CHARACTERS
Characters Should Be Worth Knowing--The Personal Equation of the
Audience--The Universal Appeal of Great Fictitious Characters--Typical
Traits--Individual Traits--The Defect of Allegory--The Defect of
Caricature--Static and Kinetic Characters--Direct and Indirect
Delineation--Subdivisions of Both Methods--I. Direct Delineation: 1.
By Exposition; 2. By Description; [Gradual Portrayal]; 3. By
Psychological Analysis; 4. By Reports from other Characters--II.
Indirect Delineation: 1. By Speech; 2. By Action; 3. By Effect on
other Characters; 4. By Environment.
=Characters Should Be Worth Knowing.=--Before we proceed to study the
technical methods of delineating characters, we must ask ourselves
what constitutes a character worth delineating. A novelist is, to
speak figuratively, the social sponsor for his own fictitious
characters; and he is guilty of a social indiscretion, as it were, if
he asks his readers to meet fictitious people whom it is neither of
value nor of interest to know. Since he aims to make his readers
intimate with his characters, he must first of all be careful that his
characters are worth knowing intimately. Most of us, in actual life,
are accustomed to distinguish people who are worth our while from
people who are not; and those of us who live advisedly are accustomed
to shield ourselves from people who cannot, by the mere fact of what
they are, repay us for the expenditure of time and energy we should
have to make to get to know them. And whenever a friend of ours asks
us deliberately to meet another friend of his, we take it for granted
that our friend has reasons for believing that the acquaintanceship
will be of benefit or of interest to both. Now the novelist stands in
the position of a friend who asks us to meet certain people whom he
knows; and he runs the risk of our losing faith in his judgment unless
we find his people worth our while. By the mere fact that we bother to
read a novel, thus expending time which might otherwise be passed in
company with actual people, we are going out of our way to meet the
characters to whom the novelist wishes to introduce us. He therefore
owes us an assurance that they shall be even more worth our while than
the average actual person. This is not to say that they should
necessarily be better; they may, of course, be worse: but they should
be more clearly significant of certain interesting elements of human
nature, more thoroughly representative of certain phases of human life
which it is well for us to learn and know.
=The Personal Equation of the Audience.=--In deciding on the sort of
characters that will be worth his readers' while, the novelist must
of course be influenced by the nature of the audience he is writing
for. The characters of "Little Women" may be worth the while of
children; and it is not an adverse criticism of Louisa M. Alcott to
say that they are not worth the while of mature men and women.
Similarly, it is not an adverse criticism of certain Continental
novelists to say that their characters are decidedly unfit companions
for adolescent girls. Our judgment of the characters in a novel
should be conditioned always by our sense of the sort of readers to
whom the novel is addressed. Henry James, in his later years, wrote
usually for the super-civilized; and his characters should be judged
by different standards than the pirates of "Treasure Island,"--a story
which was written for boys, both young and old. One reader may be
bored by pirates, another by super-subtle cosmopolitans; and each
reader has the privilege of avoiding the society of the characters
that weary him.
=The Universal Appeal of Great Fictitious Characters.=--But the very
greatest characters of fiction are worth everybody's while; and surely
the masters need have felt no hesitancy in asking any one to meet
Sancho Panza, Robinson Crusoe, Henry Esmond, Jean Valjean, or Terence
Mulvaney. In fact, the most amazing thing about a great fictitious
figure is the multitude of very different people that the character is
capable of interesting. Many times we willingly absent ourselves from
actual society to pass an evening in the company of a fictitious
personage of a class with which we never associate in actual life.
Perhaps in the actual world we would never bother to converse with
illiterate provincial people; and yet we may not feel it a waste of
time and energy to meet them in the pages of "Middlemarch." For my own
part, I have always, in actual life, avoided meeting the sort of
people that appear in Thackeray's "Vanity Fair"; and yet I find it not
only interesting but profitable to associate with them through the
entire extent of a rather lengthy novel. Why is it that a reader, who,
although he has crossed the ocean many times, has never cared to enter
the engine-room of a liner, is yet willing enough to meet on intimate
terms Mr. Kipling's engineer, Mac Andrew? And why is it that ladies
who, in actual society, are fastidious of their acquaintanceship,
should yet associate throughout a novel with the Sapho of Daudet? What
is the reason why these fictitious characters should seem, for nearly
every reader, more worth while than the very same sort of people in
actual life?
