"But what opportunity can there be," is the reply, "since private

capital is to be abolished?" Very well, there have been ruling classes

before in history who did not enjoy the privilege of owning private

property. The clergy of the Middle Ages was such a class, and their

dominance was quite as effective and as enduring as is that of our

commercial classes today. But let us not deceive ourselves; in a soviet

republic there would be opportunity aplenty for exploitation. As the

solidarity of labor vanished, each important trade-group would enter

into rivalry with the others for leadership in the co-operative

commonwealth. Every economic advantage which any group possessed would

be used in order to lord it over the rest.

For instance, let us suppose that the workers in a strategic industry,

such as the railways, or coal mines, should make the discovery that by

going on a strike they could starve the community as a whole into

submission and gain practically anything they might demand. Loyalty to

the rest of labor would act no more as a check to such ambitions than

does loyalty to humanity in general now. As we have seen, the crowd is

always formed for the unconscious purpose of relaxing the social control

by mechanisms which mutually justify such antisocial conduct on the part

of members of the crowd. There is every reason, both economic and

psychological, why the workers in each industry would become organized

crowds seeking to gain for their particular groups the lion's share of

the spoils of the social revolution. What would there be, then, to

prevent the workers of the railroads or some other essential industry

from exploiting the community quite as mercilessly as the capitalists

are alleged to do at present? Nothing but the rivalry of other crowds

who were seeking the same dominance. In time a _modus vivendi_ would

doubtless be reached whereby social control would be shared by a few of

the stronger unions--and their leaders.

The strike has already demonstrated the fact that in the hands of a

well-organized body of laborers, especially in those trades where the

number of apprentices may be controlled, industrial power becomes a much

more effective weapon than it is in the hands of the present

capitalistic owners.

A new dictatorship, therefore, must inevitably follow the social

revolution, in support of which a favored minority will make use of the

industrial power of the community, just as earlier privileged classes

used military power and the power of private property. And this new

dominance would be just as predatory, and would justify itself, as did

the others, by the platitudes of crowd-thinking. The so-called

dictatorship turns out, on examination, to be the dictatorship of one

section of the proletariat over the rest of it. The dream of social

redemption by such means is a pure _crowd-idea_.

IX

FREEDOM AND GOVERNMENT BY CROWDS

The whole philosophy of politics comes down at last to a question of

four words. Who is to govern? Compared with this question the problem of

the form of government is relatively unimportant. Crowd-men, whatever

political faith they profess, behave much the same when they are in

power. The particular forms of political organization through which

their power is exerted are mere incidentals. There is the same

self-laudation, the same tawdry array of abstract principles, the same

exploitation of under crowds, the same cunning in keeping up

appearances, the same preference of the charlatan for positions of

leadership and authority. Machiavelli's Prince, or Dostoievsky's Grand

Inquisitor, would serve just as well as the model for the guidance of a

Cæsar Borgia, a leader of Tammany Hall, a chairman of the National

Committee of a political party, or a Nicolai Lenin.

Ever since the days of Rousseau certain crowds have persisted in the

conviction that all tyrannies were foisted upon an innocent humanity by

a designing few. There may have been a few instances in history where

such was the case, but tyrannies of that kind have never lasted long.

For the most part the tyrant is merely the instrument and official

symbol of a dominant crowd. His acts are his crowd's acts, and without

his crowd to support him he very soon goes the way of the late Sultan of

Turkey. The Cæsars were hardly more than "walking delegates,"

representing the ancient Roman Soldiers' soviet. They were made and

unmade by the army which, though Cæsars might come and Cæsars might go,

continued to lord it over the Roman world. While the army was pagan,

even the mild Marcus Aurelius followed Nero's example of killing

Christians. When finally the army itself became largely Christian, and

the fiction that the Christians drank human blood, worshiped the head of

an ass, and were sexually promiscuous was no longer good patriotic

propaganda, the Emperor Constantine began to see visions of the Cross in

the sky. The Pope, who is doubtless the most absolute monarch in the

Occident, is, however, "infallible" only when he speaks

_ex-cathedra_--that is, as the "Church Herself." His infallibility is

that of the Church. All crowds in one way or another claim

infallibility. The tyrant Robespierre survived only so long as did his

particular revolutionary crowd in France.

The fate of Savonarola was similar. From his pulpit he could rule

Florence with absolute power just so long as he told his crowd what it

wished to hear, and so long as his crowd was able to keep itself

together and remain dominant. The Stuarts, Hohenzollerns, Hapsburgs, and

Romanoffs, with all their claims to divine rights, were little more than

the living symbols of their respective nation-crowds. They vanished when

they ceased to represent successfully the crowd-will.

