaking of the custom of the Spaniards of enslaving the Moors that

fell into their hands through conquest, Prescott says: "It was the

received opinion among good Catholics of that period, that heathen and

barbarous nations were placed by the circumstances of their infidelity

without the pale both of spiritual and civil rights."[135] The

expansion that took place as a result of the discovery of the new

world brought Europeans into contact with heathen who according to the

prevailing opinions were without the pale of Christianity and,

therefore, possessed of no rights that Christians need observe. It is

not surprising then that Columbus brought back Indian slaves with him,

though Isabella ordered returned those "who had not been taken in just

war."

The Puritan settlers of New England were not one whit behind the

Spanish in making use of the same religious grounds for the enslaving

of the Indians conquered in war. Roger Williams in a letter to John

Winthrop in 1637 writes as follows of a successful expedition against

the Pequots: "It having again pleased the Most High to put into our

hands another miserable drove of Adam's degenerate seed, and our

brethren by nature, I am bold (if I may not offend in it) to request

the keeping and bringing up of one of the children." The following

extract from a letter to Winthrop in 1645 is a curious mixture of

religious bigotry and Yankee shrewdness: "A war with the Narragansetts

is very considerable to this plantation, for I doubt whether it be not

sin in us, having power in our hands, to suffer them to maintain the

worship of the devil, which their pow wows often do; secondly, if upon

a just war the Lord should deliver them into our hands, we might

easily have men, women and children enough to exchange for Moors

(Negroes?) which will be more gainful pillage for us than we conceive,

for I do not see how we can thrive until we get into a flock of slaves

sufficient to do all our business, for our children's children will

hardly see this great continent filled with people, so that our

servants will still desire freedom to plant for themselves and not

stay but for very great wages. And I suppose you know very well how we

shall maintain twenty Moors cheaper than one English servant."[136]

Few passages better illustrate how religious ideas and economic needs

conspired to bring about the enslavement of both Indian and Negro at

this early period.

Race also played its part in determining the slave status. There was

present more or less from the very beginning of slavery in States like

Virginia the tendency to limit such servitude to the Negro race. At

first, when both Indian and Negro slaves were found together, there

was no _a priori_ ground for discriminating against the Negro in favor

of the Indian and designating the status of the slave as the normal

status of the Negro. The probable reason is that racial

characteristics of the Indian made him a bad subject for slavery. The

Massachusetts colonists found the Pequot Indians surly, revengeful and

in the words of Cotton Mather unable to "endure the Yoke."[137] The

Negro, on the contrary, proved himself much more tractable and

therefore more profitable as a slave. These plastic race traits, in

fact, have enabled the Negro to survive while the less adaptive Indian

has disappeared. Thus the bonds of a servile status hardened from

decade to decade about the Negro, being determined partly by economic

needs, partly by religious prejudices and partly by the Negro's own

peculiar racial traits.

Legislation, which always follows in the wake of status and normally

gives expression to it, corroborates what has just been stated.

Virginia in the act of 1670 first fixed the legal status of the slave

and so worded the act as virtually to protect the Indian from

enslavement. By an act of 1705 she made Indian enslavement illegal,

thus practically limiting slavery to the Negro. Hence at the time when

Virginia drew up her famous Declaration of Rights, in which she

affirmed the natural equality and inalienable rights of all men, the

prevailing sentiment of the community undoubtedly was that the normal

status of the Negro was that of the slave, which status placed him

entirely without the scope of these lofty declarations. The protests

of such men as George Wythe and Thomas Jefferson were contrary to the

drift of the social mind.[138] The last stage in this process of

determining status on the basis of race is to be found in the various

slave codes that grew up in the Southern States. They were supposed to

be done away with forever by the war amendments and Sumner's famous

Bill of Rights but the problem is one far too subtle and intricate for

regulation by statute, as the Supreme Court has discovered. Status

based upon color still exists both North and South though without

legal sanction.[139]

