That type of musical æsthetic which insists much on the importance

of the racial and national differences dividing human kind into

groups, and of the special features, technical and expressive,

characterizing the music of these various groups, is constantly

challenging our American music to disavow what it calls a featureless

cosmopolitanism, and to achieve individuality by idealizing some

primitive popular strain, whether of the Indians, of the negroes,

of the British colonizers, or of our contemporary "ragtime." In so

doing it usually accepts uncritically certain assumptions. It is apt

to assume, for instance, that interpretative truth is assured by

geographical propinquity. The chant of the Indian "expresses" the

modern American because the habitat of both is west of the Atlantic

Ocean. It often assumes that characteristic turns of idiom, such as

certain modal intervals or rhythmic figures, are of intrinsic value

as making music "distinctive." You can make a tune "American" by

"ragging" its rhythm, as you make a story American by inserting "I

guess" or "I reckon" at frequent intervals. It often mistakes the

conception of the average for that of the ideal type, and supposes

that the man in the street represents the best taste of America. Above

all, it condemns any attempt at universalizing artistic utterance as

"featureless cosmopolitanism" or "flabby eclecticism," and suggests

that the musician who speaks, not a dialect but a language understood

over the civilized world (as Tschaikowsky did, for example, to the

disgust of the Russian nationalists), has "lost contact," as the phrase

goes, "with the soil." In the interest of clear thinking all these

assumptions stand in need of criticism.

It is hardly possible even to state the first without recognizing the

large measure of absurdity it contains. That the crude war-dances and

chants of the red aborigines of this continent should be in any way

representative of so mixed a people, compounded of so many European

strains, as we who have exterminated and displaced them, is a thought

more worthy of savages who believe that the strength of their enemy

passes into them when they eat him than of our vaunted intelligence,

fortified by ethnological science. We should hardly entertain it if we

were not misled by the interest that attaches to anything unusual or

outlandish, and tempted by certain idiomatic peculiarities of these

monotonous strains to exploit their "local color." This may very well

be done now and then for an artistic holiday, as MacDowell has done it

in his Indian Suite; but if a folk-music is to enter vitally into art

it must bring with it something more than quaintness or distinctive

idioms, it must be genuinely expressive of the temperament of the

people using it; and of the complex American temper Indian music can

never be thus representative.

Somewhat similar considerations apply to the British folk-songs which,

introduced by our pioneering grandfathers, have in remote regions like

the Kentucky mountains survived uncontaminated by modernisms, and

have recently been rediscovered and widely acclaimed. Here again the

piquancy of unfamiliar idiom and a simplicity that falls agreeably on

over-stimulated ears has aroused an enthusiasm that overshoots its

mark. By all means let us enjoy these fresh songs, and even embody them

in our music if we find it an interesting experiment. But can we expect

that they will have any far-reaching interpretative value for us, that

they will express our national temper? That they are not even native

to the soil is a minor objection to them, for we are importations

ourselves. But that they are, with all their charm, British through and

through, makes it unlikely that they can adequately reflect a nation

which, though partly British, is also partly almost everything else.

The case of ragtime is rather more subtle. Here is a music, local

and piquantly idiomatic, and undeniably representative of a certain

aspect of American character--our restlessness, our insatiable nervous

activity, our thoughtless superficial "optimism," our fondness for

"hustling," our carelessness of whither, how, or why we are moving if

only we can "keep on the move." If this were all of us, if the first

impression which foreigners get of us, summed up for them oftentimes

in our inimitably characteristic "Step lively, please," were also the

last, and there was nothing more solid, sweet, or wise in America than

this galvanic twitching, then indeed ragtime would be our perfect

music. But every true American knows that, on the contrary, this is not

our virtue but our vice, not our strength but our weakness, and that

such a picture of us as it presents is not a portrait but a caricature.

