To understand the operation of extraterritorial jurisdiction, let us

suppose the principle to be applied to ourselves. A European merchant or

sailor inflicts corporal chastisement on one of our citizens in

Broadway, and the prestige which the foreigner enjoys, precludes

interference on the part of bystanders and police. If the New Yorker

happens to be desirous of obtaining redress, he must first discover and

identify the assailant, and next ascertain his nationality. [A Chinaman,

in like circumstances, would find as much trouble in arriving at the

truth, as if he were to attempt the investigation of the assailant's

pedigree; he knows as little of our nationalities as we do of the forty

tribes of Borneo.] Our persevering citizen succeeds at length in lodging

a complaint at the consulate of the offender. The consul is perhaps a

fellow merchant of the defendant, or head of the firm to which the

offender is consigned. The complainant is accommodated with a blundering

interpreter, and the case is tried according to the foreigner's code,

which, on such occasions, is endowed with more than wonted elasticity.

If, contrary to all probability, the foreigner is convicted, the citizen

has the satisfaction of seeing the foreign assailant placed in

confinement on the consul's premises, or perhaps mulcted to a small

amount; and with this administration of justice, he and his country must

be content. Who does not see that such an abdication of authority on our

part would lead to the perpetration of wrongs that would soon become

unendurable, even if we were first to become a broken spirited people?

And, considering the arrogance and recklessness of many foreigners in

China, and the pusillanimous character of the natives, what can be

expected but contempt and aggression on one side, and mistrust and

finesse on the other? What but a chronic discontent, wholly incompatible

with healthful commerce and peaceful intercourse, can be expected from

such a state of things? Consider further that this occurs among a people

of the highest antiquity, with a history and a civilization of which

they are justly proud; who, in political and moral science, were in

advance of Greece and Rome, at a time when those, whom they now

designate 'barbarians,' really were so. When our ancestors were half

naked savages, the Chinese were a polished literary people. In calling

attention to this subject we do so, not less in the interest of our

oriental clients than in that of our own lands; for our relations with

the empire of China will, with the growth of our power on the Pacific,

assume such importance, that good policy demands that we should avoid

any course likely to render hostile such a large portion of the human

race. Many years ago we deprecated Chinese emigration into California,

on the ground that, as _prolétaires_, they would degrade labor, and

leave that State without its most important element of strength; yet to

the Chinese, in their own country, we would pursue a conciliatory

instead of a domineering course.

Hardly had the Portuguese doubled the Cape of Good Hope, when the

Chinese, who had but imperfectly resisted aggression from neighboring

countries, began to suffer annoyance from the 'barbarians from the

Western Ocean.' At an early day the Portuguese established a factory at

the mouth of the river on which Ningpo is situated. The factory became a

colony, and the colony a little state. 'At the origin of colonies,' says

M. Cochin, 'we find in general two men, a filibuster and a missionary.

To go so far, one must have either a devil in his body, or God in his

heart. When to these two men is joined a third--a ruler--all goes on

well; the first subjugates, the second converts, and the third

organizes.' All these went to work in China: as elsewhere, affairs went

on well as regards filibuster, missionary, and ruler. Courts of justice,

hospitals, seminaries, and military posts were established. Natives

joined the colonists in large numbers, adopting the foreign dress,

customs, and religion, without a moment's hesitation. If the Chinese had

been as few in number as the Aztecs, a Portuguese dominion would soon

have arisen in Cathay; but the raids made by the colonists, the slaying

of villagers, the violation and carrying off of women, the cruelty and

robberies of the Christians, became so intolerable that the whole region

was aroused, and the colonists exterminated. From that period Europeans

were rigorously restricted to the port of Canton, and the coast enjoyed

quiet, except interrupted by an occasional buccaneer, until the present

century, when the opium traffic brought violent men to every port.

The Portuguese were not the only sufferers from trespassing upon the

soil of China. Twenty Japanese filibusters were boiled to death in the

streets of Ningpo, by order of an envoy of their country, who then

(1406) happened to be in Peking. All their intercourse with foreigners

seemed to confirm Chinamen in the belief that the barbarians were in

their dispositions like wild beasts, unamenable to reason, and to be

treated accordingly.

