When the colonists (without suggesting any alternative proposals)

contented themselves with repudiating the right of parliament to tax

them, and proceeded to outrageous insults to the king's authority, and

the most open defiance of the trade regulations, indignation grew in

Britain. It seemed, to the average Englishman, that the colonists

proposed to leave every public burden, even the cost of judges'

salaries, on the shoulders of the mother-country, already loaded with a

debt which had been largely incurred in defence of the colonies; but to

disregard every obligation imposed upon themselves. A system whereunder

the colony has all rights and no enforcible duties, the mother-country

all duties and no enforcible rights, obviously could not work. That was

the system which, in the view of the gentlemen of England, the

colonists were bent upon establishing; and, taking this view, they

cannot be blamed for refusing to accept such a conclusion. There was no

one, either in Britain or in America, capable of grasping the

essentials of the problem, which were that, once established,

self-government inevitably strives after its own fulfilment; that these

British settlers, in whom the British tradition of self-government had

been strengthened by the freedom of a new land, would never be content

until they enjoyed a full share in the control of their own affairs;

and that although they seemed, even to themselves, to be fighting about

legal minutiae, about the difference between internal and external

duties, about the legality of writs of assistance, and so forth, the

real issue was the deeper one of the fulfilment of self-government.

Could fully responsible self-government be reconciled with imperial

unity? Could any means be devised whereby the units in a fellowship of

free states might retain full control over their own affairs, and at

the same time effectively combine for common purposes? That was and is

the ultimate problem of British imperial organisation, as it was and is

the ultimate problem of international relations. But the problem,

though it now presented itself in a comparatively simple form, was

never fairly faced on either side of the Atlantic. For the mother and

her daughters too quickly reached the point of arguing about their

legal rights against one another, and when friends begin to argue about

their legal rights, the breach of their friendship is at hand. So the

dreary argument, which lasted for eleven years (1764-75), led to the

still more dreary war, which lasted for seven years (1775-82); and the

only family of free self-governing communities existing in the world

was broken up in bitterness. This was indeed a tragedy. For if the

great partnership of freedom could have been reorganised on conditions

that would have enabled it to hold together, the cause of liberty in

the world would have been made infinitely more secure.

The Revolution gave to the Americans the glory of establishing the

first fully democratic system of government on a national scale that

had yet existed in the world, and of demonstrating that by the

machinery of self-government a number of distinct and jealous

communities could be united for common purposes. The new American

Commonwealth became an inspiration for eager Liberals in the old world

as well as in the new, and its successful establishment formed the

strongest of arguments for the democratic idea in all lands. Unhappily

the pride of this great achievement helped to persuade the Americans

that they were different from the rest of the world, and unaffected by

its fortunes. They were apt to think of themselves as the inventors and

monopolists of political liberty. Cut off by a vast stretch of ocean

from the Old World, and having lost that contact with its affairs which

the relation with Britain had hitherto maintained, they followed but

dimly, and without much comprehension, the obscure and complex

struggles wherein the spirit of liberty was working out a new Europe,

in the face of difficulties vastly greater than any with which the

Americans had ever had to contend. They had been alienated from

Britain, the one great free state of Europe, and had been persuaded by

their reading of their own experience that she was a tyrant-power; and

they thus found it hard to recognise her for what, with all her faults,

she genuinely was--the mother of free institutions in the modern world,

the founder and shaper of their own prized liberties. All these things

combined to persuade the great new republic that she not only might,

but ought to, stand aloof from the political problems of the rest of

the world, and take no interest in its concerns. This attitude, the

natural product of the conditions, was to last for more than a century,

and was to weaken greatly the cause of liberty in the world.

Although the most obvious features of the half-century following the

great British triumph of 1763 were the revolt of the American colonies

and the apparently universal collapse of the imperialist ambitions of

the European nations, a more deeply impressive feature of the period

was that, in spite of the tragedy and humiliation of the great

disruption, the imperial impetus continued to work potently in Britain,

alone among the European nations; and to such effect that at the end of

the period she found herself in control of a new empire more extensive

than that which she had lost, and far more various in its character.

Having failed to solve one great imperial problem, she promptly

addressed herself to a whole series of others even more difficult, and

for these she was to find more hopeful solutions.