In general, then, it may be said that _where the crowd is, there is

tyranny_. Tyranny may be exercised through one agent or through many,

but it nearly always comes from the same source--the crowd. Crowd-rule

may exist in a monarchical form of government, or in a republic. The

personnel of the dominant crowd will vary with a change in the form of

the state, but the spirit will be much the same. Conservative writers

are in the habit of assuming that democracy is the rule of crowds pure

and simple. Whether crowd-government is more absolute in a democracy

than in differently constituted states is a question. The aim of

democratic constitutions like our own is to prevent any special crowd

from intrenching itself in a position of social control and thus

becoming a ruling class. As the experiment has worked out thus far it

can hardly be said that it has freed us from the rule of crowds. It has,

however, multiplied the number of mutually suspicious crowds, so that no

one of them has for long enjoyed a sufficiently great majority to make

itself clearly supreme, though it must be admitted that up to the

present the business-man crowd has had the best of the deal. The story

of the recent Eighteenth Amendment shows how easy it is for a determined

crowd, even though in a minority, to force its favorite dogmas upon the

whole community. We shall doubtless see a great deal more of this sort

of thing in the future than we have in the past. And if the various

labor groups should become sufficiently united in a "proletarian" crowd

there is nothing to prevent their going to any extreme.

We are passing through a period of socialization. All signs point to the

establishment of some sort of social state or industrial commonwealth.

No one can foresee the extent, to which capital now privately owned is

to be transferred to the public. It is doubtful if anything can be done

to check this process. The tendency is no sooner blocked along one

channel than it begins to seep through another. In itself there need be

nothing alarming about this transition. If industry could be better

co-ordinated and more wisely administered by non-crowd men for the

common good, the change might work out to our national advantage.

It is possible to conceive of a society in which a high degree of social

democracy, even communism, might exist along with a maximum of freedom

and practical achievement. But we should first have to get over our

crowd-ways of thinking and acting. People would have to regard the state

as a purely administrative affair. They would have to organize for

definite practical ends, and select their leaders and administrators

very much as certain corporations now do, strictly on the basis of their

competency. Political institutions would have to be made such that they

could not be seized by special groups to enhance themselves at the

expense of the rest. Partisanship would have to cease. Every effort

would have to be made to loosen the social control over the individual's

personal habits. The kind of people who have an inner gnawing to

regulate their neighbors, the kind who cannot accept the fact of their

psychic inferiority and must consequently make crowds by way of

compensation, would have to be content to mind their own business.

Police power would have to be reduced to the minimum necessary to

protect life and keep the industries running. People would have to

become much more capable of self-direction as well as of voluntary

co-operation than they are now. They would have to be more resentful of

petty official tyranny, more independent in their judgments and at the

same time more willing to accept the advice and authority of experts.

They would have to place the control of affairs in the hands of the type

of man against whose dominance the weaker brethren have in all ages

waged war--that is, the free spirits and natural masters of men. All pet

dogmas and cult ideas that clashed with practical considerations would

have to be swept away.

Such a conception of society is, of course, wholly utopian. It could not

possibly be realized by people behaving and thinking as crowds. With our

present crowd-making habits, the process of greater socialization of

industry means only increased opportunities for crowd-tyranny. In the

hands of a dominant crowd an industrial state would be indeed what

Herbert Spencer called the "coming slavery."

As it is, the state has become overgrown and bureaucratic. Commissions

of all sorts are being multiplied year by year. Public debts are piled

up till they approach the point of bankruptcy. Taxes are increasing in

the same degree. Statutes are increased in number until one can hardly

breathe without violating some decree, ordinance, or bit of sumptuary

legislation. Every legislative assembly is constantly besieged by the

professional lobbyists of a swarm of reformist crowds. Busybodies of

every description twist the making and the enforcement of law into

conformity with their peculiar prejudices. Censorships of various kinds

are growing in number and effrontery. Prohibition is insincerely put

forth as a war measure. Ignorant societies for the "suppression of vice"

maul over our literature and our art. Parents of already more children

than they can support may not be permitted lawfully to possess

scientific knowledge of the means of the prevention of conception. The

government, both state and national, takes advantage of the war for

freedom to pass again the hated sort of "alien and sedition" laws from

which the country thought it had freed itself a century ago. A host of

secret agents and volunteer "guardians of public safety" are ready to

place every citizen under suspicion of disloyalty to the government. Any

advocacy of significant change in established political practices is

regarded as sedition. An inquisition is set up for the purpose of

inquiring into people's private political opinions. Reputable citizens

are, on the flimsiest hearsay evidence or rumor that they entertain

nonconformist views, subjected to public censure by notoriety-seeking

"investigation commissions"--and by an irresponsible press. Only members

of an established political party in good standing are permitted to

criticize the acts of the President of the United States. Newspapers and

magazines are suppressed and denied the privilege of the mails at the

whim of opinionated post-office officers or of ignorant employees of the

Department of Justice. An intensely patriotic weekly paper in New York,

which happened to hold unconventional views on the subject of religion,

has had certain issues of its paper suppressed for the offense of

publishing accounts of the alleged misconduct of the Y. M. C. A.

