MORALS AND MORAL SENTIMENTS.

[_First published in_ The Fortnightly Review _for April,_ 1871.]

If a writer who discusses unsettled questions takes up every gauntlet

thrown down to him, polemical writing will absorb much of his energy.

Having a power of work which unfortunately does not suffice for

executing with anything like due rapidity the task I have undertaken, I

have made it a policy to avoid controversy as much as possible, even at

the cost of being seriously misunderstood. Hence it resulted that when

in _Macmillan's Magazine_, for July, 1869, Mr. Richard Hutton published,

under the title "A Questionable Parentage for Morals," a criticism on a

doctrine of mine, I decided to let his misrepresentations pass unnoticed

until, in the course of my work, I arrived at the stage where, by a full

exposition of this doctrine, they would be set aside. It did not occur

to me that, in the meantime, these erroneous statements, accepted as

true statements, would be repeated by other writers, and my views

commented upon as untenable. This, however, has happened. In more

periodicals than one, I have seen it asserted that Mr. Hutton has

effectually disposed of my hypothesis. Supposing that this hypothesis

has been rightly expressed by Mr. Hutton, Sir John Lubbock, in his

_Origin of Civilisation_, &c., has been led to express a partial

dissent; which I think he would not have expressed had my own

exposition been before him. Mr. Mivart, too, in his recent _Genesis of

Species_, has been similarly betrayed into misapprehensions. And now Sir

Alexander Grant, following the same lead, has conveyed to the readers of

the _Fortnightly Review_ another of these conceptions, which is but very

partially true. Thus I find myself compelled to say as much as will

serve to prevent further spread of the mischief.

* * * * *

If a general doctrine concerning a highly-involved class of phenomena

could be adequately presented in a single paragraph of a letter, the

writing of books would be superfluous. In the brief exposition of

certain ethical doctrines held by me, which is given in Professor Bain's

_Mental and Moral Science_, it is stated that they are--

"as yet, nowhere fully expressed. They form part of the more

general doctrine of Evolution which he is engaged in working out;

and they are at present to be gathered only from scattered

passages. It is true that, in his first work, _Social Statics_, he

presented what he then regarded as a tolerably complete view of one

division of Morals. But without abandoning this view, he now

regards it as inadequate--more especially in respect of its basis."

Mr. Hutton, however, taking the bare enunciation of one part of this

basis, deals with it critically; and, in the absence of any exposition

by me, sets forth what he supposes to be my grounds for it, and proceeds

to show that they are unsatisfactory.

If, in his anxiety to suppress what he doubtless regards as a pernicious

doctrine, Mr. Hutton could not wait until I had explained myself, it

might have been expected that he would use whatever information was to

be had concerning it. So far from seeking out such information, however,

he has, in a way for which I cannot account, ignored the information

immediately before him.

The title which Mr. Hutton has chosen for his criticism is, "A

Questionable Parentage for Morals." Now he has ample means of knowing

that I allege a primary basis of Morals, quite independent of that

which he describes and rejects. I do not refer merely to the fact that

having, when he reviewed _Social Statics_,[33] expressed his very

decided dissent from this primary basis, he must have been aware that I

alleged it; for he may say that in the many years which have since

elapsed he had forgotten all about it. But I refer to the distinct

enunciation of this primary basis in that letter to Mr. Mill from which

he quotes. In a preceding paragraph of the letter, I have explained

that, while I accept utilitarianism in the abstract, I do not accept

that current utilitarianism which recognizes for the guidance of conduct

nothing beyond empirical generalizations; and I have contended that--

"Morality, properly so-called--the science of right conduct--has

for its object to determine _how_ and _why_ certain modes of

conduct are detrimental, and certain other modes beneficial. These

good and bad results cannot be accidental, but must be necessary

consequences of the constitution of things; and I conceive it to be

the business of Moral Science to deduce, from the laws of life and

the conditions of existence, what kinds of action necessarily tend

to produce happiness, and what kinds to produce unhappiness. Having

done this, its deductions are to be recognised as laws of conduct;

and are to be conformed to irrespective of a direct estimation of

happiness or misery."

