XI.

In employing this doctrine as a new principle of research, as a precise

means of defining our position, and as a visual angle, will it really be

possible finally to arrive at a new narrative history? It is not

possible to make an affirmative answer in general to this generic

demand. Because, in fact, if we assume that the critical communist, the

sociologist of economic materialism, or as he is commonly called, the

Marxist, has the necessary critical preparation, the habit of historical

study, and also the gift required for an orderly and vivacious

narration, there is no reason for affirming that he cannot write

history, as heretofore the partisans of all other political schools have

written it.

We have the example of Marx, and there is an argument from fact which

admits of no reply. But he was the first and the principal author of the

decisive concepts of this doctrine, reducing it at once into an

instrument of political orientation, in his character of an incomparable

publicist, during the revolutionary period of 1848 to 1850. And then he

applied it with the greatest precision in that essay entitled Eighteenth

Brumaire of Louis Bonaparte, of which it may be said today, at a great

distance, and after so many publications, if we except certain

infinitesimal details and certain false forecasts, that it would be

possible to make neither corrections nor important complements. I will

not repeat, since I am not writing a bibliography, the list of the

different writings of Marx or Engels--of which we have so many attempts

from the Peasants' War (1850) down to his posthumous writings on The

Present Unity of Germany--which are an application of the doctrine, nor

those of their successors and of the popularizers of scientific

socialism. Even in the socialist press we may read, from time to time,

valuable attempts at explanation of certain political events, in which

is found, precisely by reason of historic materialism, a clearness of

vision which would be sought in vain among the writers and the

disputants who have not yet torn away the fantastic veils and

ideological envelopes of history.

Here is not the place to take up the defense of an abstract thesis, as

an advocate would do. It is evident, nevertheless, in all the histories

which have been written up to the present time, that there is always at

bottom, if not in the explicit intentions of the writers, certainly in

their spirit, a tendency, a principle, a general view of life; and so

this doctrine, which has enabled us to study the social structure in an

objective manner, must finally direct with precision the researches of

history, and must end in a narrative complete, transparent and integral.

Helps are not lacking.

_Economics_, which, as everyone sees it today, had its birth and

development as the science of bourgeois production, after being puffed

up with the illusion of representing the absolute laws of all forms of

production, has through the dear school of experience entered since, as

everyone knows, upon a period of self-criticism. Just as this

self-criticism gave birth, on one side, to critical communism, so on the

other side it has given birth, through the labor of the calmest, the

wisest and the most prudent of the academic tradition, to the

_historical school of economic phenomena_. Thanks to this school, and

through the effect of the application of the descriptive and comparative

methods, we are henceforth in possession of a vast sum of knowledge on

the different historical forms of _economics_, from the most complex

facts and those best specified through essential differences of types,

down to the special domain of a cloister or a trade guild of the Middle

Ages. The same thing has taken place with _statistics_, which, by the

indefinite combination of its sources, succeeds now in throwing light,

with a sufficient approximation, upon the movement of population in past

centuries.

These studies, certainly, are not made in the interest of our doctrine,

and oftener than not they are made in a spirit hostile to socialism;

something not observed, we may say in passing, by those foolish readers

of printed papers who so often confuse _economic history_, _historical

economics_, and _historical materialism_. But these studies, apart from

the materials which they gather, are remarkable in that they witness the

progress which is in course of making the _internal history_ which,

little by little, is taking the place of the _external history_ with

which, for centuries, the men of letters and artists were occupied.

A good part of these materials that have been gathered must always be

submitted to new corrections, as for that matter happens in every domain

of empirical knowledge, which oscillates continually between what is

held for certain and what is simply probable, and what must, later, be

integrated or eliminated.

The deductions and the combinations of the historians of economics, or

of those who relate history in general, availing themselves of the

guiding thread of economic phenomena, are not always so plausible or so

conclusive, that one does not feel the need of saying to them: All this

must be taken back and worked over. But that which is undoubted is the

fact that in this present time all writing of history tends to become a

science, or, better, a social discipline; and when that movement, now

uncertain and multiform, shall be accomplished, the efforts of the

scholars and inquirers will lead inevitably to the acceptance of

economic materialism. By this incidence of efforts and of scientific

labors, which start from points so opposite, the materialistic

conception of all history will end by penetrating men's minds as a

definite conquest of thought; and this will finally take away from

partisans and adversaries the attempt to speak _pro_ and _con_ as for

partisan theses.

Apart from the direct helps just enumerated, our doctrine has many

indirect helps, so that it can profitably employ the results of many

disciplines, in which by reason of the greater simplicity of the

relations, it has been possible more easily to make the application of

the genetic method. The typical case is furnished by glottology, and in

a more special fashion by the study which has for its object the ancient

languages.

