NATURAL PHILOSOPHY
BY
WILHELM OSTWALD
TRANSLATED
BY
THOMAS SELTZER
_With the author's special revision for the American edition_
NEW YORK
HENRY HOLT AND COMPANY
1910
COPYRIGHT, 1910,
BY
HENRY HOLT AND COMPANY
_Published November_, 1910
THE QUINN & BODEN CO. PRESS
RAHWAY N. J.
The original of this book was published
as volume I in Reclam's BÜCHER DER
NATURWISSENSCHAFT.
PREFACE
The beginning of the twentieth century is marked by a sudden rise of
interest in philosophy. This is especially manifest in the vast growth
of philosophic literature. The present movement, it is noteworthy, is by
no means a revival proceeding from the academic philosophy traditionally
represented at the universities, but has rather the original character
of _natural philosophy_. It owes its origin to the fact that after the
specialization of the last half century, the synthetic factors of
science are again vigorously asserting themselves. The need finally to
consider all the numerous separate sciences from a general point of view
and to find the connection between one's own activity and the work of
mankind in its totality, must be regarded as the most prolific source of
the present philosophic movement, just as it was the source of the
natural philosophic endeavors a hundred years ago.
But while that old natural philosophy soon ended in a boundless sea of
speculation, the present movement gives promise of permanent results,
because it is built upon an extremely broad basis of experience. The
laws of energy in the inorganic world and the laws of evolution in the
organic world furnish mental instruments for a conceptual elaboration
of the material provided by science, instruments capable not only of
unifying present knowledge, but also of evoking the knowledge of the
future. If it is not permissible to regard this unification as
exhaustive and sufficient for all time, yet there is still so much left
for us to do in working over the material we have on hand from the
general points of view just mentioned, that the need for systematizing
must be satisfied before we can turn our gaze upon things more remote.
The present work is meant to serve as the first aid and guide in the
acquisition of these comprehensive notions of the external world and the
inner life. It is not meant to develop or uphold a "system of
philosophy." Through long experience as a teacher the writer has learned
that those are the best pupils who soon go their own way. However, it
_is_ meant to uphold a certain method, that is, the scientific (or, if
you will, the _natural_ scientific), which takes its problems, and
endeavors to solve its problems, from experience and for experience. If,
as a result, several points of view arise that differ from those of the
present day, and consequently demand a different attitude toward
important matters in the immediate future, this very fact affords proof
that our present natural philosophy does not lead away from life, but
aims to form a part of our life, and has a right to.
CONTENTS
PAGE
INTRODUCTION 1
PART I
GENERAL THEORY OF KNOWLEDGE 11
1. The Formation of Concepts 11
2. Science 13
3. The Aim of Science 13
4. Concrete and Abstract 16
5. The Subjective Part 17
6. Empirical Concepts 18
7. Simple and Complex Concepts 19
8. The Conclusion 24
9. The Natural Laws 28
10. The Law of Causation 31
11. The Purification of the Causal Relation 34
12. Induction 38
13. Deduction 40
14. Ideal Cases 44
15. The Determinateness of Things 47
16. The Freedom of the Will 50
17. The Classification of the Sciences 53
18. The Applied Sciences 57
PART II
LOGIC, THE SCIENCE OF THE MANIFOLD, AND MATHEMATICS 61
19. The Most General Concept 61
20. Association 63
21. The Group 65
22. Negation 68
23. Artificial and Natural Groups 69
24. Arrangement of the Members 75
25. Numbers 78
26. Arithmetic, Algebra, and the Theory of Numbers 79
27. Co-ordination 80
28. Comparison 82
29. Numbers 85
30. Signs and Names 86
31. The Written Language 89
32. Pasigraphy and Sound Writing 92
33. Sound Writing 96
34. The Science of Language 97
35. Continuity 101
36. Measurement 107
37. The Function 109
38. The Application of the Functional Relation 112
39. The Law of Continuity 113
40. Time and Space 118
41. Recapitulation 124
PART III
THE PHYSICAL SCIENCES 127
42. General 127
43. Mechanics 128
44. Kinetic Energy 132
45. Mass and Matter 136
46. Energetic Mechanics 138
47. The Mechanistic Theories 140
48. Complementary Branches of Mechanics 144
49. The Theory of Heat 147
50. The Second Fundamental Principle 150
51. Electricity and Magnetism 154
52. Light 156
53. Chemical Energy 159
PART IV
THE BIOLOGIC SCIENCES 163
54. Life 163
55. The Storehouse of Free Energy 168
56. The Soul 171
57. Feeling, Thinking, Acting 174
58. Society 179
59. Language and Intercourse 182
60. Civilization 184
INDEX 187
INTRODUCTION
Natural science and natural philosophy are not two provinces mutually
exclusive of each other. They belong together. They are like two roads
leading to the same goal. This goal is the domination of nature by man,
which the various natural sciences reach by collecting all the
individual actual relations between the natural phenomena, placing them
in juxtaposition, and seeking to discover their interdependence, upon
the basis of which one phenomenon may be foretold from another with more
or less certainty. Natural philosophy accompanies these specialized
labors and generalizations with similar labors and generalizations, only
of a more universal nature. For instance, while the science of
electricity, as a branch of physics, deals with the relation of
electrical phenomena to one another and to phenomena in other branches
of physics, natural philosophy is not only concerned with the question
of the mutual connection of _all_ physical relations, but also endeavors
to include in the sphere of its study chemical, biological,
astronomical, in short, all the known phenomena. In other words,
_natural philosophy is the most general branch of natural science_.
Here two questions are usually asked. First, how can we define the
boundary line between natural philosophy and the special sciences,
since, obviously, sharp lines of demarcation are out of the question?
Secondly, how can we investigate and teach natural philosophy, when it
is impossible for any one person to master all the sciences completely,
and so obtain a bird's-eye view of the general relations between all the
branches of knowledge? To the beginner especially, who must first learn
the various sciences, it seems quite hopeless to devote himself to a
study that presupposes a command of them.
Since a discussion of the two questions will afford an excellent
preliminary survey of the work in hand, it will be well to consider them
in detail. In the first place, _the lack of complete and precise
boundary lines is a general characteristic of all natural things_, and
science is a natural thing. If, for instance, we try to differentiate
sharply between physics and chemistry, we are met with the same
difficulty. So also in biology if we try to settle beyond the shadow of
a doubt the line of separation between the animal and the vegetable
kingdoms.
If, despite this well-known impossibility, we consider the division of
natural things into classes and orders as by no means useless and do not
discard it, but regard it as an important scientific work, this is
practical proof that such classification preserves its essential
usefulness, even if it does not attain ideal definiteness. For, this
imperfection notwithstanding, classification reaches its end, which is
a comprehensive view, and thus a mastery, of the manifoldness of
phenomena. For example, with the overwhelming majority of organic beings
there is no doubt whether they are animals or plants. Similarly, most
phenomena of inorganic nature can readily be designated as physical or
chemical. For all such cases, therefore, the existing classification is
good and useful. The few cases presenting difficulty may very well be
considered by themselves wherever they occur, and we need merely take
cognizance of them here. It follows from this, to be sure, that
classification will be all the _better fitted to its purpose the less
frequently_ such doubtful cases arise, and that we have an interest in
repeatedly testing existing classifications with a view to finding out
if they cannot be supplanted by more suitable ones.
In these matters it is much the same as when we look upon the waves on
the surface of a large body of water. Our first glance tells us that a
number of waves are rolling there; and from a point giving us a
sufficiently wide outlook, we can count them and gauge their width. But
where is the line of division between one wave and the next? We
undoubtedly see one wave following another, yet it is impossible for us
to indicate precisely the end of one and the beginning of the next. Are
we then to deduce that it is superfluous or unfeasible to designate the
waves as different? By no means. On the contrary, in strictly
scientific work we will endeavor to find some suitable definition of the
boundary line between two consecutive waves. It may then be called an
arbitrary line, and in a degree arbitrary it will certainly be. But to
the investigator this does not matter. What concerns him is, if, with
the help of this definition, wave lengths can be unequivocally
determined, and if this is possible, he will use the definition as
suitable to the purposes of science, without dismissing from his mind
the idea that possibly some other definition may provide an even easier
or sharper determination. Such an one he would instantly prefer to the
old one.
Thus we see that these questions of classification are not questions of
the so-called "essence" of the thing, _but pertain merely to purely
practical arrangements for an easier and more successful mastery of
scientific problems_. This is an extremely important point of view, much
more far-reaching than is apparent here at its first application.