Nor is this the only enunciation of what I conceive to be the primary

basis of morals, contained in this same letter. A subsequent paragraph

separated by four lines only from that which Mr. Hutton extracts,

commences thus:--

"Progressing civilization, which is of necessity a succession of

compromises between old and new, requires a perpetual re-adjustment

of the compromise between the ideal and the practicable in social

arrangements: to which end, both elements of the compromise must be

kept in view. If it is true that pure rectitude prescribes a system

of things far too good for men as they are, it is not less true that

mere expediency does not of itself tend to establish a system of

things any better than that which exists. While absolute morality

owes to expediency the checks which prevent it from rushing into

Utopian absurdities, expediency is indebted to absolute morality for

all stimulus to improvement. Granted that we are chiefly interested

in ascertaining what is _relatively right_, it still follows that we

must first consider what is _absolutely right_; since the one

conception presupposes the other."

I do not see how there could well be a more emphatic assertion that

there exists a primary basis of morals independent of, and in a sense

antecedent to, that which is furnished by experiences of utility; and

consequently, independent of, and, in a sense antecedent to, those moral

sentiments which I conceive to be generated by such experiences. Yet no

one could gather from Mr. Hutton's article that I assert this; or would

even find reasons for a faint suspicion that I do so. From the reference

made to my further views, he would infer my acceptance of that empirical

utilitarianism which I have expressly repudiated. And the title which

Mr. Hutton gives to his paper clearly asserts, by implication, that I

recognize no "parentage for morals" beyond that of the accumulation and

organization of the effects of experience. I cannot believe that Mr.

Hutton intended to convey this erroneous impression. He was, I suppose,

too much absorbed in contemplating the proposition he combats to

observe, or, at least, to attach any weight to, the propositions which

accompany it. But I am sorry he did not perceive the mischief he was

likely to do me by spreading this one-sided statement.

* * * * *

I pass now to the particular question at issue--not the "parentage for

morals," but the parentage of moral sentiments. In describing my view on

this more special doctrine, Mr. Hutton has similarly, I regret to say,

neglected the data which would have helped him to draw an approximately

true outline of it. It cannot well be that the existence of such data

was unknown to him. They are contained in the _Principles of

Psychology_; and Mr. Hutton reviewed that work when it was first

published.[34] In a chapter on the Feelings, which occurs near the end

of it, there is sketched out a process of evolution by no means like

that which Mr. Hutton indicates; and had he turned to that chapter he

would have seen that his description of the genesis of moral sentiments

out of organized experiences is not such a one as I should have given.

Let me quote a passage from that chapter.

"Not only are those emotions which form the immediate stimuli to

actions, thus explicable; but the like explanation applies to the

emotions that leave the subject of them comparatively passive: as,

for instance, the emotion produced by beautiful scenery. The

gradually increasing complexity in the groups of sensations and

ideas co-ordinated, ends in the co-ordination of those vast

aggregations of them which a grand landscape excites and suggests.

The infant taken into the midst of mountains, is totally unaffected

by them; but is delighted with the small group of attributes and

relations presented in a toy. The child can appreciate, and be

pleased with, the more complicated relations of household objects

and localities, the garden, the field, and the street. But it is

only in youth and mature age, when individual things and small

assemblages of them have become familiar and automatically

cognizable, that those immense assemblages which landscapes present

can be adequately grasped, and the highly aggregated states of

consciousness produced by them, experienced. Then, however, the

various minor groups of states that have been in earlier days

severally produced by trees, by fields, by streams, by cascades, by

rocks, by precipices, by mountains, by clouds, are aroused

together. Along with the sensations immediately received, there are

partially excited the myriads of sensations that have been in times

past received from objects such as those presented; further, there

are partially excited the various incidental feelings that were

experienced on all these countless past occasions; and there are

probably also excited certain deeper, but now vague combinations of

states, that were organized in the race during barbarous times,

when its pleasurable activities were chiefly among the woods and

waters. And out of all these excitations, some of them actual but

most of them nascent, is composed the emotion which a fine

landscape produces in us."

