CHAPTER X.

COMPARISON BETWEEN THREE KINDS OF GOVERNMENT

ACCORDING TO THEIR SEVERAL INCONVENIENCES.

1. A comparison of the natural state with the civil. 2. The

conveniences and inconveniences of the ruler and his subjects

are alike. 3. The praise of monarchy. 4. The government under

one, cannot be said to be unreasonable in this respect, namely,

because one hath more power than all the rest. 5. A rejection of

their opinion, who say, that a lord with his servants cannot

make a city. 6. Exactions are more grievous under a popular

state, than a monarchy. 7. Innocent subjects are less exposed to

penalties under a monarch, than under the people. 8. The liberty

of single subjects is not less under a monarch, than under a

people. 9. It is no disadvantage to the subjects, that they are

not all admitted to public deliberations. 10. Civil

deliberations are unadvisedly committed to great assemblies, by

reason of the unskilfulness of the most part of men: 11. In

regard of eloquence: 12. In regard of faction: 13. In regard of

the unstableness of the laws: 14. In regard of the want of

secrecy. 15. That these inconveniences adhere to democracy,

forasmuch as men are naturally delighted with the esteem of wit.

16. The inconveniences of a city arising from a king that is a

child. 17. The power of generals is an evident sign of the

excellence of monarchy. 18. The best state of a city is that,

where the subjects are the ruler’s inheritance. 19. The nearer

aristocracy draws to monarchy, the better it is; the further it

keeps from it, the worse.

[Sidenote: A comparing the state of nature with the civil.]

1. What _democracy_, _aristocracy_, and _monarchy_ are, hath already

been spoken; but which of them tends most to the preservation of the

subjects’ peace and procuring their advantages, we must see by

comparing them together. But first let us set forth the advantages

and disadvantages of a city in general; lest some perhaps should

think it better, that every man be left to live at his own will,

than to constitute any society at all. Every man indeed out of the

state of civil government hath a most entire, but unfruitful

liberty; because that he who by reason of his own liberty acts all

at his own will, must also by reason of the same liberty in others

suffer all at another’s will. But in a constituted city, every

subject retains to himself as much freedom as suffices him to live

well and quietly; and there is so much taken away from others, as

may make them not to be feared. Out of this state, every man hath

such a right to all, as yet he can enjoy nothing; in it, each one

securely enjoys his limited right. Out of it, any man may rightly

spoil or kill another; in it, none but one. Out of it, we are

protected by our own forces; in it, by the power of all. Out of it,

no man is sure of the fruit of his labours; in it, all men are.

Lastly, out of it, there is a dominion of passions, war, fear,

poverty, slovenliness, solitude, barbarism, ignorance, cruelty; in

it, the dominion of reason, peace, security, riches, decency,

society, elegancy, sciences, and benevolence.

[Sidenote: The gains and losses of the ruler and his subjects are

alike.]

2. Aristotle, in his seventh book and fourteenth chapter of his

_Politics_, saith, that there are two sorts of governments;