As to the second objection, I will admit its validity. But here, too, we
have a phenomenon appearing in all branches and forms of science.
Therefore we must familiarize ourselves with it in advance. Science was
created by man for man's purposes, and, consequently, like all human
achievements, possesses the indestructible quality of imperfection. But
the mere fact that a successful working science exists, with the help of
which human life has been fundamentally modified, signifies that _the
quality of incompleteness in human learning is no hindrance to its
efficiency_. For what science has once worked out always contains a
portion of truth, hence a portion of efficiency. The old corpuscular
theory of light, which now seems so childishly incomplete to us, was
adequate, none the less, for satisfactorily explaining the phenomena of
reflection and refraction, and the finest telescopes have been built
with its help. This is due to the _true elements_ in it, which taught us
correctly to calculate the direction of rays of light in reflection and
refraction. The rest was merely an arbitrary accessory which had to fall
when new, contradictory facts were discovered. These facts could not
have been taken into consideration when the theory was propounded,
because they were not yet known. But when the corpuscular theory of
light was replaced by the theory of waves of an elastic ether, geometric
optics at first remained quite unchanged, because the theory of straight
lines of rays could be deduced from the new views also, though not so
easily and smoothly. And geometric optics was then concerned with
nothing but these straight lines, in no wise with the question of their
propagation. It did not become clear until recently that this conception
of straight lines of rays is incomplete, though, it is true, it made a
first approach toward the presentation of actual phenomena. It fails
when it comes to characterize the behavior of a pencil of rays of large
aperture. The old idea of a straight line of rays was to be replaced by
a more complex concept with more varied characteristics, namely, the
wave-surface. The greater variety of this concept renders possible the
presentation of the greater variety of the optical phenomena just
mentioned. And from it proceed the very considerable advances that have
been made, since the new theory was propounded, in optical instruments,
especially the microscope and the photographic objective, for the
purposes of which pencils of rays of large aperture are required. The
astronomic objective with its small angle of aperture has not undergone
particularly important improvements.
Experience in every province of science is the same as in this. Science
is not like a chain which snaps when only a single link proves to be
weak. It is like a tree, or, better still, like a forest, in which all
sorts of changes or ravages go on without causing the whole to pass out
of existence or cease to be active. The relations between the various
phenomena, once they become known, continue to exist as indestructible
components of all future science. It may come to pass, in fact, does
come to pass very frequently, that the form in which those relations
were first expressed prove to be imperfect, and that the relations
cannot be maintained quite generally. It turns out that they are
subjected to other influences which change them because they had been
unknown, and which could not have been taken into consideration at the
discovery and first formulation of these relations. But no matter what
changes science may undergo, a certain residue of that first knowledge
will remain and never be lost. In this sense, a truth that science has
once gained has life eternal, that is, it will exist as long as human
science exists.
Applying this general notion to our case, we have the following. How far
and how generally at any given time the relations of the various
phenomena are summed up in fixed forms, that is, in natural laws, will
depend upon the stage attained by each of the special sciences. But
since science has been in existence it has yielded a certain number of
such general laws, and these, though they have been filed down a good
deal in form and expression, and have undergone many corrections as to
the limits of their application, nevertheless have preserved their
essence, since they began their existence in the brains of human
investigators. The net of the relations of phenomena grows ever wider
and more diversified, but its chief features persist.
The same is true of an individual. No matter how limited the circle of
his knowledge, _it is a part of the great net, and therefore possesses
the quality by virtue of which the other parts readily join it as soon
as they reach the consciousness and knowledge of the individual_. The
man who thus enters the realm of science acquires advantages which may
be compared to those of a telephone in his residence. If he wishes to,
he may be connected with everybody else, though he will make extremely
limited use of his privilege, since he will try to reach only those with
whom he has personal relations. But once such relations have been
established, the possibility of telephone communication is
simultaneously and automatically established. Similarly, every bit of
knowledge that the individual appropriates will prove to be a regular
part of the central organization, the entire extent of which he can
never cover, though each individual part has been made accessible to
him, provided he wants to take cognizance of it.
The mere beginner in learning, therefore, when receiving the most
elementary instruction in school, or from his parents, or even from his
personal experiences in his surroundings, is grasping one or more
threads of the mighty net, and can grope his way farther along it in
order to draw an increasing area of it into his life and the field of
his activity. _And this net has the valuable, even precious quality of
being the same that joins the greatest and most comprehensive intellects
in mankind to one another._ The truths a man has once grasped he need
never learn afresh so far as their _actual content_ is concerned, though
not infrequently--especially in newer sciences--he may have to see the
_form_ of their presentation and generalization change. For this reason
it is of such especial importance for each individual from the first to
perceive these unalterable facts and realize that they are unalterable
and learn to distinguish them from the alterable forms of their
presentation. It is in this very regard that the incompleteness of human
knowledge is most clearly revealed. Time and again in the history of
science form has been taken for content, and necessary changes of
form--a merely practical question--have been confused with revolutionary
modifications of the content.
Thus, each presentation of a science has its natural philosophic
portion. In text-books, whether elementary or advanced, the chapter on
natural philosophy is found usually at the beginning of the book,
sometimes at the end, in the form of a "general introduction," or
"general summary." In the special works in which the latest advances of
science are made known by the investigators, the natural philosophic
portions are usually to be found in the form of theses, of principles,
which are not discussed, often not even explicitly stated, but upon the
acceptance of which depend all the special conclusions that are drawn,
in the case in hand, from the new facts or thoughts imparted. Whether at
the beginning or at the end of the book, these most general principles
do not quite occupy the place that befits them. If at the introduction
of the text-book, they are practically devoid of content, since the
facts they are meant to summarize are yet to be unfolded in the course
of the presentation. If at the end, they come too late, since they have
already been applied in numerous instances, though without reference to
their general nature. The best method is--and a good teacher always
employs this method, whether in the spoken or the written word--to let
the generalizations come whenever the individual facts imparted require
and justify them.
Thus, all instruction in natural sciences is necessarily interspersed
with natural philosophy, good or bad, according to the clearheadedness
of the teacher. If we wish to obtain a perfect survey of a complex
structure, as, for instance, the confusion of streets in a large city,
we had better not try to know each street, but study a general plan,
from which we learn the comparative situation of the streets. So it is
well for us in studying a special science to look at our general plan,
if for no other reason than to keep from losing our way when it may
chance to lead through a quarter hitherto unknown. This is the purpose
of the present work.
PART I
GENERAL THEORY OF KNOWLEDGE
=1. The Formation of Concepts.= To the human mind, as it slowly awakens
in every child, the world at first seems a chaos consisting of mere
individual experiences. The only connection between them is that they
follow each other consecutively. Of these experiences, all of which at
first are different from one another, certain parts come to be
distinguished by the fact that they are repeated more frequently, and
therefore receive a special character, that of _being familiar_. The
familiarity is due to our _recalling_ a former similar experience; in
other words, to our feeling that there is a relation between the present
experience and certain former experiences. The cause of this phenomenon,
which is at the basis of all mental life, is a quality common to all
living things, and manifesting itself in all their functions, while
appearing but rarely or accidentally in inorganic nature. It is the
quality by virtue of which _the oftener any process has taken place in a
living organism the more easily it is repeated_. Here is not yet the
place to show how almost all the characteristic qualities of living
beings, from the preservation of the species to the highest intellectual
accomplishments, are conditioned by this special peculiarity. Suffice it
to say that because of this quality all those processes which are
repeated frequently in any given living organism, assume spontaneously,
that is, from physiologic reasons, a character distinguishing them
essentially from those which appear only in isolated instances, or
sporadically.
If a living being is equipped with consciousness and thought, like man,
then the conscious recollections of such uniform experiences form the
enduring or permanent part in the sum-total of his experiences. Each
time a complex event, like the change of seasons, for example, which we
know from experience repeats itself--each time a part of such an event
reaches our consciousness, we are prepared also for the other parts that
experience teaches are connected with it. This makes it possible for us
to foresee future events. What significance the foreseeing of future
events has for the preservation and the development of the individual as
well as the species can only be indicated here. To give one instance, it
is our ability to foretell the coming of winter with the impossibility
of obtaining food directly during the winter that causes us to refrain
from at once using up all the food we have and to preserve it for the
day of need. The ability to foretell, therefore, becomes the foundation
of the whole structure of economic life.
=2. Science.= The prophecy of future events based upon the knowledge of
the details of recurring events is called _science_ in its most general
sense. Here, as in most cases in which language became fixed long before
men had a clear knowledge of the things designated, the name of the
thing is easily associated with false ideas arising either from errors
that had been overcome or from other, still more accidental, causes.