The stupidity and irresponsibility of the Russian spy-system which has

grown up in this country along with our overweening state is illustrated

by an amusing little experience which happened to myself several months

after the signing of the armistice with Germany. All through the trying

months of the war the great audience at Cooper Union had followed me

with a loyalty and tolerance which was truly wonderful. Though I knew

that many had not always been in hearty accord with my rather

spontaneous and outspoken Americanism, the Cooper Union Forum was one of

the few places in America where foreign and labor elements were present

in large numbers in which there was no outbreak or demonstration of any

kind which could possibly be interpreted as un-American. We all felt

that perhaps the People's Institute with its record of twenty years'

work behind it had been of some real service to the nation in adhering

strictly to its educational method and keeping its discussions wholly

above the level of any sort of crowd-propaganda.

However, in the course of our educational work, it became my task to

give to a selected group of advanced students a course of lectures upon

the Theory of Knowledge. The course was announced with the title, "How

Free Men Think," and the little folder contained the statement that it

was to be a study of the Humanist logic, with Professor F. C. S.

Schiller's philosophical writings to be used as textbooks. The

publication of this folder announcing the course was held up by the

printer, and we learned that he had been told not to print it by some

official personage whose identity was not revealed. Notwithstanding the

fact that Schiller is professor of philosophy in Corpus Christi College,

Oxford, and is one of the best-known philosophical writers in the

English-speaking world, and holds views practically identical with what

is called the "American School," led by the late William James, it

developed that the government agents--or whoever they were--objected to

the publication of the announcement on the ground that they _thought

Schiller was a German_. Such is our intellectual freedom regarding

matters which have no political significance whatever, in a world made

"safe for democracy." But we must not permit ourselves to despair or

grow weary of life in this "safety first" world--waves of

pseudo-patriotic panic often follow on the heels of easily won victory.

Crowd-phenomena of such intensity are usually of short duration, as

these very excesses soon produce the inevitable reaction.

The question, however, arises, is democracy more conducive to freedom

than other forms of political organization? To most minds the terms

"liberty" and "democracy" are almost synonymous. Those who consider that

liberty consists in having a vote, in giving everyone a voice regardless

of whether he has anything to say, will have no doubts in the matter.

But to those whose thinking means more than the mere repetition of

eighteenth-century crowd-ideas, the question will reduce itself to this:

Is democracy more conducive to crowd-behavior than other forms of

government? Le Bon and those who identify the crowd with the masses

would answer with an _a priori_ affirmative. I do not believe the

question may be answered in any such off-hand manner. It is a question

of fact rather than of theory. Theoretically, since we have

demonstrated I think that the crowd is not the common people as such,

but is a peculiar form of psychic behavior, it would seem that there is

no logical necessity for holding that democracy must always and

everywhere be the rule of the mob. And we have seen that other forms of

society may also suffer from crowd-rule. I suspect that the repugnance

which certain aristocratic, and bourgeois writers also, show for

democracy is less the horror of crowd-rule as such, than dislike of

seeing control pass over to a crowd other than their own. Theoretically

at least, democracy calls for a maximum of self-government and personal

freedom. The fact that democracy is rapidly degenerating into tyranny of

all over each may be due, not to the democratic ideal itself, but the

growing tendency to crowd-behavior in modern times. It may be that

certain democratic ideals are not so much causes as effects of

crowd-thinking and action. It cannot be denied that such ideals come in

very handy these days in the way of furnishing crowds with effective

catchwords for their propaganda and of providing them with ready-made

justifications for their will to power. I should say that democracy has

_indirectly permitted_, rather than directly caused, an extension in the

range of thought and behavior over which the crowd assumes

dictatorship.

In comparing democracy with more autocratic forms of government, this

extent or range of crowd-control over the individual is important. Of

course, human beings will never permit to one another a very large

degree of personal freedom. It is to the advantage of everyone in the

struggle for existence to reduce his neighbors as much as possible to

automatons. In this way one's own adjustment to the behavior of others

is made easier. If we can induce or compel all about us to confine their

actions to perfect routine, then we may predict with a fair degree of

accuracy their future behavior, and be prepared in advance to meet it.