It is, I think, amply manifest that the processes here indicated are not

to be taken as intellectual processes--not as processes in which

recognized relations between pleasures and their antecedents, or

intelligent adaptations of means to ends, form the dominant elements.

The state of mind produced by an aggregate of picturesque objects is not

one resolvable into propositions. The sentiment does not contain within

itself any consciousness of causes and consequences of happiness. The

vague recollections of other beautiful scenes and other delightful days

which it dimly rouses, are not aroused because of any rational

co-ordinations of ideas that have been formed in bygone years. Mr.

Hutton, however, assumes that in speaking of the genesis of moral

feelings as due to inherited experiences of the pleasures and pains

caused by certain modes of conduct, I am speaking of reasoned-out

experiences--experiences consciously accumulated and generalized. He

overlooks the fact that the genesis of emotions is distinguished from

the genesis of ideas in this; that whereas the ideas are composed of

elements that are simple, definitely related, and (in the case of

general ideas) constantly related, emotions are composed of enormously

complex aggregates of elements that are never twice alike, and which

stand in relations that are never twice alike. The difference in the

resulting modes of consciousness is this:--In the genesis of an idea the

successive experiences, be they of sounds, colours, touches, tastes, or

be they of the special objects which combine many of these into groups,

have so much in common that each, when it occurs, can be definitely

thought of as like those which preceded it. But in the genesis of an

emotion the successive experiences so far differ that each of them, when

it occurs, suggests past experiences which are not specifically similar,

but have only a general similarity; and, at the same time, it suggests

benefits or evils in past experience which likewise are various in their

special natures, though they have a certain community in general nature.

Hence it results that the consciousness aroused is a multitudinous,

confused consciousness, in which, along with a certain kind of

combination among the impressions received from without, there is a

vague cloud of ideal combinations akin to them, and a vague mass of

ideal feelings of pleasure or pain which were associated with these. We

have abundant proof that feelings grow up without reference to

recognized causes and consequences, and without the possessor of them

being able to say why they have grown up; though analysis,

nevertheless, shows that they have been formed out of connected

experiences. The familiar fact that a kind of jam which was, during

childhood, repeatedly taken after medicine, may become, by simple

association of sensations, so nauseous that it cannot be tolerated in

after-life, illustrates clearly the way in which repugnances may be

established by habitual association of feelings, without any belief in

causal connexion; or rather, in spite of the knowledge that there is no

causal connexion. Similarly with pleasurable emotions. The cawing of

rooks is not in itself an agreeable sound: musically considered, it is

very much the contrary. Yet the cawing of rooks usually produces in

people feelings of a grateful kind--feelings which most of them suppose

to result from the quality of the sound itself. Only the few who are

given to self-analysis are aware that the cawing of rooks is agreeable

to them because it has been connected with countless of their greatest

gratifications--with the gathering of wild flowers in childhood; with

Saturday-afternoon excursions in school-boy days; with midsummer

holidays in the country, when books were thrown aside and lessons were

replaced by games and adventures in the fields; with fresh, sunny

mornings in after-years, when a walking excursion was an immense relief

from toil. As it is, this sound, though not causally related to all

these multitudinous and varied past delights, but only often associated

with them, can no more be heard without rousing a dim consciousness of

these delights, than the voice of an old friend unexpectedly coming into

the house can be heard without suddenly raising a wave of that feeling

that has resulted from the pleasures of past companionship. If we are to

understand the genesis of emotions, either in the individual or in the

race, we must take account of this all-important process. Mr. Hutton,

however, apparently overlooking it, and not having reminded himself, by

referring to the _Principles of Psychology_, that I insist upon it,

represents my hypothesis to be that a certain sentiment results from the

consolidation of intellectual conclusions! He speaks of me as believing

that "what seems to us now the 'necessary' intuitions and _a priori_

assumptions of human nature, are likely to prove, when scientifically

analysed, nothing but a similar conglomeration of our ancestors' _best

observations and most useful empirical rules_." He supposes me to think

that men having, in past times, come to _see_ that truthfulness was

useful, "the habit of approving truth-speaking and fidelity to

engagements, which was first based on this ground of utility, became so

rooted, that the utilitarian ground of it was forgotten, and _we_ find

ourselves springing to the belief in truth-speaking and fidelity to

engagements from an inherited tendency." Similarly throughout, Mr.