And similarly, as soon as we examine ragtime at all critically we

discover its essential triviality. Its melodies are commonplace, its

harmonies cheap, shoddy, and sentimental. Even its rhythm, as we have

seen, is a clever formula rather than a creative form, a trick for

giving ordinary movement a specious air of animation. It is, in fact,

as the writer in the London Times points out, "a debased imitation of

genuine negro song, just as the popular Gaiety favorites of the late

eighties, 'Enniscorthy' and 'Ballyhooley,' were debased imitations of a

certain class of Irish folk-song." A few lines later this same writer

falls into the pitfall always yawning for the theorist about ragtime,

asks if the American composer will arrive who can extract gold from

this ore, states coolly that "Ragtime represents the American nation,"

and of course ends up with an edifying reference to an art "really

vital because it has its roots in its own soil." Does he consider

that "Ballyhooley" "represents the Irish nation"? Would he advise

Sir Charles Stanford to write a symphony upon it? Only an American

journalist could be more naïve, and here is one that is. "The important

point," he says, "is that ragtime, whether it be adjudged good or bad,

is original with Americans--it is their own creation."[64] This beggars

comment.

IV

So far our results are mainly negative. We have discovered fallacies

in several assumptions too commonly and easily made. We have set a

lower estimate on purely geographical considerations than is often

set. We have tried to distinguish between what in a popular strain

is merely quaint or piquant because of peculiarities of idiom, and

what is more profoundly true in expression to a national or racial

temper; and while admitting the superficial charm of such idioms and

of the "distinctiveness" to which they minister, we have insisted on

the far deeper import of interpretative truth. We have glanced at the

danger of confounding appeal to the majority with appeal to good taste,

which is always outvoted, or of supposing that "originality" is of any

importance in comparison with merit. From these criticisms certain

positive principles thus tend to emerge. It becomes evident that there

is a certain gradation of values in the qualities which a folk-music

may possess. Distinctiveness of idiom is a merit, but a less vital one

than interpretative power; higher than either is beauty, suitability

to enter into music that may bear comparison with the best music of

the world. Is there any body of folk-song available to Americans that

possesses any or all of these merits in a higher degree than the types

we have examined?

We seem to discover such a richer vein in the songs of the negroes--not

the debased forms found in ragtime and the "coon-songs" of the minstrel

shows, but the genuine old plantation tunes, the "spirituals" and

"shouts" of the slaves. In idiomatic individuality, to begin with, both

of harmonic interval and rhythmic figure, these songs will compare

favorably with those of any European nation. With many of these they

share, indeed, odd modal intervals of great antiquity, such as the

lowered seventh scale-step in major and the raised sixth-step in

minor. Like Scottish tunes they make frequent use of the incomplete or

pentatonic scale, omitting the fourth and seventh steps. A peculiarity

in which they are almost unique is a curious oscillation between a

major key and its relative minor, especially at cadences, so that

one gets a haunting sense of uncertainty that enhances tenfold their

plaintiveness. In "The Angels Done Changed My Name" (Figure XXXIV),

are exemplified the lowered seventh step--at "I went to pray"--and the

pentatonic scale; in "You May Bury Me in the East" the raised sixth

step--to the word "trumpet"--and the major-minor cadence. The last

line begins unmistakably in E flat, and ends equally unmistakably in C

minor, and gets from that veering in the wind, so to speak, a peculiar

flavor which we should recognize anywhere as "Negro." It is noteworthy

that both these songs have to be harmonized strongly and simply with

the staple triads--it is impossible to harmonize them otherwise. In

other words they are the product and expression of a primitive but pure

and strong tonal sense, refreshingly free from the effeminate chromatic

harmonies--the "barber-shop chords"--of ragtime. The one compares with

the other as the fervent childish poetry of the lines here, "Thank God

the angels done changed my name," or "I'll hear the trumpet sound in

that morning" compares with the slangy doggerel of the cabarets.[65]

[Illustration: =FIGURE XXXIV.

The Angels Done Changed My Name. From "Jubilee Songs."=]

I went to the hillside, I went to pray, I

know the angels done changed my name, Done

changed my name for the coming day, Thank

God the angels done changed my name.

