Science still young.—Its miscarriage in Greece.—Its timid reappearance
in modern times.—Distinction between science and myth.—Platonic status
of hypothesis.—Meaning of verification.—Possible validity of
myths.—Any dreamed-of thing might be experienced.—But science follows
the movement of its subject-matter.—Moral value of science.—Its
continuity with common knowledge.—Its intellectual essence.—Unity of
science.—In existence, judged by reflection, there is a margin of
waste.—Sciences converge from different points of origin.—Two chief
kinds of science, physics and dialectic.—Their mutual
implication.—Their coöperation.—No science _a priori_.—Role of
criticism. Pages 3-38
CHAPTER II
HISTORY
History an artificial memory.—Second sight requires control.—Nature
the theme common to various memories.—Growth of legend.—No history
without documents.—The aim is truth.—Indirect methods of attaining
it.—Historical research a part of physics.—Verification here
indirect.—Futile ideal to survey all facts.—Historical theory.—It is
arbitrary.—A moral critique of the past is possible.—How it might be
just.—Transition to historical romance.—Possibility of genuine
epics.—Literal truth abandoned.—History exists to be transcended.—Its
great rôle. Pages 39-68
CHAPTER III
MECHANISM
Recurrent forms in nature.—Their discovery makes the flux
calculable.—Looser principles tried first.—Mechanism for the most part
hidden.—Yet presumably pervasive.—Inadequacy of consciousness.—Its
articulation inferior to that of its objects.—Science consequently
retarded, and speculation rendered necessary.—Dissatisfaction with
mechanism partly natural, and partly artificial.—Biassed judgments
inspired by moral inertia.—Positive emotions proper to
materialism.—The material world not dead nor ugly, nor especially
cruel.—Mechanism to be judged by its fruits. Pages 69-94
CHAPTER IV
HESITATIONS IN METHOD
Mechanism restricted to one-half of existence.—Men of science not
speculative.—Confusion in semi-moral subjects.—“Physic of metaphysic
begs defence.”—Evolution by mechanism.—Evolution by ideal
attraction.—If species are evolved they cannot guide
evolution.—Intrusion of optimism.—Evolution according to Hegel.—The
conservative interpretation.—The radical one.—Megalomania.—Chaos in
the theory of mind.—Origin of self-consciousness.—The notion of
spirit.—The notion of sense.—Competition between the two.—The rise of
scepticism. Pages 95-125
CHAPTER V
PSYCHOLOGY
Mind reading not science.—Experience a reconstruction.—The honest art
of education.—Arbitrary readings of the mind.—Human nature appealed to
rather than described.—Dialectic in psychology.—Spinoza on the
passions.—A principle of estimation cannot govern events.—Scientific
psychology a part of biology.—Confused attempt to detach the psychic
element.—Differentia of the psychic.—Approach to irrelevant
sentience.—Perception represents things in their practical relation to
the body.—Mind the existence in which form becomes actual.—Attempt at
idealistic physics.—Association not efficient.—It describes
coincidences.—Understanding is based on instinct and expressed in
dialectic.—Suggestion a fancy name for automatism, and will
another.—Double attachment of mind to nature.—Is the subject-matter of
psychology absolute being?—Sentience is representable only in
fancy.—The conditions and objects of sentience, which are not
sentience, are also real.—Mind knowable and important in so far as it
represents other things. Pages 126-166
CHAPTER VI
THE NATURE OF INTENT
Dialectic better than physics.—Maladjustments to nature render physics
conspicuous and unpleasant.—Physics should be largely virtual, and
dialectic explicit.—Intent is vital and indescribable.—It is analogous
to flux in existence.—It expresses natural life.—It has a material
basis.—It is necessarily relevant to earth.—The basis of intent
becomes appreciable in language.—Intent starts from a datum, and is
carried by a feeling.—It demands conventional expression.—A fable
about matter and form. Pages 167-186
CHAPTER VII
DIALECTIC
Dialectic elaborates given forms.—Forms are abstracted from existence
by intent.—Confusion comes of imperfect abstraction, or ambiguous
intent.—The fact that mathematics applies to existence is
empirical.—Its moral value is therefore contingent.—Quantity submits
easily to dialectical treatment—Constancy and progress in
intent.—Intent determines the functional essence of objects.—Also the
scope of ideals.—Double status of mathematics.—Practical rôle of
dialectic.—Hegel’s satire on dialectic.—Dialectic expresses a given
intent.—Its empire is ideal and autonomous. Pages 187-209
CHAPTER VIII
PRERATIONAL MORALITY
Empirical alloy in dialectic.—Arrested rationality in morals.—Its
emotional and practical power.—Moral science is an application of
dialectic, not a part of anthropology.—Estimation the soul of
philosophy.—Moral discriminations are natural and inevitable.—A choice
of proverbs.—Their various representative value.—Conflict of partial
moralities.—The Greek ideal.—Imaginative exuberance and political
discipline.—Sterility of Greek example.—Prerational morality among the
Jews.—The development of conscience.—Need of Hebraic devotion to Greek
aims.—Prerational morality marks an acquisition but offers no programme.
Pages 210-232
CHAPTER IX
RATIONAL ETHICS
Moral passions represent private interests.—Common ideal interests may
supervene.—To this extent there is rational society.—A rational
morality not attainable, but its principle clear.—It is the logic of an
autonomous will.—Socrates’ science.—Its opposition to sophistry and
moral anarchy.—Its vitality.—Genuine altruism is natural
self-expression.—Reason expresses impulses, but impulses reduced to
harmony.—Self-love artificial.—The sanction of reason is
happiness.—Moral science impeded by its chaotic data, and its
unrecognised scope.—Fallacy in democratic hedonism.—Sympathy a
conditional duty.—All life, and hence right life, finite and
particular. Pages 233-261
CHAPTER X
POST-RATIONAL MORALITY
Socratic ethics retrospective.—Rise of disillusioned moralities.—The
illusion subsisting in them.—Epicurean refuge in pleasure.—Stoic
recourse to conformity.—Conformity the core of Islam, enveloped in
arbitrary doctrines.—The latter alone lend it practical force.—Moral
ambiguity in pantheism.—Under stress, it becomes ascetic and requires a
mythology.—A supernatural world made by the Platonist out of
dialectic.—The Hebraic cry for redemption.—The two factors meet in
Christianity.—Consequent eclecticism.—The negation of naturalism never
complete.—Spontaneous values rehabilitated.—A witness out of
India.—Dignity of post-rational morality.—Absurdities nevertheless
involved.—The soul of positivism in all ideals.—Moribund dreams and
perennial realities. Pages 262-300
CHAPTER XI
THE VALIDITY OF SCIENCE
Various modes of revising science.—Science its own best
critic.—Obstruction by alien traditions.—Needless anxiety for moral
interests.—Science an imaginative and practical art.—Arrière-pensée in
transcendentalism.—Its romantic sincerity.—Its constructive
impotence.—Its dependence on common-sense.—Its futility.—Ideal
science is self-justified.—Physical science is presupposed in
scepticism.—It recurs in all understanding of perception.—Science
contains all trustworthy knowledge.—It suffices for the Life of Reason.
Pages 301-320
REASON IN SCIENCE
CHAPTER I
TYPES AND AIMS OF SCIENCE
[Sidenote: Science still young.]
Science is so new a thing and so far from final, it seems to the layman
so hopelessly accurate and extensive, that a moralist may well feel some
diffidence in trying to estimate its achievements and promises at their
human worth. The morrow may bring some great revolution in science, and
is sure to bring many a correction and many a surprise. Religion and art
have had their day; indeed a part of the faith they usually inspire is
to believe that they have long ago revealed their secret. A critic may
safely form a judgment concerning them; for even if he dissents from the
orthodox opinion and ventures to hope that religion and art may assume
in the future forms far nobler and more rational than any they have
hitherto worn, still he must confess that art and religion have had
several turns at the wheel; they have run their course through in
various ages and climes with results which anybody is free to estimate
if he has an open mind and sufficient interest in the subject. Science,
on the contrary, which apparently cannot exist where intellectual
freedom is denied, has flourished only twice in recorded times: once
for some three hundred years in ancient Greece, and again for about the
same period in modern Christendom. Its fruits have scarcely begun to
appear; the lands it is discovering have not yet been circumnavigated,
and there is no telling what its ultimate influence will be on human
practice and feeling.
[Sidenote: Its miscarriage in Greece.]
The first period in the life of science was brilliant but ineffectual.
The Greeks’ energy and liberty were too soon spent, and the very
exuberance of their genius made its expression chaotic. Where every mind
was so fresh and every tongue so clever no scientific tradition could
arise, and no laborious applications could be made to test the value of
rival notions and decide between them. Men of science were mere
philosophers. Each began, not where his predecessor had ended, but at
the very beginning. Another circumstance that impeded the growth of
science was the forensic and rhetorical turn proper to Greek
intelligence. This mental habit gave a tremendous advantage in
philosophy to the moralist and poet over the naturalist or
mathematician. Hence what survived in Greece after the heyday of
theoretic achievement was chiefly philosophies of life, and these—at
the death of liberty—grew daily more personal and ascetic. Authority in
scientific matters clung chiefly to Plato and Aristotle, and this not
for the sake of their incomparable moral philosophy—for in ethics that
decadent age preferred the Stoics and Epicureans—but just for those
rhetorical expedients which in the Socratic school took the place of
natural science. Worse influences in this field could hardly be
imagined, since Plato’s physics ends in myth and apologue, while
Aristotle’s ends in nomenclature and teleology.
All that remained of Greek physics, therefore, was the conception of
what physics should be—a great achievement due to the earlier
thinkers—and certain hints and guesses in that field. The elements of
geometry had also been formulated, while the Socratic school bequeathed
to posterity a well-developed group of moral sciences, rational in
principle, but destined to be soon overlaid with metaphysical and
religious accretions, so that the dialectical nerve and reasonableness
of them were obliterated, and there survived only miscellaneous
conclusions, fragments of wisdom built topsy-turvy into the new mythical
edifice. It is the sad task reserved for historical criticism to detach
those sculptured stones from the rough mass in which they have been
embedded and to rearrange them in their pristine order, thus
rediscovering the inner Socratic principle of moral philosophy, which is
nothing but self-knowledge—a circumspect, systematic utterance of the
speaker’s mind, disclosing his implicit meaning and his ultimate
preferences.
[Sidenote: Its timid reappearance in modern times.]
At its second birth science took a very different form. It left cosmic
theories to pantheistic enthusiasts like Giordano Bruno, while in sober
laborious circles it confined itself to specific discoveries—the
earth’s roundness and motion about the sun, the laws of mechanics, the
development and application of algebra, the invention of the calculus,
and a hundred other steps forward in various disciplines. It was a
patient siege laid to the truth, which was approached blindly and
without a general, as by an army of ants; it was not stormed
imaginatively as by the ancient Ionians, who had reached at once the
notion of nature’s dynamic unity, but had neglected to take possession
in detail of the intervening tracts, whence resources might be drawn in
order to maintain the main position.