The noble conceptions of freedom and equality which were embodied in

the bills of rights and the Declaration of Independence were destined

in time to triumph over slavery, though not without bloodshed. It is

interesting to trace their influence on the status of the slave. The

doctrine of human rights found in the Declaration of Independence and

in the bills of rights of the State constitutions, despite its

metaphysical cast, is not derived from the political philosophy of the

French; the key of the demolished Bastile sent by Lafayette to

Washington by the hand of Thomas Paine symbolized rather the debt owed

to America by France.[140] The Declaration itself perhaps shows

closer affiliations with John Locke's _Treatise on Civil Government_,

which may be taken as a statement of the principles contended for in

the Puritan Revolution of 1688. But even Locke's ideas of civil and

religious liberty were not original with him. They were in reality the

result of applying to the sphere of politics the logical implications

of doctrines preached by the Protestant reformers of a century or two

earlier in their revolt against the authority of tradition. To be sure

the masses of men were ignorant of the theological distinctions drawn

by Luther and Knox between the democracy of sin under the first Adam

and the democracy of grace under the second Adam or Christ. The

levelling effect of these ideas, however, was unmistakably felt as in

the doggerel of John Ball, the mad Wycliffite priest of Kent,

"When Adam dalf and Eve span,

Who was then the gentleman?"

In the next century under the pressure of their struggle against

injustice masquerading behind charters and parliaments, the Puritans

under the leadership of John Locke made their appeal to natural rights

just as the reformers before them had made their appeal to the higher

rights and duties that hold in a spiritual kingdom of grace. The

appeal, originally religious in origin, now appears stripped of its

theological setting and hence with a certain "metaphysical nakedness"

which only the enthusiasm and sense of need arising from the

necessities of their situation prevented its champions from

perceiving. Locke and Blackstone, while insisting upon the absolute

and inalienable rights of the individual, never broke with the feeling

for precedent inherent in the Englishman. The natural rights they

preached were only conceived as having validity within the sphere of

the British subject and not for humanity in general.[141]

In very much the same way the colonists, in the struggles against

royal oppression, felt the need for a higher and more comprehensive

sanction for their conduct and following the precedent set them by the

Puritans of the seventeenth century, they fell back upon the notion of

inalienable rights possessed by each individual independent of

society. Here, too, the inspiration and original setting of these

ideas were strongly religious. Religious toleration had gained

constitutional recognition in almost all the colonies so that the

political movement out of which American freedom was born had the

powerful support of religious sanction. To this fact must be

attributed in part at least the tone of finality and absoluteness in

the American declarations of rights. Out of this universal recognition

of liberty of conscience arose the notion of a right of a higher sort

not inherited but inherent and inalienable because rooted in man's

religious nature--"a God-given franchise."

This sense of the inherent and inalienable nature of the rights of

conscience was, under the stress of the immediate political exigencies

of the struggle with England, very easily and naturally extended from

the sphere of religion to that of civil and political rights. It

provided the sanction for the break with the mother-country that was

contemplated. Virginia's declaration of rights was intended to be law,

for the preamble states that these rights "do pertain to them (the

people of Virginia) and their posterity as the basis and foundation of

government." And what are these rights? They are first of all, "That

all men are by nature equally free and independent, and have certain

inherent rights, of which, when they enter into a state of society,

they can not by any compact deprive or divest their posterity,

etc."[142] Thus, from the logic of events and not as a result of a

philosophical speculation, the Revolutionary fathers were forced to

take advanced ground in their definition of human rights. Leaving the

fixed social order of the old country for the wilderness, where the

only society was that of the savage, they naturally looked upon

government as arising out of a compact behind which lay the sovereign

autonomy of the individual by virtue of inalienable rights given him

by God. What more natural in their revolt from the old country than to

make this doctrine the political and moral sanction of their course?