Thus, the mere knowledge of _past_ events is also called science without
any thought of its use for prophesying future events. Yet a moment's
reflection teaches that mere knowledge of the past which is not meant
to, or cannot, serve as a basis for shaping the future is utterly
aimless knowledge, and must take its place with other aimless activities
called _play_. There are all sorts of plays requiring great acumen and
patient application, as for example the game of chess; and no one has
the right to prevent any individual from pursuing such games. But the
player for his part must not demand special regard for his activity. By
using his energies for his personal pleasure and not for a social
purpose, that is, for a general human purpose, he loses every claim to
the social encouragement of his activity, and must be content if only
his individual rights are respected; and that, too, only so long as the
social interests do not suffer by it.
=3. The Aim of Science.=These views are deliberately opposed to a very
widespread idea that science should be cultivated "for its own sake,"
and not for the sake of the benefits it actually brings or may be made
to bring. We reply that there is nothing at all which is done merely
"for its own sake." Everything, without exception, is done for human
purposes. These purposes range from momentary personal satisfaction to
the most comprehensive social services involving disregard of one's own
person. But in all our actions we never get beyond the sphere of the
human. If, therefore, the phrase "for its own sake" means anything, it
means that science should be followed for the sake of the immediate
pleasure it affords, that is to say, as _play_ (as we have just
characterized it), and in the "for-its-own-sake" demand there is hidden
a misunderstood idealism, which, on closer inspection, resolves itself
into its very opposite, the degradation of science.
The element of truth hidden in that misunderstood phrase is, that in a
higher state of culture it is found better to disregard the _immediate_
technical application in the pursuit of science, and to aim only for the
greatest possible perfection and depth in the solution of its individual
problems. Whether this is the correct method of procedure and when it is
so, is solely a question of the general state of culture. In the early
stages of human civilization such a demand is utterly meaningless, and
all science is necessarily and naturally confined to immediate life. But
the wider and more complex human relations become, the wider and surer
must the ability to predict future events become. Then it is the
function of prophesying science to have answers ready for questions
which as yet have not become pressing, but which with further
development may sooner or later become so.
In the net-like interlacing of the sciences, that is, of the various
fields of knowledge, described in the introduction, we must always
reckon with the fact that our anticipation of what kind of knowledge we
shall next need must always remain very incomplete. It is possible to
foresee future needs in general outline with more or less certainty, but
it is impossible to be prepared for particular individual cases which
lie on the _border line_ of such anticipation, and which may sometimes
become of the utmost importance and urgency. Therefore it is one of the
most important functions of science to achieve as _perfect_ an
elaboration as possible of _all_ the relations conceivable, and in this
practical necessity lies the foundation of the general or _theoretical_
elaboration of science.
=The Science of Concepts.= Here the question immediately arises: how can
we secure such perfection? The answer to this general preliminary
question of all the sciences belongs to the sphere of the first or the
most general of all the sciences, a knowledge of which is presupposed
for the pursuit of the other sciences. Since its foundation by the Greek
philosopher Aristotle it has borne the name of _logic_, which name,
etymologically speaking, hints suspiciously at the _word_, and the word,
as is known, steps in where ideas are wanting. Here, however, we have to
deal with the very science of ideas, to which language bears the
relation only of a means--and often an inadequate means--to an end. We
have already seen how, through the physiologic fact of _memory_,
experiences are found in our consciousness which are similar, that is,
partially coinciding with one another. These coinciding parts are those
concerning which we can make predictions, for the very reason that they
coincide in every single instance, and they alone, therefore, constitute
that part of our experience which bears results and hence has
significance.
=4. Concrete and Abstract.= Such coinciding or repeated parts of similar
experiences we call, as already stated, _concepts_. But here, too,
attention must immediately be drawn to a linguistic imperfection, which
consists in the fact that in such a group of coinciding experiences we
designate by the same name both the isolated experience or the object of
a special experience and the totality of _all_ the coinciding
experiences; in other words, all the similar experiences. Thus, _horse_
means, on the one hand, quite a definite thing which for the moment
forms an object of our experience, and, on the other, the totality of
all possible similar objects which have been present in our former
experiences, and which we shall meet in our future experiences. It is
true that these two sorts of contents of consciousness bearing the same
name are distinguished also as _concrete_ and _abstract_, and there is
an inclination to attribute "reality" only to the first, while the
other, as "mere entities in thought," are relegated to a lesser degree
of reality. As a matter of fact, the difference, though important, is of
quite another kind. It is the difference between the _momentary
experience_, as opposed to the totality of the corresponding _memories_
and _expectations_. Hence not so much a difference in _reality_ as in
_presence_. However, our observations have already made it apparent that
presence alone never yields knowledge. A necessary part of knowledge is
the memory of former similar experiences. For without such memory and
the corresponding comparison, it is quite impossible for us to get at
those things which agree and which, therefore, may be predicted; and we
should stand before every one of our experiences with the helplessness
of a new-born babe.[A]
[A] Sometimes on suddenly awaking from a profound sleep a person finds
himself for the moment deprived of his personal stock of memories,
unable to recall where and in what circumstances he is. No one who has
experienced such a condition can ever forget the terrifying sense of
helplessness it brings.
=5. The Subjective Part.= We shall therefore have to recognize realities
in abstract ideas in so far as they must rest upon some experiences to
be at all intelligible to us. Since the formation of concepts depends
upon memories, and these may refer, according to the individual, to very
different parts of the same experience of different individuals,
concepts always possess an element dependent upon the individual, or a
_subjective_ element. This, however, does not consist in the _addition_
by the individual of new parts not found in the experience, but, on the
contrary, in the different _choice_ out of what is found in the
experience. If every individual absorbed all parts of the experience,
the individual, or subjective, differences would disappear. And since
scientific experience endeavors to make the absorption of experiences as
complete as possible, it aims nearer and nearer to this ideal by seeking
to equalize the subjective deficiency of the individual memory through
the collocation of as many and as various memories as possible, thus
filling in the subjective gaps in experience as far as possible and
rendering them harmless.
=6. Empirical Concepts.= First and unconditionally those concepts
possess reality which always and without exception are based on
_experienced_ facts. But we can easily make manifold arbitrary
combinations of concepts from different experiences, since our memory
freely places them at our disposal, and from such a combination we can
form a new concept. Of course it is not necessary that our arbitrary
combination should also be found in our past or future experiences. On
the contrary, we may rather expect that there could be many more
arbitrary combinations not to be found in experience than combinations
later "confirmed" by experience. The former are purposeless because
unreal, the latter, on the contrary, are of the utmost consequence
because upon them is based the real aim of knowledge, prediction. The
former are those which have brought the very "reality" of the concepts
into ill repute, while the latter show that the formation and the mutual
reaction of the concepts practically constitute the entire content of
all science. It is of the greatest importance, therefore, to distinguish
between the two kinds of concept combinations, and the study of this
differentiation forms the content of that most general of all the
sciences which we have characterized as logic, or, better, the science
of concepts.
=7. Simple and Complex Concepts.= The formation of concepts consists, as
we have seen, in the selection of those parts of different but similar
experiences which coincide with one another and in the elimination of
those that are different in kind. The results of such a procedure may
vary greatly according to the number and the difference of the
experiences placed in relation with one another. If, for example, we
compare only a few experiences, and if, moreover, these experiences are
very similar to one another, then the resulting concepts will contain
very many parts that agree. But at the same time they will have the
peculiarity of not being applicable to other experiences, since these
are without some of the coinciding parts of that narrower circle. Thus,
for example, the concept which a rustic chained to the soil all his life
has of human work does not apply to the work of the city man. A concept
will embrace a larger number of individual cases in proportion as it
contains fewer different parts. And by systematically following out this
thought we arrive at the conclusion that the concepts that are simple
and have no different parts at all find the widest application or are
the most general.
The elimination of the non-coinciding parts from the concept-forming
experience is called _abstraction_. Obviously abstraction must be
carried the farther the more numerous and the more varied the
experiences from which the concepts are abstracted, and the simplest
concepts are the most abstract.
By looking back over the ground just traversed, the less abstract ideas
may also be regarded as the _more complex_ in contradistinction to the
simpler ones. Only we must guard against the error of literal
interpretation and not suppose that the less simple concepts have really
been compounded of the simpler ones. In point of origin they actually
existed first, since the experience contains the ensemble of all the
parts, those which have been retained as well as those which have been
eliminated. It is only later, by a characteristic mental operation,
after we have analyzed the more complex concept, that is, after we have
disclosed the simpler concepts existing in it, that we can compound it
again; in other words, execute its synthesis.