Nevertheless, as discoveries accumulated, they fell insensibly into a
system, and philosophers like Descartes and Newton arrived at a general
physics. This physics, however, was not yet meant to cover the whole
existent world, or to be the genetic account of all things in their
system. Descartes excluded from his physics the whole mental and moral
world, which became, so far as his science went, an inexplicable
addendum. Similarly Newton’s mechanical principles, broad as they were,
were conceived by him merely as a parenthesis in theology. Not until the
nineteenth century were the observations that had been accumulated given
their full value or in fact understood; for Spinoza’s system, though
naturalistic in spirit, was still dialectical in form, and had no
influence on science and for a long time little even on speculation.
Indeed the conception of a natural order, like the Greek cosmos, which
shall include all existences—gods no less than men, if gods actually
exist—is one not yet current, although it is implied in every
scientific explanation and is favoured by two powerful contemporary
movements which, coming from different quarters, are leading men’s minds
back to the same ancient and obvious naturalism. One of these movements
is the philosophy of evolution, to which Darwin gave such an
irresistible impetus. The other is theology itself, where it has been
emancipated from authority and has set to work to square men’s
conscience with history and experience. This theology has generally
passed into speculative idealism, which under another name recognises
the universal empire of law and conceives man’s life as an incident in a
prodigious natural process, by which his mind and his interests are
produced and devoured. This “idealism” is in truth a system of
immaterial physics, like that of Pythagoras or Heraclitus. While it
works with fantastic and shifting categories, which no plain naturalist
would care to use, it has nothing to apply those categories to except
what the naturalist or historian may already have discovered and
expressed in the categories of common prose. German idealism is a
translation of physical evolution into mythical language, which
presents the facts now in the guise of a dialectical progression, now in
that of a romantic drama. In either case the facts are the same, and
just those which positive knowledge has come upon. Thus many who are not
brought to naturalism by science are brought to it, quite unwillingly
and unawares, by their religious speculations.
[Sidenote: Distinction between science and myth.]
The gulf that yawns between such idealistic cosmogonies and a true
physics may serve to make clear the divergence in principle which
everywhere divides natural science from arbitrary conceptions of things.
This divergence is as far as possible from lying in the merit of the two
sorts of theory. Their merit, and the genius and observation required to
frame them, may well be equal, or an imaginative system may have the
advantage in these respects. It may even be more serviceable for a while
and have greater pragmatic value, so long as knowledge is at best
fragmentary, and no consecutive or total view of things is attempted by
either party. Thus in social life a psychology expressed in terms of
abstract faculties and personified passions may well carry a man farther
than a physiological psychology would. Or, again, we may say that there
was more experience and love of nature enshrined in ancient mythology
than in ancient physics; the observant poet might then have fared better
in the world than the pert and ignorant materialist. Nor does the
difference between science and myth lie in the fact that the one is
essentially less speculative than the other. They are differently
speculative, it is true, since myth terminates in unverifiable notions
that might by chance represent actual existences; while science
terminates in concepts or laws, themselves not possibly existent, but
verified by recurring particular facts, belonging to the same experience
as those from which the theory started.
[Sidenote: Platonic status of hypothesis.]
The laws formulated by science—the transitive figments describing the
relation between fact and fact—possess only a Platonic sort of reality.
They are more real, if you will, than the facts themselves, because they
are more permanent, trustworthy, and pervasive; but at the same time
they are, if you will, not real at all, because they are incompatible
with immediacy and alien to brute existence. In declaring what is true
of existences they altogether renounce existence on their own behalf.
This situation has made no end of trouble in ill-balanced minds, not
docile to the diversities and free complexity of things, but bent on
treating everything by a single method. They have asked themselves
persistently the confusing question whether the matter or the form of
things is the reality; whereas, of course, both elements are needed,
each with its incommensurable kind of being. The material element alone
is existent, while the ideal element is the sum of all those
propositions which are true of what exists materially. Anybody’s
_knowledge_ of the truth, being a complex and fleeting feeling, is of
course but a moment of existence or material being, which whether found
in God or man is as far as possible from being that truth itself which
it may succeed in knowing.
[Sidenote: Meaning of verification.]
The true contrast between science and myth is more nearly touched when
we say that science alone is capable of verification. Some ambiguity,
however, lurks in this phrase, since verification comes to a method only
vicariously, when the particulars it prophesies are realised in sense.
To verify a theory as if it were not a method but a divination of occult
existences would be to turn the theory into a myth and then to discover
that what the myth pictured had, by a miracle, an actual existence also.
There is accordingly a sense in which myth admits substantiation of a
kind that science excludes. The Olympic hierarchy might conceivably
exist bodily; but gravitation and natural selection, being schemes of
relation, can never exist substantially and on their own behoof.
Nevertheless, the Olympic hierarchy, even if it happened to exist, could
not be proved to do so unless it were a part of the natural world open
to sense; while gravitation and natural selection, without being
existences, can be verified at every moment by concrete events occurring
as those principles require. A hypothesis, being a discursive device,
gains its utmost possible validity when its discursive value is
established. It _is_ not, it merely _applies_; and every situation in
which it is found to apply is a proof of its truth.
The case would not be different with fables, were their basis and
meaning remembered. But fables, when hypostatised, forget that they,
too, were transitive symbols and boast to reveal an undiscoverable
reality. A dogmatic myth is in this sorry plight: that the more evidence
it can find to support it the more it abrogates its metaphysical
pretensions, while the more it insists on its absolute truth the less
relevance it has to experience and the less meaning. To try to support
fabulous dogmas by evidence is tantamount to acknowledging that they are
merely scientific hypotheses, instruments of discourse, and methods of
expression. But in that case their truth would no longer be supposed to
lie in the fact that somewhere beyond the range of human observation
they descended bodily to the plane of flying existence, and were
actually enacted there. They would have ceased to resemble the society
of Olympus, which to prove itself real would need to verify itself,
since only the gods and those mortals admitted to their conclave could
know for a fact that that celestial gathering existed. On the contrary,
a speculation that could be supported by evidence would be one that
might be made good without itself descending to the plane of immediacy,
but would be sufficiently verified when diffuse facts fall out as it had
led us to expect. The myth in such a case would have become transparent
again and relevant to experience, which could continually serve to
support or to correct it. Even if somewhat overloaded and poetical, it
would be in essence a scientific theory. It would no longer terminate in
itself; it would point forward, leading the thinker that used it to
eventual facts of experience, facts which his poetic wisdom would have
prepared him to meet and to use.
[Sidenote: Possible validity of myths.]
If I say, for instance, that Punishment, limping in one leg, patiently
follows every criminal, the myth is obvious and innocent enough. It
reveals nothing, but, what is far better, it means something. I have
expressed a truth of experience and pointed vaguely to the course which
events may be expected to take under given circumstances. The
expression, though mythical in form, is scientific in effect, because it
tends to surround a given phenomenon (the crime) with objects on its own
plane—other passions and sensations to follow upon it. What would be
truly mythical would be to stop at the figure of speech and maintain, by
way of revealed dogma, that a lame goddess of vindictive mind actually
follows every wicked man, her sword poised in mid-air. Sinking into that
reverie, and trembling at its painted truth, I should be passing to the
undiscoverable and forgetting the hard blows actually awaiting me in the
world. Fable, detaining the mind too long in the mesh of expression,
would have become metaphysical dogma. I should have connected the given
fact with imagined facts, which even if by chance real—for such a
goddess may, for all we know, actually float in the fourth
dimension—are quite supernumerary in my world, and never, by any
possibility, can become parts or extensions of the experience they are
thought to explain. The gods are demonstrable only as hypotheses, but as
hypotheses they are not gods.
[Sidenote: Any dreamed-of thing might be experienced.]
The same distinction is sometimes expressed by saying that science deals
only with objects of possible experience. But this expression is
unfortunate, because everything thinkable, no matter how mythical and
supernatural or how far beyond the range of mortal senses, is an object
of _possible_ experience. Tritons and sea-horses might observe one
another and might feel themselves live. The thoughts and decrees said to
occupy the divine mind from all eternity would certainly be phenomena
there; they would be experienced things. Were fables really as
metaphysical and visionary as they pretend to be, were they not all the
while and in essence mere symbols for natural situations, they would be
nothing but reports about other alleged parts of experience. A real
Triton, a real Creator, a real heaven would obviously be objects open to
properly equipped senses and seats of much vivid experience. But a
Triton after all has something to do with the Ægean and other earthly
waters; a Creator has something to do with the origin of man and of his
habitat; heaven has something to do with the motives and rewards of
moral action. This relevance to given experience and its objects is what
cuts those myths off from their blameless and gratuitous rôle of
reporting experiences that might be going on merrily enough somewhere
else in the universe. In calling them myths and denying that what they
describe falls within the purview of science, we do not assert that,
absolutely taken, they could not be objects of a possible experience.
What we mean is rather that no matter how long we searched the sea
waves, in which it is the essence of our Tritons to disport themselves,
we should never find Tritons there; and that if we traced back the
history of man and nature we should find them always passing by natural
generation out of slightly different earlier forms and never appearing
suddenly, at the fiat of a vehement Jehovah swimming about in a chaos;
and finally that if we considered critically our motives and our ideals,
we should find them springing from and directed upon a natural life and
its functions, and not at all on a disembodied and timeless ecstasy.
Those myths, then, while they intrinsically refer to facts in the given
world, describe those facts in incongruous terms. They are symbols, not
extensions, for the experience we know.
[Sidenote: But science follows the movement of its subject-matter.]
A chief characteristic of science, then, is that in supplementing given
facts it supplements them by adding other facts belonging to the same
sphere, and eventually discoverable by tracing the given object in its
own plane through its continuous transformations. Science expands
speculatively, by the aid of merely instrumental hypotheses, objects
given in perception until they compose a congruous, self-supporting
world, all parts of which might be observed consecutively. What a
scientific hypothesis interpolates among the given facts—the atomic
structure of things, for instance—might come in time under the direct
fire of attention, fixed more scrupulously, longer, or with better
instruments upon those facts themselves. Otherwise the hypothesis that
assumed that structure would be simply false, just as a hypothesis that
the interior of the earth is full of molten fire would be false if on
inspection nothing were found there but solid rock. Science does not
merely prolong a habit of inference; it verifies and solves the
inference by reaching the fact inferred.
The contrast with myth at this point is very interesting; for in myth
the facts are themselves made vehicles, and knowledge is felt to
terminate in an independent existence on a higher or deeper level than
any immediate fact; and this circumstance is what makes myth impossible
to verify and, except by laughter, to disprove. If I attributed the
stars’ shining to the diligence of angels who lighted their lamps at
sunset, lest the upper reaches of the world should grow dangerous for
travellers, and if I made my romance elaborate and ingenious enough, I
might possibly find that the stars’ appearance and disappearance could
continue to be interpreted in that way. My myth might always suggest
itself afresh and might be perennially appropriate. But it would never
descend, with its charming figures, into the company of its evidences.