=Typical Traits.=--The reason is that great fictitious characters are
typical of their class, to an extent rarely to be noticed in any
actual member of the class they typify. They "contain multitudes," to
borrow Whitman's phrase. All idealistic visionaries are typified in
Don Quixote, all misers in Harpagon, all hypocrites in Tartufe, all
egoists in Sir Willoughby Patterne, all clever, tricksy women in Becky
Sharp, all sentimentalists in Barrie's Tommy. But the average actual
man is not of sufficient magnitude to contain a multitude of others;
he is comparatively lacking in typical traits; he is not, to such a
great extent, illustrative of life, because only in a small measure is
he representative of his class. There are, of course, in actual life,
certain people of unusual magnitude who justify Emerson's title of
"Representative Men." Benjamin Franklin, for example, is such a man.
He is the only actual person entirely typical of eighteenth-century
America; and that is the main reason why, as an exhibition of
character, his autobiography is just as profitable a book as the
master-works of fiction. But men so representative are rare in actual
life; and the chief business of fiction is therefore to supply them.
=Individual Traits.=--It is mainly by supplying this need for
representative men and women that the novelist can make his characters
worth the while of every reader. But after he has made them
quintessential of a class, he must be careful also to individualize
them. Unless he endows them with certain personal traits that
distinguish them from all other representatives or members of their
class, whether actual or fictitious, he will fail to invest them with
the illusion of reality. Every great character of fiction must
exhibit, therefore, an intimate combination of typical and individual
traits. It is through being typical that the character is true; it is
through being individual that the character is convincing.
=The Defect of Allegory.=--The reason why most allegorical figures
are ineffective is that, although they are typical, they are not at
the same time individual. They are abstractly representative of a
class; but they are not concretely distinguishable from other
representatives or members of the class. We know them, therefore,
not as persons but merely as ideas. We feel very little human
interest nowadays in reading over the old morality plays, whose
characters are merely allegorical abstractions. But in criticising
them we must remember that they were designed not so much to be read
as to be performed upon the stage; and that the actors who represented
their abstract and merely typical characters must necessarily have
endowed them with concreteness and with individuality. Though a
character in one of these allegorical plays might be called
"Everyman," it was one particular man who walked and talked upon the
boards; and he evoked sympathy not so much for the type as for the
individual. But allegory written to be read is less likely to
produce the illusion of reality; and it is only when allegorical
characters are virtually conceived as individuals, instead of mere
abstractions, that they touch the heart. Christian, in Bunyan's
"Pilgrim's Progress," is so conceived. He is entirely representative
of seventeenth-century Christianity; in a sense he is all men of
Bunyan's time and Bunyan's religion; but he is also one man and one
only, and we could never in our thought confuse him with any other
character in or out of fiction.
=The Defect of Caricature.=--But just as a character may be
ineffective through being merely typical, so also a character may be
unsignificant through being merely individual. The minor figures in
Ben Jonson's Comedies of Humours are mere personifications of
exaggerated individual traits. They are caricatures rather than
characters. Dickens frequently commits the error of exhibiting
figures devoid of representative traits. Tommy Traddles is sharply
individualized by the fact that his hair is always standing on end;
but he exhibits no essential truth of human nature. Barkis, who is
always willin', and Micawber, who is always waiting for something to
turn up, are emphatically distinguished from everybody else in or out
of fiction; but they lack the large reality of representative
characters. They are individualities instead of individuals. They
do not exhibit an agglomeration of many different but consistent
traits rendered unified and single by a dominant and informing
characteristic, such as ambition in Macbeth, senility in Lear, or
irresoluteness in Hamlet. A great fictitious character must be at
once generic and specific; it must give concrete expression to an
abstract idea; it must be an individualized representation of the
typical qualities of a class. It is only figures of this sort that
are finally worth while in fiction,--more worth the reader's while
than the average actual man.