whereof the one relates to the benefit of the _ruler_, the other

to that of the _subjects_. As if where _subjects_ are severely

dealt with, there were one, and where more mildly, there were

another form of government. Which opinion may by no means be

subscribed to; for all the profits and disprofits arising from

government are the same, and common both to the _ruler_ and the

_subject_. The damages which befall some particular subjects

through misfortune, folly, negligence, sloth, or his own luxury,

may very well be severed from those which concern the ruler. But

those relate not to the government itself, being such as may

happen in any form of government whatsoever. If these same happen

from the first institution of the city, they will then be truly

called the inconveniences of government; but they will be common

to the ruler with his subjects, as their benefits are common. But

the first and greatest benefit, peace and defence, is to both; for

both he that commands, and he who is commanded, to the end that he

may defend his life makes use at once of all the forces of his

fellow-subjects. And in the greatest inconvenience that can befall

a city, namely, the slaughter of subjects arising from anarchy,

both the commander and the parties commanded are equally

concerned. Next, if the ruler levy such a sum of vast moneys from

his subjects, as they are not able to maintain themselves and

their families, nor conserve their bodily strength and vigor, the

disadvantage is as much his as theirs, who, with never so great a

stock or measure of riches, is not able to keep his authority or

his riches without the bodies of his subjects. But if he raise no

more than is sufficient for the due administration of his power,

that is a benefit equally to himself and his subjects, tending to

a common peace and defence. Nor is it imaginable which way

_public_ treasures can be a grievance to _private_ subjects, if

they be not so exhausted as to be wholly deprived from all

possibility to acquire, even by their industry, necessaries to

sustain the strength of their bodies and minds. For even thus the

grievance would concern the ruler; nor would it arise from the

ill-institution or ordination of the government, because in all

manner of governments subjects may be oppressed; but from the

ill-administration of a well-established government.

[Sidenote: The praise of monarchy.]

3. Now that _monarchy_, of the foresaid forms of _democracy_,

_aristocracy_, and _monarchy_, hath the pre-eminence, will best

appear by comparing the conveniences and inconveniences arising in

each one of them. Those arguments therefore, that the _whole_

universe is governed by _one_ God; that the ancients preferred the

monarchical state before all others, ascribing the rule of the gods

to one Jupiter; that in the beginning of affairs and of nations, the

decrees of princes were held for laws; that paternal government,

instituted by God himself in the creation, was monarchical; that

other governments were compacted by the artifice of men[15] out of

the ashes of monarchy, after it had been ruined with seditions; and

that the people of God were under the jurisdiction of kings:

although, I say, these do hold forth _monarchy_ as the more eminent

to us, yet because they do it by examples and testimonies, and not

by solid reason, we will pass them over.

Footnote 15:

_Compacted by the artifice of men, &c._] It seems the ancients who

made that same fable of Prometheus, pointed at this. They say that

Prometheus, having stolen fire from the sun, formed a man out of

clay, and that for this deed he was tortured by Jupiter with a

perpetual gnawing in his liver. Which is, that by human invention,

which is signified by Prometheus, laws and justice were by

imitation taken from monarchy; by virtue whereof, as by fire

removed from its natural orb, the multitude, as the dirt and dregs

of men, was as it were quickened and formed into a civil person;

which is termed aristocracy or democracy. But the author and

abettors being found, who might securely and quietly have lived

under the natural jurisdiction of kings, do thus smart for it;

that being exposed still to alteration, they are tormented with

perpetual cares, suspicions, and dissensions.

[Sidenote: The government of one cannot be said to be evil in this

respect, namely, because one hath more power than all the

rest.]

4. Some there are, who are discontented with the government under

_one_, for no other reason but because it is under _one_; as if it

were an unreasonable thing, that _one_ man among so many should so

far excel in power, as to be able at his own pleasure to dispose of

all the rest. These men, sure, if they could, would withdraw

themselves from under the dominion of _one_ God. But this exception

against _one_ is suggested by envy, while they see one man in

possession of what all desire. For the same cause, they would judge

it to be as unreasonable if a _few_ commanded, unless they

themselves either were, or hoped to be of the number. For if it be

an unreasonable thing that all men have not an equal right, surely

an aristocracy must be unreasonable also. But because we have showed

that the state of equality is the state of war, and that therefore

inequality was introduced by a general consent; this inequality,

whereby he whom we have voluntarily given more to, enjoys more, is

no longer to be accounted an unreasonable thing. The inconveniences

therefore which attend the dominion of _one_ man, attend his

_person_, not his _unity_. Let us therefore see whether brings with

it the greater grievances to the subject, the command of _one_ man,

or of _many_.

[Sidenote: Rejection of their opinion, who say that a lord with his

servants cannot make a city.]

5. But first we must remove their opinion, who deny that to be any

city at all, which is compacted of never so great a number of

servants under a common lord. In the ninth article of the fifth

chapter, a city is defined to be _one person_ made out of _many

men_, whose will by their own contracts is to be esteemed as the

wills of them all; insomuch as he may use the strength and faculties

of each single person for the public peace and safety. And by the

same article of the same chapter, _one person_ is that, when the

wills of many are contained in the will of one. But the will of each

servant is contained in the will of his lord; as hath been declared

in the fifth article of the eighth chapter; so as he may employ all

their forces and faculties according to his own will and pleasure.