[Illustration: =You May Bury Me in the East.=]

You may bury me in the East, You may

bury me in the West, But I'll hear the trumpet sound in that

morning. In that morning, my Lord

How I long to go for, For to hear the trumpet sound, In that morning.

It is often stated that the chief rhythmic characteristic of the negro

music is the so-called "Scotch jerk," the jump away from the normally

accented note to another, thrice exemplified in the third line of "The

Angels Done Changed My Name," and imitated in ragtime. A more typical

instance of it is "Didn't My Lord Deliver Daniel" (Figure XXXV), which

also further illustrates major-minor idiom in its constant see-saw

between G minor and B-flat major. It is pointed out that the slaves had

a strong sense of time, that the overwhelming majority of their songs

are in duple or march time, with very few in the more graceful but

less vehement triple measure, and that in their "shouts" or religious

dances they rocked themselves into paroxysms of rhythmic excitement,

one group clapping the meter while the others sang and scuffled with

a "jerking, twitching motion which agitated the entire shouter and

soon brought out streams of perspiration."[66] No doubt the jerk

evidences their love of strong accentuation; but it must be noted that

accentuation is a purely local thing, affects the meter rather than the

rhythm, and may be assumed and put off by a tune (as in the "ragging"

of a standard melody) without changing its essential curve.

[Illustration: =FIGURE XXXV.

Didn't My Lord Deliver Daniel?=]

Didn't my Lord deliver Daniel D'liver

Daniel, d'liver Daniel, Didn't my Lord deliver

Daniel, And why not a ev'ry man?

[Illustration: =Going Up.=]

Oh, yes, I'm going up, going up,

going all the way, Lord, going up,

going up, to see the heavenly land.

Far more significant, therefore, than their half-barbaric fondness

for the jerk is the grasp shown by negroes over the larger and nobler

reaches of rhythm, their feeling for the phrase as a whole and ability

to impress upon it a firm and yet varied profile. The second half of

"You May Bury Me in the East," with its bold festooning of outline,

even more strikingly the tune "Going Up," with its piquant silences

and its even-paced insistence on "going all the way, Lord," show a

unity in their variety, a certain "all-of-a-piece-ness," compared

with which even "Didn't My Lord Deliver Daniel" seems scrappy, and

the ordinary ragtime effusion pitifully poverty-stricken. There

is plenty of internal evidence, too, that these happy results are

attributable to genuine musical imagination, and not to luck in the

servile following of felicitous word-patterns. Indeed, the frequency

with which unimportant words are accented and important ones slurred

over shows that, as is so often the case with great melodists like

Schubert, the words were regarded more or less as convenient pegs to

hang the melodies on, and the specifically musical faculty did not

easily brook interference. "The negroes keep exquisite time," writes

one of the editors of "Slave Songs in the United States," the best of

the collections, "and do not suffer themselves to be daunted by any

obstacle in the words. The most obstinate hymns they will force to

do duty with any tune they please, and will dash heroically through

a trochaic tune at the head of a column of iambs with wonderful

skill." The sense of independent tone-pattern, which when possessed by

individual geniuses in supreme degree gives us the immortal melodies

of a Beethoven or a Brahms, waxes and wanes in these childlike tunes,

sometimes falling back into platitude, but sometimes advancing to a

real distinction and beauty.

Whether this beauty is of the kind we have desiderated as the highest

quality folk-song can have, rendering it "suitable to enter into

music that may bear comparison with the best music of the world," is

a further question, and one which brings us at length to the highly

controversial matter of the kind of treatment that the composer should

give folk-material in incorporating it into his more finished art.

The variations of taste concerned here are so subtle that probably

unanimity of judgement, even if it be desirable, will never be

attained. Yet it is certain that treatment of some sort there must

be. The mere collecting, collating, and setting forth of folk-songs,

attractively arranged for instruments or even orchestrated, such

as we have seen much of from all countries in recent years, is no

more musical art than a pile of bricks is a building, or a series

of anecdotes literature. So far as it tends to content the public

with such potpourris, the fad for folk-song is positively injurious

to taste, in something the same way that our modern floods of petty

journalism are injurious to the capacity for sustained reading.