With feelings of mutual mistrust and hostility, commerce was long

conducted by Europeans and Chinese at Canton. The question of foreign

exemption from local jurisdiction only came up for discussion in cases

of homicide; but in every instance the Chinese insisted on their right

to punish the murderer. Foreign resistance to the claim was based only

on the unwillingness of the Chinese to distinguish between killing by

accident, in self-defence, or from malice. In the Chinese code such

distinctions exist; but life for life was the inexorable demand when a

native was slain by a foreigner; it was not, however, so much jealousy

of foreign jurisdiction, as a desire of revenge, that actuated them, as

was shown on many occasions. Whenever foreigners tried and executed one

of their number for a murder of a Chinaman, the mandarins and people

were satisfied. It was the practice of the local authorities to make a

representation to the emperor to the effect that such trials and

executions were in obedience to their orders, the foreigners being their

submissive agents. The real difficulties occurred when an accidental or

extenuating homicide took place, or where there was insufficient proof

of the guilt of the accused. The condign punishment of those convicted

did not meet the requirements of the Chinese authorities. They seized,

and held as hostages, countrymen of the murderer, and demanded blood for

blood, seeking not justice but revenge. The object was explicitly

expressed by the emperor Kienlung, in an edict (1749): 'It is incumbent

to have life for life, in order to frighten and repress the foreigner.'

Four years subsequent to the issuing of the edict of Kienlung, the

Canton local government memorialized the emperor to disallow to

foreigners the privilege of appeal, when sentenced to death. Except in

times of insurrection no Chinaman can be executed until his death

warrant is signed by the emperor. In compliance with that memorial,

foreigners, guilty of homicide, were outlawed. It was formally announced

that 'The barbarians are like beasts, and not to be ruled on the same

principles as citizens. Were any to attempt controlling them by the

great maxim of reason, it would tend to nothing but confusion. The

ancient kings well understood this, and accordingly ruled barbarians by

misrule. Therefore, to rule barbarians by misrule is the true way of

ruling them.' It suited the purpose of European residents at Canton to

descant upon the arrogance and inhumanity of the Chinese, as manifested

by proceedings based upon those hostile edicts, while the provocations

which explained and extenuated them were studiously concealed.

Considered apart from the misdemeanors of foreigners, the measures of

the Chinese authorities justified the appeal to arms by the nation,

whose interests were chiefly concerned in commercial dealings with that

empire. The supremacy claimed by the Chinese over all countries

occasioned frequent altercations between the mandarins at Canton and the

English officers who were in charge of the East India Company's factory

in that city. Hostile collisions were, however, comparatively

unfrequent, owing to the authority exercised over all British subjects

by the East India Company, that body having authority to deport any of

their countrymen who acted disorderly. Their proceedings in that way

gave a tone to the entire foreign community, and as intercourse was

restricted to a single port, where the people were jealous, and

mandarins vigilant, murderous affrays did not often take place; yet,

when they did occur, the Chinese were resolute in claiming jurisdiction

in each instance. In cases of assault, pecuniary recompense always

satisfied the complainant; and in business transactions mutual

confidence in each other's integrity rendered official intervention

unnecessary.

Thus, except in cases of homicide, the foreign claim of exemption from

local jurisdiction was tacitly admitted, and no inconvenience followed.

But where life was lost, even when both the murderer and his victim were

foreigners, the right to try and execute the guilty was contended for,

and in some cases admitted. Kienlung's demand of 'life for life' was

always made, an innocent victim being not less acceptable than the real

culprit. On one occasion (1772), when a Chinaman was killed in the

Portuguese settlement of Macao, an Englishman, demanded by the Chinese,

whom the Portuguese admitted to be guiltless, was by them given up, and

by the Chinese strangled, to meet the claim of life for life. No regard

was had for those who by accident caused loss of life. In 1780 a native

was killed by the firing of a salute from an English vessel. The

mandarins decoyed the supercargo and held him as a hostage until the

gunner was delivered up. The innocent cause of the calamity was given up

under a promise from the mandarins that he should have a fair trial, and

that his life should not be endangered. He was immediately strangled. In

1821 an Italian sailor, in the service of an American merchantman, was

the indirect cause of the death of a China boatwoman, who was by the

side of his vessel. Trade was stopped until the poor man was delivered

up; the committee of American merchants, in the examination of the

sailor, protested against its irregularity. In sending the prisoner to

be strangled, they said, 'We are bound to submit to your laws, while in

your waters; be they ever so unjust, we will not resist them.' A

plausible reason for a culpable act. They should have allowed the trade

to stop, and quit the Chinese waters, rather than become parties to the

murder of the Italian.