Hutton has so used the word "utility," and so interpreted it on my

behalf, as to make me appear to mean that moral sentiment is formed out

of _conscious generalizations_ respecting what is beneficial and what

detrimental. Were such my hypothesis, his criticisms would be very much

to the point; but as such is not my hypothesis, they fall to the ground.

The experiences of utility I refer to are those which become registered,

not as distinctly recognized connexions between certain kinds of acts

and certain kinds of remote results, but those which become registered

in the shape of associations between groups of feelings that have often

recurred together, though the relation between them has not been

consciously generalized--associations the origin of which may be as

little perceived as is the origin of the pleasure given by the sounds of

a rookery; but which, nevertheless, have arisen in the course of daily

converse with things, and serve as incentives or deterrents.

In the paragraph which Mr. Hutton has extracted from my letter to Mr.

Mill, I have indicated an analogy between those effects of emotional

experiences out of which I believe moral sentiments have been developed,

and those effects of intellectual experiences out of which I believe

space-intuitions have been developed. Rightly considering that the first

of these hypotheses cannot stand if the last is disproved, Mr. Hutton

has directed part of his attack against this last. But would it not have

been well if he had referred to the _Principles of Psychology_, where

this last hypothesis is set forth at length, before criticising it?

Would it not have been well to give an abstract of my own description of

the process, instead of substituting what he _supposes_ my description

must be? Any one who turns to the _Principles of Psychology_ (first

edition, pp. 218-245), and reads the two chapters, "The Perception of

Body as presenting Statical Attributes", and "The Perception of Space",

will find that Mr. Hutton's account of my view on this matter has given

him no notion of the view as it is expressed by me; and will, perhaps,

be less inclined to smile than he was when he read Mr. Hutton's account.

I cannot here do more than thus imply the invalidity of such part of Mr.

Hutton's argument as proceeds upon this incorrect representation. The

pages which would be required for properly explaining the doctrine that

space-intuitions result from organized experiences may be better used

for explaining this analogous doctrine at present before us. This I will

now endeavour to do; not indirectly by correcting misapprehensions, but

directly by an exposition which shall be as brief as the extremely

involved nature of the process allows.

An infant in arms, when old enough to gaze at objects around with some

vague recognition, smiles in response to the laughing face and soft

caressing voice of its mother. Let there come some one who, with an

angry face, speaks to it in loud, harsh tones. The smile disappears, the

features contract into an expression of pain, and, beginning to cry, it

turns away its head, and makes such movements of escape as are possible.

What is the meaning of these facts? Why does not the frown make it

smile, and the mother's laugh make it weep? There is but one answer.

Already in its developing brain there is coming into play the structure

through which one cluster of visual and auditory impressions excites

pleasurable feelings, and the structure through which another cluster of

visual and auditory impressions excites painful feelings. The infant

knows no more about the relation existing between a ferocious expression

of face, and the evils which may follow perception of it, than the young

bird just out of its nest knows of the possible pain and death which may

be inflicted by a man coming towards it; and as certainly in the one

case as in the other, the alarm felt is due to a partially-established

nervous structure. Why does this partially-established nervous structure

betray its presence thus early in the human being? Simply because, in

the past experiences of the human race, smiles and gentle tones in those

around have been the habitual accompaniments of pleasurable feelings;

while pains of many kinds, immediate and more or less remote, have been

continually associated with the impressions received from knit brows,

and set teeth, and grating voice. Much deeper down than the history of

the human race must we go to find the beginnings of these connexions.