It follows therefore that that must needs be a city, which is

constituted by _a lord and many servants_. Neither can any reason be

brought to contradict this, which doth not equally combat against a

city constituted by _a father and his sons_. For to a lord who hath

no children, _servants_ are in the nature of _sons_; for they are

both his honour and safeguard; neither are _servants_ more subject

to their _lords_, then _children_ to their _parents_, as hath been

manifested above in the fifth article of the eighth chapter.

[Sidenote: The exactions are more grievous under command of the

people, than under the monarch.]

6. Among other grievances of supreme authority one is, that the

ruler, beside those monies necessary for public charges, as the

maintaining of public ministers, building, and defending of castles,

waging wars, honourably sustaining his own household, may also, if

he will, exact others through his lust, whereby to enrich his sons,

kindred, favourites, and flatterers too. I confess this is a

grievance, but of the number of those which accompany all kinds of

government, but are more tolerable in a _monarchy_ than in a

_democracy_. For though the monarch would enrich them, they cannot

be many, because belonging but to one. But in a _democracy_, look

how many demagogues, that is, how many powerful orators there are

with the people, (which ever are many, and daily new ones growing),

so many children, kinsmen, friends, and flatterers are to be

rewarded. For every of them desire not only to make their families

as potent, as illustrious in wealth, as may be, but also to oblige

others to them by benefits, for the better strengthening of

themselves. A _monarch_ may in great part satisfy his officers and

friends, because they are not many, without any cost to his

subjects; I mean without robbing them of any of those treasures

given in for the maintenance of war and peace. In a _democracy_,

where many are to be satisfied, and always new ones, this cannot be

done without the subject’s oppression. Though a _monarch_ may

promote unworthy persons, yet oft times he will not do it; but in a

_democracy_, all the popular men are therefore supposed to do it,

because it is necessary; for else the power of them who did it,

would so increase, as it would not only become dreadful to those

others, but even to the whole city also.

[Sidenote: Innocent subjects are less obnoxious to punishment under

a monarch, than under the people.]

7. Another grievance is, that same perpetual fear of death, which

every man must necessarily be in while he considers with himself,

that the ruler hath power not only to appoint what punishments he

lists on any transgressions, but that he may also in his wrath and

sensuality slaughter his innocent subjects, and those who never

offended against the laws. And truly this is a very great grievance

in any form of government, wheresoever it happens; for it is

therefore a grievance, because it is, not because it may be done.

But it is the fault of the ruler, not of the government. For all the

acts of Nero are not essential to monarchy; yet subjects are less

often undeservedly condemned under _one ruler_, than under the

_people_. For kings are only severe against those who either trouble

them with impertinent counsels, or oppose them with reproachful

words, or control their wills; but they are the cause that that

excess of power which one subject might have above another, becomes

harmless. Wherefore some Nero or Caligula reigning, no men can

undeservedly suffer but such as are known to him, namely, courtiers,

and such as are remarkable for some eminent charge; and not all

neither, but they only who are possessed of what he desires to

enjoy. For they that are offensive and contumelious, are deservedly

punished. Whosoever therefore in a _monarchy_ will lead a retired

life, let him be what he will that reigns, he is out of danger. For

the ambitious only suffer; the rest are protected from the injuries

of the more potent. But in a popular dominion, there may be as many

Neros as there are orators who soothe the _people_. For each one of

them can do as much as the _people_, and they mutually give way to

each other’s appetite, as it were by this secret pact, _spare me

to-day and I’ll spare thee to-morrow_, while they exempt those from

punishment, who to satisfy their lust and private hatred have

undeservedly slain their fellow-subjects. Furthermore, there is a

certain limit in private power, which if it exceed, it may prove

pernicious to the realm; and by reason whereof it is necessary

sometimes for _monarchs_ to have a care, that the common weal do

thence receive no prejudice. When therefore this power consisted in

the multitude of riches, they lessened it by diminishing their

heaps; but if it were in popular applause, the powerful party,

without any other crime laid to his charge, was taken from among

them. The same was usually practised in _democracies_. For the

Athenians inflicted a punishment of ten years’ banishment on those

that were powerful, merely because of their powers, without the

guilt of any other crime. And those who by liberal gifts did seek

the favour of the common people, were put to death at Rome, as men

ambitious of a kingdom. In this _democracy_ and _monarchy_ were

even; yet differed they much in fame. Because fame derives from the

people; and what is done by many, is commended by many. And

therefore what the _monarch_ does, is said to be done out of envy to

their virtues; which if it were done by the _people_, would be

accounted policy.