=Static and Kinetic Characters.=--But there is yet another reason why
it is often more valuable for the reader to meet fictitious characters
than to meet people of the same class in actual life; and this reason
is that during the day or two it takes to read a novel he may review
the most significant events of many years, and thus get to know a
fictitious character more completely in a brief space of time than he
could get to know him, if the character were actual, in several years
of continuous acquaintanceship. We meet two sorts of characters in the
pages of the novelists,--characters which may be called static, and
characters which may be called kinetic. The first remain unchanged
throughout the course of the story: the second grow up or down, as the
case may be, through the influence of circumstances, of their own
wills, or of the wills of other people. The recurrent characters of
Mr. Kipling's early tales, such as Mrs. Hauksbee, Strickland,
Mulvaney, Ortheris, and Learoyd, are static figures. Although they do
different things in different stories, their characters remain always
the same. But Don Quixote and Sancho Panza are kinetic figures; they
grow and change throughout the novel; they are, each in his own way,
bigger and wiser people when we leave them than they were when first
we met them. To show a character developing under stress or ripening
easily beneath beneficent influences is one of the greatest
possibilities of fiction. And to exhibit the gradual disintegration of
a character, as George Eliot does in the case of Tito Melema, is to
teach us more of the tragedy of life than we might learn in many years
of actual experience.
=Direct and Indirect Delineation.=--Only after the process of creation
is completed, and a character stands living in the mind of the
novelist, need he consider the various technical expedients which may
be employed to make the reader conscious of the character as a
personal presence. These technical expedients are many; but they may
all be grouped as phases of one or the other of two contrasted methods
of delineating character, which may be called, for convenience, direct
and indirect. According to the first method, traits of character are
conveyed directly to the reader through some sort of statement by the
writer of the story: according to the second method, characteristics
are conveyed indirectly to the reader through a necessary inference,
on his part, from the narrative itself. In employing the first, or
direct, method, the author (either in his own person or in that of
some character which he assumes) stands between the reader and the
character he is portraying, in the attitude, more or less frankly
confessed, of showman or expositor. In employing the second, or
indirect, method, the author seeks to obliterate himself as much as
possible from the reader's consciousness; and having brought the
reader face to face with the character he desires to portray, leaves
the reader to make his own acquaintance with the character. The
indirect method is of course more difficult, and, when successfully
employed, is more artistic, than the direct method. But seldom is
either used to the exclusion of the other; and it would be possible to
illustrate by successive quotations from any first-rate novel, like
"The Egoist" for example, how the same characteristics are portrayed
first by the one and then by the other method.
=Subdivisions of Both Methods.=--Each of the two methods shows itself
in many different phases. There are several distinct ways of
delineating character directly, and also several distinct means of
indirect delineation. It is perhaps serviceable for the purposes of
study to distinguish them somewhat sharply one from another; but it
must always be remembered that the masters of fiction usually employ a
commingling of them all, without conscious awareness of any critical
distinction between them. Bearing this ever in mind, let us venture on
a critical examination of some of the most frequently recurrent
phases, first, of the direct, and secondly, of the indirect, method.
=I. Direct Delineation: 1. By Exposition.=--The most obvious, and at
the same time the most elementary, means of direct portrayal is by a
deliberate expository statement of the leading traits of the character
to be portrayed. Thus, at the outset of "The Vicar of Wakefield," the
author, writing in the person of the Vicar, thus expounds the traits
of Mrs. Primrose:--
"I was ever of opinion, that the honest man who married and brought up
a large family, did more service than he who continued single, and
only talked of population. From this motive, I had scarce taken orders
a year before I began to think seriously of matrimony, and chose my
wife as she did her wedding-gown, not for a fine glossy surface, but
such qualities as would wear well. To do her justice, she was a
good-natured notable woman; and as for breeding, there were few
country ladies who could show more. She could read any English book
without much spelling; but for pickling, preserving, and cookery, none
could excel her. She prided herself also upon being an excellent
contriver in housekeeping; though I could never find that we grew
richer with all her contrivances."