The rich emotional life aroused by the war for national independence

as well as the struggle of over half a century later for the

emancipation of the slave have given to these ideas of inalienable

human rights a hold upon the conscience of the nation altogether

incommensurate with their actual validity. It would be a thankless

task and yet an altogether feasible one to show that the Revolutionary

fathers did not break with English traditions in their declarations of

rights. They simply stripped these principles of their original

religious and political setting and persuaded themselves that through

a fresh and rigorous restatement of them they had established their

finality and originality. A stream is not changed by altering the name

it bears at its fountain head. The very enthusiasm and loyalty of the

men of '76 for what has been called "metaphysical jargon" leads one to

suspect that the ultimate basis of these ideas lay in the social

consciousness of the people. The democratic ideals they expressed in

institutional forms--social, political or religious--belonged, of

course, to the social heritage they brought with them from the old

country. They did not, therefore, discover these "lost title deeds of

the human race." It would be much nearer the truth to say they merely

stated them clearly because by virtue of previous training and a new

environment they had succeeded best in realizing those conditions,

social and political, which alone make their clear statement possible.

The measure of success and validity of any social doctrine, no matter

how abstract, is to be found in its harmony with the background from

which it springs and in the extent to which it actually succeeds in

effecting needed social adjustments. It was perfectly natural that our

forefathers should wish to proclaim as a new and unalterable truth,

the everlasting possession of themselves and of all free people, what

they already enjoyed. This did not alter the fact that the only

guarantee for the perpetuity of these rights was the vigorous

democracy of which they were the expression. "The Americans," writes

Jellinek, "could calmly precede their plan of government with a bill

of rights, because that government and the controlling laws had

already long existed."[143]

As these great notions of human rights first took hold of the Anglo

Saxon through religion, so it was through religion also that the

ideals of freedom and equality first affected the status of the slave.

We have already seen what was the prevailing doctrine of Christendom

at the time of the discovery of the new world. It was that infidels

and heathen were without the Christian fold and so did not come under

those sanctions of conduct that prevailed in the dealings of

Christians with each other. The colonists, therefore, assumed "a right

to treat the Indians on the footing of Canaanites or Amalekites" with

no rights a Christian need regard.[144] The same was held true of

the Negroes. In time, however, petitions began to be received from

slaves desiring to be admitted to baptism and this raised the

question concerning the status of the slave after conversion to

Christianity.[145] The dilemma faced by the slave-owner with religious

scruples was as follows: To confer baptism would be in accordance with

the contention of pious churchmen that slavery was but a means to

bring about the salvation of the heathen.[146] On the other hand, to

admit to baptism would, according to the doctrines of the Reformation,

destroy the slave status entirely. By virtue of having entered the

democracy of grace represented by the Church of Christ, the

distinction of bond and free disappeared. To keep out the slave would

be to hamper the spread of Christianity; to admit him would be to

eliminate slavery.

This problem, however, seems never to have troubled the Puritan's

conscience greatly.[147] From his stern, high Calvinistic point of

view he was the elect of the earth, to whom the Almighty had given the

heathen for an inheritance, and in this he found a satisfactory

justification for his harsh and high-handed dealings with weaker races

such as the Indian and the Negro. Yet the germ of freedom contained in

the limited democracy of the elect of Calvinism was bound in time to

break the hard theological moulds in which it was originally cast. It

did this subsequently under the stress of external events in the

effort to throw off the shackles of British oppression. Nowhere did

the essential injustice of slavery become more evident to the minds of

men than in the healthful humanizing and socializing atmosphere of the

progressive industrial democracy of New England.

In the southern colonies especially, the question about the status of

the converted slave threatened to interfere with the slave-traffic so

that several of them passed acts to relieve the consciences of its

citizens. That of Virginia in 1667 is typical. It was enacted that

"Baptism doth not alter the condition of the person as to his bondage

or freedom; in order that diverse masters freed from this doubt may

more carefully endeavor the propagation of Christianity."[148] This

act is interesting as showing the appearance even at this early period

of the ethical dualism between free spiritual personality and the

physical disabilities of slavery. This in time became classic with

pro-slavery writers and perhaps received its strongest statement in a

book that appeared even after emancipation.[149]