Moreover, even on their own level such medleys are apt to be

unsatisfactory; for the tunes themselves are so definite, brief, and

complete, and the transitional passages between them are therefore

so obtrusively transitional, that the net effect is that of the

ill-baked bread pudding from which we eat nothing but the raisins. Mr.

Coleridge-Taylor's "Twenty-Four Negro Melodies," despite incidental

attractions, are on the whole an example of this bad model.

Far worse, however, are those "improvements" of folk-song which

consist in a general prettifying of its homely simplicity with all

the refinements and luxuries of sophisticated musical technique--as

if a country maiden should conceal her healthy color under layers of

rouge. Strange that composers skilful enough to use them should not

recognize the inappropriateness of Wagnerian chromatics and Debussyan

whole-tone scale harmonies, to say nothing of all sorts of rich

dissonantal trappings, to tunes as diatonic as "God Save the King" and

as square cut as the "Hymn of Joy." One would think that the sense

of humor, which revels in incongruity in music as in other things,

would keep them from doing it and us from taking it so seriously. It

would be invidious to name examples, but they can be discovered by the

discerning; for not even the negro complexion is proof against this

brand of talcum powder.

The kind of change that is both legitimate and necessary may perhaps be

best suggested by another example, "Deep River." Here we have, in the

first phrase, that free and firm molding of rhythmic pattern which is

often so surprising in these songs, so that we might look far in the

best composers without finding its peer in deliberate, calm beauty. But

just as our hearts are responding to the wave of emotion thus generated

it strikes, so to speak, a dead wall, falls shattered, and has to

begin over again, without being able to recover the lost momentum. The

imagination is vital as far as it goes, but its span is short, it lacks

sustained power and cumulative force. What is needed in the composer

who would deal with such material, then, in addition to a tact that

enters into its spirit, is a synthetic imagination capable of rounding

out its incompleteness, of tracing the whole of the curve it suggests,

of developing into full life what it presents only as a germ.

[Illustration: =FIGURE XXXVI.

Deep River.=]

Deep river, my home is over Jordan,

Deep river, Lord I want to cross over in to camp ground.

How difficult such a truly creative treatment is, only those fully know

who have tried it; how rare, musical literature testifies. To add a

measure to a folk-song is almost like adding a cubit to one's stature,

and for the same reason--that addition is not what is requisite,

but organic growth. That it is possible we see in Brahms's masterly

treatment of German student songs in his "Academic Festival Overture";

that it can be applied to negro melodies we have been shown especially

by Dvořák. In his "New World" symphony and his "American" Quartet and

Quintet he assimilated a peculiar idiom so perfectly that there is not

a note, even in the highly complex harmonies toward the end of the

symphony, that does not take its place in the scheme unobtrusively.

While the harmonic idiom preponderantly of simple triads dictated by

the material is maintained with an unerring sense of style, these

commonest of all chords are so deftly managed that they never become

commonplace. The twin pitfalls of platitude and sophistication are

avoided with equal success. The same felicity is attained in the

construction. However brief the themes, they do not sound trivial

or unconvincing, because we feel they have reached their natural

growth. Above all, the same sympathy and power that are shown in these

technical matters so control the conception as a whole that these

works form a true idealization of negro feeling, in its moods both of

half-barbaric dance and of naïvely pathetic sentiment.