The application of historical materialism is certainly, hitherto, very

far from that evidence and that clearness of _processus_ of analysis and

of reconstruction. It would be consequently a vain attempt to try, at

this moment, to write a summary of universal history, which should

propose to develop all the varied forms of production in order to deduce

from them afterwards all the rest of human activity, in a particular and

circumstantial fashion. In the present state of knowledge, he who should

try to give this _compendium_ of a new _Kulturgeschichte_ would do

nothing but translate into economic phraseology the points of general

orientation which, in other books, for example, in Hellwald, give it in

Darwinian phraseology.

It is a long step from the acceptance of the principle to its complete

and particular application to the whole of a vast province of facts, or

to a great succession of phenomena.

So the application of our doctrine must be kept for a moment to the

exposition and the study of definite parts of history. The modern forms

are clear to all. The economic developments of the bourgeoisie, the

manifest knowledge of the different obstacles which it has had to

overcome in the different countries, and, consequently, the development

of the different revolutions, taking this word in its broadest sense,

contribute to make our understanding of it easy. To our eyes the

pre-history of the bourgeoisie, at the moment of the decline of the

Middle Ages, is equally clear, and it would not be difficult to find,

for example, in the development of the city of Florence, an attested

series of developments, in which the economic and statistical movement

finds a perfect correspondence in the political relations and a

sufficient illustration in the contemporary development of intelligence

already reduced into prose and stripped, in great part, of ideological

illusions. Nor would it be impossible to reduce, now, under the definite

visual angle of materialism, the whole of ancient Roman history. But for

that, and particularly, for the primitive period, there are no direct

sources; they are, on the contrary, abundant in Greece, from popular

tradition, the epic, and the authentic juridical inscriptions, down to

the pragmatic studies of the historical social relations. At Rome, on

the other hand, the struggles for political rights carry with them

almost always the economic reasons upon which they rest. Thus, the

decline of definite classes, the formation of new classes, the movement

of conquest, the change of the laws and of the forms of political array,

appear to us with perfect clearness. This Roman history is hard and

prosaic; it was never clad with these ideological complements which

were suited to Greek life. The rigid prose of conquest, of planned

colonization, of institutions and of the forms of law, conquered and

devised for solving the problems arising from definite frictions and

contrasts, makes all Roman history a chain of events which follow each

other in a sequence which is grossly evident.

The true problem consists, indeed, not in substituting sociology for

history, as if the latter had been an appearance which conceals behind

it a secret reality, but in understanding history as a whole, in all its

intuitive manifestations, and in understanding it through the aid of

economic sociology. It is not a question of separating the accident from

the substance, the appearance from the reality, the phenomenon from the

intrinsic kernel, or applying any other formula used by the partisans of

any species of scholasticism, but of explaining the connection and the

_complexus_ precisely in so far as it is a connection and a _complexus_.

It is not merely a question of discovering and determining the social

groundwork, and then of making men appear upon it like so many

marionettes, whose threads are held and moved, no longer by Providence

but by economic categories. These categories have themselves developed

and are developing, like all the rest--because men change as to the

capacity and the art of vanquishing, subduing, transforming and

utilizing natural conditions; because men change in spirit and attitude

through the reaction of their tools upon themselves; because men change

in their respective and co-associated relations; and therefore as

individuals depending in various degrees upon one another. We have, in

fine, to do with history, and not with its skeleton. We are dealing with

narration and not with abstraction, with the explaining and treating of

the whole, and not merely with resolving and analyzing it; we have to

do, in a word, now, as always, with an art.

It may be that the sociologist who follows the principles of economic

materialism proposes to keep himself simply to the analysis, for

example, of what the classes were at the moment when the French

Revolution broke out, and to pass then to the classes that result from

the Revolution and survive it. In that case the titles, the indications

and the classifications of the materials to analyze are definite; they

are, for example, the city and the country, the artisan and the laborer,

the nobles and the serfs, the land which is freed from feudal charges,

and the small proprietors who came into being, commerce which frees

itself from so many restrictions, money which accumulates, industry

which prospers, etc. There is nothing to object to in the choice of this

method, which, because it follows the track of embryonic origins, was

indispensable to the preparation of historical research according to the

direction of the new doctrine.[29]

But we know that the study of embryonic origins does not suffice to

make us understand animal life, which is not a scheme, but is composed

of living beings which struggle, and in their struggle employ forces,

instincts and passions. And it is the same, _mutatis mutandis_, with men

also, in so far as they live historically. These particular men, moved

by certain passions, urged by certain circumstances, with such and such

designs, such intentions, acting in such an attempt with such an

illusion of their own, or with such a deception, of another, who,

martyrs of themselves or of others, enter on harsh contests and

reciprocal suppressions of each other--there is the real history of the

French Revolution. If, however, it is true that all history is but the

unfolding of definite economic conditions, it is equally true that it

develops only in definite forms of human activity,--whether the latter

be passionate or reflective, fortunate or unsuccessful, blindly

instinctive or deliberately heroic.