In the constitution of the province of Carolina, drawn up by John

Locke in 1669, we have another interesting instance of the way in

which the traditions of freedom associated with religion conflicted

with slavery. The author of the famous _Treatise on Government_, which

was in part the inspiration of our Declaration of Independence, did

not feel that slavery was in any way incompatible with the doctrine

of freedom. Locke's constitution takes it for granted that slaves

would form part of the population of the province, though the

constitution was drawn up possibly two years before the first slave

was brought to the colony.[150] Locke insists upon entire religious

freedom. "No person whatsoever shall disturb, molest, or persecute

another for his speculative opinions in religion or his way of

worship." But he stipulates that this spiritual freedom shall in no

way affect the status of the slave. "Since charity obliges us to wish

well to the souls of all men, and religion ought to alter nothing in

any man's civil estate or right, it shall be lawful for slaves, as

well as others, to enter themselves, and be of what church or

profession any of them shall think best and, therefore, be as fully

members as any freeman. But no slave shall hereby be exempted from

that civil dominion his master hath over him, but be in all things in

the same state and condition he was in before." And again, even more

explicitly in section 110: "Every freeman of Carolina shall have

absolute power and authority over his negro slaves, of what opinion or

religion soever." These sections were evidently intended to meet any

scruples that might arise as to the effect of conversion upon the

slave's status. The culmination of this discussion was an opinion of

the Crown-Attorney and Solicitor-General of England, given in 1729 in

response to an appeal from the colonists, to the effect that baptism

in no way changed the status of the slave.[151] The trade of British

merchantmen was being endangered and it was important to remove the

scruples of the religious slaveholder.

In this feeling of Christian sympathy and fellowship for the slave who

professed Christianity undoubtedly lay potentialities for the

betterment of his conditions. Had there been favorable economic and

political forces working to bring these notions of equality more and

more to the consciousness of men, just as the storm and stress of

political struggle forced them to espouse the doctrines of inalienable

human rights, doubtless freedom would have come to the slave with the

growing sense of the wider implications of democracy. Certainly had

there prevailed in the South economic and social forces similar to

those in the North, the emancipation of the Negro would have taken

place naturally and normally in both sections. That Locke and his

contemporaries felt no incongruity between their ideas of liberty and

the existence of slavery must be attributed to the fact that the full

social implications of their doctrines had not yet been brought home

to them by industrial development. They accepted the status of the

slave as a matter of course in the existing agricultural order.

It is easy to see in Virginia, the chief slave-holding State of the

earlier period, how economic interests in time narrowed the sphere of

action and finally counteracted entirely the tendency of religion to

extend to the slave the ideal of freedom. In the act of 1670, the

first which dealt with slaves in Virginia, the enfranchising effect of

conversion was limited to servants imported from Christian lands; thus

were excluded at once the great majority of Negroes who came, of

course, from Africa. The few Negroes brought in from Christian lands,

such as England and the West Indies, were assigned by the act to the

status of servants from which many attained freedom. It was inevitable

that, in Virginia and the southern colonies especially, the religious

notion that profession of Christianity made a difference in status

should disappear before the more practical principle of race and

color. By the time of the Revolution the matter of religion had

practically disappeared as a factor in the status of the slave,[152]

except in so far as it continued in the form of the vicious ethical

dualism which asserted that the slave could enjoy equality and freedom

in the spiritual sphere while enduring physical bondage. This provided

an effective salve for many a pious slaveholder's conscience.

At the time of the American Revolution before the real problem of

slavery was felt, except in the minds of a few prophetic spirits such

as Jefferson, we can still detect two clearly marked tendencies. At

the South economic forces were combining with the social and racial

conditions to fix the status of slave as the normal condition of the

Negro, a most portentous fact for the future of that section. At the

North economic and social conditions were pointing already towards a

gradual emancipation of the slave in a democratic order that was

becoming more and more conscious of the full significance of the ideas

of freedom and equality.