It would never prove that what it terminated in was a fact, as in my
metaphysical faith I had deputed and asserted it to be. The angels would
remain notional, while my intent was to have them exist; so that the
more earnestly I held to my fable the more grievously should I be
deceived. For even if seraphic choirs existed in plenty on their own
emotional or musical plane of being, it would not have been their
hands—if they had hands—that would have lighted the stars I saw; and
this, after all, was the gist and starting-point of my whole fable and
its sole witness in my world. A myth might by chance be a revelation,
did what it talks of have an actual existence somewhere else in the
universe; but it would need to be a revelation in order to be true at
all, and would then be true only in an undeserved and spurious fashion.
Any representative and provable validity which it might possess would
assimulate it to science and reduce it to a mere vehicle and instrument
for human discourse. It would evaporate as soon as the prophecies it
made were fulfilled, and it would claim no being and no worship on its
own account. Science might accordingly be called a myth conscious of its
essential ideality, reduced to its fighting weight and valued only for
its significance.
[Sidenote: Moral value of science.]
A symptom of the divergence between myth and science may be found in the
contrary emotions which they involve. Since in myth we interpret
experience in order to interpret it, in order to delight ourselves by
turning it poetically into the language and prosody of our own life, the
emotion we feel when we succeed is artistic; myth has a dramatic charm.
Since in science, on the contrary, we employ notional machinery, in
itself perhaps indifferent enough, in order to arrive at eventual facts
and to conceive the aspect which given things would actually wear from a
different point of view in space or time, the emotion we feel when we
succeed is that of security and intellectual dominion; science has a
rational value. To see better what we now see, to see by anticipation
what we should see actually under other conditions, is wonderfully to
satisfy curiosity and to enlighten conduct. At the same time, scientific
thinking involves no less inward excitement than dramatic fiction does.
It summons before us an even larger number of objects in their fatal
direction upon our interests. Were science adequate it would indeed
absorb those passions which now, since they must be satisfied somehow,
have to be satisfied by dramatic myths. To imagine how things might have
been would be neither interesting nor possible if we knew fully how
things are. All pertinent dramatic emotion, joyous or tragic, would then
inhere in practical knowledge. As it is, however, science abstracts from
the more musical overtones of things in order to trace the gross and
basal processes within them; so that the pursuit of science seems
comparatively dry and laborious, except where at moments the vista opens
through to the ultimate or leads back to the immediate. Then, perhaps,
we recognise that in science we are surveying all it concerns us to
know, and in so doing are becoming all that it profits us to be. Mere
amusement in thought as in sportive action is tedious and illiberal: it
marks a temperament so imperfectly educated that it prefers idle to
significant play and a flimsy to a solid idea.
[Sidenote: Its continuity with common knowledge.]
The fact that science follows the subject-matter in its own movement
involves a further consequence: science differs from common knowledge in
scope only, not in nature. When intelligence arises, when the flux of
things begins to be mitigated by representation of it and objects are at
last fixed and recognisable, there is science. For even here, in the
presence of a datum something virtual and potential is called up,
namely, what the given thing was a moment ago, what it is growing into,
or what it is contrasted with in character. As I walk round a tree, I
learn that the parts still visible, those that have just disappeared
and those now coming into view, are continuous and belong to the same
tree.
This declaration, though dialectic might find many a mare’s nest in its
language, is a safe and obvious enough expression of knowledge. It
involves terms, however, which are in the act of becoming potential.
What is just past, what is just coming, though sensibly continuous with
what is present, are partially infected with nonentity. After a while
human apprehension can reach them only by inference, and to count upon
them is frankly to rely on theory. The other side of the tree, which
common sense affirms to exist unconditionally, will have to be
represented in memory or fancy; and it may never actually be observed by
any mortal. Yet, if I continued my round, I should actually observe it
and know it by experience; and I should find that it had the same status
as the parts now seen, and was continuous with them. My assertion that
it exists, while certainly theoretical and perhaps false, is accordingly
scientific in type. Science, when it has no more scope than this, is
indistinguishable from common sense. The two become distinct only when
the facts inferred cannot be easily verified or have not yet been merged
with the notion representing the given object in most men’s minds.
Where science remains consciously theoretical (being as yet contrasted
with ordinary apperception and current thought), it is, ideally
considered, a _pis aller_, an expedient to which a mind must have
recourse when it lacks power and scope to hold all experience in hand
and to view the wide world in its genuine immediacy. As oblivescence is
a gradual death, proper to a being not ideally master of the universal
flux, but swamped within it, so science is an artificial life, in which
what cannot be perceived directly (because personal limitations forbid)
may be regarded abstractly, yet efficaciously, in what we think and do.
With better faculties the field of possible experience could be better
dominated, and fewer of its parts, being hidden from sight, would need
to be mapped out symbolically on that sort of projection which we call
scientific inference. The real relations between the parts of nature
would then be given in intuition, from which hypothesis, after all, has
borrowed its schemata.
[Sidenote: Its intellectual essence.]
Science is a half-way house between private sensation and universal
vision. We should not forget to add, however, that the universal vision
in question, if it were to be something better than private sensation or
passive feeling in greater bulk, would have to be intellectual, just as
science is; that is, it would have to be practical and to survey the
flux from a given standpoint, in a perspective determined by special and
local interests. Otherwise the whole world, when known, would merely be
re-enacted in its blind immediacy without being understood or subjected
to any purpose. The critics of science, when endowed with any
speculative power, have always seen that what is hypothetical and
abstract in scientific method is somehow servile and provisional;
science being a sort of telegraphic wire through which a meagre report
reaches us of things we would fain observe and live through in their
full reality. This report may suffice for approximately fit action; it
does not suffice for ideal knowledge of the truth nor for adequate
sympathy with the reality. What commonly escapes speculative critics of
science, however, is that in transcending hypothesis and reaching
immediacy again we should run a great risk of abandoning knowledge and
sympathy altogether; for if we _became_ what we now represent so
imperfectly, we should evidently no longer represent it at all. We
should not, at the end of our labours, have at all enriched our own
minds by adequate knowledge of what surrounds us, nor made our wills
just in view of alien but well-considered interests. We should have lost
our own essence and substituted for it, not something higher than
indiscriminate being, but only indiscriminate being in its flat, blind,
and selfish infinity. The ideality, the representative faculty, would
have gone out in our souls, and our perfected humanity would have
brought us back to protoplasm.
In transcending science, therefore, we must not hope to transcend
knowledge, nor in transcending selfishness to abolish finitude. Finitude
is the indispensable condition of unselfishness as well as of
selfishness, and of speculative vision no less than of hypothetical
knowledge. The defect of science is that it is inadequate or abstract,
that the account it gives of things is not full and sensuous enough; but
its merit is that, like sense, it makes external being present to a
creature that is concerned in adjusting itself to its environment, and
informs that creature about things other than itself. Science, if
brought to perfection, would not lose its representative or ideal
essence. It would still survey and inform, but it would survey
everything at once and inform the being it enlightened about all that
could affect its interests. It would thus remain practical in effect and
speculative in character. In losing its accidental limitations it would
not lose its initial bias, its vital function. It would continue to be a
rational activity, guiding and perfecting a natural being.
Perfect knowledge of things would be as far as possible from identifying
the knower with them, seeing that for the most part—even when we call
them human—they have no knowledge of themselves. Science, accordingly,
even when imperfect, is a tremendous advance on absorption in sense and
a dull immediacy. It begins to enrich the mind and gives it some
inkling, at least, of that ideal dominion which each centre of
experience might have if it had learned to regard all others, and the
relation connecting it with them, both in thought and in action. Ideal
knowledge would be an inward state corresponding to a perfect
adjustment of the body to all forces affecting it. If the adjustment was
perfect the inward state would regard every detail in the objects
envisaged, but it would see those details in a perspective of its own,
adding to sympathetic reproduction of them a consciousness of their
relation to its own existence and perfection.
[Sidenote: Unity of science.]
The fact that science expresses the character and relation of objects in
their own terms has a further important consequence, which serves again
to distinguish science from metaphorical thinking. If a man tries to
illustrate the nature of a thing by assimilating it to something else
which he happens to have in mind at the same time, it is obvious that a
second man, whose mind is differently furnished, may assimilate the same
object to a quite different idea: so myths are centrifugal, and the more
elaborate and delicate they are the more they diverge, like
well-developed languages. The rude beginnings of myth in every age and
country bear a certain resemblance, because the facts interpreted are
similar and the minds reading them have not yet developed their special
grammar of representation. But two highly developed mythical
systems—two theologies, for instance, like the Greek and the
Indian—will grow every day farther and farther apart. Science, on the
contrary, whatever it may start with, runs back into the same circle of
facts, because it follows the lead of the subject-matter, and is
attentive to its inherent transformations.
If men’s fund of initial perceptions, then, is alike, their science is
sure to be so; while the embroideries they make upon perception out of
their own resources will differ as much as do the men themselves. Men
asleep, said Heraclitus, live each in his own world, but awake they live
in the same world together. To be awake is nothing but to be dreaming
under control of the object; it is to be pursuing science to the
comparative exclusion of mere mental vegetation and spontaneous myth.
Thus if our objects are the same, our science and our waking lives will
coincide; or if there is a natural diversity in our discoveries, because
we occupy different points in space and time and have a varying range of
experience, these diversities will nevertheless supplement one another;
the discovery that each has made will be a possible discovery for the
others also. So a geographer in China and one in Babylonia may at first
make wholly unlike maps; but in time both will take note of the
Himalayas, and the side each approaches will slope up to the very crest
approached by the other. So science is self-confirming, and its most
disparate branches are mutually illuminating; while in the realm of
myth, until it is surveyed scientifically, there can be nothing but
mutual repulsion and incapacity to understand. Languages and religions
are necessarily rivals, but sciences are necessarily allies.
[Sidenote: In existence, judged by reflection, there is a margin of
waste.]
The unity of science can reach no farther than does coherent experience;
and though coherence be a condition of experience in the more pregnant
sense of the word—in the sense in which the child or the fool has no
experience—existence is absolutely free to bloom as it likes, and no
logic can set limits or prescribe times for its irresponsible presence.
A great deal may accordingly exist which cannot be known by science, or
be reached from the outside at all. This fact perhaps explains why
science has as yet taken so little root in human life: for even within
the limits of human existence, which are tolerably narrow, there is
probably no little incoherence, no little lapsing into what, from any
other point of view, is inconceivable and undiscoverable. Science, for
instance, can hardly reach the catastrophes and delights, often so
vivid, which occur in dreams; for even if a physiological psychology
should some day be able to find the causes of these phenomena, and so to
predict them, it would never enter the dream-world persuasively, in a
way that the dreamer could appreciate and understand, while he continued
to dream. This is because that dream-world and the waking world present
two disjointed landscapes, and the figures they contain belong to quite
different genealogies—like the families of Zeus and of Abraham. Science
is a great disciplinarian, and misses much of the sport which the
absolute is free to indulge in. If there is no inner congruity and
communion between two fields, science cannot survey them both; at best
in tracing the structure of things presented in one of them, it may come
upon some detail which may offer a basis or lodgment for the entire
fabric of the other, which will thus be explained _ab extra_; as the
children of Abraham might give an explanation for Zeus and his progeny,
treating them as a phenomenon in the benighted minds of some of Japhet’s
children.