These relations bear a striking resemblance to the relations known from
chemistry to exist between substances, namely, between elements and
compounds. From the chaos of all objects of experimentation (chemistry
purposely limits itself to ponderable bodies) the _pure_ substances are
sifted out--an operation corresponding to the formation of concepts. The
pure substances prove to be either _simple_ or _compound_, and the
compounds are so constituted that they can each be reduced to a limited
number of simple substances. The simple substances, or _elements_,
retain this quality of simplicity only until they are recalled; that is,
until it has been proved that they, too, can be resolved into still
simpler elements. The same is true of the simple concepts. They can
claim simplicity only until their complex nature is demonstrated.
With all these similarities we must be extremely careful never to forget
the differences existing alongside the agreements. So hereafter we shall
make no further use of the chemical simile. It was brought into
requisition merely in order to acquaint the beginner the more readily
with the entire method of investigation by means of a more familiar
field of thought and study. It is quite certain, however, that side by
side with the given similarities there are also radical differences.
Moreover, the notion of simple and complex concepts or "ideas" had been
elaborated by John Locke long before chemistry reached its present state
of clearness concerning the concept of the elements.
Nevertheless since then the relation has been completely reversed. While
the study of the chemical elements has in the meantime undergone great
development, so that not only have the elements of all the substances
coming under the observation of the chemist been discovered, but,
inversely, many compound substances have been constructed from their
elements, not even an approach to such a development is apparent in the
study of concepts. On the contrary, the whole matter has remained at
about the same point as that to which John Locke had brought it in the
second half of the seventeenth century. This is due above all to the
opinion of the most influential philosophers, that Aristotle's logic, or
science of concepts, is absolutely true as well as exhaustive and
complete, so that, at the utmost, what is left for later generations to
do is only to make a change in the form in which the matter is
presented. It is true that in more recent times the grave error of this
view is beginning to be recognized. We realize that Aristotle's logic
embraces but a very small part of the entire field, though in this part
he displays the greatest genius. But beyond this general recognition no
great step forward has been made. Not even a provisional table of the
elementary concepts has been propounded and applied since Locke.
Hence in the following investigation we shall have to speak of the
elements or the simpler parts of a complex concept only in the sense
that these concept elements are simpler as compared with the complex
concepts, but not in the sense that the simplest or truly elementary
concepts have already been worked out. It must be left to later
investigators to find these, and it may be expected that the reduction
of some concepts until then considered elementary into still simpler
ones will take place chiefly in times of great intellectual progress.
_Complex concepts_ can, in the first place, be formed from experience,
for in an empirical concept we meet with several conceptual component
parts which can be separated from one another by a process of
abstraction, but are always found together in the given experiences. For
example, the concept _horse_ has originated from a very frequent,
similarly repeated experience. On analysis it is found to contain a vast
number of other concepts, such as quadruped, vertebrate animal,
warm-blooded, hairiness, and so on. Horse, then, is obviously a _complex
empirical concept_.
On the other hand, we can combine as many simple concepts as we please,
even if we did not find them combined in experience, for in reality
there is nothing to hinder us from uniting all the concepts provided by
memory into any combinations we please. In this way we obtain _complex
arbitrary concepts_.
The task of science can now be even more sharply defined than before by
the fact that it _permits the construction of arbitrary concepts which
in circumstances to be foreseen become empirical concepts_. This is
another expression for _prediction_, which we recognized as the
characteristic of science. It goes deeper than the previous definition,
because here the means for its realization are given.
=8. The Conclusion.= First let us consider the scientific import of the
complex empirical concepts. It consists in the fact that they accustom
us to the coexistence of the corresponding elements of a concept. So
that when, in a new experience, we meet with some of these elements
together, we immediately suppose that we shall find in the same
experience the other elements also which have not yet been ascertained.
Such a supposition is called a _conclusion_. A conclusion always exceeds
the present experience by predicting an expected experience. Therefore,
the form of a conclusion is the universal form of scientific
predication.
A conclusion must contain at least two concepts, the one which is
experienced, and the one which, on the basis of this experience, is
expected. Every complex empirical concept makes such a conclusion
possible after it has been separated into simpler concepts. And the
simplest case is naturally the one in which there are only _two_ parts,
or in which only two parts are taken into consideration.
To what extent such a conclusion is valid, that is to say, to what
extent the experience produces the anticipated concept, obviously
depends upon the reply to a very definite fundamental question. If in
experience the union of the two parts of the concept occurs
_invariably_, so that one part of the concept is never experienced
unless the other part is also experienced, then there is the _greatest_
probability that the expected experience will also have the same
character, and that the conclusion will prove valid or true. To be sure,
there is no way of making certain that the coincident occurrence of the
two concepts, which experience has shown to be _without exception_
hitherto, will continue to be so also in the future. For our only means
of penetrating into the future consists in applying that conclusion from
previous experiences to future experiences, and it can therefore by no
means claim absolute validity. There are, however, different _degrees of
certainty_, or, rather, _probability_, attaching to such a conclusion.
In experiences that occur but rarely the probability is that so far we
have experienced only certain combinations of simple concepts, while
others, though occurring, have not yet entered within the limited circle
of our experience. In such a case a conclusion of the kind mentioned
above may be right, but there is also some probability of its being
false. On the other hand, in experiences which happen extremely
frequently and in the most diverse circumstances, and in which we always
find the constant and unexceptional combination, the probability is very
strong that we shall find the combination in future experiences also,
and the probability of the conclusion approaches practical certainty. Of
course, we can never quite exclude the possibility that new relations
never as yet experienced might enter, by which the conclusion which
hitherto has always been true would now become false, whether because
the expectation entertained prove invalid in single instances or in all
cases.
It follows from this that in general, our conclusions will have the
greater probability the more generally and the oftener the corresponding
experiences have occurred and are occurring. Such concepts as are found
consistently in many experiences otherwise different are called
_general_ concepts, and therefore the probability of the conclusions
described will be the greater the more _general_ the concepts to which
they refer. This obtains to such a degree that we feel that certain very
general conclusions must be true always and without exception, and it is
"unthinkable" to us that they can ever in any circumstances prove not
valid. Such a statement, however, is never anything else than a hidden
appeal to experience. For the mere putting of the question, whether the
conclusion can also be false, demonstrates that the opposite of what has
proved to be the experience so far can be conceived, and the assertion
of its "unthinkability" only signifies that such an experience cannot be
evoked in the mind by the _memory_ for the very reason that, as has been
premised, there are no such memories because the experiences did not
exist. But since, on the other hand, there is no hindrance to thinking
any combinations of concepts at will, we have not the least difficulty,
as everybody knows, in thinking any sort of "nonsense" whatsoever. Only
it is impossible to reproduce such combinations from memory.
The scientific conclusion, therefore, first takes the form: if A is,
then B is also. Here A and B represent the two simple concepts which are
known from experience to be found together in the more complex concept
C. The word "is" signifies here some empirical reality corresponding to
the concepts. The conclusion may therefore also be expressed, somewhat
more circumstantially and more precisely, in this form: if A is
experienced, the experience of B is also expected. The evoking of this
expectation, which implies its justification, is due to the recollection
of the coincidence of the two concepts in former experiences, and the
probability depends, in the manner described above, upon the number of
valid cases. Here it must be observed that even individual cases in
which our expectations have been deceived do not for the most part lead
us to regard the conclusion as generally untrue, that is, to abandon the
expectation of B from A. For we know that our experience is always
_incomplete_, that in certain circumstances we fail to notice existing
factors, and that, therefore, our failure to find that relation valid
which, on other occasions, has been found to be valid, may be attributed
to subjective causes. In case, however, of the repeated occurrence of
such disappointments, we will look elsewhere for relations between these
and other elements of experience, in order that thereafter we may
foresee such cases also and include them in our anticipations.
=9. The Natural Laws.= The facts just described have very frequently
found expression in the doctrine of the _laws of nature_, in connection
with which we have often, as in the man-made social or political laws,
conceived of a lawmaker, who, for some reasons, or perhaps arbitrarily,
has ordained that things should be as they are and not otherwise. But
the intellectual history of the origin of the laws of nature shows that
here the process is quite a different one. The laws of nature do not
decree what shall happen, but _inform us what has happened and what is
wont to happen_. The knowledge of these laws, therefore, makes it
possible for us, as I have emphasized again and again, to foresee the
future in a certain degree and, in some measure, also to determine it.