[Sidenote: Single persons have no less liberty under a monarch, than

under the people.]

8. There are some, who therefore imagine _monarchy_ to be more

grievous then _democracy_, because there is less liberty in that,

than in this. If by liberty they mean an exemption from that

subjection which is due to the laws, that is, the commands of the

_people_; neither in _democracy_, nor in any other state of

government whatsoever, is there any such kind of liberty. If they

suppose liberty to consist in this, that there be few laws, few

prohibitions, and those too such, that except they were forbidden,

there could be no peace; then I deny that there is more liberty in

_democracy_ than _monarchy_; for the one as truly consisteth with

such a liberty, as the other. For although the word _liberty_ may in

large and ample letters be written over the gates of any city

whatsoever, yet is it not meant the _subject’s_, but the _city’s_

liberty; neither can that word with better right be inscribed on a

city which is governed by the _people_, than that which is ruled by

a _monarch_. But when private men or subjects demand liberty, under

the name of liberty they ask not for liberty, but _dominion_; which

yet for want of understanding they little consider. For if every man

would grant the same liberty to another, which he desires for

himself, as is commanded by the law of nature; that same natural

state would return again, in which all men may by right do all

things; which if they knew, they would abhor, as being worse than

all kinds of civil subjection whatsoever. But if any man desire to

have his single freedom, the rest being bound, what does he else

demand but to have the _dominion_? For whoso is freed from all

bonds, is lord over all those that still continue bound. Subjects

therefore have no greater liberty in a _popular_, than in a

_monarchical_ state. That which deceives them, is the equal

participation of command and public places. For where the authority

is in the people, single subjects do so far forth share in it, as

they are parts of the people ruling; and they equally partake in

public offices, so far forth as they have equal voices in choosing

magistrates and public ministers. And this is that which Aristotle

aimed at, himself also through the custom of that time miscalling

dominion liberty. (_Polit._ lib. vi. cap. 2.) _In a popular state

there is liberty by supposition; which is a speech of the vulgar, as

if no man were free out of this state._ From whence, by the way, we

may collect, that those subjects who in a _monarchy_ deplore their

lost liberty, do only stomach this, that they are not received to

the steerage of the commonweal.

[Sidenote: It is no disadvantage to the subjects, that they are not

all admitted to the public deliberations.]

9. But perhaps for this very reason, some will say that a _popular_

state is much to be preferred before a _monarchical_; because that

where all men have a hand in public businesses, there all have an

opportunity to shew their wisdom, knowledge, and eloquence, in

deliberating matters of the greatest difficulty and moment; which by

reason of that desire of praise which is bred in human nature, is to

them who excel in such-like faculties, and seem to themselves to

exceed others, the most delightful of all things. But in a monarchy,

this same way to obtain praise and honour is shut up to the greatest

part of subjects; and what is a grievance if this be none? I will

tell you: to see his opinion, whom we scorn, preferred before ours;

to have our wisdom undervalued before our own faces; by an uncertain

trial of a little vain glory, to undergo most certain enmities (for

this cannot be avoided, whether we have the better or the worse); to

hate and to be hated, by reason of the disagreement of opinions; to

lay open our secret councils and advices to all, to no purpose and

without any benefit; to neglect the affairs of our own family:

these, I say, are grievances. But to be absent from a trial of wits,

although those trials are pleasant to the eloquent, is not therefore

a grievance to them; unless we will say, that it is a grievance to

valiant men to be restrained from fighting, because they delight in

it.