When the American revolt began, the Canadian colonies to the north were

in an insecure and unorganised state. On the coast, in Nova Scotia and

Newfoundland, there was a small British population; but the riverine

colony of Canada proper, with its centre at Quebec, was still purely

French, and was ruled by martial law. Accustomed to a despotic system,

and not yet reconciled to the British supremacy, the French settlers

were obviously unready for self-government. But the Quebec Act of 1774,

by securing the maintenance of the Roman Catholic religion and of

French civil law, ensured the loyalty of the French; and this Act is

also noteworthy as the first formal expression of willingness to admit

or even welcome the existence, within the hospitable limits of the

Empire, of a variety of types of civilisation. In the new British

Empire there was to be no uniformity of Kultur.

The close of the American struggle, however, brought a new problem.

Many thousands of exiles from the revolting colonies, willing to

sacrifice everything in order to retain their British citizenship,

poured over the borders into the Canadian lands. They settled for the

first time the rich province of Ontario, greatly increased the

population of Nova Scotia, and started the settlement of New Brunswick.

To these exiles Britain felt that she owed much, and, despite her own

financial distress, expended large sums in providing them with the

means to make a good beginning in their new homes. But it was

impossible to deny these British settlers, and the emigrants from

Britain who soon began to join them, the rights of self-government, to

which they were accustomed. Their advent, however, in a hitherto French

province, raised the very difficult problem of racial relationship.

They might have been used as a means for Anglicising the earlier French

settlers and for forcing them into a British mould; it may fairly be

said that most European governments would have used them in this way,

and many of the settlers would willingly have fallen in with such a

programme. But that would have been out of accord with the genius of

the British system, which believes in freedom and variety. Accordingly,

by the Act of 1791, the purely French region of Quebec or Lower Canada

was separated from the British region of Ontario or Upper Canada, and

both districts, as well as the coastal settlements, were endowed with

self-governing institutions of the familiar pattern--an elected

assembly controlling legislation and taxation, a nominated governor and

council directing the executive. Thus within eighteen years of their

conquest the French colonists were introduced to self-government. And

within nine years of the loss of the American colonies, a new group of

self-governing American colonies had been organised. They were

sufficiently content with the system to resist with vigour and success

an American invasion in 1812. While the American controversy was

proceeding, one of the greatest of British navigators, Captain Cook,

was busy with his remarkable explorations. He was the first to survey

the archipelagoes of the Pacific; more important, he was the real

discoverer of Australia and New Zealand; for though the Dutch explorers

had found these lands more than a century earlier, they had never

troubled to complete their explorations. Thus a vast new field,

eminently suitable for European settlement, was placed at the disposal

of Britain. It was utilised with extraordinary promptitude. The loss of

the American colonies had deprived Britain of her chief dumping-ground

for convicts. In 1788, six years after the recognition of their

independence, she decided to use the new continent for this purpose,

and the penal settlement of Botany Bay began (under unfavourable

auspices) the colonisation of Australia.

But the most important, and the most amazing, achievement of Britain in

this period was the establishment and extension of her empire in India,

and the planting within it of the first great gift of Western

civilisation, the sovereignty of a just and impartial law. This was a

novel and a very difficult task, such as no European people had yet

undertaken; and it is not surprising that there should have been a

period of bewildered misgovernment before it was achieved. That it

should have been achieved at all is one of the greatest miracles of

European imperialism.

By 1763 the East India Company had established a controlling influence

over the Nawabs of two important regions, Bengal and the Carnatic, and

had shown, in a series of struggles, that its control was not to be

shaken off. But the company had not annexed any territory, or assumed

any responsibility for the government of these rich provinces. Its

agents in the East, who were too far from London to be effectively

controlled, enjoyed power without responsibility. They were privileged

traders, upon whom the native governments dared not impose

restrictions, and (as any body of average men would have done under

similar circumstances) they gravely abused their position to build up

huge fortunes for themselves. During the fifteen years following the

battle of Plassey (1757) there is no denying that the political power

of the British in India was a mere curse to the native population, and

led to the complete disorganisation of the already decrepit native

system of government in the provinces affected. It was vain for the

directors at home to scold their servants. There were only two ways out

of the difficulty. One was that the company should abandon India, which

was not to be expected. The other was that, possessing power, of which

it was now impossible to strip themselves, they should assume the

responsibility for its exercise, and create for their subjects a just

and efficient system of government. But the company would not see this.

They had never desired political power, but had drifted into the

possession of it in spite of themselves. They honestly disliked the

idea of establishing by force an alien domination over subject peoples,

and this feeling was yet more strongly held by the most influential

political circles in England. The company desired nothing but trade.