This brings the Olympian world within the purview of science, but does
so with a very bad grace. For suppose the Olympian gods really
existed—and there is nothing impossible in that supposition—they would
not be allowed to have any science of their own; or if they did, it
would threaten the children of Abraham with the same imputed unreality
with which the latter boast to have extinguished Olympus. In order,
then, that two regions of existence should be amenable to a science
common to both and establishing a mutual rational representation between
them, it is requisite that the two regions should be congruous in
texture and continuous inwardly: the objects present in each must be
transformations of the objects present in the other. As this condition
is not always fulfilled, even within a man’s personal fortunes, it is
impossible that all he goes through should be mastered by science or
should accrue to him ideally and become part of his funded experience.
Much must be lost, left to itself, and resigned to the unprofitable
flux that produced it.
[Sidenote: Sciences converge from different points of origin.]
A consequence of this incoherence in experience is that science is not
absolutely single but springs up in various places at once, as a certain
consistency or method becomes visible in this or that direction. These
independent sciences might, conceivably, never meet at all; each might
work out an entirely different aspect of things and cross the other, as
it were, at a different level. This actually happens, for instance, in
mathematics as compared with history or psychology, and in morals as
compared with physics. Nevertheless, the fact that these various
sciences are all human, and that here, for instance, we are able to
mention them in one breath and to compare their natures, is proof that
their spheres touch somehow, even if only peripherally. Since common
knowledge, which knows of them all, is itself an incipient science, we
may be sure that some continuity and some congruity obtains between
their provinces. Some aspect of each must coincide with some aspect of
some other, else nobody who pursued any one science would so much as
suspect the existence of the rest. Great as may be the aversion of
learned men to one another, and comprehensive as may be their ignorance,
they are not positively compelled to live in solitary confinement, and
the key of their prison cells is at least in their own pocket.
[Sidenote: Two chief kinds of science, physics and dialectic.]
Some sciences, like chemistry and biology, or biology and anthropology,
are parted only, we presume, by accidental gaps in human knowledge; a
more minute and better directed study of these fields would doubtless
disclose their continuity with the fields adjoining. But there is one
general division in science which cuts almost to the roots of human
experience. Human understanding has used from the beginning a double
method of surveying and arresting ideally the irreparable flux of being.
One expedient has been to notice and identify similarities of character,
recurrent types, in the phenomena that pass before it or in its own
operations; the other expedient has been to note and combine in one
complex object characters which occur and reappear together. The latter
feat which is made easy by the fact that when various senses are
stimulated at once the inward instinctive reaction—which is felt by a
primitive mind more powerfully than any external image—is one and not
consciously divisible.
The first expedient imposes on the flux what we call ideas, which are
concretions in discourse, terms employed in thought and language. The
second expedient separates the same flux into what we call things, which
are concretions in existence, complexes of qualities subsisting in space
and time, having definable dynamic relations there and a traceable
history. Carrying out this primitive diversity in reflection science
has moved in two different directions. By refining concretions in
discourse it has attained to mathematics, logic, and the dialectical
developments of ethics; by tracing concretions in existence it has
reached the various natural and historical sciences. Following ancient
usage, I shall take the liberty of calling the whole group of sciences
which elaborates ideas _dialectic_, and the whole group that describes
existences _physics_.
The contrast between ideal science or dialectic and natural science or
physics is as great as the understanding of a single experience could
well afford; yet the two kinds of science are far from independent. They
touch at their basis and they co-operate in their results. Were
dialectic made clearer or physics deeper than it commonly is, these
points of contact would doubtless be multiplied; but even as they stand
they furnish a sufficient illustration of the principle that all science
develops objects in their own category and gives the mind dominion over
the flux of matter by discovering its form.
[Sidenote: Their mutual implication.]
That physics and dialectic touch at their basis may be shown by a double
analysis. In the first place, it is clear that the science of existence,
like all science, is itself discourse, and that before concretions in
existence can be discovered, and groups of coexistent qualities can be
recognised, these qualities themselves must be arrested by the mind,
noted, and identified in their recurrences. But these terms, bandied
about in scientific discourse, are so many essences and pure ideas: so
that the inmost texture of natural science is logical, and the whole
force of any observation made upon the outer world lies in the constancy
and mutual relations of the terms it is made in. If down did not mean
down and motion motion, Newton could never have taken note of the fall
of his apple. Now the constancy and relation of meanings is something
_meant_, it is something created by insight and intent and is altogether
dialectical; so that the science of existence is a portion of the art of
discourse.
On the other hand discourse, in its operation, is a part of existence.
That truth or logical cogency is not itself an existence can be proved
dialectically,[A] and is obvious to any one who sees for a moment what
truth means, especially if he remembers at the same time that all
existence is mutable, which it is the essence of truth not to be. But
the knowledge or discovery of truth is an event in time, an incident in
the flux of existence, and therefore a matter for natural science to
study.
Furthermore, every term which dialectic uses is originally given
embodied; in other words, it is given as an element in the actual flux,
it conies by illustration. Though meaning is the object of an ideal
function, and signification is inwardly appreciable only in terms of
signification, yet the ideal leap is made from a material datum: that in
which signification is seen is a fact. Or to state the matter somewhat
differently, truth is not self-generating; if it were it would be a
falsehood.
Its eternity, and the infinitude of propositions it contains, remain
potential and unapproachable until their incidence is found in
existence. Form cannot of itself decide which of all possible forms
shall be real; in their ideality, and without reference to their
illustration in things, all consistent propositions would be equally
valid and equally trivial. Important truth is truth about something, not
truth about truth; and although a single datum might suffice to give
foothold and pertinence to an infinity of truths, as one atom would
posit all geometry, geometry, if there were no space, would be, if I may
say so, all of the fourth dimension, and arithmetic, if there were no
pulses or chasms in being, would be all algebra. Truth depends upon
facts for its perspective, since facts select truths and decide which
truths shall be mere possibilities and which shall be the eternal forms
of actual things. The dialectical world would be a trackless desert if
the existent world had no arbitrary constitution. Living dialectic comes
to clarify existence; it turns into meanings the actual forms of things
by reflecting upon them, and by making them intended subjects of
discourse.
[Sidenote: Their co-operation.]
Dialectic and physics, thus united at their basis, meet again in their
results. In mechanical science, which is the best part of physics,
mathematics, which is the best part of dialectic, plays a predominant
rôle; it furnishes the whole method of understanding wherever there is
any real understanding at all. In psychology and history, too, although
dialectic is soon choked by the cross-currents of nature, it furnishes
the little perspicuousness which there is. We understand actions and
mental developments when the purposes or ideas contained in any stage
are carried out logically in the sequel; it is when conduct and growth
are rational, that is, when they are dialectical, that we think we have
found the true secret and significance of them. It is the evident ideal
of physics, in every department, to attain such an insight into causes
that the effects actually given may be thence _deduced_; and deduction
is another name for dialectic. To be sure, the dialectic applicable to
material processes and to human life is one in which the terms and the
categories needed are still exceedingly numerous and vague: a little
logic is all that can be read into the cataract of events. But the hope
of science, a hope which is supported by every success it scores, is
that a simpler law than has yet been discovered will be found to connect
units subtler than those yet known; and that in these finer terms the
universal mechanism may be exhaustively rendered. Mechanism is the ideal
of physics, because it is the infusion of a maximum of mathematical
necessity into the flux of real things. It is the aspiration of natural
science to be as dialectical as possible, and thus, in their ideal, both
branches of science are brought together.
That the ideal of dialectic is to apply to existence and thereby to
coincide with physics is in a sense no less true, although dialecticians
may be little inclined to confess it. The direct purpose of deduction is
to elucidate an idea, to develop an import, and nothing can be more
irrelevant in this science than whether the conclusion is verified in
nature or not. But the direct purpose of dialectic is not its ultimate
justification. Dialectic is a human pursuit and has, at bottom, a moral
function; otherwise, at bottom, it would have no value. And the moral
function and ultimate justification of dialectic is to further the Life
of Reason, in which human thought has the maximum practical validity,
and may enjoy in consequence the richest ideal development. If dialectic
takes a turn which makes it inapplicable in physics, which makes it
worthless for mastering experience, it loses all its dignity: for
abstract cogency has no dignity if the subject-matter into which it is
introduced is trivial. In fact, were dialectic a game in which the
counters were not actual data and the conclusions were not possible
principles for understanding existence, it would not be a science at
all. It would resemble a counterfeit paper currency, without intrinsic
value and without commercial convenience. Just as a fact without
implications is not a part of science, so a method without application
would not be.
The free excursions of dialectic into non-natural regions may be wisely
encouraged when they satisfy an interest which is at bottom healthy and
may, at least indirectly, bring with it excellent fruits. As musicians
are an honour to society, so are dialecticians that have a single heart
and an exquisite patience. But somehow the benefit must redound to
society and to practical knowledge, or these abstracted hermits will
seem at first useless and at last mad. The logic of nonsense has a
subtle charm only because it can so easily be turned into the logic of
common sense. Empty dialectic is, as it were, the ballet of science: it
runs most neatly after nothing at all.
[Sidenote: No science _a priori_.]
Both physics and dialectic are contained in common knowledge, and when
carried further than men carry them daily life these sciences remain
essentially inevitable and essentially fallible. If science deserves
respect, it is not for being oracular but for being useful and
delightful, as seeing is. Understanding is nothing but seeing under and
seeing far. There is indeed a great mystery in knowledge, but this
mystery is present in the simplest memory or presumption. The sciences
have nothing to supply more fundamental than vulgar thinking or, as it
were, preliminary to it. They are simply elaborations of it; they accept
its pre-suppositions and carry on its ordinary processes. A pretence on
the philosopher’s part that he could get behind or below human thinking,
that he could underpin, so to speak, his own childhood and the inherent
conventions of daily thought, would be pure imposture. A philosopher
can of course investigate the history of knowledge, he can analyse its
method and point out its assumptions; but he cannot know by other
authority than that which the vulgar know by, nor can his knowledge
begin with other unheard-of objects or deploy itself in advance over an
esoteric field. Every deeper investigation presupposes ordinary
perception and uses some at least of its data. Every possible discovery
_extends_ human knowledge. None can base human knowledge anew on a
deeper foundation or prefix an ante-experimental episode to experience.
We may construct a theory as disintegrating as we please about the
dialectical or empirical conditions of the experience given; we may
disclose its logical stratification or physical antecedents; but every
idea and principle used in such a theory must be borrowed from current
knowledge as it happens to lie in the philosopher’s mind.
[Sidenote: Role of criticism.]