This elementary means of portrayal has the obvious advantage of
succinctness. The reader is told at once, and with a fair measure of
completeness, what he is to think about the character in question. For
this reason the expedient is highly serviceable at the outset of a
story. So excellent an artist as Stevenson, in the "New Arabian
Nights," began each tale in the collection with a paragraph in which
he expounded the main traits of the leading character. But the
expedient has also several disadvantages. In the first place, being
expository, it is not narrative in mood; it savors of the essay rather
than the story; and if it be used not at the outset but during the
course of a narrative, it halts the progress of the action. In the
second place, it is abstract rather than concrete; it does not bring
the reader into the presence of a character, but merely into the
presence of an explanation; and it leaves the reader in an attitude
exactly like that which he holds toward certain actual people,
concerning whom he has been told a great deal by their friends, but
whom he has never met himself. The whole first chapter of "The Vicar
of Wakefield" is a series of little essays on the various members of
the Primrose family. Nothing happens in the chapter; the characters
never step bodily into view; and we feel at the end that we have heard
a great deal of talk about people whom we should like to meet but whom
as yet we have not seen.
=2. By Description.=--It is therefore in certain ways more
satisfactory to portray character directly through a descriptive,
rather than an expository, statement. Thus, in the second chapter of
"Martin Chuzzlewit," we are told of Mr. Pecksniff:--
"His very throat was moral. You saw a good deal of it. You looked over
a very low fence of white cravat (whereof no man had ever beheld the
tie, for he fastened it behind), and there it lay, a valley between
two jutting heights of collar, serene and whiskerless before you. It
seemed to say, on the part of Mr. Pecksniff, 'There is no deception,
ladies and gentlemen, all is peace, a holy calm pervades me.' So did
his hair, just grizzled with an iron-gray, which was all brushed off
his forehead, and stood bolt upright, or slightly drooped in kindred
action with his heavy eyelids. So did his person, which was sleek
though free from corpulency. So did his manner, which was soft and
oily. In a word, even his plain black suit, and state of widower, and
dangling double eye-glass, all tended to the same purpose, and cried
aloud, 'Behold the moral Pecksniff!'"
This statement, being in the main concretely descriptive rather than
abstractly expository, brings us face to face with the character at
the same time that it tells us what to think of him. And whereas we
feel that we have merely heard about Mrs. Primrose, we feel that we
have really seen Mr. Pecksniff.
=[Gradual Portrayal.]=--It was the custom of Sir Walter Scott, at the
introduction of a character, to furnish the reader with an elaborate
set portrayal, partly expository and partly descriptive, of the traits
and features of the character; and to allow this initial direct
statement to do duty through the remainder of the novel. The trouble
with this off-hand expedient is that the reader inevitably forgets the
set statement of the author before the narrative has very far
progressed. It is therefore more effective to make a direct portrayal
of character, whether expository or descriptive, little by little
rather than all in a lump; and to present at any one time to the
reader only such traits or features as he needs to be reminded of in
order to appreciate the scene before him. Thus, in Mr. Kipling's
masterpiece, called "They," we catch this initial glimpse of Miss
Florence:--
"The garden door--heavy oak sunk deep in the thickness of the
wall--opened further: a woman in a big garden hat set her foot slowly
on the time-hollowed stone step and as slowly walked across the turf.
I was forming some apology when she lifted up her head and I saw that
she was blind.
"'I heard you,' she said. 'Isn't that a motor car?'"
And it is only after five pages of narrative that the writer deems it
the proper time to add:--
"She stood looking at me with open blue eyes in which no sight lay,
and I saw for the first time that she was beautiful."
=3. By Psychological Analysis.=--The point that a direct statement of
characteristics should preferably be delivered to the reader little by
little rather than all in a lump is particularly patent when the
statement is not external and objective like those already quoted, but
internal and subjective. In a certain type of fiction, which is
commonly called "the psychological novel," the usual expedient for
delineating character is a statement partly narrative and partly
expository of what is taking place within the mind of the fictitious
person, based upon an analysis of his thoughts and his emotions, at
important moments of the story. This expedient of portraying character
by mental analysis is George Eliot's favorite technical device. Here
is a typical passage, from "The Mill on the Floss," Chapter V:--
"Maggie soon thought she had been hours in the attic, and it must be
tea-time, and they were all having their tea, and not thinking of her.