What was the effect upon the status of the slave North and South of

the struggle for independence and the adoption of a declaration to the

effect that all men are free and equal and possessed of certain

inalienable rights?[153] In Pennsylvania from the very beginning of

the war of independence interest in the manumission of slaves

increased until it finally culminated in the act of 1780, an "Act for

the Gradual Abolition of Slavery," by adopting which Pennsylvania

became the first State to pass an abolition law.[154] The preamble of

this act asserts it to be the duty of Pennsylvanians to give

substantial proof of their gratitude for deliverance from the

oppression of Great Britain "by extending freedom to those of a

different color but the work of the same Almighty hand." Previous to

1776 discussion had been going on also in Massachusetts looking to the

abolition of slavery and in 1777 there was introduced an act with the

preamble declaring that "the practice of holding Africans and the

children born of them, or any other persons in slavery, is

unjustifiable in a civil government, at a time when they are asserting

their natural freedom."[155] This act never became law and it is an

interesting commentary upon conditions in the North, and especially in

New England, that in Massachusetts slavery was not abolished by

legislation but by the slow working of public sentiment. The assembly

of Rhode Island, likewise, prefaced an act against the importation of

slaves in 1774 by asserting that those who were struggling for the

preservation of their rights and liberties, among which that of

personal freedom is greatest, must be willing to extend a like liberty

to others.[156] Similar agitation and legislation were going on in

almost all the Northern and Middle States under the stimulus of the

spirit of freedom of the time.[157]

It is easy to note a change in the mental atmosphere as we pass to the

States farther south. The Assembly of Delaware tabled indefinitely a

bill of 1785 for the gradual abolition of slavery, and Maryland in her

declaration of rights adopted in 1776 restricted the enjoyment of

certain rights _to freemen only_. A petition introduced in the House

of Burgesses of Virginia in 1785, asking for general emancipation on

the ground that slavery was contrary to the principles of religion and

the ideas of freedom on which the government was founded, was read and

rejected without an opposing voice; Washington remarked in a letter to

Lafayette that it could hardly get a hearing.[158] In fact, there is

evidence for believing that, while leading men such as Jefferson,

Madison, Washington, Mason and Pinkney saw the evil of slavery and

wished heartily to rid their States of it, the mass of the citizens of

Maryland and Virginia did not wish to do away with the institution

either because of social habits and economic interests, or because

they felt unable to cope with the problem of an emancipated black

population. It must be remembered that in Maryland there were three

slaves to five whites, in Virginia and Georgia the numbers were about

equal, in South Carolina there were two slaves to one white, while in

Massachusetts there were sixty whites to one slave.[159] In the States

farther south, the Carolinas and Georgia, no change or attempted

change in the status of the slave seems to have occurred. The force

of social and economic habits was already too strong for the movings

of the spirit of freedom to affect the status of the slave.

The leaders of the time realized this only too well. Patrick Henry,

writing to a Quaker in 1773, said that slavery was "as repugnant to

humanity as it is inconsistent with the Bible and destructive of

liberty. Every thinking honest man rejects it as speculation, but how

few in practice from conscientious motives! Would any one believe that

I am a master of slaves of my own purchase? _I am drawn along by the

general inconvenience of living without them._"[160] Jefferson in a

letter written in 1815 expressed the hope that slavery would in time

yield "to the enlargement of the human mind, and its advancement in

science," but he confessed also that "where the disease is most deeply

seated, there it will be slowest in eradication. In the Northern

States it was merely superficial and easily corrected; in the

Southern, it is incorporated with the whole system, and requires time,

patience and perseverance in the curative process. That it may finally

be effected and its progress hastened, will be my last and fondest

prayer."[161]

Little light is gained as to the position occupied by the slave in the

social mind from the discussions and debates of the constitutional

convention of 1787, although slavery is tacitly recognized in the

clauses on representation and taxation, the extension of the

slave-trade, and the regulation of fugitive slaves. In connection with

the basis of representation and taxation the question arose whether

the slave was a person or a chattel, but it was debated not with the

view of bringing out what the consensus of opinion of the nation at

large was but rather with a view to the political exigencies of the

situation. The individual States had never been inclined nor did they

now propose to surrender to the Union the right to determine the

status of persons within their limits so that the debates were begun

with the general concession of the fact that slavery existed in some

of the States, that it would in all probability continue to exist, and

that the future of the institution was primarily a problem that

belonged to the individual States where it was found.