The appearances and sounds which excite in the infant a vague dread,

indicate danger; and do so because they are the physiological

accompaniments of destructive action--some of them common to man and

inferior mammals, and consequently understood by inferior mammals, as

every puppy shows us. What we call the natural language of anger, is due

to a partial contraction of those muscles which actual combat would call

into play; and all marks of irritation, down to that passing shade over

the brow which accompanies slight annoyance, are incipient stages of

these same contractions. Conversely with the natural language of

pleasure, and of that state of mind which we call amicable feeling:

this, too, has a physiological interpretation.[35]

Let us pass now from the infant in arms to the children in the nursery.

What have the experiences of each been doing in aid of the emotional

development we are considering? While its limbs have been growing more

agile by exercise, its manipulative skill increasing by practice, its

perceptions of objects growing by use quicker, more accurate, more

comprehensive; the associations between these two sets of impressions

received from those around, and the pleasures and pains received along

with them, or after them, have been by frequent repetition made

stronger, and their adjustments better. The dim sense of pain and the

vague glow of delight which the infant felt, have, in the urchin,

severally taken shapes that are more definite. The angry voice of a

nursemaid no longer arouses only a formless feeling of dread, but also a

specific idea of the slap that may follow. The frown on the face of a

bigger brother, along with the primitive, indefinable sense of ill,

brings the ideas of ills that are definable as kicks, and cuffs, and

pullings of hair, and losses of toys. The faces of parents, looking now

sunny, now gloomy, have grown to be respectively associated with

multitudinous forms of gratification and multitudinous forms of

discomfort or privation. Hence these appearances and sounds, which imply

amity or enmity in those around, become symbolic of happiness and

misery; so that eventually, perception of the one set or the other can

scarcely occur without raising a wave of pleasurable feeling or of

painful feeling. The body of this wave is still substantially of the

same nature as it was at first; for though in each of these

multitudinous experiences a special set of facial and vocal signs has

been connected with a special set of pleasures or pains; yet since these

pleasures or pains have been immensely varied in their kinds and

combinations, and since the signs that preceded them were in no two

cases quite alike, it results that even to the end the consciousness

produced remains as vague as it is voluminous. The thousands of

partially-aroused ideas resulting from past experiences are massed

together and superposed, so as to form an aggregate in which nothing is

distinct, but which has the character of being pleasurable or painful

according to the nature of its original components: the chief difference

between this developed feeling and the feeling aroused in the infant

being, that on bright or dark background forming the body of it, may now

be sketched out in thought the particular pleasures or pains which the

particular circumstances suggest as likely.