Well, then, she would stay up there and starve herself--hide herself
behind the tub, and stay there all night; and then they would all be
frightened, and Tom would be sorry. Thus Maggie thought in the pride
of her heart, as she crept behind the tub; but presently she began to
cry again at the idea that they didn't mind her being there. If she
went down again to Tom now--would he forgive her?--perhaps her father
would be there, and he would take her part. But then she wanted Tom to
forgive her because he loved her, not because his father told him. No,
she would never go down if Tom didn't come to fetch her. This
resolution lasted in great intensity for five dark minutes behind the
tub; but then the need of being loved, the strongest need in poor
Maggie's nature, began to wrestle with her pride, and soon threw it.
She crept from behind her tub into the twilight of the long attic, but
just then she heard a quick footstep on the stairs.
"Tom had been too much interested in his talk with Luke, in going the
round of the premises, walking in and out where he pleased, and
whittling sticks without any particular reason, except that he didn't
whittle sticks at school, to think of Maggie, and the effect his anger
had produced on her. He meant to punish her, and that business having
been performed, he occupied himself with other matters, like a
practical person."--
And so on. It is only after four hundred words more of this sort of
analysis that the author tells us: "It was Tom's step, then, that
Maggie heard on the stairs." This is George Eliot's way of portraying
the characters of two children who have quarreled.
Much is to be said in favor of this expedient of depicting character
by analysis. It is the only means by which the reader may be informed
directly of those thoughts and emotions of a character which are the
mainsprings of his acts. And since we cannot feel that we know a
person intimately unless we understand the workings of his mind at
characteristic moments, we derive a great advantage from this
immediate presentation of his mental processes. On the other hand, the
use of the expedient destroys the very desirable illusion that the
reader is an observer actually looking at the action, since the
details depicted do not happen to the eye but rather to the analytic
understanding. The expedient has the disadvantages of being
exceedingly abstract, and of halting happenings while the author tells
us why they happened. It is certainly unfortunate, for instance, that
it should take Tom a whole long page to get to Maggie after she has
heard his "_quick_ footstep on the stairs." Furthermore, this
expedient tends to destroy the illusion of reality by forcing the
reader into a mental attitude which he seldom assumes in looking on at
actual life. During actual occurrences people almost never pause to
analyze each other and seldom even analyze themselves. They act, and
watch other people act, without a microscopic insight into motives.
And surely the purpose of narrative should be to represent events as
they seem to occur in actuality, rather than to present a dissertation
on their causes in the manner of an essay.
An important point, however, remains to be considered. Events are of
two kinds, external and internal; things happen subjectively as well
as objectively: and in representing the sort of occurrence which takes
place only inside a person's mind, the expedient of analysis is by far
the most serviceable means of making clear the elements of character
that contribute to it. But if the same expedient be employed
habitually in the depiction of external events as well, it is likely
to give the impression of unwarrantable vivisection. There is a
certain falsity of mood in giving an objective event a subjective
rendering.
=4. By Reports from Other Characters.=--When, therefore, it is desired
to depict a character by direct comment on his actions or his
personality, there is a great advantage in allowing the comment to be
made by one of the other characters in the story, instead of by the
author himself in an attitude of assumed omniscience. Jane Austen
deftly exhibits this subtler phase of the expedient in many admirable
passages. For instance, in Chapter XXXIII of "Emma," Mrs. Elton thus
chatters to Emma Woodhouse:--
"'Jane Fairfax is absolutely charming, Miss Woodhouse. I quite rave
about Jane Fairfax--a sweet, interesting creature. So mild and
lady-like--and with such talents! I assure you I think she has very
extraordinary talents. I do not scruple to say that she plays
extremely well. I know enough of music to speak decidedly on that
point. Oh! she is absolutely charming! You will laugh at my
warmth--but upon my word, I talk of nothing but Jane Fairfax.'"