Dvořák's example suffices by itself, then, to show that the negro

music, in the hands of a master, is capable of two of the three

qualities we demanded of any folk-song--idiomatic distinctiveness and

capacity for organized beauty. Does he also demonstrate in it the

third--adequacy to interpret the American temper? Something closely

kindred to that temper and easily endeared to it there certainly is in

the restless rhythmic energy, the unceasing motion and quick changes of

these scherzos, the vigor and dispatch of these allegro movements. Like

similar syncopations and other rhythmic peculiarities that we find in

those of our composers who have more than their share of our national

nervous energy, such as Chadwick and Whiting, the negro rhythms have a

crispness and buoyancy that is somehow appropriate to our clear skies

and self-helpful society. They give at least a far fairer portrait

of us than the caricature of ragtime. In its more sentimental moods,

too, negro music has an unsophistication, an unreserved naïveté,

that reminds us of similar traits in the traditional conception of

our fellow countrymen. It thus seems to express more of our national

temperament, and to leave less of it unexpressed than would on the

whole any other body of folk-song.

Yet the very attempt to formulate these considerations forces us

to realize how hopelessly inadequate they are as an account of the

possibilities of America in music. The picture they give of the

national type may do something like justice to it as it existed in

earlier times and simpler surroundings, as it appears, for instance,

in the pages of Mark Twain or Bret Harte, and as it is symbolised in

the person of Uncle Sam; but the modern American is a being quite

other, far more complex, far more cosmopolitan, the American not of

nineteenth century New England but of the twentieth century "melting

pot." He is wholly incommensurate not only with negro music or any folk

music, but with even individual composers like Dvořák in whom emotion

far outruns intellectual subtlety. No folk music, let us repeat, no

individual composer, no school of composers, can "express" America. The

age of such simplicities is past, if it ever existed. Whether we like

it or not, we have to take our age and our country as they are; they

are an age of rapidly accelerating intercommunication of all peoples

and a country in which the internationalism that thus slowly results is

being hastened by actual admixture on a heretofore unprecedented scale.

Such a condition doubtless has its bad as well as its good aspects;

but if those who bemoan our "featureless cosmopolitanism" and advocate

an impossible parochialism as the only remedy would try rather to see

how a wider outlook and a larger sympathy may deepen our art and make

it more truly human by laying less stress on local, national, or even

racial types, and more on the untrammeled expression of the greatest

possible variety of individuals, music would fare better. "National

literature:" wrote Goethe to Eckerman in 1827, "the term has no longer

much meaning to-day; the time for universal literature is come, and

each ought to work to hasten its advent." Signs are not wanting that

the condition thus discerned by the wisest men a century ago is now

gradually getting itself acknowledged in general practice.

V

If we accept, in the light of the foregoing considerations, the

ideal of enlightened eclecticism, not only for our own music here in

America but measurably for all modern music, since it is all subject

to the internationalization so characteristic of our time, the chief

undertaking that remains to us will be an attempt to define the

position of the American composer in relation to such eclecticism, the

advantages and disadvantages of his situation, the pitfalls he must

avoid, and the opportunities he should embrace. From this point of

view it will be seen that the enthusiasts of nationalism, in advising

our composer to confine himself to Indian, Negro, or ragtime material,

in adjuring him not to listen to the siren voice of Europe, are not

merely misleading but cheating him. They are asking him to throw away

his birthright of wide cosmopolitan influence for a mess of purely

parochial pottage. They are bewailing the lack in America of just those

geographical and racial boundary lines that split up Europe into a

series of more or less petty and hostile camps. They are inviting us to

descend from the point of vantage good fortune has given us, a little

removed both in space and in time from the thick of the battle.

For it is indeed the peculiar good fortune of the young American

composer that he finds spread out before him, as the models through

the study of which he is to acquire an important part of his technical

equipment and of his general attitude towards art, the masterpieces

of the various European countries, among which he may pick and choose

as his individual taste directs, and without being hampered by

those annoying racial and national jealousies from which the most

intelligent European cannot quite free himself. What he may acquire

of the special virtue of each school--the delicacy and distinction of

the French, the solid structural power of the German, the suave and

rich coloring of the Russian, the austere dignity of the English--is

limited, not by the accident of birth, but only by his own assimilative

power. No element in his complex nature need be starved for want of

its proper food. He is placed in the midst of the stream of world

influences to make of himself what he will and can.

Contemporary Composers · 第 10 / 12 段