The problem facing the members of the convention was, therefore, to

provide a system of representation that would ensure political

equality to all sections and at the same time safeguard the peculiar

conditions and social and economic institutions of each State. To base

representation entirely upon the number of the free population would

give an undue preponderance to the free States, while to base it upon

all, both slave and free, would give an undue advantage to the five

slave States. Hence the rather queer compromise that representation

"shall be determined by adding to the whole number of free persons,

including those bound to service for a term of years, and excluding

Indians not taxed, _three fifths of all other persons_"--"all other

persons" being a euphemism for "slaves," a term which does not occur

in the document. By this measure the slave was made to be only three

fifths of a full social unit, or three fifths of a man. This would

seem to imply that in the social consciousness of the nation at large

the slave was part chattel and part person and this doubtless was the

fact. Certainly this is not the last instance where a tendency has

manifested itself to assign to the Negro a sort of intermediary status

between a chattel and a full social unit. The question came up in 1829

in the Virginia constitutional convention in the struggle between the

slaveholding eastern and the free western section of that State.[162]

Doubtless one reason for the refusal of Congress to reduce the

representation of the Southern States, after the legislation of a few

years ago, that practically disfranchised the Negro in the far South,

has been an unwillingness thus to lend national sanction to the

inferior political as well as social status to which this legislation

has at least for the time being reduced the Negro.

The clause in the constitution which subjected its framers to the

bitterest criticism at the hands of anti-slavery agitators is that

which requires that a "person held to service"--the term "slave" is

here avoided also--in one State and escaping to another shall be

delivered up on claim of the party to whom the service is due. In view

of the interests to be reconciled this clause was undoubtedly

necessary to union.[163] If the free States were to become a place of

refuge for escaping slaves it meant disaster for the States in which

the institution of slavery existed and they insisted upon this as a

self-protective measure. The constitution recognized the right of each

State to preserve the integrity of its own domestic institutions. "It

can never too often be called to mind," says Rhodes, "that the

political parties of the Northern States and their senators and

representatives in Congress, scrupulously respected the constitutional

protection given to the peculiar institution of the South, until, by

her own act, secession dissolved the bonds of union."[164] The tragedy

of the situation lay in the fact that the political necessities of the

time made unavoidable this strange union between freedom and slavery,

the fundamental incompatibility of which the expanding national life

was bound to make clear to the minds of men.

Looking back on this momentous period we are struck with what Lecky

calls "the grotesque absurdity of slaveowners signing a Declaration of

Independence which asserted the inalienable right of every man to

liberty and equality."[165] That the contradiction existed, that it

was felt by men like Jefferson, and that it was destined to become

more prominent in the mind of the nation as the implications and

applications of the great ideas of freedom and equality were enriched

and enlarged in the expanding life of a virile democracy, can not be

denied. But it may be remarked in the defense of our Revolutionary

fathers that they were facing the practical problem of effecting

national unity and that "it is a tendency of the Anglo-Saxon race to

take the expedient in politics when the absolute right can not be

had."[166] They compromised on slavery and on the whole wisely.

Moreover, the history of the development of great moral and political

concepts indicates that men often formulate principles the logical

implications of which are not grasped until new problems and the

demand for new social adjustments emerge. The great moral categories

of courage, temperance and justice first received scientific

formulation at the hands of the Greeks; the ever swelling stream of

human civilization has vastly enriched and enlarged these conceptions

but without altering their essential meaning. When the idea of liberty

which in 1776 included only one class, namely, those who owned the

property and administered the government of the nation, was expanded

so as to include every member of the social order, at that moment

slavery was doomed.

The Journal of Negro History, Volume 2, 1917 · 第 48 / 156 题