In Chapter XXI the same character has been thus commented on by Emma
Woodhouse and Mr. Knightley. Emma speaks first:--
"'Miss Fairfax is reserved.'
"'I always told you she was--a little; but you will soon overcome all
that part of her reserve which ought to be overcome, all that has its
foundation in diffidence. What arises from discretion must be
honored.'
"'You think her diffident. I do not see it.'"
These passages not only serve to portray, more or less directly, the
personality of Jane Fairfax, but serve also at the same time to
portray indirectly the personalities of the people who are talking
about her. Mrs. Elton, in particular, is very clearly exhibited. And
this point leads us to an examination of one of the most effective
means of indirect delineation.
=II. Indirect Delineation: 1. By Speech.=--If the mere speech of a
fictitious figure be reported with sufficient fidelity to truth, it is
possible to convey through this expedient alone a very vivid sense of
character. Consider the following bits of talk:--
"'You're not a gun-sharp? I am sorry. I could have surprised you.
Apart from my gun, my tale don't amount to much of anything. I thank
you, but I don't use any tobacco you'd be likely to carry.... Bull
Durham? _Bull Durham!_ I take it all back--every last word. Bull
Durham--here! If ever you strike Akron, Ohio, when this fool-war's
over, remember you've Laughton O. Zigler in your vest pocket.
Including the city of Akron. We've a little club there.... Hell!
What's the sense of talking Akron with no pants?'
"'Did I talk? I despise exaggeration--tain't American or scientific--but
as true as I'm sitting here like a blue-ended baboon in a kloof, Teddy
Roosevelt's Western tour was a maiden's sigh compared to my
advertising work.'
"'But the general was the peach. I presume you're acquainted with the
average run of British generals, but this was my first. I sat on his
left hand, and he talked like--like the _Ladies' Home Journal_. J'ever
read that paper? It's refined, Sir--and innocuous, and full of
nickel-plated sentiments guaranteed to improve the mind. He was it. He
began by a Lydia Pinkham heart-to-heart talk about my health, and
hoped the boys had done me well, and that I was enjoying my stay in
their midst.'"
These passages are taken from Mr. Kipling's story called "The
Captive." The action is laid during the South-African war. Is it
necessary to add that the speaker is an American gun-inventor who has
fought upon the Boer side and has been captured by the British?
One point must be considered carefully. The art of these passages lies
mainly in the fact that we learn more about Zigler indirectly, from
his manner of talking, than directly, from the things which he tells
us of himself. His statement that he comes from Akron, Ohio, is less
suggestive than his fondness for Bull Durham. Any direct statement
made by a character concerning himself is of no more artistic value
than if it were made about him by the author, unless his manner of
making it gives at the same time an indirect evidence of his nature.
The subtlest phase of indirect delineation through speech is a
conveyance to the reader, through a character's remarks about himself,
of a sense of him different from that which his statement literally
expresses. Sir Willoughby Patterne, in "The Egoist," talks about
himself frequently and in detail; but the reader soon learns from the
tone and manner of his utterance to discount the high esteem in which
he holds himself. By saying one thing directly, the egoist conveys
another and a different thing indirectly to the reader.
=2. By Action.=--But in fiction, as in life, actions speak louder than
words: and the most convincing way of delineating character indirectly
is by exhibiting a person in the performance of a characteristic
action. If the action be visualized with sufficient clearness and if
its dominant details be presented to the reader with adequate
emphasis, a more vivid impression of character will be conveyed than
through any sort of direct statement by the author. As an instance of
characterization through action only, without comment or direct
portrayal, let us consider the following passage from the duel scene
of "The Master of Ballantrae." Two brothers, Mr. Henry and the Master,
hate each other; they fall to altercation over a game of cards; and
the scene is narrated by Mackellar, a servant of Mr. Henry's:--
"Mr. Henry laid down his cards. He rose to his feet very softly, and
seemed all the while like a person in deep thought. 'You coward!' he
said gently, as if to himself. And then, with neither hurry nor any
particular violence, he struck the Master in the mouth.
"The Master sprang to his feet like one transfigured; I had never seen
the man so beautiful. 'A blow!' he cried. 'I would not take a blow
from God Almighty.'