If these speculative adventures do not turn out well, the scientific man
is free to turn about and become the critic and satirist of his foiled
ambitions. He may exhaust scepticism and withdraw into the citadel of
immediate feeling, yielding bastion after bastion to the assaults of
doubt. When he is at last perfectly safe from error and reduced to
speechless sensibility, he will perceive, however, that he is also
washed clean of every practical belief: he would declare himself
universally ignorant but for a doubt whether there be really anything to
know. This metaphysical exercise is simply one of those “fallings from
us, vanishings, blank misgivings of a creature moving about in worlds
not realised” which may visit any child. So long as the suspension of
judgment lasts, knowledge is surely not increased; but when we remember
that the enemy to whom we have surrendered is but a ghost of our own
evoking, we easily reoccupy the lost ground and fall back into an
ordinary posture of belief and expectation. This recovered faith has no
new evidences to rest on. We simply stand where we stood before we began
to philosophise, only with a better knowledge of the lines we are
holding and perhaps with less inclination to give them up again for no
better reason than the undoubted fact that, in a speculative sense, it
is always possible to renounce them.
Science, then, is the attentive consideration of common experience; it
is common knowledge extended and refined. Its validity is of the same
order as that of ordinary perception, memory, and understanding. Its
test is found, like theirs, in actual intuition, which sometimes
consists in perception and sometimes in intent. The flight of science is
merely longer from perception to perception, and its deduction more
accurate of meaning from meaning and purpose from purpose. It generates
in the mind, for each vulgar observation, a whole brood of suggestions,
hypotheses, and inferences. The sciences bestow, as is right and
fitting, infinite pains upon that experience which in their absence
would drift by unchallenged or misunderstood. They take note, infer, and
prophesy. They compare prophecy with event; and altogether they
supply—so intent are they on reality—every imaginable background and
extension for the present dream.
FOOTNOTES:
[Footnote A: For instance, in Plato’s “Parmenides,” where it is shown
that the ideas are not in the mind. We may gather from what is there
said that the ideas cannot be identified with any embodiment of them,
however perfect, since an idea means a nature common to all its possible
embodiments and remains always outside of them. This is what Plato meant
by saying that the ideas lay apart from phenomena and were what they
were in and for themselves. They were mere forms and not, as a
materialised Platonism afterward fancied, images in the mind of some
psychological deity. The gods doubtless know the ideas, as Plato tells
us in the same place: these are the common object of their thought and
of ours; hence they are not anybody’s thinking process, which of course
would be in flux and phenomenal. Only by being ideal (_i.e._, by being a
goal of intellectual energy and no part of sensuous existence) can a
term be common to various minds and serve to make their deliverances
pertinent to one another.
That truth is no existence might also be proved as follows: Suppose that
nothing existed or (if critics carp at that phrase), that a universe did
not exist. It would then be true that all existences were wanting, yet
this truth itself would endure; therefore truth is not an existence. An
attempt might be made to reverse this argument by saying that since it
would still “be” true that nothing existed, the supposition is
self-contradictory, for the truth would “be” or exist in any case. Truth
would thus be turned into an opinion, supposed to subsist eternally in
the ether. The argument, however, is a bad sophism, because it falsifies
the intent of the terms used. Somebody’s opinion is not what is meant by
the truth, since every opinion, however long-lived, may be false.
Furthermore, the notion that it might have been true that nothing
existed is a perfectly clear notion. The nature of dialectic is entirely
corrupted when sincerity is lost. No intent can be self-contradictory,
since it fixes its own object, but a man may easily contradict himself
by wavering between one intent and another.]
CHAPTER II
HISTORY
[Sidenote: History an artificial memory.]
The least artificial extension of common knowledge is history. Personal
recollection supplies many an anecdote, anecdotes collected and freely
commented upon make up memoirs, and memoirs happily combined make not
the least interesting sort of history. When a man recalls any episode in
his career, describes the men that flourished in his youth, or laments
the changes that have since taken place, he is an informal historian. He
would become one in a formal and technical sense if he supplemented and
controlled his memory by ransacking papers, and taking elaborate pains
to gather evidence on the events he wished to relate. This systematic
investigation, especially when it goes back to first sources, widens the
basis for imaginative reconstruction. It buttresses somewhat the frail
body of casual facts that in the first instance may have engaged an
individual’s attention.
History is nothing but assisted and recorded memory. It might almost be
said to be no science at all, if memory and faith in memory were not
what science necessarily rests on. In order to sift evidence we must
rely on some witness, and we must trust experience before we proceed to
expand it. The line between what is known scientifically and what has
to be assumed in order to support that knowledge is impossible to draw.
Memory itself is an internal rumour; and when to this hearsay within the
mind we add the falsified echoes that reach us from others, we have but
a shifting and unseizable basis to build upon. The picture we frame of
the past changes continually and grows every day less similar to the
original experience which it purports to describe.
[Sidenote: Second sight requires control.]
It is true that memory sometimes, as in a vision, seems to raise the
curtain upon the past and restore it to us in its pristine reality. We
may imagine at such moments experience can never really perish, but,
though hidden by chance from the roving eye, endures eternally in some
spiritual sphere. Such bodily recovery of the past, however, like other
telepathic visions, can never prove its own truth. A lapse into by-gone
perception, a sense of living the past over with all its vivid minutiæ
and trivial concomitants, might involve no true repetition of anything
that had previously existed. It might be a fresh experience altogether.
The sense of knowing constitutes only a working presumption for
experiment to start with; until corroboration comes that presumption can
claim no respect from the outsider.
[Sidenote: Nature the theme common to various memories.]
While memory remains a private presumption, therefore, it can be
compared with nothing else that might test its veracity. Only when
memory is expressed and, in the common field of expression, finds itself
corroborated by another memory, does it rise somewhat in dignity and
approach scientific knowledge. Two presumptions, when they coincide,
make a double assurance. While memory, then, is the basis of all
historical knowledge, it is not called history until it enters a field
where it can be supported or corrected by evidence. This field is that
natural world which all experiences, in so far as they are rational,
envisage together. Assertions relating to events in that world can
corroborate or contradict one another—something that would be
impossible if each memory, like the plot of a novel, moved in a sphere
of its own. For memory to meet memory, the two must present objects
which are similar or continuous: then they can corroborate or correct
each other and help to fix the order of events as they really
happened—that is, as they happened independently of what either memory
may chance to represent. Thus even the most miraculous and direct
recovery of the past needs corroboration if it is to be systematically
credited; but to receive corroboration it must refer to some event in
nature, in that common world in space and time to which other memories
and perceptions may refer also. In becoming history, therefore, memory
becomes a portion of natural science. Its assertions are such that any
natural science may conceivably support or contradict them.
[Sidenote: Growth of legend.]
Nature and its transformations, however, form too serried and
complicated a system for our wayward minds to dominate if left to their
spontaneous workings. Whatever is remembered or conceived is at first
vaguely believed to have its place in the natural order, all myth and
fable being originally localised within the confines of the material
world and made to pass for a part of early history. The method by which
knowledge of the past is preserved is so subject to imaginative
influence that it cannot avail to exclude from history anything that the
imagination may supply. In the growth of legend a dramatic rhythm
becomes more and more marked. What falls in with this rhythm is
reproduced and accentuated whenever the train of memory is started anew.
The absence of such cadences would leave a sensible gap—a gap which the
momentum of ideation is quick to fill up with some appropriate image.
Whatever, on the other hand, cannot be incorporated into the dominant
round of fancies is consigned more and more to oblivion.
This consolidation of legend is not intentional. It is ingenuous and for
the most part inevitable. When we muse about our own past we are
conscious of no effort to give it dramatic unity; on the contrary, the
excitement and interest of the process consist in seeming to discover
the hidden eloquence and meaning of the events themselves. When a man of
experience narrates the wonders he has seen, we listen with a certain
awe, and believe in him for his miracles as we believe in our own memory
for its arts. A bard’s mechanical and ritualistic habits usually put all
judgment on his own part to sleep; while the sanctity attributed to the
tale, as it becomes automatically more impressive, precludes tinkering
with it intentionally. Especially the allegories and marvels with which
early history is adorned are not ordinarily invented with malice
prepense. They are rather discovered in the mind, like a foundling,
between night and morning. They are divinely vouchsafed. Each time the
tale is retold it suffers a variation which is not challenged, since it
is memory itself that has varied. The change is discoverable only if
some record of the narrative in its former guise, or some physical
memorial of the event related, survives to be confronted with the
modified version. The modified version itself can make no comparisons.
It merely inherits the name and authority of its ancestor. The innocent
poet believes his own lies.
Legends consequently acquire a considerable eloquence and dramatic
force. These beauties accrue spontaneously, because rhythm and ideal
pertinence, in which poetic merit largely lies, are natural formative
principles for speech and memory. As symmetry in material structures is
a ground for strength, and hills by erosion are worn to pyramids, so it
is in thoughts. Yet the stability attained is not absolute, but only
such stability as the circumstances require. Dramatic effect is not
everywhere achieved, nor is it missed by the narrator where it is
wanting, so that even the oldest and best-pruned legends are full of
irrelevant survivals, contradictions, and scraps of nonsense. These
literary blemishes are like embedded fossils and tell of facts which the
mechanism of reproduction, for some casual reason, has not obliterated.
The recorder of verbal tradition religiously sets down its
inconsistencies and leaves in the transfigured chronicle many tell-tale
incidents and remarks which, like atrophied organs in an animal body,
reveal its gradual formation. Art and a deliberate pursuit of unction or
beauty would have thrown over this baggage. The automatic and pious
minstrel carries it with him to the end.
[Sidenote: No history without documents.]
For these reasons there can be no serious history until there are
archives and preserved records, although sometimes a man in a privileged
position may compose interesting essays on the events and persons of his
own time, as his personal experience has presented them to him. Archives
and records, moreover, do not absolve a speculative historian from
paying the same toll to the dramatic unities and making the same
concessions to the laws of perspective which, in the absence of
documents, turn tradition so soon into epic poetry. The principle that
elicits histories out of records is the same that breeds legends out of
remembered events. In both cases the facts are automatically
foreshortened and made to cluster, as it were providentially, about a
chosen interest. The historian’s politics, philosophy, or romantic
imagination furnishes a vital nucleus for reflection. All that falls
within that particular vortex is included in the mental picture, the
rest is passed over and tends to drop out of sight. It is not possible
to say, nor to think, everything at once; and the private interest which
guides a man in selecting his materials imposes itself inevitably on the
events he relates and especially on their grouping and significance.
History is always written wrong, and so always needs to be rewritten.
The conditions of expression and even of memory dragoon the facts and
put a false front on diffuse experience. What is interesting is brought
forward as if it had been central and efficacious in the march of
events, and harmonies are turned into causes. Kings and generals are
endowed with motives appropriate to what the historian values in their
actions; plans are imputed to them prophetic of their actual
achievements, while the thoughts that really preoccupied them remain
buried in absolute oblivion. Such falsification is inevitable, and an
honest historian is guilty of it only against his will. He would wish,
as he loves the truth, to see and to render it entire. But the limits of
his book and of his knowledge force him to be partial. It is only a very
great mind, seasoned by large wisdom, that can lend such an accent and
such a carrying-power to a few facts as to make them representative of
all reality.
[Sidenote: The aim is truth.]