The abrogation of the monopoly of the East India Company, and the rapid

extension of the illicit traffic in opium, caused a great influx of

foreigners into China, who often forced their way to ports where

intercourse was prohibited; these were among the causes which prepared

the way for the war with Great Britain; but the question which

precipitated that war, was one touching Chinese jurisdiction over

contraband merchandise, smuggled into the empire in defiance of the

efforts of the Chinese authorities to keep it out. Opium, the bane of

their race, was stored up in the foreigners' vessels in Chinese waters.

To obtain possession of the fatal drug, they placed the foreigners in

duresse. The opium war followed, and next the treaty of Nanking, which

secured all that Britain desired, save the legalization of the opium

traffic.

Neither in the treaty of Nanking, nor the supplementary treaty, was the

concession of exemption of British subjects from local Chinese

jurisdiction formally expressed. Security to British subjects was

guaranteed, while the British Government stipulated that they should

keep a ship of war at each port 'to restrain sailors on board the

English merchant vessels, which power the consuls may also avail

themselves of, to keep in order the merchants of Great Britain and her

colonies.'

That the Chinese regarded the principle of extraterritoriality as having

been conceded, was shown by their ready assent to the insertion in the

American treaty of a clause formally abdicating sovereignty to that

extent. Our treaty says: 'Subjects of China, who may be guilty of any

criminal act toward citizens of the United States, shall be arrested and

punished by the Chinese authorities, according to the laws of China; and

citizens of the United States, who may commit any crime in China, shall

be tried and punished by the consul or other public functionary of the

United States.' Provision was made for joint action between American and

Chinese officials in certain cases. It was also stipulated that there

should be no interference by the Chinese in any misunderstanding that

might arise between Americans and people of other foreign countries.

In the third treaty--that negotiated by the French--foreign exemption

from Chinese law was yet more explicitly declared: 'Every Frenchman, who

harbors resentment or ill will toward a Chinese, ought first to inform

the consul thereof, who will again distinctly investigate the matter,

and endeavor to settle it. If a Chinese has a grudge against a

Frenchman, the consul must impartially examine and fully arrange it for

him. But if any dispute should arise, which the consul is unable to

assuage, he will request the Chinese officer to coöperate in arranging

the matter, and having investigated the facts, justly bring the same to

a conclusion. If there is any strife between French and Chinese, or any

fight occurs in which one, two, or more men are wounded, or killed by

firearms, or other weapons, the Chinese will, in such cases, be

apprehended and punished, according to the laws of the Central Empire;

the consul will use means to apprehend the Frenchmen, speedily

investigate the matter, and punish them according to the French law.

France will in future establish laws for their punishment. All other

matters, not distinctly stated in this paragraph, will be arranged

according to this, and greater or lesser crimes committed by the French,

will be judged according to French law.'

China, stunned by the blows so unexpectedly inflicted by the barbarians,

whom she despised and thought herself able to exterminate, made no

resistance to the demands made for extraterritoriality. As a Chinaman

does not hesitate to commit suicide when excited and alarmed, so

Taukwang quietly acquiesced in terms which were fatal to the

independence of his empire. When, subsequently, the English demanded

from the Siamese similar conditions, those people, although feeble and

servile, could not easily be made to brook the degradation. Sir John

Bowring, who negotiated the treaty with that state, says, in his Kingdom

and Prospects of Siam, 'The most difficult part of my negotiation was

the emancipation of British subjects from subjection to Siamese

authority.' Who can wonder? The emancipation of the guests required for

its complement the disfranchisement of the host! The fact that the

Siamese were aware of the nature of the concession affords hope that

they will succeed in averting some of its mischievous consequences.

Subsequently the Siamese made the same concession to Americans, thus

abrogating our former self-stultifying stipulation.

Mr. Urquhart, in his work on Turkey and its Resources, expresses the

opinion that the Ottoman empire and the Barbary States have acted

unwisely in exempting resident Franks from jurisdiction; on which Mr.