What must be the working of this process under the conditions of

aboriginal life? The emotions given to the young savage by the natural

language of love and hate in the members of his tribe, gain first a

partial definiteness in respect to his intercourse with his family and

playmates; and he learns by experience the utility, in so far as his own

ends are concerned, of avoiding courses which call from others

manifestations of anger, and taking courses which call from them

manifestations of pleasure. Not that he consciously generalizes. He does

not at that age, probably not at any age, formulate his experiences in

the general principle that it is well for him to do things which bring

smiles, and to avoid doing things which bring frowns. What happens is

that having, in the way shown, inherited this connexion between the

perception of anger in others and the feeling of dread, and having

discovered that certain acts of his bring on this anger, he cannot

subsequently think of committing one of these acts without thinking of

the resulting anger, and feeling more or less of the resulting dread. He

has no thought of the utility or inutility of the act itself: the

deterrent is the mainly vague, but partially definite, fear of evil that

may follow. So understood, the deterring emotion is one which has grown

out of experiences of utility, using that word in its ethical sense; and

if we ask why this dreaded anger is called forth from others, we shall

habitually find that it is because the forbidden act entails pain

somewhere--is negatived by utility. On passing from domestic injunctions

to injunctions current in the tribe, we see no less clearly how these

emotions produced by approbation and reprobation come to be connected in

experience with actions which are beneficial to the tribe, and actions

which are detrimental to the tribe; and how there consequently grow up

incentives to the one class of actions and prejudices against the other

class. From early boyhood the young savage hears recounted the daring

deeds of his chief--hears them in words of praise, and sees all faces

glowing with admiration. From time to time also he listens while some

one's cowardice is described in tones of scorn, and with contemptuous

metaphors, and sees him meet with derision and insult whenever he

appears. That is to say, one of the things that come to be associated in

his mind with smiling faces, which are symbolical of pleasures in

general, is courage; and one of the things that come to be associated in

his mind with frowns and other marks of enmity, which form his symbol of

unhappiness, is cowardice. These feelings are not formed in him because

he has reasoned his way to the truth that courage is useful to the

tribe, and, by implication, to himself, or to the truth that cowardice

is a cause of evil. In adult life he may perhaps see this; but he

certainly does not see it at the time when bravery is thus joined in his

consciousness with all that is good, and cowardice with all that is bad.

Similarly there are produced in him feelings of inclination or

repugnance towards other lines of conduct that have become established

or interdicted, because they are beneficial or injurious to the tribe;

though neither the young nor the adults know why they have become

established or interdicted. Instance the praiseworthiness of

wife-stealing, and the viciousness of marrying within the tribe.

We may now ascend a stage to an order of incentives and restraints

derived from these. The primitive belief is that every dead man becomes

a demon, who is often somewhere at hand, may at any moment return, may

give aid or do mischief, and has to be continually propitiated. Hence

among other agents whose approbation or reprobation are contemplated by

the savage as consequences of his conduct, are the spirits of his

ancestors. When a child he is told of their deeds, now in triumphant

tones, now in whispers of horror; and the instilled belief that they may

inflict some vaguely-imagined but fearful evil, or give some great help,

becomes a powerful incentive or deterrent. Especially does this happen

when the story is of a chief, distinguished for his strength, his

ferocity, his persistence in that revenge on enemies which the

experiences of the savage make him regard as beneficial and virtuous.

The consciousness that such a chief, dreaded by neighbouring tribes, and

dreaded, too, by members of his own tribe, may reappear and punish those

who have disregarded his injunctions, becomes a powerful motive. But it

is clear, in the first place, that the imagined anger and the imagined

satisfaction of this deified chief, are simply transfigured forms of the

anger and satisfaction displayed by those around; and that the feelings

accompanying such imaginations have the same original root in the

experiences which have associated an average of painful results with the

manifestation of another's anger, and an average of pleasurable results

with the manifestation of another's satisfaction. And it is clear, in

the second place, that the actions thus forbidden and encouraged must be

mostly actions that are respectively detrimental and beneficial to the

tribe; since the successful chief is usually a better judge than the

rest, and has the preservation of the tribe at heart. Hence experiences

of utility, consciously or unconsciously organized, underlie his

injunctions; and the sentiments which prompt obedience are, though very

indirectly and without the knowledge of those who feel them, referable

to experiences of utility.

This transfigured form of restraint, differing at first but little from

the original form, admits of immense development. Accumulating

traditions, growing in grandeur as they are repeated from generation to

generation, make more and more superhuman the early-recorded hero of the

race. His powers of inflicting punishment and giving happiness become

ever greater, more multitudinous, and more varied; so that the dread of

divine displeasure, and the desire to obtain divine approbation, acquire

a certain largeness and generality. Still the conceptions remain

anthropomorphic. The revengeful deity continues to be thought of in

terms of human emotions, and continues to be represented as displaying

these emotions in human ways. Moreover, the sentiments of right and

duty, so far as they have become developed, refer mainly to divine

commands and interdicts; and have little reference to the natures of the

acts commanded or interdicted. In the intended offering-up of Isaac, in

the sacrifice of Jephthah's daughter, and in the hewing to pieces of

Agag, as much as in the countless atrocities committed from religious

motives by various early historic races, as by some existing savage

races, we see that the morality and immorality of actions, as we

understand them, are at first little recognized; and that the feelings,

chiefly of dread, which serve in place of them, are feelings felt

towards the unseen beings supposed to issue the commands and interdicts.