Some historians, indeed, are so frankly partisan or cynical that they
avowedly write history with a view to effect, either political or
literary. Moralising historians belong to this school, as well as those
philosophers who worship evolution. They sketch every situation with
malice and twist it, as if it were an argument, to bring out a point,
much as fashionable portrait-painters sometimes surcharge the
characteristic, in order to make a bold effect at a minimum expense of
time and devotion. And yet the truly memorable aspect of a man is that
which he wears in the sunlight of common day, with all his generic
humanity upon him. His most interesting phase is not that which he might
assume under the lime-light of satirical or literary comparisons. The
characteristic is after all the inessential. It marks a peripheral
variation in the honest and sturdy lump. To catch only the heartless
shimmer of individuality is to paint a costume without the body that
supports it. Therefore a broad and noble historian sets down all within
his apperception. His literary interests are forgotten; he is wholly
devoted to expressing the passions of the dead. His ideal, emanating
from his function and chosen for no extraneous reason, is to make his
heroes think and act as they really thought and acted in the world.
Nevertheless the opposite happens, sometimes to a marked and even
scandalous degree. As legend becomes in a few generations preposterous
myth, so history, after a few rehandlings and condensations, becomes
unblushing theory. Now theory—when we use the word for a schema of
things’ relations and not for contemplation of them in their detail and
fulness—is an expedient to cover ignorance and remedy confusion. The
function of history, if it could be thoroughly fulfilled, would be to
render theory unnecessary. Did we possess a record of all geological
changes since the creation we should need no geological theory to
suggest to us what those changes must have been. Hypothesis is like the
rule of three: it comes into play only when one of the terms is unknown
and needs to be inferred from those which are given. The ideal
historian, since he would know all the facts, would need no hypotheses,
and since he would imagine and hold all events together in their actual
juxtapositions he would need no classifications. The intentions, acts,
and antecedents of every mortal would be seen in their precise places,
with no imputed qualities or scope; and when those intentions had been
in fact fulfilled, the fulfilments too would occupy their modest
position in the rank and file of marching existence. To omniscience the
idea of cause and effect would be unthinkable. If all things were
perceived together and co-existed for thought, as they actually flow
through being, on one flat phenomenal level, what sense would there be
in saying that one element had compelled another to appear? The relation
of cause is an instrument necessary to thought only when thought is
guided by presumption. We say, “If this thing had happened, that other
thing would have followed”—a hypothesis which would lapse and become
unmeaning had we always known all the facts. For no supposition contrary
to fact would then have entered discourse.
[Sidenote: Indirect methods of attaining it.]
This ideal of direct omniscience is, however, impossible to attain; not
merely accidental frailties, but the very nature of things stands in the
way. Experience cannot be suspended or sustained in being, because its
very nucleus is mobile and in shifting cannot retain its past phases
bodily, but only at best some trace or representation of them. Memory
itself is an expedient by which what is hopelessly lost in its totality
may at least be partly kept in its beauty or significance; and
experience can be enlarged in no other way than by carrying into the
moving present the lesson and transmitted habit of much that is past.
History is naturally reduced to similar indirect methods of recovering
what has lapsed. The historian’s object may be to bring the past again
before the mind in all its living reality, but in pursuing that object
he is obliged to appeal to inference, to generalisation, and to dramatic
fancy. We may conveniently distinguish in history, as it is perforce
written by men, three distinct elements, which we may call historical
investigation, historical theory, and historical romance.
[Sidenote: Historical research a part of physics.]
Historical investigation is the natural science of the past. The
circumstance that its documents are usually literary may somewhat
disguise the physical character and the physical principles of this
science; but when a man wishes to discover what really happened at a
given moment, even if the event were somebody’s thought; he has to read
his sources, not for what they say, but for what they imply. In other
words, the witnesses cannot be allowed merely to speak for themselves,
after the gossiping fashion familiar in Herodotus; their testimony has
to be interpreted according to the laws of evidence. The past needs to
be reconstructed out of reports, as in geology or archæology it needs to
be reconstructed out of stratifications and ruins. A man’s memory or the
report in a newspaper is a fact justifying certain inferences about its
probable causes according to laws which such phenomena betray in the
present when they are closely scrutinised. This reconstruction is often
very difficult, and sometimes all that can be established in the end is
merely that the tradition before us is certainly false; somewhat as a
perplexed geologist might venture on no conclusion except that the state
of the earth’s crust was once very different from what it is now.
[Sidenote: Verification here indirect.]
A natural science dealing with the past labours under the disadvantage
of not being able to appeal to experiment. The facts it terminates upon
cannot be recovered, so that they may verify in sense the hypothesis
that had inferred them. The hypothesis can be tested only by current
events; it is then turned back upon the past, to give assurance of facts
which themselves are hypothetical and remain hanging, as it were, to the
loose end of the hypothesis itself. A hypothetical fact is a most
dangerous creature, since it lives on the credit of a theory which in
turn would be bankrupt if the fact should fail. Inferred past facts are
more deceptive than facts prophesied, because while the risk of error in
the inference is the same, there is no possibility of discovering that
error; and the historian, while really as speculative as the prophet,
can never be found out.
Most facts known to man, however, are reached by inference, and their
reality may be wisely assumed so long as the principle by which they
are inferred, when it is applied in the present, finds complete and
constant verification. Presumptions involved in memory and tradition
give the first hypothetical facts we count upon; the relations which
these first facts betray supply the laws by which facts are to be
concatenated; and these laws may then be used to pass from the first
hypothetical facts to hypothetical facts of a second order, forming a
background and congruous extension to those originally assumed. This
expansion of discursive science can go on for ever, unless indeed the
principles of inference employed in it involve some present existence,
such as a skeleton in a given tomb, which direct experience fails to
verify. Then the theory itself is disproved and the whole galaxy of
hypothetical facts which clustered about it forfeit their credibility.
[Sidenote: Futile ideal to survey all facts.]
Historical investigation has for its aim to fix the order and character
of events throughout past time in all places. The task is frankly
superhuman, because no block of real existence, with its infinitesimal
detail, can be recorded, nor if somehow recorded could it be dominated
by the mind; and to carry on a survey of this social continuum _ad
infinitum_ would multiply the difficulty. The task might also be called
infrahuman, because the sort of omniscience which such complete
historical science would achieve would merely furnish materials for
intelligence: it would be inferior to intelligence itself. There are
many things which, as Aristotle says, it is better not to know than to
know—namely, those things which do not count in controlling the mind’s
fortunes nor enter into its ideal expression. Such is the whole flux of
immediate experience in other minds or in one’s own past; and just as it
is better to forget than to remember a nightmare or the by-gone
sensations of sea-sickness, so it is better not to conceive the sensuous
pulp of alien experience, something infinite in amount and insignificant
in character.
An attempt to rehearse the inner life of everybody that has ever lived
would be no rational endeavour. Instead of lifting the historian above
the world and making him the most consummate of creatures, it would
flatten his mind out into a passive after-image of diffuse existence,
with all its horrible blindness, strain, and monotony. Reason is not
come to repeat the universe but to fulfil it. Besides, a complete survey
of events would perforce register all changes that have taken place in
matter since time began, the fields of geology, astronomy, palæontology,
and archæology being all, in a sense, included in history. Such learning
would dissolve thought in a vertigo, if it had not already perished of
boredom. Historical research is accordingly a servile science which may
enter the Life of Reason to perform there some incidental service, but
which ought to lapse as soon as that service is performed.
[Sidenote: Historical theory.]
The profit of studying history lies in something else than in a dead
knowledge of what happens to have happened. A seductive alternative
might be to say that the profit of it lies in _understanding_ what has
happened, in perceiving the principles and laws that govern social
evolution, or the meaning which events have. We are hereby launched upon
a region of physico-ethical speculation where any man with a genius for
quick generalisation can swim at ease. To find the one great cause why
Borne fell, especially if no one has ever thought of it before, or to
expound the true import of the French Revolution, or to formulate in
limpid sentences the essence of Greek culture—what could be more
tempting or more purely literary? It would ill become the author of this
book to decry allegorical expressions, or a cavalierlike fashion of
dismissing whole periods and tendencies with a verbal antithesis. We
must have exercises in apperception, a work of imagination must be taken
imaginatively, and a landscape painter must be suffered to be, at his
own risk, as impressionistic as he will. If Raphael, when he was
designing the _School of Athens_, had said to himself that Aristotle
should point down to a fact and Plato up to a meaning, or when designing
the _Disputa_ had conceived that the proudest of intellects, weary of
argument and learning, should throw down his books and turn to
revelation for guidance, there would have been much historical
pertinence in those conceptions; yet the figures would have been
allegorical, contracting into a decorative design events that had been
dispersed through centuries and emotions that had only cropped up here
and there, with all manner of variations and alloys, when the particular
natural situation had made them inevitable. So the Renaissance might be
spoken of as a person and the Reformation as her step-sister, and
something might be added about the troubles of their home life; but
would it be needful in that case to enter a warning that these units
were verbal merely, and that the phenomena and the forces really at work
had been multitudinous and infinitesimal?
[Sidenote: It is arbitrary.]
In fine, historical terms mark merely rhetorical unities, which have no
dynamic cohesion, and there are no historical laws which are not at
bottom physical, like the laws of habit—those expressions of Newton’s
first law of motion. An essayist may play with historical apperception
as long as he will and always find something new to say, discovering the
ideal nerve and issue of a movement in a different aspect of the facts.
The truly proportionate, constant, efficacious relations between things
will remain material. Physical causes traverse the moral units at which
history stops, determining their force and duration, and the order, so
irrelevant to intent, in which they succeed one another. Even the single
man’s life and character have subterranean sources; how should the outer
expression and influence of that character have sources more
superficial than its own? Yet we cannot trace mechanical necessity down
to the more stable units composing a personal mechanism, and much less,
therefore, to those composing a complex social evolution. We accordingly
translate the necessity, obviously lurking under life’s commonplace yet
unaccountable shocks, into verbal principles, names for general
impressive results, that play some rôle in our ideal philosophy. Each of
these idols of the theatre is visible only on a single stage and to duly
predisposed spectators. The next passion affected will throw a
differently coloured calcium light on the same pageant, and there will
be no end of rival evolutions and incompatible ideal principles crossing
one another at every interesting event.
Such a manipulation of history, when made by persons who underestimate
their imaginative powers, ends in asserting that events have directed
themselves prophetically upon the interests which they arouse. Apart
from the magic involved and the mockery of all science, there is a
difficulty here which even a dramatic idealist ought to feel. The
interests affected are themselves many and contrary. If history is to be
understood teleologically, which of all the possible ends it might be
pursuing shall we think really endowed with regressive influence and
responsible for the movement that is going to realise it? Did Columbus,
for instance, discover America so that George Washington might exist and
that some day football and the Church of England may prevail throughout
the world? Or was it (as has been seriously maintained) in order that
the converted Indians of South America might console Saint Peter for the
defection of the British and Germans? Or was America, as Hegel believed,
ideally superfluous, the absolute having become self-conscious enough
already in Prussia? Or shall we say that the real goal is at an infinite
distance and unimaginable by us, and useless, therefore, for
understanding anything?