We determine the future by constructing those relations in which the
desired results appear. If we cannot do so either because of ignorance
or because of inaccessibility to the required relations, then we have no
prospect of fashioning the future according to our desires. The wider
our knowledge of the natural laws, that is, of the actual behavior of
things, the more likely and more numerous the possibilities for
fashioning the future according to our desires. In this way science can
be conceived of as the study of how to become happy. For he is happy
whose desires are fulfilled.
In this conception the natural laws indicate what simpler concepts are
found in complex concepts. The complex concept _water_ contains the
simpler ones _liquid_, a certain _density_, _transparency_,
_colorlessness_,[B] and many others. The sentences, water is a liquid,
water has a density of one, water is transparent, water is colorless,
or, pale blue, etc., are so many natural laws.
[B] More precisely, a very pale blue.
Now what predictions do those natural laws enable us to make?
They enable us to predict that when we have recognized a given body as
water by virtue of the above properties, we are justified in expecting
to find in the same body all the other known properties of water. And so
far experience has invariably confirmed such expectations.
Furthermore, we may expect that if in a given specimen of water we
discover a relation which up to that time was unknown, we shall find
this relation also in all the other specimens of water even though they
were not tested for that particular relation. It is obvious how
enormously this facilitates the progress of science. For it is only
necessary to determine this new relation in some one case accessible to
the investigator to enable us to predict the same relation in all the
other cases without subjecting them to a new test. As a matter of fact,
this is the general method that science pursues. It is this that makes
it possible for science to make regular and generally valid progress
through the labors of the most various investigators who work
independently of one another, and often know nothing of one another.
Of course, it must not be forgotten that such conclusions are always
obtained in accordance with the following formula: _things have been so
until now, therefore we expect that they will be so in the future_. In
every such case, therefore, there is the possibility of error. Thus far,
whenever an expectation was not realized, it was almost always possible
to find an "explanation" for the error. Either the inclusion of the
special case in the general concept proved to be inadmissible because
some of its other characteristics were absent, or the accepted
characterization of the concept required an improvement (limitation or
extension). In other words, one way or another, there was a discrepancy
between the concept and the experience, and, as a rule, sooner or later
it becomes possible for us to arrive at a better adjustment between
them.
This general truth has often been interpreted to mean that in the end
such an adjustment must of necessity always be possible to reach,
without exception; in other words, that absolutely every part of an
experience can be demonstrated as conditioned by natural law. Evidently
such an assertion far exceeds the demonstrable. And even the usual
conclusion cannot be applied here, that because it has happened so in
the past it will happen so in the future also. For the part of our
experiences that we can grasp by natural laws is infinitesimally small
in comparison with that in which our knowledge still fails us entirely.
I will mention only the uncertainty in predicting the weather for only
one day ahead. Moreover, when we consider that until now only the
_easiest_ problems had been solved, and naturally so, because they were
most accessible to the means at hand, then we can readily see that
experience offers no basis whatever for such a conclusion. We must not
say, therefore, that because we have been able so far to explain all
experiences by natural laws it will be so in the future likewise. For we
are far from being able to explain all experiences. In fact, it is only
a very small part that we have begun to investigate. We are as little
justified in saying that we have explained all the problems of our
experience that have been subjected to scientific investigation. We have
by no means explained all of them. Every science, even mathematics,
teems with unsolved problems. So we must resign ourselves to the present
status of human knowledge and ability, and may at best express the
_hope_ founded upon previous experience, that we shall be able to solve
more and more of the incalculable number of problems of our experience
without indulging in any illusions as to the perfection of this work.
=10. The Law of Causation.= By reason of its frequency and importance
the mental process above described has been subjected to the most
diverse investigations, and that most general form of the scientific
conclusion (which we apply in ordinary life even much more frequently
than in science) has been raised, under the name of the law of
causation, to a principle anteceding all experience and to the very
condition making experience possible. Of this so much is true, that
through the peculiar physiological organization of man, _memory in the
most general sense_--the easier execution of such processes as have
already repeatedly taken place in the organism, as against entirely new
kinds of processes--the formation of concepts (of the recurring parts in
the constantly changing variety of processes), is especially stimulated
and facilitated. By it the recurring parts of experience step into the
foreground, and on account of their paramount practical importance for
the security of life, it may well be said in the sense of the theory of
evolution and adaptation, that the entire structure and mode of life of
the organism, especially of the human organism, nay, perhaps life
itself, is indissolubly bound up with that foresight and, therefore,
with the law of causation also. Of course, there is nothing in the way
of calling such a relation an _a priori_ relation, if it is so desired.
As far as the individual is concerned it no doubt antedates all his
experience, since the entire organization which he inherits from his
parents had already been formed under such an influence. But that there
can be forms or existence _without_ such an attribute is shown by the
whole world of the _inorganic_, in which, as far as our knowledge goes,
there is no evidence of either memory or foresight, but only of an
immediate passive participation in the processes of the world around
them.[C]
[C] It cannot be objected that inorganic nature also is known to be
subject to the law of causation. The causal mode of regarding inorganic
phenomena is a distinctly human one, and nothing justifies the assertion
that the same phenomena cannot be viewed in an entirely different
manner.
Further, the circumstance that the causal relation is brought about by
the peculiar manner in which we react upon our experiences, has
sometimes been expressed in this way--the relation of cause and effect
does not exist in nature at all, but has been introduced by men. The
element of truth in this is, that a quite differently organized being,
it is to be supposed, would be able to, or would have to, arrange its
experiences according to quite different mutual relations. But since we
have no experience of such a being, we have no possibility of forming a
valid opinion of its behavior. On the other hand, we must recognize that
it is possible, at least formally, to conceive also of kinds of
experiences with no coinciding parts, or a world in which there are no
experiences at all with coinciding parts. In such, therefore, prediction
is impossible. Such a world will not call forth, even in a being endowed
with memory, a conception and generalization of the various experiences
in the shape of natural laws. Consequently we must recognize that in
addition to the _subjective_ factor in the formation of our knowledge of
the world, or that factor which is dependent upon our physico-psychical
structure, there is also the _objective_ character of the world with
which we must decidedly reckon, or that character which is independent
of us; and that in so far the natural laws contain also objective parts.
To represent the relation clearly to our minds by a figure, we may
compare the world to a heap of gravel and man to a pair of sieves, one
coarser than the other. As gravel passes through the double sieve
pebbles of apparently equal size accumulate between the sieves, the
larger ones being excluded by the first sieve and the smaller ones
allowed to pass by the second. It would be an error to assert that all
the gravel consisted of such pebbles of equal size. But it would be
equally false to assert that it was the sieves that _made_ the pebbles
equal.
=11. The Purification of the Causal Relation.= If by experience we have
found a proposition of the content, If A is, then B is also, the two
concepts A and B generally consist of several elements which we will
designate as a, a´, a´´, a´´´, etc., and as b, b´, b´´, b´´´. Now the
question arises, whether or not all these elements are essential for the
relation in question. It is quite possible, in fact, even highly
probable, that at first only a special instance of the existing
phenomena was found, that is, that the concept A, which has been found
to be connected with the concept B, contains other determining parts
which are not at all requisite to the appearance of B.
The general method of convincing oneself of this is by eliminating one
by one the component parts of the concept A, namely, a, a´, a´´, etc.,
and then seeing whether B still appears. It is not always easy to carry
out this process of elimination. Our greater or less ability to conduct
such investigations depends upon whether we deal with things that are
merely the objects of our _observation_, and which we ourselves have not
the power to change (as, for example, astronomical phenomena), or with
things which are the objects of our _experimentation_, and which we can
influence. In the latter case one or another factor is usually found
which can be eliminated without the disappearance of B, and then we must
proceed in such a way as to form a corresponding new concept A´ from the
factors recognized as necessary (which new concept will be more general
than the former A), and to express the given proposition in the improved
form: If A´ is, then B is also.
Quite similar is the case with the other member of this relation. It
often happens that when a, or a´´, a´´´ is found, somewhat different
things appear, which do not fit the concept as first constructed. Then
we must multiply the experiences as much as possible in order to
determine what constant elements are found in the concept B, and to form
from these constant elements the corresponding concept B´. The improved
proposition will then read: if A´ is, then B´ is also.