Here it will be said that, as just admitted, these are not the moral

sentiments properly so called. They are simply sentiments that precede

and make possible those highest sentiments which do not refer either to

personal benefits or evils to be expected from men, or to more remote

rewards and punishments. Several comments are, however, called forth by

this criticism. One is, that if we glance back at past beliefs and their

correlative feelings, as shown in Dante's poem, in the mystery-plays of

the middle ages, in St. Bartholomew massacres, in burnings for heresy,

we get proof that in comparatively modern times right and wrong meant

little else than subordination or insubordination--to a divine ruler

primarily, and under him to a human ruler. Another is, that down to our

own day this conception largely prevails, and is even embodied in

elaborate ethical works--instance the _Essays on the Principles of

Morality_, by Jonathan Dymond, which recognizes no ground of moral

obligation save the will of God as expressed in the current creed. And

yet a further is, that while in sermons the torments of the damned and

the joys of the blessed are set forth as the dominant deterrents and

incentives, and while we have prepared for us printed instructions "how

to make the best of both worlds," it cannot be denied that the feelings

which impel and restrain men are still largely composed of elements like

those operative on the savage: the dread, partly vague, partly specific,

associated with the idea of reprobation, human and divine, and the sense

of satisfaction, partly vague, partly specific, associated with the idea

of approbation, human and divine.

But during the growth of that civilization which has been made possible

by these ego-altruistic sentiments, there have been slowly evolving the

altruistic sentiments. Development of these has gone on only as fast as

society has advanced to a state in which the activities are mainly

peaceful. The root of all the altruistic sentiments is sympathy; and

sympathy could become dominant only when the mode of life, instead of

being one that habitually inflicted direct pain, became one which

conferred direct and indirect benefits: the pains inflicted being mainly

incidental and indirect. Adam Smith made a large step towards this truth

when he recognized sympathy as giving rise to these superior controlling

emotions. His _Theory of Moral Sentiments_, however, requires to be

supplemented in two ways. The natural process by which sympathy becomes

developed into a more and more important element of human nature has to

be explained; and there has also to be explained the process by which

sympathy produces the highest and most complex of the altruistic

sentiments--that of justice. Respecting the first process, I can here do

no more than say that sympathy may be proved, both inductively and

deductively, to be the concomitant of gregariousness: the two having all

along-increased by reciprocal aid. Multiplication has ever tended to

force into an association, more or less close, all creatures having

kinds of food and supplies of food that permit association; and

established psychological laws warrant the inference that some sympathy

will inevitably result from habitual manifestations of feelings in

presence of one another, and that the gregariousness being augmented by

the increase of sympathy, further facilitates the development of

sympathy. But there are negative and positive checks upon this

development--negative, because sympathy cannot advance faster than

intelligence advances, since it presupposes the power of interpreting

the natural language of the various feelings, and of mentally

representing those feelings; positive, because the immediate needs of

self-preservation are often at variance with its promptings, as, for

example, during the predatory stages of human progress. For explanations

of the second process, I must refer to the _Principles of Psychology_ (Sec.

202, first edition, and Sec. 215, second edition) and to _Social Statics_,

part ii. chapter v.[36] Asking that in default of space these

explanations may be taken for granted, let me here point out in what

sense even sympathy, and the sentiments that result from it, are due to

experiences of utility. If we suppose all thought of rewards or

punishments, immediate or remote, to be left out of consideration, it is

clear that any one who hesitates to inflict a pain because of the vivid

representation of that pain which rises in his consciousness, is

restrained, not by any sense of obligation or by any formulated doctrine

of utility, but by the painful association established in him. And it is

clear that if, after repeated experiences of the moral discomfort he has

felt from witnessing the unhappiness indirectly caused by some of his

acts, he is led to check himself when again tempted to those acts, the

restraint is of like nature. Conversely with the pleasure-giving acts:

repetitions of kind deeds, and experiences of the sympathetic

gratifications that follow, tend continually to make stronger the

association between such deeds and feelings of happiness.