[Sidenote: Civil deliberations are unadvisedly committed to many, by

reason of the unskilfulness of most men:]

10. Besides, there are many reasons, why deliberations are less

successful in great assemblies than in lesser councils. Whereof one

is, that to advise rightly of all things conducing to the

preservation of a commonweal, we must not only understand matters at

home, but foreign affairs too. At home, by what goods the country is

nourished and defended, and whence they are fetched; what places are

fit to make garrisons of; by what means soldiers are best to be

raised and maintained; what manner of affections the subjects bear

towards their prince or governors of their country; and many the

like. Abroad, what the power of each neighbouring country is, and

wherein it consists; what advantage or disadvantage we may receive

from them; what their dispositions are both to us-ward, and how

affected to each other among themselves; and what counsel daily

passeth among them. Now, because very few in a great assembly of men

understand these things, being for the most part unskilful, that I

say not incapable of them, what can that same number of advisers

with their impertinent opinions contribute to good counsels, other

than mere lets and impediments?

[Sidenote: By reason of their eloquence:]

11. Another reason why a great assembly is not so fit for

consultation is, because every one who delivers his opinion holds it

necessary to make a long-continued speech; and to gain the more

esteem from his auditors, he polishes and adorns it with the best

and smoothest language. Now the nature of eloquence is to make

_good_ and _evil_, _profitable_ and _unprofitable_, _honest_ and

_dishonest_, appear to be more or less than indeed they are; and to

make that seem _just_ which is _unjust_, according as it shall best

suit with his end that speaketh: for this is to persuade. And though

they reason, yet take they not their rise from true principles, but

from vulgar received opinions, which for the most part are

erroneous. Neither endeavour they so much to fit their speech to the

nature of the things they speak of, as to the passions of their

minds to whom they speak; whence it happens, that opinions are

delivered not by right reason, but by a certain violence of mind.

Nor is this fault in the _man_, but in the nature itself of

_eloquence_, whose end, as all the masters of rhetoric teach us, is

not truth (except by chance), but victory; and whose property is not

to inform, but to allure.

[Sidenote: By reason of faction:]

12. The third reason why men advise less successfully in a great

convent is, because that thence arise _factions_ in a commonweal;

and out of _factions_, seditions and civil war. For when equal

orators do combat with contrary opinions and speeches, the conquered

hates the conqueror and all those that were of his side, as holding

his council and wisdom in scorn, and studies all means to make the

advice of his adversaries prejudicial to the state: for thus he

hopes to see the glory taken from him, and restored unto himself.

Furthermore, where the votes are not so unequal, but that the

conquered have hopes, by the accession of some few of their own

opinion, at another sitting to make the stronger party, the chief

heads do call the rest together; they advise a part how they may

abrogate the former judgment given; they appoint to be the first and

earliest at the next convent; they determine what, and in what order

each man shall speak, that the same business may again be brought to

agitation; that so what was confirmed before by the number of their

then present adversaries, the same may now in some measure become of

no effect to them, being negligently absent. And this same kind of

industry and diligence which they use to _make_ a people, is

commonly called a _faction_. But when a _faction_ is inferior in

votes, and superior, or not much inferior in power, then what they

cannot obtain by craft and language, they attempt by force of arms;

and so it comes to a civil war. But some will say, these things do

not necessarily, nor often happen. He may as well say, that the

chief parties are not necessarily desirous of vain glory, and that

the greatest of them seldom disagree in great matters.

[Sidenote: By reason of the unsettledness of the laws:]

13. It follows hence, that when the legislative power resides in

such convents as these, the laws must needs be inconstant; and

change, not according to the alteration of the state of affairs, nor

according to the changeableness of men’s minds, but as the major

part, now of this, then of that _faction_, do convene. Insomuch as

the laws do float here and there, as it were upon the waters.

[Sidenote: For want of secrecy.]

14. In the fourth place, the counsels of great assemblies have this

inconvenience; that whereas it is oft of great consequence that they

should be kept secret, they are for the most part discovered to the

enemy before they can be brought to any effect; and their power and

will is as soon known abroad, as to the _people_ itself commanding

at home.

[Sidenote: These inconveniences do adhere to democracy, forasmuch as

men are naturally delighted with an opinion of wit.]