This entire process may be called the purification of the causal
relation. By this term we express the general fact that in first forming
such a regular connection, the proper concepts are very seldom brought
into relation with one another at once. The cause of it is that at first
we make use of _existing_ concepts which had been formed for quite a
different purpose. It must therefore be regarded as a special piece of
good fortune if these old concepts should at once prove suited to the
new purpose. Furthermore, the existing concepts are as a rule so vaguely
characterized by their names, which we must employ to express the new
relation, that for this reason also it is often necessary to determine
empirically in what way the concept is to be definitely established.
The various sciences are constantly occupied with this work of the
mutual adaptation of the concepts that enter into a causal relation. By
way of example, we may take the "self-understood" proposition which we
use when we call out to a careless child when it sticks its finger into
the flame of a candle, "Fire burns!" We discover that there are
self-luminous bodies which produce no increase of temperature, and
therefore no sensation of pain. We discover that there are processes of
combustion that develop no light, but heat enough to burn one's
fingers. And, finally, the scientific investigation of this proposition
arrives at the general expression that, as a rule, chemical processes
are accompanied by the development of heat, but that, conversely, such
processes may also be accompanied by the absorption of heat. In this way
that casual sentence which we call out to the child develops into the
extensive science of thermo-chemistry when it is subjected to the
continuous purification of the causal relation, which is the general
task of science.
It remains to be added that in this process of adapting concepts it is
necessary also sometimes to follow the opposite course. This is the case
when _exceptions_ are noticed in a relation as expressed for the time
being; when, therefore, the proposition if A is present, then B is
present also, is in a great many instances valid, but occasionally
fails. This is an indication that in the concept A an element is still
lacking. This element, however, is present in the instances that tally,
but absent in the negative cases, and its absence is not noticed because
it is not contained in A. Then it is necessary to seek this part, and
after it has been found, to embody it in the concept A, which thus
passes into the new concept A´.
This case is the obverse of the former one. Here the more suitable
concept proves to be less general than the concept accepted temporarily,
while in the first case the improved concept is more general. Hence we
formulate the rule: exceptions to the temporary rule require a
limitation, while an unforeseen freedom requires an extension, of the
accepted concept.
=12. Induction.= The form of conclusion previously discussed, _because
it has been so, I expect it will continue to be so in the future_, is
the form through which each science has arisen and has won its real
content, that is, its value for the judgment of the future. It is called
_inference by induction_, and the sciences in which it is
preponderatingly applied are called _inductive sciences_. They are also
called experiential or empirical sciences. At the basis of this
nomenclature is the notion that there are other sciences, the deductive
or rational sciences, in which a reverse logical procedure is applied,
whereby from general principles admitted to be valid in advance,
according to an absolutely sure logical process, conclusions of like
absolute validity are drawn. At the present time people are beginning to
recognize the fact that the deductive sciences must give up these claims
one by one, and that they already have given them up to a certain
extent; partly because on closer study they prove to be inductive
sciences, and partly because they must forego the title and rank of a
science altogether. The latter alternative applies especially to those
provinces of knowledge which have not been used in prophesying the
future or cannot be so used.
To return to the inductive method--it is to be noted that _Aristotle_,
who was the first to describe it, proposed two kinds of induction, the
_complete_ and the _incomplete_. The first has this form: since _all_
things of a certain kind are so, each _individual thing_ is so. While
the incomplete induction merely says: since _many_ things of a certain
kind are so, _presumably_ all things of this kind are so. One instantly
perceives that the two conclusions are essentially different. The first
lays claim to afford an absolutely certain result. But it rests upon the
assumption that _all_ the things of the kind in question are known and
have been tested as to their behavior. This hypothesis is generally
impossible of fulfilment, since we can never prove that there are not
more things of the same kind other than those known to us or tested by
us. Moreover, the conclusion is _superfluous_, as it merely repeats
knowledge that we have already directly acquired, since we have tested
_all_ the things of the one kind, hence the special thing to which the
predication refers.
On the other hand, the _incomplete_ induction affirms something that has
not yet been tested, and therefore involves as a condition an
_extension_ of our knowledge, sometimes an extremely important
extension. To be sure, it must give up the claim to unqualified or
absolute validity, but, to compensate, it acquires the irreplaceable
advantage of lending itself to practical application. Indeed, in
accordance with the scientific practice justified by experience,
described on p. 29, the scientific inductive conclusion assumes the
form: because it has _once_ been found to be so, it will _always_ be so.
From this appears the significance of this method for the enlargement of
science, which, without it, would have had to proceed at an incomparably
slower pace.
=13. Deduction.= In addition to the inductive method, science has (p.
38) another method, which, in a sense, should be the reverse of the
inductive and is claimed to provide absolutely correct results. It is
called the _deductive_ method, and it is described as the method that
leads from premises of general validity by means of logical methods of
general validity to results of general validity.
As a matter of fact, there is no science that does or could work in such
a way. In the first place, we ask in vain, how can we arrive at such
general, or absolutely valid, premises, since all knowledge is of
empiric origin and is therefore equipped with the possibility of error
as ineradicable evidence of this origin. In the next place, we cannot
see how from principles at hand conclusions can be drawn the content of
which exceeds that of these principles (and of the other means
employed). In the third place, the absolute correctness of such results
is doubtful from the fact that blunders in the process of reasoning
cannot be excluded even where the premises and methods are absolutely
correct. In practice it has actually come to pass that in the so-called
deductive sciences doubts and contradictions on the part of the various
investigators of the same question are by no means excluded. To wit,
the discussion that has been carried on for centuries, and is not yet
ended, over Euclid's parallel theorem in geometry.
If we ask whether, in the sense of the observations we have just made of
the formation of scientific principles, there is anything at all like
deduction, we can find a procedure which bears a certain resemblance
with that impossible procedure and which, as a matter of fact, is
frequently and to very good purpose applied in science. It consists in
the fact that general principles which have been acquired through the
ordinary incomplete induction are _applied to special instances which,
at the proposition of the principle, had not been taken into
consideration_, and whose connection with the general concept had not
become directly evident. Through such application of general principles
to cases that have not been regarded before, specific natural laws are
obtained which had not been foreseen either, but which, according to the
probability of the thesis and the correctness of the application are
also probably correct. However, the investigator, bearing in mind the
factor of uncertainty in these ratiocinations feels in each such
instance the need for testing the results by experience, and he does not
consider the _deduction_ complete until he had found _confirmation_ in
experience.
Deduction, therefore, actually consists in the searching out of
particular instances of a principle established by induction and in its
confirmation by experience. This conduces to the growth of science, not
in breadth, but in profundity. I again resort to the comparison I have
frequently made of science with a very complex network. At first glance
we cannot obtain a complete picture of all the meshes. So, at the first
proposition of a natural law an immediate survey of the entire range of
the possible experiences to which it may apply is inachievable. It is a
regular, important, and necessary part of all scientific work to learn
the extent of this range and investigate the specific forms which the
law assumes in the remoter instances. Now, if an especially gifted and
far-seeing investigator has succeeded in stating in advance an
especially general formulation of an inductive law, it is everywhere
confirmed in the course of the trial applications, and the impression
easily arises that confirmation is superfluous, since it results simply
in what had already been "deduced." In point of fact, however, the
reverse is not infrequently the case, that the principle is _not_
confirmed, and conditions quite different from those anticipated are
found. Such discoveries, then, as a rule, constitute the starting-point
of important and far-reaching modifications of the original formulation
of the law in question.
As we see, deduction is a necessary complement of, in fact, a part of,
the inductive process. The history of the origin of a natural law is in
general as follows. The investigator notices certain agreements in
individual instances under his observation. He assumes that these
agreements are general, and propounds a temporary natural law
corresponding to them. Then he proceeds by further experimentation to
test the law in order to see whether he can find full confirmation of it
by a number of other instances. If not, he tries other formulations of
the law applicable to the contradictory instances, or exclusive of them,
as not allied. Through such a process of adjustment he finally arrives
at a principle that possesses a certain range of validity. He informs
other scientists of the principle. These in their turn are impelled to
test other instances known to them to which the principle can be
applied. Any doubts or contradictions arising from this again impel the
author of the principle to carry out whatever readjustments may have
become necessary. Upon the scientific imagination of the discoverer
depends the range of instances sufficing for the formulation of the
general inductive principle. It also frequently depends upon conscious
operations of the mind dubbed "scientific instinct." But as soon as the
principle has been propounded, even if only in the consciousness of the
discoverer, the deductive part of the work begins, and the consequent
test of the proposition has the most essential influence on the value of
the result.