Their business was that of traders, and they wanted only to be left

free to mind their business. So the evils arising from power without

responsibility continued, and half-hearted attempts to amend them in

1765 and in 1769 only made the conditions worse. The events of the

years from 1757 to 1772 showed that when the superior organisation of

the West came in contact with the East, mere trading exploitation led

to even worse results than a forcibly imposed dominion; and the only

solution lay in the wise adaptation of western methods of government to

eastern conditions.

Thus Britain found herself faced with an imperial problem of apparently

insuperable difficulty, which reached its most acute stage just at the

time when the American trouble was at its height. The British

parliament and government intervened, and in 1773 for the first time

assumed some responsibility for the affairs of the East India Company.

But they did not understand the Indian problem--how, indeed, should

they?--and their first solution was a failure. By a happy fortune,

however, the East India Company had conferred the governorship of

Bengal (1772) upon the greatest Englishman of the eighteenth century,

Warren Hastings. Hastings pensioned off the Nawab, took over direct

responsibility for the government of Bengal, and organised a system of

justice which, though far from perfect, established for the first time

the Reign of Law in an Indian realm. His firm and straightforward

dealings with the other Indian powers still further strengthened the

position of the company; and when in the midst of the American war, at

a moment when no aid could be expected from Britain, a combination of

the most formidable Indian powers, backed by a French fleet, threatened

the downfall of the company's authority, Hastings' resourceful and

inspiring leadership was equal to every emergency. He not only brought

the company with heightened prestige out of the war, but throughout its

course no hostile army was ever allowed to cross the frontiers of

Bengal. In the midst of the unceasing and desolating wars of India, the

territories under direct British rule formed an island of secure peace

and of justice. That was Hastings' supreme contribution: it was the

foundation upon which arose the fabric of the Indian Empire. Hastings

was not a great conqueror or annexer of territory; the only important

acquisition made during his regime was effected, in defiance of his

protests, by the hostile majority which for a time overrode him in his

own council, and which condemned him for ambition. His work was to make

the British rule mean security and justice in place of tyranny; and it

was because it had come to mean this that it grew, after his time, with

extraordinary rapidity.

It was not by the desire of the directors or the home government that

it grew. They did everything in their power to check its growth, for

they shrank from any increase to their responsibilities. They even

prohibited by law all annexations, or the making of alliances with

Indian powers.[5] But fate was too strong for them. Even a governor

like Lord Cornwallis, a convinced supporter of the policy of

non-expansion and non-intervention, found himself forced into war, and

compelled to annex territories; because non-intervention was

interpreted by the Indian powers as a confession of weakness and an

invitation to attack. Non-intervention also gave openings to the

French, who, since the outbreak of the Revolution, had revived their

old Indian ambitions; and while Bonaparte was engaged in the conquest

of Egypt as a half-way house to India (1797), French agents were busy

building up a new combination of Indian powers against the company.

[5] India Act of 1784

This formidable coalition was about to come to a head when, in 1798,

there landed in India a second man of genius, sent by fate at the

critical moment. In five years, by an amazing series of swiftly

successful wars and brilliantly conceived treaties, the Marquess

Wellesley broke the power of every member of the hostile coalitions,

except two of the Mahratta princes. The area of British territory was

quadrupled; the most important of the Indian princes became vassals of

the company; and the Great Mogul of Delhi himself, powerless now, but

always a symbol of the over-lordship of India, passed under British

protection. When Wellesley left India in 1805, the East India Company

was already the paramount power in India south-east of the Sutlej and

the Indus. The Mahratta princes, indeed, still retained a restricted

independence, and for an interval the home authorities declined to

permit any interference with them, even though they were manifestly

giving protection to bands of armed raiders who terrorised and

devastated territories which were under British protection. But the

time came when the Mahrattas themselves broke the peace. Then their

power also was broken; and in 1818 Britain stood forth as the sovereign

ruler of India.

This was only sixty years after the battle of Plassey had established

British influence, though not British rule, in a single province of

India; only a little over thirty years after Warren Hastings returned

to England, leaving behind him an empire still almost limited to that

single province. There is nothing in history that can be compared with

the swiftness of this achievement, which is all the more remarkable

when we remember that almost every step in the advance was taken with

extreme unwillingness. But the most impressive thing about this

astounding fabric of power, which extended over an area equal to half

of Europe and inhabited by perhaps one-sixth of the human race, was not

the swiftness with which it was created, but the results which flowed

from it. It had begun in corruption and oppression, but it had grown

because it had come to stand for justice, order, and peace. In 1818 it

could already be claimed for the British rule in India that it had

brought to the numerous and conflicting races, religions, and castes of

that vast and ancient land, three boons of the highest value: political

unity such as they had never known before; security from the hitherto

unceasing ravages of internal turbulence and war; and, above all, the

supreme gift which the West had to offer to the East, the substitution

of an unvarying Reign of Law for the capricious wills of innumerable

and shifting despots. This is an achievement unexampled in history, and

it alone justified the imposition of the rule of the West over the

East, which had at first seemed to produce nothing but evil. It took

place during the age of Revolution, when the external empires of Europe

were on all sides falling into ruin; and it passed at the time almost

unregarded, because it was overshadowed by the drama of the

Revolutionary and Napoleonic Wars.