In truth, whatever plausibility the providential view of a given
occurrence may have is dependent on the curious limitation and
selfishness of the observer’s estimations. Sheep are providentially
designed for men; but why not also for wolves, and men for worms and
microbes? If the historian is willing to accept such a suggestion, and
to become a blind worshipper of success, applauding every issue, however
lamentable for humanity, and calling it admirable tragedy, he may seem
for a while to save his theory by making it mystical; yet presently this
last illusion will be dissipated when he loses his way in the maze and
finds that all victors perish in their turn and everything, if you look
far enough, falls back into the inexorable vortex. This is the sort of
observation that the Indian sages made long ago; it is what renders
their philosophy, for all its practical impotence, such an irrefragable
record of experience, such a superior, definitive perception of the
flux. Beside it, our progresses of two centuries and our philosophies of
history, embracing one-quarter of the earth for three thousand years,
seem puerile vistas indeed. Shall all eternity and all existence be for
the sake of what is happening here to-day, and to me? Shall we strive
manfully to the top of this particular wave, on the ground that its foam
is the culmination of all things for ever?
There is a sense, of course, in which definite political plans and moral
aspirations may well be fulfilled by events. Our ancestors, sharing and
anticipating our natures, may have had in many respects our actual
interests in view, as we may have those of posterity. Such ideal
co-operation extends far, where primary interests are concerned; it is
rarer and more qualified where a fine and fragile organisation is
required to support the common spiritual life. Even in these cases, the
aim pursued and attained is not the force that operates, since the
result achieved had many other conditions besides the worker’s intent,
and that intent itself had causes which it knew nothing of. Every
“historical force” pompously appealed to breaks up on inspection into a
cataract of miscellaneous natural processes and minute particular
causes. It breaks into its mechanical constituents and proves to have
been nothing but an _effet d’ensemble_ produced on a mind whose habits
and categories are essentially rhetorical.
[Sidenote: A moral critique of the past is possible.]
This sort of false history or philosophy of history might be purified,
like so many other things, by self-knowledge. If the philosopher in
reviewing events confessed that he was scrutinising them in order to
abstract from them whatever tended to illustrate his own ideals, as he
might look over a crowd to find his friends, the operation would become
a perfectly legitimate one. The events themselves would be left for
scientific inference to discover, where credible reports did not testify
to them directly; and the causes of events would be left to some theory
of natural evolution, to be stated, according to the degree of knowledge
attained, in terms more and more exact and mechanical. In the presence
of the past so defined imagination and will, however, would not abdicate
their rights, and a sort of retrospective politics, an estimate of
events in reference to the moral ideal which they embodied or betrayed,
might supervene upon positive history. This estimate of evolution might
well be called a philosophy of history, since it would be a higher
operation performed on the results of natural science, to give a needful
basis and illustration to the ideal. The present work is an essay in
that direction.
[Sidenote: How it might be just.]
The ideal which in such a review would serve as the touchstone for
estimation, if it were an enlightened ideal, would recognise its own
natural basis, and therefore would also recognise that under other
conditions other ideals, no less legitimate, may have arisen and may
have been made the standard for a different judgment on the world.
Historical investigation, were its resources adequate, would reveal to
us what these various ideals have been. Every animal has his own, and
whenever individuals or nations have become reflective they have known
how to give articulate expression to theirs. That all these ideals could
not have been realised in turn or together is an immense misfortune, the
irremediable half-tragedy of life, by which we also suffer. In
estimating the measure of success achieved anywhere a liberal historian,
who does not wish to be bluntly irrational, will of course estimate it
from _all_ these points of view, considering all real interests
affected, in so far as he can appreciate them. This is what is meant by
putting the standard of value, not in some arbitrary personal dogma but
in a variegated omnipresent happiness.
It is by no means requisite, therefore, in disentangling the Life of
Reason, to foresee what ultimate form the good might some day take, much
less to make the purposes of the philosopher himself, his time, or his
nation the test of all excellence. This test is the perpetual
concomitant ideal of the life it is applied to. As all could not be well
in the world if my own purposes were defeated, so the general excellence
of things would be heightened if other men’s purposes also had been
fulfilled. Each will is a true centre for universal estimation. As each
will, therefore, comes to expression, real and irreversible values are
introduced into the world, and the historian, in estimating what has
been hitherto achieved, needs to make himself the spokesman for all past
aspirations.
If the Egyptian poets sang well, though that conduces not at all to our
advantage, and though all those songs are now dumb, the Life of Reason
was thereby increased once for all in pith and volume. Brief erratic
experiments made in living, if they were somewhat successful in their
day, remain successes always: and this is the only kind of success that
in the end can be achieved at all. The philosopher that looks for what
is good in history and measures the past by the scale of reason need be
no impertinent dogmatist on that account. Reason would not be reason but
passion if it did not make all passions in all creatures constituents of
its own authority. The judgments it passes on existence are only the
judgments which existence, so far, has passed on itself, and these are
indelible and have their proportionate weight though others of many
different types may surround or succeed them.
[Sidenote: Transition to historical romance.]
To inquire what everybody has thought about the world, and into what
strange shapes every passionate dream would fain have transformed
existence, might be merely a part of historical investigation. These
facts of preference and estimation might be made to stand side by side
with all other facts in that absolute physical order which the universe
must somehow possess. In the reference book of science they would all
find their page and line. But it is not for the sake of making vain
knowledge complete that historians are apt to linger over heroic
episodes and commanding characters in the world’s annals. It is not even
in the hope of discovering just to what extent and in how many
directions experience has been a tragedy. The mathematical balance of
failure and success, even if it could be drawn with accuracy, would not
be a truth of moral importance, since whatever that balance might be for
the world at large, success and benefit here, from the living point of
view, would be equally valid and delightful; and however good or however
bad the universe may be it is always worth while to make it better.
What engages the historian in the reconstruction of moral life, such as
the past contained, is that he finds in that life many an illustration
of his own ideals, or even a necessary stimulus in defining what his
ideals are. Where his admiration and his sympathy are awakened, he sees
noble aims and great achievements, worthy of being minutely studied and
brought vividly before later generations. Very probably he will be led
by moral affinities with certain phases of the past to attribute to
those phases, in their abstraction and by virtue of their moral dignity,
a material efficacy which they did not really have; and his interest in
history’s moral will make him turn history itself into a fable. This
abuse may be abated, however, by having recourse to impartial historical
investigation, that will restore to the hero all his circumstantial
impotence, and to the glorious event all its insignificant causes.
Certain men and certain episodes will retain, notwithstanding, their
intrinsic nobility; and the historian, who is often a politician and a
poet rather than a man of science, will dwell on those noble things so
as to quicken his own sense for greatness and to burnish in his soul
ideals that may have remained obscure for want of scrutiny or may have
been tarnished by too much contact with a sordid world.
[Sidenote: Possibility of genuine epics.]
History so conceived has the function of epic or dramatic poetry. The
moral life represented may actually have been lived through; but that
circumstance is incidental merely and what makes the story worth telling
is its pertinence to the political or emotional life of the present. To
revive past moral experience is indeed wellnigh impossible unless the
living will can still covet or dread the same issues; historical romance
cannot be truthful or interesting when profound changes have taken place
in human nature. The reported acts and sentiments of early peoples lose
their tragic dignity in our eyes when they lose their pertinence to our
own aims. So that a recital of history with an eye to its dramatic
values is possible only when that history is, so to speak, our own, or
when we assimilate it to ours by poetic license.
The various functions of history have been generally carried on
simultaneously and with little consciousness of their profound
diversity. Since historical criticism made its appearance, the romantic
interest in the past, far from abating, has fed eagerly on all the
material incidents and private gossip of remote times. This sort of
petty historical drama has reflected contemporary interests, which have
centred so largely in material possessions and personal careers; while
at the same time it has kept pace with the knowledge of minutiæ attained
by archæology. When historical investigation has reached its limits a
period of ideal reconstruction may very likely set in. Indeed were it
possible to collect in archives exhaustive accounts of everything that
has ever happened, so that the curious man might always be informed on
any point of fact that interested him, historical imagination might grow
free again in its movements. Not being suspected of wishing to distort
facts which could so easily be pointed to, it might become more
conscious of its own moral function, and it might turn unblushingly to
what was important and inspiring in order to put it with dramatic force
before the mind. Such a treatment of history would reinstate that epic
and tragic poetry which has become obsolete; it might well be written in
verse, and would at any rate be frankly imaginative; it might furnish a
sort of ritual, with scientific and political sanctions, for public
feasts. Tragedies and epics are such only in name if they do not deal
with the highest interests and destinies of a people; and they could
hardly deal with such ideals in an authoritative and definite way,
unless they found them illustrated in that people’s traditions.
[Sidenote: Literal truth abandoned.]
Historic romance is a work of art, not of science, and its fidelity to
past fact is only an expedient, often an excellent and easy one, for
striking the key-note of present ideals. The insight attained, even when
it is true insight into what some one else felt in some other age, draws
its force and sublimity from current passions, passions potential in the
auditor’s soul. Mary Queen of Scots, for instance, doubtless repeated,
in many a fancied dialogue with Queen Elizabeth, the very words that
Schiller puts into her mouth in the central scene of his play, “_Denn
ich bin Euer König!_” Yet the dramatic force of that expression, its
audacious substitution of ideals for facts, depends entirely on the
scope which we lend it. Different actors and different readers would
interpret it differently. Some might see in it nothing but a sally in a
woman’s quarrel, reading it with the accent of mere spite and
irritation. Then the tragedy, not perhaps without historic truth, would
be reduced to a loud comedy. Other interpreters might find in the
phrase the whole feudal system, all the chivalry, legality, and
foolishness of the Middle Ages. Then the drama would become more
interesting, and the poor queen’s cry, while that of a mind
sophisticated and fanatical, would have great pathos and keenness. To
reach sublimity, however, that moment would have to epitomise ideals
which we deeply respected. We should have to believe in the sanctity of
canon law and in the divine right of primogeniture. That a woman may
have been very unhappy or that a state may have been held together by
personal allegiance does not raise the fate of either to the tragic
plane, unless “laws that are not of to-day nor yesterday,” aspirations
native to the heart, shine through those legendary misfortunes.
It would matter nothing to the excellence of Schiller’s drama which of
these interpretations might have been made by Mary Stuart herself at any
given moment; doubtless her attitude toward her rival was coloured on
different occasions by varying degrees of political insight and moral
fervour. The successful historical poet would be he who caught the most
significant attitude which a person in that position could possibly have
assumed, and his Mary Stuart, whether accidentally resembling the real
woman or not, would be essentially a mythical person. So Electra and
Antigone and Helen of Troy are tragic figures absolved from historical
accuracy, although possibly if the personages of heroic times were known
to us we might find that our highest imagination had been anticipated
in their consciousness.
[Sidenote: History exists to be transcended.]