It is immediately evident that this _deductive_ part is of all the more
weight, the more _general_ the concepts in question are. If, in
addition, the inductive laws posited soon prove to be of a comparatively
high degree of perfection, we obtain the impression described above,
that an unlimited number of independent results can be deduced from a
premise. _Kant_ was keenly alive to the peculiarity of such a view,
which had been widely spread pre-eminently by _Euclid's_ presentation of
geometry, and he gave expression to his opinion of it in the famous
question: _How are a priori judgments possible?_ We have seen that it is
not always a question of _a priori_ judgments, but also of inductive
conclusions applied and tested according to deductive methods.
=14. Ideal Cases.= Each experience may generally be considered under an
indefinite number of various concepts, all of which may be abstracted
from that experience by corresponding observations. Accordingly an
indefinite number of natural laws would be required for prophesying that
experience in all its parts. Likewise the indefinite number of premises
must be known through the application of which those natural laws
acquire a certain content. Thus it seems as if it were altogether
impossible to apply natural laws for the determination of a single
experience to come, and in a certain sense this is true (p. 30). For
example, when a child is born, we are quite incapable of foretelling the
peculiar events that will occur in its life. Beyond the statement that
it will live a while and then die, we can make only the broadest
assertions qualified by numerous "ifs" and "buts."
If, in spite of this, we arrange a very great part of our life and
activity according to the prophecies we make in regard to numerous
details in life, basing them upon natural laws, the question arises, how
we get over the difficulty, or, rather, the impossibility just referred
to.
The answer is, that we repeatedly so find or can form our experiences
that certain natural relations _preponderatingly_ determine the
experience, while the other parts that remain undetermined fall into the
background. _The prophecy will cover so considerable a part of the
experience that we can forego previous knowledge of the rest._ We can
foretell enough to render a practical construction of life possible, and
increasing experience, whether the personal experience of the individual
or the general experience of science, constantly enlarges this
controllable part of future experiences.
The procedure of science is similar to that of practical life, though
freer. Whenever an investigator seeks to test a natural law of the form:
if A is so, then B is so, he endeavors to choose or formulate the
experiences in such a way that the fewest possible extraneous elements
are present, and that those that are unavoidable should exert the least
possible influence upon the relation in question. He never succeeds
completely. In order, nevertheless, to reach a conclusion as to the form
the relation will take without extraneous influences, the following
general method is applied.
A series of instances are investigated which are so adjusted that the
influence of the extraneous elements grows less and less. Then the
relation investigated approaches a limit which is never quite reached,
but to which it draws nearer and nearer, the less the influence of the
extraneous elements. And the conclusion is drawn that if it were
possible to exclude the extraneous elements entirely, the limit of the
relation would be reached.
A case in which none of the extraneous elements of experience operate is
called an _ideal case_, and the inference from a series of values
leading to the limit-value is an _extrapolation_. _Such extrapolations
to the ideal case_ are a quite natural procedure in science, and a very
large part of natural laws, especially all quantitative laws, that is,
such as express a relation between measurable values, have precise
validity only in ideal cases.
We here confront the fact that many natural laws, and among them the
most important, are expressed as, and taken to be, conditions _which
never occur in reality_. This seemingly absurd procedure is, as a matter
of fact, the best fitted for scientific purposes, since ideal cases are
to be distinguished by this, _that with them the natural laws take on
the simplest forms_. This is the result of the fact that in ideal cases
we intentionally and arbitrarily overlook every complication of the
determining factors, and in describing ideal cases we describe the
simplest conceivable form of the class of experiences in question. The
real cases are then constructed from the ideal cases by representing
them as the sum of all the elements that have an influence on the
experience or the result. Just as we can represent the unlimited
multitude of finite numbers by the figures up to ten, so we can
represent an unlimited quantity of complicated events by a finite number
of natural laws, and so reach a highly serviceable approximation to
reality.
Thus geometry deals with absolutely straight lines, absolutely flat
surfaces, and perfect spheres, though such have never been observed, and
the results of geometry come the closer to truth, the more nearly the
real lines, surfaces, and spheres correspond to the ideal demands.
Similarly, in physics, there are no ideal gases or mirrors, or in
chemistry ideally pure substances, though the expressed simple laws in
these sciences are valid for only such bodies. The non-ideal bodies of
these sciences, which reality presents in various degrees of
approximation, correspond the more closely to these laws, the slighter
the deviation of the real from the ideal. And the same method is applied
in the so-called mental sciences, psychology and sociology, in which the
"normal eye" and a "state with an entirely closed door" are examples of
such idealized limit-concepts.
=15. The Determinateness of Things.= A very widespread view and a very
grave one, because of its erroneous results, is _that by the natural
laws things are unequivocally and unalterably determined down to the
very minutest detail_. This is called _determinism_, and is regarded as
an inevitable consequence of every natural scientific generalization.
But an accurate investigation of actual relations produces something
rather different.
The most general formulation of the natural law: _if A is experienced,
then we expect B_, necessarily refers in the first place only to certain
_parts_ of the thing experienced. For perfect similarity in two
experiences is excluded by the mere fact that we ourselves change
unceasingly and one-sidedly. Consequently, no matter how accurate the
repetition of a former experience may be, our very participation in it,
an element bound to enter, causes it to be different. Therefore we deal
with only a _partial_ repetition of any experience, and the common part
is all the smaller a fraction of the entire experience, the more
_general_ the concept corresponding to this part. But the most general
and most important natural laws apply to such very general ideas, and
accordingly they determine only a small part of the whole result. Other
parts are determined by other laws, but we can never point out an
experience that has been determined completely and unequivocally by
natural laws known to us. For example, we know that when we throw a
stone, it will describe an approximate parabolic curve in falling to the
ground. But if we should attempt to determine its course accurately, we
should have to take into consideration the resistance of the air, the
rotatory motion of the stone upon being thrown, the movement of the
earth, and numerous other circumstances, the exact determination of
which is a matter beyond the power of all sciences. Nothing but an
_approximate_ determination of the stone's course is possible, and every
step forward toward accuracy and absoluteness would require scientific
advances which it would probably take centuries to accomplish.
Science, therefore, can by no means determine the exact linear course
that the stone will take in its fall. It can merely establish a certain
broader path within which the stone's movement will remain. And the path
is the wider the smaller the progress science has made in the branch in
question. The same conditions prevail in the case of every other
prediction based upon natural laws. Natural laws merely provide a
certain frame within which the thing will remain. But which of the
infinitely numerous possibilities within this frame will become reality
can never be absolutely determined by human powers.
The belief that it is possible has been evoked merely by a far-reaching
method of abstraction on the part of science. By assuming in place of
the stone "a non-extended point of mass" and by disregarding all the
other factors which in some way (whether known or unknown) exercise an
influence on the stone's movement, we can effect an apparently perfect
solution of the problem. But the solution is not valid for real
experience, merely for an ideal case, which bears only a more or less
profound similarity to the real. It is only such an ideal world, that
is, a world arbitrarily removed from its actual complexity, that has the
quality of absolute determinateness which we are wont to ascribe to the
real world.
We might point to the method of abstraction generally adopted in science
and to the extrapolation to ideal cases which has just been explained,
and regard the assertion of the absolute determinateness of events in
the world as a justified extrapolation to the ideal case. In other
words, we might say that we know all the natural laws and how to apply
them perfectly to the individual instances. In controversion of this it
must be said that the ulterior justification of such ideal extrapolation
is not yet feasible. The justification lies in the demonstration that
the real cases approximate the ideal the more closely the more we
actualize our presumptions. But in this case this is not feasible,
since, for the greater part of our experiences, we do not even know the
approximate or ideal natural laws by the help of which we can construct
such ideal cases. For instance, the whole province of organic life is at
present essentially like an unknown land, in which there are only a few
widely separated paths ending in _culs-de-sac_.
=16. The Freedom of the Will.= This relation explains why, on the one
hand, we assume a far-reaching determinateness for many things, that is,
for all those accessible to scientific treatment and regulation, and
why, on the other hand, we have the consciousness of acting _freely_,
that is, of being able to control future events according to the
relations they bear to our wishes. Essentially there is no objection to
be found to a fundamental determinism which explains that this feeling
of freedom is only a different way of saying _that a part of the causal
chain lies within our consciousness_, and that we feel these processes
(in themselves determined) as if we ourselves determined their course.