"'Lower your voice,' said Mr. Henry. 'Do you wish my father to
interfere for you again?'
"'Gentlemen, gentlemen.' I cried, and sought to come between them.
"The Master caught me by the shoulder, held me at arm's length, and
still addressing his brother: 'Do you know what this means?' said he.
"'It was the most deliberate act of my life,' says Mr. Henry.
"'I must have blood, I must have blood for this,' says the Master.
"'Please God it shall be yours,' said Mr. Henry; and he went to the
wall and took down a pair of swords that hung there with others,
naked. These he presented to the Master by the points. 'Mackellar
shall see us play fair,' said Mr. Henry. 'I think it very needful.'
"'You need insult me no more,' said the Master, taking one of the
swords at random. 'I have hated you all my life.'
"'My father is but newly gone to bed,' said Mr. Henry. 'We must go
somewhere forth of the house.'
"'There is an excellent place in the long shrubbery,' said the
Master.
"'Gentlemen,' said I, 'shame upon you both! Sons of the same mother,
would you turn against the life she gave you?'
"'Even so, Mackellar,' said Mr. Henry, with the same perfect quietude
of manner he had shown throughout."
It is not necessary for Mackellar to tell us that, whereas Mr. Henry
is phlegmatic and deliberate, the Master is impulsive and mercurial.
It is not necessary for him to attempt analysis of the emotions and
thoughts of the leading characters, since these are sufficiently
evident from what they do and say. The action happens to the eye and
ear, without the interpretation of an analytic intellect; but the
reader is made actually present at the scene, and can see and judge it
for himself. The method is absolutely narrative and not at all
expository,--entirely objective and concrete. Surely this is the most
artistic means of portraying those elements of character which
contribute to external, or objective, events: and even what happens
inside the mind of a character may often be more poignantly suggested
by a concrete account of how he looks and what he does than by an
abstract analytic statement of the movements of his mind. When
Hepzibah Pyncheon opens her shop in the House of the Seven Gables, her
state of feeling is indicated indirectly, by what she does and how she
does it.
=3. By Effect on Other Characters.=--Perhaps the most delicate means
of indirect delineation is to suggest the personality of one character
by exhibiting his effect upon certain other people in the story. In
the third book of the "Iliad," there is a temporary truce upon the
plains of Troy; and certain elders of the city look forth from the
tower of the Scæan gates and meditate upon the ten long years of
conflict and of carnage during which so many of their sons have died.
Toward them walks the white-armed Helen, robed and veiled in white;
and when they mark her approach, they say to each other (old and wise
and weary with sorrows though they be):--
"'Small blame is theirs, if both the Trojan knights
And brazen-mailed Achaians have endured
So long so many evils for the sake
Of that one woman.'"
--(Bryant's Version.)
Perhaps the most remarkable instance in modern literature of the use
of this expedient is Mr. Kipling's tale of "Mrs. Bathurst." The story
is all about the woman from whom it takes its title; but she never for
a moment appears upon the scene of action, and is portrayed entirely
through her effect upon several different men. Here is a bit of
conversation concerning her. Note her effect upon the humorous and not
especially sensitive Pyecroft.--
"Said Pyecroft suddenly:--
"'How many women have you been intimate with all over the world,
Pritch?'
"Pritchard blushed plum color to the short hairs of his seventeen-inch
neck.
"''Undreds,' said Pyecroft. 'So've I. How many of 'em can you remember
in your own mind, settin' aside the first--an' per'aps the last--_and
one more_?'
"'Few, wonderful few, now I tax myself,' said Sergeant Pritchard,
relievedly.
"'An' how many times might you 'ave been at Aukland?'
"'One--two,' he began. 'Why, I can't make it more than three times in
ten years. But I can remember every time that I ever saw Mrs. B.'
"'So can I--an' I've only been to Aukland twice--how she stood an'
what she was sayin' an' what she looked like. That's the secret.
'Tisn't beauty, so to speak, nor good talk necessarily. It's just It.