Eventually these experiences may be consciously generalized, and there

may result a deliberate pursuit of sympathetic gratifications. There may

also come to be distinctly recognized the truths that the remoter

results, kind and unkind conduct, are respectively beneficial and

detrimental--that due regard for others is conducive to ultimate

personal welfare, and disregard of others to ultimate personal disaster;

and then there may become current such summations of experience as

"honesty is the best policy." But so far from regarding these

intellectual recognitions of utility as preceding and causing the moral

sentiment, I regard the moral sentiment as preceding such recognitions

of utility, and making them possible. The pleasures and pains directly

resulting in experience from sympathetic and unsympathetic actions, had

first to be slowly associated with such actions, and the resulting

incentives and deterrents frequently obeyed, before there could arise

the perceptions that sympathetic and unsympathetic actions are remotely

beneficial or detrimental to the actor; and they had to be obeyed still

longer and more generally before there could arise the perceptions that

they are socially beneficial or detrimental. When, however, the remote

effects, personal and social, have gained general recognition, are

expressed in current maxims, and lead to injunctions having the

religious sanction, the sentiments that prompt sympathetic actions and

check unsympathetic ones are immensely strengthened by their alliances.

Approbation and reprobation, divine and human, come to be associated in

thought with the sympathetic and unsympathetic actions respectively. The

commands of the creed, the legal penalties, and the code of social

conduct, unitedly enforce them; and every child as it grows up, daily

has impressed on it by the words and faces and voices of those around

the authority of these highest principles of conduct. And now we may see

why there arises a belief in the special sacredness of these highest

principles, and a sense of the supreme authority of the altruistic

sentiments answering to them. Many of the actions which, in early social

states, received the religious sanction and gained public approbation,

had the drawback that such sympathies as existed were outraged, and

there was hence an imperfect satisfaction. Whereas these altruistic

actions, while similarly having the religious sanction and gaining

public approbation, bring a sympathetic consciousness of pleasure given

or of pain prevented; and, beyond this, bring a sympathetic

consciousness of human welfare at large, as being furthered by making

altruistic actions habitual. Both this special and this general

sympathetic consciousness become stronger and wider in proportion as the

power of mental representation increases, and the imagination of

consequences, immediate and remote, grows more vivid and comprehensive.

Until at length these altruistic sentiments begin to call in question

the authority of those ego-altruistic sentiments which once ruled

unchallenged. They prompt resistance to laws that do not fulfil the

conception of justice, encourage men to brave the frowns of their

fellows by pursuing a course at variance with customs that are perceived

to be socially injurious, and even cause dissent from the current

religion; either to the extent of disbelief in those alleged divine

attributes and acts not approved by this supreme moral arbiter, or to

the extent of entire rejection of a creed which ascribes such attributes

and acts.

Much that is required to make this hypothesis complete must stand over

until, at the close of the second volume of the _Principles of

Psychology_, I have space for a full exposition. What I have said will

make it sufficiently clear that two fundamental errors have been made in

the interpretation put upon it. Both Utility and Experience have been

construed in senses much too narrow. Utility, convenient a word as it is

from its comprehensiveness, has very inconvenient and misleading

implications. It vividly suggests uses, and means, and proximate ends,

but very faintly suggests the pleasures, positive or negative, which are

the ultimate ends, and which, in the ethical meaning of the word, are

alone considered; and, further, it implies conscious recognition of

means and ends--implies the deliberate taking of some course to gain a

perceived benefit. Experience, too, in its ordinary acceptation,

connotes definite perceptions of causes and consequences, as standing in

observed relations, and is not taken to include the connexions formed in

consciousness between states that recur together, when the relation

between them, causal or other, is not perceived. It is in their widest

senses, however, that I habitually use these words, as will be manifest

to every one who reads the _Principles of Psychology;_ and it is in

their widest senses that I have used them in the letter to Mr. Mill. I

think I have shown above that, when they are so understood, the

hypothesis briefly set forth in that letter is by no means so

indefensible as is supposed. At any rate, I have shown--what seemed for

the present needful to show--that Mr. Hutton's versions of my views must

not be accepted as correct.

Essays: Scientific, Political, & Speculative; Vol. 1 of 3 Library Edition (1891), Containing Seven Essays not before Republished, and Various other Additions. · 第 42 / 55 题