Nor can we prove this idea to be false, that, since the number of
factors which influence each experience is indefinitely great and their
nature indefinitely complex, each event would appear to be determined in
the eyes of an all-comprehensive intellect. But to our finite minds an
undetermined residue necessarily remains in each experience, and to that
extent the world must always remain in part practically undetermined to
human beings. Thus, both views, that the world is not completely
determined, and that it really is, though we can never recognize that it
is, lead practically to the same result: _that we can and must assume in
our practical attitude to the world that it is only partially
determined_.
But if two different lines of thought in the whole world of experience
everywhere lead to the same result, they cannot be materially, but
merely formally or superficially, different. For those things are alike
which cannot be distinguished. There is no other definition of
alikeness. Thus, if we see that the age-long dispute between these two
views always breaks out afresh without seeming to be able to reach an
end, this is readily understood, from what has been said, since the very
same essential arguments which can be adduced of _one_ view can be used
as a prop for the _other_ view, because in their essential results the
two are the same. I have discussed this matter because it presents a
very telling example of a method to be applied in all the sciences when
dealing with the solution of old and ever recurrent moot questions. Each
time we encounter such problems, we must ask ourselves: what would be
the difference empirically if the one or the other view were correct? In
other words, we first assume the one to be correct, and develop the
consequences accordingly. Then we assume the second to be correct and
develop the consequences accordingly. If in the two cases the
consequences differ in a certain definite point, we at least have the
possibility of ascertaining the false view by investigating in favor of
which case experience decides on this point. However, we may not
conclude that by this the other view has been proved to be entirely
correct. It likewise may be false, only with the peculiar quality that
in the case in question it leads to the correct conclusions. That such
a thing is possible, every one knows who has attentively observed his
own experiences. How often we act correctly in actual practice, though
we have started out on false premises! The explanation of this
possibility resides in the highly composite nature of each experience
and each assumption. It is quite possible--and, in fact, it is the
general rule--that a certain view contains true elements, but _along
with them false elements also_. In applications of the view where the
true elements are the decisive factors, true results are obtained,
despite the errors present. Likewise, false results will be achieved
where the false elements are decisive, despite the true results that can
be had, or have been had, elsewhere, by means of the true elements.
Hence, in case of the "confirmation," we can only conclude that that
portion of the view essential for the instance in question is correct.
One readily perceives that these observations find application in all
provinces of science and life. There are no absolutely correct
assertions, and even the falsest may in some respect be true. There are
only greater and lesser probabilities, and every advance made by the
human intellect tends to increase the degree of probability of
experiential relations, or natural laws.
=17. The Classification of the Sciences.= From the preceding
observations the means may be drawn for outlining a complete table of
the sciences. However, we must not regard it complete in the sense that
it gives every possible ramification and turn of each science, but that
it sets up a frame inside of which at given points each science finds
its place, so that, in the course of progressive enlargement, the frame
need not be exceeded.
The basic thought upon which this classification rests is that of graded
abstraction. We have seen (p. 19) that a concept is all the more
general, that is, is applicable to all the more experiences, the fewer
parts or elementary concepts it contains. So we shall begin the system
of the sciences with the most general concepts, that is, the elementary
concepts (or with what for the time being we shall have to consider
elementary concepts), and, in grading the concept complexes according to
their increasing diversity, set up a corresponding graded series of
sciences. One thing more is to be noted here, that this graded series,
on account of the very large number of new concepts entering, must
produce a correspondingly great number of diverse sciences. For
practical reasons groups of such grades have been combined temporarily.
Thereby a rougher classification, though one easier to obtain a survey
of, has been made. The most suitable and lasting scheme of this sort was
originated by the French philosopher, _Auguste Comte_, since whom it has
undergone a few changes.
Below is the table of the sciences, which I shall then proceed to
explain:
I. _Formal Sciences._ Main concept: order
Logic, or the science of the Manifold
Mathematics, or the science of Quantity
Geometry, or the science of Space
Phoronomy, or the science of Motion
II. _Physical Sciences._ Main concept: energy
Mechanics
Physics
Chemistry
III. _Biological Sciences._ Main concept: life
Physiology
Psychology
Sociology
As is evident, we first have to deal with the three great groups of the
formal, the physical, and the biological sciences. The formal sciences
treat of characteristics belonging to all experiences, characteristics,
consequently, that enter into every known phase of life, and so affect
science in the broadest sense. In order immediately to overcome a
widespread error, I emphasize the fact that these sciences are to be
considered just as experiential or empirical as the sciences of the
other two groups, as to which there is no doubt that they are empirical.
But because the concepts dealt with by the first group are so extremely
wide, and the experiences corresponding to them, therefore, are the most
general of all experiences, we easily forget that we are dealing with
experiences at all; and our very firmly rooted consciousness of the
unqualified similarity of these experiences causes them to seem native
qualities of the mind, or _a priori_ judgments. Nevertheless,
mathematics has been proved to be an empirical science by the fact that
in certain of its branches (the theory of numbers) laws are known which
have been found empirically and the "deductive" proof of which we have
as yet not succeeded in obtaining. The most general concept expressed
and operative in these sciences is the concept of order, of _conjugacy_
or _function_, the content and significance of which will become clear
later in a more thorough study of the special sciences.
In the second group, the physical sciences, the arbitrariness of the
classification becomes very apparent, since these sciences are among the
best known. We are perfectly justified in regarding mechanics as a part
of physics; and in our day physical chemistry, which in the last twenty
years suddenly developed into an extended and important special science,
thrust itself between physics and chemistry.
The most general concept of the physical sciences is that of _energy_,
which does not appear in the formal sciences. To be sure it is not a
fundamental concept. On the contrary, its characteristic is undoubtedly
that of compositeness, or, rather, complexity.
The third group comprehends all the relations of living beings. Their
most general concept, accordingly, is that of _life_. By physiology is
understood the entire science dealing with non-psychic life phenomena.
It therefore embraces what is called, in the present often chance
arrangement of scientific activities, botany, zoology, and physiology of
the plants, animals, and man. Psychology is the science of mental
phenomena. As such, it is not limited to man, even though for many
reasons he claims by far the preponderating part of it for himself.
Sociology is the science which deals with the peculiarities of the human
race. It may therefore be called anthropology, but in a far wider sense
than the word is now applied.
=18. The Applied Sciences.= It will be remarked that the grouping of the
table gives no place at all in its scheme to certain branches of
learning taught in the universities and equally good technical
institutions. We look in vain not only for theology and jurisprudence,
but also for astronomy, medicine, etc.
The explanation and justification of this is, that for purposes of
systematization we must distinguish between _pure_ and _applied_
sciences. By virtue of their strictly conceptual exclusiveness the pure
sciences constitute a regular hierarchy or graded series, so that all
the concepts that have been used and dealt with in the preceding
sciences are repeated in the following sciences, while certain
characteristic new concepts enter in addition. Thus logic, the science
of the manifold, exercises its dominion over all the other sciences,
while the specific concepts of physics and chemistry have nothing to do
with it, though they are of importance to all the biologic sciences.
Through this graded addition of new (naturally empiric) concepts, the
construction of the pure sciences proceeds in strict regularity, and
their problems arise exclusively from the application of new concepts to
all the earlier ones. In other words, their problems do not reach them
accidentally from without, but result from the action and reaction of
their concepts upon one another.
At the same time there are problems that each day sets before us without
regard to system. These come from our endeavor to improve life and avert
evil. In the problems of life we are confronted by the whole variety of
possible concepts, and under the day's immediate compulsion we cannot
wait, if we are sowing crops or helping a sick man, until physiology and
all the other appropriate sciences have solved all the problems of plant
growth and the changes of the human body and human energy. When other
signs fail, we use the position of the stars for finding our way on the
high seas. In this manner we turn the teaching of the stars, or
astronomy, into an applied science, in which at first mechanics alone
seemed to have a part. Later physics took a share in it, then optics
took a particularly prominent share, and in recent times not only did
chemistry find its way into astronomy, but the specifically biologic
concept of evolution was applied in astronomy with success.
Thus, side by side with the pure sciences are the applied, which are to
be distinguished from the pure sciences by the fact that they do not
unfold their problems systematically, but are assigned them by the
external circumstances of man's life. The pure sciences, therefore,
almost always have a larger or smaller share in the tasks of the applied
sciences. For instance, in building a bridge or railroad, physical
problems have to be taken into consideration as well as sociologic
problems (problems of trade), and a good physician should be a
psychologist as well as a chemist.
But since all the individual questions arising in the applied sciences
may be considered essentially as problems of one or other pure science,
they need not be explicitly enumerated along with the pure sciences,
especially since their development is greatly dependent upon temporary
conditions and is therefore incapable of simple systematization.