To understand the interlacings and the _complexus_ in its inner

connection and its outer manifestations; to descend from the surface to

the foundation, and then to return from the foundation to the surface;

to analyze the passions and the intentions, in their motives, from the

closest to the most remote, and then to bring back the data of the

passions and of the intentions and of their causes to the most remote

elements of a definite economic situation; there is the difficult art

which the materialistic conception must realize.

And as we must not imitate that teacher who on the bank taught his

pupils to swim by the definition of swimming, I beg the reader to await

the examples which I shall give in other essays in a real historical

narration, working over into a book which for some time I have already

been doing in my teaching.

In this way certain secondary and derivative questions are once for all

cleared up.

What, for example, is the meaning of the lives of the great men?

In these later times, answers have been given, which, in one sense or

another, have an extreme character. On the one side, there are the

extreme sociologists, on the other side the individualists who, after

the fashion of Carlyle, put the heroes into the first rank of their

history. According to some it is sufficient to show what were the

reasons, for example, of Caesarism, and Caesar matters little. According

to others, there are no objective reasons of classes and social

interests which suffice to explain anything; it is the great minds which

give the impulse to the whole historic movement; and history has, so to

speak, its lords and its monarchs. The empiricists of narration extract

themselves from embarrassment in a very simple fashion, putting together

at hazard men and things, objective necessities of fact and subjective

influences.

Historical materialism goes beyond the antithetical views of the

sociologists and the individualists, and at the same time it eliminates

the eclecticism of the empirical narrators.

First of all the _factum_.

Let this particular Caesar, as Napoleon was, be born in such a year, let

him follow such a career, and find himself ready for the Eighteenth

Brumaire. All this is completely accidental with relation to the general

course of things which was pushing the new class, mistress of the field,

to save from the Revolution that which appeared to it necessary to save,

and that necessitated the creation of a bureaucratico-military

government. It was, however, necessary to find the man, or the men. But

what actually happened came about in the fashion that we know. It

depended on this fact, that it was Napoleon who directed the enterprise

and not a pitiable Monk, or a ridiculous Boulanger. And from that moment

the accident ceases to be accident, precisely because it is this

definite person who gives his imprint and physiognomy to the events,

determining the fashion or the manner in which they have unfolded.

The very fact that all history rests upon antitheses, contrasts,

struggles and wars, explains the decisive influence of certain men in

definite occasions. These men are neither a negligible accident of the

social mechanism, nor miraculous creators of what society, without them,

could have made in no other fashion. It is the very interlacings of the

antithetic conditions, which causes the fact that definite individuals,

generous, heroic, fortunate, mischievous, are called at critical moments

to say the decisive word. As long as the particular interests of the

different social groups are in such a state of tension, that all the

parties in the struggle reciprocally paralyze each other, then to make

the political gearing move, there is need of the individual

consciousness of a definite individual.

The social antitheses, which make of every human community an unstable

organization, give to history, especially when it is seen and examined

rapidly and in its main features, the character of a drama. This drama

in all its relations is repeated from community to community, from

nation to nation, from state to state, because the inner inequalities

concurring with the external differentiations, have produced and produce

the whole movement of wars, conquests, treaties, colonizations, etc. In

this drama have always appeared, in the role of leaders of society, the

men who are characterized as eminent, as great, and empiricism has

concluded from their presence that they were the principal authors of

history. To carry back the explanation of their appearance to the

general causes and the common conditions of the social structure, is a

thing which harmonizes perfectly with the data of our doctrine; but to

try to eliminate them, as certain affected objectivists of sociology

would willingly do, is pure capriciousness.

And to conclude, the partisan of historical materialism who sets himself

the task of explaining, or relating, cannot do it through schemes.

History has always received a definite form, with an infinite number of

accidents and variations. It has a certain grouping, it has a certain

perspective.

It is not enough to have eliminated preventively the hypothesis of

factors, because the narrator constantly finds himself in the presence

of things which seem incongruous, independent, and self-directing. To

present the whole as a whole, and to discover in it the continuous

relations of the events which border on each other, there is the

difficulty.

The sum of events narrowly consecutive and precise gives the whole of

history; and this is equivalent to saying that it is all that we know of

our being, in so far as we are social beings and not simply natural

beings.

Essays on the Materialistic Conception of History · 第 27 / 30 题