We all dread the element of the unexpected, and nowhere so much as in

the conduct of our neighbors. If we could only get rid of the humanly

unexpected, society would be almost fool-proof. Hence the resistance to

new truths, social change, progress, nonconformity of any sort; hence

our orthodoxies and conventions; hence our incessant preaching to our

neighbors to "be good"; hence the fanaticism with which every crowd

strives to keep its believers in line. Much of this insistence on

regularity is positively necessary. Without it there could be no social

or moral order at all. It is in fact the source and security of the

accepted values of civilization, as Schiller has shown.

But the process of keeping one another in line is carried much farther

than is necessary to preserve the social order. It is insisted upon to

the extent that will guarantee the survival, even the dominance, of the

spiritually sick, the morally timid, the trained-animal men, those who

would revert to savagery, or stand utterly helpless the moment a new

situation demanded that they do some original thinking in the place of

performing the few stereotyped tricks which they have acquired; the

dog-in-the-manger people, who because they can eat no meat insist that

all play the dyspeptic lest the well-fed outdistance them in the race of

life or set them an example in following which they get the stomach

ache; the people who, because they cannot pass a saloon door without

going in and getting drunk, cannot see a moving-picture, or read a

modern book, or visit a bathing beach without being tormented with their

gnawing promiscuous eroticism, insist upon setting up their own

perverted dilemmas as the moral standard for everybody.

Such people exist in great numbers in every society. They are always

strong for "brotherly love," for keeping up appearances, for removing

temptation from the path of life, for uniform standards of belief and

conduct. Each crowd, in its desire to become the majority, to hold the

weaker brethren within its fold, and especially as everyone of us has a

certain amount of this "little brother" weakness in his own nature,

which longs to be pampered if only the pampering can be done without

hurting our pride--the crowd invariably plays to this sort of thing and

bids for its support. As the little brother always expresses his

survival-values in terms of accepted crowd-ideas, no crowd can really

turn him down without repudiating its abstract principles. In fact, it

is just this weakness in our nature which, as we have seen, leads us to

become crowd-men in the first place. Furthermore, we have seen that any

assertion of personal independence is resented by the crowd because it

weakens the crowd-faith of all.

The measure of freedom granted to men will depend, therefore, upon how

many things the crowd attempts to consider its business. There is a law

of inertia at work here. In monarchical forms of government, where the

crowd-will is exercised through a single human agent, the monarch may be

absolute in regard to certain things which are necessary to his own and

his crowd's survival. In such matters "he can do no wrong"; there is

little or no appeal from his decisions. But the very thoroughness with

which he hunts down nonconformity in matters which directly concern his

authority, leaves him little energy for other things. Arbitrary power

is therefore usually limited to relatively few things, since the

autocrat cannot busy himself with everything that is going on. Within

the radius of the things which the monarch attempts to regulate he may

be an intolerable tyrant, but so long as he is obeyed in these matters,

so long as things run on smoothly on the surface, there are all sorts of

things which he would prefer not to have brought to his attention, as

witness, for instance, the letter of Trajan to the younger Pliny.

With a democracy it is different. While the exercise of authority is

never so inexorable--indeed democratic states frequently pass laws for

the purpose of placing the community on record "for righteousness,"

rather than with the intention of enforcing such laws--the number of

things which a democracy will presume to regulate is vastly greater than

in monarchical states. As sovereignty is universal, everybody becomes

lawmaker and regulator of his neighbors. As the lawmaking power is

present everywhere, nothing can escape its multieyed scrutiny. All sorts

of foibles, sectional interests, group demands, class prejudices become

part of the law of the land. A democracy is no respecter of persons and

can, under its dogma of equality before the law, admit of no exceptions.

The whole body politic is weighed down with all the several bits of

legislation which may be demanded by any of the various groups within

it. An unusual inducement and opportunity are thus provided for every

crowd to force its own crowd-dilemmas upon all.

The majority not only usurps the place of the king, but it tends to

subject the whole range of human thought and behavior to its

authority--everything, in fact, that anyone, disliking in his neighbors

or finding himself tempted to do, may wish to "pass a law against."

Every personal habit and private opinion becomes a matter for public

concern. Custom no longer regulates; all is rationalized according to

the logic of the crowd-mind. Public policy sits on the doorstep of every

man's personal conscience. The citizen in us eats up the man. Not the

tiniest personal comfort may yet be left us in private enjoyment. All

that cannot be translated into propaganda or hold its own in a

legislative lobby succumbs. If we are to preserve anything of our

personal independence, we must organize ourselves into a crowd like the

rest and get out in the streets and set up a public howl. Unless some

one pretty soon starts a pro-tobacco crusade and proves to the

newspaper-reading public that the use of nicotine by everybody in equal

amount is absolutely necessary for the preservation of the American

home, for economic efficiency and future military supremacy, we shall

doubtless all soon be obliged to sneak down into the cellar and smoke

our pipes in the dark.

The Behavior of Crowds: A Psychological Study · 第 13 / 18 段