15. These inconveniences, which are found in the deliberations of

great assemblies, do so far forth evince _monarchy_ to be better

than _democracy_, as in _democracy_ affairs of great consequence are

oftener trusted to be discussed by such like committees, than in a

_monarchy_. Neither can it easily be done otherwise. For there is no

reason why every man should not naturally mind his _own private_,

than the _public_ business, but that here he sees a means to declare

his eloquence, whereby he may gain the reputation of being ingenious

and wise, and returning home to his friends, to his parents, to his

wife and children, rejoice and triumph in the applause of his

dexterous behaviour. As of old, all the delight Marcus Coriolanus

had in his warlike actions, was to see his praises so well pleasing

to his mother. But if the _people_ in a democracy would bestow the

power of deliberating in matters of war and peace, either on one, or

some very few, being content with the nomination of magistrates and

public ministers, that is to say, with the authority without the

ministration; then it must be confessed, that in this particular

_democracy_ and _monarchy_ would be equal.

[Sidenote: The inconveniences of government proceeding from a king

who is a child.]

16. Neither do the conveniences or inconveniences which are found to

be more in one kind of government than another, arise from hence,

namely, because the government itself, or the administration of its

affairs, are better committed to one than many; or on the other

side, to many than to some few. For government is the _power_, the

administration of it is the _act_. Now the _power_ in all kinds of

government is equal; the _acts_ only differ, that is to say, the

_actions_ and _motions_ of a commonweal, as they flow from the

deliberations of many or few, of skilful or impertinent men. Whence

we understand, that the conveniences or inconveniences of any

government depend not on him in whom the authority resides, but on

his officers; and therefore nothing hinders but that the commonweal

may be well governed, although the _monarch_ be a woman, or youth,

or infant, provided that they be fit for affairs who are endued with

the public offices and charges. And that which is said, _woe to the

land whose king is a child_, doth not signify the condition of a

monarchy to be inferior to a popular state; but contrariwise, that

by accident it is the grievance of a kingdom, that the _king being a

child_, it often happens, that many by ambition and power intruding

themselves into public councils, the government comes to be

administered in a _democratical_ manner; and that thence arise those

infelicities, which for the most part accompany the _dominion of the

people_.

[Sidenote: The power of generals is an argument of the excellency of

monarchy.]

17. But it is a manifest sign that the most absolute _monarchy_ is

the best state of government, that not only kings, but even those

cities which are subject to the _people_ or to _nobles_, give the

whole command of war to one only; and that so absolute, as nothing

can be more. Wherein, by the way, this must be noted also; that no

king can give a general greater authority over his army, than he

himself by right may exercise over all his subjects. _Monarchy_

therefore is the best of all governments in the camps. But what else

are many commonwealths, than so many camps strengthened with arms

and men against each other; whose state, because not restrained by

any common power, howsoever an uncertain peace, like a short truce,

may pass between them, is to be accounted for the state of nature;

which is the state of war.

[Sidenote: The best state of a commonweal, is that where the

subjects are the ruler’s inheritance.]

18. Lastly, since it was necessary for the preservation of ourselves

to be subject to some _man_ or _council_, we cannot on better

condition be subject to any, than one whose interest depends upon

our safety and welfare; and this then comes to pass, when we are the

inheritance of the ruler. For every man of his own accord endeavours

the preservation of his inheritance. But the lands and monies of the

subjects are not only the prince’s treasure, but their bodies and

wildy minds. Which will be easily granted by those, who consider at

how great rates the dominion of lesser countries is valued; and how

much easier it is for men to procure money, than money men. Nor do

we readily meet with any example that shows us when any subject,

without any default of his own, hath by his prince been despoiled of

his life or goods, through the sole licentiousness of his authority.

[Sidenote: Aristocracy is so much better, by how much it approaches

nearer to monarchy; the worse, by how much it is more

distant from it.]

19. Hitherto we have compared a _monarchical_ with a _popular_

state; we have said nothing of _aristocracy_. We may conclude of

this, by what hath been said of those, that that which is

hereditary, and content with the election of magistrates; which

transmits its deliberations to some few, and those most able; which

simply imitates the government of _monarchs_ most, and the _people_

least of all; is for the subjects both better and more lasting than

the rest.

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The English works of Thomas Hobbes of Malmesbury, Volume 02 (of 11) · 第 10 / 18 章