The construction of the Indian Empire would of itself suffice to make

an age memorable, but it does not end the catalogue of the achievements

of British imperialism in this tremendous period. As a result of the

participation of Holland in the war on the side of France, the Dutch

colony at the Cape of Good Hope was occupied by Britain. It was first

occupied in 1798, restored for a brief period in 1801, reoccupied in

1806, and finally retained under the treaty settlement of 1815. The

Cape was, in fact, the most important acquisition secured to Britain by

that treaty; and it is worth noting that while the other great powers

who had joined in the final overthrow of Napoleon helped themselves

without hesitation to immense and valuable territories, Britain, which

had alone maintained the struggle from beginning to end without

flagging, actually paid the sum of 2,000,000 pounds to Holland as a

compensation for this thinly peopled settlement. She retained it mainly

because of its value as a calling-station on the way to India. But it

imposed upon her an imperial problem of a very difficult kind. As in

Canada, she had to deal here with an alien race of European origin and

proud traditions; but this racial problem was accentuated by the

further problem of dealing with a preponderant and growing negro

population. How were justice, peace, liberty, and equality of rights to

be established in such a field?

It was, then, an astonishing new empire which had grown up round

Britain during the period when the world was becoming convinced that

colonial empires were not worth acquiring, because they could not last.

It was an empire of continents or sub-continents--Canada, Australia,

India, South Africa--not to speak of innumerable scattered islands and

trading-posts dotted over all the seas of the world, which had either

survived from an earlier period, or been acquired in order that they

might serve as naval bases. It was spread round the whole globe; it

included almost every variety of soil, products, and climate; it was

inhabited by peoples of the most varying types; it presented an

infinite variety of political and racial problems. In 1825 this empire

was the only extra-European empire of importance still controlled by

any of the historic imperial powers of Western Europe. And at the

opening of the nineteenth century, when extra-European empires seemed

to have gone out of fashion, the greatest of all imperial questions was

the question whether the political capacity of the British peoples,

having failed to solve the comparatively simple problem of finding a

mode of organisation which could hold together communities so closely

akin as those of America and the parent islands, would be capable of

achieving any land of effective organisation for this new astounding

fabric, while at the same time securing to all its members that liberty

and variety of development which in the case of America had only been

fully secured at the cost of disruption.

V

EUROPE AND THE NON-EUROPEAN WORLD 1815-1878

When the European peoples settled down, in 1815, after the long wars of

the French Revolution, they found themselves faced by many problems,

but there were few Europeans who would have included among these

problems the extension of Western civilisation over the as yet

unsubjugated portions of the world. Men's hearts were set upon the

organisation of permanent peace: that seemed the greatest of all

questions, and, for a time, it appeared to have obtained a satisfactory

solution with the organisation of the great League of Peace of 1815.

But the peace was to be short-lived, because it was threatened by the

emergence of a number of other problems of great complexity. First

among these stood the problem of nationality: the increasingly

clamorous demand of divided or subject peoples for unity and freedom.

Alongside of this arose the sister-problem of liberalism: the demand

raised from all sides, among peoples who had never known political

liberty, for the institutions of self-government which had been proved

practicable by the British peoples, and turned into the object of a

fervent belief by the preachings of the French. These two causes were

to plunge Europe into many wars, and to vex and divide the peoples of

every European country, throughout the period 1815-78. And to add to

the complexity, there was growing in intensity during all these years

the problem of Industrialism--the transformation of the very bases of

life in all civilised communities, and the consequent development of

wholly new, and terribly difficult, social issues. Preoccupied with all

these questions, the statesmen and the peoples of most European states

had no attention to spare for the non-European world. They neglected it

all the more readily because the events of the preceding period seemed

to demonstrate that colonial empires were not worth the cost and labour

necessary for their attainment, since they seemed doomed to fall

asunder as soon as they began to be valuable.

The Expansion of Europe; The Culmination of Modern History · 第 4 / 17 段