Cushing, who negotiated our treaty, remarked, when attorney-general of

the United States: 'It may be unwise for them; but it will be time

enough for them to obtain jurisdiction over Christian foreigners, when

these last can visit Mecca, Damascus, or Fez as safely and freely as

they do Rome and Paris, and when submission to local jurisdiction

becomes reciprocal.' When have Mohammedans or Pagans refused submission

to rulers in Christian lands? As regards China, Christian travellers

enjoy the same immunities there that are accorded to them in Europe or

America--they are safe and free; it is not easy, therefore, to frame a

valid reason for extraterritorial practice in that empire.

No less a jurist than John Quincy Adams, in a lecture on the British war

with China, delivered before the Massachusetts Historical Society

(December, 1841), pronounced the cause of Britain 'righteous.' Mr.

Adams, however, proceeded on the assumption that the real matter at

issue was whether the assumption of Chinese supremacy should be admitted

or not. He regarded the opium question as a mere incident in the

controversy, and entirely overlooked the other question at issue, viz.,

the independence of China.

Let us now observe the operation of the extraterritorial policy. Besides

Canton, four other ports were opened for trade, and the grant is made to

England of full sovereignty of the island of Hongkong, commanding the

entrance of the Pearl or Canton river. If the Chinese had been able to

restrict its concession to the three treaty powers, England, United

States, and France, the baneful consequences might have been easily

controlled, for these countries immediately empowered their consuls to

exercise jurisdiction over their respective countrymen. In one respect,

Congress fully met the demands made upon the country by the position

which we with others had assumed in China. Laws sufficiently stringent

were enacted for the government of our citizens in that empire; but the

consular system, that was inaugurated to meet the new order of things,

was so defective, as to render those laws nearly inoperative. The

salaries attached to these offices being totally inadequate, competent

persons could not be induced to accept appointments; or when accepted,

they were relinquished as soon as the incumbent became fully qualified

by experience for the discharge of consular duties. Having to act as a

magistrate, some knowledge of law was requisite; and having peculiar

diplomatic duties to perform, considerable knowledge of Chinese polity,

history, and customs was needed. The consequence was, as regards

Americans, such a lax administration of justice that our disorderly

countrymen were not subject to due restraint; and as American offenders

easily eluded apprehension, or escaped punishment, lawless British

subjects often found it advantageous to claim to be American citizens,

insomuch as to cause irreparable damage to American character and

influence. When the ports were first opened for trade, no people were

regarded with as much favor as our countrymen; but since that period we

have lost ground, and our influence has been greatly impaired through

those causes.

The British consular system was made a service, its members being fairly

remunerated and induced to make their occupation the profession of their

lives; consequently the Government has at all times competent and

reliable servants. British consuls, moreover, in their magisterial

capacity were a terror to evil doers, the means placed at their disposal

for repressing the unruly were ample; while the American consul, being

unprovided with interpreters, and ignorant of the language, having no

constable or marshal, clerks or assistants of any kind, and having no

place wherein to confine a criminal, often failed to inspire respect.

It was, however, from the subjects of non-treaty powers that China was

destined to suffer most from her concession of extraterritoriality. Men

of every clime and nation claimed exemption from her laws. Vagabonds,

whose government had no consular authority to restrain them, boldly

defied the local authorities, becoming a law unto themselves. Lawless

adventurers from the gold regions of Australia and California personated

those nationalities; and the bewildered Chinese often despaired of

success in distinguishing even the names of the nationalities they were

called to encounter. When discharging consular duties in Ningpo, the

mandarins frequently consulted us, soliciting information on this

subject; they were apprehensive of offending one government or another,

while seeking to afford protection to their own people.

One disastrous result of the war with England was the discovery by the

Chinese of the impotency of their rulers. No sooner had the lawless

among them seen the ease with which a few foreigners dictated terms to

the hitherto formidable mandarins, than they took to the sea as pirates.

In a short space of time the coast became so infested by these

marauders, that Chinese junks dared not put to sea without being under

the convoy of a foreign, square-rigged vessel. A lucrative business soon

sprang up in convoying. A foreign merchantman would sail in company with

a fleet of junks, and by his presence intimidate the Chinese pirate.