Some women'll stay in a man's memory if they once walked down a
street, but most of 'em you can live with a month on end, an' next
commission you'd be put to it to certify whether they talked in their
sleep or not, as one might say.'"
=4. By Environment.=--Another very delicate expedient is to suggest a
character through a careful presentation of his habitual environment.
We learn a great deal about Roderick Usher from the melancholy aspect
of his House. It is possible to describe a living-room in such a way
as to convey a very definite sense of its occupant before he enters
it. Notice, for example, how much we learn about Mr. and Mrs. Boffin
(especially the latter) from this descriptive passage of Chapter V of
"Our Mutual Friend." Silas Wegg has come to fulfill his engagement to
read aloud to them the "Decline and Fall of the Roman Empire:"--
"It was the queerest of rooms, fitted and furnished more like a
luxurious amateur tap-room than anything else within the ken of Silas
Wegg. There were two wooden settles by the fire, one on either side of
it, with a corresponding table before each. On one of these tables the
eight volumes were ranged flat, in a row like a galvanic battery; on
the other, certain squat case-bottles of inviting appearance seemed to
stand on tiptoe to exchange glances with Mr. Wegg over a front row of
tumblers and a basin of white sugar. On the hob, a kettle steamed; on,
the hearth, a cat reposed. Facing the fire between the settles, a
sofa, a footstool, and a little table formed a centrepiece devoted to
Mrs. Boffin. They were garish in taste and color, but were expensive
articles of drawing-room furniture that had a very odd look beside the
settles and the flaring gaslight pendant from the ceiling. There was a
flowery carpet on the floor; but, instead of reaching to the
fireside, its glowing vegetation stopped short at Mrs. Boffin's
footstool, and gave place to a region of sand and sawdust. Mr. Wegg
also noticed, with admiring eyes, that, while the flowery land
displayed such hollow ornamentation as stuffed birds, and waxen fruits
under glass shades, there were, in the territory where vegetation
ceased, compensatory shelves on which the best part of a large pie and
likewise of a cold joint were plainly discernible among other solids.
The room itself was large, though low; and the heavy frames of its
old-fashioned windows, and the heavy beams in its crooked ceiling,
seemed to indicate that it had once been a house of some mark standing
alone in the country."
Neither Boffin nor Mrs. Boffin appears in this descriptive paragraph;
yet many of the idiosyncrasies of each are suggested by the
conglomeration of queer belongings that they have gathered round
them.
The student of the art of fiction may find profitable exercise in
practising separately the various means of portraying character which
have been illustrated in this chapter; but, as was stated at the
outset, he should always remember that these means are seldom used by
the great artists singly, but are generally employed to complement
each other in contributing to a central impression. The character of
Becky Sharp, for instance, is delineated indirectly through her
speech, her actions, her environment, and her effect on other people,
and at the same time is delineated directly through comments made upon
her by the author and by other figures in the story, through analysis
of her thoughts and her emotions, through expository statements of her
traits, and through occasional descriptions of her. In all of these
ways does Thackeray exert himself to give the world assurance of a
woman.
It would, however, be extremely difficult to imagine Becky Sharp
divorced from her environment of London high society. She is a part of
her setting, and her setting is a part of her. We have just noticed,
in the case of that queer room of the Boffins', how the mere
representation of setting may contribute to the delineation of
character. But setting is important in many other ways; and it is to a
special consideration of that element of narrative that we must next
turn our attention.
REVIEW QUESTIONS
1. What combination of traits makes a character worth knowing?
2. Distinguish between the method of allegory and the method of
caricature.
3. Imagine a fictitious person; and, after you have become
sufficiently acquainted with this imaginary character, write eight
distinct themes, in each of which the selfsame figure is projected
in accordance with a different method of delineation:--1. By
Exposition, 2. By Description, 3. By Psychological Analysis, 4. By
Reports from Other Characters, 5. By Speech, 6. By Action, 7. By
Effect on Other Characters, and 8. By Environment.
SUGGESTED READING
BLISS PERRY: "A Study of Prose Fiction"--Chapter V, on "The
Characters."
Read at greater length those passages of famous fiction from which
have been selected the illustrative quotations cited in this chapter.