Of the three parts into which the pursuit of history may be
divided—investigation, theory, and story-telling—not one attains ideal
finality. Investigation is merely useful, because its intrinsic
ideal—to know every detail of everything—is not rational, and its
acceptable function can only be to offer accurate information upon such
points as are worth knowing for some ulterior reason. Historical theory,
in turn, is a falsification of causes, since no causes are other than
mechanical; it is an arbitrary foreshortening of physics, and it
dissolves in the presence either of adequate knowledge or of clear
ideals. Finally, historical romance passes, as it grows mature, into
epics and tragedies, where the moral imagination disengages itself from
all allegiance to particular past facts. Thus history proves to be an
imperfect field for the exercise of reason; it is a provisional
discipline; its values, with the mind’s progress, would empty into
higher activities. The function of history is to lend materials to
politics and to poetry. These arts need to dominate past events, the
better to dominate the present situation and the ideal one. A good book
of history is one that helps the statesman to formulate and to carry out
his plans, or that helps the tragic poet to conceive what is most
glorious in human destiny. Such a book, as knowledge and ignorance are
now mingled, will have to borrow something from each of the methods by
which history is commonly pursued. Investigation will be necessary,
since the needful facts are not all indubitably known; theory will be
necessary too, so that those facts may be conceived in their pertinence
to public interests, and the latter may thereby be clarified; and
romance will not be wholly excluded, because the various activities of
the mind about the same matter cannot be divided altogether, and a
dramatic treatment is often useful in summarising a situation, when all
the elements of it cannot be summoned up in detail before the mind.
[Sidenote: Its great rôle.]
Fragmentary, arbitrary, and insecure as historical conceptions must
remain, they are nevertheless highly important. In human consciousness
the indispensable is in inverse ratio to the demonstrable. Sense is the
foundation of everything. Without sense memory would be both false and
useless. Yet memory rather than sense is knowledge in the pregnant
acceptation of the word; for in sense object and process are hardly
distinguished, whereas in memory significance inheres in the datum, and
the present vouches for the absent. Similarly history, which is derived
from memory, is superior to it; for while it merely extends memory
artificially it shows a higher logical development than memory has and
is riper for ideal uses. Trivial and useless matter has dropped out.
Inference has gone a step farther, thought is more largely
representative, and testimony conveyed by the reports of others or
found in monuments leads the speculative mind to infer events that must
have filled the remotest ages. This information is not passive or idle
knowledge; it truly _informs_ or shapes the mind, giving it new
aptitudes. As an efficacious memory modifies instinct, by levelling it
with a wider survey of the situation, so a memory of what human
experience has been, a sense of what it is likely to be under specific
circumstances, gives the will a new basis. What politics or any large
drama deals with is a will cast into historic moulds, an imagination
busy with what we call great interests. Great interests are a gift which
history makes to the heart. A barbarian is no less subject to the past
than is the civic man who knows what his past is and means to be loyal
to it; but the barbarian, for want of a trans-personal memory, crawls
among superstitions which he cannot understand or revoke and among
persons whom he may hate or love, but whom he can never think of raising
to a higher plane, to the level of a purer happiness. The whole dignity
of human endeavour is thus bound up with historic issues; and as
conscience needs to be controlled by experience if it is to become
rational, so personal experience itself needs to be enlarged ideally if
the failures and successes it reports are to touch impersonal interests.
CHAPTER III
MECHANISM
[Sidenote: Recurrent forms in nature.]
A retrospect over human experience, if a little extended, can hardly
fail to come upon many interesting recurrences. The seasons make their
round and the generations of men, like the forest leaves, repeat their
career. In this its finer texture history undoubtedly repeats itself. A
study of it, in registering so many recurrences, leads to a description
of habit, or to natural history. To observe a recurrence is to divine a
mechanism. It is to analyse a phenomenon, distinguishing its form, which
alone recurs, from its existence, which is irrevocable; and that the
flux of phenomena should turn out, on closer inspection, to be composed
of a multitude of recurring forms, regularly interwoven, is the ideal of
mechanism. The forms, taken ideally and in themselves, are what
reflection first rescues from the flux and makes a science of; they
constitute that world of eternal relations with which dialectic is
conversant. To note here and there some passing illustration of these
forms is one way of studying experience. The observer, the poet, the
historian merely _define_ what they see. But these incidental
illustrations of form (called by Plato phenomena) may have a method in
their comings and goings, and this method may in turn be definable. It
will be a new sort of constant illustrated in the flux; and this we call
a law. If events could be reduced to a number of constant forms moving
in a constant medium according to a constant law, a maximum of constancy
would be introduced into the flux, which would thereby be proved to be
mechanical.
The form of events, abstracted from their material presence, becomes a
general mould to which we tend to assimilate new observations. Whatever
in particular instances may contravene the accredited rule, we attribute
without a qualm to unknown variations in the circumstances, thus saving
our faith in order at all hazards and appealing to investigation to
justify the same. Only when another rule suggests itself which leaves a
smaller margin unaccounted for in the phenomena do we give up our first
generalisation. Not even the rudest superstition can be criticised or
dislodged scientifically save by another general rule, more exact and
trustworthy than the superstition. The scepticism which comes from
distrust of abstraction and disgust with reckoning of any sort is not a
scientific force; it is an intellectual weakness.
Generalities are indeed essential to understanding, which is apt to
impose them hastily upon particulars. Confirmation is not needed to
create prejudice. It suffices that a vivid impression should once have
cut its way into the mind and settled there in a fertile soil; it will
entwine itself at once with its chance neighbours and these adventitious
relations will pass henceforth for a part of the fact. Repetition,
however, is a good means of making or keeping impressions vivid and
almost the only means of keeping them unchanged. Prejudices, however
refractory to new evidence, evolve inwardly of themselves. The mental
soil in which they lie is in a continual ferment and their very vitality
will extend their scope and change their application. Generalisations,
therefore, when based on a single instance, will soon forget it and
shift their ground, as unchecked words shift their meaning. But when a
phenomenon actually recurs the generalisations founded on it are
reinforced and kept identical, and prejudices so sustained by events
make man’s knowledge of nature.
[Sidenote: Their discovery makes the flux calculable.]
Natural science consists of general ideas which look for verification in
events, and which find it. The particular instance, once noted, is
thrown aside like a squeezed orange, its significance in establishing
some law having once been extracted. Science, by this flight into the
general, lends immediate experience an interest and scope which its
parts, taken blindly, could never possess; since if we remained sunk in
the moments of existence and never abstracted their character from their
presence, we should never know that they had any relation to one
another. We should feel their incubus without being able to distinguish
their dignities or to give them names. By analysing what we find and
abstracting what recurs from its many vain incidents we can discover a
sustained structure within, which enables us to foretell what we may
find in future. Science thus articulates experience and reveals its
skeleton.
Skeletons are not things particularly congenial to poets, unless it be
for the sake of having something truly horrible to shudder at and to
frighten children with: and so a certain school of philosophers exhaust
their rhetoric in convincing us that the objects known to science are
artificial and dead, while the living reality is infinitely rich and
absolutely unutterable. This is merely an ungracious way of describing
the office of thought and bearing witness to its necessity. A body is
none the worse for having some bones in it, even if they are not all
visible on the surface. They are certainly not the whole man, who
nevertheless runs and leaps by their leverage and smooth turning in
their sockets; and a surgeon’s studies in dead anatomy help him
excellently to set a living joint. The abstractions of science are
extractions of truths. Truths cannot of themselves constitute existence
with its irrational concentration in time, place, and person, its
hopeless flux, and its vital exuberance; but they can be true of
existence; they can disclose that structure by which its parts cohere
materially and become ideally inferable from one another.
[Sidenote: Looser principles tried first.]
Science becomes demonstrable in proportion as it becomes abstract. It
becomes in the same measure applicable and useful, as mathematics
witnesses, whenever the abstraction is judiciously made and has seized
the profounder structural features in the phenomenon. These features are
often hard for human eyes to discern, buried as they may be in the
internal infinitesimal texture of things. Things accordingly seem to
move on the world’s stage in an unaccountable fashion, and to betray
magic affinities to what is separated from them by apparent chasms. The
types of relation which the mind may observe are multifarious. Any
chance conjunction, any incidental harmony, will start a hypothesis
about the nature of the universe and be the parent image of a whole
system of philosophy. In self-indulgent minds most of these standard
images are dramatic, and the cue men follow in unravelling experience is
that offered by some success or failure of their own. The sanguine,
having once found a pearl in a dunghill, feel a glorious assurance that
the world’s true secret is that everything in the end is ordered for
everybody’s benefit—and that is optimism. The atrabilious, being ill at
ease with themselves, see the workings everywhere of insidious sin, and
conceive that the world is a dangerous place of trial. A somewhat more
observant intellect may decide that what exists is a certain number of
definite natures, each striving to preserve and express itself; and in
such language we still commonly read political events and our friend’s
actions. At the dawn of science a Thales, observing the ways and the
conditions of things somewhat more subtly, will notice that rain,
something quite adventitious to the fields, is what covers them with
verdure, that the slime breeds life, that a liquid will freeze to stone
and melt to air; and his shrewd conclusion will be that everything is
water in one disguise or another. It is only after long accumulated
observation that we can reach any exact law of nature; and this law we
hardly think of applying to living things. These have not yet revealed
the secret of their structure, and clear insight is vouchsafed us only
in such regions as that of mathematical physics, where cogency in the
ideal system is combined with adequacy to explain the phenomena.
[Sidenote: Mechanism for the most part hidden.]
These exact sciences cover in the gross the field in which human life
appears, the antecedents of this life, and its instruments. To a
speculative mind, that had retained an ingenuous sense of nature’s
inexhaustible resources and of man’s essential continuity with other
natural things, there could be no ground for doubting that similar
principles (could they be traced in detail) would be seen to preside
over all man’s action and passion. A thousand indications, drawn from
introspection and from history, would be found to confirm this
speculative presumption. It is not only earthquakes and floods, summer
and winter, that bring human musings sharply to book. Love and ambition
are unmistakable blossomings of material forces, and the more intense
and poetical a man’s sense is of his spiritual condition the more loudly
will he proclaim his utter dependence on nature and the identity of the
moving principle in him and in her.
Mankind and all its works are undeniably subject to gravity and to the
law of projectiles; yet what is true of these phenomena in bulk seems to
a superficial observation not to be true of them in detail, and a person
may imagine that he subverts all the laws of physics whenever he wags
his tongue. Only in inorganic matter is the ruling mechanism open to
human inspection: here changes may be seen to be proportionate to the
elements and situation in which they occur. Habit here seems perfectly
steady and is called necessity, since the observer is able to deduce it
unequivocally from given properties in the body and in the external
bodies acting upon it. In the parts of nature which we call living and
to which we impute consciousness, habit, though it be fatal enough, is
not so exactly measurable and perspicuous. Physics cannot account for
that minute motion and pullulation in the earth’s crust of which human
affairs are a portion. Human affairs have to be surveyed under
categories lying closer to those employed in memory and legend. These
looser categories are of every sort—grammatical, moral, magical—and
there is no knowing when any of them will apply or in what measure.
Between the matters covered by the exact sciences and vulgar experience
there remains, accordingly, a wide and nebulous gulf. Where we cannot
see the mechanism involved in what happens we have to be satisfied with
an empirical description of appearances as they first fall together in
our apprehension; and this want of understanding in the observer is what
popular philosophy calls intelligence in the world.
[Sidenote: Yet presumably pervasive.]