Gradually this business was monopolized by the Portuguese; the proximity

of their Chinese possession, Macao, enabled them to fit out lorchas, or

coasting sloops, which, being manned largely by Manilla men, were able

to serve as a cheap and effective navy for the Chinese mercantile

marine. Enjoying exemption from all control, these armed, irresponsible

lorchamen early began to dictate terms to the Chinese mariners, and in a

few months the unfortunate Chinaman was puzzled which to avoid, the

piratical junk or the buccaneering lorcha, the extortions of the latter

being as damaging as the robberies of the former. He was no more at

liberty to decline the protection of a Portuguese convoy, on the terms

which the foreigner saw fit to impose, than to refuse the demands of the

professed pirate.

The Chinese pirates, finding their occupation so much interfered with by

their foreign rivals, turned their attention to the poor fishermen, whom

they mercilessly plundered. Foreign protection was invoked; and the

protection of this important branch of industry was committed to the

unprincipled lorchamen. When junkmen and fishermen discovered that the

extortions of the foreigner were damaging as the exactions of the native

pirate, they tried to make terms with the latter; but it was too late.

It was no longer optional with them to accept or refuse protection.

Black mail was levied upon all with the method and certainty of a

revenue service. This was not effected without violence and bloodshed;

but of this there were none to take cognizance. The outrages were

perpetrated at ports or off coast, where there were no consuls. Hence

anarchy reigned at all points beyond the precincts of the consular

ports.

It is the nature of such a condition of things to extend; and it was not

long before the lawless foreigners, chiefly Portuguese, but with a

mixture of English, Americans, and all other nationalities, carried

their depredations to the villages on the islands and mainland. Robbery

and murder at sea were succeeded by like crimes on land. Whole villages

were reduced to ashes; the men butchered, and the women violated; some

being carried on board the lorchas and held to ransom. Chinese officials

were slain on attempting to resist the corsairs. Much of our surgical

practice in China was due to these piracies and forays.

Adventurers, who could not command a lorcha, fitted up native boats, and

hoisting some foreign flag, carried on like depredations in the

estuaries and rivers. Others went so far as to open offices in the small

towns for the sale of passes, which boats crossing from headland to

headland were compelled to show, in order to escape from greater

exactions when under way. Not a small part of the wrongs thus

perpetrated were by natives attired in foreign habiliments and under

foreign direction. Such was the fear entertained of foreigners, that a

bold and unscrupulous man could do anything with impunity. Take the

following occurrence as an illustration: At the mouth of the Ningpo

river is a small village of salt makers, at which the salt commissioner

stations a deputy. This officer, after having been cruelly beaten, was

driven away by the Portuguese, who issued a proclamation authorizing

their employés to collect the salt gabel in the name of the Portuguese

consul!

It is proper to remark that the transition from the protective to the

piratical character of the lorchas was owing in some measure to the

fatuous procedure of the mandarins themselves toward a formidable body

of pirates, whose submission they purchased by conferring ranks and

emoluments on the chiefs, and by giving employment to the whole fleet,

constituting them guardians of the coast. In transforming the wolves

into shepherds, a change of occupation was not attended by a change of

character. In their new capacity as legalized fleecers, they came into

collision with those of Macao; and what they lost as convoyers, they

aimed to gain as pirates.

A general massacre of the Portuguese at Ningpo, by the Cantonese

pirates, served to mitigate the evil by calling the attention of the

English and Portuguese authorities to the anarchy which drew much of its

support from Hongkong and Macao. The Portuguese were subjected to

greater restraint, and a greater degree of order was thereby secured.

It is not easy to estimate the evil effects upon China of the possession

of Hongkong and of Macao by the Portuguese. They are like corroding

ulcers in her side. Imagine Bermuda and Nassau just off Sandy Hook, with

every conceivable facility for smuggling into the port of New York;

suppose the contraband traffic to be fatal to the health and morals of

our citizens, as well as prejudicial to our revenue, and then

extraterritorial privilege giving immunity to many of the foreigners'

misdeeds; and the difficult position of Chinese authorities will be

partially appreciated.

It was in part a question of jurisdiction that led to the second war

with England--the 'lorcha' war. But for the assumption, on the part of

the British, that the Chinese were in a measure a subjugated people, or

not in possession of full sovereignty, they could not have again invaded

China with any show of reason.

The Continental Monthly, Vol. 4, No. 5, November, 1863 · 第 12 / 19 段